SecurityCBOE / CBOE Holdings, Inc. (12503M108)
Chairman and CEOTilly Edward T
IndustrySecurity And Commodity Brokers, Dealers, Exchanges, And Services
Institutional Owners448
Institutional Shares93,097,247 - 83.04%
Common Stock Shares Outstanding112,107,466 shares (as of 2018-06-30)
Institutional Value$ 209,879,787,000 USD

Institutional Stock Ownership and Shareholders

CBOE / CBOE Holdings, Inc. Institutional Ownership

CBOE Holdings, Inc. (BATS:CBOE) has 448 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 93,097,247 shares. Largest shareholders include Price T Rowe Associates Inc /md/, Vanguard Group Inc, BlackRock Inc., State Street Corp, Renaissance Technologies LLC, BlackRock Fund Advisors, BlackRock Institutional Trust Company, N.A., CI Global Investments Inc., Henderson Group Plc, and Northern Trust Corp.
CBOE Holdings, Inc. (BATS:CBOE) ownership structure shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-08-13 13F-HR Kentucky Retirement Systems Insurance Trust Fund 2,580 2,119 -17.87 294 221 -24.83
2018-07-30 13F-HR Daiwa Securities Group Inc. 3,538 3,838 8.48 404 399 -1.24
2018-04-10 13F-HR/A CGOV Asset Management 721,064 664,424 -7.86 112,454 75,811 -32.58
2018-08-03 13F-HR Steinberg Global Asset Management 3,049 3,049 0.00 348 317 -8.91
2018-08-15 13F-HR JANE STREET GROUP, LLC Put 7,400 7,800 5.41 844 812 -3.79
2018-08-14 13F-HR State of Tennessee, Treasury Department 110,676 71,888 -35.05 12,628 7,481 -40.76
2018-08-14 13F-HR FLAGSHIP HARBOR ADVISORS, LLC 2,044 1,770 -13.41 230 184 -20.00
2018-07-24 13F-HR Janney Montgomery Scott LLC 4,405 4,902 11.28 503 510 1.39
2018-08-13 13F-HR OREGON PUBLIC EMPLOYEES RETIREMENT FUND 36,595 12,347 -66.26 4,175 1,285 -69.22
2018-08-14 13F-HR THRIVENT FINANCIAL FOR LUTHERANS 4,735 4,723 -0.25 540 492 -8.89
2018-08-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 370,800 723,200 95.04 42,308 75,264 77.90
2018-08-01 13F-HR AVIVA PLC 57,330 56,840 -0.85 6,541 5,915 -9.57
2017-05-16 13F-HR JANUS CAPITAL MANAGEMENT LLC 90,148 98,501 9.27 6,661 7,985 19.88
2018-08-14 13F-HR Capstone Financial Advisors, Inc. 6,675 6,676 0.01 762 695 -8.79
2018-10-10 13F-HR CLINTON GROUP INC 26,265 43,235 64.61 2,733,399 4,149 -99.85
2018-09-19 13F-HR ROYAL LONDON ASSET MANAGEMENT LTD 47,928 4,988
2018-08-14 13F-HR VOLORIDGE INVESTMENT MANAGEMENT, LLC 0 136,061 0 14,160
2018-08-14 13F-HR STATE STREET CORP 4,974,373 4,702,443 -5.47 567,578 489,381 -13.78
2018-08-07 13F-HR STRATEGY ASSET MANAGERS LLC 20,874 20,091 -3.75 2,382 2,091 -12.22
2018-07-31 13F-HR CWM, LLC 65 159 144.62 7 17 142.86
2018-08-13 13F-HR Veritable, L.P. 1,932 0 -100.00 220 0 -100.00
2018-08-14 13F-HR ETF MANAGERS GROUP, LLC 882 79
2017-08-07 13F-HR Geneva Advisors, LLC 33,068 32,423 -1.95 2,681 2,963 10.52
2018-10-18 13F-HR SEVEN EIGHT CAPITAL, LLC 11,975 0 -100.00 1,246 0 -100.00
2018-10-12 13F-HR BANK OF MONTREAL /CAN/ 142,199 146,709 3.17 14,799 14,078 -4.87
2018-08-14 13F-HR/A CITADEL ADVISORS LLC 1,632,459 1,308,475 -19.85 186,264 136,174 -26.89
2018-08-14 13F-HR/A CITADEL ADVISORS LLC Put 221,100 415,400 87.88 25,228 43,231 71.36
2018-08-14 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 818,953 118,299 -85.55 93,442 12,312 -86.82
2018-08-14 13F-HR Teza Capital Management LLC 12,362 1,287
2018-08-13 13F-HR COMMONWEALTH BANK OF AUSTRALIA 129 178 37.98 14 17 21.43
2018-08-14 13F-HR SUNTRUST BANKS INC 16,790 15,474 -7.84 1,915 1,608 -16.03
2018-08-14 13F-HR Nicholas Investment Partners, LP 41,999 0 -100.00 4,792 0 -100.00
2018-08-02 13F-HR BABSON CAPITAL MANAGEMENT LLC 2,800 0 -100.00 319 0 -100.00
2018-08-13 13F-HR Baird Financial Group, Inc. 5,550 5,657 1.93 633 589 -6.95
2018-08-10 13F-HR BROWN ADVISORY INC 7,754 7,806 0.67 885 812 -8.25
2018-08-14 13F-HR CAPITAL FUND MANAGEMENT S.A. Call 436,700 46,000 -89.47 49,827 4,787 -90.39
2018-10-11 13F-HR GOFEN & GLOSSBERG LLC /IL/ 7,847 7,847 0.00 817 753 -7.83
2018-08-10 13F-HR Elite Wealth Management, LLC 5,718 6,253 9.36 652 651 -0.15
2018-07-09 13F-HR IFM Investors Pty Ltd 2,576 4,928 91.30 294 513 74.49
2018-10-10 13F-HR Manning & Napier Group, Llc 110,580 10,610
2018-08-14 13F-HR LOCKHEED MARTIN INVESTMENT MANAGEMENT CO 20,100 0 -100.00 2,293 0 -100.00
2018-08-13 13F-HR BOKF, NA 19,914 20,131 1.09 2,272 2,095 -7.79
2018-10-12 13F-HR Parkside Financial Bank & Trust 6 1
2018-08-14 13F-HR Edge Advisors, Llc 716 716 0.00 81 74 -8.64
2018-07-25 13F-HR CONNING INC. 1,810 0 -100.00 207 0 -100.00
2018-08-09 13F-HR GAM Holding AG 0 10,235 0 1,065
2018-08-20 13F-HR GREEN SQUARE CAPITAL LLC 6,296 6,302 0.10 718 656 -8.64
2018-08-13 13F-HR 6 Meridian 4,272 4,204 -1.59 487 438 -10.06
2018-08-14 13F-HR Holocene Advisors, Lp 3,479 362
2018-05-11 13F-HR CITIGROUP INC Call 76,900 55,500 -27.83 9,581 6,333 -33.90
2017-05-08 13F-HR ARXIS SECURITIES LLC 8,823 715
2018-08-14 13F-HR ROYAL BANK OF CANADA 53,254 41,525 -22.02 6,077 4,321 -28.90
2018-10-10 13F-HR Gyroscope Capital Management Group, LLC 16,000 13,646 -14.71 1,665 1,327 -20.30
2018-08-03 13F-HR Global Financial Private Capital, LLC 6,981 0 -100.00 797 0 -100.00
2018-10-09 13F-HR Cerebellum Gp, Llc 1,712 1,735 1.34 178 166 -6.74
2018-08-14 13F-HR UBS Group AG 421,631 300,892 -28.64 48,108 31,314 -34.91
2018-07-30 13F-HR WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 9,161 0 -100.00 1,005 0 -100.00
2018-05-11 13F-HR CITIGROUP INC Put 87,100 26,700 -69.35 10,852 3,046 -71.93
2018-08-08 13F-HR CIBC World Markets Inc. 7,933 3,529 -55.51 905 367 -59.45
2018-08-14 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC Put 9,900 0 -100.00 1,130 0 -100.00
2018-08-13 13F-HR GROUP ONE TRADING, L.P. Put 27,500 19,600 -28.73 3,138 2,040 -34.99
2018-08-01 13F-HR Wagner Wealth Management, Llc 61 61 0.00 7 6 -14.29
2018-08-06 13F-HR TORONTO DOMINION BANK 60,027 267,042 344.87 6,848 27,788 305.78
2018-07-20 13F-HR Creative Planning Call 500 500 0.00 3 0 -100.00
2016-11-14 13F-HR MASON STREET ADVISORS, LLC 37,609 2,439
2018-08-14 13F-HR Ionic Capital Management LLC 4,134 0 -100.00 472 0 -100.00
2018-08-14 13F-HR AQR CAPITAL MANAGEMENT LLC 485,110 243,952 -49.71 55,351 25,388 -54.13
2017-02-10 13F-HR BlackRock Advisors LLC 45,282 47,767 5.49 2,937 3,530 20.19
2018-08-08 13F-HR Russell Investments Group, Ltd. 220,347 57,289 -74.00 25,122 5,961 -76.27
2018-08-03 13F-HR STATE OF WISCONSIN INVESTMENT BOARD 96,024 102,118 6.35 10,956 10,627 -3.00
2018-10-18 13F-HR Iron Financial, LLC 11,350 11,350 0.00 1,181 1,089 -7.79
2018-08-03 13F-HR NOMURA ASSET MANAGEMENT CO LTD 24,167 25,240 4.44 2,757 2,627 -4.72
2018-08-22 13F-HR Mount Yale Investment Advisors, Llc 16,495 16,495 0.00 1,882 1,717 -8.77
2018-07-27 13F-HR Advisory Services Network, LLC 732 596 -18.58 84 62 -26.19
2018-08-01 13F-HR WELLS FARGO & COMPANY/MN Put 38,400 0 -100.00 288 0 -100.00
2018-08-14 13F-HR Marshall Wace LLP 2,960 169,842 5,637.91 338 17,675 5,129.29
2018-08-14 13F-HR FIFTH THIRD BANCORP 90 324 260.00 10 34 240.00
2018-07-30 13F-HR SIMPLEX TRADING, LLC Put 375 418 11.47 48 4,350 8,962.50
2018-08-09 13F-HR Tredje AP-fonden 48,320 0 -100.00 5,513 0 -100.00
2017-02-10 13F-HR BlackRock Investment Management, LLC 229,911 282,149 22.72 14,910 20,848 39.83
2018-10-19 13F-HR CULLINAN ASSOCIATES INC 4,700 451
2018-10-15 13F-HR Centerstar Asset Management, Llc Put 3
2018-08-03 13F-HR Financial Architects, Inc 988 988 0.00 113 103 -8.85
2018-08-01 13F-HR COMERICA BANK 52,073 36,429 -30.04 5,722 3,820 -33.24
2018-10-09 13F-HR State of Alaska, Department of Revenue 45,905 20,700 -54.91 4,776 1,985 -58.44
2018-08-15 13F-HR PARADIGM ASSET MANAGEMENT CO LLC 2,890 2,890 0.00 329,749 300,762 -8.79
2018-08-02 13F-HR Atlantic Trust Group, LLC 29,173 28,623 -1.89 3,329 2,979 -10.51
2018-08-14 13F-HR CAPITAL FUND MANAGEMENT S.A. Put 213,400 21,800 -89.78 24,349 2,269 -90.68
2018-08-10 13F-HR CREDIT AGRICOLE S A 44,392 34,602 -22.05 5,066 3,601 -28.92
2018-08-14 13F-HR D. E. Shaw & Co., Inc. 100,256 28,570 -71.50 11,439 2,973 -74.01
2018-10-15 13F-HR Sumitomo Mitsui Asset Management Company, LTD 7,885 7,620 -3.36 820 731 -10.85
2018-08-14 13F-HR STIFEL FINANCIAL CORP 71,601 68,141 -4.83 8,162 7,105 -12.95
2018-08-08 13F-HR Hanson McClain, Inc. 1 0 -100.00 0 0
2018-08-13 13F-HR Korea Investment CORP 31,369 9,869 -68.54 3,579 1,027 -71.30
2018-08-14 13F-HR TUDOR INVESTMENT CORP ET AL 0 12,952 0 1,348
2018-08-09 13F-HR Advantus Capital Management Inc 11,650 11,550 -0.86 1,329 1,202 -9.56
2018-08-14 13F-HR Point72 Asset Management, L.P. 106,600 62,300 -41.56 12,163 6,484 -46.69
2018-08-02 13F-HR VICTORY CAPITAL MANAGEMENT INC 459,810 28,599 -93.78 52,465 2,976 -94.33
2018-08-14 13F-HR UBS Group AG Put 104,500 0 -100.00 11,923 0 -100.00
2018-08-13 13F-HR Asset Dedication, LLC 345 345 0.00 39 36 -7.69
2018-08-06 13F-HR TEACHER RETIREMENT SYSTEM OF TEXAS 68,859 22,862 -66.80 7,857 2,379 -69.72
2018-08-14 13F-HR TWO SIGMA ADVISERS, LP 46,788 4,134 -91.16 3,793 430 -88.66
2018-07-23 13F-HR TEXAS PERMANENT SCHOOL FUND 29,121 27,450 -5.74 3,323 2,857 -14.02
2018-07-18 13F-HR Bt Investment Management Ltd 896,381 894,119 -0.25 102,277,072 93,050,964 -9.02
2018-08-03 13F-HR AlphaMark Advisors, LLC 25 25 0.00 3 3 0.00
2018-02-15 13F-HR Bb&t Investment Services, Inc. 105 105 0.00 11 13 18.18
2018-08-13 13F-HR NORDEA INVESTMENT MANAGEMENT AB 4,793 4,793 0.00 547 499 -8.78
2018-08-14 13F-HR Sterling Capital Management LLC 18,022 0 -100.00 2,056 0 -100.00
2018-08-14 13F-HR CT Mason 2,800 291
2018-08-17 13F-HR/A NOMURA HOLDINGS INC Put 210,000 175,000 -16.67 15,528 18,212 17.28
2018-08-08 13F-HR AMERICAN CENTURY COMPANIES INC 1,496,855 1,549,396 3.51 170,791 161,246 -5.59
2018-07-12 13F-HR FJARDE AP-FONDEN /FOURTH SWEDISH NATIONAL PENSION FUND 31,018 34,687 11.83 3,539 3,610 2.01
2018-08-13 13F-HR HAP Trading, LLC 0 61,582 0 6,409
2018-06-30 13F-HR GREAT LAKES ADVISORS, LLC 101,895 102,228 0.33 11,626 10,639 -8.49
2017-02-10 13F-HR BlackRock Japan Co. Ltd 37,153 50,562 36.09 2,409 3,736 55.09
2018-08-13 13F-HR PIONEER INVESTMENT MANAGEMENT INC 96,754 198,255 104.91 11,039 20,632 86.90
2018-10-11 13F-HR CONTRAVISORY INVESTMENT MANAGEMENT, INC. 36 0 -100.00 4 0 -100.00
2018-08-13 13F-HR ProShare Advisors LLC 55,854 59,045 5.71 6,373 6,145 -3.58
2018-08-14 13F-HR SRB Corp 5,193 540
2018-08-14 13F-HR Incline Global Management LLC Call 145,000 215,000 48.28 16,545 22,375 35.24
2018-08-14 13F-HR Zebra Capital Management LLC 7,034 0 -100.00 803 0 -100.00
2018-08-14 13F-HR Pacer Advisors, Inc. 4,760 5,183 8.89 543 539 -0.74
2018-08-13 13F-HR Meiji Yasuda Asset Management Co Ltd. 5,710 0 -100.00 652 0 -100.00
2018-09-18 13F-HR/A NORTHERN TRUST CORP 1,832,837 1,745,154 -4.78 209,127 181,619 -13.15
2017-02-10 13F-HR BlackRock Fund Advisors 3,104,751 3,269,318 5.30 201,343 241,570 19.98
2018-08-06 13F-HR Signition Lp 5,449 567,000
2018-10-15 13F-HR Winslow, Evans & Crocker, Inc. 20 20 0.00 4 2 -50.00
2018-08-14 13F-HR CREDIT SUISSE AG/ 274,493 133,011 -51.54 31,319 13,842 -55.80
2018-07-05 13F-HR Gulf International Bank (UK) Ltd 31,110 37,810 21.54 3,549 3,934 10.85
2018-08-14 13F-HR Rafferty Asset Management, LLC 28,503 29,312 2.84 3,252 3,050 -6.21
2018-07-17 13F-HR Retirement Systems of Alabama 106,141 105,803 -0.32 12,111 11,011 -9.08
2018-10-16 13F-HR FIRST HAWAIIAN BANK 3,921 376
2018-08-14 13F-HR Walleye Trading LLC 26,646 18,038 -32.31 3,040 1,877 -38.26
2018-08-10 13F-HR ING GROEP NV 6,716 7,345 9.37 766 764 -0.26
2018-08-10 13F-HR SENTRY INVESTMENT MANAGEMENT LLC 0 7,435 0 774
2018-08-14 13F-HR Parallax Volatility Advisers, L.P. Call 15,000 0 -100.00 1,712 0 -100.00
2018-08-13 13F-HR HONKAMP KRUEGER FINANCIAL SERVICES INC /ADV 119 0 -100.00 12 0 -100.00
2018-10-16 13F-HR Andra AP-fonden 48,000 47,100 -1.88 4,995 4,520 -9.51
2018-07-31 13F-HR Front Row Advisors Llc 66 66 0.00 8 7 -12.50
2018-08-14 13F-HR SOROS FUND MANAGEMENT LLC 76,257 68,111 -10.68 8,701 7,088 -18.54
2018-08-15 13F-HR Metlife Investment Advisors, Llc 33,917 33,114 -2.37 3,870 3,446 -10.96
2018-08-07 13F-HR Chesapeake Wealth Management 3,008 0 -100.00 343 0 -100.00
2018-08-14 13F-HR BARCLAYS PLC 279,286 162,655 -41.76 31,866 16,927 -46.88
2018-08-14 13F-HR DEUTSCHE BANK AG\ 253,338 513,840 102.83 28,902 53,472 85.01
2018-08-13 13F-HR Arcus Capital Partners, LLC 12,510 12,510 0.00 1,427 1,302 -8.76
2018-08-08 13F-HR AMERICAN INTERNATIONAL GROUP INC 37,431 37,399 -0.09 4,271 3,892 -8.87
2018-07-27 13F-HR ENTERPRISE FINANCIAL SERVICES CORP 236 236 0.00 27 25 -7.41
2018-07-25 13F-HR BNP PARIBAS ARBITRAGE, SA 189,564 100,964 -46.74 21,629,252 10,507,323 -51.42
2018-10-16 13F-HR STONEBRIDGE CAPITAL MANAGEMENT INC 15,400 15,400 0.00 1,585 1,478 -6.75
2018-07-18 13F-HR Westpac Banking Corp 52,053 119,553 129.68 5,939,247 12,441,881 109.49
2018-08-15 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 232,911 210,197 -9.75 26,575 21,875 -17.69
2018-08-13 13F-HR IHT Wealth Management, LLC 623 0 -100.00 70 0 -100.00
2018-08-10 13F-HR RIVERHEAD CAPITAL MANAGEMENT LLC 3,115 3,788 21.61 355 394 10.99
2018-08-06 13F-HR MACKAY SHIELDS LLC 26,350 224,162 750.71 3,007 23,329 675.82
2018-08-13 13F-HR AJO, LP 13,603 11,553 -15.07 1,552 1,202 -22.55
2018-08-08 13F-HR QUADRANT CAPITAL GROUP LLC 115 115 0.00 12 10 -16.67
2018-08-06 13F-HR FISHMAN JAY A LTD/MI 9,808 9,808 0.00 1,119,138 1,020,739 -8.79
2018-08-02 13F-HR JENNISON ASSOCIATES LLC 10,261 0 -100.00 1,171 0 -100.00
2018-08-14 13F-HR WOLVERINE ASSET MANAGEMENT LLC 0 16,525 0 1,719
2017-08-14 13F-HR NUMERIC INVESTORS LLC 21,000 0 -100.00 1,702 0 -100.00
2018-08-01 13F-HR Mitsubishi UFJ Securities International PLC 126 13
2018-08-10 13F-HR DIMENSIONAL FUND ADVISORS LP 416,833 420,869 0.97 47,561 43,800 -7.91
2018-07-20 13F-HR First Command Bank 77 0 -100.00 8,786 0 -100.00
2018-08-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 0 149,254 0 15,533
2017-05-15 13F-HR R&F Capital Advisors LP 34,828 2,824
2018-08-02 13F-HR PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 20,077 19,989 -0.44 2,291 2,080 -9.21
2018-08-09 13F-HR Van Berkom & Associates Inc. 727,555 733,440 0.81 83,014 76,329 -8.05
2018-08-14 13F-HR CAPITAL FUND MANAGEMENT S.A. 0 222,779 0 23,185
2018-08-07 13F-HR SG Americas Securities, LLC 24,598 5,194 -78.88 2,807 541 -80.73
2018-08-14 13F-HR Marshall Wace North America L.P. 1,248,922 1,463,354 17.17 142,502 152,291 6.87
2017-05-01 13F-HR Spot Trading L.L.C 10,000 10,000 0.00 739 811 9.74
2018-08-14 13F-HR AMERIPRISE FINANCIAL INC 685,135 195,489 -71.47 78,173 20,344 -73.98
2018-08-08 13F-HR COMMERCE BANK 5,814 3,000 -48.40 664 312 -53.01
2018-08-08 13F-HR KEYBANK NATIONAL ASSOCIATION/OH 5,872 5,472 -6.81 670 569 -15.07
2018-07-31 13F-HR TD ASSET MANAGEMENT INC 171,229 174,530 1.93 19,537 18,163 -7.03
2018-08-10 13F-HR QUANTRES ASSET MANAGEMENT Ltd 4,100 0 -100.00 468 0 -100.00
2018-08-13 13F-HR CIBC WORLD MARKETS CORP 14,610 15,890 8.76 1,667 1,654 -0.78
2018-07-19 13F-HR HARTFORD INVESTMENT MANAGEMENT CO 22,883 12,738 -44.33 2,611 1,326 -49.21
2018-08-14 13F-HR Mariner Wealth Advisors, LLC 31,459 32,759 4.13 3,590 3,409 -5.04
2018-08-09 13F-HR BRITISH COLUMBIA INVESTMENT MANAGEMENT CORP 38,379 33,886 -11.71 4,379 3,527 -19.46
2018-08-10 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 14,603 13,881 -4.94 1,666 1,444 -13.33
2018-08-14 13F-HR Hilltop Holdings Inc. 3,950 411
2018-10-15 13F-HR SCOUT INVESTMENTS, INC. 128,860 0 -100.00 13,410 0 -100.00
2018-08-03 13F-HR PEKIN SINGER STRAUSS ASSET MANAGEMENT /IL 6,000 5,908 -1.53 685 615 -10.22
2018-08-13 13F-HR MACKENZIE FINANCIAL CORP 3,355 4,499 34.10 383 468 22.19
2018-08-06 13F-HR RHUMBLINE ADVISERS 219,961 213,076 -3.13 25,098 22,175 -11.65
2018-08-13 13F-HR WOLVERINE TRADING, LLC Put 132,700 132,700 0.00 15,141 15,141 0.00
2018-08-09 13F-HR PineBridge Investments, L.P. 0 41,198 0 4,287
2018-08-14 13F-HR Parallax Volatility Advisers, L.P. 69,492 34,918 -49.75 7,929 3,634 -54.17
2018-08-10 13F-HR Cutler Group LP Call 15,900 5,500 -65.41 34 7 -79.41
2018-08-10 13F-HR Cutler Group LP Put 25,200 12,100 -51.98 180 41 -77.22
2018-08-13 13F-HR PRINCIPAL FINANCIAL GROUP INC 170,806 170,445 -0.21 19,489 17,738 -8.98
2018-08-13 13F-HR BLAIR WILLIAM & CO/IL 84,771 81,251 -4.15 9,672 8,456 -12.57
2018-07-20 13F-HR LS Investment Advisors, LLC 16,273 6,274 -61.45 1,857 653 -64.84
2018-10-18 13F-HR OAKBROOK INVESTMENTS LLC 9,411 12,161 29.22 979 1,167 19.20
2018-08-14 13F-HR Squarepoint Ops LLC 67,974 171,539 152.36 7,756 17,852 130.17
2018-08-14 13F-HR CI Global Investments Inc. 2,147,761 223,517
2018-08-10 13F-HR Norinchukin Bank, The 6,966 7,008 0.60 795 729 -8.30
2018-07-19 13F-HR Carroll Financial Associates, Inc. 75 7
2018-08-14 13F-HR TEACHERS ADVISORS INC 149,446 153,337 2.60 17,052 15,958 -6.42
2018-08-14 13F-HR LORD, ABBETT & CO. LLC 125,119 0 -100.00 14,276 0 -100.00
2018-08-15 13F-HR CASTLEARK MANAGEMENT LLC 2,150 0 -100.00 245 0 -100.00
2018-07-30 13F-HR Parallel Advisors, LLC 464 345 -25.65 53 35 -33.96
2018-08-14 13F-HR Man Group plc 63,516 67,943 6.97 7,247 7,071 -2.43
2018-08-14 13F-HR Lombard Odier Asset Management (Switzerland) SA 11,786 13,477 14.35 1,345 1,403 4.31
2018-08-01 13F-HR WELLS FARGO & COMPANY/MN 1,123,229 960,800 -14.46 128,161 99,990 -21.98
2018-10-16 13F-HR GATEWAY INVESTMENT ADVISERS LLC 4,871 4,775 -1.97 507 458 -9.66
2018-08-14 13F-HR Tower Research Capital LLC (TRC) 2,720 1,736 -36.18 310 181 -41.61
2018-08-14 13F-HR Schonfeld Strategic Advisors LLC 0 11,024 0 1,147
2018-08-14 13F-HR Natixis 0 33,925 0 3,531
2018-08-10 13F-HR Shell Asset Management Co 52,163 25,342 -51.42 5,952 2,637 -55.70
2018-05-04 13F-HR Financial Gravity Companies, Inc. 123 0 -100.00 17 0 -100.00
2018-07-24 13F-HR Aull & Monroe Investment Management Corp 18,774 18,774 0.00 2,142 1,954 -8.78
2018-08-14 13F-HR Invesco Ltd. 818,189 843,266 3.06 93,355 87,759 -5.99
2018-07-30 13F-HR SIMPLEX TRADING, LLC 0 715 0 74
2018-08-14 13F-HR MASON STREET ADVISORS, LLC 15,699 15,783 0.54 1,791 1,643 -8.26
2018-08-09 13F-HR KWMG, LLC 70 7
2018-08-14 13F-HR Jump Trading, LLC 38,141 36,052 -5.48 4,352 3,752 -13.79
2018-08-14 13F-HR Mana Advisors Llc 2,168 0 -100.00 247 0 -100.00
2018-08-14 13F-HR PUBLIC SECTOR PENSION INVESTMENT BOARD Put 300,000 0 -100.00 34,230 0 -100.00
2018-08-15 13F-HR GLENMEDE TRUST CO NA 1,278 1,060 -17.06 158 110 -30.38
2018-08-14 13F-HR JP Morgan Chase & Co Put 111,000 11,552
2018-08-13 13F-HR WAYNE HUMMER INVESTMENTS L.L.C. 16,927 1,762
2018-05-11 13F-HR HSBC HOLDINGS PLC 281,686 196,479 -30.25 35,096 22,418 -36.12
2018-08-14 13F-HR HighTower Advisors, LLC Put 28,200 28,200 0.00 90 73 -18.89
2018-05-11 13F-HR Delpha Capital Management, Llc 5,066 578
2018-08-14 13F-HR PEAK6 Investments, L.P. Call 35,700 10,100 -71.71 4,073 1,051 -74.20
2018-10-12 13F-HR Gemmer Asset Management LLC 323 162 -49.85 34 16 -52.94
2018-05-14 13F-HR Amplify Investments, Llc 8,008 914
2018-08-13 13F-HR Kentucky Retirement Systems 5,882 4,776 -18.80 671 497 -25.93
2018-08-10 13F-HR Summit Trail Advisors, Llc 10,453 0 -100.00 10 0 -100.00
2018-08-01 13F-HR WELLS FARGO & COMPANY/MN Call 61,300 111,800 82.38 117 410 250.43
2018-08-13 13F-HR/A Robeco Institutional Asset Management B.V. 161,972 190,063 17.34 18,480 19,780 7.03
2018-08-22 13F-HR PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 67,614 46,687 -30.95 7,715 4,859 -37.02
2018-07-12 13F-HR COLUMBIA PARTNERS L L C INVESTMENT MANAGEMENT 11,361 11,361 0.00 1,296 1,182 -8.80
2018-08-14 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC 3,398 4,042 18.95 388 421 8.51
2018-08-08 13F-HR STATE TREASURER STATE OF MICHIGAN 33,200 33,300 0.30 3,788 3,466 -8.50
2018-08-14 13F-HR TWO SIGMA INVESTMENTS LLC Call 7,000 20,500 192.86 799 2,133 166.96
2018-08-10 13F-HR Artisan Partners Limited Partnership 846,978 0 -100.00 96,640 0 -100.00
2018-08-10 13F-HR ENVESTNET ASSET MANAGEMENT INC 923 906 -1.84 105 94 -10.48
2018-10-16 13F-HR NISA INVESTMENT ADVISORS L.L.C. 5,000 5,005 0.10 520 480 -7.69
2018-08-14 13F-HR Harber Asset Management LLC Put 263 263 0.00 333 445 33.63
2018-10-11 13F-HR DAVENPORT & Co LLC 155,853 154,505 -0.86 16,220 14,826 -8.59
2018-08-14 13F-HR BANK OF AMERICA CORP /DE/ 553,458 189,750 -65.72 63,149 19,747 -68.73
2018-08-14 13F-HR CARLSON CAPITAL L P 155,775 0 -100.00 17,774 0 -100.00
2018-08-10 13F-HR Carleon Capital Partners LLC 151,072 151,072 0.00 17,237 15,722 -8.79
2018-08-13 13F-HR PROFUND ADVISORS LLC 3,186 2,659 -16.54 364 277 -23.90
2018-08-10 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0 381 0 40
2018-07-17 13F-HR Legacy Financial Advisors, Inc. 218 31 -85.78 24 3 -87.50
2018-08-13 13F-HR FFCM LLC 2,307 5,444 135.98 263 566 115.21
2018-08-09 13F-HR Mutual of America Capital Management LLC 19,256 19,487 1.20 2,197 2,028 -7.69
2018-02-16 13F-HR/A Commonwealth Equity Services, Inc 2,859 2,753 -3.71 261 296 13.41
2018-10-04 13F-HR West Oak Capital, LLC 275 0 -100.00 28,619 0 -100.00
2018-08-14 13F-HR BARCLAYS PLC Call 9,600 84,900 784.38 1,095 8,836 706.94
2018-08-14 13F-HR ALKEON CAPITAL MANAGEMENT LLC 7,020 7,020 0.00 801 731 -8.74
2018-08-14 13F-HR Dynamic Technology Lab Private Ltd 2,300 8,595 273.70 262 894 241.22
2018-10-17 13F-HR WealthTrust-Arizona, LLC 84 84 0.00 9 8 -11.11
2018-08-10 13F-HR Braun-bostich & Associates Inc. 67 999 1,391.04 8 104 1,200.00
2018-07-20 13F-HR Steward Partners Investment Advisory, Llc 2,700 90 -96.67 308 9 -97.08
2018-08-14 13F-HR SIGNATUREFD, LLC Put 17,800 21,300 19.66 312 231 -25.96
2018-08-14 13F-HR Incline Global Management LLC 530,817 601,067 13.23 60,566 62,553 3.28
2018-10-10 13F-HR DnB Asset Management AS 11,200 11,400 1.79 1,165,584 1,094,970 -6.06
2018-10-18 13F-HR/A Quad-cities Investment Group, Llc 800 800 0.00 83 77 -7.23
2018-08-14 13F-HR UBS OCONNOR LLC 60,000 0 -100.00 6,846,000 0 -100.00
2018-08-17 13F-HR/A NOMURA HOLDINGS INC 16,287 19,180 17.76 1,856 1,996 7.54
2018-10-19 13F-HR Xact Kapitalforvaltning AB 16,240 15,440 -4.93 1,690 1,482 -12.31
2018-08-13 13F-HR CAPTRUST FINANCIAL ADVISORS 169 300 77.51 19 31 63.16
2018-08-13 13F-HR WOLVERINE TRADING, LLC Call 211,900 211,900 0.00 24,178 24,178 0.00
2018-08-14 13F-HR SIGNATUREFD, LLC 434 375 -13.59 50 39 -22.00
2018-08-14 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 190,196 179,168 -5.80 21,701 18,646 -14.08
2018-08-10 13F-HR Cambridge Investment Research Advisors, Inc. 4,205 0 -100.00 480 0 -100.00
2018-08-14 13F-HR GOLDMAN SACHS GROUP INC Put 25,000 5,000 -80.00 2,853 520 -81.77
2018-08-13 13F-HR CSat Investment Advisory, L.P. 7,754 807
2018-08-10 13F-HR Legal & General Group Plc 561,190 492,743 -12.20 63,980 51,280 -19.85
2018-07-31 13F-HR Taylor Hoffman Wealth Management 18 18 0.00 2 2 0.00
2018-08-16 13F-HR Global X Management CO LLC 2,566 1,749 -31.84 293 182 -37.88
2018-07-11 13F-HR TRUST CO OF VERMONT 79 8
2018-08-01 13F-HR NEW MEXICO EDUCATIONAL RETIREMENT BOARD 10,800 10,400 -3.70 1,232 1,082 -12.18
2018-07-27 13F-HR GLENVIEW STATE BANK TRUST DEPT. 4,000 4,000 0.00 456 416 -8.77
2018-08-14 13F-HR OLD MUTUAL CUSTOMISED SOLUTIONS (PROPRIETARY) LTD 900 94
2017-01-23 13F-HR KANALY TRUST CO 170 170 0.00 11 13 18.18
2018-08-02 13F-HR Chevy Chase Trust Holdings, Inc. 95,239 94,617 -0.65 10,867 9,847 -9.39
2018-07-31 13F-HR LOS ANGELES CAPITAL MANAGEMENT & EQUITY RESEARCH INC 415,970 708,725 70.38 47,462 73,757 55.40
2018-08-10 13F-HR Quantitative Investment Management, LLC 0 137,400 0 14,299
2018-07-24 13F-HR First Command Financial Services, Inc. 77 0 -100.00 9 0 -100.00
2018-08-10 13F-HR Meadow Creek Investment Management LLC 6,154 7,140 16.02 702 743 5.84
2018-08-14 13F-HR GV Financial Advisors 18 2
2017-11-15 13F-HR INSIGHT CAPITAL RESEARCH & MANAGEMENT INC 2,640 2,594 -1.74 241 279 15.77
2018-08-10 13F-HR OPPENHEIMER & CO INC 3,864 4,572 18.32 441 476 7.94
2018-08-13 13F-HR Advisor Group, Inc. 6,865 2,279 -66.80 783 237 -69.73
2018-08-14 13F-HR Voya Investment Management LLC 87,307 1,452,298 1,563.44 9,962 151,141 1,417.18
2018-07-31 13F-HR REGENTATLANTIC CAPITAL LLC 3,013 3,013 0.00 344 314 -8.72
2018-08-13 13F-HR ARTHUR M. COHEN & ASSOCIATES, LLC 7,530 7,530 0.00 847 784 -7.44
2018-08-10 13F-HR Mitsubishi UFJ Trust & Banking Corp 313,034 228,387 -27.04 35,717 23,768 -33.45
2018-08-14 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 806,372 758,618 -5.92 92,007,047 78,949,374 -14.19
2018-07-24 13F-HR Unigestion Holding Sa 184,536 19,205
2018-07-26 13F-HR Plante Moran Financial Advisors, LLC 10 10 0.00 1 1 0.00
2018-08-10 13F-HR Liberty Mutual Group Asset Management Inc. 4,495 4,496 0.02 513 468 -8.77
2018-08-14 13F-HR SECOR Capital Advisors, LP 0 34,876 0 3,630
2018-08-14 13F-HR BALYASNY ASSET MANAGEMENT LLC Call 20,000 0 -100.00 2,282 0 -100.00
2018-08-14 13F-HR Vident Investment Advisory, LLC 8,912 11,946 34.04 972 1,243 27.88
2018-10-16 13F-HR Louisiana State Employees Retirement System 6,600 6,500 -1.52 687 624 -9.17
2018-08-14 13F-HR Crow Point Partners, LLC 608 0 -100.00 69 0 -100.00
2018-08-10 13F-HR ONTARIO TEACHERS PENSION PLAN BOARD 188,007 164,438 -12.54 21,452 17,113 -20.23
2018-08-13 13F-HR EARNEST PARTNERS LLC 82 82 0.00 9 9 0.00
2018-04-18 13F-HR Integral Derivatives, LLC Call 7,900 2,000 -74.68 984 228 -76.83
2017-04-20 13F-HR Commonwealth Financial Services, LLC 129 10
2018-08-10 13F-HR Calton & Associates, Inc. 2,956 2,577 -12.82 337 239 -29.08
2018-08-13 13F-HR Glen Harbor Capital Management LLC 3,982 4,620 16.02 454 481 5.95
2018-08-02 13F-HR Fiera Capital Corp 5,117 670,574 13,004.83 584 69,787 11,849.83
2018-08-14 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ 14,405,869 14,597,630 1.33 1,643,710 1,519,176 -7.58
2018-07-30 13F-HR Raymond James Financial Services Advisors, Inc. 10,671 11,069 3.73 1,218 1,152 -5.42
2018-08-14 13F-HR Parallax Volatility Advisers, L.P. Put 0 50,000 0 5,204
2018-08-14 13F-HR D. E. Shaw & Co., Inc. Put 212,400 123,300 -41.95 24,235 12,832 -47.05
2018-08-14 13F-HR/A CITADEL ADVISORS LLC Call 246,300 163,000 -33.82 28,103 16,963 -39.64
2018-08-10 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 431,500 458,700 6.30 49,234 47,737 -3.04
2018-08-06 13F-HR CHASE INVESTMENT COUNSEL CORP 5,705 0 -100.00 650 0 -100.00
2018-10-09 13F-HR We Are One Seven, Llc 19 0 -100.00 2 0 -100.00
2018-08-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 5,429 5,429 0.00 619 619 0.00
2018-08-14 13F-HR Gotham Asset Management, LLC 2,472 18,912 665.05 282 1,968 597.87
2018-07-27 13F-HR/A WHITTIER TRUST CO 119 0 -100.00 14 0 -100.00
2018-08-09 13F-HR Private Advisor Group, LLC 3,792 6,868 81.12 433 713 64.67
2018-02-14 13F-HR AHL Partners LLP 16,328 13,963 -14.48 1,757 1,739 -1.02
2018-07-26 13F-HR Kaizen Advisory, Llc 107 267 149.53 12 28 133.33
2018-08-13 13F-HR Mitsubishi UFJ Securities Holdings Co., Ltd. 650 650 0.00 74 68 -8.11
2018-08-10 13F-HR Krasney Financial LLC 75 75 0.00 9 8 -11.11
2018-07-19 13F-HR Aj Wealth Strategies, Llc 3,717 3,717 0.00 424 387 -8.73
2018-08-13 13F-HR Stratos Wealth Partners, LTD. 349 0 -100.00 40 0 -100.00
2018-08-10 13F-HR TIVERTON ASSET MANAGEMENT LLC 482 0 -100.00 55 0 -100.00
2018-08-13 13F-HR Financial Strategy Network, LLC 2,719 21,293 683.12 310 2,216 614.84
2018-08-14 13F-HR Premier Asset Managment LLC 12,629 12,629 0.00 1,441 1,314 -8.81
2018-07-30 13F-HR SIMPLEX TRADING, LLC Call 672 465 -30.80 155 4,839 3,021.94
2018-08-09 13F-HR MARVIN & PALMER ASSOCIATES INC 29,360 0 -100.00 3,658 0 -100.00
2018-08-20 13F-HR Cognios Capital, LLC 26,396 21,061 -20.21 3,011 2,190 -27.27
2018-10-15 13F-HR State of New Jersey Common Pension Fund D 19,000 19,000 0.00 1,977 1,823 -7.79
2018-07-30 13F-HR/A Virtu Financial LLC 7,454 0 -100.00 851 0 -100.00
2018-10-18 13F-HR HUNTINGTON NATIONAL BANK 586 6,744 1,050.85 61 647 960.66
2018-07-30 13F-HR DUPONT CAPITAL MANAGEMENT Corp 922 1,529 65.84 105 159 51.43
2018-02-14 13F-HR CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 19,361 21,332 10.18 2,083 2,656 27.51
2018-07-18 13F-HR Cornerstone Advisors, Inc. 10 1
2018-08-09 13F-HR Royce & Associates LLC 2,226 2,226 0.00 254 232 -8.66
2018-08-14 13F-HR GUGGENHEIM CAPITAL LLC 635,520 55,165 -91.32 72,513 5,740 -92.08
2017-07-10 13F-HR CAPSTONE ASSET MANAGEMENT CO 8,372 9,402 12.30 679 859 26.51
2018-08-07 13F-HR ARK Investment Management LLC 884 932 5.43 101 97 -3.96
2018-08-01 13F-HR Cognios Beta Neutral Large Cap Fund, Lp 21,061 2,190
2018-08-15 13F-HR JANE STREET GROUP, LLC 25,458 90,657 256.10 2,905 9,435 224.78
2018-08-10 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 74,550 78,199 4.89 8,516 8,139 -4.43
2018-08-14 13F-HR NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC 20,514 21,542 5.01 2,341 2,242 -4.23
2018-08-09 13F-HR SUN LIFE FINANCIAL INC 58 305 425.86 512 32 -93.75
2018-08-08 13F-HR Private Capital Group, Llc 213 204 -4.23 24 21 -12.50
2018-08-07 13F-HR Arizona State Retirement System 56,716 43,306 -23.64 6,471 4,507 -30.35
2018-08-03 13F-HR COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 10,085 11,776 16.77 1,151 1,226 6.52
2018-08-14 13F-HR DIAM Co., Ltd. 157,204 185,532 18.02 17,936 19,306 7.64
2018-08-03 13F-HR KBC Group NV 9,879 9,879 0.00 1,127 1,028 -8.78
2018-08-13 13F-HR IBM Retirement Fund 2,453 2,125 -13.37 280 221 -21.07
2018-08-08 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 82 117 42.68 9 12 33.33
2018-08-14 13F-HR Adage Capital Partners GP LLC 153,200 149,000 -2.74 17,480 15,506 -11.29
2018-08-13 13F-HR Renaissance Technologies LLC 4,506,500 514,192
2018-10-11 13F-HR North Star Investment Management Corp. 9,670 9,590 -0.83 1,006 920 -8.55
2018-07-27 13F-HR PIEDMONT INVESTMENT ADVISORS LLC 0 1,277 0 133
2018-08-14 13F-HR QS Investors, LLC 1,398 1,398 0.00 160 145 -9.37
2018-08-23 13F-HR/A SCHRODER INVESTMENT MANAGEMENT GROUP 1,908 1,653 -13.36 218 172 -21.10
2018-08-07 13F-HR CANADA PENSION PLAN INVESTMENT BOARD 71,800 23 -99.97 8,192 2 -99.98
2018-08-01 13F-HR Migdal Insurance & Financial Holdings Ltd. 8 653 8,062.50 1 68 6,700.00
2018-08-13 13F-HR WOLVERINE TRADING, LLC 12,218 12,218 0.00 1,394 1,394 0.00
2018-08-13 13F-HR CAISSE DE DEPOT ET PLACEMENT DU QUEBEC 3,600 4,200 16.67 411 437 6.33
2018-07-20 13F-HR Creative Planning 19,842 16,209 -18.31 2,264 1,687 -25.49
2018-08-06 13F-HR Quadrant Private Wealth Management, Llc 18,774 18,774 0.00 2,142 1,954 -8.78
2018-10-12 13F-HR CHESLEY TAFT & ASSOCIATES LLC/IL 32,190 31,665 -1.63 3,350 3,039 -9.28
2018-10-15 13F-HR Centerstar Asset Management, Llc 55 23 -58.18
2018-08-14 13F-HR VANGUARD GROUP INC 11,344,098 11,394,446 0.44 1,294,360 1,185,819 -8.39
2018-07-26 13F-HR ADIRONDACK TRUST CO 100 100 0.00 11 10 -9.09
2018-10-09 13F-HR Nadler Financial Group, Inc. 5,309 3,188 -39.95 553 306 -44.67
2018-05-11 13F-HR CITIGROUP INC 94,391 197,164 108.88 11,760 22,497 91.30
2018-07-17 13F-HR CALAMOS WEALTH MANAGEMENT LLC 0 2,351 0 245
2018-08-08 13F-HR CIBC World Markets Inc. Call 126,300 126,300 0.00 14,411 13,144 -8.79
2018-08-10 13F-HR HSBC HOLDINGS PLC 196,479 222,093 13.04 22,418 23,113 3.10
2018-08-15 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 22,332 22,057 -1.23 2,548,082 2,295,471 -9.91
2018-08-13 13F-HR Neuberger Berman Group LLC 205,752 193,516 -5.95 23,476 20,139 -14.21
2018-08-22 13F-HR/A Advisors Asset Management, Inc. 3,254 3,960 21.70 364 412 13.19
2018-08-13 13F-HR Elkfork Partners LLC 5,068 5,880 16.02 578 612 5.88
2018-08-01 13F-HR MAD RIVER INVESTORS 15,245 15,340 0.62 1,739 1,596 -8.22
2018-07-30 13F-HR Atlas Capital Advisors Llc 1,222 0 -100.00 139,430 0 -100.00
2018-10-09 13F-HR NEXT Financial Group, Inc 0 400 0 38
2018-08-01 13F-HR Altman Advisors, Inc. 33,137 0 -100.00 3,781 0 -100.00
2018-07-10 13F-HR CIM, LLC 9,679 0 -100.00 1,104 0 -100.00
2018-08-13 13F-HR GROUP ONE TRADING, L.P. Call 74,200 42,400 -42.86 8,466 4,413 -47.87
2018-10-04 13F-HR CENTRAL TRUST Co 919 119 -87.05 96 11 -88.54
2018-08-03 13F-HR Dean Capital Investments Management, Llc 3,234 0 -100.00 369 0 -100.00
2018-08-10 13F-HR FEDERATED INVESTORS INC /PA/ 239 0 -100.00 27 0 -100.00
2018-08-14 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 425,952 443,414 4.10 48,601 46,146 -5.05
2018-08-14 13F-HR Natixis Asset Management 10,451 9,131 -12.63 1,192 950 -20.30
2018-08-13 13F-HR Penserra Capital Management LLC 18,033 3,706 -79.45 2,057 385 -81.28
2018-08-14 13F-HR HBK INVESTMENTS L P 0 62,360 0 6,490
2017-02-10 13F-HR BlackRock Group LTD 62,461 60,707 -2.81 4,051 4,485 10.71
2018-07-20 13F-HR ZWJ INVESTMENT COUNSEL INC 5,000 5,000 0.00 571 520 -8.93
2018-08-14 13F-HR Interval Partners, LP 0 45,000 0 4,683
2018-08-14 13F-HR Cipher Capital LP 0 8,921 0 928
2018-08-14 13F-HR Cetera Advisor Networks LLC 7,950 0 -100.00 908 0 -100.00
2018-08-10 13F-HR CITIGROUP INC Call 55,500 55,400 -0.18 6,333 5,765 -8.97
2018-08-13 13F-HR PICTET ASSET MANAGEMENT LTD 59,195 58,295 -1.52 6,754 6,067 -10.17
2018-07-17 13F-HR Calamos Advisors LLC 0 619,398 0 64,461
2018-08-14 13F-HR Paloma Partners Management Co Put 0 54,100 0 5,630
2018-08-13 13F-HR ATHENA CAPITAL ADVISORS LLC 1,839 0 -100.00 210 0 -100.00
2018-08-13 13F-HR RAYMOND JAMES & ASSOCIATES 8,329 12,713 52.64 950 1,323 39.26
2018-07-10 13F-HR Livforsakringsbolaget Skandia, Omsesidigt 2,200 2,200 0.00 251 229 -8.76
2018-08-10 13F-HR ClariVest Asset Management LLC 9,200 0 -100.00 1,049 0 -100.00
2017-08-14 13F-HR Cantab Capital Partners LLP 9,776 0 -100.00 793,000 0 -100.00
2018-08-10 13F-HR Richard Bernstein Advisors LLC 3,208 0 -100.00 366 0 -100.00
2018-08-15 13F-HR Verition Fund Management LLC 5,116 5,942 16.15 584 618 5.82
2018-10-17 13F-HR Aperio Group, LLC 45,640 38,566 -15.50 4,750 3,701 -22.08
2018-08-14 13F-HR PEAK6 Investments, L.P. 15,175 21,240 39.97 1,731 2,210 27.67
2018-08-14 13F-HR BlueCrest Capital Management Ltd 0 15,359 0 1,598
2018-07-31 13F-HR Commonwealth Equity Services, Llc. 0 1,941 0 202
2018-07-23 13F-HR OUTFITTER ADVISORS, LTD. 56,520 56,810 0.51 6,449 5,912 -8.33
2018-07-18 13F-HR AMALGAMATED BANK 25,665 17,227 -32.88 2,928 1,793 -38.76
2018-08-14 13F-HR HighTower Advisors, LLC 47,139 47,089 -0.11 5,378 4,900 -8.89
2018-08-10 13F-HR HENDERSON GROUP PLC 1,780,768 1,889,802 6.12 203,186 196,672 -3.21
2018-08-14 13F-HR Candriam Luxembourg S.C.A. 6,094 0 -100.00 695 0 -100.00
2018-08-15 13F-HR JANE STREET GROUP, LLC Call 43,700 6,700 -84.67 4,986 697 -86.02
2018-08-14 13F-HR DekaBank Deutsche Girozentrale 4,961 6,694 34.93 626 742 18.53
2018-08-09 13F-HR CIBC Asset Management Inc 11,849 11,514 -2.83 1,352 1,198 -11.39
2018-08-14 13F-HR SYMPHONY ASSET MANAGEMENT LLC 2,888 0 -100.00 329 0 -100.00
2018-08-10 13F-HR CITIGROUP INC Put 26,700 49,900 86.89 3,046 5,193 70.49
2018-08-08 13F-HR US BANCORP \DE\ 1,107 209 -81.12 127 22 -82.68
2018-08-13 13F-HR Winch Advisory Services, LLC 12 0 -100.00 1 0 -100.00
2018-07-25 13F-HR BESSEMER GROUP INC 347,726 347,022 -0.20 39,676 36,115 -8.98
2018-08-13 13F-HR TOCQUEVILLE ASSET MANAGEMENT L.P. 4,050 0 -100.00 462 0 -100.00
2018-08-14 13F-HR MORGAN STANLEY 246,348 213,219 -13.45 28,108 22,190 -21.05
2018-08-10 13F-HR Compagnie Odier SCA 420 44
2018-08-14 13F-HR BAMCO INC /NY/ 210,601 200,000 -5.03 24,030 20,814 -13.38
2018-08-02 13F-HR FIRST TRUST ADVISORS LP 316,675 126,367 -60.10 36,133 13,151 -63.60
2018-08-10 13F-HR GUARDIAN LIFE INSURANCE CO OF AMERICA 261 311 19.16 30 32 6.67
2018-08-15 13F-HR/A PUTNAM INVESTMENTS LLC 2,896 2,741 -5.35 330 285 -13.64
2018-02-14 13F-HR NUMERIC INVESTORS LLC 63,400 86,950 37.15 6,824 10,833 58.75
2018-08-14 13F-HR D. E. Shaw & Co., Inc. Call 107,900 107,900 0.00 12,311 11,229 -8.79
2018-08-14 13F-HR Point72 Asia (Hong Kong) Ltd 1,364 342 -74.93 156 36 -76.92
2018-08-14 13F-HR BALYASNY ASSET MANAGEMENT LLC 89,649 107,562 19.98 10,229 11,194 9.43
2018-08-14 13F-HR CAXTON ASSOCIATES LP Put 150,000 15,611
2018-07-23 13F-HR FARMERS & MERCHANTS INVESTMENTS INC 41 41 0.00 5 4 -20.00
2018-08-14 13F-HR Nuveen Asset Management, LLC 17,351 2,871 -83.45 1,980 299 -84.90
2018-08-09 13F-HR Carillon Tower Advisers, Inc. 80,796 82,321 1.89 9,218 8,567 -7.06
2018-08-06 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 142,920 135,785 -4.99 16,307 14,131 -13.34
2018-08-10 13F-HR Utah Retirement Systems 20,842 20,642 -0.96 2,378 2,148 -9.67
2018-08-08 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 618,836 656,681 6.12 70,610 68,341 -3.21
2018-07-16 13F-HR CORTLAND ASSOCIATES INC/MO 3,250 2,763 -14.98 371 288 -22.37
2018-08-14 13F-HR BARCLAYS PLC Put 24,100 31,000 28.63 2,750 3,226 17.31
2018-03-19 13F-HR/A Elkhorn Investments, LLC 12,140 15,971 31.56 1,307 1,960 49.96
2017-08-04 13F-HR HERNDON CAPITAL MANAGEMENT LLC 247,788 231,284 -6.66 20,089 21,139 5.23
2018-07-26 13F-HR EVERENCE CAPITAL MANAGEMENT INC 2,370 2,370 0.00 270 247 -8.52
2018-08-14 13F-HR FRANKLIN RESOURCES INC 793,588 460,328 -41.99 90,548 47,907 -47.09
2018-08-14 13F-HR JP Morgan Chase & Co 56,812 224,689 295.50 6,483 23,383 260.68
2018-08-14 13F-HR Paloma Partners Management Co 2,741 32,984 1,103.36 313 3,432 996.49
2018-08-14 13F-HR Walleye Trading LLC Call 12,500 7,400 -40.80 1,426 770 -46.00
2018-08-13 13F-HR OPPENHEIMER FUNDS INC 146,099 4,866 -96.67 16,670 506 -96.96
2018-08-14 13F-HR WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC 1,608,022 1,566,945 -2.55 183,476 163,072 -11.12
2017-07-27 13F-HR Spot Trading L.l.c. 10,000 914
2018-07-30 13F-HR EII CAPITAL MANAGEMENT, INC. 786 875 11.32 90 91 1.11
2018-08-09 13F-HR BlackRock Inc. 8,102,515 7,702,757 -4.93 924,496 801,625 -13.29
2018-08-14 13F-HR ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 385,417 0 -100.00 43,976 0 -100.00
2018-08-14 13F-HR Mirae Asset Global Investments Co., Ltd. 1,922 6,146 219.77 219 640 192.24
2018-08-10 13F-HR ROBERTS GLORE & CO INC /IL/ 2,425 2,425 0.00 277 252 -9.03
2018-08-14 13F-HR Fernwood Investment Management, LLC 6,557 6,607 0.76 748 688 -8.02
2018-08-03 13F-HR FINANCIAL COUNSELORS INC 10,185 4,365 -57.14 1,162 454 -60.93
2018-08-03 13F-HR Seacrest Wealth Management, Llc 200 200 0.00 23 21 -8.70
2018-04-16 13F-HR National Planning Corp 100 0 -100.00 12,459 0 -100.00
2018-07-27 13F-HR Burt Wealth Advisors 150 150 0.00 17 16 -5.88
2018-08-14 13F-HR MENTA CAPITAL LLC 2,274 2,468 8.53 259 257 -0.77
2018-08-14 13F-HR MILLENNIUM MANAGEMENT LLC 301,207 507,841 68.60 34,368 52,851 53.78
2018-08-13 13F-HR Ameritas Investment Partners, Inc. 2,344 2,145 -8.49 267 223 -16.48
2018-07-17 13F-HR Assenagon Asset Management S.A. 77,582 39,349 -49.28 8,852 4,095 -53.74
2018-08-14 13F-HR ETRADE Capital Management LLC 5,856 6,097 4.12 668 635 -4.94
2018-08-13 13F-HR INSTITUTIONAL & FAMILY ASSET MANAGEMENT, LLC 260 0 -100.00 30 0 -100.00
2017-08-18 13F-HR WFG Advisors, LP 198 240 21.21 16 22 37.50
2018-08-14 13F-HR National Pension Service 122,970 142,498 15.88 14,031 14,793 5.43
2018-04-12 13F-HR EXXONMOBIL INVESTMENT MANAGEMENT INC /TX 18,040 17,254 -4.36 2,248 1,969 -12.41
2018-07-26 13F-HR REGIONS FINANCIAL CORP 225 432 92.00 26 45 73.08
2018-08-14 13F-HR MARSHALL WACE ASIA Ltd 137,251 90,643 -33.96 15,661 9,434 -39.76
2018-08-08 13F-HR Nissay Asset Management Corp /japan/ /adv 41,490 27,028 -34.86 4,734 2,813 -40.58
2017-07-06 13F-HR Independent Portfolio Consultants, Inc. 1,220 890 -27.05 99 81 -18.18
2018-08-03 13F-HR SEI INVESTMENTS CO 223,945 231,537 3.39 25,552 24,096 -5.70
2018-08-14 13F-HR LPL Financial LLC 2,625 2,468 -5.98 299 257 -14.05
2017-08-10 13F-HR ABERDEEN ASSET MANAGEMENT PLC/UK 17,707 15,893 -10.24 1,436 1,453 1.18
2018-02-12 13F-HR Hutchin Hill Capital, LP 10,100 0 -100.00 1,087 0 -100.00
2018-08-13 13F-HR TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 13,400 13,400 0.00 1,529 1,395 -8.76
2018-08-14 13F-HR SIGNATUREFD, LLC Call 17,800 21,400 20.22 132 38 -71.21
2018-08-14 13F-HR GOLDMAN SACHS GROUP INC 978,517 786,455 -19.63 111,649 81,847 -26.69
2018-08-14 13F-HR BRYN MAWR TRUST Co 86,973 85,747 -1.41 9,924 8,923 -10.09
2018-08-10 13F-HR Employees Retirement System of Texas 6,000 6,000 0.00 685 624 -8.91
2018-07-30 13F-HR BP PLC 13,000 13,000 0.00 1,483 1,353 -8.77
2018-08-09 13F-HR Redpoint Investment Management Pty Ltd 2,079 216
2018-07-27 13F-HR FIRST QUADRANT L P/CA 5,395 5,395 0.00 616 561 -8.93
2018-07-19 13F-HR Municipal Employees' Retirement System of Michigan 2,950 2,950 0.00 337 307 -8.90
2018-08-10 13F-HR CITIGROUP INC 197,164 38,027 -80.71 22,497 3,957 -82.41
2018-09-27 13F-HR/A UNITED SERVICES AUTOMOBILE ASSOCIATION 68,732 50,274 -26.86 7,842 5,232 -33.28
2018-08-14 13F-HR PANAGORA ASSET MANAGEMENT INC 6,828 6,307 -7.63 779 656 -15.79
2018-08-13 13F-HR Avitas Wealth Management Llc 17,072 1,777
2018-08-14 13F-HR CIGNA INVESTMENTS INC /NEW 4,158 3,595 -13.54 474 374 -21.10
2018-08-13 13F-HR ALLIANCEBERNSTEIN L.P. 183,630 179,742 -2.12 20,952 18,706 -10.72
2018-08-20 13F-HR MASSMUTUAL TRUST CO FSB/ADV 289 289 0.00 32,975 30,076 -8.79
2018-08-01 13F-HR Sumitomo Mitsui Trust Holdings, Inc. 317,610 385,780 21.46 36,239 40,148 10.79
2018-08-13 13F-HR APG Asset Management N.V. 25,500 2,273
2018-07-25 13F-HR Pelham Global Financials Ltd 136,168 84,468 -37.97 15,537 8,791 -43.42
2018-08-13 13F-HR Mn Services Vermogensbeheer B.V. 16,062 17,762 10.58 1,833 1,848 0.82
2017-01-13 13F-HR MetLife Securities, Inc 91 91 0.00 6 7 16.67
2018-08-14 13F-HR Paloma Partners Management Co Call 0 20,900 0 2,175
2018-08-13 13F-HR AMP Capital Investors Ltd 68,021 69,021 1.47 7,613 7,183 -5.65
2018-08-06 13F-HR Brookstone Capital Management 1,861 0 -100.00 212 0 -100.00
2018-08-14 13F-HR Horizon Kinetics LLC 679,174 672,784 -0.94 77,494 70,017 -9.65
2018-08-07 13F-HR Catalyst Capital Advisors LLC 95 0 -100.00 11 0 -100.00
2018-09-20 13F-HR Rehmann Capital Advisory Group 2,641 2,642 0.04 301 274,901 91,229.24
2018-10-12 13F-HR Versant Capital Management, Inc 21 6 -71.43 2 0 -100.00
2018-08-14 13F-HR BANK OF AMERICA CORP /DE/ Put 0 150,000 0 15,611
2018-08-10 13F-HR Proficio Capital Partners LLC 186 165 -11.29 21 17 -19.05
2018-08-13 13F-HR Quantbot Technologies LP 5,146 23,176 350.37 587 2,411 310.73
2018-08-10 13F-HR Neuburgh Advisers LLC 2,896 3,360 16.02 330 350 6.06
2018-08-14 13F-HR PUBLIC SECTOR PENSION INVESTMENT BOARD 6,043 6,043 0.00 690 629 -8.84
2018-08-14 13F-HR Walleye Trading LLC Put 5,700 22,900 301.75 650 2,383 266.62
2018-07-19 13F-HR FRED ALGER MANAGEMENT INC 419 208 -50.36 48 22 -54.17
2018-08-14 13F-HR TWO SIGMA INVESTMENTS LLC Put 5,000 24,900 398.00 571 2,591 353.77
2018-08-13 13F-HR Laurion Capital Management LP 5,253 547
2018-08-13 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC 352,154 318,273 -9.62 40,181 33,123 -17.57
2016-11-14 13F-HR Parametric Risk Advisors LLC 10,174 10,174 0.00 678 660 -2.65
2018-08-01 13F-HR BNP Paribas Investment Partners S.A. 109,202 46,359 -57.55 12,460 4,825 -61.28
2018-08-01 13F-HR NEW YORK STATE TEACHERS RETIREMENT SYSTEM 110,941 110,927 -0.01 12,658 11,544 -8.80
2018-08-09 13F-HR Mitsubishi UFJ Asset Management Co., Ltd. 30,853 32,294 4.67 3,520 3,361 -4.52
2018-08-13 13F-HR PRUDENTIAL FINANCIAL INC 125,124 123,944 -0.94 14,277 12,898 -9.66
2018-08-10 13F-HR M&T BANK CORP 13,822 13,834 0.09 1,577 1,439 -8.75
2017-08-08 13F-HR Airain ltd 50,326 0 -100.00 4,080 0 -100.00
2018-08-10 13F-HR EATON VANCE MANAGEMENT 248,280 229,322 -7.64 28,329 23,866 -15.75
2018-08-07 13F-HR First Personal Financial Services 344 0 -100.00 39 0 -100.00
2018-08-10 13F-HR Cutler Group LP 17,005 17,256 1.48 1,940 1,795 -7.47
2018-08-06 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 17,623 21,254 20.60 2,011 2,212 10.00
2018-08-13 13F-HR Vantage Investment Advisors, LLC 3,006 3,006 0.00 343 313 -8.75
2018-08-07 13F-HR LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA 100 100 0.00 11 10 -9.09
2018-07-31 13F-HR LVW Advisors, LLC 82,433 50,000 -39.34 9,406 5,204 -44.67
2018-08-03 13F-HR LMR Partners LLP 27,111 7,495 -72.35 3,378 780 -76.91
2018-08-14 13F-HR PEAK6 Investments, L.P. Put 15,000 60,000 300.00 1,712 6,244 264.72
2018-08-13 13F-HR RAMPART INVESTMENT MANAGEMENT COMPANY, LLC 3,029 1,153 -61.93 346 120 -65.32
2018-08-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 541,900 461,000 -14.93 61,831 47,976 -22.41
2018-10-12 13F-HR PITTENGER & ANDERSON INC 500 0 -100.00 52 0 -100.00
2018-08-13 13F-HR Allianz Asset Management AG 2,218 0 -100.00 253 0 -100.00
2017-12-01 13F-HR TrimTabs Asset Management, LLC 3,239 3,242 0.09 296 349 17.91
2018-08-07 13F-HR IFP Advisors, Inc 459 347 -24.40 52 36 -30.77
2017-02-10 13F-HR BlackRock Institutional Trust Company, N.A. 2,471,910 2,525,898 2.18 160,303 186,639 16.43
2018-08-01 13F-HR ASSETMARK, INC 2,887 2,063 -28.54 329 215 -34.65
2018-08-09 13F-HR Standard Life Aberdeen Plc 38,670 143,601 271.35 4,412 14,945 238.74
2018-02-13 13F-HR COLUMBIA WANGER ASSET MANAGEMENT LLC 321,165 162,460 -49.42 34,567 20,241 -41.44
2018-08-14 13F-HR Jefferies Group LLC 30,090 11,967 -60.23 3,433 1,245 -63.73
2018-08-14 13F-HR GEODE CAPITAL MANAGEMENT, LLC 1,382,685 1,314,305 -4.95 157,415 136,499 -13.29
2018-10-19 13F-HR STRS OHIO 5,535 1,276 -76.95 576 122 -78.82
2018-08-14 13F-HR A.R.T. Advisors, LLC 0 6,900 0 718
2018-08-13 13F-HR Vivaldi Capital Management, LLC 11,000 10,568 -3.93 1,255 1,100 -12.35
2018-08-03 13F-HR Tobam 616,806 727,577 17.96 70,378 75,719 7.59
2018-08-14 13F-HR Cubist Systematic Strategies, LLC 717 800 11.58 82 83 1.22
2018-08-22 13F-HR/A CLEARARC CAPITAL INC 2,870 2,894 0.84 327 301 -7.95
2018-08-14 13F-HR Weiss Multi-Strategy Advisers LLC Put 450,000 0 -100.00 51,345 0 -100.00
2018-07-31 13F-HR Crossmark Global Holdings, Inc. 19,794 19,404 -1.97 2,258 2,019 -10.58
2018-08-16 13F-HR/A BANK OF NOVA SCOTIA 14,442 12,208 -15.47 1,647 1,271 -22.83
2018-08-13 13F-HR OXFORD ASSET MANAGEMENT 2,909 304
2018-10-11 13F-HR World Asset Management Inc 7,471 7,405 -0.88 778 711 -8.61
2018-08-14 13F-HR BRIDGEWAY CAPITAL MANAGEMENT INC 26,300 0 -100.00 3,001 0 -100.00
2018-08-13 13F-HR BRINKER CAPITAL INC 12,132 15,351 26.53 1,384 1,598 15.46
2018-08-15 13F-HR/A Qube Research & Technologies Ltd 2,031 386 -80.99 231 40 -82.68
2017-01-23 13F-HR CenterStar Fund, LLC Call 266 4 -98.50
2018-08-10 13F-HR COMMERZBANK AKTIENGESELLSCHAFT /FI 15,996 14,252 -10.90 1,825 1,483 -18.74
2018-08-13 13F-HR Hudson Bay Capital Management LP 0 57,283 0 5,961

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