Stock Institutional Ownership and Shareholders

SecurityCBOE / CBOE Holdings, Inc. (12503M108)
Chairman and CEOTilly Edward T
Institutional Owners389
Institutional Shares95,951,132
Outstanding Shares112,600,000 (as of 2017-09-30)
Institutional Value$ 229,130,385,000 USD
Related 5WV9938A7 / CBOE Holdings, Inc. Bond

CBOE Holdings, Inc. (NASDAQ:CBOE) has 389 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 95,951,132 shares. Largest shareholders include Price T Rowe Associates Inc /md/, Vanguard Group Inc, FMR LLC / Fidelity Management & Research, BlackRock Inc., State Street Corp, Renaissance Technologies LLC, Artisan Partners Limited Partnership, Northern Trust Corp, Wells Fargo & Company/mn, and Bank of New York Mellon Corp.



CBOE Holdings, Inc. (NASDAQ:CBOE) ownership summary shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev Shares Current Shares Change
(Percent)
Prev Value (x$1000) Current Value (x$1000) Change
(Percent)
2017-11-15 13F-HR INSIGHT CAPITAL RESEARCH & MANAGEMENT INC 2,640 2,594 -1.74 241 279 15.77
2017-08-10 13F-HR AGF INVESTMENTS INC. 82 0 -100.00 7 0 -100.00
2017-11-03 13F-HR PEKIN SINGER STRAUSS ASSET MANAGEMENT /IL 5,840 5,847 0.12 534 629 17.79
2017-11-02 13F-HR BNP Paribas Investment Partners S.A. 190,884 183,352 -3.95 17,447 19,734 13.11
2017-11-14 13F-HR CIBC WORLD MARKETS CORP 12,974 16,434 26.67 1,186 1,769 49.16
2017-11-14 13F-HR Walleye Trading LLC Put 1,800 4,500 150.00 165 486 194.55
2017-08-14 13F-HR Interval Partners, LP 113,213 0 -100.00 9,178 0 -100.00
2017-11-13 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 460,966 569,600 23.57 42,133 61,307 45.51
2017-11-14 13F-HR GAM Holding AG 4,344 0 -100.00 397 0 -100.00
2017-11-14 13F-HR Meadow Creek Investment Management LLC 6,664 5,882 -11.73 609 633 3.94
2017-08-09 13F-HR Timber Hill LLC Call 15,400 0 -100.00 1,248 0 -100.00
2017-11-14 13F-HR Atlantic Trust Group, LLC 30,673 3,301
2017-10-06 13F-HR North Star Investment Management Corp. 9,672 9,672 0.00 884 1,041 17.76
2017-11-13 13F-HR FIL Ltd 306,819 317,108 3.35 28,043 34,130 21.71
2017-11-14 13F-HR FIFTH THIRD BANCORP 17 8 -52.94 1 1 0.00
2017-11-13 13F-HR US BANCORP \DE\ 377 1,239 228.65 35 133 280.00
2017-11-13 13F-HR Waratah Capital Advisors Ltd. 5,669 0 -100.00 518 0 -100.00
2017-11-13 13F-HR Private Advisor Group, LLC 9,182 9,546 3.96 851 1,043 22.56
2017-11-14 13F-HR Elkfork Partners LLC 5,488 4,844 -11.73 502 521 3.78
2017-11-13 13F-HR NN Investment Partners Holdings N.V. 3,789 3,189 -15.84 346 343 -0.87
2017-10-12 13F-HR ADIRONDACK TRUST CO 100 100 0.00 9 11 22.22
2017-08-07 13F-HR Karp Capital Management Corp 41,276 0 -100.00 3,346 0 -100.00
2017-11-02 13F-HR PRUDENTIAL FINANCIAL INC 127,432 141,193 10.80 11,647 15,197 30.48
2017-11-13 13F-HR Bb&t Investment Services, Inc. 105 105 0.00 10 11 10.00
2017-11-14 13F-HR L & S Advisors Inc 54,710 5,888
2017-08-10 13F-HR HPM Partners LLC 4,072 0 -100.00 330 0 -100.00
2017-11-14 13F-HR Baird Financial Group, Inc. 3,298 3,299 0.03 301 355 17.94
2017-11-13 13F-HR COCONUT GROVE BANK 693 678 -2.16 63 73 15.87
2017-11-14 13F-HR Jump Trading, LLC 37,749 37,745 -0.01 3,450 4,062 17.74
2017-11-14 13F-HR MILLENNIUM MANAGEMENT LLC 51,832 0 -100.00 4,737 0 -100.00
2017-11-17 13F-HR/A-1 Virtu Financial LLC 3,812 410
2017-11-13 13F-HR FRANKLIN RESOURCES INC 51,168 364,493 612.35 4,677 39,230 738.79
2017-11-20 13F-HR PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 101,593 91,275 -10.16 9,286 9,824 5.79
2017-11-13 13F-HR AVIVA PLC 69,930 7,526
2017-11-14 13F-HR GEODE CAPITAL MANAGEMENT, LLC 1,001,013 1,240,337 23.91 91,351 133,271 45.89
2017-10-25 13F-HR FIRST QUADRANT L P/CA 5,395 5,395 0.00 493 581 17.85
2017-11-14 13F-HR Arrowpoint Asset Management, LLC 489,774 0 -100.00 44,765 0 -100.00
2017-11-14 13F-HR UBS Group AG 398,077 404,663 1.65 36,384 43,554 19.71
2017-10-11 13F-HR Nadler Financial Group, Inc. 5,409 5,409 0.00 494 582 17.81
2017-11-17 13F-HR SMITH SHELLNUT WILSON LLC /ADV 3,890 2,990 -23.14 259 322 24.32
2017-07-21 13F-HR Quantitative Systematic Strategies LLC 3,605 0 -100.00 292 0 -100.00
2017-11-14 13F-HR GOLDMAN SACHS GROUP INC Put 7,700 27,000 250.65 704 2,906 312.78
2017-11-14 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 100,381 846,870 743.66 9,174 91,149 893.56
2017-11-09 13F-HR Fernwood Investment Management, LLC 7,100 7,507 5.73 649 808 24.50
2017-11-08 13F-HR KAMES CAPITAL plc 12,981 12,981 0.00 1,186,334 1,397 -99.88
2017-11-14 13F-HR GOLDMAN SACHS GROUP INC Call 11,900 13,500 13.45 1,088 1,453 33.55
2017-11-13 13F-HR SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) 25 3
2017-11-13 13F-HR BROWN ADVISORY INC 7,855 7,788 -0.85 718 838 16.71
2017-11-14 13F-HR HSBC HOLDINGS PLC 229,643 205,639 -10.45 20,991 22,133 5.44
2017-10-17 13F-HR Cutler Group LP Put 1,000 100 -90.00 1 0 -100.00
2017-11-08 13F-HR Sadoff Investment Management LLC 3,026 326
2017-11-08 13F-HR ROBERTS GLORE & CO INC /IL/ 4,205 3,930 -6.54 384 423 10.16
2017-10-25 13F-HR State of New Jersey Common Pension Fund D 19,000 19,000 0.00 1,737 2,045 17.73
2017-08-14 13F-HR HBK INVESTMENTS L P 23,000 0 -100.00 1,865 0 -100.00
2017-10-10 13F-HR CGOV Asset Management 837,759 825,159 -1.50 99,412 111,109 11.77
2017-11-13 13F-HR Tredje AP-fonden 9,510 18,560 95.16 869 1,998 129.92
2017-11-14 13F-HR RAMPART INVESTMENT MANAGEMENT COMPANY, LLC 1,055 1,134 7.49 96 122 27.08
2017-11-14 13F-HR SUMMIT PARTNERS PUBLIC ASSET MANAGEMENT, LLC Put 50,000 5,382
2017-11-06 13F-HR CIBC Asset Management Inc 8,173 11,130 36.18 747 1,198 60.37
2017-11-14 13F-HR PEAK6 Investments, L.P. Put 48,400 33,200 -31.40 4,424 3,573 -19.24
2017-11-02 13F-HR/A-1 USA Financial Portformulas Corp 11,528 39,478 242.45 1,054 4,249 303.13
2017-11-14 13F-HR Interval Partners, LP Put 50,800 5,468
2017-11-08 13F-HR Plante Moran Financial Advisors, LLC 12 13 8.33 1 1 0.00
2017-10-31 13F-HR DUPONT CAPITAL MANAGEMENT Corp 548 548 0.00 50 59 18.00
2017-08-14 13F-HR MASSMUTUAL TRUST CO FSB/ADV 560 448 -20.00 45,399 40,947 -9.81
2017-11-13 13F-HR Employees Retirement System of Texas 22,185 8,000 -63.94 2,028 861 -57.54
2017-11-21 13F-HR NEW MEXICO EDUCATIONAL RETIREMENT BOARD 8,800 8,800 0.00 832 947 13.82
2017-11-03 13F-HR CHASE INVESTMENT COUNSEL CORP 18,982 16,067 -15.36 1,734 1,729 -0.29
2017-10-13 13F-HR NISA INVESTMENT ADVISORS L.L.C. 10,000 5,000 -50.00 864 538 -37.73
2017-11-03 13F-HR ZWJ INVESTMENT COUNSEL INC 5,000 5,000 0.00 457 538 17.72
2017-11-14 13F-HR Lombard Odier Asset Management (Switzerland) SA 23,297 18,107 -22.28 2,129 1,949 -8.45
2017-10-12 13F-HR SHEETS SMITH WEALTH MANAGEMENT 3,098 333
2017-08-10 13F-HR FNY Partners Fund LP 19,122 0 -100.00 1,550 0 -100.00
2017-11-14 13F-HR AQR CAPITAL MANAGEMENT LLC 195,864 510,045 160.41 17,902 54,932 206.85
2017-11-14 13F-HR Glen Harbor Capital Management LLC 4,312 3,806 -11.73 394 410 4.06
2017-11-09 13F-HR CADENCE CAPITAL MANAGEMENT LLC 7,880 7,883 0.04 720 848 17.78
2017-11-14 13F-HR LOOMIS SAYLES & CO L P 92,316 83,874 -9.14 8,438 9,028 6.99
2017-11-16 13F-HR Gyroscope Capital Management Group, LLC 19,501 19,422 -0.41 1,782 2,090 17.28
2017-10-27 13F-HR Sumitomo Mitsui Asset Management Company, LTD 8,002 8,150 1.85 731 877 19.97
2017-10-30 13F-HR NEW YORK STATE TEACHERS RETIREMENT SYSTEM 91,549 106,545 16.38 8,368 11,467 37.03
2017-11-14 13F-HR Paloma Partners Management Co Put 0 13,200 0 1,421
2017-11-14 13F-HR BRYN MAWR TRUST Co 89,081 92,194 3.49 8,141 9,924 21.90
2017-11-14 13F-HR BRITISH COLUMBIA INVESTMENT MANAGEMENT CORP 38,292 95,646 149.78 3,500 10,294 194.11
2017-11-13 13F-HR NORTHERN TRUST CORP 1,706,928 1,875,050 9.85 156,013 201,813 29.36
2017-11-14 13F-HR Natixis Asset Management 3,994 49,341 1,135.38 365 5,310 1,354.79
2017-10-16 13F-HR State of Alaska, Department of Revenue 49,185 52,015 5.75 4,495 5,596 24.49
2017-10-12 13F-HR BFSG, LLC 2,180 235
2017-10-19 13F-HR FARMERS & MERCHANTS INVESTMENTS INC 20 29 45.00 2 3 50.00
2017-10-12 13F-HR Livforsakringsbolaget Skandia, Omsesidigt 2,000 2,000 0.00 183 215 17.49
2017-11-14 13F-HR CNH PARTNERS LLC 3,568 0 -100.00 326 0 -100.00
2017-08-12 13F-HR BANK OF HAWAII 3,720 0 -100.00 302 0 -100.00
2017-08-14 13F-HR Cantab Capital Partners LLP 9,776 0 -100.00 793,000 0 -100.00
2017-11-14 13F-HR CAXTON ASSOCIATES LP 6,400 0 -100.00 585 0 -100.00
2017-10-13 13F-HR CHESLEY TAFT & ASSOCIATES LLC/IL 29,550 32,740 10.80 2,701 3,524 30.47
2017-10-30 13F-HR Westpac Banking Corp 8,145 7,953 -2.36 744,453 855,982 14.98
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 157,600 153,100 -2.86 14,405 16,478 14.39
2017-11-01 13F-HR AMERICAN CENTURY COMPANIES INC 1,258,358 1,273,313 1.19 115,014 137,047 19.16
2017-08-14 13F-HR PARK PRESIDIO CAPITAL LLC 505,245 0 -100.00 40,960 0 -100.00
2017-11-06 13F-HR Retirement Systems of Alabama 102,063 106,704 4.55 9,329 11,485 23.11
2017-11-14 13F-HR Kovitz Investment Group Partners, LLC 3,026 326
2017-10-24 13F-HR HUNTINGTON NATIONAL BANK 1,993 1,888 -5.27 182 204 12.09
2017-10-25 13F-HR Aperio Group, LLC 51,103 59,283 16.01 4,671 6,381 36.61
2017-11-13 13F-HR PATHSTONE FAMILY OFFICE, LLC 310 0 -100.00 28 0 -100.00
2017-11-07 13F-HR Sumitomo Mitsui Trust Holdings, Inc. 349,880 369,983 5.75 31,979 39,821 24.52
2017-11-14 13F-HR Magnetar Financial LLC 15,250 8,102 -46.87 1,394 872 -37.45
2017-11-13 13F-HR Nicholas Investment Partners, LP 90,539 84,992 -6.13 8,275 9,148 10.55
2017-10-31 13F-HR Artemis Investment Management LLP 148,781 97,097 -34.74 13,598 10,449 -23.16
2017-11-14 13F-HR TWO SIGMA INVESTMENTS LLC Put 4,000 29,000 625.00 366 3,121 752.73
2017-11-13 13F-HR SENTRY INVESTMENT MANAGEMENT LLC 6,466 6,466 0.00 591 696 17.77
2017-11-09 13F-HR Legal & General Group Plc 121,151 490,274 304.68 11,074 52,768 376.50
2017-11-15 13F-HR Neuberger Berman Group LLC 308,935 310,803 0.60 28,237 33,452 18.47
2017-11-09 13F-HR TD ASSET MANAGEMENT INC 230,974 232,801 0.79 21,111 25,056 18.69
2017-11-13 13F-HR Quantitative Investment Management, LLC 139,600 0 -100.00 12,759 0 -100.00
2017-11-02 13F-HR PRINCIPAL FINANCIAL GROUP INC 147,356 169,789 15.22 13,468 18,274 35.68
2017-08-14 13F-HR Parallax Volatility Advisers, L.P. Put 14,500 0 -100.00 1,176 0 -100.00
2017-11-08 13F-HR Pacer Advisors, Inc. 14,624 2,138 -85.38 1,337 230 -82.80
2017-11-06 13F-HR LOS ANGELES CAPITAL MANAGEMENT & EQUITY RESEARCH INC 314,661 276,411 -12.16 28,760 29,750 3.44
2017-11-02 13F-HR KEYBANK NATIONAL ASSOCIATION/OH 10,255 9,265 -9.65 937 997 6.40
2017-11-14 13F-HR D. E. Shaw & Co., Inc. Call 42,200 80,000 89.57 3,857 8,610 123.23
2017-10-24 13F-HR NIPPON LIFE INSURANCE CO 23,517 23,517 0.00 2,149 2,531 17.78
2017-11-03 13F-HR SMITHFIELD TRUST CO 1,920 1,700 -11.46 175 183 4.57
2017-11-13 13F-HR Mitsubishi UFJ Trust & Banking Corp 202,978 201,788 -0.59 18,552 21,718 17.07
2017-10-18 13F-HR Assenagon Asset Management S.A. 102,489 56,891 -44.49 9,367 6,123 -34.63
2017-11-13 13F-HR FMR LLC / Fidelity Management & Research 10,979,841 10,181,883 -7.27 1,003,557 1,095,877 9.20
2017-11-03 13F-HR Global X Management CO LLC 442 1,896 328.96 40 204 410.00
2017-11-07 13F-HR Timber Hill LLC Put 2,900 2,300 -20.69 265 248 -6.42
2017-11-03 13F-HR CIM, LLC 7,500 10,031 33.75 685 1,080 57.66
2017-11-13 13F-HR BLAIR WILLIAM & CO/IL 93,887 92,053 -1.95 8,581 9,908 15.46
2017-10-27 13F-HR Crossmark Global Holdings, Inc. 10,449 10,449 0.00 1,125 1,125 0.00
2017-07-10 13F-HR CAPSTONE ASSET MANAGEMENT CO 8,372 9,402 12.30 679 859 26.51
2017-08-11 13F-HR GENERAL ATLANTIC LLC 2,837,126 0 -100.00 230,006 0 -100.00
2017-10-19 13F-HR STATE TREASURER STATE OF MICHIGAN 30,200 34,200 13.25 2,760 3,681 33.37
2017-08-14 13F-HR D. E. Shaw & Co., Inc. 10,136 0 -100.00 822 0 -100.00
2017-11-16 13F-HR Cetera Advisor Networks LLC 7,950 7,950 0.00 727 856 17.74
2017-11-14 13F-HR 1832 Asset Management L.P. 189,100 189,737 0.34 17,304 19,802 14.44
2017-11-03 13F-HR Jaffetilchin Investment Partners, LLC 0 3,545 0 382
2017-11-14 13F-HR GOLDMAN SACHS GROUP INC 1,371,570 1,254,802 -8.51 125,361 135,054 7.73
2017-11-14 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC Put 4,300 0 -100.00 394 0 -100.00
2017-08-14 13F-HR SOROS FUND MANAGEMENT LLC 2,800 0 -100.00 227 0 -100.00
2017-08-11 13F-HR Acrospire Investment Management LLC 400 0 -100.00 32 0 -100.00
2017-11-09 13F-HR WELLS FARGO & COMPANY/MN 1,377,682 1,520,349 10.36 125,920 163,635 29.95
2017-11-13 13F-HR Marshall Wace LLP 0 4,842 0 523
2017-11-13 13F-HR ONTARIO TEACHERS PENSION PLAN BOARD 70,825 123,318 74.12 6,473 13,273 105.05
2017-11-14 13F-HR NGAM ADVISORS, L.P. 14,961 1,610
2017-11-14 13F-HR Capstone Financial Advisors, Inc. 6,474 6,475 0.02 592 697 17.74
2017-11-14 13F-HR GUGGENHEIM CAPITAL LLC 396,207 338,964 -14.45 36,216 36,482 0.73
2017-11-13 13F-HR EATON VANCE MANAGEMENT 527,129 562,716 6.75 48,180 60,565 25.71
2017-08-14 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC Call 3,300 0 -100.00 268 0 -100.00
2017-11-07 13F-HR SNS Financial Group, LLC 3,158 0 -100.00 289 0 -100.00
2017-11-14 13F-HR HENDERSON GROUP PLC 479,890 704,403 46.78 43,862 75,815 72.85
2017-11-14 13F-HR BALYASNY ASSET MANAGEMENT LLC 600,421 0 -100.00 54,878 0 -100.00
2017-11-14 13F-HR CREDIT SUISSE AG/ 246,826 211,955 -14.13 22,560 22,813 1.12
2017-11-14 13F-HR ADVISORY RESEARCH INC 15,393 11,819 -23.22 1,407 1,272 -9.59
2017-11-14 13F-HR Horizon Investments, LLC 7,146 769
2017-11-01 13F-HR Mn Services Vermogensbeheer B.V. 16,862 16,862 0.00 1,541 1,815 17.78
2017-11-09 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 46,896 73,608 56.96 4,283 7,887 84.15
2017-11-14 13F-HR Paloma Partners Management Co 9,603 26,766 178.73 878 2,881 228.13
2017-11-08 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 93,937 102,769 9.40 8,586 11,061 28.83
2017-11-14 13F-HR AMP Capital Investors Ltd 100,248 109,430 9.16 9,122 11,779 29.13
2017-11-09 13F-HR SCHRODER INVESTMENT MANAGEMENT GROUP 0 78,400 0 8,414
2017-11-08 13F-HR Norinchukin Bank, The 3,629 5,019 38.30 332 540 62.65
2017-11-13 13F-HR STIFEL FINANCIAL CORP 84,549 84,320 -0.27 7,732 9,068 17.28
2017-11-14 13F-HR CLEARARC CAPITAL INC 2,249 2,909 29.35 206 313 51.94
2017-11-08 13F-HR ING GROEP NV 4,716 0 -100.00 431 0 -100.00
2017-11-14 13F-HR Mariner Wealth Advisors, LLC 66,544 55,544 -16.53 6,082 5,978 -1.71
2017-11-01 13F-HR STATE OF WISCONSIN INVESTMENT BOARD 88,049 95,227 8.15 8,048 10,249 27.35
2017-08-04 13F-HR MARSHALL WACE ASIA Ltd 3,159 0 -100.00 256 0 -100.00
2017-08-11 13F-HR GSA CAPITAL PARTNERS LLP 3,368 0 -100.00 273 0 -100.00
2017-11-14 13F-HR PARADIGM ASSET MANAGEMENT CO LLC 24,380 18,090 -25.80 2,228,332 1,947,027 -12.62
2017-11-13 13F-HR GREAT LAKES ADVISORS, LLC 45,881 74,361 62.07 4,194 8,003 90.82
2017-09-15 13F-HR/A-1 ASSETMARK, INC 712 0 -100.00 53 0 -100.00
2017-11-14 13F-HR MORGAN STANLEY 283,641 296,899 4.67 25,925 31,955 23.26
2017-11-08 13F-HR Edge Advisors, Llc 719 716 -0.42 65 77 18.46
2017-11-13 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 389,962 373,697 -4.17 35,643 40,221 12.84
2017-11-14 13F-HR Neuburgh Advisers LLC 3,136 2,768 -11.73 287 298 3.83
2017-07-26 13F-HR HAMILTON LANE ADVISORS LLC 6,339 0 -100.00 514 0 -100.00
2017-11-14 13F-HR Incline Global Management LLC 511,329 8,138 -98.41 46,735 876 -98.13
2017-11-13 13F-HR ProShare Advisors LLC 20,549 46,093 124.31 1,878 4,961 164.16
2017-10-16 13F-HR CWM, LLC 90 155 72.22 8 17 112.50
2017-11-15 13F-HR Arcus Capital Partners, LLC 12,510 12,510 0.00 1,143 1,346 17.76
2017-11-14 13F-HR CREDIT AGRICOLE S A 134,290 68,151 -49.25 12,274 7,334 -40.25
2017-11-13 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 199,548 180,684 -9.45 18,239 19,447 6.62
2017-11-09 13F-HR JP MORGAN CHASE & CO 247,443 131,664 -46.79 22,616 14,129 -37.53
2017-08-15 13F-HR Verition Fund Management LLC 21,957 0 -100.00 1,780 0 -100.00
2017-08-10 13F-HR Citizens Financial Group Inc/RI 34 0 -100.00 3 0 -100.00
2017-11-02 13F-HR AlphaMark Advisors, LLC 25 25 0.00 2 3 50.00
2017-11-14 13F-HR BlackRock Inc. 6,411,674 7,302,560 13.89 586,026 785,975 34.12
2017-11-13 13F-HR Hillsdale Investment Management Inc. 30 30 0.00 3 3 0.00
2017-10-12 13F-HR Hutchens Investment Management Inc 3,000 322
2017-10-18 13F-HR Mutual of America Capital Management LLC 16,688 20,199 21.04 1,525 2,174 42.56
2017-08-14 13F-HR C M BIDWELL & ASSOCIATES LTD 0 56,650 0 5,178
2017-11-14 13F-HR Weiss Multi-Strategy Advisers LLC Put 200,000 21,526
2017-11-14 13F-HR W. E. Donoghue & Co., Llc 2,219 21,801 882.47 203 2,329 1,047.29
2017-11-13 13F-HR DIMENSIONAL FUND ADVISORS LP 407,945 416,362 2.06 37,286 44,812 20.18
2017-10-17 13F-HR Cutler Group LP 2,263 0 -100.00 206 0 -100.00
2017-11-13 13F-HR/A-1 NORGES BANK 705,397 705,397 0.00 46,994 43,691 -7.03
2017-08-14 13F-HR ENDEAVOUR CAPITAL ADVISORS INC 17,892 0 -100.00 1,451 0 -100.00
2017-11-13 13F-HR KBC Group NV 8,716 8,716 0.00 797 938 17.69
2017-11-13 13F-HR UNIVERSITY OF NOTRE DAME DU LAC 50,132 0 -100.00 4,582 0 -100.00
2017-11-14 13F-HR Walleye Trading LLC Call 12,700 10,600 -16.54 1,161 1,143 -1.55
2017-11-14 13F-HR Paloma Partners Management Co Call 0 13,200 0 1,421
2017-11-14 13F-HR BARCLAYS PLC Put 2,900 2,000 -31.03 265 215 -18.87
2017-11-16 13F-HR GOFEN & GLOSSBERG LLC /IL/ 8,037 8,037 0.00 735 865 17.69
2017-11-13 13F-HR BABSON CAPITAL MANAGEMENT LLC 2,800 2,800 0.00 256 301 17.58
2017-10-11 13F-HR Gulf International Bank (UK) Ltd 31,570 31,570 0.00 2,885 3,397 17.75
2017-11-07 13F-HR SNS Financial Group, LLC Call 18,900 0 -100.00 0 0
2017-11-13 13F-HR CIBC World Markets Inc. 5,295 0 -100.00 484 0 -100.00
2017-10-12 13F-HR Gemmer Asset Management LLC 323 323 0.00 30 35 16.67
2017-11-01 13F-HR Parkwood LLC 2,630 3,084 17.26 240 332 38.33
2017-11-09 13F-HR/A-1 JACOBS LEVY EQUITY MANAGEMENT, INC 171,357 0 -100.00 13,892 0 -100.00
2017-11-14 13F-HR HighTower Advisors, LLC 103,968 90,437 -13.01 9,503 9,733 2.42
2017-11-06 13F-HR Advisor Group, Inc. 2,278 1,703 -25.24 208 183 -12.02
2017-11-14 13F-HR AHL Partners LLP 10,441 16,328 56.38 955 1,757 83.98
2017-11-13 13F-HR PINNACLE ASSOCIATES LTD 3,852 4,137 7.40 352 445 26.42
2017-11-07 13F-HR Russell Investments Group, Ltd. 48,539 96,497 98.80 4,437 10,385 134.05
2017-11-01 13F-HR State of Tennessee, Treasury Department 199,379 170,685 -14.39 18,224 18,371 0.81
2017-11-15 13F-HR BAMCO INC /NY/ 203,981 203,981 0.00 18,644 21,954 17.75
2017-11-14 13F-HR BARCLAYS PLC 31,610 113,761 259.89 2,890 12,244 323.67
2017-10-16 13F-HR BANK OF MONTREAL /CAN/ 87,708 290,620 231.35 8,017 31,280 290.17
2017-11-02 13F-HR OREGON PUBLIC EMPLOYEES RETIREMENT FUND 9,646 29,744 208.36 882 3,201 262.93
2017-10-17 13F-HR Cutler Group LP Call 300 4,300 1,333.33 4 21 425.00
2017-11-14 13F-HR ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0 89,900 0 9,676
2017-11-14 13F-HR BANK OF AMERICA CORP /DE/ 421,141 748,939 77.84 38,492 80,608 109.41
2017-11-14 13F-HR GLENMEDE TRUST CO NA 381 1,254 229.13 30 134 346.67
2017-11-15 13F-HR Ameritas Investment Partners, Inc. 2,190 2,190 0.00 200 220 10.00
2017-11-14 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 49,617 58,264 17.43 4,535 6,271 38.28
2017-11-09 13F-HR LVW Advisors, LLC 157,433 16,945
2017-11-14 13F-HR/A-1 UBS Group AG Put 3,000 0 -100.00 243 0 -100.00
2017-10-24 13F-HR FIRST TRUST ADVISORS LP 145,944 197,629 35.41 13,339 21,271 59.46
2017-10-25 13F-HR SIMPLEX TRADING, LLC 7,125 2,422 -66.01 651 260 -60.06
2017-11-14 13F-HR Arizona State Retirement System 22,800 48,200 111.40 2,084 5,188 148.94
2017-11-14 13F-HR ZACKS INVESTMENT MANAGEMENT 12,037 12,809 6.41 1,100 1,379 25.36
2017-11-14 13F-HR Gotham Asset Management, LLC 0 3,786 0 407
2017-10-10 13F-HR West Oak Capital, LLC 300 475 58.33 27,420 51,124 86.45
2017-11-13 13F-HR CITIGROUP INC Put 15,020 15,120 0.67 1,373 1,627 18.50
2017-11-13 13F-HR WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC 911,460 911,723 0.03 83,307 98,129 17.79
2017-11-14 13F-HR Vident Investment Advisory, LLC 9,658 1,039
2017-11-13 13F-HR RAYMOND JAMES & ASSOCIATES 5,487 5,556 1.26 502 598 19.12
2017-11-06 13F-HR Bank of New York Mellon Corp 1,464,752 1,510,418 3.12 133,877 162,567 21.43
2017-10-25 13F-HR SIMPLEX TRADING, LLC Call 86 653 659.30 65 358 450.77
2017-11-14 13F-HR HighTower Advisors, LLC Put 25,000 25,300 1.20 21 23 9.52
2017-11-14 13F-HR SUMMIT PARTNERS PUBLIC ASSET MANAGEMENT, LLC 70,000 50,000 -28.57 6,398 5,382 -15.88
2017-11-14 13F-HR LORD, ABBETT & CO. LLC 76,148 196,571 158.14 6,960 21,157 203.98
2017-11-03 13F-HR/A-1 CANADA PENSION PLAN INVESTMENT BOARD 0 43,400 0 4,671
2017-08-14 13F-HR Integral Derivatives, LLC Call 5,300 0 -100.00 430 0
2017-11-14 13F-HR STATE STREET CORP 4,114,972 4,831,131 17.40 376,120 519,986 38.25
2017-11-08 13F-HR Kentucky Retirement Systems 5,890 5,641 -4.23 538 607 12.83
2017-10-17 13F-HR CENTRAL TRUST Co 7,294 7,414 1.65 667 798 19.64
2017-11-09 13F-HR ROPES WEALTH ADVISORS LLC 7 1
2017-11-13 13F-HR Rafferty Asset Management, LLC 25,840 18,429 -28.68 2,362 1,984 -16.00
2017-11-14 13F-HR PEAK6 Investments, L.P. 0 9,804 0 1,055
2017-08-01 13F-HR Trexquant Investment LP 42,100 0 -100.00 3,413 0 -100.00
2017-10-25 13F-HR Calamos Advisors LLC 183,392 0 -100.00 16,762 0 -100.00
2017-11-14 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC Put 3,800 409
2017-11-14 13F-HR BRINKER CAPITAL INC 0 8,509 0 916
2017-11-14 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ 17,303,515 17,118,631 -1.07 1,581,541 1,842,478 16.50
2017-10-25 13F-HR Korea Investment CORP 65,300 49,300 -24.50 5,968 5,306 -11.09
2017-08-04 13F-HR Marshall Wace North America L.P. 3,159 0 -100.00 256 0 -100.00
2017-11-07 13F-HR AMERIPRISE FINANCIAL INC 185,407 158,702 -14.40 16,945 17,079 0.79
2017-10-16 13F-HR GATEWAY INVESTMENT ADVISERS LLC 5,592 5,669 1.38 511 610 19.37
2017-11-08 13F-HR ROTHSCHILD ASSET MANAGEMENT INC 15,282 0 -100.00 1,397 0 -100.00
2017-10-20 13F-HR/A-1 Shell Asset Management Co 23,996 20,093 -16.27 2,193 2,163 -1.37
2017-11-14 13F-HR Chevy Chase Trust Holdings, Inc. 79,150 98,361 24.27 7,234 10,587 46.35
2017-10-26 13F-HR GLENVIEW STATE BANK TRUST DEPT. 4,000 4,000 0.00 366 431 17.76
2017-11-14 13F-HR Premier Asset Managment LLC 16,664 16,664 0.00 1,523 1,794 17.79
2017-11-13 13F-HR Artisan Partners Limited Partnership 2,268,651 2,318,655 2.20 207,355 249,557 20.35
2017-11-09 13F-HR TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 13,170 10,770 -18.22 1,204 1,159 -3.74
2017-11-14 13F-HR BOKF, NA 20,130 20,058 -0.36 1,840 2,158 17.28
2017-08-02 13F-HR Segantii Capital Management Ltd 50,000 0 -100.00 4,054 0 -100.00
2017-11-14 13F-HR Adage Capital Partners GP LLC 131,500 160,700 22.21 12,019 17,296 43.91
2017-11-14 13F-HR TLP GROUP LLC 0 54 0 6
2017-11-03 13F-HR World Asset Management Inc 8,967 10,716 19.50 820 1,153 40.61
2017-08-14 13F-HR TA ASSOCIATES, L.P. 2,270,167 0 -100.00 184,042 0 -100.00
2017-10-30 13F-HR PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 19,734 19,734 0.00 1,804 2,124 17.74
2017-11-13 13F-HR EDMOND DE ROTHSCHILD HOLDING S.A. 2,150 231
2017-11-14 13F-HR NUMERIC INVESTORS LLC 0 63,400 0 6,824
2017-11-14 13F-HR Parallax Volatility Advisers, L.P. Call 44,100 900 -97.96 4,030 97 -97.59
2017-11-14 13F-HR AJO, LP 20,692 18,304 -11.54 1,891 1,970 4.18
2017-11-07 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0 53 0 6
2017-10-17 13F-HR Robeco Institutional Asset Management B.V. 35,010 46,397 32.52 3,201 4,993 55.98
2017-10-25 13F-HR CALAMOS WEALTH MANAGEMENT LLC 2,994 0 -100.00 274 0 -100.00
2017-10-25 13F-HR SIMPLEX TRADING, LLC Put 445 237 -46.74 95 68 -28.42
2017-11-13 13F-HR Royce & Associates LLC 2,226 2,226 0.00 203 240 18.23
2017-10-23 13F-HR STRS OHIO 1,318 6,451 389.45 120 694 478.33
2017-08-14 13F-HR KINGDON CAPITAL MANAGEMENT, L.L.C. 9,550 0 -100.00 774 0 -100.00
2017-11-14 13F-HR DEUTSCHE BANK AG\ Call 5,000 538
2017-11-06 13F-HR DekaBank Deutsche Girozentrale 5,583 5,218 -6.54 552 562 1.81
2017-11-02 13F-HR Daiwa Securities Group Inc. 8,000 3,018 -62.27 731 325 -55.54
2017-11-15 13F-HR WOLVERINE TRADING, LLC Put 48,400 58,100 20.04 4,404 6,253 41.98
2017-11-15 13F-HR/A-1 Parallel Advisors, LLC 491 531 8.15 46 61 32.61
2017-11-09 13F-HR CITADEL ADVISORS LLC 51,566 63,315 22.78 4,713 6,815 44.60
2017-11-13 13F-HR COMMERZBANK AKTIENGESELLSCHAFT /FI 0 2,102 0 226
2017-08-03 13F-HR LMR Partners LLP 94,085 0 -100.00 7,627 0 -100.00
2017-11-13 13F-HR SYMPHONY ASSET MANAGEMENT LLC 4,069 3,691 -9.29 372 398 6.99
2017-10-30 13F-HR THOMPSON DAVIS & CO., INC. 99 23 -76.77 9 2 -77.78
2017-11-15 13F-HR Sterling Capital Management LLC 32,221 32,221 0.00 2,945 3,468 17.76
2017-10-23 13F-HR Iron Financial, LLC 13,399 12,149 -9.33 1,225 1,308 6.78
2017-10-27 13F-HR VICTORY CAPITAL MANAGEMENT INC 1,559,043 544,648 -65.07 142,497 58,620 -58.86
2017-11-08 13F-HR NEXT Financial Group, Inc 400 400 0.00 37,000 44 -99.88
2017-10-18 13F-HR WealthTrust-Arizona, LLC 63 73 15.87 6 8 33.33
2017-11-14 13F-HR PUTNAM INVESTMENTS LLC 0 1,900 0 204
2017-10-31 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 114,786 120,241 4.75 10,491 12,942 23.36
2017-11-14 13F-HR CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 15,711 19,361 23.23 1,435 2,083 45.16
2017-10-20 13F-HR MEEDER ASSET MANAGEMENT INC 835 0 -100.00 76 0 -100.00
2017-11-06 13F-HR TEACHER RETIREMENT SYSTEM OF TEXAS 0 31,885 0 3,432
2017-10-12 13F-HR Hexavest Inc. 185,488 19,964
2017-11-13 13F-HR Elkhorn Investments, LLC 13,037 12,140 -6.88 1,219 1,307 7.22
2017-11-14 13F-HR THRIVENT FINANCIAL FOR LUTHERANS 3,480 4,470 28.45 318 481 51.26
2017-11-09 13F-HR ETRADE Capital Management LLC 2,961 5,520 86.42 271 594 119.19
2017-11-13 13F-HR TEXAS PERMANENT SCHOOL FUND 25,815 31,254 21.07 2,359 3,364 42.60
2017-11-13 13F-HR BLAIR WILLIAM & CO/IL Call 0 100 0 11
2017-11-09 13F-HR NorthCoast Asset Management LLC 3,534 0 -100.00 323 0 -100.00
2017-11-13 13F-HR Winton Capital Group Ltd 28,601 0 -100.00 2,614 0 -100.00
2017-11-13 13F-HR Invictus RG 10,997 5,083 -53.78 1,005 547 -45.57
2017-11-14 13F-HR JANE STREET GROUP, LLC Put 0 5,900 0 635
2017-11-15 13F-HR WOLVERINE TRADING, LLC Call 73,300 94,200 28.51 6,670 10,139 52.01
2017-11-14 13F-HR Veritable, L.P. 1,918 206
2017-11-13 13F-HR CAPTRUST FINANCIAL ADVISORS 24 0 -100.00 2 0 -100.00
2017-10-12 13F-HR CONTRAVISORY INVESTMENT MANAGEMENT, INC. 36 4
2017-12-14 13F-HR/A-1 PARAMETRIC PORTFOLIO ASSOCIATES LLC 381,274 400,811 5.12 34,848 43,139 23.79
2017-11-03 13F-HR Advantus Capital Management Inc 9,173 11,482 25.17 838 1,236 47.49
2017-11-06 13F-HR COMERICA BANK 46,082 42,666 -7.41 4,325 4,773 10.36
2017-08-11 13F-HR EAM Investors, LLC 35,132 0 -100.00 2,848 0 -100.00
2017-08-08 13F-HR/A-1 Financial Strategy Network, LLC 2,719 2,719 0.00 224 253 12.95
2017-11-07 13F-HR SG Americas Securities, LLC 3,658 38,704 958.06 334 4,166 1,147.31
2017-11-13 13F-HR HARTFORD INVESTMENT MANAGEMENT CO 21,371 24,201 13.24 1,953 2,605 33.38
2017-11-13 13F-HR CAPITAL FUND MANAGEMENT S.A. Call 14,600 27,700 89.73 1,334 2,981 123.46
2017-10-11 13F-HR CIGNA INVESTMENTS INC /NEW 3,846 3,688 -4.11 352 397 12.78
2017-11-01 13F-HR OUTFITTER ADVISORS, LTD. 75,515 74,375 -1.51 6,902 8,005 15.98
2017-11-13 13F-HR FINANCIAL COUNSELORS INC 17,011 16,559 -2.66 1,555 1,782 14.60
2017-11-14 13F-HR LPL Financial LLC 2,289 0 -100.00 209 0 -100.00
2017-10-10 13F-HR Nikko Asset Management Americas, Inc. 75,700 92,300 21.93 6,919 9,934 43.58
2017-11-14 13F-HR Carleon Capital Partners LLC 160,000 160,000 0.00 14,624 17,221 17.76
2017-11-13 13F-HR FEDERATED INVESTORS INC /PA/ 0 1,864 0 201
2017-11-01 13F-HR/A-1 Financial Architects, Inc 1,048 1,048 0.00 96 113 17.71
2017-11-14 13F-HR PRUDENTIAL PLC 3,100 3,100 0.00 283 334 18.02
2017-11-09 13F-HR CITADEL ADVISORS LLC Call 99,700 105,600 5.92 9,113 11,366 24.72
2017-11-14 13F-HR DRW Securities, LLC 2,831 2,931 3.53 230 315 36.96
2017-11-14 13F-HR Walleye Trading LLC 2,224 12,975 483.41 203 1,396 587.68
2017-11-13 13F-HR PROFUND ADVISORS LLC 2,210 2,693 21.86 202 290 43.56
2017-11-14 13F-HR Proficio Capital Partners LLC 165 165 0.00 16 18 12.50
2017-11-14 13F-HR CSS LLC/IL 7,546 7,546 0.00 690 812 17.68
2017-11-13 13F-HR SUN LIFE FINANCIAL INC 672 829 23.36 61 89 45.90
2017-08-11 13F-HR Her Majesty the Queen in Right of the Province of Alberta as represented by Alberta Investment Management Corp 93,745 0 -100.00 7,600 0 -100.00
2017-11-08 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 1,346 1,274 -5.35 123 137 11.38
2017-10-30 13F-HR TOCQUEVILLE ASSET MANAGEMENT L.P. 3,000 6,550 118.33 274 705 157.30
2017-08-14 13F-HR Zurich Insurance Group Ltd/FI 13,081 0 -100.00 1,060 0 -100.00
2017-11-01 13F-HR Mitsubishi UFJ Asset Management Co., Ltd. 25,090 21,920 -12.63 2,293 2,359 2.88
2017-11-08 13F-HR TURNER INVESTMENTS, L.P. 28,500 3,500 -87.72 2,605 377 -85.53
2017-11-13 13F-HR STRYCKER VIEW CAPITAL LLC 90,257 0 -100.00 8,249 0 -100.00
2017-08-14 13F-HR CSS LLC/IL Call 6,000 0 -100.00 486 0 -100.00
2017-11-14 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC 21 2
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 435,100 377,100 -13.33 39,768 40,587 2.06
2017-11-14 13F-HR Tower Research Capital LLC (TRC) 23 160 595.65 2 17 750.00
2017-11-14 13F-HR ALKEON CAPITAL MANAGEMENT LLC 8,000 8,000 0.00 731 861 17.78
2017-11-06 13F-HR Municipal Employees' Retirement System of Michigan 2,950 2,950 0.00 270 318 17.78
2017-10-16 13F-HR Louisiana State Employees Retirement System 5,700 7,000 22.81 521 753 44.53
2017-10-10 13F-HR EXXONMOBIL INVESTMENT MANAGEMENT INC /TX 17,640 20,595 16.75 1,612 2,217 37.53
2017-10-11 13F-HR DnB Asset Management AS 52,400 5,639,812
2017-11-13 13F-HR Utah Retirement Systems 20,242 20,242 0.00 1,850 2,179 17.78
2017-11-13 13F-HR CIBC World Markets Inc. Call 126,300 13,594
2017-11-01 13F-HR First Personal Financial Services 676 676 0.00 62 73 17.74
2017-11-13 13F-HR Renaissance Technologies LLC 4,369,996 4,389,700 0.45 399,418 472,463 18.29
2017-11-01 13F-HR CHICAGO EQUITY PARTNERS LLC 13,655 0 -100.00 1,248 0 -100.00
2017-10-19 13F-HR LS Investment Advisors, LLC 17,453 15,596 -10.64 1,595 1,679 5.27
2017-08-14 13F-HR BlueMar Capital Management, LLC 28,406 0 -100.00 2,303 0 -100.00
2017-12-01 13F-HR TrimTabs Asset Management, LLC 3,239 3,242 0.09 296 349 17.91
2017-11-01 13F-HR Bt Investment Management Ltd 1,183,314 995,033 -15.91 108,154,900 107,095,402 -0.98
2017-11-14 13F-HR DEUTSCHE BANK AG\ 203,031 163,180 -19.63 18,553 17,559 -5.36
2017-11-01 13F-HR/A-1 Xact Kapitalforvaltning AB 7,817 8,327 6.52 714 896 25.49
2017-08-14 13F-HR Alyeska Investment Group, L.P. 319,228 0 -100.00 25,880 0 -100.00
2017-10-23 13F-HR FOX RUN MANAGEMENT, L.L.C. 4,100 7,700 87.80 375 829 121.07
2017-11-13 13F-HR ALLIANCEBERNSTEIN L.P. 162,534 189,985 16.89 14,856 20,448 37.64
2017-11-14 13F-HR QS Investors, LLC 1,168 1,168 0.00 107 126 17.76
2017-10-25 13F-HR Rehmann Capital Advisory Group 2,879 2,815 -2.22 263 303 15.21
2017-10-25 13F-HR REGENTATLANTIC CAPITAL LLC 6,498 3,013 -53.63 594 324 -45.45
2017-11-09 13F-HR CITADEL ADVISORS LLC Put 54,800 76,200 39.05 5,009 8,201 63.73
2017-11-14 13F-HR NOMURA HOLDINGS INC 6,890 9,475 37.52 628 1,020 62.42
2017-11-14 13F-HR MENTA CAPITAL LLC 4,283 17,798 315.55 391 1,916 390.03
2017-08-07 13F-HR Geneva Advisors, LLC 33,068 32,423 -1.95 2,681 2,963 10.52
2017-11-14 13F-HR JANE STREET GROUP, LLC 9,325 2,569 -72.45 852 277 -67.49
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 2,411 2,167 -10.12 220 233 5.91
2017-08-14 13F-HR Quadrature Capital LTD 8,981 0 -100.00 728 0 -100.00
2017-10-26 13F-HR Aull & Monroe Investment Management Corp 18,774 18,774 0.00 1,716 2,021 17.77
2017-10-27 13F-HR ENTERPRISE FINANCIAL SERVICES CORP 236 236 0.00 22 25 13.64
2017-11-14 13F-HR D. E. Shaw & Co., Inc. Put 55,800 90,300 61.83 5,100 9,719 90.57
2017-11-14 13F-HR DIAM Co., Ltd. 151,257 157,387 4.05 13,823 16,937 22.53
2017-11-14 13F-HR PANAGORA ASSET MANAGEMENT INC 6,770 8,447 24.77 619 909 46.85
2017-11-13 13F-HR U S GLOBAL INVESTORS INC 22,239 0 -100.00 2,033 0 -100.00
2017-11-13 13F-HR NOMURA ASSET MANAGEMENT CO LTD 20,710 22,614 9.19 1,893 2,434 28.58
2017-11-14 13F-HR Tobam 297,204 511,231 72.01 27,164 55,024 102.56
2017-11-13 13F-HR COOKSON PEIRCE & CO INC 4,370 4,645 6.29 399 500 25.31
2017-11-13 13F-HR MASON STREET ADVISORS, LLC 12,751 15,656 22.78 1,165 1,685 44.64
2017-11-03 13F-HR JENNISON ASSOCIATES LLC 0 13,971 0 1,504
2017-11-09 13F-HR AMALGAMATED BANK 22,130 22,674 2.46 2,023 2,440 20.61
2017-11-14 13F-HR Tiger Legatus Capital Management, LLC 40,000 0 -100.00 3,656 0 -100.00
2017-11-14 13F-HR BANK OF NOVA SCOTIA 18,507 19,665 6.26 1,692 2,117 25.12
2017-11-14 13F-HR Voya Investment Management LLC 126,881 110,775 -12.69 11,597 11,922 2.80
2017-07-06 13F-HR Independent Portfolio Consultants, Inc. 1,220 890 -27.05 99 81 -18.18
2017-11-14 13F-HR CLINTON GROUP INC 8,368 0 -100.00 765 0 -100.00
2017-11-14 13F-HR Zebra Capital Management LLC 25,720 23,095 -10.21 2,351 2,486 5.74
2017-11-14 13F-HR PEAK6 Investments, L.P. Call 80,900 18,700 -76.89 7,394 2,013 -72.78
2017-11-14 13F-HR ROYAL BANK OF CANADA 39,539 46,735 18.20 3,613 5,029 39.19
2017-11-09 13F-HR AMERICAN INTERNATIONAL GROUP INC 32,159 33,624 4.56 2,939 3,619 23.14
2017-11-14 13F-HR ROYAL BANK OF CANADA Call 0 8,000 0 861
2017-11-13 13F-HR NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC 21,083 25,285 19.93 1,927 2,721 41.20
2017-11-14 13F-HR Virtus Investment Advisers, Inc. 1,374 1,238 -9.90 126 133 5.56
2017-11-21 13F-HR Visionary Asset Management, Inc. 0 2,175 0 234
2017-11-13 13F-HR RIVERHEAD CAPITAL MANAGEMENT LLC 3,575 3,133 -12.36 327 337 3.06
2017-10-19 13F-HR Winslow, Evans & Crocker, Inc. 230 1,886 720.00 21,022 202,884 865.10
2017-10-05 13F-HR Crow Point Partners, LLC 1,179 608 -48.43 107 65 -39.25
2017-11-09 13F-HR Mitsubishi UFJ Securities Holdings Co., Ltd. 400 400 0.00 37 43 16.22
2017-11-03 13F-HR SCOUT INVESTMENTS, INC. 175,466 166,591 -5.06 16,038 17,930 11.80
2017-11-13 13F-HR M&T BANK CORP 13,808 13,672 -0.98 1,262 1,472 16.64
2017-11-09 13F-HR SAWGRASS ASSET MANAGEMENT LLC 331,377 267,127 -19.39 30,288 28,751 -5.07
2017-11-13 13F-HR TEACHERS ADVISORS INC 133,160 141,004 5.89 12,171 15,176 24.69
2017-10-17 13F-HR Creative Planning 18,079 18,448 2.04 1,652 1,986 20.22
2017-11-15 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 225,200 242,050 7.48 20,583 26,052 26.57
2017-11-14 13F-HR Junto Capital Management LP 386,662 295,609 -23.55 35,341 31,816 -9.97
2017-11-14 13F-HR HIGHLAND CAPITAL MANAGEMENT LP 88,750 74,750 -15.77 8,112 8,045 -0.83
2017-11-07 13F-HR FJARDE AP-FONDEN /FOURTH SWEDISH NATIONAL PENSION FUND 28,163 26,102 -7.32 2,574 2,809 9.13
2017-11-06 13F-HR RHUMBLINE ADVISERS 214,479 213,877 -0.28 19,603 23,020 17.43
2017-10-30 13F-HR IFP Advisors, Inc 448 476 6.25 41 51 24.39
2017-10-13 13F-HR QUADRANT CAPITAL GROUP LLC 115 115 0.00 8 11 37.50
2017-10-12 13F-HR Advisory Services Network, LLC 419 0 -100.00 38 0 -100.00
2017-11-07 13F-HR Advisors Asset Management, Inc. 6,093 3,715 -39.03 557 400 -28.19
2017-11-09 13F-HR VIRGINIA RETIREMENT SYSTEMS ET AL 41,900 0 -100.00 3,830 0 -100.00
2017-11-14 13F-HR Standard Life Aberdeen Plc 16,723 1,800
2017-11-13 13F-HR CITIGROUP INC 83,394 76,749 -7.97 7,623 8,261 8.37
2017-11-14 13F-HR Hutchin Hill Capital, LP 0 10,100 0 1,087
2017-11-06 13F-HR Spot Trading L.l.c. 10,000 10,000 0.00 914 1,076 17.72
2017-08-09 13F-HR Swiss National Bank 165,700 0 -100.00 13,433 0 -100.00
2017-11-28 13F-HR/A-1 SHELTON CAPITAL MANAGEMENT 4,672 6,827 46.13 345 553 60.29
2017-11-14 13F-HR Horizon Kinetics LLC 504,131 478,924 -5.00 46,078 51,546 11.87
2017-07-11 13F-HR TOMPKINS FINANCIAL CORP 162 0 -100.00 11 0 -100.00
2017-08-14 13F-HR SECOR Capital Advisors, LP 73,661 0 -100.00 5,972 0 -100.00
2017-11-13 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 633,782 778,287 22.80 57,927,674 83,767,030 44.61
2017-11-13 13F-HR ENVESTNET ASSET MANAGEMENT INC 1,735 1,138 -34.41 159 122 -23.27
2017-11-14 13F-HR Liberty Mutual Group Asset Management Inc. 5,560 3,723 -33.04 508 400 -21.26
2017-11-14 13F-HR SEGALL BRYANT & HAMILL, LLC 19,146 19,146 0.00 1,750 2,061 17.77
2017-10-30 13F-HR BP PLC 13,000 1,399
2017-10-26 13F-HR Penserra Capital Management LLC 3,596 9,235 156.81 442 993 124.66
2017-10-31 13F-HR FISHMAN JAY A LTD/MI 10,108 10,108 0.00 923,907 1,087,967 17.76
2017-11-14 13F-HR VANGUARD GROUP INC 9,823,514 11,002,700 12.00 897,869 1,184,220 31.89
2017-11-14 13F-HR PUBLIC SECTOR PENSION INVESTMENT BOARD 10,000 6,043 -39.57 914 650 -28.88
2017-11-14 13F-HR OPPENHEIMER ASSET MANAGEMENT INC. 101 69 -31.68 9 7 -22.22
2017-11-14 13F-HR TWO SIGMA INVESTMENTS LLC Call 0 13,900 0 1,496
2017-11-14 13F-HR UNITED SERVICES AUTOMOBILE ASSOCIATION 29,336 35,866 22.26 2,681 3,860 43.98
2017-11-09 13F-HR EAGLE ASSET MANAGEMENT INC 22,983 0 -100.00 2,100 0 -100.00
2017-11-08 13F-HR Dynamic Technology Lab Private Ltd 0 3,030 0 327
2017-11-13 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 14,494 15,511 7.02 1,325 1,669 25.96
2017-11-15 13F-HR GREEN SQUARE CAPITAL LLC 6,794 6,800 0.09 621 732 17.87
2017-11-06 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 491,969 495,969 0.81 44,966 53,381 18.71
2017-11-14 13F-HR GUARDIAN LIFE INSURANCE CO OF AMERICA 206 254 23.30 19 27 42.11
2017-10-23 13F-HR Nationwide Fund Advisors 98,214 104,250 6.15 8,977 11,220 24.99
2017-11-02 13F-HR/A-1 LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA 100 11
2017-11-09 13F-HR NORDEA INVESTMENT MANAGEMENT AB 4,592 4,592 0.00 420 494 17.62
2017-11-15 13F-HR CASTLEARK MANAGEMENT LLC 82,095 70,775 -13.79 7,503 7,618 1.53
2017-11-14 13F-HR CSS LLC/IL Put 3,500 3,500 0.00 320 377 17.81
2017-11-03 13F-HR BESSEMER GROUP INC 564,366 512,772 -9.14 51,583 55,189 6.99
2017-08-18 13F-HR WFG Advisors, LP 198 240 21.21 16 22 37.50
2017-11-13 13F-HR OPPENHEIMER FUNDS INC 168,342 181,519 7.83 15,387 19,537 26.97
2017-11-14 13F-HR Nuveen Asset Management, LLC 107,180 82,055 -23.44 9,796 8,832 -9.84
2017-11-09 13F-HR FFCM LLC 98 11
2017-11-09 13F-HR Van Berkom & Associates Inc. 897,283 739,743 -17.56 82,012 79,619 -2.92
2017-10-31 13F-HR Andra AP-fonden 18,900 27,100 43.39 1,727 2,917 68.91
2017-11-14 13F-HR CAPSTONE INVESTMENT ADVISORS, LLC 48,935 0 -100.00 4,472 0 -100.00
2017-11-06 13F-HR SEI INVESTMENTS CO 199,103 233,570 17.31 18,198 25,139 38.14
2017-11-13 13F-HR LAZARD ASSET MANAGEMENT LLC 101 0 -100.00 9 0 -100.00
2017-11-06 13F-HR TORONTO DOMINION BANK 31,234 42,275 35.35 2,854 4,549 59.39
2017-08-08 13F-HR Pacad Investment Ltd. 7,500 0 -100.00 608 0 -100.00
2017-11-13 13F-HR Vantage Investment Advisors, LLC 3,006 3,006 0.00 275 324 17.82
2017-11-09 13F-HR OPPENHEIMER & CO INC 2,535 2,744 8.24 232 295 27.16
2017-11-14 13F-HR IHT Wealth Management, LLC 240 240 0.00 83 26 -68.67
2017-08-04 13F-HR HERNDON CAPITAL MANAGEMENT LLC 247,788 231,284 -6.66 20,089 21,139 5.23
2017-11-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 7,422 6,284 -15.33 661 677 2.42
2017-11-01 13F-HR STONEBRIDGE CAPITAL MANAGEMENT INC 17,000 16,500 -2.94 1,554 1,776 14.29
2017-11-09 13F-HR COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 6,826 9,172 34.37 624 987 58.17
2017-11-07 13F-HR Commonwealth Equity Services, Inc 2,859 2,752 -3.74 261 296 13.41
2017-11-13 13F-HR CAPITAL FUND MANAGEMENT S.A. Put 5,400 17,200 218.52 494 1,851 274.70
2017-11-15 13F-HR GROUP ONE TRADING, L.P. 0 160 0 17
2017-11-14 13F-HR CREDIT SUISSE AG/ Put 2,800 301
2017-08-14 13F-HR CARLSON CAPITAL L P 355,651 0 -100.00 28,833 0 -100.00
2017-10-23 13F-HR WHITTIER TRUST CO 119 119 0.00 11 13 18.18
2017-11-14 13F-HR Invesco Ltd. 1,471,143 1,246,141 -15.29 134,463 134,122 -0.25
2017-11-14 13F-HR Jefferies Group LLC 17,698 0 -100.00 1,618 0 -100.00
2017-11-14 13F-HR BARCLAYS PLC Call 30,500 18,800 -38.36 2,788 2,023 -27.44
2017-11-13 13F-HR COLUMBIA WANGER ASSET MANAGEMENT LLC 458,964 321,165 -30.02 41,949 34,567 -17.60
2017-11-13 13F-HR WELLINGTON MANAGEMENT GROUP LLP 25,552 91,908 259.69 2,335 9,892 323.64
2017-11-14 13F-HR JANE STREET GROUP, LLC Call 0 27,200 0 2,928
2017-08-11 13F-HR AlpInvest Partners B.V. 38,980 0 -100.00 3,160 0 -100.00
2017-11-07 13F-HR COMMERCE BANK 6,304 577
2017-10-26 13F-HR PICTET ASSET MANAGEMENT LTD 48,400 52,140 7.73 4,180 5,612 34.26
2017-11-08 13F-HR Kentucky Retirement Systems Insurance Trust Fund 2,516 2,429 -3.46 230 261 13.48
2017-11-14 13F-HR Natixis 16,423 17,351 5.65 1,501 1,867 24.38
2017-11-13 13F-HR Twin Tree Management, LP 0 3,083 0 332
2017-08-08 13F-HR Airain ltd 50,326 0 -100.00 4,080 0 -100.00
2017-10-24 13F-HR Steinberg Global Asset Management 3,049 3,049 0.00 279 328 17.56
2017-10-19 13F-HR OAKBROOK INVESTMENTS LLC 7,420 0 -100.00 678 0 -100.00
2017-10-26 13F-HR Raymond James Financial Services Advisors, Inc. 7,502 14,282 90.38 686 1,537 124.05
2017-11-03 13F-HR BNP PARIBAS ARBITRAGE, SA 144,396 170,499 18.08 13,197,795 18,350,807 39.04
2017-10-26 13F-HR FIRST BUSINESS FINANCIAL SERVICES, INC. 4,739 510
2017-11-13 13F-HR CITIGROUP INC Call 41,340 22,600 -45.33 3,778 2,432 -35.63
2017-07-26 13F-HR ARTHUR M. COHEN & ASSOCIATES, LLC 7,790 7,790 0.00 632 716 13.29
2017-08-10 13F-HR ABERDEEN ASSET MANAGEMENT PLC/UK 17,707 15,893 -10.24 1,436 1,453 1.18
CUSIP: 12503M108