Stock Institutional Ownership and Shareholders

SecurityCAPN / Capnia, Inc. (834203200)
President and CEOAnish Bhatnagar
Institutional Owners4
Institutional Shares12,875,755
Related CAPNW / Capnia, Inc. Warrants exp. 2019-02-01
SLNO / Soleno Therapeutics, Inc.

Capnia, Inc. (NASDAQ:CAPN) has 4 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 12,875,755 shares. Largest shareholders include Bioasia Mangement Llc, Feinberg Larry N, Jack W. Schuler Living Trust, and Birchview Capital, LP.

Capnia, Inc. (NASDAQ:CAPN) ownership summary shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev Shares Current Shares Change
Prev Value (x$1000) Current Value (x$1000) Change
2017-12-26 SC 13G Birchview Capital, LP 1,180,463
2017-12-18 SC 13D/A BIOASIA MANGEMENT LLC 8,273,101 4,990,996 -39.67
2018-01-12 SC 13D Jack W. Schuler Living Trust 2,644,236
2017-12-26 SC 13G FEINBERG LARRY N 4,060,060
CUSIP: 834203200