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SecurityCAPN / Capnia, Inc. (834203200)
President and CEOAnish Bhatnagar
IndustryElectromedical and Electrotherapeutic Apparatus
Institutional Owners17
Institutional Shares8,796,507 - 41.08%
Common Stock Shares Outstanding21,413,867 shares (as of 2018-06-30)
Institutional Value$ 20,582,000 USD
Related CAPNW / Capnia, Inc. Warrants exp. 2019-02-01
SLNO / Soleno Therapeutics, Inc.

Institutional Stock Ownership and Shareholders()

CAPN / Capnia, Inc. Institutional Ownership

Capnia, Inc. (NASDAQ:CAPN) has 17 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 8,796,507 shares. Largest shareholders include Vivo Capital, LLC, Oracle Investment Management Inc, 683 Capital Management, LLC, Sabby Management, LLC, Trellus Management Company, LLC, Vanguard Group Inc, Dimensional Fund Advisors Lp, BlackRock Inc., Kepos Capital LP, and Virtu Financial LLC.
Capnia, Inc. (NASDAQ:CAPN) ownership structure shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev
Prev Value
Current Value
2018-08-14 13F-HR ROYAL BANK OF CANADA 1 1 0.00 0 0
2018-08-10 13F-HR DIMENSIONAL FUND ADVISORS LP 44,364 104
2018-07-27 13F-HR SHIKIAR ASSET MANAGEMENT INC 10,000 23
2018-08-14 13F-HR ORACLE INVESTMENT MANAGEMENT INC 2,388,060 2,438,060 2.09 4,330 5,705 31.76
2018-08-14 13F-HR/A CITADEL ADVISORS LLC 12,926 30
2018-08-14 13F-HR DEUTSCHE BANK AG\ 5,608 13
2018-08-13 13F-HR Kepos Capital LP 37,591 88
2018-08-14 13F-HR UBS Group AG 2,375 3,975 67.37 4 9 125.00
2018-08-10 13F-HR Vivo Capital, LLC 4,033,534 4,359,683 8.09 7,313 10,202 39.50
2018-08-14 13F-HR NORTHERN TRUST CORP 11,630 27
2018-07-24 13F-HR Trellus Management Company, LLC 129,243 302
2018-08-14 13F-HR Sabby Management, LLC 917,835 785,955 -14.37 1,661 1,839 10.72
2018-08-14 13F-HR VANGUARD GROUP INC 49,887 50,794 1.82 90 119 32.22
2018-08-09 13F-HR BlackRock Inc. 15,599 39,761 154.89 28 93 232.14
2018-07-30 13F-HR/A Virtu Financial LLC 18,150 42
2018-08-14 13F-HR DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 118,801 0 -100.00 215 0 -100.00
2018-08-14 13F-HR 683 Capital Management, LLC 844,112 844,112 0.00 1,530 1,975 29.08

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CUSIP: 834203200