SecurityBSFT / BroadSoft, Inc. (11133B409)
Institutional Owners161 (8 N-Q Owners)
Institutional Shares32,147,260 - 101.57% (ex. N-Q)
Institutional Value$ 2,940,432,000 USD (ex. N-Q)

Institutional Stock Ownership and Shareholders

BroadSoft, Inc. (NASDAQ:BSFT) has 161 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 32,147,260 shares. Largest shareholders include Vanguard Group Inc, BlackRock Inc., Deutsche Bank Ag\, Magnetar Financial LLC, Goldman Sachs Group Inc, Wellington Management Group LLP, JP Morgan Chase & Co, P2 Capital Partners, LLC, Alpine Associates Management Inc., and SQN Investors LP.

BroadSoft, Inc. (NASDAQ:BSFT) ownership summary shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.


File DateFormInvestor Opt Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-02-09 13F-HR CITADEL ADVISORS LLC 569,241 9,583 -98.32 28,633 526 -98.16
2018-02-12 13F-HR DIMENSIONAL FUND ADVISORS LP 32,044 32,044 0.00 1,612 1,759 9.12
2018-02-14 13F-HR Nuveen Asset Management, LLC 25,312 0 -100.00 1,273 0 -100.00
2018-02-14 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC 44,132 24,776 -43.86 2,220 1,360 -38.74
2018-02-14 13F-HR GOLDMAN SACHS GROUP INC Call 39,200 2,152
2018-03-01 N-Q Sei Institutional Managed Trust (see advisory)
2018-02-13 13F-HR ALLIANCEBERNSTEIN L.P. 38,300 54,773 43.01 1,926 3,007 56.13
2018-02-13 13F-HR ETRADE Capital Management LLC 26,583 0 -100.00 1,337 0 -100.00
2018-02-07 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 1,059 0 -100.00 53 0 -100.00
2018-02-09 13F-HR GROUP ONE TRADING, L.P. 1,290 0 -100.00 65 0 -100.00
2018-01-17 13F-HR Cutler Group LP 7,347 48 -99.35 369 2 -99.46
2018-02-14 13F-HR MORGAN STANLEY 309,308 312,055 0.89 15,558 17,132 10.12
2018-02-14 13F-HR Polar Capital LLP 37,396 0 -100.00 1,881 0 -100.00
2018-02-13 13F-HR JP Morgan Chase & Co 78,855 1,283,143 1,527.22 3,946 70,445 1,685.23
2018-04-14 13F-HR WEALTHSOURCE PARTNERS, LLC 0 6,285 0 253
2018-02-14 13F-HR CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 2,600 0 -100.00 130 0 -100.00
2018-02-09 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 72,668 54,256 -25.34 3,656 2,980 -18.49
2018-02-14 13F-HR CAPSTONE INVESTMENT ADVISORS, LLC Call 500 27
2018-02-15 13F-HR Pier Capital, LLC 123,144 116,854 -5.11 6,194 6,415 3.57
2018-02-13 13F-HR WATER ISLAND CAPITAL LLC 811,151 44,532
2018-02-07 13F-HR OPPENHEIMER ASSET MANAGEMENT INC. 16,888 16,888 0.00 849 849 0.00
2018-04-16 13F-HR Raymond James Financial Services Advisors, Inc. 45,878 0 -100.00 2,519 0 -100.00
2018-01-17 13F-HR Cutler Group LP Put 1,900 1,000 -47.37 16 0 -100.00
2017-11-08 13F-HR Cipher Capital LP 43,100 0 -100.00 1,856 0 -100.00
2018-02-14 13F-HR GUGGENHEIM CAPITAL LLC 26,607 4,295 -83.86 1,338 236 -82.36
2018-02-08 13F-HR WELLS FARGO & COMPANY/MN 142,206 74,386 -47.69 7,153 4,084 -42.91
2018-02-13 13F-HR CIM INVESTMENT MANGEMENT INC 4,478 0 -100.00 225 0 -100.00
2018-02-14 13F-HR VISTA EQUITY PARTNERS MANAGEMENT, LLC 201,476 0 -100.00 10,134 0 -100.00
2017-11-01 13F-HR/A-1 Financial Architects, Inc 75 75 0.00 3 4 33.33
2018-02-09 13F-HR CITADEL ADVISORS LLC Put 19,100 81,900 328.80 961 4,496 367.85
2018-02-05 13F-HR Kassirer Asset Management Corp 92,763 5,093
2018-02-14 13F-HR D. E. Shaw & Co., Inc. 5,730 0 -100.00 288 0 -100.00
2018-02-14 13F-HR FIFTH THIRD BANCORP 9,820 295 -97.00 494 16 -96.76
2018-02-14 13F-HR AHL Partners LLP 16,203 0 -100.00 815 0 -100.00
2018-02-14 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC 0 102,567 0 5,631
2018-02-09 13F-HR ONTARIO TEACHERS PENSION PLAN BOARD 55,000 3,020
2018-02-14 13F-HR Jefferies Group LLC 5,343 5,343 0.00 269 293 8.92
2018-02-13 13F-HR Legal & General Group Plc 14,623 17,643 20.65 735 969 31.84
2018-02-14 13F-HR Southpoint Capital Advisors LP 1,500,000 0 -100.00 75,450 0 -100.00
2018-02-02 13F-HR GAMCO INVESTORS, INC. ET AL 79,650 4,373
2018-02-14 13F-HR SCOUT INVESTMENTS, INC. 149,925 0 -100.00 7,541 0 -100.00
2018-02-01 13F-HR VICTORY CAPITAL MANAGEMENT INC 1,782 1,782 0.00 90 98 8.89
2018-02-14 13F-HR TEACHERS ADVISORS INC 54,788 56,219 2.61 2,756 3,086 11.97
2017-11-13 13F-HR SYMPHONY ASSET MANAGEMENT LLC 37,990 0 -100.00 1,636 0 -100.00
2018-03-12 SC 13G/A FMR LLC / Fidelity 3,591,835 125,251 -96.51
2018-02-02 13F-HR AMERICAN CENTURY COMPANIES INC 495,493 139,368 -71.87 24,923 7,651 -69.30
2018-02-14 13F-HR RAYMOND JAMES & ASSOCIATES 17,805 0 -100.00 896 0 -100.00
2018-02-14 13F-HR Fondren Management LP 40,000 0 -100.00 2,012 0 -100.00
2018-02-02 13F-HR GABELLI FUNDS LLC 408,860 22,446
2018-02-14 13F-HR Nokota Management, LP 12,318 0 -100.00 620 0 -100.00
2017-11-09 13F-HR PICTON MAHONEY ASSET MANAGEMENT 35,050 0 -100.00 1,509 0 -100.00
2018-02-09 13F-HR AMERICAN INTERNATIONAL GROUP INC 20,600 21,331 3.55 1,036 1,171 13.03
2018-01-29 SC 13G/A BlackRock Inc. 1,806,736 2,226,250 23.22
2018-02-13 13F-HR RK Capital Management, LLC 197,960 192,960 -2.53 9,957 10,594 6.40
2018-02-14 13F-HR Pacific Grove Capital LP 61,406 0 -100.00 3,089 0 -100.00
2018-02-14 13F-HR Sagard Capital Partners Management Corp 625,000 0 -100.00 31,438 0 -100.00
2018-02-02 13F-HR WRAPMANAGER INC 7,066 0 -100.00 355 0 -100.00
2018-02-28 13F-HR/A-1 FEDERATED INVESTORS INC /PA/ 558,111 255,678 -54.19 28,074 14,037 -50.00
2018-01-25 13F-HR VAUGHAN NELSON INVESTMENT MANAGEMENT, L.P. 694,350 0 -100.00 34,926 0 -100.00
2017-11-03 13F-HR JENNISON ASSOCIATES LLC 6,340 0 -100.00 273 0 -100.00
2018-02-14 13F-HR ARROWGRASS CAPITAL PARTNERS (US) LP 789,107 43,322
2018-02-08 13F-HR FIRST TRUST ADVISORS LP 26,499 33,843 27.71 1,333 1,858 39.38
2018-02-14 13F-HR STIFEL FINANCIAL CORP 13,134 0 -100.00 666 0 -100.00
2017-11-28 N-Q Highland Funds I (see advisory)
2018-02-14 13F-HR Invesco Ltd. 257,142 115,382 -55.13 12,934 6,335 -51.02
2018-02-23 13F-HR/A-2 TEACHER RETIREMENT SYSTEM OF TEXAS 0 10,686 0 587
2018-02-14 13F-HR TimesSquare Capital Management, LLC 722,697 0 -100.00 36,352 0 -100.00
2018-02-14 13F-HR WADDELL & REED FINANCIAL INC 974,210 757,360 -22.26 49,003 41,579 -15.15
2018-02-14 13F-HR Sciencast Management LP 4,200 0 -100.00 230 0 -100.00
2018-02-14 13F-HR Engaged Capital LLC 163,328 0 -100.00 8,215 0 -100.00
2018-02-02 13F-HR PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 7,966 7,966 0.00 401 437 8.98
2018-02-14 13F-HR Parallax Volatility Advisers, L.P. 0 4,746 0 261
2018-04-18 13F-HR/A-1 FNY Managed Accounts LLC Call 1 0 -100.00 0 0
2018-02-14 13F-HR Perella Weinberg Partners Capital Management LP 29,968 1,645
2018-02-14 13F-HR Alyeska Investment Group, L.P. 103,209 0 -100.00 5,191 0 -100.00
2018-02-13 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 182,536 33,700 -81.54 9,182 1,850 -79.85
2018-04-20 13F-HR TEALWOOD ASSET MANAGEMENT INC 64,115 0 -100.00 3,520 0 -100.00
2018-02-12 13F-HR DLD Asset Management, LP 5,000 275
2018-02-14 13F-HR Paloma Partners Management Co 0 55,400 0 3,041
2018-02-13 13F-HR Parisi Gray Wealth Management 111 6
2018-01-31 13F-HR Brown Trout Management, LLC 337,710 18,540
2018-02-14 13F-HR ProShare Advisors LLC 0 4,702 0 258
2018-02-09 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 17,123 4,444 -74.05 858 243 -71.68
2018-04-18 13F-HR/A-1 FNY Managed Accounts LLC Put 40 0 -100.00 2 0 -100.00
2018-02-12 13F-HR Whetstone Capital Advisors, LLC 49,793 49,793 0.00 2,505 2,734 9.14
2018-02-14 13F-HR TUDOR INVESTMENT CORP ET AL 0 4,368 0 240
2018-02-14 13F-HR SQN Investors LP Call 75,000 0 -100.00 3,773 0 -100.00
2018-02-14 13F-HR UBS Group AG 4,988 56,851 1,039.76 250 3,121 1,148.40
2018-02-15 13F-HR JANE STREET GROUP, LLC Put 8,000 0 -100.00 402 0 -100.00
2018-03-06 SC 13G/A BROWN ADVISORY INC 1,773,573 0 -100.00
2018-02-09 13F-HR RHUMBLINE ADVISERS 35,781 30,852 -13.78 1,800 1,694 -5.89
2018-02-14 13F-HR BANK OF AMERICA CORP /DE/ 466,767 168,561 -63.89 23,478 9,254 -60.58
2018-02-14 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 49,165 49,919 1.53 2,473 2,741 10.84
2018-02-13 13F-HR GEODE CAPITAL MANAGEMENT, LLC 271,287 276,847 2.05 13,645 15,198 11.38
2017-11-09 13F-HR TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 19,507 0 -100.00 840 0 -100.00
2017-10-30 N-Q Franklin Alternative Strategies Funds (see advisory)
2018-03-07 13F-HR Private Capital Group, Llc 2,201 80
2018-02-06 13F-HR M&T BANK CORP 4,049 0 -100.00 203 0 -100.00
2018-02-13 13F-HR LAZARD ASSET MANAGEMENT LLC 157,874 0 -100.00 7,941 0 -100.00
2018-02-08 13F-HR STATE OF WISCONSIN INVESTMENT BOARD 226,296 411,500 81.84 11,383 22,591 98.46
2018-02-15 13F-HR Fieldpoint Private Securities, LLC 1,304 0 -100.00 66 0 -100.00
2018-04-18 13F-HR/A-1 FNY Partners Fund LP 300 0 -100.00 16 0 -100.00
2018-02-08 13F-HR SEI INVESTMENTS CO 34,660 9,629 -72.22 1,744 529 -69.67
2018-02-14 13F-HR P2 Capital Partners, LLC 2,250,000 1,250,000 -44.44 113,175 68,625 -39.36
2018-03-14 13F-HR/A-1 CREDIT SUISSE AG/ 40,638 72,541 78.51 2,045 3,982 94.72
2018-04-04 13F-HR CENTRAL TRUST Co 69 0 -100.00 4 0 -100.00
2018-02-12 13F-HR FIL Ltd 433,033 377,791 -12.76 21,781 20,741 -4.77
2018-04-06 13F-HR Cerebellum Gp, Llc 147 0 -100.00 8 0 -100.00
2018-02-14 13F-HR Ameritas Investment Partners, Inc. 2,540 2,540 0.00 125 139 11.20
2018-02-14 13F-HR BROWN BROTHERS HARRIMAN & CO 50,792 51,795 1.97 2,555 2,844 11.31
2018-02-14 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 21,047 10,188 -51.59 1,059 559 -47.21
2018-02-14 13F-HR Legion Partners Asset Management, LLC 929,226 0 -100.00 46,740 0 -100.00
2017-11-29 N-Q Vanguard Index Funds (see advisory)
2018-02-05 13F-HR GRIMES & COMPANY, INC. 10,135 10,135 0.00 510 556 9.02
2018-02-13 13F-HR PARAGON ASSOCIATES & PARAGON ASSOCIATES II JOINT VENTURE 25,000 0 -100.00 1,258 0 -100.00
2018-02-13 13F-HR KOCH INDUSTRIES INC 0 50,000 0 2,745
2018-02-02 13F-HR Redmond Asset Management, LLC 67,390 0 -100.00 3,390 0 -100.00
2018-02-14 13F-HR Fort Baker Capital Management Lp Call 210,000 11,529
2018-02-14 13F-HR SQN Investors LP 1,126,439 1,126,439 0.00 56,660 61,842 9.15
2018-04-13 13F-HR BANK OF MONTREAL /CAN/ 225,098 0 -100.00 12,358 0 -100.00
2018-02-14 13F-HR Advisor Group, Inc. 1,925 51 -97.35 96 3 -96.87
2018-02-09 13F-HR Tower Research Capital LLC (TRC) 4,272 72 -98.31 215 4 -98.14
2017-11-14 13F-HR GLENMEDE TRUST CO NA 55 0 -100.00 2 0 -100.00
2018-02-14 13F-HR NGAM ADVISORS, L.P. 61,380 0 -100.00 3,086 0 -100.00
2018-01-25 13F-HR FTB Advisors, Inc. 346 0 -100.00 17 0 -100.00
2018-02-14 13F-HR CNH PARTNERS LLC 525,389 28,844
2018-02-13 13F-HR PITCAIRN CO 4,726 0 -100.00 238 0 -100.00
2018-01-12 13F-HR ATRIA INVESTMENTS LLC 5,241 0 -100.00 264 0 -100.00
2018-02-14 13F-HR TWO SIGMA INVESTMENTS LLC 17,239 13,318 -22.74 867 731 -15.69
2018-02-15 13F-HR Metlife Investment Advisors, Llc 14,701 807
2018-04-20 13F-HR AMI ASSET MANAGEMENT CORP 294,968 0 -100.00 16,194 0 -100.00
2018-02-02 13F-HR GABELLI SECURITIES, INC. 241,800 13,275
2018-02-05 13F-HR TOKIO MARINE ASSET MANAGEMENT CO LTD 65,200 3,579
2018-02-14 13F-HR DIKER MANAGEMENT LLC 59,300 0 -100.00 2,983 0 -100.00
2018-01-24 13F-HR EQUITEC PROPRIETARY MARKETS, LLC Call 10,000 0
2018-02-14 13F-HR BARCLAYS PLC 5,235 42,777 717.13 263 2,349 793.16
2018-02-14 13F-HR GOLDMAN SACHS GROUP INC 87,334 1,322,790 1,414.63 4,393 72,622 1,553.13
2018-02-09 13F-HR Virtu Financial LLC 4,107 20,379 396.20 207 1,119 440.58
2018-02-12 13F-HR RAMSEY QUANTITATIVE SYSTEMS 8,340 0 -100.00 420 0 -100.00
2017-11-14 13F-HR Silver Rock Financial LP 250,896 0 -100.00 10,789 0 -100.00
2018-02-09 13F-HR IndexIQ Advisors LLC 330,964 18,170
2018-02-14 13F-HR Cubist Systematic Strategies, LLC 1,559 0 -100.00 78 0 -100.00
2018-02-09 13F-HR CAPITAL FUND MANAGEMENT S.A. 112,559 6,179
2018-02-12 13F-HR HARVEST MANAGEMENT LLC 38,700 2,125
2018-02-13 13F-HR COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 227,273 12,477
2018-01-24 13F-HR SG Americas Securities, LLC 0 37,388 0 2,053
2018-02-14 13F-HR Legion Partners Asset Management, LLC Call 72,700 3,991
2018-02-07 13F-HR Swiss National Bank 51,400 52,800 2.72 2,585 2,899 12.15
2018-03-05 13F-HR/A-1 NORGES BANK 159,015 105,642 -33.56 6,559 5,800 -11.57
2018-04-17 13F-HR Calton & Associates, Inc. 1,275 0 -100.00 70 0 -100.00
2018-01-10 13F-HR SIMPLEX TRADING, LLC Put 84 85 1.19 2 6 200.00
2018-02-09 13F-HR ARP AMERICAS LLC 136,626 7,501
2018-02-08 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 23,169 23,906 3.18 1,165 1,313 12.70
2018-02-14 13F-HR Point72 Asset Management, L.P. 317,100 0 -100.00 15,950 0 -100.00
2018-02-14 13F-HR Walleye Trading LLC Call 29,900 15,300 -48.83 1,504 839 -44.22
2018-02-13 13F-HR AMALGAMATED BANK 4,317 237
2017-11-14 13F-HR UNITED SERVICES AUTOMOBILE ASSOCIATION 27,923 0 -100.00 1,202 0 -100.00
2018-01-17 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 148,199 157,555 6.31 7,455 8,650 16.03
2018-02-14 13F-HR Vivaldi Asset Management, LLC 437,472 24,017
2018-01-26 13F-HR PILLAR PACIFIC CAPITAL MANAGEMENT LLC 6,200 0 -100.00 312 0 -100.00
2018-02-14 13F-HR Ancora Advisors, LLC 159,817 7,500 -95.31 8,039 412 -94.87
2018-02-14 13F-HR Voya Investment Management LLC 254,455 13,964 -94.51 12,798 767 -94.01
2018-02-08 SC 13G/A VANGUARD GROUP INC 2,290,404 2,688,251 17.37
2018-02-13 13F-HR Allianz Asset Management AG 699,514 38,403
2018-02-20 13F-HR ENVESTNET ASSET MANAGEMENT INC 13,288 3,566 -73.16 667 196 -70.61
2018-02-12 13F-HR AMERIPRISE FINANCIAL INC 478,926 143,930 -69.95 24,090 7,902 -67.20
2018-02-12 13F-HR Kellner Capital, LLC 109,100 5,990
2017-11-08 13F-HR ICON ADVISERS INC/CO 37,700 0 -100.00 1,623 0 -100.00
2018-01-26 N-Q Brinker Capital Destinations Trust (see advisory)
2018-02-14 13F-HR Hudson Way Capital Management LLC 202,791 122,591 -39.55 10,200 6,730 -34.02
2018-02-14 13F-HR NOMURA HOLDINGS INC 316,796 0 -100.00 15,979 0 -100.00
2018-02-14 13F-HR FRANKLIN RESOURCES INC 646,527 234,049 -63.80 32,520 12,850 -60.49
2018-02-14 13F-HR Pomelo Capital LLC Put 154,200 7,756
2018-01-17 13F-HR Cutler Group LP Call 23,800 29,100 22.27 65 4 -93.85
2018-02-14 13F-HR GAM Holding AG 218,007 11,969
2018-02-15 13F-HR Her Majesty the Queen in Right of the Province of Alberta as represented by Alberta Investment Management Corp 152,255 8,359
2018-02-28 N-Q Ishares Trust (see advisory)
2018-01-31 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 1,070 1,452 35.70 54 80 48.15
2017-11-14 13F-HR Walleye Trading LLC 3,001 0 -100.00 129 0 -100.00
2018-02-14 13F-HR Squarepoint Ops LLC 4,201 48,182 1,046.92 211 2,645 1,153.55
2018-02-09 13F-HR Fiera Capital Corp 993,966 0 -100.00 49,997 0 -100.00
2018-02-14 13F-HR GLG LLC 31,500 0 -100.00 1,584 0 -100.00
2018-02-15 13F-HR JANE STREET GROUP, LLC 6,884 0 -100.00 346 0 -100.00
2017-11-14 13F-HR Piermont Capital Management LLC 24,640 0 -100.00 1,061 0 -100.00
2018-02-14 13F-HR Clearbridge Investments, LLC 1,819,610 571,571 -68.59 91,526 31,379 -65.72
2017-11-13 13F-HR Quadrature Capital LTD 10,079 0 -100.00 434 0 -100.00
2018-02-09 13F-HR FDx Advisors, Inc. 12,350 0 -100.00 621 0 -100.00
2018-02-15 13F-HR Sterling Capital Management LLC 39,383 0 -100.00 1,981 0 -100.00
2018-01-26 13F-HR FARMERS & MERCHANTS INVESTMENTS INC 142 0 -100.00 7 0 -100.00
2018-02-09 13F-HR CITADEL ADVISORS LLC Call 4,400 39,600 800.00 221 2,174 883.71
2018-02-05 13F-HR QCI ASSET MANAGEMENT INC/NY 0 375 0 21
2018-02-13 13F-HR Elk Creek Partners, LLC 330,952 158,717 -52.04 16,647 8,714 -47.65
2018-02-14 13F-HR Empyrean Capital Partners, LP 210,971 0 -100.00 10,612 0 -100.00
2018-02-14 13F-HR CAPSTONE INVESTMENT ADVISORS, LLC 0 141,783 0 7,783
2018-02-12 13F-HR OPPENHEIMER FUNDS INC 519,135 22,445 -95.68 26,112 1,232 -95.28
2018-02-14 13F-HR GLAZER CAPITAL, LLC 5,000 275
2018-02-12 13F-HR FORT WASHINGTON INVESTMENT ADVISORS INC /OH/ 293,800 16,130
2017-11-03 13F-HR BESSEMER GROUP INC 489 0 -100.00 21 0 -100.00
2018-02-12 13F-HR CITIGROUP INC 2,117 1,109,716 52,319.27 106 60,923 57,374.53
2018-02-14 13F-HR AQR CAPITAL MANAGEMENT LLC 4,084 0 -100.00 205 0 -100.00
2018-02-02 13F-HR VIRGINIA RETIREMENT SYSTEMS ET AL 16,300 0 -100.00 820 0 -100.00
2017-11-15 13F-HR WOLVERINE TRADING, LLC Put 7,200 0 -100.00 310 0 -100.00
2018-02-06 13F-HR RENAISSANCE GROUP LLC 8,286 0 -100.00 417 0 -100.00
2018-04-20 13F-HR Steward Partners Investment Advisory, Llc 700 0 -100.00 38 0 -100.00
2017-11-22 N-Q Legg Mason Partners Variable Equity Trust (see advisory)
2018-02-08 13F-HR Governors Lane LP 216,000 0 -100.00 10,865 0 -100.00
2018-02-14 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 1,446 1,269 -12.24 73 69 -5.48
2018-02-08 13F-HR ALPINE ASSOCIATES MANAGEMENT INC. 1,233,928 67,743
2018-02-01 13F-HR Nationwide Fund Advisors 17,082 0 -100.00 859 0 -100.00
2018-02-13 13F-HR KENNEDY CAPITAL MANAGEMENT, INC. 236,141 0 -100.00 11,878 0 -100.00
2018-02-02 13F-HR US BANCORP \DE\ 6,676 1,400 -79.03 336 77 -77.08
2018-02-06 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 58,094 60,178 3.59 2,922 3,304 13.07
2018-02-14 13F-HR NORTHERN TRUST CORP 391,056 392,076 0.26 19,670 21,525 9.43
2018-02-23 13F-HR/A-1 COWEN GROUP, INC. Put 201,400 31,639
2018-02-14 13F-HR BLAIR WILLIAM & CO/IL 166,985 74,498 -55.39 8,399 4,090 -51.30
2018-04-10 13F-HR NISA INVESTMENT ADVISORS L.L.C. 370 0 -100.00 20 0 -100.00
2018-02-13 13F-HR OXFORD ASSET MANAGEMENT 19,387 0 -100.00 970 0 -100.00
2018-02-09 13F-HR Valeo Financial Advisors, Llc 26 0 -100.00 1 0 -100.00
2018-02-12 13F-HR Cortina Asset Management, LLC 536,960 333,525 -37.89 27,009 18,311 -32.20
2018-02-09 13F-HR GROUP ONE TRADING, L.P. Call 400 11,900 2,875.00 20 653 3,165.00
2018-02-14 13F-HR BARCLAYS PLC Call 13,800 0 -100.00 694 0 -100.00
2018-02-14 13F-HR Vident Investment Advisory, LLC 9,091 499
2018-02-14 13F-HR Summit Trail Advisors, Llc 9 0
2018-02-07 13F-HR Candriam Luxembourg S.C.A. 32,550 1,787
2018-01-25 13F-HR Foundry Partners, LLC 7,475 0 -100.00 376 0 -100.00
2018-02-14 13F-HR Magnetar Financial LLC 1,477,506 81,115
2018-01-25 13F-HR Eqis Capital Management, Inc. 4,137 0 -100.00 208 0 -100.00
2018-02-09 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 16,771 22,839 36.18 843,582 1,253,861 48.64
2018-03-05 13F-HR/A-1 BNP PARIBAS ARBITRAGE, SA 3,568 6,669 86.91 179,470 366,128 104.01
2018-04-09 13F-HR CONTRAVISORY INVESTMENT MANAGEMENT, INC. 21 0 -100.00 1 0 -100.00
2018-02-09 13F-HR Royce & Associates LLC 25,000 25,000 0.00 1,258 1,373 9.14
2017-11-14 13F-HR BARCLAYS PLC Put 1,100 0 -100.00 47 0 -100.00
2017-11-06 13F-HR Massey, Quick & Co., LLC 405 0 -100.00 17 0 -100.00
2018-01-24 13F-HR IFP Advisors, Inc 1,394 0 -100.00 70 0 -100.00
2018-02-14 13F-HR CANADA PENSION PLAN INVESTMENT BOARD 29,100 29,100 0.00 1,464 1,598 9.15
2018-02-14 13F-HR Mint Tower Capital Management B.V. Call 50 275
2018-02-14 13F-HR Vivaldi Capital Management, LLC 17,192 944
2018-02-14 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 79,866 76,161 -4.64 4,017 4,181 4.08
2018-01-10 13F-HR SIMPLEX TRADING, LLC 2,050 0 -100.00 103 0 -100.00
2018-02-13 13F-HR WESTFIELD CAPITAL MANAGEMENT CO LP 397,151 332,343 -16.32 19,977 18,246 -8.66
2017-11-13 13F-HR Rubric Capital Management LP 393,000 0 -100.00 16,919 0 -100.00
2018-02-14 13F-HR Walleye Trading LLC Put 27,100 100 -99.63 1,363 5 -99.63
2018-01-10 13F-HR SIMPLEX TRADING, LLC Call 132 308 133.33 22 9 -59.09
2018-02-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 13,300 137,600 934.59 669 7,554 1,029.15
2018-02-14 13F-HR MILLENNIUM MANAGEMENT LLC 0 12,937 0 710
2018-02-14 13F-HR Sentinel Asset Management, Inc. 293,885 0 -100.00 14,782 0 -100.00
2018-01-22 13F-HR OMNI PARTNERS LLP 4,719 259
2018-02-14 13F-HR Bluefin Trading, LLC Put 50,000 2
2018-02-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 33,235 0 -100.00 1,672 0 -100.00
2018-02-15 13F-HR Bb&t Investment Services, Inc. 556 0 -100.00 28 0 -100.00
2018-02-12 13F-HR YorkBridge Wealth Partners, LLC 377 0 -100.00 19 0 -100.00
2018-02-14 13F-HR ROYAL BANK OF CANADA 464,102 6,626 -98.57 23,345 364 -98.44
2018-02-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 49,300 32,900 -33.27 2,480 1,806 -27.18
2018-01-16 13F-HR CWM, LLC 36,776 302 -99.18 1,850 17 -99.08
2018-02-14 13F-HR BRINKER CAPITAL INC 11,059 0 -100.00 556 0 -100.00
2018-02-14 13F-HR Bluefin Trading, LLC Call 88,400 0
2018-02-13 13F-HR Dana Investment Advisors, Inc. 47,707 0 -100.00 2,400 0 -100.00
2018-02-05 13F-HR MCDONALD CAPITAL INVESTORS INC/CA 9,443 518
2018-02-09 13F-HR GROUP ONE TRADING, L.P. Put 2,000 17,000 750.00 101 933 823.76
2018-02-14 13F-HR STATE STREET CORP 585,034 607,749 3.88 29,426 33,362 13.38
2018-02-07 13F-HR OLD NATIONAL BANCORP /IN/ 8,874 0 -100.00 446 0 -100.00
2018-02-01 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 15,192 15,322 0.86 764 841 10.08
2018-02-14 SC 13G DEUTSCHE BANK AG\ 1,720,969
2017-11-29 N-Q Vanguard Valley Forge Funds (see advisory)
2018-02-14 13F-HR Neuberger Berman Group LLC 0 11,250 0 618
2018-02-13 13F-HR BANK OF NOVA SCOTIA 100,700 328,645 226.36 5,065 18,043 256.23
2018-02-09 13F-HR Bank of New York Mellon Corp 157,259 128,589 -18.23 7,910 7,060 -10.75
2018-02-14 13F-HR TWO SIGMA ADVISERS, LP 14,849 0 -100.00 747 0 -100.00
2018-02-14 13F-HR UBS Group AG Put 21,900 1,202
2017-11-14 13F-HR GRANAHAN INVESTMENT MANAGEMENT INC/MA 27,934 0 -100.00 1,203 0 -100.00
2018-01-25 13F-HR Cornerstone Advisors, Inc. 528 0 -100.00 27 0 -100.00
2018-02-14 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ 13,386 13,376 -0.07 673 734 9.06
2018-02-09 13F-HR Dynamic Technology Lab Private Ltd 7,687 0 -100.00 387 0 -100.00
2018-02-08 SC 13G/A Wellington Management Group LLP 2,730,187 1,301,476 -52.33
2018-02-14 13F-HR Kohlberg Kravis Roberts & Co. L.P. 847,194 0 -100.00 42,614 0 -100.00
2018-02-07 13F-HR Spectrum Management Group, Inc. 11 11 0.00 1 1 0.00
2018-02-13 13F-HR Ranger Investment Management, L.P. 756,560 419,023 -44.61 38,055 23,004 -39.55
2018-02-01 13F-HR Granite Investment Partners, LLC 33,258 0 -100.00 1,673 0 -100.00
2018-03-28 13F-HR Chicago Partners Investment Group LLC 395 395 0.00 20 22 10.00

Form N-Q Advisory - Experimental Feature Here!

We have recently started to include coverage of N-Q filers in our ownership database. N-Q forms are unstructured and difficult for machines to parse into accurate financial data.

However, Because of the large number of these institutions and this difficulty in tracking their positions, they represent a significant, yet hidden, market force. In an effort to widen our ownership coverage and provide greater transparency, we are testing various ways to expose these owners in an accurate manner. This early version of the crawler simply identifies mentions of companies in the N-Q forms.

Limitations:

  • We only list underlying securities (the ordinary shares), even though the actual security held might be a derivative or a related bond issue. For example, although the institution is shown on this security page ( BSFT / BroadSoft, Inc. ), the institution may actually own a related security such as a preferred share or a bond. To find out the exact security, click on the institution link and then follow the link to the actual "N-Q".
  • We only list fund sponsors as institutions, even though the security might be held within a fund operated by the listed institution.. For example, the institution listed in the table as the owner is probably a sponsor of a family of ETFs or mutual funds. If so, then this security is owned by a fund or several funds within the family, and not directly owned by the listed institution. The crawler is not yet able to place these holdings within the individual funds. Atain, you must review the actual filing to see the detail.

These limitations are significant but we believe that the increased transparency outweights the limitations. Future revisions of the crawler will resolve these limitations. Use this information at your own risk!

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CUSIP: 11133B409