Stock Institutional Ownership and Shareholders

SecurityBRKS / Brooks Automation, Inc. (114340102)
CEOSCHWARTZ STEPHEN S
Institutional Owners217
Institutional Shares64,034,080
Outstanding Shares70,485,000 (as of 2017-09-30)
Institutional Value$ 7,064,574,000 USD

Brooks Automation, Inc. (NASDAQ:BRKS) has 217 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 64,034,080 shares. Largest shareholders include BlackRock Inc., Vanguard Group Inc, Dimensional Fund Advisors Lp, Barrow Hanley Mewhinney & Strauss Llc, Bank of New York Mellon Corp, Boston Partners, State Street Corp, Royce & Associates LLC, Price T Rowe Associates Inc /md/, and Millennium Management Llc.



Brooks Automation, Inc. (NASDAQ:BRKS) ownership summary shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev Shares Current Shares Change
(Percent)
Prev Value (x$1000) Current Value (x$1000) Change
(Percent)
2017-11-14 13F-HR JACOBS LEVY EQUITY MANAGEMENT, INC 52,026 73,846 41.94 1,128 2,242 98.76
2017-10-23 13F-HR REGIONS FINANCIAL CORP 9,394 285
2017-11-14 13F-HR Squarepoint Ops LLC 21,698 0 -100.00 471 0 -100.00
2017-10-06 13F-HR North Star Investment Management Corp. 50,000 50,000 0.00 1,084 1,518 40.04
2017-11-15 13F-HR GROUP ONE TRADING, L.P. 5,550 8,805 58.65 120 267 122.50
2017-11-13 13F-HR TEXAS PERMANENT SCHOOL FUND 50,847 50,927 0.16 1,103 1,546 40.16
2017-11-13 13F-HR KOCH INDUSTRIES INC 18,020 0 -100.00 391 0 -100.00
2017-10-25 13F-HR SIMPLEX TRADING, LLC 15,624 0 -100.00 338 0 -100.00
2017-11-17 13F-HR/A-1 PURA VIDA INVESTMENTS, LLC 95,000 2,884,200
2017-11-07 13F-HR Russell Investments Group, Ltd. 32,827 4,615 -85.94 712 140 -80.34
2017-11-01 13F-HR First Personal Financial Services 288 9
2017-11-14 13F-HR AMP Capital Investors Ltd 0 8,000 0 243
2017-11-13 13F-HR MASON STREET ADVISORS, LLC 17,174 17,668 2.88 373 536 43.70
2017-11-14 13F-HR STATE STREET CORP 1,673,763 1,660,429 -0.80 36,310 50,407 38.82
2017-10-30 13F-HR NEW YORK STATE TEACHERS RETIREMENT SYSTEM 156,127 156,027 -0.06 3,386 4,737 39.90
2017-11-14 13F-HR Tyers Asset Management LLC 4,928 5,764 16.96 107 175 63.55
2017-11-14 13F-HR TWO SIGMA ADVISERS, LP 101,731 115,444 13.48 2,207 3,505 58.81
2017-10-25 13F-HR SIMPLEX TRADING, LLC Put 29 98 237.93 11 1 -90.91
2017-11-15 13F-HR/A-1 Parallel Advisors, LLC 94 84 -10.64 2 2 0.00
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 24,400 14,000 -42.62 529 425 -19.66
2017-11-02 13F-HR Boston Partners 1,848,148 1,904,274 3.04 40,086 57,813 44.22
2017-10-13 13F-HR ACADIAN ASSET MANAGEMENT LLC 359,601 65,432 -81.80 7,799 1,986 -74.54
2017-11-14 13F-HR Tower Research Capital LLC (TRC) 0 10,054 0 305
2017-11-13 13F-HR Convergence Investment Partners, LLC 46,446 0 -100.00 1,007 0 -100.00
2017-08-02 13F-HR Segantii Capital Management Ltd 3,400 0 -100.00 76 0 -100.00
2017-11-14 13F-HR PUBLIC SECTOR PENSION INVESTMENT BOARD 35,919 44,113 22.81 779 1,339 71.89
2017-11-14 13F-HR Cubist Systematic Strategies, LLC 41,134 23,410 -43.09 892 711 -20.29
2017-11-09 13F-HR CADENCE CAPITAL MANAGEMENT LLC 27,760 0 -100.00 602 0 -100.00
2017-11-02 13F-HR PRUDENTIAL FINANCIAL INC 464,538 456,908 -1.64 10,075 13,872 37.69
2017-11-06 13F-HR COMERICA BANK 73,076 101,079 38.32 1,891 3,378 78.64
2017-11-14 13F-HR SECOR Capital Advisors, LP 216,384 191,512 -11.49 4,693 5,814 23.89
2017-11-08 13F-HR EAM Investors, LLC 96,616 74,185 -23.22 2,096 2,252 7.44
2017-10-19 13F-HR LS Investment Advisors, LLC 2,411 2,382 -1.20 52 72 38.46
2017-11-14 13F-HR Glen Harbor Capital Management LLC 3,584 4,192 16.96 78 127 62.82
2017-11-13 13F-HR Royce & Associates LLC 1,265,009 1,378,309 8.96 27,438 41,845 52.51
2017-11-06 13F-HR PARADIGM CAPITAL MANAGEMENT INC/NY 77,900 72,900 -6.42 1,689 2,213 31.02
2017-11-08 13F-HR ICON ADVISERS INC/CO 131,000 3,977
2017-10-17 13F-HR Creative Planning 2,777 0 -100.00 60 0 -100.00
2017-11-15 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 155,100 168,541 8.67 3,364 5,117 52.11
2017-11-14 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ 1,833,274 1,171,324 -36.11 39,764 35,561 -10.57
2017-11-14 13F-HR ZACKS INVESTMENT MANAGEMENT 109,366 119,541 9.30 2,372 3,629 52.99
2017-10-23 13F-HR FOX RUN MANAGEMENT, L.L.C. 65,500 13,800 -78.93 1,421 419 -70.51
2017-11-14 13F-HR Lombard Odier Asset Management (USA) Corp 125,000 0 -100.00 2,711 0 -100.00
2017-11-13 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 420,807 426,160 1.27 9,128 12,939 41.75
2017-11-07 13F-HR Quantbot Technologies LP 4,796 11,655 143.02 104 353 239.42
2017-11-02 13F-HR PRINCIPAL FINANCIAL GROUP INC 554,996 549,896 -0.92 12,038 16,695 38.69
2017-08-11 13F-HR TFS CAPITAL LLC 24,861 0 -100.00 557 0 -100.00
2017-11-14 13F-HR Natixis 10,231 311
2017-11-14 13F-HR BOGLE INVESTMENT MANAGEMENT L P /DE/ 419,603 65,536 -84.38 9,101 1,989 -78.15
2017-11-09 13F-HR AMERICAN INTERNATIONAL GROUP INC 51,622 54,591 5.75 1,120 1,657 47.95
2017-10-25 13F-HR SIMPLEX TRADING, LLC Call 77 181 135.06 3 33 1,000.00
2017-08-14 13F-HR C M BIDWELL & ASSOCIATES LTD 19,205 12,035 -37.33 430 261 -39.30
2017-12-06 13F-HR/A-2 SHELTON CAPITAL MANAGEMENT 45,212 45,212 0.00 507 615 21.30
2017-11-03 13F-HR Swiss National Bank 116,800 116,800 0.00 2,533 3,546 39.99
2017-11-08 13F-HR SYSTEMATIC FINANCIAL MANAGEMENT LP 319,402 328,535 2.86 6,928 9,974 43.97
2017-10-13 13F-HR QUADRANT CAPITAL GROUP LLC 119 245 105.88 2 6 200.00
2017-11-13 13F-HR MARTINGALE ASSET MANAGEMENT L P 305,066 140,856 -53.83 6,617 4,277 -35.36
2017-11-14 13F-HR BRINKER CAPITAL INC 28,824 22,019 -23.61 625 668 6.88
2017-10-20 13F-HR MEEDER ASSET MANAGEMENT INC 2,397 2,616 9.14 52 80 53.85
2017-11-14 13F-HR HBK INVESTMENTS L P 68,100 54,188 -20.43 1,477 1,645 11.37
2017-11-14 13F-HR UBS Group AG 17,870 41,363 131.47 388 1,256 223.71
2017-11-13 13F-HR Engineers Gate Manager LP 63,438 0 -100.00 1,376 0 -100.00
2017-11-15 13F-HR CASTLEARK MANAGEMENT LLC 317,333 309,503 -2.47 6,883 9,397 36.52
2017-11-08 13F-HR Cipher Capital LP 21,253 645
2017-10-24 13F-HR TCI Wealth Advisors, Inc. 66 66 0.00 1 2 100.00
2017-11-08 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 30 1
2017-11-14 13F-HR Schonfeld Strategic Advisors LLC 14,075 0 -100.00 305 0 -100.00
2017-11-14 13F-HR BRIDGEWAY CAPITAL MANAGEMENT INC 29,000 25,000 -13.79 629 759 20.67
2017-11-13 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 35,867 38,053 6.09 777,956 1,155,290 48.50
2017-11-09 13F-HR CITADEL ADVISORS LLC 321,986 350,790 8.95 6,983 10,650 52.51
2017-11-07 13F-HR Mascoma Wealth Management LLC 2,000 2,000 0.00 43 61 41.86
2017-11-15 13F-HR GROUP ONE TRADING, L.P. Call 700 1,000 42.86 15 30 100.00
2017-11-14 13F-HR HANCOCK HOLDING CO 28,500 865
2017-11-09 13F-HR JP MORGAN CHASE & CO 28,426 53,982 89.90 617 1,623 163.05
2017-11-14 13F-HR UNITED SERVICES AUTOMOBILE ASSOCIATION 789,172 655,862 -16.89 17,117 19,912 16.33
2017-11-13 13F-HR MCKINLEY CAPITAL MANAGEMENT LLC /DELAWARE 2,200 126,967 5,671.23 48 3,855 7,931.25
2017-10-12 13F-HR Gemmer Asset Management LLC 92 92 0.00 2 3 50.00
2017-11-14 13F-HR Invesco Ltd. 879,955 821,421 -6.65 19,086 24,939 30.67
2017-11-14 13F-HR Connor, Clark & Lunn Investment Management Ltd. 76,075 0 -100.00 1,650 0 -100.00
2017-11-14 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 46,923 46,923 0.00 1,018 1,425 39.98
2017-11-13 13F-HR WELLINGTON MANAGEMENT GROUP LLP 795,245 520,667 -34.53 17,248 15,806 -8.36
2017-08-14 13F-HR ARIEL INVESTMENTS, LLC 323,510 0 -100.00 7,247 0 -100.00
2017-11-13 13F-HR BOSTON PRIVATE WEALTH LLC 28,377 23,414 -17.49 615 711 15.61
2017-11-14 13F-HR Hutchin Hill Capital, LP 24,300 0 -100.00 527 0 -100.00
2017-11-14 13F-HR CREDIT SUISSE AG/ 77,093 119,587 55.12 1,672 3,631 117.17
2017-11-14 13F-HR D. E. Shaw & Co., Inc. 254,702 319,175 25.31 5,525 9,691 75.40
2017-10-30 13F-HR MESIROW FINANCIAL INVESTMENT MANAGEMENT US VALUE EQUITY 523,765 15,902
2017-11-09 13F-HR CITADEL ADVISORS LLC Call 11,400 15,500 35.96 247 471 90.69
2017-07-10 13F-HR CAPSTONE ASSET MANAGEMENT CO 15,047 13,557 -9.90 337 294 -12.76
2017-12-14 13F-HR/A-1 PARAMETRIC PORTFOLIO ASSOCIATES LLC 179,440 205,598 14.58 3,892 6,242 60.38
2017-11-14 13F-HR DEUTSCHE BANK AG\ 559,265 788,937 41.07 12,127 23,950 97.49
2017-07-25 13F-HR Campbell & CO Investment Adviser LLC 10,024 0 -100.00 225 0 -100.00
2017-11-14 13F-HR Arizona State Retirement System 36,293 36,193 -0.28 787 1,099 39.64
2017-10-17 13F-HR Robeco Institutional Asset Management B.V. 13,863 13,863 0.00 301 421 39.87
2017-11-06 13F-HR LOS ANGELES CAPITAL MANAGEMENT & EQUITY RESEARCH INC 0 12,285 0 373
2017-10-13 13F-HR JAMES INVESTMENT RESEARCH INC 57,175 108,025 88.94 1,240 3,280 164.52
2017-11-06 13F-HR Municipal Employees' Retirement System of Michigan 16,410 26,130 59.23 356 793 122.75
2017-10-30 13F-HR PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 20,072 14,711 -26.71 435 447 2.76
2017-11-14 13F-HR GUGGENHEIM CAPITAL LLC 33,029 14,779 -55.25 715 449 -37.20
2017-11-14 13F-HR AHL Partners LLP 121,089 96,130 -20.61 2,627 2,919 11.12
2017-10-16 13F-HR Louisiana State Employees Retirement System 28,400 28,300 -0.35 616 859 39.45
2017-11-03 13F-HR JOHN G ULLMAN & ASSOCIATES INC 267,084 263,697 -1.27 5,793 8,006 38.20
2017-11-06 13F-HR Sanctuary Wealth Advisors, LLC 251 0 -100.00 5 0 -100.00
2017-11-08 13F-HR CHARTWELL INVESTMENT PARTNERS, LLC 100,020 58,105 -41.91 2,169 1,764 -18.67
2017-11-13 13F-HR FIRST MERCANTILE TRUST CO 11,170 13,293 19.01 242 404 66.94
2017-11-14 13F-HR BANK OF AMERICA CORP /DE/ 186,646 414,199 121.92 4,048 12,575 210.65
2017-11-14 13F-HR GEODE CAPITAL MANAGEMENT, LLC 818,126 849,708 3.86 17,745 25,797 45.38
2017-11-14 13F-HR CAXTON ASSOCIATES LP 15,800 0 -100.00 343 0 -100.00
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 25,300 79,900 215.81 567 2,426 327.87
2017-11-09 13F-HR AMALGAMATED BANK 9,526 9,445 -0.85 207 287 38.65
2017-11-13 13F-HR Renaissance Technologies LLC 391,057 582,057 48.84 8,482 17,671 108.34
2017-11-06 13F-HR Advisor Group, Inc. 5,616 5,018 -10.65 122 152 24.59
2017-11-14 13F-HR Point72 Asset Management, L.P. 351,900 0 -100.00 7,633 0 -100.00
2017-10-16 13F-HR BANK OF MONTREAL /CAN/ 336,098 64,762 -80.73 7,290 1,967 -73.02
2017-11-14 13F-HR SUNTRUST BANKS INC 25,697 19,754 -23.13 556 599 7.73
2017-10-20 13F-HR/A-1 Shell Asset Management Co 40,865 39,965 -2.20 886 1,213 36.91
2017-11-06 13F-HR Spot Trading L.l.c. 7,206 219
2017-11-13 13F-HR O'SHAUGHNESSY ASSET MANAGEMENT, LLC 62,224 62,224 0.00 1,350 1,889 39.93
2017-11-13 13F-HR WBI INVESTMENTS, INC. 53,523 1,625
2017-11-13 13F-HR ENVESTNET ASSET MANAGEMENT INC 0 926 0 28
2017-07-13 13F-HR Princeton Alpha Management LP 22,687 0 -100.00 508 0 -100.00
2017-11-14 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC 1,000 0 -100.00 22 0 -100.00
2017-10-18 13F-HR ALPHA WINDWARD LLC 16,620 18,660 12.27 360 567 57.50
2017-11-14 13F-HR Voya Investment Management LLC 31,826 51,216 60.93 690 1,555 125.36
2017-10-16 13F-HR State of Alaska, Department of Revenue 13,752 13,802 0.36 298 419 40.60
2017-11-13 13F-HR/A-1 NORGES BANK 608,117 608,117 0.00 6,823 7,905 15.86
2017-11-14 13F-HR PEAK6 Investments, L.P. Call 27,900 37,700 35.13 605 1,145 89.26
2017-11-14 13F-HR ROYAL BANK OF CANADA 21,087 32,737 55.25 458 994 117.03
2017-10-27 13F-HR Parkside Financial Bank & Trust 1,720 1,781 3.55 37 54 45.95
2017-11-13 13F-HR ALLIANCEBERNSTEIN L.P. 154,925 156,125 0.77 3,360 4,740 41.07
2017-11-08 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 2,234 2,234 0.00 48 68 41.67
2017-11-07 13F-HR SG Americas Securities, LLC 13,538 14,969 10.57 294 454 54.42
2017-11-07 13F-HR AMERIPRISE FINANCIAL INC 1,335,329 1,036,571 -22.37 28,963 31,469 8.65
2017-08-14 13F-HR SYMMETRY PEAK MANAGEMENT LLC 37,500 0 -100.00 840 0 -100.00
2017-10-31 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 97,773 94,677 -3.17 2,121 2,874 35.50
2017-11-09 13F-HR CITADEL ADVISORS LLC Put 15,700 9,600 -38.85 341 291 -14.66
2017-11-13 13F-HR FEDERATED INVESTORS INC /PA/ 78,321 79,173 1.09 1,699 2,403 41.44
2017-11-14 13F-HR GOLDMAN SACHS GROUP INC 188,845 297,542 57.56 4,096 9,033 120.53
2017-10-24 13F-HR FIRST TRUST ADVISORS LP 120,392 107,017 -11.11 2,611 3,249 24.44
2017-10-25 13F-HR Aperio Group, LLC 28,396 27,402 -3.50 616 832 35.06
2017-11-13 13F-HR NN Investment Partners Holdings N.V. 9,846 0 -100.00 214 0 -100.00
2017-08-02 13F-HR Advisors Preferred, LLC 4,397 0 -100.00 98 0 -100.00
2017-11-14 13F-HR GLENMEDE TRUST CO NA 255 1,053,104 412,881.96 5 31,970 639,300.00
2017-11-14 13F-HR Flinton Capital Management LLC 6,272 7,336 16.96 136 223 63.97
2017-11-14 13F-HR Fortis Advisors, LLC 4,557 138
2017-11-14 13F-HR Voya Financial Advisors, Inc. 13,172 0 -100.00 292 0 -100.00
2017-11-08 13F-HR FULLER & THALER ASSET MANAGEMENT, INC. 277,535 8,426
2017-11-13 13F-HR RIVERHEAD CAPITAL MANAGEMENT LLC 5,697 6,672 17.11 123 203 65.04
2017-11-13 13F-HR NORTHERN TRUST CORP 1,545,880 927,610 -39.99 33,531 28,162 -16.01
2017-11-13 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 396,694 529,445 33.46 8,604 16,074 86.82
2017-11-14 13F-HR NUMERIC INVESTORS LLC 151,600 57,100 -62.34 3,288 1,734 -47.26
2017-10-11 13F-HR CIGNA INVESTMENTS INC /NEW 10,360 10,176 -1.78 225 309 37.33
2017-10-25 13F-HR FIRST MANHATTAN CO 15,260 15,260 0.00 330 463 40.30
2017-11-13 13F-HR PROFUND ADVISORS LLC 11,526 10,548 -8.49 250 320 28.00
2017-08-10 13F-HR Axa 196,688 0 -100.00 4,406 0 -100.00
2017-11-14 13F-HR Nuveen Fund Advisors, LLC 15,037 0 -100.00 326 0 -100.00
2017-11-14 13F-HR Vident Investment Advisory, LLC 360,254 476,487 32.26 7,814 14,466 85.13
2017-11-09 13F-HR Legal & General Group Plc 133,417 142,626 6.90 2,896 4,328 49.45
2017-11-03 13F-HR BNP PARIBAS ARBITRAGE, SA 24,312 36,517 50.20 527,327 1,108,656 110.24
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 55,455 0 -100.00 1,203 0 -100.00
2017-11-09 13F-HR NORDEA INVESTMENT MANAGEMENT AB 153,600 111,400 -27.47 3,332 3,382 1.50
2017-11-14 13F-HR PDT Partners, LLC 215,200 249,200 15.80 4,668 7,566 62.08
2017-11-09 13F-HR WELLS FARGO & COMPANY/MN 292,792 589,589 101.37 6,352 17,899 181.79
2017-11-06 13F-HR Bank of New York Mellon Corp 2,555,177 2,536,146 -0.74 55,421 76,997 38.93
2017-10-30 13F-HR RICE HALL JAMES & ASSOCIATES, LLC 139,369 138,912 -0.33 3,023 4,217 39.50
2017-11-15 13F-HR INSIGHT CAPITAL RESEARCH & MANAGEMENT INC 0 78,576 0 2,386
2017-11-20 13F-HR PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 25,410 23,992 -5.58 551 728 32.12
2017-11-07 13F-HR HANSEATIC MANAGEMENT SERVICES INC 76 76 0.00 2 2 0.00
2017-11-03 13F-HR BESSEMER GROUP INC 99,800 56,900 -42.99 2,165 1,727 -20.23
2017-11-14 13F-HR Neuburgh Advisers LLC 7,616 8,908 16.96 165 270 63.64
2017-11-08 13F-HR Dynamic Technology Lab Private Ltd 46,942 6,900 -85.30 1,018 209 -79.47
2017-11-14 13F-HR Divisar Capital Management LLC 17,376 0 -100.00 377 0 -100.00
2017-11-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 13,281 6,447 -51.46 288 196 -31.94
2017-11-13 13F-HR Quadrature Capital LTD 47,100 0 -100.00 1,022 0 -100.00
2017-10-23 13F-HR Nationwide Fund Advisors 50,540 47,766 -5.49 1,096 1,450 32.30
2017-11-14 13F-HR TUDOR INVESTMENT CORP ET AL 10,301 23,084 124.09 223 701 214.35
2017-10-16 13F-HR Bowling Portfolio Management LLC 30,599 0 -100.00 664 0 -100.00
2017-11-14 13F-HR CRAWFORD INVESTMENT COUNSEL INC 72,152 113,582 57.42 1,565 3,448 120.32
2017-11-13 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 121,912 110,155 -9.64 2,644 3,344 26.48
2017-10-26 13F-HR Raymond James Financial Services Advisors, Inc. 52,886 50,851 -3.85 1,147 1,544 34.61
2017-11-14 13F-HR AQR CAPITAL MANAGEMENT LLC 404,693 451,176 11.49 8,778 13,698 56.05
2017-11-13 13F-HR DIMENSIONAL FUND ADVISORS LP 5,811,528 5,531,927 -4.81 126,054 167,948 33.23
2017-11-20 13F-HR GSA CAPITAL PARTNERS LLP 152,568 100,783 -33.94 3,309 3,060 -7.52
2017-11-20 13F-HR/A-1 ClariVest Asset Management LLC 153,600 111,400 -27.47 3,332 3,382 1.50
2017-11-13 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 4,828 5,363 11.08 105 164 56.19
2017-11-13 13F-HR Senvest Management, LLC 269,432 269,432 0.00 5,844 8,180 39.97
2017-11-14 13F-HR MENTA CAPITAL LLC 0 14,122 0 429
2017-11-14 13F-HR ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 203,803 377,828 85.39 4,420 11,471 159.52
2017-11-17 13F-HR Phocas Financial Corp. 235,927 336,677 42.70 5,117 10 -99.80
2017-10-13 13F-HR NISA INVESTMENT ADVISORS L.L.C. 39,404 39,704 0.76 879 1,205 37.09
2017-11-08 13F-HR MACQUARIE GROUP LTD 826,263 959,497 16.12 17,922 29,130 62.54
2017-11-13 13F-HR Evercore Wealth Management, LLC 17,760 17,760 0.00 385 539 40.00
2017-11-15 13F-HR PIEDMONT INVESTMENT ADVISORS LLC 15,058 15,196 0.92 327 461 40.98
2017-11-13 13F-HR Invictus RG 1,048 0 -100.00 23 0 -100.00
2017-10-26 13F-HR Acrospire Investment Management LLC 1,134 0 -100.00 25 0 -100.00
2017-11-14 13F-HR BlackRock Inc. 8,588,507 8,856,867 3.12 186,287 268,895 44.34
2017-08-07 13F-HR GENESEE VALLEY TRUST CO 11,056 0 -100.00 247 0 -100.00
2017-07-28 13F-HR IPG Investment Advisors LLC 10,800 0 -100.00 241,920 0 -100.00
2017-11-06 13F-HR RHUMBLINE ADVISERS 137,144 140,619 2.53 2,975 4,269 43.50
2017-11-14 13F-HR TWO SIGMA INVESTMENTS LLC 316,631 22,895 -92.77 6,868 695 -89.88
2017-11-08 13F-HR Ruggie Capital Group 2,000 2,000 0.00 43 61 41.86
2017-11-14 13F-HR JANE STREET GROUP, LLC 19,655 0 -100.00 426 0 -100.00
2017-11-13 13F-HR TEACHERS ADVISORS INC 257,705 631,237 144.95 5,590 19,164 242.83
2017-11-06 13F-HR SEI INVESTMENTS CO 47 1
2017-11-14 13F-HR BARCLAYS PLC 39,097 3,624 -90.73 847 109 -87.13
2017-07-21 13F-HR BAROMETER CAPITAL MANAGEMENT INC. 200 0 -100.00 4 0 -100.00
2017-08-11 13F-HR KCG HOLDINGS, INC. 21,022 92,047 337.86 471 1,996 323.78
2017-11-13 13F-HR OXFORD ASSET MANAGEMENT 162,075 89,316 -44.89 3,515 2,657 -24.41
2017-11-13 13F-HR KENNEDY CAPITAL MANAGEMENT, INC. 291,722 307,682 5.47 6,327 9,341 47.64
2017-11-13 13F-HR CAPITAL FUND MANAGEMENT S.A. 43,300 54,200 25.17 939 1,646 75.29
2017-11-14 13F-HR QS Investors, LLC 59,381 61,230 3.11 1,288 1,859 44.33
2017-11-03 13F-HR Global X Management CO LLC 128,531 339,241 163.94 2,788 10,299 269.40
2017-08-14 13F-HR CLINTON GROUP INC 12,615 0 -100.00 282,576 0 -100.00
2017-11-14 13F-HR BlueCrest Capital Management Ltd 7,681 233
2017-08-14 13F-HR FRIESS ASSOCIATES LLC 20,000 0 -100.00 448 0 -100.00
2017-11-14 13F-HR PEAK6 Investments, L.P. Put 38,600 10,800 -72.02 837 328 -60.81
2017-11-13 13F-HR Pacad Investment Ltd. 13,200 0 -100.00 286 0 -100.00
2017-11-01 13F-HR CHICAGO EQUITY PARTNERS LLC 47,830 0 -100.00 1,037 0 -100.00
2017-11-15 13F-HR Janney Montgomery Scott LLC 10,924 15,718 43.89 237 477 101.27
2017-11-15 13F-HR Ameritas Investment Partners, Inc. 6,038 6,038 0.00 131 157 19.85
2017-11-13 13F-HR US BANCORP \DE\ 8,056 25,952 222.14 175 788 350.29
2017-11-14 13F-HR A.R.T. Advisors, LLC 30,000 58,400 94.67 650 1,773 172.77
2017-11-09 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 101,502 94,860 -6.54 2,200 2,853 29.68
2017-11-03 13F-HR JENNISON ASSOCIATES LLC 57,673 72,400 25.54 1,251 2,198 75.70
2017-11-14 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC 0 66,329 0 2,014
2017-11-14 13F-HR Point72 Asia (Hong Kong) Ltd 440 0 -100.00 10 0 -100.00
2017-11-14 13F-HR Walleye Trading LLC 300 0 -100.00 7 0 -100.00
2017-10-17 13F-HR TOMPKINS FINANCIAL CORP 1,350 1,350 0.00 29 41 41.38
2017-11-02 13F-HR DE BURLO GROUP INC 109,900 172,400 56.87 2,383 5,234 119.64
2017-11-14 13F-HR Walleye Trading LLC Call 100 0 -100.00 2 0 -100.00
2017-10-25 13F-HR FIRST QUADRANT L P/CA 9,283 7,710 -16.94 201 234 16.42
2017-11-14 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 53,304 52,153 -2.16 1,156 1,584 37.02
2017-11-14 13F-HR MILLENNIUM MANAGEMENT LLC 690,647 1,116,712 61.69 14,980 33,903 126.32
2017-11-13 13F-HR Allianz Asset Management AG 1,020,047 760,820 -25.41 22,292 23,098 3.62
2017-10-17 13F-HR Cutler Group LP 5,207 0 -100.00 112 0 -100.00
2017-11-14 13F-HR VANGUARD GROUP INC 6,675,027 6,881,260 3.09 144,781 208,915 44.30
2017-11-09 13F-HR Trexquant Investment LP 43,900 0 -100.00 952 0 -100.00
2017-11-06 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 88,593 130,611 47.43 1,922 3,965 106.30
2017-11-14 13F-HR MORGAN STANLEY 547,731 172,194 -68.56 11,881 5,228 -56.00
2017-11-14 13F-HR PANAGORA ASSET MANAGEMENT INC 122,511 282,193 130.34 2,657 8,567 222.43
2017-10-30 13F-HR IFP Advisors, Inc 2,370 2,379 0.38 51 72 41.18
2017-11-03 13F-HR Alpha Omega Wealth Management LLC 1,000 1,000 0.00 22 30 36.36
2017-11-07 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 52 0 -100.00 1 0 -100.00
2017-11-14 13F-HR LPL Financial LLC 9,468 287
2017-10-17 13F-HR Cutler Group LP Call 1,600 21,100 1,218.75 1 93 9,200.00
2017-11-01 13F-HR STEVENS CAPITAL MANAGEMENT LP 10,759 0 -100.00 233 0 -100.00
2017-11-14 13F-HR HSBC HOLDINGS PLC 0 17,920 0 544
2017-11-03 13F-HR ALPS ADVISORS INC 17,545 533
2017-11-14 13F-HR Gotham Asset Management, LLC 58,159 10,200 -82.46 1,261 310 -75.42
2017-11-06 13F-HR Sigma Planning Corp 10,000 304
2017-10-23 13F-HR STRS OHIO 42,100 39,900 -5.23 913 1,211 32.64
2017-10-27 13F-HR Crossmark Global Holdings, Inc. 13,897 13,897 0.00 422 422 0.00
2017-11-14 13F-HR LUCUS ADVISORS LLC 16,105 0 -100.00 349 0 -100.00
2017-11-13 13F-HR CITIGROUP INC 63,374 9,218 -85.45 1,374 280 -79.62
2017-11-09 13F-HR TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 24,342 24,342 0.00 528 739 39.96
2017-11-13 13F-HR KBC Group NV 49,265 49,265 0.00 1,069 1,496 39.94
2017-11-30 13F-HR/A-1 BARROW HANLEY MEWHINNEY & STRAUSS LLC 4,792,178 3,599,598 -24.89 103,942 109,283 5.14
2017-11-13 13F-HR OPPENHEIMER FUNDS INC 910,408 873,647 -4.04 19,746 26,524 34.33
2017-11-13 13F-HR Marshall Wace North America L.P. 31,767 315,111 891.94 699 9,453 1,252.36
2017-11-13 13F-HR Laurion Capital Management LP 29,900 0 -100.00 648 0 -100.00
2017-11-14 13F-HR THRIVENT FINANCIAL FOR LUTHERANS 345,863 256,143 -25.94 7,502 7,777 3.67
2017-11-08 13F-HR COLUMBUS CIRCLE INVESTORS 154,105 193,904 25.83 3,343 5,887 76.10
2017-11-14 13F-HR WESTWOOD HOLDINGS GROUP INC 505,375 15,343
2017-11-14 13F-HR PEAK6 Investments, L.P. 39,343 101,851 158.88 853 3,092 262.49
2017-11-14 13F-HR Verition Fund Management LLC 0 7,550 0 229
2017-10-27 13F-HR VICTORY CAPITAL MANAGEMENT INC 0 73,677 0 2,237
2017-10-18 13F-HR Assenagon Asset Management S.A. 200,000 6,072
2017-11-14 13F-HR GRANAHAN INVESTMENT MANAGEMENT INC/MA 613,529 607,848 -0.93 13,307 18,454 38.68
2017-11-13 13F-HR PineBridge Investments, L.P. 57,359 57,125 -0.41 1,244 1,734 39.39
2017-11-01 13F-HR State of Tennessee, Treasury Department 65,147 61,274 -5.95 1,413 1,860 31.63
2017-11-02 13F-HR/A-1 USA Financial Portformulas Corp 38,960 18,744 -51.89 845 569 -32.66
2017-11-13 13F-HR RAYMOND JAMES & ASSOCIATES 21,193 40,603 91.59 460 1,233 168.04
2017-08-11 13F-HR ProShare Advisors LLC 9,439 0 -100.00 211 0 -100.00
2017-11-13 13F-HR Hillsdale Investment Management Inc. 49,740 49,740 0.00 1,078 1,510 40.07
2017-08-07 13F-HR Karp Capital Management Corp 26,271 0 -100.00 588 0 -100.00
CUSIP: 114340102