SecurityBRKS / Brooks Automation, Inc. (114340102)
CEOSCHWARTZ STEPHEN S
IndustrySpecial Industry Machinery, Not Elsewhere Classified
Institutional Owners248
Institutional Shares74,590,521 - 105.59%
Institutional Value$ 4,694,159,000 USD

Institutional Stock Ownership and Shareholders

Brooks Automation, Inc. (NASDAQ:BRKS) has 248 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 74,590,521 shares. Largest shareholders include BlackRock Inc., Vanguard Group Inc, BlackRock Fund Advisors, Dimensional Fund Advisors Lp, Barrow Hanley Mewhinney & Strauss Llc, Silvercrest Asset Management Group Llc, Kayne Anderson Rudnick Investment Management Llc, Boston Partners, Ameriprise Financial Inc, and State Street Corp.
Brooks Automation, Inc. (NASDAQ:BRKS) ownership structure shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-02-13 13F-HR COLUMBIA WANGER ASSET MANAGEMENT LLC 972,058 23,184
2018-08-14 13F-HR AMERIPRISE FINANCIAL INC 1,843,166 1,982,204 7.54 49,910 64,660 29.55
2018-08-09 13F-HR Private Advisor Group, LLC 6,366 208
2018-08-01 13F-HR NEW YORK STATE TEACHERS RETIREMENT SYSTEM 156,027 156,027 0.00 4,225 5,090 20.47
2016-11-14 13F-HR MASON STREET ADVISORS, LLC 14,130 192
2017-02-10 13F-HR BlackRock Investment Management, LLC 306,912 368,043 19.92 4,177 6,282 50.40
2018-08-03 13F-HR Seacrest Wealth Management, Llc 43 43 0.00 1 1 0.00
2018-07-31 13F-HR MACROVIEW INVESTMENT MANAGEMENT LLC 101 3
2018-08-08 13F-HR Independent Advisor Alliance 9,300 287
2018-08-13 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC 148,067 144,758 -2.23 4,010 4,722 17.76
2018-08-15 13F-HR JANE STREET GROUP, LLC 0 14,801 0 483
2018-08-09 13F-HR PineBridge Investments, L.P. 12,284 11,171 -9.06 333 364 9.31
2018-07-24 13F-HR MEEDER ASSET MANAGEMENT INC 36 0 -100.00 1 0 -100.00
2018-08-02 13F-HR VICTORY CAPITAL MANAGEMENT INC 6,015 6,970 15.88 163 227 39.26
2018-08-14 13F-HR BlueCrest Capital Management Ltd 0 15,129 0 494
2018-08-13 13F-HR Stone Ridge Asset Management LLC 30,991 30,991 0.00 839 1,011 20.50
2018-08-14 13F-HR BARCLAYS PLC 21,489 25,730 19.74 582 839 44.16
2018-08-02 13F-HR Adviser Investments LLC 650 21
2018-07-31 13F-HR Front Row Advisors Llc 500 500 0.00 14 15 7.14
2018-08-14 13F-HR Mirae Asset Global Investments Co., Ltd. 19,850 22,120 11.44 538 722 34.20
2018-08-07 13F-HR SG Americas Securities, LLC 149,618 29,145 -80.52 4,052 951 -76.53
2018-08-16 13F-HR Global X Management CO LLC 1,240,688 1,378,133 11.08 33,598 44,955 33.80
2018-08-14 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ 70,218 63,439 -9.65 1,902 2,069 8.78
2018-08-14 13F-HR Pacific View Asset Management, Llc 32,399 22,833 -29.53 877 745 -15.05
2018-08-03 13F-HR ICON ADVISERS INC/CO 13,900 33,200 138.85 376 1,083 188.03
2018-08-14 13F-HR THRIVENT FINANCIAL FOR LUTHERANS 47,452 48,390 1.98 1,285 1,578 22.80
2018-08-14 13F-HR Cubist Systematic Strategies, LLC 14,913 0 -100.00 404 0 -100.00
2018-08-13 13F-HR Hilton Capital Management, LLC 3,000 98
2017-02-10 13F-HR BlackRock Fund Advisors 4,825,649 5,425,824 12.44 65,677 92,619 41.02
2018-08-13 13F-HR GROUP ONE TRADING, L.P. Call 4,500 5,300 17.78 122 173 41.80
2018-08-14 13F-HR LPL Financial LLC 8,244 7,905 -4.11 223 258 15.70
2018-08-08 13F-HR AMERICAN INTERNATIONAL GROUP INC 44,473 53,681 20.70 1,204 1,751 45.43
2018-08-10 13F-HR Tyers Asset Management LLC 7,194 7,194 0.00 195 235 20.51
2018-08-10 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 93,654 90,637 -3.22 2,535 2,944 16.13
2018-08-14 13F-HR LORD, ABBETT & CO. LLC 596,299 590,353 -1.00 16,148 19,257 19.25
2018-08-01 13F-HR COMERICA BANK 74,308 74,486 0.24 1,933 2,415 24.94
2018-08-10 13F-HR CITIGROUP INC 16,743 13,756 -17.84 454 448 -1.32
2018-08-13 13F-HR PRINCIPAL FINANCIAL GROUP INC 568,039 599,941 5.62 15,383 19,570 27.22
2017-05-15 13F-HR R&F Capital Advisors LP 20,245 30,078 48.57 346 674 94.80
2018-08-01 13F-HR WELLS FARGO & COMPANY/MN 853,161 823,785 -3.44 23,104 26,872 16.31
2018-08-14 13F-HR MASON STREET ADVISORS, LLC 19,538 20,370 4.26 529 664 25.52
2018-08-01 13F-HR Migdal Insurance & Financial Holdings Ltd. 35,427 44,928 26.82 959 1,466 52.87
2018-08-14 13F-HR AQR CAPITAL MANAGEMENT LLC 344,550 136,101 -60.50 9,330 4,440 -52.41
2018-08-14 13F-HR Evercore Wealth Management, LLC 14,260 14,260 0.00 386 465 20.47
2018-08-08 13F-HR Glassman Wealth Services 11 11 0.00 0 0
2018-08-14 13F-HR SUNTRUST BANKS INC 11,815 6,436 -45.53 319 209 -34.48
2018-08-09 13F-HR Swiss National Bank 121,500 121,500 0.00 3,290 3,963 20.46
2018-07-20 13F-HR LS Investment Advisors, LLC 11,005 10,650 -3.23 298 347 16.44
2018-08-01 13F-HR Psagot Investment House Ltd. 3,169 103
2018-08-14 13F-HR CRAWFORD INVESTMENT COUNSEL INC 154,534 118,444 -23.35 4,185 3,864 -7.67
2018-08-14 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC 0 307 0 10
2018-08-14 13F-HR Hilltop Holdings Inc. 12,381 404
2018-08-09 13F-HR THOMPSON SIEGEL & WALMSLEY LLC 66,372 2,165
2018-07-26 13F-HR REGIONS FINANCIAL CORP 13,694 14,055 2.64 371 458 23.45
2018-08-01 13F-HR Go Etf Solutions Llp 242,969 416,517 71.43 7,377 9,934 34.66
2018-08-15 13F-HR JANE STREET GROUP, LLC Call 27,300 0 -100.00 739 0 -100.00
2018-08-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 13,900 16,800 20.86 376 548 45.74
2018-08-02 13F-HR NJ State Employees Deferred Compensation Plan 27,000 23,000 -14.81 731 750 2.60
2018-08-14 13F-HR Marshall Wace North America L.P. 118,316 0 -100.00 3,204 0 -100.00
2018-08-13 13F-HR OPPENHEIMER FUNDS INC 866,416 705,984 -18.52 23,463 23,028 -1.85
2018-08-03 13F-HR Traynor Capital Management, Inc. 24,241 22,241 -8.25 656 740 12.80
2018-08-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 12,905 12,905 0.00 349 349 0.00
2018-08-03 13F-HR/A WESPAC Advisors SoCal, LLC 52 0 -100.00 1 0 -100.00
2018-08-10 13F-HR Legal & General Group Plc 606,897 854,884 40.86 16,411 27,855 69.73
2018-07-27 13F-HR PIEDMONT INVESTMENT ADVISORS LLC 15,054 16,420 9.07 408 536 31.37
2018-08-03 13F-HR SEI INVESTMENTS CO 4,052 2,165 -46.57 110 71 -35.45
2018-08-10 13F-HR Neuburgh Advisers LLC 11,118 11,118 0.00 301 363 20.60
2018-07-23 13F-HR JOHN G ULLMAN & ASSOCIATES INC 226,929 225,136 -0.79 6,145 7,344 19.51
2018-08-10 13F-HR RIVERHEAD CAPITAL MANAGEMENT LLC 8,272 8,272 0.00 224 270 20.54
2018-02-14 13F-HR AHL Partners LLP 96,130 97,515 1.44 2,919 2,326 -20.32
2018-08-14 13F-HR FLAGSHIP HARBOR ADVISORS, LLC 1,781 58
2018-08-14 13F-HR Lombard Odier Asset Management (USA) Corp 78,800 15,000 -80.96 2,134 489 -77.09
2018-08-13 13F-HR ProShare Advisors LLC 11,076 11,434 3.23 300 373 24.33
2018-08-14 13F-HR Alpha Omega Wealth Management LLC 1,000 1,000 0.00 27 33 22.22
2018-07-26 13F-HR Advisornet Financial, Inc 1,000 1,000 0.00 27 33 22.22
2018-08-14 13F-HR Voce Capital Management LLC 105,023 108,581 3.39 2,844 3,542 24.54
2018-08-14 13F-HR DEUTSCHE BANK AG\ 137,356 136,823 -0.39 3,718 4,461 19.98
2018-08-13 13F-HR SPRING CREEK CAPITAL LLC 12,500 408
2018-08-14 13F-HR UBS Group AG 6,066 22,120 264.66 164 721 339.63
2018-08-14 13F-HR SILVERCREST ASSET MANAGEMENT GROUP LLC 2,470,604 3,148,312 27.43 66,904 102,697 53.50
2018-08-13 13F-HR C M BIDWELL & ASSOCIATES LTD 1,010 1,010 0.00 27 33 22.22
2018-08-06 13F-HR TEACHER RETIREMENT SYSTEM OF TEXAS 15,571 14,289 -8.23 422 466 10.43
2018-05-11 13F-HR HSBC HOLDINGS PLC 0 15,111 0 409
2017-11-15 13F-HR INSIGHT CAPITAL RESEARCH & MANAGEMENT INC 0 78,576 0 2,386
2018-08-10 13F-HR O'SHAUGHNESSY ASSET MANAGEMENT, LLC 18,010 0 -100.00 488 0 -100.00
2018-07-30 13F-HR Parallel Advisors, LLC 84 141 67.86 2 4 100.00
2018-08-14 13F-HR JP Morgan Chase & Co 34,560 177,885 414.71 936 5,803 519.98
2018-07-30 13F-HR Aperio Group, LLC 33,875 33,896 0.06 917 1,106 20.61
2018-08-14 13F-HR PDT Partners, LLC 338,600 0 -100.00 9,169 0 -100.00
2018-08-22 13F-HR PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 2,090 2,168 3.73 57 71 24.56
2018-08-10 13F-HR FEDERATED INVESTORS INC /PA/ 828 955 15.34 22 31 40.91
2018-07-31 13F-HR LOS ANGELES CAPITAL MANAGEMENT & EQUITY RESEARCH INC 8,811 0 -100.00 239 0 -100.00
2018-08-02 13F-HR Atlantic Trust Group, LLC 25 1
2018-08-14 13F-HR State of Tennessee, Treasury Department 50,005 48,316 -3.38 1,354 1,576 16.40
2018-08-13 13F-HR HONKAMP KRUEGER FINANCIAL SERVICES INC /ADV 292 0 -100.00 8 0 -100.00
2018-08-16 13F-HR Nelson, Van Denburg & Campbell Wealth Management Group, LLC 14,321 14,321 0.00 388 467 20.36
2018-08-13 13F-HR KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC 2,206,843 2,328,464 5.51 59,762 75,955 27.10
2018-08-14 13F-HR VANGUARD GROUP INC 6,670,758 6,821,234 2.26 180,644 222,508 23.17
2018-08-14 13F-HR KENNEDY CAPITAL MANAGEMENT, INC. 304,477 0 -100.00 8,245 0 -100.00
2018-08-13 13F-HR WESTWOOD HOLDINGS GROUP INC 780,210 674,352 -13.57 21,128 21,997 4.11
2018-08-15 13F-HR DF DENT & CO INC 1,850,489 1,898,579 2.60 50,111 61,932 23.59
2018-07-25 13F-HR CAMPBELL NEWMAN ASSET MANAGEMENT INC 20,073 21,027 4.75 544 686 26.10
2018-08-06 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 61,939 53,650 -13.38 1,677 1,750 4.35
2018-08-08 13F-HR US BANCORP \DE\ 59,414 64,110 7.90 1,608 2,091 30.04
2018-08-13 13F-HR 361 CAPITAL LLC 56,455 1,842
2018-07-24 13F-HR COLUMBUS CIRCLE INVESTORS 109,971 0 -100.00 2,978 0 -100.00
2018-08-09 13F-HR BlackRock Inc. 8,991,973 9,707,904 7.96 243,503 316,670 30.05
2017-10-26 13F-HR Acrospire Investment Management LLC 1,134 0 -100.00 25 0 -100.00
2018-08-03 13F-HR STATE OF WISCONSIN INVESTMENT BOARD 45,000 45,000 0.00 1,219 1,468 20.43
2018-08-03 13F-HR Boston Partners 2,041,381 2,051,596 0.50 55,280 66,924 21.06
2018-08-13 13F-HR TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 22,810 22,810 0.00 618 744 20.39
2018-08-14 13F-HR D. E. Shaw & Co., Inc. 52,988 85,179 60.75 1,435 2,779 93.66
2017-08-14 13F-HR NUMERIC INVESTORS LLC 76,700 151,600 97.65 1,718 3,288 91.39
2018-08-10 13F-HR OPPENHEIMER & CO INC 17,900 16,400 -8.38 485 535 10.31
2018-08-02 13F-HR JENNISON ASSOCIATES LLC 1,248,456 1,432,535 14.74 33,808 46,729 38.22
2018-08-14 13F-HR BARROW HANLEY MEWHINNEY & STRAUSS LLC 3,430,575 3,202,150 -6.66 92,900 104,454 12.44
2018-08-14 13F-HR MILLENNIUM MANAGEMENT LLC 430,104 351,297 -18.32 11,647 11,459 -1.61
2018-08-14 13F-HR/A CITADEL ADVISORS LLC 38,286 11,689 -69.47 1,036 381 -63.22
2018-08-13 13F-HR Penserra Capital Management LLC 134,004 4,371
2018-08-14 13F-HR GV Financial Advisors 31 1
2018-08-14 13F-HR One Wealth Advisors, Llc 165 165 0.00 4 5 25.00
2018-08-14 13F-HR Rafferty Asset Management, LLC 23,939 781
2018-08-14 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 52,577 52,079 -0.95 1,423 1,699 19.40
2018-08-13 13F-HR Bayesian Capital Management, LP 7,311 238
2018-05-11 13F-HR MARTINGALE ASSET MANAGEMENT L P 57,655 31,855 -44.75 1,376 863 -37.28
2018-08-14 13F-HR MACQUARIE GROUP LTD 1,216,525 1,367,209 12.39 32,943 44,598 35.38
2018-05-09 13F-HR OPTIMUM INVESTMENT ADVISORS 2,200 60
2018-02-14 13F-HR NUMERIC INVESTORS LLC 57,100 0 -100.00 1,734 0 -100.00
2018-07-18 13F-HR Louisiana State Employees Retirement System 31,200 31,600 1.28 845 1,031 22.01
2018-08-20 13F-HR Winton Capital Group Ltd 13,803 0 -100.00 374 0 -100.00
2018-07-13 13F-HR BANK OF MONTREAL /CAN/ 2,916 3,410 16.94 79 111 40.51
2018-07-24 13F-HR Janney Montgomery Scott LLC 20,496 24,399 19.04 555 796 43.42
2018-08-02 13F-HR RICE HALL JAMES & ASSOCIATES, LLC 66,375 372,485 461.18 1,797 12,150 576.13
2018-08-08 13F-HR Private Capital Group, Llc 237 7
2018-08-13 13F-HR Glen Harbor Capital Management LLC 5,232 5,232 0.00 142 171 20.42
2018-08-03 13F-HR Engineers Gate Manager LP 0 18,385 0 600
2018-08-14 13F-HR PEAK6 Investments, L.P. Call 0 76,400 0 2,492
2018-07-25 13F-HR BNP PARIBAS ARBITRAGE, SA 22,761 4,107 -81.96 616,368 133,970 -78.26
2018-07-30 13F-HR SIMPLEX TRADING, LLC Put 19 22 15.79 1 71 7,000.00
2018-08-06 13F-HR MACKAY SHIELDS LLC 7,400 0 -100.00 200 0 -100.00
2018-08-13 13F-HR INSTITUTIONAL & FAMILY ASSET MANAGEMENT, LLC 258 258 0.00 7 8 14.29
2018-07-26 13F-HR Hodges Capital Management Inc. 235,335 395,250 67.95 6,373 12,893 102.31
2018-09-07 13F-HR/A MOODY ALDRICH PARTNERS LLC 40,911 1,335
2018-08-13 13F-HR BLAIR WILLIAM & CO/IL 13,359 13,854 3.71 362 452 24.86
2018-08-22 13F-HR/A Advisors Asset Management, Inc. 0 8,201 0 268
2018-08-14 13F-HR GUGGENHEIM CAPITAL LLC 178,629 39,904 -77.66 4,838 1,302 -73.09
2018-08-13 13F-HR GROUP ONE TRADING, L.P. Put 3,900 3,400 -12.82 106 111 4.72
2018-08-14 13F-HR TWO SIGMA ADVISERS, LP 7,595 0 -100.00 206 0 -100.00
2018-08-02 13F-HR FIRST TRUST ADVISORS LP 79,533 103,073 29.60 2,154 3,362 56.08
2018-08-15 13F-HR/A PUTNAM INVESTMENTS LLC 822,006 138,169 -83.19 22,260 4,507 -79.75
2018-08-14 13F-HR BAMCO INC /NY/ 115,000 115,000 0.00 3,114 3,751 20.46
2018-08-15 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 22,682 22,682 0.00 614,229 739,887 20.46
2018-07-11 13F-HR Xact Kapitalforvaltning AB 11,581 11,581 0.00 314 378 20.38
2018-08-14 13F-HR Millrace Asset Group, Inc. 0 80,691 0 2,632
2017-02-10 13F-HR BlackRock Advisors LLC 35,378 36,119 2.09 481 617 28.27
2018-07-26 13F-HR TCI Wealth Advisors, Inc. 105 105 0.00 3 3 0.00
2018-07-19 13F-HR Municipal Employees' Retirement System of Michigan 30,780 19,890 -35.38 834 649 -22.18
2018-08-14 13F-HR Tower Research Capital LLC (TRC) 0 4,221 0 138
2018-07-11 13F-HR DENALI ADVISORS LLC 58,500 0 -100.00 1,584 0 -100.00
2018-07-30 13F-HR MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 585,199 627,668 7.26 15,847 20,475 29.20
2017-07-10 13F-HR CAPSTONE ASSET MANAGEMENT CO 15,047 13,557 -9.90 337 294 -12.76
2018-07-31 13F-HR Crossmark Global Holdings, Inc. 24,960 26,450 5.97 676 863 27.66
2018-08-14 13F-HR TEACHERS ADVISORS INC 517,056 191,410 -62.98 14,002 6,244 -55.41
2018-08-14 13F-HR UNITED CAPITAL FINANCIAL ADVISERS, LLC 25,662 22,406 -12.69 695 731 5.18
2018-07-17 13F-HR Gemmer Asset Management LLC 92 92 0.00 2 3 50.00
2018-08-14 13F-HR GEODE CAPITAL MANAGEMENT, LLC 635,063 708,085 11.50 17,197 23,097 34.31
2018-08-13 13F-HR Stratos Wealth Partners, LTD. 1,626 0 -100.00 44 0 -100.00
2018-08-08 13F-HR Russell Investments Group, Ltd. 2,555 0 -100.00 69 0 -100.00
2018-08-14 13F-HR CREDIT SUISSE AG/ 69,298 59,991 -13.43 1,877 1,957 4.26
2018-08-14 13F-HR PUBLIC SECTOR PENSION INVESTMENT BOARD 45,513 45,513 0.00 1,232 1,485 20.54
2018-08-14 13F-HR Vident Investment Advisory, LLC 821,463 1,281,487 56.00 22,833 41,802 83.08
2018-09-20 13F-HR Rehmann Capital Advisory Group 105 239 127.62 3 7,796 259,766.67
2018-08-07 13F-HR First Personal Financial Services 448 0 -100.00 12 0 -100.00
2018-08-08 13F-HR PARADIGM CAPITAL MANAGEMENT INC/NY 63,450 65,400 3.07 1,718 2,134 24.21
2018-08-08 13F-HR FDx Advisors, Inc. 11,802 12,286 4.10 320 401 25.31
2018-08-13 13F-HR BOKF, NA 16,532 16,496 -0.22 448 538 20.09
2018-08-13 13F-HR Allianz Asset Management AG 387,046 295,238 -23.72 10,481 9,631 -8.11
2018-08-14 13F-HR PEAK6 Investments, L.P. Put 0 10,300 0 336
2018-08-14 13F-HR BANK OF AMERICA CORP /DE/ 353,065 389,454 10.31 9,562 12,703 32.85
2018-08-15 13F-HR Metlife Investment Advisors, Llc 32,611 32,611 0.00 883 1,064 20.50
2018-08-10 13F-HR PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C. 36,576 28,576 -21.87 990 932 -5.86
2018-08-13 13F-HR PROFUND ADVISORS LLC 13,996 15,314 9.42 379 500 31.93
2018-08-14 13F-HR Walleye Trading LLC Call 24,300 4,400 -81.89 658 144 -78.12
2018-08-02 13F-HR BBVA COMPASS BANCSHARES, INC 9,781 20,243 106.96 265 660 149.06
2018-08-13 13F-HR FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. 20,395 19,552 -4.13 552 638 15.58
2018-08-09 13F-HR Royce & Associates LLC 1,318,556 1,359,356 3.09 35,706 44,342 24.19
2018-08-14 13F-HR Voya Financial Advisors, Inc. 8,125 10,805 32.98 216 346 60.19
2018-08-07 13F-HR LEVIN CAPITAL STRATEGIES, L.P. 9,260 0 -100.00 251 0 -100.00
2018-08-14 13F-HR Integre Asset Management, LLC 0 8,500 0 277
2018-02-12 13F-HR Hutchin Hill Capital, LP 0 11,400 0 272
2018-08-14 13F-HR Squarepoint Ops LLC 9,394 35,726 280.31 254 1,165 358.66
2018-08-14 13F-HR Voya Investment Management LLC 60,338 27,572 -54.30 1,634 899 -44.98
2018-07-20 13F-HR North Star Investment Management Corp. 52,000 52,000 0.00 1,408 1,696 20.45
2018-08-14 13F-HR GENERAL RE NEW ENGLAND ASSET MANAGEMENT INC 10,890 355
2018-07-30 13F-HR/A Virtu Financial LLC 11,199 0 -100.00 303 0 -100.00
2018-08-14 13F-HR STIFEL FINANCIAL CORP 58,174 70,319 20.88 1,578 2,293 45.31
2018-08-15 13F-HR GRANAHAN INVESTMENT MANAGEMENT INC/MA 1,056,654 887,764 -15.98 28,614 28,959 1.21
2018-02-14 13F-HR GLG Partners LP 3,251 78
2018-08-14 13F-HR STATE STREET CORP 1,812,926 1,955,831 7.88 49,094 63,798 29.95
2018-08-03 13F-HR KBC Group NV 31,525 26,322 -16.50 854 859 0.59
2018-08-14 13F-HR/A CITADEL ADVISORS LLC Put 12,300 18,800 52.85 333 613 84.08
2018-08-14 13F-HR BOSTON PRIVATE WEALTH LLC 26,693 25,785 -3.40 723 841 16.32
2018-08-14 13F-HR HANSEATIC MANAGEMENT SERVICES INC 62 35 -43.55 2 1 -50.00
2018-08-14 13F-HR Wellington Management Group LLP 12,583 15,037 19.50 341 491 43.99
2018-08-02 13F-HR PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 13,561 13,561 0.00 367 442 20.44
2018-08-10 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 7,420 8,870 19.54 201 289 43.78
2018-07-17 13F-HR FOX RUN MANAGEMENT, L.L.C. 13,804 15,430 11.78 374 503 34.49
2018-08-14 13F-HR Walleye Trading LLC Put 8,100 32,900 306.17 219 1,073 389.95
2018-09-18 13F-HR/A NORTHERN TRUST CORP 910,148 932,025 2.40 24,646 30,403 23.36
2018-08-15 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 137,869 135,005 -2.08 3,733 4,404 17.97
2018-08-08 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 467,273 470,619 0.72 12,654 15,352 21.32
2018-05-11 13F-HR CITIGROUP INC 13,303 16,743 25.86 318 454 42.77
2018-08-10 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 62,736 58,335 -7.02 1,698 1,903 12.07
2018-07-18 13F-HR Cornerstone Advisors, Inc. 21 21 0.00 1 1 0.00
2018-08-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 63,800 63,000 -1.25 1,728 2,055 18.92
2018-08-01 13F-HR TrueNorth, Inc. 89,031 103,637 16.41 2,411 3,381 40.23
2018-08-13 13F-HR RK Capital Management, LLC 224,500 145,500 -35.19 6,079 4,746 -21.93
2018-02-14 13F-HR CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 0 1,200 0 28
2018-08-10 13F-HR Quantitative Investment Management, LLC 58,500 1,908
2018-07-10 13F-HR State of Alaska, Department of Revenue 22,732 23,062 1.45 615 752 22.28
2018-08-14 13F-HR NGAM ADVISORS, L.P. 214,155 6,985
2018-08-08 13F-HR QUADRANT CAPITAL GROUP LLC 245 119 -51.43 6 3 -50.00
2018-07-30 13F-HR SIMPLEX TRADING, LLC Call 247 346 40.08 21 1,128 5,271.43
2018-08-08 13F-HR LaSalle Street Capital Management, LLC 25,794 11,734 -54.51 699 383 -45.21
2018-08-03 13F-HR Harvest Fund Management Co., Ltd 808 808 0.00 21 26 23.81
2018-08-13 13F-HR BB&T SECURITIES, LLC 23,381 24,688 5.59 633 805 27.17
2018-08-10 13F-HR HSBC HOLDINGS PLC 15,111 0 -100.00 409 0 -100.00
2018-07-13 13F-HR MCKINLEY CAPITAL MANAGEMENT LLC /DELAWARE 4,439 2,811 -36.67 120 92 -23.33
2018-08-15 13F-HR GLENMEDE TRUST CO NA 1,478,911 1,741,941 17.79 35,270 56,822 61.11
2018-08-13 13F-HR Advisor Group, Inc. 676 1,624 140.24 18 53 194.44
2018-08-14 13F-HR PEAK6 Investments, L.P. 74,205 0 -100.00 2,009 0 -100.00
2017-01-13 13F-HR MetLife Securities, Inc 0 443 0.00 0 8
2017-02-10 13F-HR BlackRock Institutional Trust Company, N.A. 1,732,536 1,811,849 4.58 23,580 30,928 31.16
2018-08-10 13F-HR UNITED SERVICES AUTOMOBILE ASSOCIATION 627,120 610,378 -2.67 16,982 18,012 6.07
2018-08-13 13F-HR PRUDENTIAL FINANCIAL INC 118,878 122,578 3.11 3,219 3,998 24.20
2018-08-03 13F-HR COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 14,921 487
2018-07-31 13F-HR Commonwealth Equity Services, Llc. 14,012 13,309 -5.02 379 434 14.51
2018-08-10 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 224,413 156,543 -30.24 6,077 5,106 -15.98
2018-08-13 13F-HR Flinton Capital Management LLC 9,156 9,156 0.00 248 299 20.56
2018-08-20 13F-HR MASSMUTUAL TRUST CO FSB/ADV 269 0 -100.00 7,285 0 -100.00
2018-07-27 13F-HR Advisory Services Network, LLC 141 141 0.00 4 4 0.00
2018-08-14 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 352,691 222,742 -36.85 9,551 7,266 -23.92
2018-08-10 13F-HR SHELTON CAPITAL MANAGEMENT 0 6,236 0 203
2018-08-14 13F-HR QS Investors, LLC 60,294 60,921 1.04 1,633 1,987 21.68
2018-08-08 13F-HR SYSTEMATIC FINANCIAL MANAGEMENT LP 265,975 303,716 14.19 7,203 9,907 37.54
2018-08-14 13F-HR BAHL & GAYNOR INC 39,633 1,293
2018-08-02 13F-HR Sigma Planning Corp 0 11,154 0 364
2018-08-06 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 3,887 3,887 0.00 105 127 20.95
2018-08-14 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 44,647 46,646 4.48 1,209,041 1,521,592 25.85
2018-07-26 13F-HR FIRST INTERSTATE BANK 321 10
2018-08-10 13F-HR Shell Asset Management Co 39,965 37,945 -5.05 1,082 1,238 14.42
2018-08-07 13F-HR Arizona State Retirement System 111,073 102,705 -7.53 3,008 3,350 11.37
2018-08-13 13F-HR RAYMOND JAMES & ASSOCIATES 13,413 28,583 113.10 363 932 156.75
2018-08-10 13F-HR DIMENSIONAL FUND ADVISORS LP 4,570,352 3,938,044 -13.83 123,765 128,458 3.79
2018-08-14 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 105,955 106,392 0.41 2,869 3,471 20.98
2018-07-26 13F-HR FIRST MERCANTILE TRUST CO 8,668 3,760 -56.62 235 123 -47.66
2018-08-08 13F-HR AMERICAN CENTURY COMPANIES INC 25,019 0 -100.00 678 0 -100.00
2018-08-09 13F-HR Mutual of America Capital Management LLC 259 8
2018-08-14 13F-HR/A CITADEL ADVISORS LLC Call 12,800 21,500 67.97 347 701 102.02
2018-08-14 13F-HR Ruggie Capital Group 2,000 2,000 0.00 54 65 20.37
2018-08-10 13F-HR ENVESTNET ASSET MANAGEMENT INC 5,375 24,876 362.81 146 811 455.48
2018-07-18 13F-HR AMALGAMATED BANK 10,005 11,356 13.50 271 370 36.53
2018-08-07 13F-HR IFP Advisors, Inc 100 0 -100.00 3 0 -100.00
2018-05-09 13F-HR MESSNER & SMITH THEME VALUE INVESTMENT MANAGEMENT LTD /CA/ 66,708 66,018 -1.03 1,591 1,788 12.38
2018-08-06 13F-HR STRS OHIO 0 1,400 0 45
2018-08-13 13F-HR Ameritas Investment Partners, Inc. 6,038 6,038 0.00 164 197 20.12
2017-07-13 13F-HR Princeton Alpha Management LP 22,687 0 -100.00 508 0 -100.00
2018-08-08 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 167 167 0.00 5 5 0.00
2018-08-03 13F-HR Parkside Financial Bank & Trust 1,681 1,735 3.21 45 57 26.67
2018-08-09 13F-HR MARTINGALE ASSET MANAGEMENT L P 31,855 21,349 -32.98 863 697 -19.24
2018-08-14 13F-HR ROYAL BANK OF CANADA 489,531 41,502 -91.52 13,257 1,353 -89.79
2018-08-14 13F-HR MORGAN STANLEY 233,107 246,533 5.76 6,314 8,041 27.35
2018-08-14 13F-HR Centaurus Financial, Inc. 974 32
2018-08-14 13F-HR GOLDMAN SACHS GROUP INC 248,054 234,668 -5.40 6,717 7,655 13.96
2018-08-10 13F-HR Pacad Investment Ltd. 2,342 0 -100.00 62 0 -100.00
2018-07-06 13F-HR Versant Capital Management, Inc 1,974 1,967 -0.35 53 64 20.75
2017-02-10 13F-HR BlackRock Group LTD 114,229 159,056 39.24 1,555 2,715 74.60
2018-08-14 13F-HR Walleye Trading LLC 0 7,922 0 258
2018-08-13 13F-HR Senvest Management, LLC 280,732 0 -100.00 7,602 0 -100.00
2018-08-13 13F-HR ALLIANCEBERNSTEIN L.P. 104,825 107,825 2.86 2,839 3,517 23.88
2018-08-10 13F-HR Krasney Financial LLC 50 0 -100.00 1 0 -100.00
2018-08-01 13F-HR FIRST MANHATTAN CO 15,000 0 -100.00 406 0 -100.00
2018-07-23 13F-HR TEXAS PERMANENT SCHOOL FUND 46,625 45,528 -2.35 1,263 1,485 17.58
2018-08-14 13F-HR Invesco Ltd. 661,587 1,266,712 91.47 17,916 41,321 130.64
2018-07-18 13F-HR TOMPKINS FINANCIAL CORP 1,350 1,350 0.00 37 44 18.92
2018-08-14 13F-HR PANAGORA ASSET MANAGEMENT INC 318,454 59,564 -81.30 8,624 1,943 -77.47
2018-08-10 13F-HR BROWN ADVISORY INC 50,720 50,830 0.22 1,374 1,658 20.67
2018-08-13 13F-HR BRINKER CAPITAL INC 24,472 23,452 -4.17 663 765 15.38
2018-07-18 13F-HR NISA INVESTMENT ADVISORS L.L.C. 39,504 39,504 0.00 1,068 1,289 20.69
2018-08-06 13F-HR RHUMBLINE ADVISERS 167,020 171,039 2.41 4,523 5,579 23.35

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