SecurityBPFH / Boston Private Financial Holdings, Inc. (101119105)
Institutional Owners243 (61 N-Q Owners)
Institutional Shares79,176,271 - 93.96% (ex. N-Q)
Common Shares Outstanding84,264,182 shares (as of 2017-12-31)
Institutional Value$ 28,276,564,000 USD (ex. N-Q)

Institutional Stock Ownership and Shareholders

Boston Private Financial Holdings, Inc. (NASDAQ:BPFH) has 243 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 79,176,271 shares. Largest shareholders include BlackRock Inc., Vanguard Group Inc, FMR LLC / Fidelity, Dimensional Fund Advisors Lp, Standard Life Aberdeen Plc, Macquarie Group Ltd, Goldman Sachs Group Inc, State Street Corp, Capital World Investors, and Millennium Management Llc.

Boston Private Financial Holdings, Inc. (NASDAQ:BPFH) ownership summary shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.


File DateFormInvestor Opt Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-02-01 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 77,186 77,186 0.00 1,277 1,193 -6.58
2017-11-06 13F-HR Spot Trading L.l.c. Put 10,500 10,500 0.00 161 174 8.07
2018-02-15 13F-HR GLENMEDE TRUST CO NA 1,825 150 -91.78 28 3 -89.29
2018-03-14 N-Q Steward Funds, Inc. (see advisory)
2018-02-12 13F-HR PRINCIPAL FINANCIAL GROUP INC 648,609 630,378 -2.81 10,734 9,739 -9.27
2017-11-24 N-Q Touchstone Strategic Trust (see advisory)
2018-02-09 13F-HR RHUMBLINE ADVISERS 174,789 199,251 14.00 2,893 3,078 6.39
2018-02-14 13F-HR TWO SIGMA ADVISERS, LP 31,026 12,526 -59.63 513 194 -62.18
2018-02-27 N-Q Northern Funds (see advisory)
2018-01-23 13F-HR TEXAS PERMANENT SCHOOL FUND 61,384 56,944 -7.23 1,016 880 -13.39
2018-02-13 13F-HR Laurion Capital Management LP 31,287 17,387 -44.43 518 269 -48.07
2018-02-14 13F-HR UBS Group AG 17,199 10,993 -36.08 285 170 -40.35
2017-10-27 N-Q Fidelity Commonwealth Trust (see advisory)
2018-02-12 13F-HR OPPENHEIMER FUNDS INC 19,384 19,072 -1.61 321 295 -8.10
2018-02-15 13F-HR BRYN MAWR TRUST Co 11,291 0 -100.00 187 0 -100.00
2017-11-14 13F-HR PEAK6 Investments, L.P. Put 9,600 0 -100.00 147 0 -100.00
2018-04-05 13F-HR RAYMOND JAMES TRUST N.A. 10,000 151
2018-01-31 13F-HR QUADRANT CAPITAL GROUP LLC 285 285 0.00 4 4 0.00
2018-03-14 13F-HR/A-1 CREDIT SUISSE AG/ 164,664 71,845 -56.37 2,726 1,109 -59.32
2018-01-26 N-Q Fidelity Concord Street Trust (see advisory)
2018-02-12 13F-HR Standard Life Aberdeen Plc 3,667,136 4,016,809 9.54 60,783 62,060 2.10
2018-02-14 13F-HR TEACHERS ADVISORS INC 145,902 149,737 2.63 2,415 2,313 -4.22
2018-02-08 13F-HR PineBridge Investments, L.P. 192,608 179,127 -7.00 3,187 2,768 -13.15
2018-02-13 13F-HR GEODE CAPITAL MANAGEMENT, LLC 750,135 770,094 2.66 12,414 11,897 -4.16
2018-01-26 N-Q Rbb Fund, Inc. (see advisory)
2018-02-02 13F-HR EVERENCE CAPITAL MANAGEMENT INC 14,160 14,160 0.00 234 219 -6.41
2018-02-09 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 32,814 35,768 9.00 543,072 552,615 1.76
2018-02-02 13F-HR LOS ANGELES CAPITAL MANAGEMENT & EQUITY RESEARCH INC 69,972 63,372 -9.43 1,158 979 -15.46
2018-02-14 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 217,093 203,288 -6.36 3,593 3,141 -12.58
2018-02-24 13F-HR/A-1 Elkfork Partners LLC 9,592 11,792 22.94 159 182 14.47
2018-02-12 13F-HR NEW YORK STATE TEACHERS RETIREMENT SYSTEM 275,062 273,662 -0.51 4,552 4,228 -7.12
2018-01-25 13F-HR Assenagon Asset Management S.A. 35,354 546
2017-11-21 N-Q William Blair Funds (see advisory)
2018-02-14 13F-HR MACQUARIE GROUP LTD 3,300,725 3,306,229 0.17 54,627 51,081 -6.49
2017-11-13 13F-HR ENVESTNET ASSET MANAGEMENT INC 6,063 0 -100.00 93 0 -100.00
2018-02-02 13F-HR TRUST CO OF VERMONT 1,100 1,100 0.00 18 17 -5.56
2017-11-28 N-Q Frontier Funds, Inc. (see advisory)
2018-02-14 13F-HR TUDOR INVESTMENT CORP ET AL 0 10,830 0 167
2018-02-22 13F-HR KCM INVESTMENT ADVISORS LLC 29,966 29,838 -0.43 769 765 -0.52
2017-12-29 N-Q Nuveen Preferred & Income Opportunities Fund (see advisory)
2018-04-16 13F-HR Crossmark Global Holdings, Inc. 17,920 15,170 -15.35 277 228 -17.69
2018-03-01 N-Q Vericimetry Funds (see advisory)
2018-02-28 N-Q Rydex Dynamic Funds (see advisory)
2018-02-21 13F-HR/A-1 Xact Kapitalforvaltning AB 15,720 243
2018-02-15 13F-HR Metlife Investment Advisors, Llc 40,232 622
2018-02-14 13F-HR CRAMER ROSENTHAL MCGLYNN LLC 1,390,850 1,532,820 10.21 23,019 23,682 2.88
2018-02-16 13F-HR/A-1 WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC 1,350,351 1,331,721 -1.38 22,348 20,575 -7.93
2018-02-08 13F-HR Matarin Capital Management, LLC 41,011 77,552 89.10 678,732 1,198,178 76.53
2017-11-29 N-Q Vanguard Institutional Index Funds (see advisory)
2018-02-06 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 224,926 238,206 5.90 3,723 3,680 -1.15
2018-02-14 13F-HR D. E. Shaw & Co., Inc. 72,358 107,296 48.28 1,197 1,657 38.43
2018-02-09 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 2,064 2,070 0.29 34 32 -5.88
2018-02-14 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC 164,810 171,845 4.27 2,728 2,655 -2.68
2018-02-14 13F-HR DEUTSCHE BANK AG\ 565,981 314,729 -44.39 9,365 4,860 -48.10
2018-02-09 13F-HR Tower Research Capital LLC (TRC) 3,368 1,288 -61.76 56 20 -64.29
2018-02-13 13F-HR BANC FUNDS CO LLC 1,740,163 1,610,163 -7.47 28,800 24,877,018 86,278.53
2018-02-28 N-Q Rydex Series Funds (see advisory)
2018-02-14 13F-HR AQR CAPITAL MANAGEMENT LLC 233,747 131,412 -43.78 3,869 2,030 -47.53
2018-01-23 SC 13G/A BlackRock Inc. 9,685,267 11,171,967 15.35
2018-02-14 13F-HR Voya Investment Management LLC 38,150 38,150 0.00 631 589 -6.66
2017-10-30 N-Q Oppenheimer Global Multi Strategies Fund (see advisory)
2018-04-18 13F-HR Cornerstone Advisors, Inc. 76 1
2018-02-07 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 55 86 56.36 1 1 0.00
2018-02-02 13F-HR US BANCORP \DE\ 222 222 0.00 4 3 -25.00
2018-02-13 13F-HR ASSETMARK, INC 68 1
2018-01-17 13F-HR Cutler Group LP Put 800 0
2018-02-13 13F-HR Parallel Advisors, LLC 674 674 0.00 10 10 0.00
2018-04-13 13F-HR COBIZ INVESTMENT MANAGEMENT, LLC 34,200 36,500 6.73 877 930 6.04
2018-02-09 13F-HR Arizona State Retirement System 43,611 141,588 224.66 722 2,188 203.05
2018-02-08 13F-HR WELLS FARGO & COMPANY/MN 124,524 149,984 20.45 2,061 2,317 12.42
2018-01-16 13F-HR Gemmer Asset Management LLC 67 67 0.00 1 1 0.00
2018-02-09 13F-HR/A-1 PUBLIC SECTOR PENSION INVESTMENT BOARD 53,137 53,137 0.00 879 821 -6.60
2018-04-19 13F-HR Versant Capital Management, Inc 2,812 2,809 -0.11 43 42 -2.33
2017-11-22 N-Q COLLEGE RETIREMENT EQUITIES FUND (see advisory)
2018-02-14 13F-HR WOLVERINE TRADING, LLC 10,074 11,871 17.84 167 183 9.58
2017-11-22 N-Q Thrivent Series Fund Inc (see advisory)
2018-02-12 13F-HR Pacad Investment Ltd. 1,800 0 -100.00 30 0 -100.00
2018-02-14 13F-HR PIEDMONT INVESTMENT ADVISORS LLC 18,315 17,315 -5.46 303 268 -11.55
2017-11-29 N-Q Rydex Variable Trust (see advisory)
2018-04-19 13F-HR American Research & Management Co. 41,080 47,651 16.00 1,054 1,215 15.28
2018-02-09 13F-HR Royce & Associates LLC 962,806 1,043,806 8.41 15,934 16,127 1.21
2018-02-14 13F-HR Meadow Creek Investment Management LLC 12,208 15,008 22.94 202 232 14.85
2018-02-13 13F-HR BOSTON PRIVATE WEALTH LLC 0 20,001 0 309
2018-02-08 SC 13G/A VANGUARD GROUP INC 7,144,643 7,996,687 11.93
2018-02-14 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ 68,231 77,381 13.41 1,129 1,196 5.93
2017-10-23 13F-HR FOX RUN MANAGEMENT, L.L.C. 12,100 0 -100.00 186 0 -100.00
2017-10-27 N-Q Valic Co I (see advisory)
2018-02-13 13F-HR JP Morgan Chase & Co 146,507 218,453 49.11 2,417 3,375 39.64
2018-02-14 13F-HR Natixis 12,247 0 -100.00 203 0 -100.00
2018-02-09 13F-HR AMERICAN INTERNATIONAL GROUP INC 66,125 66,410 0.43 1,094 1,026 -6.22
2017-11-13 13F-HR CIBC World Markets Inc. 55,719 0 -100.00 855 0 -100.00
2018-02-13 SC 13G/A FMR LLC / Fidelity 6,141,028 6,919,158 12.67
2018-02-14 13F-HR TWO SIGMA INVESTMENTS LLC 0 38,330 0 592
2018-02-07 13F-HR LS Investment Advisors, LLC 2,942 2,320 -21.14 49 36 -26.53
2017-10-20 N-Q Strategic Funds, Inc. (see advisory)
2018-02-12 13F-HR Commonwealth Equity Services, Llc. 10,615 164
2018-02-14 13F-HR Brandywine Global Investment Management, LLC 155,659 135,787 -12.77 2,577 2,098 -18.59
2018-02-14 13F-HR Summit Trail Advisors, Llc 311 5
2018-02-27 N-Q Massmutual Select Funds (see advisory)
2018-02-13 13F-HR SCOTIA CAPITAL INC. 67,868 73,996 9.03 1,123 1,143 1.78
2018-02-14 13F-HR WOLVERINE TRADING, LLC Put 10,300 14,400 39.81 170 222 30.59
2018-02-12 13F-HR AMERIPRISE FINANCIAL INC 1,057,764 1,002,734 -5.20 17,507 15,492 -11.51
2018-02-13 13F-HR Renaissance Technologies LLC 340,200 144,300 -57.58 5,630 2,229 -60.41
2018-02-14 13F-HR INVESTMENT COUNSELORS OF MARYLAND LLC 870,387 881,674 1.30 14,405 13,622 -5.44
2018-02-14 13F-HR TWO SIGMA SECURITIES, LLC 14,502 0 -100.00 240 0 -100.00
2018-02-14 13F-HR WOLVERINE ASSET MANAGEMENT LLC 795,764 794,946 -0.10 8,490 7,647 -9.93
2018-02-06 13F-HR IRONWOOD INVESTMENT MANAGEMENT LLC 36,520 36,421 -0.27 604 563 -6.79
2018-01-24 13F-HR HOWE & RUSLING INC 185 185 0.00 3 3 0.00
2018-02-14 13F-HR Ameritas Investment Partners, Inc. 7,071 7,071 0.00 103 109 5.83
2018-02-14 13F-HR CSS LLC/IL 721,235 721,235 0.00 6,865 6,195 -9.76
2018-01-31 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 2,422 3,821 57.76 40 59 47.50
2018-04-16 13F-HR BALDWIN BROTHERS INC/MA 70,691 49,171 -30.44 1,092 740 -32.23
2018-04-19 13F-HR State of Alaska, Department of Revenue 23,940 37,510 56.68 369 564 52.85
2018-02-01 13F-HR BNP Paribas Investment Partners S.A. 667,285 702,388 5.26 11,044 10,852 -1.74
2018-02-01 13F-HR TCI Wealth Advisors, Inc. 68 68 0.00 1 1 0.00
2017-11-28 N-Q Jnl Variable Fund Llc (see advisory)
2018-02-06 13F-HR Migdal Insurance & Financial Holdings Ltd. 3,298 990 -69.98 55 15 -72.73
2017-10-24 N-Q Federated Global Allocation Fund (see advisory)
2018-02-14 13F-HR Stone Ridge Asset Management LLC 10,929 169
2018-02-02 13F-HR PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 25,306 25,306 0.00 419 391 -6.68
2018-02-06 13F-HR SIGNIA CAPITAL MANAGEMENT LLC 155,028 153,672 -0.87 2,566 2,374 -7.48
2018-02-14 13F-HR Tyers Asset Management LLC 6,976 8,576 22.94 115 132 14.78
2018-02-28 N-Q Ishares Trust (see advisory)
2018-04-13 13F-HR BANK OF MONTREAL /CAN/ 47,311 10,104 -78.64 731 152 -79.21
2017-11-29 N-Q Vanguard Index Funds (see advisory)
2018-02-28 N-Q SMALLCAP WORLD FUND INC (see advisory)
2017-11-22 N-Q Quantitative Master Series Llc (see advisory)
2017-11-24 N-Q Blackrock Funds Iii (see advisory)
2018-04-12 13F-HR Integrated Investment Consultants, LLC 163 2
2017-11-14 13F-HR I.G. INVESTMENT MANAGEMENT, LTD. 87,900 87,900 0.00 1,349 1,455 7.86
2017-11-24 N-Q Transamerica Etf Trust (see advisory)
2018-02-12 13F-HR Cipher Capital LP 48,390 15,014 -68.97 801 232 -71.04
2018-02-13 13F-HR Moors & Cabot, Inc. 10,000 10,000 0.00 107 96 -10.28
2018-02-05 13F-HR Parkside Financial Bank & Trust 51 51 0.00 1 1 0.00
2018-02-06 13F-HR ANCHOR CAPITAL ADVISORS LLC 26,137 26,137 0.00 433 404 -6.70
2018-02-13 13F-HR MACKENZIE FINANCIAL CORP 87,900 1,358
2018-02-14 13F-HR Verition Fund Management LLC 12,801 198
2017-11-29 N-Q Vanguard Valley Forge Funds (see advisory)
2018-02-02 13F-HR Aperio Group, LLC 55,091 58,344 5.90 912 901 -1.21
2018-01-17 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 541,482 584,077 7.87 8,962 9,024 0.69
2018-02-14 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 221 261 18.10 4 4 0.00
2017-10-20 13F-HR/A-1 Shell Asset Management Co 60,787 59,387 -2.30 933 983 5.36
2017-10-27 N-Q Stone Ridge Trust (see advisory)
2018-02-14 13F-HR Capital Bank & Trust Co 6,000 6,000 0.00 99 93 -6.06
2018-02-09 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 114,438 111,481 -2.58 1,888 1,717 -9.06
2018-01-30 N-Q Shelton Funds (see advisory)
2018-02-12 13F-HR State of Tennessee, Treasury Department 74,648 67,318 -9.82 1,235 1,040 -15.79
2017-11-29 N-Q Deutsche Investments Vit Funds (see advisory)
2018-02-01 13F-HR VICTORY CAPITAL MANAGEMENT INC 838,860 641,987 -23.47 13,883 9,919 -28.55
2018-02-14 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 57,712 24,895 -56.86 955 385 -59.69
2018-02-13 13F-HR ClariVest Asset Management LLC 17,341 17,332 -0.05 287 268 -6.62
2018-02-14 13F-HR PROFUND ADVISORS LLC 12,528 13,122 4.74 207 203 -1.93
2018-02-14 13F-HR RIVERHEAD CAPITAL MANAGEMENT LLC 7,775 9,575 23.15 129 148 14.73
2018-02-14 13F-HR Capital World Investors 1,978,177 1,978,177 0.00 32,739 30,563 -6.65
2018-04-10 13F-HR NISA INVESTMENT ADVISORS L.L.C. 61,600 61,600 0.00 952 927 -2.63
2017-11-14 13F-HR PEAK6 Investments, L.P. 1,405 0 -100.00 22 0 -100.00
2018-02-06 13F-HR Russell Investments Group, Ltd. 47,718 67,794 42.07 790 1,054 33.42
2018-02-14 13F-HR MILLENNIUM MANAGEMENT LLC 1,613,783 1,732,971 7.39 26,708 26,774 0.25
2018-02-15 13F-HR Municipal Employees' Retirement System of Michigan 31,570 31,570 0.00 522 488 -6.51
2017-11-28 N-Q Fidelity Advisor Series I (see advisory)
2018-02-14 13F-HR STATE STREET CORP 2,574,212 2,818,913 9.51 42,607 43,557 2.23
2017-11-24 N-Q Master Investment Portfolio (see advisory)
2018-02-13 13F-HR Legal & General Group Plc 162,411 163,912 0.92 2,688 2,533 -5.77
2018-02-14 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC 104,750 107,217 2.36 1,164 1,027 -11.77
2018-02-13 13F-HR PRUDENTIAL FINANCIAL INC 194,549 204,549 5.14 3,220 3,160 -1.86
2018-02-14 13F-HR THRIVENT FINANCIAL FOR LUTHERANS 680,621 882,488 29.66 11,264 13,635 21.05
2017-11-22 N-Q Spdr Series Trust (see advisory)
2018-02-14 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 132,869 131,472 -1.05 2,199 2,031 -7.64
2018-02-14 13F-HR PANAGORA ASSET MANAGEMENT INC 0 133,524 0 2,063
2018-02-12 13F-HR Quantbot Technologies LP 1,700 4,030 137.06 28 62 121.43
2018-02-08 13F-HR FIRST TRUST ADVISORS LP 118,919 149,887 26.04 1,968 2,316 17.68
2017-11-14 13F-HR BlueCrest Capital Management Ltd 17,035 0 -100.00 261 0 -100.00
2018-02-14 13F-HR GOLDMAN SACHS GROUP INC 2,855,080 2,895,861 1.43 47,251 44,741 -5.31
2017-10-30 N-Q Delaware Group Equity Funds V (see advisory)
2018-02-07 13F-HR Swiss National Bank 139,400 147,200 5.60 2,307 2,274 -1.43
2017-11-28 N-Q Usaa Mutual Funds Trust (see advisory)
2017-11-28 N-Q Rmb Investors Trust (see advisory)
2018-02-02 13F-HR MEEDER ASSET MANAGEMENT INC 2,144 4,366 103.64 35 67 91.43
2018-02-12 13F-HR EATON VANCE MANAGEMENT 44,181 44,237 0.13 731 683 -6.57
2018-02-13 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 157,976 136,767 -13.43 2,615 2,113 -19.20
2018-02-28 N-Q Seasons Series Trust (see advisory)
2017-12-28 N-Q Fidelity Puritan Trust (see advisory)
2017-11-28 N-Q Columbia Funds Variable Insurance Trust (see advisory)
2018-02-08 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 62,620 63,028 0.65 1,036 974 -5.98
2018-02-13 13F-HR KOCH INDUSTRIES INC 16,392 253
2018-02-13 13F-HR AMALGAMATED BANK 11,220 12,032 7.24 186 186 0.00
2018-02-13 13F-HR Highlander Capital Management, LLC 20,323 20,323 0.00 521 521 0.00
2018-04-18 13F-HR Sonora Investment Management, LLC 850 850 0.00 21,803 21,667 -0.62
2018-02-14 13F-HR GUGGENHEIM CAPITAL LLC 16,016 0 -100.00 266 0 -100.00
2017-11-09 13F-HR VIRGINIA RETIREMENT SYSTEMS ET AL 37,800 0 -100.00 580 0 -100.00
2017-11-21 N-Q Royce Fund (see advisory)
2018-02-08 13F-HR Advisory Services Network, LLC 1 1 0.00 0 0
2018-04-18 13F-HR Louisiana State Employees Retirement System 36,200 37,400 3.31 559 563 0.72
2018-02-14 13F-HR Zurich Insurance Group Ltd/FI 64,000 64,000 0.00 1,059 989 -6.61
2018-02-13 13F-HR Wellington Management Group LLP 146,644 145,769 -0.60 2,427 2,252 -7.21
2018-02-14 13F-HR ProShare Advisors LLC 0 14,942 0 231
2018-02-02 13F-HR CIBC Asset Management Inc 10,941 169
2018-01-22 N-Q Managed Account Series (see advisory)
2018-02-14 13F-HR A.R.T. Advisors, LLC 0 28,300 0 437
2018-02-14 13F-HR MORGAN STANLEY 270,367 360,132 33.20 4,475 5,565 24.36
2017-11-27 N-Q State Farm Mutual Fund Trust (see advisory)
2018-02-14 13F-HR NORTHERN TRUST CORP 1,683,136 1,685,229 0.12 27,856 26,036 -6.53
2018-03-01 N-Q Aqr Funds (see advisory)
2018-02-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 11,549 36,224 213.65 191 560 193.19
2018-02-09 13F-HR SUNTRUST BANKS INC 16,007 13,770 -13.98 264 211 -20.08
2017-11-15 N-Q Oppenheimer Etf Trust (see advisory)
2018-02-09 13F-HR Bank of New York Mellon Corp 1,299,967 1,287,657 -0.95 21,516 19,894 -7.54
2018-02-08 13F-HR SEI INVESTMENTS CO 66,363 55,830 -15.87 1,097 862 -21.42
2018-02-13 13F-HR ALLIANCEBERNSTEIN L.P. 120,528 120,528 0.00 1,995 1,862 -6.67
2018-03-05 13F-HR/A-1 BNP PARIBAS ARBITRAGE, SA 46,945 59,942 27.69 776,940 926,104 19.20
2018-01-26 N-Q Vanguard Admiral Funds (see advisory)
2018-02-14 13F-HR ROYAL BANK OF CANADA 237,264 218,736 -7.81 3,927 3,379 -13.95
2018-02-09 13F-HR THOMPSON SIEGEL & WALMSLEY LLC 1,001,761 835,655 -16.58 16,579 12,911 -22.12
2018-02-01 13F-HR Granite Investment Partners, LLC 578,454 622,922 7.69 9,574 9,624 0.52
2018-02-09 SC 13G/A DIMENSIONAL FUND ADVISORS LP 5,389,750 5,360,057 -0.55
2018-02-12 13F-HR CITIGROUP INC 35,469 2,277 -93.58 587 35 -94.04
2018-02-01 13F-HR Nationwide Fund Advisors 70,309 0 -100.00 1,164 0 -100.00
2018-02-14 13F-HR Leonard Rickey Investment Advisors P.l.l.c. 10,057 155
2017-11-27 N-Q State Farm Variable Product Trust (see advisory)
2018-02-14 13F-HR Glen Harbor Capital Management LLC 14,824 18,224 22.94 245 282 15.10
2018-02-28 13F-HR/A-1 FEDERATED INVESTORS INC /PA/ 2,994 0 -100.00 50 0 -100.00
2018-02-02 13F-HR GAMCO INVESTORS, INC. ET AL 829,700 634,000 -23.59 13,732 9,795 -28.67
2018-02-15 13F-HR Phocas Financial Corp. 320,118 0 -100.00 5 0 -100.00
2018-02-14 13F-HR MENDON CAPITAL ADVISORS CORP 500,000 500,000 0.00 8,275 7,725 -6.65
2017-11-28 N-Q Ancora Trust (see advisory)
2018-01-23 13F-HR Baystate Wealth Management LLC 6,115 5,115 -16.35 103 79 -23.30
2018-02-14 13F-HR TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 31,200 31,200 0.00 516 482 -6.59
2017-11-01 N-Q Heartland Group Inc (see advisory)
2017-11-22 N-Q Tiaa Separate Account Va 1 (see advisory)
2018-01-31 13F-HR Front Row Advisors Llc 76 1
2018-03-29 13F-HR/A-1 Marshall Wace North America L.P. 14,091 218
2018-02-28 N-Q Wisdomtree Trust (see advisory)
2017-12-28 N-Q Fidelity Covington Trust (see advisory)
2018-01-10 13F-HR SIMPLEX TRADING, LLC Put 497 492 -1.01 2 2 0.00
2018-01-10 13F-HR SIMPLEX TRADING, LLC 1,016 17,264 1,599.21 16 266 1,562.50
2017-11-09 13F-HR NORDEA INVESTMENT MANAGEMENT AB 12,700 0 -100.00 195 0 -100.00
2017-11-29 N-Q Nuveen Tax-advantaged Dividend Growth Fund (see advisory)
2018-02-14 13F-HR BARCLAYS PLC 1,932 23,841 1,134.01 32 368 1,050.00
2018-02-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 22,000 20,500 -6.82 364 317 -12.91
2017-11-29 N-Q Nuveen Tax Advantaged Total Return Strategy Fund (see advisory)
2018-02-23 13F-HR/A-2 TEACHER RETIREMENT SYSTEM OF TEXAS 0 28,727 0 444
2017-11-02 13F-HR/A-1 Advisor Group, Inc. 63 0 -100.00 0 0
2018-02-02 13F-HR AMERICAN CENTURY COMPANIES INC 1,387,100 1,301,099 -6.20 22,957 20,102 -12.44
2018-01-17 N-Q Ssga Funds (see advisory)
2018-02-14 13F-HR Invesco Ltd. 475,951 443,359 -6.85 7,877 6,849 -13.05
2018-02-14 13F-HR BANK OF AMERICA CORP /DE/ 5,900 159,481 2,603.07 63 2,463 3,809.52
2018-04-17 13F-HR BINGHAM OSBORN & SCARBOROUGH LLC 10,054 10,056 0.02 155 151 -2.58
2018-01-29 13F-HR NORTHEAST INVESTMENT MANAGEMENT 411,249 409,339 -0.46 6,806 6,324 -7.08
2017-11-28 N-Q Variable Insurance Products Fund Iii (see advisory)
2017-11-21 N-Q Dreyfus Investment Portfolios (see advisory)
2018-02-13 13F-HR CIM INVESTMENT MANGEMENT INC 31,470 31,176 -0.93 521 482 -7.49
2018-02-14 13F-HR MASON STREET ADVISORS, LLC 21,295 21,910 2.89 352 339 -3.69
2018-02-14 13F-HR Ancora Advisors, LLC 11,900 11,900 0.00 197 184 -6.60
2017-11-21 N-Q Meeder Funds (see advisory)
2018-02-14 13F-HR Squarepoint Ops LLC 12,535 0 -100.00 207 0 -100.00
2018-02-05 13F-HR MALTESE CAPITAL MANAGEMENT LLC 389,658 383,530 -1.57 6,449 5,926 -8.11
2017-11-06 13F-HR Spot Trading L.l.c. 4,357 1,302 -70.12 67 22 -67.16
2018-01-24 13F-HR IFP Advisors, Inc 55 0 -100.00 1 0 -100.00
2017-11-29 N-Q Crm Mutual Fund Trust (see advisory)
2018-02-16 13F-HR/A-1 Commonwealth Equity Services, Inc 10,365 10,365 0.00 159 172 8.18
2018-02-14 13F-HR Parallax Volatility Advisers, L.P. 12,684 196
2018-02-02 13F-HR COMERICA BANK 88,737 86,380 -2.66 1,398 1,317 -5.79
2018-03-05 13F-HR/A-1 NORGES BANK 909,899 931,489 2.37 15,059 14,392 -4.43
2017-12-28 N-Q Fidelity Securities Fund (see advisory)
2017-11-14 13F-HR ELCO Management Co., LLC 21,803 0 -100.00 335 0 -100.00
2018-02-02 13F-HR HEARTLAND ADVISORS INC 692,473 681,182 -1.63 11,460 10,524 -8.17
2018-02-09 13F-HR CITADEL ADVISORS LLC 103,008 116,277 12.88 1,705 1,797 5.40
2018-02-14 13F-HR Jabre Capital Partners S.A. 140,000 0 -100.00 1,555 0 -100.00

Form N-Q Advisory - Experimental Feature Here!

We have recently started to include coverage of N-Q filers in our ownership database. N-Q forms are unstructured and difficult for machines to parse into accurate financial data.

However, Because of the large number of these institutions and this difficulty in tracking their positions, they represent a significant, yet hidden, market force. In an effort to widen our ownership coverage and provide greater transparency, we are testing various ways to expose these owners in an accurate manner. This early version of the crawler simply identifies mentions of companies in the N-Q forms.

Limitations:

  • We only list underlying securities (the ordinary shares), even though the actual security held might be a derivative or a related bond issue. For example, although the institution is shown on this security page ( BPFH / Boston Private Financial Holdings, Inc. ), the institution may actually own a related security such as a preferred share or a bond. To find out the exact security, click on the institution link and then follow the link to the actual "N-Q".
  • We only list fund sponsors as institutions, even though the security might be held within a fund operated by the listed institution.. For example, the institution listed in the table as the owner is probably a sponsor of a family of ETFs or mutual funds. If so, then this security is owned by a fund or several funds within the family, and not directly owned by the listed institution. The crawler is not yet able to place these holdings within the individual funds. Atain, you must review the actual filing to see the detail.

These limitations are significant but we believe that the increased transparency outweights the limitations. Future revisions of the crawler will resolve these limitations. Use this information at your own risk!

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CUSIP: 101119105