SecurityBNDX / Vanguard Total International Bond ETF (92203J407)
Institutional Owners339
Form N-Q Owners11
Institutional Shares108,932,360 (ex. N-Q)
Institutional Value$ 8,968,060,000 USD (ex. N-Q)

Institutional Stock Ownership and Shareholders

Vanguard Total International Bond ETF (NASDAQ:BNDX) has 339 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 108,932,360 shares. Largest shareholders include Envestnet Asset Management Inc, Bank Of America Corp /de/, Betterment LLC, Charles Schwab Investment Advisory, Inc., FIL Ltd, QS Investors, LLC, Ameriprise Financial Inc, Cambridge Investment Research Advisors, Inc., Royal Bank Of Canada, and LPL Financial LLC.

Vanguard Total International Bond ETF (NASDAQ:BNDX) ownership summary shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

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File DateFormInvestor Opt Prev Shares Current Shares Change
(Percent)
Prev Value (x$1000) Current Value (x$1000) Change
(Percent)
2018-02-09 13F-HR Homrich & Berg 0 3,789 0 206
2018-01-30 13F-HR Hudock Capital Group, LLC 89 89 0.00 4 4 0.00
2018-02-14 13F-HR Ameritas Investment Partners, Inc. 256 256 0.00 13 13 0.00
2018-02-07 13F-HR Sigma Investment Management Co 6,419 6,419 0.00 350 349 -0.29
2018-02-13 13F-HR SCOTIA CAPITAL INC. 53,284 53,836 1.04 2,909 2,927 0.62
2018-02-13 13F-HR Venturi Wealth Management, LLC 0 32,755 0 1,781
2018-02-14 13F-HR FIFTH THIRD BANCORP 2,920 3,244 11.10 159 176 10.69
2018-02-13 13F-HR Axa 76,140 78,940 3.68 4,156 4,292 3.27
2018-02-14 13F-HR Wealthcare Advisory Partners LLC 171 776 353.80 9 42 366.67
2017-11-07 13F-HR Cambridge Investment Research Advisors, Inc. 2,147,103 2,267,156 5.59 116,717 123,764 6.04
2018-02-12 13F-HR Institute for Wealth Management, LLC. 19,484 30,483 56.45 1,064 1,653 55.36
2017-11-02 13F-HR PRUDENTIAL FINANCIAL INC 16,700 0 -100.00 908 0 -100.00
2018-02-08 13F-HR WELLS FARGO & COMPANY/MN 1,428,406 1,464,154 2.50 77,977 79,607 2.09
2018-02-02 13F-HR Seacrest Wealth Management, Llc 754 41
2018-02-13 13F-HR Edge Advisors, Llc 580 581 0.17 31 31 0.00
2018-01-31 13F-HR Alliance Wealth Management Group 139,820 68,820 -50.78 7,636 3,737 -51.06
2018-02-15 13F-HR Capital Directions Investment Advisors, LLC 3 0
2018-02-14 13F-HR Voya Investment Management LLC 0 91,432 0 4,971
2018-02-08 13F-HR Nelson, Van Denburg & Campbell Wealth Management Group, LLC 35,958 40,004 11.25 1,963 2,175 10.80
2018-02-13 13F-HR Crabel Capital Management, Llc 46,261 2,515
2018-02-13 13F-HR WAYNE HUMMER INVESTMENTS L.L.C. 12,480 12,509 0.23 681 680 -0.15
2018-02-13 13F-HR Gyroscope Capital Management Group, LLC 11,256 11,408 1.35 614 620 0.98
2018-02-01 13F-HR Asset Planning Services, Ltd. 5 6 20.00 0 0
2018-01-19 13F-HR Steward Partners Investment Advisory, Llc 10 10 0.00 0 0
2018-01-23 13F-HR WEBSTER BANK, N. A. 2,895 2,420 -16.41 158 131 -17.09
2018-01-23 13F-HR Baystate Wealth Management LLC 564 135 -76.06 31 7 -77.42
2018-01-11 13F-HR First PREMIER Bank 7,453 7,453 0.00 407 405 -0.49
2018-02-13 13F-HR Icon Wealth Partners, Llc 1,001 54
2018-02-08 13F-HR Keel Point, LLC 18,801 23,351 24.20 1,026 1,270 23.78
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 272,580 0 -100.00 14,817 0 -100.00
2017-11-14 13F-HR LifePlan Financial Group, Inc 62,339 67,352 8.04 3,389 3,677 8.50
2018-02-13 13F-HR New England Professional Planning Group Inc. 112,046 30,720 -72.58 6,260 1,670 -73.32
2018-01-30 13F-HR JMG Financial Group, Ltd. 83,512 81,495 -2.42 4,559 4,431 -2.81
2018-02-09 13F-HR BlackRock Inc. 1,120,802 1,115,814 -0.45 61,185 60,667 -0.85
2018-02-09 13F-HR Valeo Financial Advisors, Llc 82 82 0.00 4 4 0.00
2018-02-07 13F-HR Brookstone Capital Management 5,000 5,175 3.50 273 281 2.93
2018-02-08 13F-HR Peak Financial Management, Inc. 216,649 150,719 -30.43 11,827 8,195 -30.71
2018-01-24 13F-HR Vantage Investment Advisors, LLC 67 0 -100.00 4 0 -100.00
2018-01-19 13F-HR Stokes & Hubbell Capital Management, LLC 10,978 10,273 -6.42 599 559 -6.68
2018-02-14 13F-HR TWIN FOCUS CAPITAL PARTNERS, LLC 21,418 25,786 20.39 1,169 1,402 19.93
2018-01-19 13F-HR Personal Capital Advisors Corp 582,872 666,856 14.41 31,819 36,257 13.95
2017-11-21 13F-HR TD Ameritrade Trust Co 33,736 22,307 -33.88 1,841 1,224 -33.51
2018-02-01 13F-HR Tradewinds Capital Management, LLC 7,045 7,082 0.53 385 385 0.00
2018-02-12 13F-HR Alken Asset Management Ltd. 4,327 4,081 -5.69 236 222 -5.93
2018-02-13 13F-HR JP Morgan Chase & Co 1,429,569 1,436,494 0.48 77,969 78,102 0.17
2018-01-11 13F-HR Gierl Augustine Investment Management Inc 33 34 3.03 2 2 0.00
2018-02-07 13F-HR GIRARD PARTNERS LTD. 99,860 122,849 23.02 5,451 6,679 22.53
2018-02-14 13F-HR MILLENNIUM MANAGEMENT LLC 101,769 173,346 70.33 5,556 9,425 69.64
2018-02-13 13F-HR Stellar Capital Management, LLC 7,519 7,969 5.98 410 433 5.61
2018-02-13 13F-HR Evercore Wealth Management, LLC 151 151 0.00 8 8 0.00
2018-02-14 13F-HR IHT Wealth Management, LLC 1,750 14,153 708.74 95 769 709.47
2018-02-15 13F-HR Financial Advocates Investment Management 12,922 703
2018-02-12 13F-HR FMR LLC / Fidelity 134,464 135,472 0.75 7,340 7,366 0.35
2018-01-23 13F-HR CENTRAL TRUST Co 1,450 79
2018-01-25 13F-HR FTB Advisors, Inc. 212,223 245,007 15.45 11,562 13,284 14.89
2018-02-09 13F-HR HENDERSON GROUP PLC 215,126 15,356 -92.86 11,744 835 -92.89
2018-01-24 13F-HR Rathbone Brothers plc 9,900 10,975 10.86 540 597 10.56
2018-02-14 13F-HR NGAM ADVISORS, L.P. 10,433 567
2018-02-05 13F-HR Parkside Financial Bank & Trust 424 0 -100.00 23 0 -100.00
2018-02-09 13F-HR COMERICA SECURITIES INC 54,750 59,129 8.00 2,989 3,215 7.56
2018-01-11 13F-HR HT Partners LLC 279,658 360,933 29.06 15,237 19,577 28.48
2017-10-27 N-Q Fidelity Salem Street Trust (see advisory)
2018-02-06 13F-HR CANANDAIGUA NATIONAL BANK & TRUST CO 126,579 125,866 -0.56 6,910 6,843 -0.97
2018-01-11 13F-HR ROCKLAND TRUST CO 51,758 56,911 9.96 2,825 3,094 9.52
2018-02-05 13F-HR FIRST MERCANTILE TRUST CO 70,679 68,376 -3.26 3,858 3,718 -3.63
2018-02-14 13F-HR BOKF, NA 51,798 50,879 -1.77 2,828 2,766 -2.19
2018-02-07 13F-HR Gradient Investments LLC 0 4,245 0 231
2018-02-12 13F-HR Cambria Investment Management, L.P. 43,642 53,947 23.61 2,382 2,933 23.13
2018-02-08 13F-HR BSW Wealth Partners 10,031 10,054 0.23 548 547 -0.18
2018-02-15 13F-HR GLENMEDE TRUST CO NA 98 98 0.00 5 5 0.00
2018-02-15 13F-HR Bb&t Investment Services, Inc. 749 527 -29.64 40 28 -30.00
2018-02-01 13F-HR Highstreet Asset Management Inc. 3,492 1,543 -55.81 191 84 -56.02
2018-02-09 13F-HR WEDBUSH SECURITIES INC 3,733 4,082 9.35 204 222 8.82
2018-02-13 13F-HR UNITED CAPITAL FINANCIAL ADVISERS, LLC 790,726 808,082 2.19 43,166 43,935 1.78
2018-02-13 13F-HR COLONY GROUP LLC 11,492 10,861 -5.49 627 591 -5.74
2018-02-14 13F-HR Parallax Volatility Advisers, L.P. 1 1 0.00 0 0
2018-02-07 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 7,982 5,170 -35.23 436 281 -35.55
2017-11-15 13F-HR Narus Financial Partners, LLC 5,677 5,825 2.61 309 318 2.91
2017-11-24 N-Q Touchstone Strategic Trust (see advisory)
2018-02-02 13F-HR HARBOUR INVESTMENT MANAGEMENT LLC 35,728 30,902 -13.51 1,950 1,680 -13.85
2018-02-14 13F-HR PANAGORA ASSET MANAGEMENT INC 156,029 162,013 3.84 8,518 8,809 3.42
2018-01-23 13F-HR BFSG, LLC 142,928 145,450 1.76 7,802 7,908 1.36
2018-01-31 13F-HR INVESTMENT PARTNERS LTD /OH/ /ADV 8,195 8,792 7.28 447 478 6.94
2018-02-05 13F-HR Charles Schwab Investment Advisory, Inc. 9,937,818 11,500,901 15.73 542,505 625,304 15.26
2018-01-09 13F-HR Oak Point Wealth Management 31,534 1,722
2018-02-07 13F-HR Verity Asset Management, Inc. 36,348 0 -100.00 1,995 0 -100.00
2018-02-08 13F-HR FAGAN ASSOCIATES, INC. 63,067 63,084 0.03 3,443 3,430 -0.38
2018-02-08 13F-HR TORONTO DOMINION BANK 3,457 1,800 -47.93 188 98 -47.87
2018-02-14 13F-HR Jefferies Group LLC 0 22,894 0 1,245
2018-02-12 13F-HR CITIGROUP INC 754,713 803,887 6.52 41,199 43,708 6.09
2018-01-25 13F-HR Moloney Securities Asset Management, LLC 6,392 6,483 1.42 349 352 0.86
2018-02-09 13F-HR Centaurus Financial, Inc. 4,925 268
2018-01-24 13F-HR IFP Advisors, Inc 38,797 39,412 1.59 2,118 2,143 1.18
2018-02-14 13F-HR ROYAL BANK OF CANADA 1,623,515 1,815,815 11.84 88,629 98,727 11.39
2018-01-25 13F-HR COURIER CAPITAL CORP 11,157 11,377 1.97 609 619 1.64
2018-02-07 13F-HR Carnick & Kubik Group, LLC 10,910 10,910 0.00 596 593 -0.50
2018-01-30 13F-HR ARCADIA INVESTMENT MANAGEMENT CORP/MI 500 500 0.00 27 27 0.00
2018-01-26 N-Q Northern Lights Fund Trust Ii (see advisory)
2018-01-31 13F-HR Retirement Planning Group 13,117 12,342 -5.91 716 671 -6.28
2018-02-14 13F-HR CAPTRUST FINANCIAL ADVISORS 1,775 1,775 0.00 96 97 1.04
2018-02-09 13F-HR Stratos Wealth Partners, LTD. 96,191 102,259 6.31 5,251 5,560 5.88
2018-01-26 13F-HR Cambridge Advisors Inc. 146,505 165,930 13.26 7,998 9,022 12.80
2018-02-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 0 3,900 0 212
2018-01-16 13F-HR FIRST HAWAIIAN BANK 26,602 30,534 14.78 1,452 1,660 14.33
2018-02-14 13F-HR Riggs Asset Managment Co. Inc. 1,664 0 -100.00 91 0 -100.00
2018-01-16 13F-HR BANK OF MONTREAL /CAN/ 30,515 30,495 -0.07 1,666 1,658 -0.48
2017-11-14 13F-HR D'Orazio & Associates, Inc. 13 0 -100.00 1 0 -100.00
2018-02-12 13F-HR Mirae Asset Global Investments Co., Ltd. 1,589,510 1,336,910 -15.89 86,771 72,688 -16.23
2018-02-12 13F-HR Alphastar Capital Management, Llc 42,213 2,309
2018-02-07 13F-HR Financial Advisors Network, Inc. 111,582 120,481 7.98 6,091 6,551 7.55
2018-02-05 13F-HR THOMPSON DAVIS & CO., INC. 410 314 -23.41 22 17 -22.73
2018-02-13 13F-HR MML INVESTORS SERVICES, LLC 155,853 172,025 10.38 8,508 9,353 9.93
2017-11-14 13F-HR Princeton Portfolio Strategies Group LLC 4,147 0 -100.00 225 0 -100.00
2018-02-12 13F-HR COMMERCE BANK 4,491 0 -100.00 244 0 -100.00
2018-02-14 13F-HR NORTHERN TRUST CORP 172,973 175,077 1.22 94 95 1.06
2018-02-14 13F-HR INVESTMENT CENTERS OF AMERICA INC 457,707 0 -100.00 25,004 0 -100.00
2018-01-17 13F-HR DAVENPORT & Co LLC 3,903 212,206
2018-01-30 13F-HR INR ADVISORY SERVICES LLC 356,466 386,348 8.38 19,459 21,006 7.95
2018-02-02 13F-HR COMERICA BANK 134,623 144,675 7.47 7,390 7,842 6.12
2018-02-02 13F-HR RETIREMENT CAPITAL STRATEGIES 304,437 308,616 1.37 16,610 16,779 1.02
2017-10-27 N-Q Northern Lights Fund Trust Iv (see advisory)
2018-02-01 13F-HR TCI Wealth Advisors, Inc. 677 677 0.00 37 37 0.00
2018-02-09 13F-HR Baird Financial Group, Inc. 139,065 142,648 2.58 7,592 7,756 2.16
2018-02-13 13F-HR Moors & Cabot, Inc. 10,095 10,822 7.20 555 589 6.13
2018-02-12 13F-HR Buckingham Asset Management, LLC 8,828 4,511 -48.90 482 245 -49.17
2018-01-29 13F-HR REILLY FINANCIAL ADVISORS, LLC 9 9 0.00 0 0
2018-02-12 13F-HR Quantum Capital Management, LLC / NJ 356,466 0 -100.00 19,459 0 -100.00
2018-01-25 13F-HR Live Your Vision, LLC 1,214 2,078 71.17 66 112 69.70
2018-02-07 13F-HR AGF INVESTMENTS INC. 286 322 12.59 16 18 12.50
2018-02-14 13F-HR MORGAN STANLEY 1,842,423 1,712,702 -7.04 100,577 93,120 -7.41
2018-01-31 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 1,086,725 1,139,799 4.88 59,330 61,975 4.46
2018-02-07 13F-HR Confluence Wealth Management LLC 125,832 164,441 30.68 6,869 8,941 30.16
2018-01-11 13F-HR Trust Co 1,593 1,593 0.00 87 87 0.00
2018-02-05 13F-HR Summit Financial Wealth Advisors, LLC 4,365 237
2018-01-31 13F-HR ASPIRIANT, LLC 106,832 0 -100.00 5,832 0 -100.00
2018-02-07 13F-HR NewFocus Financial Group, LLC 7,481 7,667 2.49 408 417 2.21
2018-02-14 13F-HR Towerpoint Wealth, Llc 99,573 5,414
2018-02-09 13F-HR Raymond James Financial Services Advisors, Inc. 164,430 176,541 7.37 8,976 9,598 6.93
2018-02-13 13F-HR Alphasimplex Group, Llc 25,312 1,376
2018-01-18 13F-HR Endurance Wealth Management, Inc. 36 36 0.00 2 2 0.00
2018-02-13 13F-HR Sawtooth Asset Management, Inc. 0 35,497 0 1,930
2018-01-17 13F-HR FIRST NATIONAL TRUST CO 9,185 0 -100.00 501 0 -100.00
2018-01-18 13F-HR Money Matters Financial Group Inc 6,247 27,565 341.25 341 1,499 339.59
2018-02-08 13F-HR Global Financial Private Capital, LLC 535,694 735,182 37.24 29,244 39,972 36.68
2018-01-22 13F-HR HOWARD CAPITAL MANAGEMENT 10,271 10,271 0.00 561 558 -0.53
2017-10-25 13F-HR Rehmann Capital Advisory Group 110,646 116,511 5.30 6,015 6,360 5.74
2018-02-06 13F-HR Glassman Wealth Services 3,481 9 -99.74 190 0 -100.00
2018-02-14 13F-HR Sja Financial Advisory, Llc 7,985 434
2018-02-02 13F-HR Patten Group, Inc. 615 615 0.00 34 33 -2.94
2018-02-14 13F-HR LPL Financial LLC 542,731 1,718,988 216.73 29,628 93,461 215.45
2018-02-14 13F-HR Hilltop Holdings Inc. 10,787 298,033 2,662.89 589 16,201 2,650.59
2018-02-05 13F-HR Calton & Associates, Inc. 17,218 934
2018-02-13 13F-HR AllSquare Wealth Management LLC 192,526 195,268 1.42 10,510 10,617 1.02
2018-02-09 13F-HR Vestpro Financial Partners, Inc. Dba Cpf Texas 110,717 6,017
2018-01-31 13F-HR Front Row Advisors Llc 675 37
2018-01-19 13F-HR V Wealth Management,LLC 3,810 4,310 13.12 207 233 12.56
2018-02-06 13F-HR AE Wealth Management LLC 0 38,686 0 2,103
2018-01-18 13F-HR Cordasco Financial Network 1,300 1,300 0.00 71 71 0.00
2018-02-08 13F-HR American Investment Services, Inc. 0 7,681 0 418
2018-02-15 13F-HR Westside Investment Management, Inc. 3,132 3,432 9.58 170,880 186,389 9.08
2018-02-08 13F-HR Willingdon Wealth Management 163 185 13.50 9 10 11.11
2018-02-14 13F-HR GOLDMAN SACHS GROUP INC 328,520 98,180 -70.11 17,934 5,338 -70.24
2018-02-08 13F-HR Cetera Advisors LLC 46,128 0 -100.00 2,518 0 -100.00
2018-01-16 13F-HR BLB&B Advisors, LLC 70,148 85,709 22.18 3,829 4,660 21.70
2018-02-14 13F-HR Advisor Group, Inc. 1,136,962 1,429,934 25.77 62,069 77,760 25.28
2018-02-13 13F-HR ASSETMARK, INC 1,395,852 1,597,419 14.44 76,200 86,852 13.98
2018-02-02 13F-HR BlueSky Wealth Advisors, LLC 152,027 157,270 3.45 8,299 8,551 3.04
2018-02-06 13F-HR Northwest Capital Management Inc 72,710 3,953
2018-01-29 13F-HR Sowell Financial Services LLC 8,773 23,599 169.00 481 1,279 165.90
2018-02-02 13F-HR Claraphi Advisory Network, Llc 5,686 309
2017-11-14 13F-HR Bluefin Trading, LLC 6,115 0 -100.00 332 0 -100.00
2018-02-08 13F-HR Castle Rock Wealth Management, Llc 7,807 424
2018-02-01 13F-HR Md Financial Management Inc. 174,062 9,464
2018-02-02 13F-HR Pfg Advisors 5,772 314
2018-01-30 13F-HR WESPAC Advisors, LLC 5,230 0 -100.00 286 0 -100.00
2018-02-14 13F-HR VANGUARD GROUP INC 1,330,371 1,512,079 13.66 72,625 82,211 13.20
2018-02-14 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC 206,942 196,979 -4.81 11,297 10,710 -5.20
2018-01-19 13F-HR HOLLENCREST SECURITIES LLC 27,337 35,072 28.29 1,492 1,907 27.82
2018-01-08 13F-HR MONEYWISE, INC. 56,855 60,587 6.56 3,104 3,294 6.12
2018-02-15 13F-HR Alaska Permanent Capital Management 166,288 169,976 2.22 9,077 9,241 1.81
2018-02-14 13F-HR Sound Income Strategies, Llc 67 4
2018-01-26 13F-HR Legacy Advisors, Llc 100 100 0.00 5 5 0.00
2018-02-06 13F-HR DUBUQUE BANK & TRUST CO 720 39
2018-01-17 13F-HR/A-1 Koshinski Asset Management, Inc. 8,755 8,755 0.00 464,978 465 -99.90
2017-11-13 13F-HR SYNOVUS FINANCIAL CORP 13,242 0 -100.00 718 0 -100.00
2018-01-31 13F-HR Tortoise Investment Management, LLC 8 11 37.50 0 1
2018-01-10 13F-HR CHESLEY TAFT & ASSOCIATES LLC/IL 18,185 18,185 0.00 993 989 -0.40
2018-02-15 13F-HR Mainstreet Investment Advisors Llc 15,000 816
2018-01-09 13F-HR Boston Standard Wealth Management, LLC 234,507 48,140 -79.47 12,802,000 2,618,000 -79.55
2018-01-29 N-Q Saratoga Advantage Trust (see advisory)
2018-01-29 13F-HR Paradigm Financial Advisors, LLC 21,734 21,751 0.08 1,186 1,182 -0.34
2018-01-22 13F-HR Brickley Wealth Management 436,904 23,754
2018-02-13 13F-HR Arcus Capital Partners, LLC 7,783 7,783 0.00 425 423 -0.47
2017-11-07 13F-HR Bouchey Financial Group Ltd 185,715 0 -100.00 10,095 0 -100.00
2018-01-17 13F-HR BENJAMIN F. EDWARDS & COMPANY, INC. 214 2,313 980.84 12 126 950.00
2018-01-11 13F-HR North Star Investment Management Corp. 36,503 37,413 2.49 1,993 2,034 2.06
2018-02-15 13F-HR Apcm Wealth Management For Individuals 72,330 3,932
2017-10-12 13F-HR Hanson McClain, Inc. 1,202 691 -42.51 65 38 -41.54
2018-02-15 13F-HR Laurel Wealth Advisors, Inc. 4,341 4,301 -0.92 236 233 -1.27
2018-02-08 13F-HR Goss Wealth Management LLC 0 4,121 0 224
2017-11-14 13F-HR/A-1 INTL FCSTONE INC. 4,507 0 -100.00 245 0 -100.00
2018-01-30 13F-HR JFS WEALTH ADVISORS, LLC 9,889 14,889 50.56 540 810 50.00
2018-02-14 13F-HR HighTower Advisors, LLC 71,293 76,095 6.74 3,885 4,132 6.36
2018-02-09 13F-HR Valmark Advisers, Inc. 655,755 686,680 4.72 35,798 37,335 4.29
2018-01-11 13F-HR COUNTRY TRUST BANK 204,286 211,907 3.73 11,152 11,521 3.31
2018-02-13 13F-HR Sensible Financial Planning & Management, LLC. 730,864 808,426 10.61 39,898 43,954 10.17
2018-01-25 13F-HR Sumitomo Mitsui Asset Management Company, LTD 4,023 4,735 17.70 219 257 17.35
2018-02-14 13F-HR Wilshire Associates Inc 117,210 113,980 -2.76 6,398 6,197 -3.14
2018-02-15 13F-HR BB&T SECURITIES, LLC 65,132 92,247 41.63 3,555 5,015 41.07
2017-11-14 13F-HR Concert Wealth Management Inc. 4,431 0 -100.00 242 0 -100.00
2018-01-16 13F-HR Gemmer Asset Management LLC 775 42
2018-02-14 13F-HR QS Investors, LLC 4,853,582 2,688,901 -44.60 264,957 146,196 -44.82
2018-01-24 13F-HR HOWE & RUSLING INC 5,760 5,760 0.00 314 313 -0.32
2018-02-14 13F-HR BANK OF AMERICA CORP /DE/ 11,666,001 12,802,549 9.74 636,848 696,074 9.30
2018-02-14 13F-HR Janney Montgomery Scott LLC 406,499 458,664 12.83 22,191 24,938 12.38
2018-01-25 13F-HR VICUS CAPITAL 28,525 27,198 -4.65 1,557 1,479 -5.01
2018-02-06 13F-HR Alpha Omega Wealth Management LLC 110 110 0.00 6 6 0.00
2018-02-12 13F-HR AMERIPRISE FINANCIAL INC 2,284,976 2,268,879 -0.70 124,737 123,205 -1.23
2018-02-13 13F-HR Portfolio Strategies Inc 133 159 19.55 7 9 28.57
2018-02-08 13F-HR Cetera Advisor Networks LLC 38,666 21,527 -44.33 2,109 1,170 -44.52
2018-02-08 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 147,674 290,036 96.40 8,062 15,770 95.61
2018-02-13 13F-HR Polaris Wealth Advisers, LLC 443,351 334,777 -24.49 24,203 18,202 -24.79
2018-01-26 13F-HR FARMERS & MERCHANTS INVESTMENTS INC 34,439 36,928 7.23 1,880 2,008 6.81
2018-02-14 13F-HR WOLVERINE TRADING, LLC Put 4,900 0 -100.00 267 0 -100.00
2018-01-16 13F-HR CWM, LLC 1,236 1,234 -0.16 67 67 0.00
2018-01-12 13F-HR Advocacy Wealth Management Services, LLC 34 2
2017-09-26 N-Q Transamerica Funds (see advisory)
2018-02-12 13F-HR Midwest Professional Planners, Ltd. 235 13
2018-02-14 13F-HR Stadion Money Management, LLC 3,750 4,920 31.20 205 268 30.73
2018-01-22 13F-HR Kohmann Bosshard Financial Services, LLC 71,137 67,897 -4.55 3,883 3,692 -4.92
2018-02-13 13F-HR Parallel Advisors, LLC 79,195 61,792 -21.97 4,341 3,360 -22.60
2018-01-24 13F-HR Unison Advisors Llc 50,935 2,769
2018-02-14 13F-HR Ancora Advisors, LLC 12,826 12,011 -6.35 700 653 -6.71
2018-02-14 13F-HR/A-1 Capital Analysts, Inc. 283,315 297,772 5.10 15,466 16,190 4.68
2018-02-13 13F-HR Freestone Capital Holdings, LLC 4,326 4,677 8.11 236 254 7.63
2018-02-14 13F-HR RAYMOND JAMES & ASSOCIATES 135,237 146,205 8.11 7,383 7,949 7.67
2018-02-12 13F-HR CLS Investments, LLC 0 600 0 33
2018-01-17 13F-HR Creative Planning 13,268 17,236 29.91 724 937 29.42
2018-02-07 13F-HR Cranbrook Wealth Management, LLC 192,065 204,635 6.54 10,485 11,126 6.11
2018-01-16 13F-HR NEXT Financial Group, Inc 767 0 -100.00 42 0 -100.00
2018-02-16 13F-HR Friedenthal Financial 62,455 64,289 2.94 3,409 3,495 2.52
2018-02-08 13F-HR Advisory Services Network, LLC 10,660 14,474 35.78 582 787 35.22
2018-02-13 13F-HR WEXFORD CAPITAL LP 24,767 13,124 -47.01 1,352 714 -47.19
2018-02-13 13F-HR ALLIANCEBERNSTEIN L.P. 110,525 127,975 15.79 6,034 6,958 15.31
2018-02-08 13F-HR PINNACLE FINANCIAL PARTNERS INC 5,047 274
2018-02-14 13F-HR Capstone Financial Advisors, Inc. 30,776 133,416 333.51 1,680 7,254 331.79
2018-02-14 13F-HR Krilogy Financial LLC 309 17
2018-01-22 13F-HR UMB BANK N A/MO 4,910 4,910 0.00 268 267 -0.37
2018-01-16 13F-HR Capital Advisors, Ltd. LLC 8,049 8,052 0.04 439 438 -0.23
2018-02-14 13F-HR Perella Weinberg Partners Capital Management LP 138,936 280,687 102.03 7,585 15,261 101.20
2018-02-14 13F-HR Amerivest Investment Management LLC 444,643 524,210 17.89 24,273 28,501 17.42
2018-02-12 13F-HR SVA Plumb Wealth Management, LLC 24,869 21,211 -14.71 1,358 1,153 -15.10
2017-11-28 N-Q Northern Lights Variable Trust (see advisory)
2018-01-30 13F-HR Burt Wealth Advisors 68,187 69,138 1.39 3,722 3,759 0.99
2018-02-02 13F-HR MEEDER ASSET MANAGEMENT INC 644 35
2018-01-16 13F-HR Portfolio Solutions, LLC 3,236 3,236 0.00 177 176 -0.56
2018-02-14 13F-HR JONES FINANCIAL COMPANIES LLLP 73,047 77,648 6.30 3,988 4,222 5.87
2017-11-15 13F-HR First Heartland Consultants, Inc. 15,177 24,845 63.70 825 1,356 64.36
2018-01-16 13F-HR Baltimore-Washington Financial Advisors, Inc. 44,328 25,629 -42.18 2,420 1,393 -42.44
2017-11-22 N-Q Legg Mason Partners Variable Equity Trust (see advisory)
2018-02-14 13F-HR Patriot Financial Group Insurance Agency, LLC 1,367 1,496 9.44 75 81 8.00
2018-02-05 13F-HR Milestone Group, Inc. 7,772 7,772 0.00 424 423 -0.24
2018-01-17 13F-HR Coastline Trust Co 34,564 40,042 15.85 1,887 2,177 15.37
2018-02-13 13F-HR Compagnie Odier SCA 22,800 0 -100.00 1,245 0 -100.00
2018-02-08 13F-HR OARSMAN CAPITAL, INC. 16,634 904
2018-02-02 13F-HR Sandy Spring Bank 90 90 0.00 5 5 0.00
2018-01-29 13F-HR Lenox Wealth Advisors, Inc. 0 716 0 39
2018-02-16 13F-HR We Are One Seven, Llc 356 19
2018-01-18 13F-HR Carroll Financial Associates, Inc. 58 0 -100.00 3 0 -100.00
2018-02-12 13F-HR Financial Architects, Inc 48,340 71,363 47.63 2,639 3,880 47.03
2018-01-19 13F-HR Mosaic Financial Partners, Inc. 97,368 106,232 9.10 5,315 5,775 8.65
2018-02-12 13F-HR ROOF EIDAM & MAYCOCK/ADV 83,930 52,370 -37.60 4,582 2,847 -37.87
2018-02-09 13F-HR Bank of New York Mellon Corp 1,112,922 1,287,012 15.64 60,755 69,974 15.17
2018-02-14 13F-HR Fortis Advisors, LLC 328 328 0.00 18 18 0.00
2018-02-12 13F-HR ADVANTAGE INVESTMENT MANAGEMENT, LLC 1,736 1,313 -24.37 95 71 -25.26
2018-01-29 13F-HR FINANCIAL CONSULATE, INC 19,236 19,236 0.00 1,050 1,046 -0.38
2018-01-29 13F-HR FIDUCIARY TRUST CO 24,414 32,140 31.65 1,333 1,747 31.06
2018-01-29 13F-HR BB&T CORP 15,420 19,856 28.77 842 1,080 28.27
2017-09-20 13F-HR/A-1 LEVEL FOUR ADVISORY SERVICES, LLC 8,622 0 -100.00 468 0 -100.00
2018-02-12 13F-HR LVW Advisors, LLC 19,683 20,154 2.39 1,074 1,096 2.05
2018-02-14 13F-HR Betterment LLC 10,755,310 12,261,519 14.00 587,132 666,659 13.54
2018-02-02 13F-HR Cribstone Capital Management, LLC 152 152 0.00 8 8 0.00
2018-02-14 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 589,431 810,928 37.58 32,178 44,091 37.02
2017-08-18 13F-HR WFG Advisors, LP 54 54 0.00 3 3 0.00
2018-02-15 13F-HR JANE STREET GROUP, LLC 26,764 4,256 -84.10 1,500 231 -84.60
2018-01-11 13F-HR AMERICAN NATIONAL BANK 6,455 7,412 14.83 352 403 14.49
2017-08-22 N-Q Neiman Funds (see advisory)
2018-02-14 13F-HR Bdo Wealth Advisors, Llc 0 900 0 49
2017-11-24 N-Q Touchstone Variable Series Trust (see advisory)
2018-02-13 13F-HR Mosaic Family Wealth, LLC 44 44 0.00 2 2 0.00
2018-02-09 13F-HR Virtu Financial LLC 16,861 25,342 50.30 920 1,378 49.78
2018-01-12 13F-HR ATRIA INVESTMENTS LLC 210,804 223,214 5.89 11,508 12,136 5.46
2018-02-05 13F-HR Symmetry Partner, LLC 391,693 437,087 11.59 21,383 23,764 11.14
2018-01-29 13F-HR NewSquare Capital LLC 0 167 0 9
2018-02-09 13F-HR Cornerstone Wealth Management, LLC 19,798 21,543 8.81 1,084 1,173 8.21
2017-11-07 13F-HR Mascoma Wealth Management LLC 14,698 0 -100.00 799 0 -100.00
2018-01-18 13F-HR Guidant Wealth Advisors 190,854 226,695 18.78 10,412 14,087 35.30
2018-01-03 13F-HR Washington Trust Bank 194 11
2018-02-14 13F-HR National Planning Corp 377,708 650 -99.83 20,619 35,379 71.58
2018-01-19 13F-HR Bartlett & Co. LLC 4,150 4,150 0.00 227 226 -0.44
2018-02-01 13F-HR PHILLIPS FINANCIAL MANAGEMENT, LLC 424,430 429,097 1.10 23,170 23,300 0.56
2018-01-29 13F-HR Financial Advisory Service, Inc. 100,057 109,125 9.06 5,462 5,933 8.62
2018-02-02 13F-HR C M BIDWELL & ASSOCIATES LTD 744 40
2018-02-12 13F-HR FIL Ltd 3,360,605 3,097,857 -7.82 183,455 168,430 -8.19
2018-02-09 13F-HR Transamerica Financial Advisors, Inc. 265,028 202,539 -23.58 14,468 11,013 -23.88
2018-02-08 13F-HR SEI INVESTMENTS CO 10,666 6,124 -42.58 582 333 -42.78
2018-02-02 13F-HR US BANCORP \DE\ 290,614 284,367 -2.15 15,864 15,462 -2.53
2018-01-29 13F-HR AMERICAN ECONOMIC PLANNING GROUP INC /ADV 10,666 10,666 0.00 582 580 -0.34
2018-02-05 13F-HR Cypress Wealth Services, Llc 5,543 301
2018-02-08 13F-HR First Allied Advisory Services, Inc. 173,902 186,986 7.52 9,490 10,159 7.05
2018-01-30 13F-HR JNBA Financial Advisors 3,211 3,211 0.00 175 175 0.00
2018-02-14 13F-HR ARGI Investment Services, LLC 9,735 6,393 -34.33 531 348 -34.46
2018-02-08 13F-HR D.A. DAVIDSON & CO. 252,835 273,833 8.31 13,802 14,888 7.87
2018-02-06 13F-HR MCF Advisors LLC 15 203 1,253.33 1 11 1,000.00
2018-02-07 13F-HR NWAM LLC 31,855 37,293 17.07 1,739 2,028 16.62
2017-11-22 13F-HR Chicago Partners Investment Group LLC 0 7,320 0 400
2018-01-29 13F-HR TWIN CAPITAL MANAGEMENT INC 117,210 113,980 -2.76 6,398 6,197 -3.14
2018-02-08 13F-HR Cetera Investment Advisers 6,939 6,032 -13.07 381 325 -14.70
2017-10-23 13F-HR Iron Financial, LLC 39,801 0 -100.00 2,164 0 -100.00
2018-02-12 13F-HR Adviser Investments LLC 7,050 7,050 0.00 385 383 -0.52
2018-02-01 13F-HR Ifrah Financial Services, Inc. 55,437 55,803 0.66 3,026 3,034 0.26
2018-02-05 13F-HR Aveo Capital Partners, LLC 4,635 5,173 11.61 253 281 11.07
2018-02-12 13F-HR BANK OF HAWAII 13,754 13,754 0.00 751 748 -0.40
2018-02-08 13F-HR AVIANCE CAPITAL MANAGEMENT, LLC 25,567 21,864 -14.48 1,396 1,189 -14.83
2018-02-14 13F-HR STIFEL FINANCIAL CORP 181,602 187,025 2.99 9,860 10,137 2.81
2018-02-14 13F-HR COLDSTREAM CAPITAL MANAGEMENT INC 4,586 4,994 8.90 250 272 8.80
2018-02-07 13F-HR OLD NATIONAL BANCORP /IN/ 4,462 4,462 0.00 244 243 -0.41
2018-01-10 13F-HR White Lighthouse Investment Management Inc. 26,079 1,418
2018-01-24 13F-HR Yellowstone Partners, LLC 15,900 16,620 4.53 868 904 4.15
2018-02-12 13F-HR SOUTH STATE Corp 10,627 11,802 11.06 580 602 3.79
2018-02-06 13F-HR Prairieview Partners, Llc 319,497 17,371
2018-02-14 13F-HR 1832 Asset Management L.P. 0 225 0 12
2018-02-13 13F-HR CAHILL FINANCIAL ADVISORS INC 25,596 27,053 5.69 1,398 1,471 5.22
2018-02-06 13F-HR Newfound Research LLC 43 48 11.63 2 3 50.00
2018-02-02 13F-HR DOWLING & YAHNKE LLC 43,702 2,376
2018-02-07 13F-HR Sigma Planning Corp 8,807 9,476 7.60 481 515 7.07
2018-02-14 13F-HR THRIVENT FINANCIAL FOR LUTHERANS 686 0 -100.00 37 0 -100.00
2018-02-16 13F-HR/A-1 Commonwealth Equity Services, Inc 439,115 524,791 19.51 23,869 28,648 20.02
2017-11-09 13F-HR Bridgeworth, LLC 4,077 0 -100.00 220 0 -100.00
2017-10-17 13F-HR Cutler Group LP Put 200 0 -100.00 0 0
2018-02-15 13F-HR National Asset Management, Inc. 175,388 207,547 18.34 9,576 11,286 17.86
2018-02-14 13F-HR UBS Group AG 1,337,936 1,394,637 4.24 73,038 75,827 3.82
2018-02-14 13F-HR ZACKS INVESTMENT MANAGEMENT 10,993 13,117 19.32 600 713 18.83
2018-02-09 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 20,610 23,733 15.15 1,126 1,291 14.65
2018-02-06 13F-HR Estate Counselors, LLC 142,600 250,440 75.62 7,785 13,616 74.90
2018-02-13 13F-HR FormulaFolio Investments, LLC 81,295 84,696 4.18 4,438 4,605 3.76
2018-02-06 13F-HR Regal Investment Advisors LLC 8,275 6,834 -17.41 452 372 -17.70
2018-01-02 13F-HR American Financial Network Advisory Services Llc 2,020 1,062 -47.43 110 58 -47.27
2018-02-07 13F-HR Private Advisor Group, LLC 177,702 68,952 -61.20 9,696 3,745 -61.38
2017-11-13 13F-HR FORT WASHINGTON INVESTMENT ADVISORS INC /OH/ 4,900 0 -100.00 266 0 -100.00
2018-01-10 13F-HR Bogart Wealth, Llc 81 81 0.00 4 4 0.00
2018-02-09 13F-HR SII INVESTMENTS INC/WI 697,080 411,157 -41.02 38,047 22,353 -41.25
2018-01-31 13F-HR IFC Holdings Incorporated/FL 1,017,309 1,018,423 0.11 55,530 55,361 -0.30
2018-01-30 13F-HR Huber Financial Advisors, Llc 461,640 25,099
2018-02-08 13F-HR Atlanta Capital Group 11,343 9,818 -13.44 619 534 -13.73
2018-01-18 13F-HR FC Advisory LLC 133,668 135,420 1.31 7,297 7,363 0.90
2017-11-17 13F-HR Garde Capital, Inc. 49,117 30,675 -37.55 2,670 1,675 -37.27
2018-02-12 13F-HR Riverglades Family Offices Llc 86,463 4,701
2018-01-18 13F-HR REGIONS FINANCIAL CORP 12,820 12,653 -1.30 700 688 -1.71
2018-02-07 13F-HR GREAT LAKES ADVISORS, LLC 74,624 74,271 -0.47 4,074 4,038 -0.88
2018-01-03 13F-HR Hefty Wealth Partners 97,686 103,632 6.09 5,333 5,634 5.64
2018-02-13 13F-HR LINCOLN NATIONAL CORP 5,354 11,715 118.81 292 637 118.15
2018-02-12 13F-HR Commonwealth Equity Services, Llc. 726,181 39,482
2018-02-14 13F-HR Covington Capital Management 34 34 0.00 2 2 0.00
2018-02-09 13F-HR Acorn Advisory Capital L.p. 25,600 1,392
2017-11-13 13F-HR ENVESTNET ASSET MANAGEMENT INC 15,421,131 17,511,880 13.56 838,294 955,975 14.04
2017-11-29 N-Q Natixis Funds Trust Ii (see advisory)
2018-01-19 13F-HR/A-1 Affiance Financial, Llc 3,849 4,523 17.51 204 246 20.59
2018-01-22 13F-HR Interactive Financial Advisors 103,900 106,720 2.71 5,672 5,802 2.29
2017-10-13 13F-HR Legacy Private Trust Co. 5,399 0 -100.00 293 0 -100.00
2018-02-09 13F-HR FDx Advisors, Inc. 107,459 95,906 -10.75 5,866 5,214 -11.11

Form N-Q Advisory - Experimental Feature Here!

We have recently started to include coverage of N-Q filers in our ownership database. N-Q forms are unstructured and difficult for machines to parse into accurate financial data.

However, Because of the large number of these institutions and this difficulty in tracking their positions, they represent a significant, yet hidden, market force. In an effort to widen our ownership coverage and provide greater transparency, we are testing various ways to expose these owners in an accurate manner. This early version of the crawler simply identifies mentions of companies in the N-Q forms.

Limitations:

  • We only list underlying securities (the ordinary shares), even though the actual security held might be a derivative or a related bond issue. For example, although the institution is shown on this security page ( BNDX / Vanguard Total International Bond ETF ), the institution may actually own a related security such as a preferred share or a bond. To find out the exact security, click on the institution link and then follow the link to the actual "N-Q".
  • We only list fund sponsors as institutions, even though the security might be held within a fund operated by the listed institution.. For example, the institution listed in the table as the owner is probably a sponsor of a family of ETFs or mutual funds. If so, then this security is owned by a fund or several funds within the family, and not directly owned by the listed institution. The crawler is not yet able to place these holdings within the individual funds. Atain, you must review the actual filing to see the detail.

These limitations are significant but we believe that the increased transparency outweights the limitations. Future revisions of the crawler will resolve these limitations. Use this information at your own risk!

CUSIP: 92203J407