Stock Institutional Ownership and Shareholders

SecurityBLCM / Bellicum Pharmaceuticals, Inc. (079481107)
President and CEOFair Richard A.
Institutional Owners91
Institutional Shares18,519,635
Outstanding Shares33,178,611 (as of 2017-09-30)
Institutional Value$ 217,456,000 USD

Bellicum Pharmaceuticals, Inc. (NASDAQ:BLCM) has 91 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 18,519,635 shares. Largest shareholders include Baker Brothers Advisors LP, FMR LLC / Fidelity, BlackRock Inc., JP Morgan Chase & Co, Vanguard Group Inc, State Street Corp, Point72 Asset Management, L.P., Morgan Stanley, Susquehanna International Group, Llp, and Northern Trust Corp.



Bellicum Pharmaceuticals, Inc. (NASDAQ:BLCM) ownership summary shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev Shares Current Shares Change
(Percent)
Prev Value (x$1000) Current Value (x$1000) Change
(Percent)
2018-01-17 13F-HR Cutler Group LP Call 91,600 4,300 -95.31 123 3 -97.56
2017-11-15 13F-HR GROUP ONE TRADING, L.P. Call 3,200 6,200 93.75 37 72 94.59
2017-11-08 13F-HR D.A. DAVIDSON & CO. 40,600 47,650 17.36 474 550 16.03
2017-08-10 13F-HR AMERIPRISE FINANCIAL INC 192,501 0 -100.00 2,375 0 -100.00
2017-11-13 13F-HR MCDANIEL TERRY & CO 68,271 35,900 -47.42 797 415 -47.93
2017-11-07 13F-HR Commonwealth Equity Services, Inc 12,300 142
2017-11-08 13F-HR Plante Moran Financial Advisors, LLC 350 350 0.00 4 4 0.00
2017-10-30 13F-HR MACROVIEW INVESTMENT MANAGEMENT LLC 70 0 -100.00 1 0 -100.00
2017-11-09 13F-HR AMERICAN INTERNATIONAL GROUP INC 16,854 18,216 8.08 197 210 6.60
2017-11-17 13F-HR/A-1 Virtu Financial LLC 29,358 339
2017-08-10 13F-HR FRANKLIN RESOURCES INC 651,800 0 -100.00 8,043 0 -100.00
2017-11-30 13F-HR Asset Planning Services, Ltd. 350 4
2017-11-14 13F-HR Integral Derivatives, LLC Call 13,300 154
2017-11-13 13F-HR Foresite Capital Management III, LLC 452,727 0 -100.00 5,288 0 -100.00
2017-11-14 13F-HR GEODE CAPITAL MANAGEMENT, LLC 201,801 221,273 9.65 2,357 2,555 8.40
2017-11-14 13F-HR UBS Group AG 10,714 15,367 43.43 125 178 42.40
2017-11-13 13F-HR CITIGROUP INC 179 1,214 578.21 2 14 600.00
2018-01-10 13F-HR SIMPLEX TRADING, LLC Call 305 169 -44.59 92 21 -77.17
2017-08-14 13F-HR HBK INVESTMENTS L P 30,000 0 -100.00 370 0 -100.00
2017-11-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 496 596 20.16 6 7 16.67
2017-11-14 13F-HR Point72 Asset Management, L.P. 0 408,900 0 4,723
2017-11-13 13F-HR ALLIANCEBERNSTEIN L.P. 33,200 33,200 0.00 388 383 -1.29
2017-11-13 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 107,154 124,852 16.52 1,252 1,442 15.18
2017-11-14 13F-HR BALYASNY ASSET MANAGEMENT LLC 16,700 193
2017-10-20 13F-HR MEEDER ASSET MANAGEMENT INC 107 91 -14.95 1 1 0.00
2017-11-14 13F-HR TUDOR INVESTMENT CORP ET AL 13,023 0 -100.00 152 0 -100.00
2017-11-13 13F-HR RAYMOND JAMES & ASSOCIATES 35,958 54,525 51.64 420 630 50.00
2017-11-14 13F-HR Baker Brothers Advisors LP 5,032,313 5,032,313 0.00 58,777 58,123 -1.11
2017-08-14 13F-HR Clearline Capital LP 55,200 0 -100.00 681 0 -100.00
2017-10-19 13F-HR Winslow, Evans & Crocker, Inc. 825 130 -84.24 9,636 1,502 -84.41
2017-11-14 13F-HR DAFNA Capital Management LLC 20,000 20,000 0.00 234 231 -1.28
2017-11-22 13F-HR Steward Partners Investment Advisory, Llc 880 880 0.00 10 10 0.00
2017-08-14 13F-HR Connor, Clark & Lunn Investment Management Ltd. 11,925 0 -100.00 147 0 -100.00
2017-11-08 13F-HR HAP Trading, LLC Call 12,300 7
2017-07-31 13F-HR Eagle Ridge Investment Management 11,666 0 -100.00 144 0 -100.00
2017-08-14 13F-HR EVENTIDE ASSET MANAGEMENT, LLC 130,000 0 -100.00 1,604 0 -100.00
2017-11-13 13F-HR Tekla Capital Management LLC 60,000 60,000 0.00 701 693 -1.14
2017-10-23 13F-HR Nationwide Fund Advisors 15,530 15,530 0.00 181 179 -1.10
2017-11-06 13F-HR Advisor Group, Inc. 1,292 1,650 27.71 15 20 33.33
2017-11-14 13F-HR THRIVENT FINANCIAL FOR LUTHERANS 10,000 116
2017-11-15 13F-HR Ameritas Investment Partners, Inc. 2,385 2,385 0.00 28 25 -10.71
2017-11-09 13F-HR WELLS FARGO & COMPANY/MN 81,065 75,003 -7.48 947 866 -8.55
2017-11-14 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 22,319 22,786 2.09 261 263 0.77
2017-11-20 13F-HR/A-1 SUSQUEHANNA INTERNATIONAL GROUP, LLP 270,674 370,193 36.77 3,161 4,276 35.27
2017-08-14 13F-HR Point72 Asia (Hong Kong) Ltd 2,293 0 -100.00 28 0 -100.00
2017-11-06 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 28,000 28,000 0.00 327 323 -1.22
2017-11-13 13F-HR NORTHERN TRUST CORP 341,555 343,775 0.65 3,989 3,971 -0.45
2017-11-13 13F-HR DIMENSIONAL FUND ADVISORS LP 40,563 42,267 4.20 474 488 2.95
2017-08-14 13F-HR BlueCrest Capital Management Ltd 17,589 0 -100.00 217 0 -100.00
2017-08-04 13F-HR MARSHALL WACE ASIA Ltd 14,783 0 -100.00 177 0 -100.00
2018-01-10 13F-HR FRANKLIN STREET ADVISORS INC /NC 12,285 48,285 293.04 142 406 185.92
2017-08-14 13F-HR Pine River Capital Management L.P. 50,000 0 -100.00 617 0 -100.00
2017-11-13 13F-HR Allianz Asset Management AG 20,582 19,559 -4.97 240 226 -5.83
2017-08-04 13F-HR Marshall Wace North America L.P. 14,783 0 -100.00 177 0 -100.00
2017-11-06 13F-HR RHUMBLINE ADVISERS 30,668 30,728 0.20 358 355 -0.84
2017-11-20 13F-HR/A-1 SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 13,400 57,400 328.36 165 663 301.82
2018-01-17 13F-HR Creative Planning 155,647 155,547 -0.06 1,798 1,308 -27.25
2017-11-14 13F-HR MILLENNIUM MANAGEMENT LLC 127,839 0 -100.00 1,493 0 -100.00
2017-08-11 13F-HR KCG HOLDINGS, INC. 14,889 62,287 318.34 203 728 258.62
2017-11-13 13F-HR MUFG Americas Holdings Corp 150 150 0.00 2 2 0.00
2017-11-14 13F-HR ROYAL BANK OF CANADA 1,640 3,866 135.73 19 44 131.58
2017-10-25 13F-HR Clear Harbor Asset Management, LLC 10,000 13,850 38.50 118 160 35.59
2017-07-28 13F-HR SUFFOLK CAPITAL MANAGEMENT LLC 63,527 0 -100.00 784 0 -100.00
2017-08-10 13F-HR CAPITAL FUND MANAGEMENT S.A. 43,700 0 -100.00 539 0 -100.00
2017-08-14 13F-HR PERCEPTIVE ADVISORS LLC 86,200 0 -100.00 1,064 0 -100.00
2017-11-15 13F-HR GROUP ONE TRADING, L.P. 3,083 18,574 502.47 36 215 497.22
2017-10-13 13F-HR Vigilant Capital Management, LLC 300 300 0.00 4 3 -25.00
2017-07-28 13F-HR RONALD BLUE & CO LLC 10,000 117
2017-11-14 13F-HR Vident Investment Advisory, LLC 106,324 109,646 3.12 1,242 1,266 1.93
2017-11-14 13F-HR Compagnie Odier SCA 1,500 1,500 0.00 18 17 -5.56
2017-11-14 13F-HR CREDIT SUISSE AG/ 0 22,850 0 264
2017-11-08 13F-HR HARVEY CAPITAL MANAGEMENT INC 39,700 458
2017-11-14 13F-HR FRED ALGER MANAGEMENT INC 48,000 0 -100.00 561 0 -100.00
2017-11-14 13F-HR HighTower Advisors, LLC 38,007 36,700 -3.44 448 430 -4.02
2017-11-14 13F-HR VANGUARD GROUP INC 1,206,436 1,212,275 0.48 14,092 14,003 -0.63
2017-08-11 13F-HR Renaissance Technologies LLC 227,200 0 -100.00 2,804 0 -100.00
2017-11-14 13F-HR JANE STREET GROUP, LLC 14,339 19,118 33.33 167 221 32.34
2017-08-14 13F-HR QVT Financial LP 300,723 0 -100.00 3,711 0 -100.00
2017-11-01 13F-HR STATE OF WISCONSIN INVESTMENT BOARD 20,000 20,000 0.00 234 231 -1.28
2017-11-09 13F-HR Legal & General Group Plc 5,733 6,948 21.19 67 80 19.40
2017-11-09 13F-HR CITADEL ADVISORS LLC Put 25,800 33,000 27.91 301 381 26.58
2017-11-20 13F-HR/A-1 SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 168,800 100,900 -40.23 1,972 1,165 -40.92
2017-11-14 13F-HR MORGAN STANLEY 249,299 370,667 48.68 2,912 4,281 47.01
2017-08-16 13F-HR WASATCH ADVISORS INC 30,525 0 -100.00 377 0 -100.00
2017-10-24 13F-HR TCI Wealth Advisors, Inc. 500 600 20.00 6 7 16.67
2017-11-13 13F-HR Pacad Investment Ltd. 32,800 1,800 -94.51 383 21 -94.52
2017-11-14 13F-HR Pacific Center for Financial Services 200 2
2017-11-14 13F-HR DEUTSCHE BANK AG\ 93,323 85,782 -8.08 1,088 990 -9.01
2018-01-17 13F-HR Edge Wealth Management LLC 700 0 -100.00 8 0 -100.00
2018-01-17 13F-HR BENJAMIN F. EDWARDS & COMPANY, INC. 200 200 0.00 2 2 0.00
2017-11-14 13F-HR Cubist Systematic Strategies, LLC 0 14,184 0 164
2018-01-16 SC 13G/A JP Morgan Chase & Co 2,120,573 2,341,568 10.42
2017-08-14 13F-HR venBio Select Advisor LLC 125,000 0 -100.00 1,543 0 -100.00
2017-08-14 13F-HR Mount Lucas Management LP 3,500 0 -100.00 43 0 -100.00
2017-11-09 13F-HR CITADEL ADVISORS LLC 64,986 206,036 217.05 759 2,379 213.44
2017-09-27 13F-HR/A-1 Sabby Management, LLC 72,500 0 -100.00 895 0 -100.00
2017-11-08 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 0 16,370 0 189
2017-11-13 13F-HR ProShare Advisors LLC 19,393 20,584 6.14 227 238 4.85
2017-11-14 13F-HR Tower Research Capital LLC (TRC) 100 5,304 5,204.00 1 61 6,000.00
2018-01-17 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 131,217 106,189 -19.07 1,516 894 -41.03
2018-01-10 13F-HR SIMPLEX TRADING, LLC Put 149 159 6.71 43 61 41.86
2017-11-13 13F-HR KNOTT DAVID M 19,984 56,984 185.15 233 658 182.40
2017-11-13 13F-HR Foresite Capital Management II, LLC 50,559 0 -100.00 591 0 -100.00
2017-11-06 13F-HR Bank of New York Mellon Corp 122,773 120,683 -1.70 1,434 1,394 -2.79
2017-08-01 13F-HR Trexquant Investment LP 17,083 0 -100.00 211 0 -100.00
2017-08-11 13F-HR UNIVERSITY OF NOTRE DAME DU LAC 210,260 0 -100.00 2,595 0 -100.00
2017-11-13 13F-HR FMR LLC / Fidelity 2,790,142 2,731,342 -2.11 32,589 31,547 -3.20
2017-11-14 13F-HR BANK OF AMERICA CORP /DE/ 8,649 14,159 63.71 101 163 61.39
2017-08-03 13F-HR LMR Partners LLP 270,594 0 -100.00 3,339 0 -100.00
2017-11-14 13F-HR AQR CAPITAL MANAGEMENT LLC 16,661 192
2018-01-10 13F-HR Berson & Corrado Investment Advisors, LLC 88,072 73,232 -16.85 1,017 616 -39.43
2017-11-14 13F-HR STATE STREET CORP 416,966 430,457 3.24 4,872 4,971 2.03
2017-11-14 13F-HR BlackRock Inc. 2,201,509 2,350,761 6.78 25,713 27,151 5.59
2018-01-10 13F-HR SIMPLEX TRADING, LLC 12,576 4,823 -61.65 145 40 -72.41
2017-10-23 13F-HR FOX RUN MANAGEMENT, L.L.C. 28,100 0 -100.00 328 0 -100.00
2017-11-14 13F-HR BARCLAYS PLC 8,443 49,282 483.70 99 569 474.75
2017-11-14 13F-HR D. E. Shaw & Co., Inc. 28,695 29,287 2.06 335 338 0.90
2017-11-27 13F-HR/A-1 SPHERA FUNDS MANAGEMENT LTD. 250,000 0 -100.00 2,920 0 -100.00
2017-11-13 13F-HR US BANCORP \DE\ 1,000 1,107 10.70 12 13 8.33
2018-01-17 13F-HR Cutler Group LP 7,615 8,378 10.02 87 70 -19.54
2017-11-13 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 48,146 44,646 -7.27 562 516 -8.19
2017-08-17 13F-HR Dynamic Technology Lab Private Ltd 22,447 0 -100.00 277 0 -100.00
2017-11-13 13F-HR TEACHERS ADVISORS INC 79,471 82,883 4.29 928 957 3.13
2017-08-10 13F-HR EMORY UNIVERSITY 164,607 0 -100.00 2,031 0 -100.00
2017-11-15 13F-HR GROUP ONE TRADING, L.P. Put 12,400 23,100 86.29 145 267 84.14
2017-11-07 13F-HR Quantbot Technologies LP 3,539 21 -99.41 41 0 -100.00
2017-11-09 13F-HR CITADEL ADVISORS LLC Call 10,600 14,900 40.57 124 172 38.71
2017-08-10 13F-HR FNY Partners Fund LP 1,100 0 -100.00 13 0 -100.00
2017-11-14 13F-HR NUMERIC INVESTORS LLC 97,380 29,462 -69.75 1,137 340 -70.10
2017-11-14 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ 143,190 155,400 8.53 1,672 1,795 7.36
2017-11-08 13F-HR Artal Group S.A. Call 200,000 2,310
2018-01-17 13F-HR Cutler Group LP Put 21,400 1,200 -94.39 38 3 -92.11
2017-11-03 13F-HR Swiss National Bank 44,300 44,300 0.00 517 512 -0.97
2017-11-14 13F-HR Voya Investment Management LLC 11,319 11,319 0.00 132 131 -0.76
2017-11-02 13F-HR PRINCIPAL FINANCIAL GROUP INC 84,820 85,095 0.32 991 983 -0.81
2017-11-03 13F-HR BNP PARIBAS ARBITRAGE, SA 2,629 2,629 0.00 30,707 30,365 -1.11
2017-11-14 13F-HR GOLDMAN SACHS GROUP INC 138,000 129,603 -6.08 1,612 1,497 -7.13
2017-11-13 13F-HR KENNEDY CAPITAL MANAGEMENT, INC. 106,021 0 -100.00 1,238 0 -100.00
CUSIP: 079481107