Institutional and Fund Ownership

SecurityBLCM / Bellicum Pharmaceuticals, Inc.
President and CEOFair Richard A.
Institutional Owners87
Institutional Shares18,541,518
Outstanding Shares33,074,463 (as of 2017-06-30)

Bellicum Pharmaceuticals, Inc. (NASDAQ:BLCM) has 87 institutional investors that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 18,541,518 shares. Major holders include Baker Brothers Advisors LP, Fmr Llc, Jp Morgan Chase & Co, BlackRock Inc., and Vanguard Group Inc.


Bellicum Pharmaceuticals, Inc. (NASDAQ:BLCM) ownership summary shows current positions in the company by institutions and funds, as well as latest changes in position size. Owners can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions.

File DateFormInvestor Opt Prev Shares Current Shares Change
(Percent)
Prev Value (x$1000) Current Value (x$1000) Change
(Percent)
2017-08-09 13F-HR Swiss National Bank * 44,300 44,300 0.00 547 517 -5.48
2017-08-14 13F-HR FRED ALGER MANAGEMENT INC * 50,000 48,000 -4.00 617 561 -9.08
2017-08-14 13F-HR HBK INVESTMENTS L P * 30,000 0 -100.00 370 0 -100.00
2017-08-01 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC * 73,666 89,222 21.12 910 1,043 14.62
2017-08-11 13F-HR VANGUARD GROUP INC * 1,061,582 1,206,436 13.65 13,100 14,092 7.57
2017-08-11 13F-HR AMERICAN INTERNATIONAL GROUP INC * 12,902 16,854 30.63 159 197 23.90
2017-08-14 13F-HR venBio Select Advisor LLC * 125,000 0 -100.00 1,543 0
2017-08-11 13F-HR MACROVIEW INVESTMENT MANAGEMENT LLC * 70 1
2017-08-14 13F-HR QVT Financial LP * 300,723 0 -100.00 3,711 0 -100.00
2017-07-25 13F-HR Plante Moran Financial Advisors, LLC * 350 4
2017-07-26 13F-HR BENJAMIN F. EDWARDS & COMPANY, INC. * 400 300 -25.00 5 4 -20.00
2017-08-04 13F-HR Marshall Wace North America L.P. * 14,783 0 -100.00 177 0 -100.00
2017-08-14 13F-HR Baker Brothers Advisors LP * 5,032,313 5,032,313 0.00 62,099 58,777 -5.35
2017-08-10 13F-HR ALLIANCEBERNSTEIN L.P. * 19,400 33,200 71.13 239 388 62.34
2017-08-14 13F-HR HighTower Advisors, LLC * 38,007 448
2017-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP * Call 13,400 165
2017-08-14 13F-HR TUDOR INVESTMENT CORP ET AL * 68,061 13,023 -80.87 840 152 -81.90
2017-08-07 13F-HR MUFG Americas Holdings Corp * 80 150 87.50 1 2 100.00
2017-08-10 13F-HR AMERIPRISE FINANCIAL INC * 192,501 0 -100.00 2,375 0 -100.00
2017-08-11 13F-HR ProShare Advisors LLC * 16,880 19,393 14.89 208 227 9.13
2017-08-10 13F-HR BlackRock Inc. * 1,670,756 2,201,509 31.77 20,618 25,713 24.71
2017-08-14 13F-HR BlueCrest Capital Management Ltd * 17,589 0 -100.00 217 0 -100.00
2017-08-14 13F-HR GROUP ONE TRADING, L.P. * Call 3,200 37
2017-08-14 13F-HR Tekla Capital Management LLC * 60,000 60,000 0.00 740 701 -5.27
2017-08-14 13F-HR Foresite Capital Management III, LLC * 918,000 452,727 -50.68 11,328 5,288 -53.32
2017-07-11 13F-HR Cutler Group LP * Put 19,300 46
2017-08-11 13F-HR CITADEL ADVISORS LLC * Put 25,800 301
2017-07-11 13F-HR Cutler Group LP * 15,802 1,482 -90.62 194 17 -91.24
2017-08-11 13F-HR MORGAN STANLEY * 374,615 249,299 -33.45 4,623 2,912 -37.01
2017-08-14 13F-HR RAYMOND JAMES & ASSOCIATES * 35,958 420
2017-08-14 13F-HR GROUP ONE TRADING, L.P. * Put 12,400 145
2017-08-10 13F-HR TEACHERS ADVISORS INC * 35,748 79,471 122.31 441 928 110.43
2017-08-14 13F-HR PERCEPTIVE ADVISORS LLC * 86,200 0 -100.00 1,064 0 -100.00
2017-08-14 13F-HR Mount Lucas Management LP * 3,500 0 -100.00 43 0 -100.00
2017-07-13 13F-HR MEEDER ASSET MANAGEMENT INC * 333 107 -67.87 4 1 -75.00
2017-08-14 13F-HR NUMERIC INVESTORS LLC * 0 97,380 0 1,137
2017-08-15 13F-HR Ameritas Investment Partners, Inc. * 1,633 2,385 46.05 20 28 40.00
2017-08-11 13F-HR DIMENSIONAL FUND ADVISORS LP * 40,563 474
2017-08-02 13F-HR RHUMBLINE ADVISERS * 23,419 30,668 30.95 289 358 23.88
2017-08-14 13F-HR Point72 Asia (Hong Kong) Ltd * 2,293 0 -100.00 28 0 -100.00
2017-08-08 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) * 17,770 0 -100.00 219 0 -100.00
2017-08-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP * Put 168,800 1,972
2017-08-11 13F-HR NEW YORK STATE COMMON RETIREMENT FUND * 21,401 28,000 30.84 264 327 23.86
2017-08-15 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE * 17,635 22,319 26.56 218 261 19.72
2017-05-15 13F-HR Invesco Ltd. * 73,252 0 -100.00 998 0 -100.00
2017-08-14 13F-HR Clearline Capital LP * 55,200 0 -100.00 681 0 -100.00
2017-08-09 13F-HR SPHERA FUNDS MANAGEMENT LTD. * 200,000 250,000 25.00 2,468 2,920 18.31
2017-08-14 13F-HR Compagnie Odier SCA * 0 1,500 0 18
2017-08-11 13F-HR D.A. DAVIDSON & CO. * 35,850 40,600 13.25 442 474 7.24
2017-08-14 13F-HR D. E. Shaw & Co., Inc. * 28,695 335
2017-08-14 13F-HR DAFNA Capital Management LLC * 20,000 20,000 0.00 247 234 -5.26
2017-08-14 13F-HR Foresite Capital Management II, LLC * 105,000 50,559 -51.85 1,296 591 -54.40
2017-08-14 13F-HR Connor, Clark & Lunn Investment Management Ltd. * 11,925 0 -100.00 147 0 -100.00
2017-07-12 13F-HR SIMPLEX TRADING, LLC * Put 239 21
2017-07-11 13F-HR Cutler Group LP * Call 94,900 174
2017-07-12 13F-HR SIMPLEX TRADING, LLC * Call 327 19
2017-08-11 13F-HR Vident Investment Advisory, LLC * 56,585 106,324 87.90 698 1,242 77.94
2017-08-14 13F-HR EVENTIDE ASSET MANAGEMENT, LLC * 130,000 0 -100.00 1,604 0 -100.00
2017-03-27 13F-HR ADVANTAGE INVESTMENT MANAGEMENT, LLC * 200 4
2017-05-15 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC * 44,716 13,354 -70.14 609 165 -72.91
2017-08-14 13F-HR GROUP ONE TRADING, L.P. * 0 3,083 0 36
2017-05-15 13F-HR Squarepoint Ops LLC * 10,787 0 -100.00 147 0 -100.00
2017-07-31 13F-HR Eagle Ridge Investment Management * 11,666 0 -100.00 144 0 -100.00
2017-08-03 13F-HR Legal & General Group Plc * 4,746 5,733 20.80 58 67 15.52
2017-08-10 13F-HR CAPITAL FUND MANAGEMENT S.A. * 43,700 0 -100.00 539 0 -100.00
2017-08-16 13F-HR WASATCH ADVISORS INC * 30,525 0 -100.00 377 0 -100.00
2017-08-03 13F-HR LMR Partners LLP * 270,594 0 -100.00 3,339 0 -100.00
2017-08-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP * 304,962 270,674 -11.24 3,763 3,161 -16.00
2017-07-28 13F-HR SUFFOLK CAPITAL MANAGEMENT LLC * 63,527 0 -100.00 784 0 -100.00
2017-08-03 13F-HR Bank of New York Mellon Corp * 95,934 122,773 27.98 1,184 1,434 21.11
2017-08-08 13F-HR Pacad Investment Ltd. * 0 32,800 0 383
2017-08-14 13F-HR GOLDMAN SACHS GROUP INC * 42,664 138,000 223.46 526 1,612 206.46
2017-08-14 13F-HR UBS Group AG * 1,400 10,714 665.29 17 125 635.29
2017-05-19 13F-HR Tower Research Capital LLC (TRC) * 5,402 100 -98.15 73 1 -98.63
2017-08-11 13F-HR FMR LLC * 2,858,677 2,790,142 -2.40 35,276 32,589 -7.62
2017-08-14 13F-HR Voya Investment Management LLC * 11,319 132
2017-08-11 13F-HR CITIGROUP INC * 156 179 14.74 2 2 0.00
2017-08-10 13F-HR MCDANIEL TERRY & CO * 76,112 68,271 -10.30 939 797 -15.12
2017-07-12 13F-HR SIMPLEX TRADING, LLC * 7,934 4,202 -47.04 97 49 -49.48
2017-07-14 13F-HR Vigilant Capital Management, LLC * 300 4
2017-08-03 13F-HR STATE OF WISCONSIN INVESTMENT BOARD * 20,000 234
2017-05-10 13F-HR SG Americas Securities, LLC * 15,109 0 -100.00 206 0 -100.00
2017-08-11 13F-HR CITADEL ADVISORS LLC * 35,430 64,986 83.42 438 759 73.29
2017-07-25 13F-HR Clear Harbor Asset Management, LLC * 10,000 118
2017-08-01 13F-HR Trexquant Investment LP * 17,083 0 -100.00 211 0 -100.00
2017-08-11 13F-HR NORTHERN TRUST CORP * 263,795 341,555 29.48 3,255 3,989 22.55
2017-05-12 13F-HR Monashee Investment Management LLC * 1,974
2017-08-10 13F-HR FNY Partners Fund LP * 1,100 0 -100.00 13 0 -100.00
2017-08-11 13F-HR Advisor Group, Inc. * 1,273 1,292 1.49 15 15 0.00
2017-08-03 13F-HR BNP PARIBAS ARBITRAGE, SA * 10 2,629 26,190.00 123 30,707 24,865.04
2017-08-11 13F-HR KCG HOLDINGS, INC. * 14,889 62,287 318.34 203 728 258.62
2017-08-14 13F-HR Pine River Capital Management L.P. * 50,000 0 -100.00 617 0
2017-08-11 13F-HR KNOTT DAVID M * 10,584 19,984 88.81 131 233 77.86
2017-08-11 13F-HR Quantbot Technologies LP * 0 3,539 0 41
2017-08-10 13F-HR WELLS FARGO & COMPANY/MN * 76,081 81,065 6.55 939 947 0.85
2017-07-14 13F-HR Winslow, Evans & Crocker, Inc. * 825 9,636
2017-08-14 13F-HR Cubist Systematic Strategies, LLC * 9,901 0 -100.00 122 0 -100.00
2017-07-10 13F-HR FOX RUN MANAGEMENT, L.L.C. * 13,826 28,100 103.24 171 328 91.81
2017-08-14 13F-HR Allianz Asset Management AG * 21,079 20,582 -2.36 260 240 -7.69
2017-08-14 13F-HR JANE STREET GROUP, LLC * 0 14,339 0 167
2017-08-11 13F-HR CITADEL ADVISORS LLC * Call 10,600 124
2017-08-11 13F-HR UNIVERSITY OF NOTRE DAME DU LAC * 210,260 0 -100.00 2,595 0 -100.00
2017-08-10 13F-HR Nationwide Fund Advisors * 11,910 15,530 30.39 147 181 23.13
2017-08-14 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ * 555,298 143,190 -74.21 6,852 1,672 -75.60
2017-07-19 13F-HR US BANCORP \DE\ * 1,000 12
2017-08-10 13F-HR TCI Wealth Advisors, Inc. * 600 500 -16.67 7 6 -14.29
2017-03-09 13F-HR/A UBS ASSET MANAGEMENT AMERICAS INC * 10,500 0 -100.00 209 0 -100.00
2017-08-14 13F-HR CREDIT SUISSE AG/ * 12,146 0 -100.00 150 0 -100.00
2017-07-28 13F-HR RONALD BLUE & CO LLC * 10,000 117
2017-04-26 13F-HR Russell Investments Group, Ltd. * 4,118 0 -100.00 57 0 -100.00
2017-08-14 13F-HR GEODE CAPITAL MANAGEMENT, LLC * 179,012 201,801 12.73 2,209 2,357 6.70
2017-07-13 13F-HR FRANKLIN STREET ADVISORS INC /NC * 25,585 0 -100.00 316 0 -100.00
2017-08-17 13F-HR Dynamic Technology Lab Private Ltd * 22,447 0 -100.00 277 0 -100.00
2017-08-09 13F-HR KENNEDY CAPITAL MANAGEMENT, INC. * 632,065 106,021 -83.23 7,800 1,238 -84.13
2017-08-14 13F-HR SABBY MANAGEMENT, LLC * 72,500 0 -100.00 895 0 -100.00
2017-07-12 13F-HR Creative Planning * 69,100 116,892 69.16 853 1,365 60.02
2017-08-04 13F-HR MARSHALL WACE ASIA Ltd * 14,783 0 -100.00 177 0 -100.00
2017-08-08 13F-HR PRINCIPAL FINANCIAL GROUP INC * 83,338 84,820 1.78 1,029 991 -3.69
2017-08-14 13F-HR MILLENNIUM MANAGEMENT LLC * 115,010 127,839 11.15 1,419 1,493 5.21
2017-05-05 13F-HR First Eagle Investment Management, LLC * 775,254 0 -100.00 10,559 0 -100.00
2017-08-15 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM * 41,246 48,146 16.73 509 562 10.41
2017-08-14 13F-HR ROYAL BANK OF CANADA * 2,204 1,640 -25.59 28 19 -32.14
2017-08-11 13F-HR DEUTSCHE BANK AG\ * 67,548 93,323 38.16 832 1,088 30.77
2017-08-14 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC * 496 496 0.00 6 6 0.00
2017-08-09 13F-HR JP MORGAN CHASE & CO * 2,239,084 2,466,752 10.17 27,630 28,811 4.27
2017-08-14 13F-HR BARCLAYS PLC * 15,876 8,443 -46.82 196 99 -49.49
2017-05-15 13F-HR Highlander Capital Management, LLC * 1,200 0 -100.00 16 0 -100.00
2017-08-14 13F-HR BANK OF AMERICA CORP /DE/ * 7,041 8,649 22.84 87 101 16.09
2017-08-14 13F-HR STATE STREET CORP * 357,645 416,966 16.59 4,416 4,872 10.33
2017-08-10 13F-HR FRANKLIN RESOURCES INC * 651,800 0 -100.00 8,043 0 -100.00
2017-08-11 13F-HR Renaissance Technologies LLC * 227,200 0 -100.00 2,804 0 -100.00
2017-08-10 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC * 57,583 107,154 86.09 711 1,252 76.09
2017-05-05 13F-HR TD ASSET MANAGEMENT INC * 28,579 15,168 -46.93 389 187 -51.93
2017-08-10 13F-HR EMORY UNIVERSITY * 164,607 0 -100.00 2,031 0 -100.00
2017-07-10 13F-HR Berson & Corrado Investment Advisors, LLC * 83,622 82,997 -0.75 1,032 969 -6.10

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