SecurityBHS / Bausch Health Companies (91911K102)
CHAIRMAN & CEOPAPA JOSEPH C
IndustryPharmaceutical Preparations
Institutional Owners311
Institutional Shares151,234,550 - 43.26%
Common Shares Outstanding349,611,591 shares (as of 2018-06-30)
Institutional Value$ 4,498,966,000 USD
Related BHC / BauschHealth?Companies?Inc.
TSX:VRX / Valeant Pharmaceuticals

Institutional Stock Ownership and Shareholders

BHS / Bausch Health Companies Institutional Ownership

Bausch Health Companies (NYSE:BHS) has 311 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 151,234,550 shares. Largest shareholders include Paulson & Co. Inc., ValueAct Holdings, L.P., Bank Of America Corp /de/, Vanguard Group Inc, Susquehanna International Group, Llp, Connor, Clark & Lunn Investment Management Ltd., Susquehanna International Group, Llp, Dimensional Fund Advisors Lp, Lmm Llc, and Renaissance Technologies LLC.
Bausch Health Companies (NYSE:BHS) ownership structure shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-08-14 13F-HR GOLDENTREE ASSET MANAGEMENT LP 2,344,833 1,140,205 -51.37 37,330 26,498 -29.02
2018-08-14 13F-HR DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 23,173 4 -99.98 369 0 -100.00
2018-08-14 13F-HR FLAGSHIP HARBOR ADVISORS, LLC 101 2
2018-08-14 13F-HR VALLEY NATIONAL ADVISERS INC 599 599 0.00 10 14 40.00
2018-08-06 13F-HR Sivik Global Healthcare LLC 130,000 140,000 7.69 2,070 3,254 57.20
2018-08-03 13F-HR SEI INVESTMENTS CO 801 510 -36.33 12 12 0.00
2018-08-10 13F-HR Cutler Group LP Call 24,400 15,000 -38.52 38 79 107.89
2018-08-13 13F-HR Global Retirement Partners, Llc 250 250 0.00 4 6 50.00
2017-07-27 13F-HR Spot Trading L.l.c. Call 469,100 8,115
2018-08-10 13F-HR Cambridge Investment Research Advisors, Inc. 13,102 13,405 2.31 209 312 49.28
2018-08-14 13F-HR BARCLAYS PLC Call 1,012,100 764,700 -24.44 16,113 17,772 10.30
2017-02-10 13F-HR BlackRock Advisors LLC Put 3,900 0 -100.00 96 0 -100.00
2018-08-10 13F-HR Neuburgh Advisers LLC 1,292 0 -100.00 20 0 -100.00
2018-08-14 13F-HR Cubist Systematic Strategies, LLC 28,016 15,159 -45.89 446 353 -20.85
2018-08-09 13F-HR BlackRock Inc. 666 888 33.33 11 21 90.91
2018-08-07 13F-HR Harbor Advisors LLC 10,000 0 -100.00 159 0 -100.00
2018-08-08 13F-HR Balter Liquid Alternatives, LLC 20,812 23,911 14.89 331 548 65.56
2018-07-26 13F-HR LeJeune Puetz Investment Counsel LLC 10,500 10,500 0.00 167 244 46.11
2018-08-14 13F-HR Stanley Capital Management, LLC 318,400 318,400 0.00 5,069 7,400 45.99
2018-08-08 13F-HR Private Capital Group, Llc 200 200 0.00 3 4 33.33
2018-07-30 13F-HR Raymond James Financial Services Advisors, Inc. 37,466 37,438 -0.07 596 870 45.97
2018-08-10 13F-HR Legal & General Group Plc 1,450,820 1,533,981 5.73 23,075 35,682 54.63
2018-08-14 13F-HR VOLORIDGE INVESTMENT MANAGEMENT, LLC 0 877,379 0 20,390
2018-04-18 13F-HR Integral Derivatives, LLC Call 76,600 18,400 -75.98 1,592 293 -81.60
2018-08-17 13F-HR/A NOMURA HOLDINGS INC Put 550,000 0 -100.00 8,751 0 -100.00
2017-07-24 13F-HR Carl Domino Inc 19,000 22,000 15.79 210 381 81.43
2018-08-14 13F-HR TWO SIGMA ADVISERS, LP 639,518 737,618 15.34 10,181 17,142 68.37
2018-08-01 13F-HR Factorial Partners, Llc 113,700 0 -100.00 1,810,104 0 -100.00
2018-08-03 13F-HR Bridgecreek Investment Management, LLC 361,825 363,450 0.45 5,760 8,447 46.65
2018-08-13 13F-HR WOLVERINE TRADING, LLC Put 344,700 344,700 0.00 5,488 5,488 0.00
2018-08-07 13F-HR SG Americas Securities, LLC Call 1,455,000 43,800 -96.99 35 11 -68.57
2018-08-13 13F-HR HAP Trading, LLC Put 71,000 91,000 28.17 181 64 -64.64
2018-08-09 13F-HR Swiss National Bank 1,200,860 1,139,760 -5.09 19,093 26,447 38.52
2018-08-13 13F-HR Allianz Asset Management AG 67,459 67,459 0.00 1,073 1,569 46.23
2018-08-14 13F-HR Capital Markets Trading Uk Llp Call 319,200 317,400 -0.56 5,082 7,376 45.14
2018-07-12 13F-HR WEBSTER BANK, N. A. 300 300 0.00 5 7 40.00
2017-08-08 13F-HR Airain ltd 0 38,566 0 667
2018-08-14 13F-HR PUBLIC SECTOR PENSION INVESTMENT BOARD 533,590 304,890 -42.86 8,490 7,092 -16.47
2018-08-14 13F-HR RBF Capital, LLC 202,600 202,600 0.00 3,216 4,705 46.30
2018-08-14 13F-HR Kazazian Asset Management, LLC 115,970 134,784 16.22 1,846 3,132 69.66
2017-02-10 13F-HR BlackRock Advisors LLC 625 0 -100.00 15 0 -100.00
2018-08-14 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC 24,404 39,940 63.66 389 928 138.56
2018-08-13 13F-HR Bridgewater Associates, LP 40,946 145,426 255.17 651 3,383 419.66
2018-07-31 13F-HR Commonwealth Equity Services, Llc. 43,840 33,258 -24.14 697 773 10.90
2018-08-01 13F-HR SYNOVUS FINANCIAL CORP 500 0 -100.00 8 0 -100.00
2017-02-10 13F-HR BlackRock Institutional Trust Company, N.A. 16,314 0 -100.00 401 0 -100.00
2018-08-03 13F-HR Tobam 784,818 0 -100.00 12,485 0 -100.00
2018-08-10 13F-HR Shell Asset Management Co 30,171 33,471 10.94 480 779 62.29
2018-08-13 13F-HR APG Asset Management N.V. 68,154 87,454 28.32 882 1,742 97.51
2018-07-19 13F-HR BENJAMIN F. EDWARDS & COMPANY, INC. 99 99 0.00 2 2 0.00
2018-08-13 13F-HR Mn Services Vermogensbeheer B.V. 52,286 52,286 0.00 1,072 1,600 49.25
2018-08-10 13F-HR Avestar Capital, Llc 8 0
2017-02-01 13F-HR JACKSON PARK CAPITAL, LLC 31,000 0 -100.00 761 0 -100.00
2018-08-03 13F-HR WEDBUSH SECURITIES INC 0 8,620 0 200
2018-07-23 13F-HR DUNCKER STREETT & CO INC 200 200 0.00 3 5 66.67
2018-07-27 13F-HR Advisory Services Network, LLC 56 0 -100.00 1 0 -100.00
2018-08-10 13F-HR HSBC HOLDINGS PLC 107,543 58,744 -45.38 1,712 1,362 -20.44
2018-08-06 13F-HR FTB Advisors, Inc. 3,000 0 -100.00 48 0 -100.00
2018-08-14 13F-HR BOOTHBAY FUND MANAGEMENT, LLC 50,000 0 -100.00 796 0 -100.00
2018-08-13 13F-HR Advisor Group, Inc. 19,822 17,149 -13.49 316 398 25.95
2018-08-13 13F-HR Neuberger Berman Group LLC 19,586 22,550 15.13 312 525 68.27
2018-08-06 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 87,513 83,328 -4.78 1,393 1,937 39.05
2018-05-11 13F-HR CITIGROUP INC Put 863,000 855,600 -0.86 18,047 13,610 -24.59
2018-07-05 13F-HR Gulf International Bank (UK) Ltd 98,323 98,323 0.00 1,563 2,290 46.51
2018-08-14 13F-HR Paloma Partners Management Co Put 186,800 0 -100.00 2,974 0 -100.00
2018-07-24 13F-HR MOODY LYNN & LIEBERSON, INC. 118,740 2,760
2018-08-14 13F-HR MKP Capital Management, L.L.C. Put 0 125,000 0 2,905
2018-08-14 13F-HR D. E. Shaw & Co., Inc. 628,018 881,891 40.42 9,998 20,496 105.00
2018-08-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 7,652,900 7,912,700 3.39 121,835 183,891 50.93
2018-07-31 13F-HR RAY GERALD L & ASSOCIATES LTD 20,200 0 -100.00 289 0 -100.00
2018-08-14 13F-HR ROYAL BANK OF CANADA Put 712,500 756,500 6.18 11,343 17,581 54.99
2018-08-13 13F-HR GROUP ONE TRADING, L.P. Put 2,493,900 2,193,800 -12.03 39,703 50,984 28.41
2018-08-14 13F-HR Pinnacle Holdings, LLC 0 450 0 10,458
2018-08-03 13F-HR AlphaMark Advisors, LLC 786 786 0.00 13 18 38.46
2018-08-07 13F-HR Advisors Preferred, LLC 0 1,676 0 39
2018-08-10 13F-HR Cutler Group LP Put 10,100 10,400 2.97 22 8 -63.64
2018-02-16 13F-HR/A Commonwealth Equity Services, Inc 47,423 48,007 1.23 820 688 -16.10
2018-08-13 13F-HR WOLVERINE TRADING, LLC 166,058 166,058 0.00 2,644 2,644 0.00
2018-08-18 13F-HR Laurel Wealth Advisors, Inc. 0 9,940 0 230
2018-08-10 13F-HR RIVERHEAD CAPITAL MANAGEMENT LLC 1,000 0 -100.00 16 0 -100.00
2018-08-14 13F-HR Parallax Volatility Advisers, L.P. Put 1,567,300 1,700,900 8.52 24,952 39,530 58.42
2018-08-14 13F-HR Alpine Partners VI, LLC 41,750 25,000 -40.12 665 581 -12.63
2018-08-14 13F-HR BANK OF AMERICA CORP /DE/ Put 10,843,900 10,957,100 1.04 172,634 254,643 47.50
2018-08-14 13F-HR Gramercy Funds Management LLC 37,500 37,500 0.00 597 872 46.06
2018-08-10 13F-HR O'SHAUGHNESSY ASSET MANAGEMENT, LLC 1,114,299 1,274,643 14.39 17,728 29,447 66.10
2018-08-14 13F-HR SIGNATUREFD, LLC 2,939 5,248 78.56 47 122 159.57
2018-08-14 13F-HR GEODE CAPITAL MANAGEMENT, LLC 211,789 0 -100.00 3,328 0 -100.00
2018-08-10 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 34,197 33,141 -3.09 545 770 41.28
2018-08-07 13F-HR HUNTINGTON ASSET ADVISORS, INC. 82,416 42,350 -48.61 1,312 984 -25.00
2017-08-11 13F-HR FT Options LLC Put 20,000 35,000 75.00 3 53 1,666.67
2018-08-14 13F-HR Gramercy Funds Management LLC Call 100,000 100,000 0.00 1,592 2,324 45.98
2018-08-14 13F-HR 1832 Asset Management L.P. 270 0 -100.00 4 0 -100.00
2018-08-14 13F-HR Capital World Investors 1,100,000 0 -100.00 17,512 0 -100.00
2018-08-02 13F-HR Fiera Capital Corp 43,654 41,914 -3.99 694 974 40.35
2018-08-14 13F-HR HBK INVESTMENTS L P 39,000 767,900 1,868.97 621 17,846 2,773.75
2018-05-11 13F-HR CITIGROUP INC 455,915 328,207 -28.01 9,534 5,221 -45.24
2018-08-14 13F-HR AQR CAPITAL MANAGEMENT LLC 1,945,458 3,597,551 84.92 30,967 84,674 173.43
2018-08-06 13F-HR Tradewinds Capital Management, LLC 2,000 2,000 0.00 32 46 43.75
2018-08-13 13F-HR NINE MASTS CAPITAL Ltd Put 1,000 1,000 0.00 224 58 -74.11
2018-08-14 13F-HR Moors & Cabot, Inc. 21,750 21,950 0.92 346 509 47.11
2018-07-31 13F-HR HOWE & RUSLING INC 5 5 0.00 0 0
2018-08-10 13F-HR EATON VANCE MANAGEMENT 42,969 132,969 209.45 684 3,090 351.75
2018-07-09 13F-HR Advocacy Wealth Management Services, LLC 700 700 0.00 11 16 45.45
2018-08-14 13F-HR TWO SIGMA INVESTMENTS LLC 0 732,908 0 17,033
2018-07-06 13F-HR Versant Capital Management, Inc 21 21 0.00 0 0
2018-08-14 13F-HR Bridgeworth, LLC 50 1
2018-08-01 13F-HR Kovack Advisors, Inc. 17,437 0 -100.00 278 0 -100.00
2018-08-14 13F-HR Paloma Partners Management Co Call 44,700 0 -100.00 712 0 -100.00
2017-02-14 13F-HR Smithwood Advisers, L.P. Call 355,000 0 -100.00 8,715 0 -100.00
2018-07-18 13F-HR Bedel Financial Consulting, Inc. 5,000 116
2018-08-13 13F-HR Hillsdale Investment Management Inc. 328,600 0 -100.00 5,230 0 -100.00
2018-08-14 13F-HR Paloma Partners Management Co 41,062 0 -100.00 654 0 -100.00
2018-08-14 13F-HR Saba Capital Management, L.P. Put 3,972,200 0 -100.00 63,238 0 -100.00
2018-08-10 13F-HR HSBC HOLDINGS PLC Call 0 50,000 0 1,162
2018-08-14 13F-HR W.G. Shaheen & Associates DBA Whitney & Co 900 900 0.00 14 21 50.00
2018-08-14 13F-HR DEUTSCHE BANK AG\ Put 43,685 26,354 -39.67 695 612 -11.94
2018-08-10 13F-HR Cutler Group LP 8,090 5,190 -35.85 128 120 -6.25
2018-08-13 13F-HR Round Hill Asset Management 78,051 0 -100.00 1,243 0 -100.00
2018-08-15 13F-HR Highlander Capital Management, LLC 12,500 12,500 0.00 192 291 51.56
2018-07-06 13F-HR CLINTON GROUP INC 178,470 0 -100.00 2,841 0 -100.00
2018-08-14 13F-HR BALYASNY ASSET MANAGEMENT LLC 648,870 0 -100.00 10,330 0 -100.00
2018-09-17 13F-HR Strategic Wealth Advisors Group,Inc. 47,327 0 -100.00 753 0 -100.00
2018-08-08 13F-HR First Allied Advisory Services, Inc. 15,101 12,301 -18.54 242 285 17.77
2018-08-14 13F-HR Walleye Trading LLC 3,036,880 376,257 -87.61 48,347 8,744 -81.91
2018-05-11 13F-HR HSBC HOLDINGS PLC 559,173 107,543 -80.77 11,623 1,712 -85.27
2018-08-10 13F-HR Tyers Asset Management LLC 836 0 -100.00 13 0 -100.00
2018-08-13 13F-HR MML INVESTORS SERVICES, LLC 22,753 16,424 -27.82 362 382 5.52
2018-08-10 13F-HR OPPENHEIMER & CO INC 19,950 15,734 -21.13 318 366 15.09
2018-08-13 13F-HR X-square Capital, Llc 52,602 52,602 0.00 837 1,222 46.00
2018-08-14 13F-HR MORGAN STANLEY 2,896,777 2,470,147 -14.73 46,117 57,407 24.48
2018-07-02 13F-HR Cito Capital Group, Llc 20,000 13,000 -35.00 318,400 302 -99.91
2018-08-14 13F-HR Walleye Trading LLC Call 1,110,900 381,600 -65.65 17,686 8,868 -49.86
2018-08-14 13F-HR ValueAct Holdings, L.P. 18,011,537 18,033,149 0.12 286,744 419,090 46.15
2018-07-17 13F-HR Assenagon Asset Management S.A. 0 1,320,302 0 30,684
2018-08-14 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 546,194 412,459 -24.48 8,689 9,595 10.43
2018-08-13 13F-HR Fosun International Ltd 1,740,258 0 -100.00 27,705 0 -100.00
2018-08-09 13F-HR Zions Bancorporation 428 428 0.00 7 10 42.86
2018-08-13 13F-HR BAROMETER CAPITAL MANAGEMENT INC. 0 36,600 0 851
2018-08-14 13F-HR LOCKHEED MARTIN INVESTMENT MANAGEMENT CO 15,000 0 -100.00 239 0 -100.00
2018-08-01 13F-HR COMERICA BANK 19,053 18,998 -0.29 330 445 34.85
2018-08-14 13F-HR Her Majesty the Queen in Right of the Province of Alberta as represented by Alberta Investment Management Corp 501,400 508,900 1.50 10,284 15,572 51.42
2018-08-10 13F-HR DIMENSIONAL FUND ADVISORS LP 5,696,348 5,518,308 -3.13 90,686 128,245 41.42
2018-08-13 13F-HR GROUP ONE TRADING, L.P. Call 1,195,800 558,600 -53.29 19,037 12,982 -31.81
2018-08-08 13F-HR COMMERCE BANK 18,256 17,731 -2.88 291 412 41.58
2018-08-10 13F-HR Proficio Capital Partners LLC 794 794 0.00 13 18 38.46
2018-07-27 13F-HR Wealthstreet Investment Advisors, Llc 17,200 0 -100.00 274 0 -100.00
2018-08-14 13F-HR GOLDMAN SACHS GROUP INC Put 1,527,000 1,095,700 -28.24 24,310 25,464 4.75
2018-08-14 13F-HR CREDIT SUISSE AG/ Call 1,000,000 1,300,000 30.00 15,920 30,212 89.77
2017-08-11 13F-HR FT Options LLC Call 30,000 39,600 32.00 3 86 2,766.67
2018-08-14 13F-HR Jefferies Group LLC 38,738 0 -100.00 617 0 -100.00
2018-08-14 13F-HR Horizon Kinetics LLC 22,739 22,630 -0.48 362 526 45.30
2018-08-09 13F-HR GAM Holding AG 0 25,160 0 585
2017-07-10 13F-HR CAPSTONE ASSET MANAGEMENT CO 32,988 30,408 -7.82 364 526 44.51
2018-07-18 13F-HR Bt Investment Management Ltd 10,328 316,037
2018-08-01 13F-HR Asset Planning Services, Ltd. 1,240 1,704 37.42 20 40 100.00
2018-08-14 13F-HR One Wealth Advisors, Llc 134 0 -100.00 2 0 -100.00
2018-08-14 13F-HR Capital Markets Trading Uk Llp Put 640,100 548,700 -14.28 10,190 12,752 25.14
2018-08-14 13F-HR BANK OF AMERICA CORP /DE/ 1,558,342 2,115,846 35.78 24,809 49,173 98.21
2018-07-05 13F-HR Clarus Wealth Advisors 2,000 32
2018-08-14 13F-HR BARCLAYS PLC Put 3,515,500 836,200 -76.21 55,966 19,433 -65.28
2018-08-09 13F-HR PineBridge Investments, L.P. 3,854 3,854 0.00 79 118 49.37
2018-07-18 13F-HR World Asset Management Inc 13,863 10,451 -24.61 221 243 9.95
2018-07-16 13F-HR Live Your Vision, LLC 32 32 0.00 1 1 0.00
2018-07-25 13F-HR BNP PARIBAS ARBITRAGE, SA 17,079 0 -100.00 271,898 0 -100.00
2018-07-25 13F-HR INTACT INVESTMENT MANAGEMENT INC. 123,000 18,700 -84.80 2,522 571 -77.36
2018-08-14 13F-HR GUGGENHEIM CAPITAL LLC 27,511 19,437 -29.35 438 452 3.20
2018-08-14 13F-HR TWO SIGMA SECURITIES, LLC Call 117,300 137,600 17.31 1,867 3,198 71.29
2018-08-08 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 33 33 0.00 1 1 0.00
2018-08-14 13F-HR D. E. Shaw & Co., Inc. Call 810,000 1,168,500 44.26 12,895 27,156 110.59
2018-08-01 13F-HR AVIVA PLC 173,814 171,970 -1.06 2,762 3,987 44.35
2018-08-14 13F-HR CREDIT SUISSE AG/ Put 1,751,000 1,479,100 -15.53 27,876 34,374 23.31
2018-08-08 13F-HR Russell Investments Group, Ltd. 91,420 224,696 145.78 1,448 5,214 260.08
2018-08-14 13F-HR ELEMENT CAPITAL MANAGEMENT LLC 106,321 253,291 138.23 1,693 5,886 247.67
2018-08-10 13F-HR Quantitative Investment Management, LLC 153,200 500,500 226.70 2,438 11,631 377.07
2018-08-23 13F-HR/A SCHRODER INVESTMENT MANAGEMENT GROUP 584,800 500,200 -14.47 11,994 15,526 29.45
2018-08-14 13F-HR Jump Trading, LLC 102,976 1,400 -98.64 1,639 33 -97.99
2018-08-14 13F-HR AMERIPRISE FINANCIAL INC 13,010 11,980 -7.92 207 279 34.78
2018-08-14 13F-HR HighTower Advisors, LLC Put 40,000 0 -100.00 18 0 -100.00
2018-08-13 13F-HR EARNEST PARTNERS LLC 49 49 0.00 1 1 0.00
2018-07-27 13F-HR Riggs Asset Managment Co. Inc. 6,791 6,791 0.00 108 158 46.30
2018-08-14 13F-HR FIFTH THIRD BANCORP 10 0 -100.00 0 0
2018-08-08 13F-HR Poehling Capital Management, Llc 1,050 0 -100.00 17 0 -100.00
2018-08-16 13F-HR/A PRIVATE MANAGEMENT GROUP INC 1,245,919 1,225,217 -1.66 19,835 28,474 43.55
2018-08-14 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ 0 9,200 0 214
2018-08-14 13F-HR Vident Investment Advisory, LLC 11,805 11,996 1.62 203 279 37.44
2018-02-13 13F-HR FARLEY CAPITAL II L.P. 17,000 51,725 204.26 244 1,075 340.57
2018-08-03 13F-HR STATE OF WISCONSIN INVESTMENT BOARD 263,856 279,956 6.10 4,198 6,512 55.12
2018-08-14 13F-HR/A CITADEL ADVISORS LLC Put 3,173,400 3,042,500 -4.12 50,521 70,708 39.96
2018-07-10 13F-HR Hexavest Inc. 2,225 0 -100.00 35 0 -100.00
2018-07-11 13F-HR Gierl Augustine Investment Management Inc 313 313 0.00 5 7 40.00
2018-08-13 13F-HR Glen Harbor Capital Management LLC 608 0 -100.00 10 0 -100.00
2018-08-14 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC Call 428,400 125,900 -70.61 6,822 2,926 -57.11
2018-08-14 13F-HR GV Financial Advisors 400 9
2018-04-18 13F-HR Integral Derivatives, LLC Put 86,900 11,500 -86.77 1,806 183 -89.87
2018-08-15 13F-HR Pin Oak Investment Advisors Inc 23,540 23,315 -0.96 375 542 44.53
2018-08-14 13F-HR Jefferies Group LLC Put 1,844,600 253,600 -86.25 29,366 5,894 -79.93
2018-08-08 13F-HR QUADRANT CAPITAL GROUP LLC 4,557 4,739 3.99 71 108 52.11
2018-08-14 13F-HR OLD MUTUAL CUSTOMISED SOLUTIONS (PROPRIETARY) LTD 11,900 11,900 0.00 180 277 53.89
2018-08-13 13F-HR Peak Capital Management Llc 2,000 46
2018-07-27 13F-HR ENTERPRISE FINANCIAL SERVICES CORP 365 365 0.00 6 8 33.33
2018-08-13 13F-HR RAYMOND JAMES & ASSOCIATES 89,301 150,245 68.25 1,422 3,492 145.57
2018-08-14 13F-HR TWO SIGMA SECURITIES, LLC 27,084 9,077 -66.49 431 211 -51.04
2018-08-03 13F-HR Seacrest Wealth Management, Llc 33,795 33,369 -1.26 538 775 44.05
2018-08-14 13F-HR DEUTSCHE BANK AG\ 924,031 2,061,103 123.06 14,708 47,898 225.66
2018-08-14 13F-HR Centaurus Financial, Inc. 600 14
2018-08-14 13F-HR Wellington Management Group LLP 448,525 297,608 -33.65 7,135 6,923 -2.97
2018-08-14 13F-HR Endurant Capital Management LP 85,200 46,929 -44.92 1,356 1,091 -19.54
2018-07-17 13F-HR Winslow, Evans & Crocker, Inc. 3,800 2,300 -39.47 60,496 54 -99.91
2018-08-01 13F-HR ASSETMARK, INC 11,498 10,726 -6.71 183 249 36.07
2018-08-02 13F-HR Sigma Planning Corp 12,683 0 -100.00 202 0 -100.00
2018-07-20 13F-HR Steward Partners Investment Advisory, Llc 3,850 5,130 33.25 61 119 95.08
2018-08-13 13F-HR BB&T SECURITIES, LLC 38,382 32,445 -15.47 611 754 23.40
2018-08-10 13F-HR UNITED SERVICES AUTOMOBILE ASSOCIATION 68,140 4,796,785 6,939.60 1,085 65,284 5,916.96
2018-08-14 13F-HR Edge Advisors, Llc 1,300 0 -100.00 20 0 -100.00
2018-08-14 13F-HR FRANKLIN RESOURCES INC 146,299 122,711 -16.12 2,330 2,852 22.40
2018-07-31 13F-HR Front Row Advisors Llc 155 0 -100.00 2 0 -100.00
2018-08-14 13F-HR Fortis Advisors, LLC 5,365 0 -100.00 85 0 -100.00
2018-08-14 13F-HR ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 151,100 0 -100.00 2,404 0 -100.00
2018-08-14 13F-HR MAVERICK CAPITAL LTD 635,980 325,790 -48.77 10,125 7,571 -25.22
2018-07-23 13F-HR BerganKDV Wealth Management, LLC 1,000 23
2018-08-01 13F-HR FIRST MANHATTAN CO 34 34 0.00 0 0
2018-08-14 13F-HR HANSEATIC MANAGEMENT SERVICES INC 91 2
2018-08-14 13F-HR DekaBank Deutsche Girozentrale 62,800 62,800 0.00 972 1,468 51.03
2018-08-15 13F-HR Verition Fund Management LLC 0 41,225 0 958
2018-08-10 13F-HR ONTARIO TEACHERS PENSION PLAN BOARD 159,122 104,289 -34.46 2,531 2,427 -4.11
2018-08-14 13F-HR BARCLAYS PLC 2,257,464 260,889 -88.44 35,939 6,063 -83.13
2018-08-14 13F-HR JP Morgan Chase & Co 12,961 1,953,930 14,975.46 206 45,410 21,943.69
2017-08-18 13F-HR WFG Advisors, LP 7,077 2,695 -61.92 78 47 -39.74
2018-07-09 13F-HR Founders Capital Management 175 175 0.00 3 4 33.33
2018-08-10 13F-HR ENVESTNET ASSET MANAGEMENT INC 5,991 0 -100.00 103 0 -100.00
2018-08-14 13F-HR ROYAL BANK OF CANADA 3,215,076 3,131,286 -2.61 51,185 72,771 42.17
2018-08-14 13F-HR CREDIT SUISSE AG/ 1,438,370 966,792 -32.79 22,900 22,468 -1.89
2018-08-13 13F-HR VAN ECK ASSOCIATES CORP 723,123 0 -100.00 11,512 0 -100.00
2018-08-14 13F-HR PAULSON & CO. INC. 20,839,035 20,839,035 0.00 331,757 484,299 45.98
2018-08-13 13F-HR BLAIR WILLIAM & CO/IL 68,141 0 -100.00 1,085 0 -100.00
2018-08-13 13F-HR FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. 432,093 384,141 -11.10 6,879 8,927 29.77
2018-08-10 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 13,058 11,956 -8.44 207 278 34.30
2018-08-14 13F-HR D. E. Shaw & Co., Inc. Put 2,379,700 1,583,200 -33.47 37,885 36,794 -2.88
2018-07-31 13F-HR TD ASSET MANAGEMENT INC 1,109,502 1,108,902 -0.05 17,650 25,795 46.15
2017-01-13 13F-HR MetLife Securities, Inc 6,335 9,041 42.72 155 131 -15.48
2018-08-10 13F-HR CITIGROUP INC Call 652,100 496,300 -23.89 10,373 11,545 11.30
2018-08-14 13F-HR STIFEL FINANCIAL CORP 211,522 207,281 -2.00 3,360 4,817 43.36
2018-08-14 13F-HR Lombard Odier Asset Management (USA) Corp Put 910,000 0 -100.00 14,487 0 -100.00
2018-08-09 13F-HR Blackhawk Capital Partners Llc. 1,000 1,000 0.00 16 16 0.00
2018-07-31 13F-HR Taylor Hoffman Wealth Management 450 450 0.00 7 10 42.86
2018-08-07 13F-HR Bellevue Group AG 100,000 130,000 30.00 1,592 3,021 89.76
2018-08-10 13F-HR City Financial Investment Co Ltd 555,181 0 -100.00 8,838 0 -100.00
2018-07-26 13F-HR ACADEMY CAPITAL MANAGEMENT INC/TX 607,618 0 -100.00 9,673 0 -100.00
2018-08-08 13F-HR US BANCORP \DE\ 16,364 16,172 -1.17 260 377 45.00
2018-04-18 13F-HR/A FNY Partners Fund LP Call 2 0 -100.00 0 0
2018-08-08 13F-HR CIBC World Markets Inc. 3,372,013 2,992,282 -11.26 53,682 69,541 29.54
2018-07-25 13F-HR BNP PARIBAS ARBITRAGE, SA Put 530,000 0 -100.00 8,437,600 0 -100.00
2018-08-14 13F-HR LPL Financial LLC 78,251 32,800 -58.08 1,246 762 -38.84
2018-08-08 13F-HR Miracle Mile Advisors, LLC 384,000 401,000 4.43 6,113 9,319 52.45
2018-08-13 13F-HR RAYMOND JAMES & ASSOCIATES Call 33,000 15,000 -54.55 61 135 121.31
2018-08-17 13F-HR/A NOMURA HOLDINGS INC 5,905,472 0 -100.00 93,965 0 -100.00
2018-08-10 13F-HR GABELLI FUNDS LLC 117,088 115,000 -1.78 1,864 2,673 43.40
2018-09-18 13F-HR/A NORTHERN TRUST CORP 329,856 173,663 -47.35 5,251 4,036 -23.14
2018-08-01 13F-HR Sumitomo Mitsui Trust Holdings, Inc. 521,901 0 -100.00 8,297 0 -100.00
2018-07-17 13F-HR FOX RUN MANAGEMENT, L.L.C. 0 29,505 0 686
2017-02-10 13F-HR BlackRock Group LTD 125,100 125,100 0.00 3,071 1,816 -40.87
2018-08-13 13F-HR ALLIANCEBERNSTEIN L.P. 110,743 182,411 64.72 1,763 4,239 140.44
2018-08-13 13F-HR Certified Advisory Corp 50 50 0.00 0 1
2018-07-20 13F-HR First Command Bank 178 4
2018-08-02 13F-HR/A ALPS ADVISORS INC 18,225 11,188 -38.61 290 260 -10.34
2018-08-16 13F-HR Amussen Hunsaker & Associates Llc 5,612 130
2018-07-20 13F-HR Creative Planning 333,012 364,367 9.42 5,302 8,468 59.71
2018-08-13 13F-HR Westside Investment Management, Inc. 5,850 5,850 0.00 88,157 134,143 52.16
2018-08-09 13F-HR Cowen Prime Services LLC 26 26 0.00 0 1
2018-07-30 13F-HR Aperio Group, LLC 194,166 201,670 3.86 3,091 4,687 51.63
2018-08-10 13F-HR HSBC HOLDINGS PLC Put 0 54,700 0 1,271
2018-08-07 13F-HR Oakworth Capital, Inc. 0 8,100 0 188
2018-08-08 13F-HR M&R CAPITAL MANAGEMENT INC 200 200 0.00 3 4 33.33
2018-07-09 13F-HR Polaris Wealth Advisers, LLC 3,970 2,570 -35.26 63 41 -34.92
2018-08-13 13F-HR NINE MASTS CAPITAL Ltd 35,695 9,947 -72.13 568 231 -59.33
2018-08-14 13F-HR SOROS FUND MANAGEMENT LLC Put 350,000 350,000 0.00 5,572 8,134 45.98
2018-07-30 13F-HR Iron Financial, LLC 21,594 20,794 -3.70 344 483 40.41
2018-08-10 13F-HR Employees Retirement System of Texas 25,000 38,000 52.00 398 883 121.86
2018-08-14 13F-HR Clearbridge Investments, LLC 2,915,297 2,885,617 -1.02 46,412 670,617 1,344.92
2018-08-14 13F-HR JP Morgan Chase & Co Put 355,000 225,000 -36.62 5,652 5,229 -7.48
2018-08-01 13F-HR Connor, Clark & Lunn Investment Management Ltd. 8,908,077 7,902,892 -11.28 141,714 183,837 29.72
2018-08-14 13F-HR WOLVERINE ASSET MANAGEMENT LLC Put 315,400 0 -100.00 5,021 0 -100.00
2018-08-14 13F-HR GOLDMAN SACHS GROUP INC Call 112,100 67,900 -39.43 1,785 1,578 -11.60
2018-08-13 13F-HR Pelorus Jack Capital, L.p. Put 856,200 0 -100.00 13,631 0 -100.00
2018-07-20 13F-HR TB Alternative Assets Ltd. 267,800 0 -100.00 4,263 0 -100.00
2017-02-07 13F-HR FIRST NEW YORK SECURITIES LLC /NY 100 0 -100.00 2,455 0 -100.00
2018-07-18 13F-HR TOKIO MARINE ASSET MANAGEMENT CO LTD 64,200 37,800 -41.12 1,022 878 -14.09
2018-08-14 13F-HR Point72 Asset Management, L.P. 500,000 0 -100.00 7,960 0 -100.00
2018-07-09 13F-HR DAVENPORT & Co LLC 12,550 0 -100.00 199,796 0 -100.00
2018-08-13 13F-HR Advisor Group, Inc. Call 2 2 0.00 1 2 100.00
2018-08-13 13F-HR Axa 41,203 41,203 0.00 656 958 46.04
2018-08-14 13F-HR QCM Cayman, Ltd. 13,798 0 -100.00 220 0 -100.00
2018-08-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 14,949 14,949 0.00 237 237 0.00
2018-08-14 13F-HR Apriem Advisors 0 500 0 12
2018-08-14 13F-HR CT Mason 0 25,917 0 602
2018-08-14 13F-HR Graham Capital Management, L.P. Put 200,000 0 -100.00 3,184 0 -100.00
2018-07-30 13F-HR Cambridge Advisors Inc. 10,875 10,625 -2.30 173 247 42.77
2018-08-13 13F-HR Tekla Capital Management LLC 192,000 192,000 0.00 3,057 4,462 45.96
2018-08-13 13F-HR SCOTIA CAPITAL INC. 25,032 23,289 -6.96 398 471 18.34
2018-07-25 13F-HR CONNING INC. 162,848 0 -100.00 2,593 0 -100.00
2018-08-14 13F-HR Valeo Financial Advisors, Llc 491 0 -100.00 8 0 -100.00
2018-08-10 13F-HR CITIGROUP INC 328,207 409,875 24.88 5,221 9,534 82.61
2018-08-14 13F-HR TWO SIGMA SECURITIES, LLC Put 133,900 150,800 12.62 2,132 3,505 64.40
2018-07-13 13F-HR Cohen Klingenstein, LLC 16,738 16,738 0.00 266 389 46.24
2018-08-14 13F-HR Jefferies Group LLC Call 1,868,900 1,285,500 -31.22 29,753 29,875 0.41
2018-08-14 13F-HR Man Group plc 45,631 1,060
2018-08-02 13F-HR Atlantic Trust Group, LLC 550 0 -100.00 9 0 -100.00
2018-07-11 13F-HR MONTRUSCO BOLTON INVESTMENTS INC. 235,437 204,197 -13.27 3,745 4,750 26.84
2018-08-08 13F-HR Balter Liquid Alternatives, LLC Call 50 50 0.00 39 70 79.49
2018-07-30 13F-HR Atlas Capital Advisors Llc 7,270 0 -100.00 115,738 0 -100.00
2018-08-13 13F-HR Korea Investment CORP 236,036 126,736 -46.31 3,755 2,948 -21.49
2018-08-13 13F-HR AMP Capital Investors Ltd 139,095 0 -100.00 2,156 0 -100.00
2018-08-08 13F-HR Spark Investment Management LLC 163,000 596,000 265.64 2,592 13,886 435.73
2018-08-14 13F-HR Tower Research Capital LLC (TRC) 1,895 3,540 86.81 31 82 164.52
2018-08-13 13F-HR AJO, LP 236,601 0 -100.00 3,767 0 -100.00
2018-07-26 13F-HR Advisornet Financial, Inc 28 28 0.00 0 1
2018-08-07 13F-HR CANADA PENSION PLAN INVESTMENT BOARD 103,806 137,906 32.85 1,651 3,208 94.31
2018-07-17 13F-HR MEAG MUNICH ERGO KAPITALANLAGEGESELLSCHAFT MBH 0 10,000 0 236
2018-08-14 13F-HR MILLENNIUM MANAGEMENT LLC 496,313 536,014 8.00 7,901 12,457 57.66
2018-07-20 13F-HR LS Investment Advisors, LLC 140 140 0.00 2 3 50.00
2018-07-25 13F-HR ARMSTRONG HENRY H ASSOCIATES INC 92,448 92,938 0.53 1,593 2,160 35.59
2018-08-08 13F-HR SYSTEMATIC FINANCIAL MANAGEMENT LP 82,560 53,215 -35.54 1,314 1,237 -5.86
2018-08-15 13F-HR/A LMM LLC 5,414,064 4,999,064 -7.67 86,192 116,178 34.79
2018-08-10 13F-HR FIL Ltd 0 2,846,096 0 66,172
2018-08-13 13F-HR IHT Wealth Management, LLC 35 0 -100.00 1 0 -100.00
2018-08-07 13F-HR Phoenix Investment Adviser LLC 65,700 58,400 -11.11 1,046 1,357 29.73
2018-08-14 13F-HR Tuttle Tactical Management LLC 82,416 42,350 -48.61 1,312 984 -25.00
2018-08-02 13F-HR Genovese Burford & Brothers Wealth & Retirement Plan Management, LLC 200 0 -100.00 3 0 -100.00
2018-08-14 13F-HR BRIDGEWAY CAPITAL MANAGEMENT INC 16,000 0 -100.00 255 0 -100.00
2018-08-13 13F-HR VERTEX ONE ASSET MANAGEMENT INC. 501,409 518,709 3.45 7,982 12,068 51.19
2018-08-07 13F-HR Gideon Capital Advisors, Inc. 0 17,872 0 415
2018-08-14 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,224,242 1,246,774 1.84 19,490 29,002 48.80
2018-08-14 13F-HR Redmile Group, LLC 0 8,930 0 208
2018-08-13 13F-HR HAP Trading, LLC 0 61,090 0 1,420
2018-08-16 13F-HR Nelson, Van Denburg & Campbell Wealth Management Group, LLC 200 5
2018-08-14 13F-HR Walleye Trading LLC Put 6,970,000 4,892,200 -29.81 110,962 113,695 2.46
2018-07-20 13F-HR Creative Planning Call 1,000 1,000 0.00 0 0
2018-08-17 13F-HR/A NOMURA HOLDINGS INC Call 50,000 0 -100.00 796 0 -100.00
2018-07-13 13F-HR BANK OF MONTREAL /CAN/ 3,423,747 3,280,349 -4.19 54,506 76,236 39.87
2018-07-17 13F-HR Baystate Wealth Management LLC 152 152 0.00 3 4 33.33
2018-08-14 13F-HR Jump Trading, LLC Call 18,400 53,200 189.13 293 1,236 321.84
2018-08-14 13F-HR HighTower Advisors, LLC 295,016 0 -100.00 4,703 0 -100.00
2018-08-14 13F-HR UBS Group AG Call 822,000 342,519 -58.33 13,086 7,960 -39.17
2018-08-14 13F-HR Brandywine Global Investment Management, LLC 75 0 -100.00 1 0 -100.00
2018-08-08 13F-HR Point View Wealth Management, Inc. 51,324 0 -100.00 817 0 -100.00
2018-08-13 13F-HR PIONEER INVESTMENT MANAGEMENT INC 72,110 0 -100.00 1,148 0 -100.00
2018-08-14 13F-HR Teza Capital Management LLC 35,725 110,662 209.76 569 2,572 352.02
2018-08-13 13F-HR Renaissance Technologies LLC 4,975,689 79,213
2018-08-14 13F-HR Gotham Asset Management, LLC 32,408 0 -100.00 516 0 -100.00
2018-02-14 13F-HR AHL Partners LLP 39,932 0 -100.00 572 0 -100.00
2018-08-14 13F-HR/A CITADEL ADVISORS LLC Call 2,035,400 1,528,900 -24.88 32,403 35,532 9.66
2018-08-10 13F-HR ING GROEP NV 68,430 60,115 -12.15 1,089 1,397 28.28
2018-08-13 13F-HR PICTET ASSET MANAGEMENT LTD 137,464 117,664 -14.40 2,187 2,737 25.15
2018-08-22 13F-HR McAdam, LLC 1,000 1,000 0.00 16 23 43.75
2018-08-14 13F-HR GOLDMAN SACHS GROUP INC 2,866,648 2,668,961 -6.90 45,637 62,027 35.91
2018-08-09 13F-HR CIBC Asset Management Inc 426,335 457,052 7.20 6,777 10,640 57.00
2017-02-14 13F-HR WEATHERBIE CAPITAL, LLC Put 63,500 0 -100.00 1,559 0 -100.00
2018-08-03 13F-HR GREATMARK INVESTMENT PARTNERS, INC. 27,400 14,500 -47.08 436 337 -22.71
2018-08-14 13F-HR Capital Markets Trading Uk Llp 39,042 907
2018-08-13 13F-HR Wealthcare Advisory Partners LLC 1,149 1,140 -0.78 18 26 44.44
2018-08-14 13F-HR UBS Group AG Put 2,346,000 1,640,300 -30.08 37,348 38,121 2.07
2018-08-03 13F-HR Financial Architects, Inc 15,050 10,650 -29.24 240 247 2.92
2018-08-14 13F-HR QS Investors, LLC 13,700 13,700 0.00 218 318 45.87
2018-08-14 13F-HR Bruce & Co., Inc. 855,000 860,000 0.58 13,611 19,986 46.84
2018-07-26 13F-HR REGIONS FINANCIAL CORP 0 50 0 1
2018-08-14 13F-HR Capital Bank & Trust Co 1,388 0 -100.00 22 0 -100.00
2018-08-14 13F-HR PRUDENTIAL PLC 435,655 433,082 -0.59 6,936 10,065 45.11
2018-08-14 13F-HR VANGUARD GROUP INC 8,254,894 8,481,433 2.74 131,418 197,108 49.99
2017-05-15 13F-HR R&F Capital Advisors LP 47,426 523
2018-08-10 13F-HR City Financial Investment Co Ltd Call 5,250,000 0 -100.00 83,580 0 -100.00
2018-08-13 13F-HR Claret Asset Management Corp 19,747 459
2018-07-30 13F-HR Parallel Advisors, LLC 96 97 1.04 2 2 0.00
2018-08-14 13F-HR Parallax Volatility Advisers, L.P. Call 1,119,400 1,370,000 22.39 17,821 31,839 78.66
2018-08-14 13F-HR UBS Group AG 262,231 202,335 -22.84 4,175 4,703 12.65
2018-08-14 13F-HR Camber Capital Management LLC 1,500,000 0 -100.00 23,880 0 -100.00
2018-08-13 13F-HR MACKENZIE FINANCIAL CORP 671,394 554,911 -17.35 10,689 12,913 20.81
2018-07-26 13F-HR Puplava Financial Services, Inc. 52,700 75,400 43.07 839 1,752 108.82
2018-08-17 13F-HR Andra AP-fonden 203,300 175,500 -13.67 4,170 5,370 28.78
2018-08-20 13F-HR CITY HOLDING CO 70 70 0.00 1 2 100.00
2018-07-30 13F-HR SIMPLEX TRADING, LLC Call 2,330 2,281 -2.10 263 1,141 333.84
2018-08-14 13F-HR Kemnay Advisory Services Inc. 690 690 0.00 11 16 45.45
2018-08-13 13F-HR Old Mutual Global Investors (UK) Ltd. 2,400 0 -100.00 38 0 -100.00
2018-07-30 13F-HR SIMPLEX TRADING, LLC 105,920 0 -100.00 1,686 0 -100.00
2018-07-18 13F-HR Cornerstone Advisors, Inc. 160 160 0.00 3 4 33.33
2018-08-13 13F-HR INSTITUTIONAL & FAMILY ASSET MANAGEMENT, LLC 180 180 0.00 3 4 33.33
2018-08-08 13F-HR Ausdal Financial Partners, Inc. 22,330 20,944 -6.21 355 487 37.18
2018-07-11 13F-HR Lowe fs, LLC 50 50 0.00 1 1 0.00
2018-07-31 13F-HR Crossmark Global Holdings, Inc. 26,910 19,688 -26.84 428 458 7.01
2018-08-07 13F-HR SG Americas Securities, LLC 0 147,008 0 3,563
2018-08-14 13F-HR ROYAL BANK OF CANADA Call 137,000 162,200 18.39 2,181 3,770 72.86
2018-07-30 13F-HR SIMPLEX TRADING, LLC Put 3,535 3,150 -10.89 498 275 -44.78
2018-08-07 13F-HR Convergence Investment Partners, LLC 24 0 -100.00 0 0
2018-08-14 13F-HR Pomelo Capital LLC Put 1,861,900 1,760,000 -5.47 29,478 40,902 38.75
2018-08-07 13F-HR GREENLEAF TRUST 17,054 17,205 0.89 272 400 47.06
2017-01-23 13F-HR CenterStar Fund, LLC Put 12 1 -91.67
2016-11-14 13F-HR EDMOND DE ROTHSCHILD (SUISSE) S.A. 35 35 0.00 1 1 0.00
2018-07-30 13F-HR/A Virtu Financial LLC 54,052 25,597 -52.64 861 595 -30.89
2018-08-13 13F-HR Icon Wealth Partners, Llc 0 78 0 2
2018-08-14 13F-HR Prime Capital Investment Advisors, Llc 22,735 70,935 212.01 362 1,649 355.52
2018-07-18 13F-HR NISA INVESTMENT ADVISORS L.L.C. 10,500 17,900 70.48 167 416 149.10
2018-08-07 13F-HR SG Americas Securities, LLC Put 1,043,600 525,000 -49.69 3,915 315 -91.95
2018-08-13 13F-HR Stratos Wealth Partners, LTD. 551 0 -100.00 9 0 -100.00
2018-08-13 13F-HR WOLVERINE TRADING, LLC Call 369,200 369,200 0.00 5,878 5,878 0.00
2018-08-13 13F-HR Bayesian Capital Management, LP 0 26,000 0 604
2018-08-14 13F-HR BANK OF AMERICA CORP /DE/ Call 740,600 18,700 -97.48 11,791 435 -96.31
2018-07-13 13F-HR Nexus Investment Management Inc. 35,555 33,600 -5.50 566 781 37.99
2018-07-20 13F-HR Cornerstone Wealth Management, LLC 17,518 764
2018-08-16 13F-HR/A BANK OF NOVA SCOTIA 940,478 1,000,261 6.36 14,959 23,183 54.98
2018-08-13 13F-HR COMMONWEALTH BANK OF AUSTRALIA 144,560 115,213 -20.30 2,294 2,679 16.78
2017-08-14 13F-HR Alpine Group Usvi, Llc 100,000 1,730
2018-08-13 13F-HR Quantbot Technologies LP 0 45,839 0 1,065
2017-02-21 13F-HR/A Thrax Management, LLC Put 0 35,000 0 508
2018-08-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 11,256,400 7,788,100 -30.81 179,202 180,995 1.00
2018-08-14 13F-HR Invesco Ltd. 1,062,257 826,315 -22.21 16,911 19,204 13.56
2018-07-24 13F-HR ACADIAN ASSET MANAGEMENT LLC 45,900 194,800 324.40 731 4,531 519.84
2018-08-16 13F-HR Gifford Fong Associates 100,000 100,000 0.00 1,592 2,324 45.98
2018-08-14 13F-HR HighTower Advisors, LLC Call 500 0 -100.00 0 0
2018-08-20 13F-HR MASSMUTUAL TRUST CO FSB/ADV 55 55 0.00 876 1,278 45.89
2018-08-13 13F-HR Flinton Capital Management LLC 1,064 0 -100.00 17 0 -100.00
2018-08-14 13F-HR Pomelo Capital LLC 0 60,000 0 1,394
2018-08-14 13F-HR Gargoyle Investment Advisor L.L.C. 16,678 0 -100.00 265 0 -100.00
2018-08-14 13F-HR Jump Trading, LLC Put 109,900 31,600 -71.25 1,750 734 -58.06
2018-08-03 13F-HR TERRIL BROTHERS, INC. 113,155 111,655 -1.33 1,801 2,595 44.09
2017-07-27 13F-HR Spot Trading L.l.c. Put 281,800 4,875
2018-08-14 13F-HR STATE STREET CORP 173,004 180,986 4.61 2,754 4,206 52.72
2018-08-01 13F-HR WELLS FARGO & COMPANY/MN Call 73,800 144,200 95.39 3 107 3,466.67
2018-08-15 13F-HR JANE STREET GROUP, LLC Call 121,200 446,600 268.48 1,930 10,379 437.77
2018-08-13 13F-HR HAP Trading, LLC Call 274,000 25,900 -90.55 498 68 -86.35
2018-08-14 13F-HR BROWN BROTHERS HARRIMAN & CO 30,000 30,000 0.00 478 697 45.82
2018-08-13 13F-HR Mandatum Life Insurance Co Ltd 0 4,000 0 93
2018-08-13 13F-HR Joseph R. Weiss, Llc Call 60,000 0 -100.00 4 0 -100.00
2018-08-14 13F-HR Jacobi Capital Management LLC 150 100 -33.33 2 2 0.00
2017-01-23 13F-HR CenterStar Fund, LLC Call 1 1 0.00
2018-07-31 13F-HR Destination Wealth Management 100 0 -100.00 2 0 -100.00
2018-08-13 13F-HR CONTINENTAL ADVISORS LLC 172,600 165,424 -4.16 2,748 3,844 39.88
2018-08-10 13F-HR Aevitas Wealth Management, Inc. 2,290 1,990 -13.10 36 46 27.78
2018-08-14 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC Put 347,300 340,300 -2.02 5,531 7,909 42.99
2018-07-24 13F-HR Janney Montgomery Scott LLC 22,680 30,580 34.83 361 711 96.95
2018-08-13 13F-HR GROUP ONE TRADING, L.P. 699,887 781,088 11.60 11,142 18,152 62.92
2018-08-06 13F-HR TORONTO DOMINION BANK 1,059,626 1,511,400 42.64 16,847 35,061 108.11
2018-08-14 13F-HR A.R.T. Advisors, LLC 166,780 0 -100.00 2,655 0 -100.00
2018-08-14 13F-HR IVORY INVESTMENT MANAGEMENT, LLC 318,194 0 -100.00 5,066 0 -100.00
2017-08-11 13F-HR FT Options LLC 2,000 0 -100.00 22 0 -100.00
2018-08-07 13F-HR IFP Advisors, Inc 37,486 29,618 -20.99 597 688 15.24
2018-07-25 13F-HR BNP PARIBAS ARBITRAGE, SA Call 1,274,000 0 -100.00 20,282,080 0 -100.00
2018-08-15 13F-HR JANE STREET GROUP, LLC 262,573 100,416 -61.76 4,181 2,334 -44.18
2018-08-10 13F-HR CITIGROUP INC Put 855,600 630,700 -26.29 13,610 14,671 7.80
2017-10-26 13F-HR Acrospire Investment Management LLC 2,258 0 -100.00 39 0 -100.00
2018-08-14 13F-HR Skandinaviska Enskilda Banken AB (publ) 107,700 0 -100.00 1,715 0 -100.00
2018-08-14 13F-HR EDMOND DE ROTHSCHILD HOLDING S.A. 42,500 42,500 0.00 677 988 45.94
2017-02-14 13F-HR EverPoint Asset Management, LLC 500,000 0 -100.00 12,275 0 -100.00
2018-08-13 13F-HR TOCQUEVILLE ASSET MANAGEMENT L.P. 19,666 19,591 -0.38 313 455 45.37
2017-05-01 13F-HR Spot Trading L.L.C Put 145,500 254,700 75.05 2,113 2,809 32.94
2018-08-13 13F-HR OPPENHEIMER FUNDS INC 51,677 33,633 -34.92 822 781 -4.99
2018-08-14 13F-HR Jabre Capital Partners S.A. 0 30,000 0 697
2018-08-14 13F-HR BIGLARI CAPITAL CORP. 395,000 395,000 0.00 6,288 9,180 45.99
2018-08-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 3,195,304 509,033 -84.07 50,869 11,830 -76.74
2018-07-23 13F-HR TOTH FINANCIAL ADVISORY CORP 1,000 1,400 40.00 16 33 106.25
2018-08-13 13F-HR OXFORD ASSET MANAGEMENT 49,418 154,186 212.00 787 3,593 356.54
2018-08-10 13F-HR Pacad Investment Ltd. 0 30,400 0 710
2018-08-15 13F-HR GLENMEDE TRUST CO NA 3,305 3,162 -4.33 67 73 8.96
2018-08-01 13F-HR Zweig-DiMenna Associates LLC 15,400 10,000 -35.06 245 232 -5.31
2017-05-01 13F-HR Spot Trading L.L.C Call 191,000 155,200 -18.74 2,773 1,712 -38.26
2018-08-15 13F-HR JANE STREET GROUP, LLC Put 251,800 91,200 -63.78 4,009 2,119 -47.14
2018-08-14 13F-HR Cetera Investment Advisers 10,991 9,841 -10.46 176 229 30.11
2018-08-10 13F-HR HENDERSON GROUP PLC 136,116 0 -100.00 2,167 0 -100.00
2018-08-14 13F-HR Saba Capital Management, L.P. 249,300 0 -100.00 3,969 0 -100.00
2018-08-06 13F-HR SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) 6,300 550 -91.27 100 13 -87.00
2018-08-10 13F-HR COMMERZBANK AKTIENGESELLSCHAFT /FI 793,684 692,925 -12.70 12,635 16,104 27.46
2018-07-26 13F-HR TCI Wealth Advisors, Inc. 25 25 0.00 0 1
2018-08-14 13F-HR WOLVERINE ASSET MANAGEMENT LLC 455,646 0 -100.00 7,253 0 -100.00
2018-05-11 13F-HR CITIGROUP INC Call 959,700 652,100 -32.05 20,069 10,373 -48.31
2018-08-14 13F-HR Chou Associates Management Inc. 1,648,992 1,648,992 0.00 26,252 38,323 45.98
2018-08-13 13F-HR CAPTRUST FINANCIAL ADVISORS 1,800 2,000 11.11 27 46 70.37
2018-08-14 13F-HR DEUTSCHE BANK AG\ Call 7,220 7,066 -2.13 114 163 42.98
2018-08-10 13F-HR Compagnie Odier SCA 101,446 1,446 -98.57 1,615 34 -97.89
2018-08-15 13F-HR BSC PRIVATE WEALTH MANAGEMENT, LLC 2,050 0 -100.00 33 0 -100.00
2017-02-10 13F-HR Pyrrho Capital Management, LP Call 92,000 0 -100.00 2,259 0 -100.00
2018-08-14 13F-HR/A CITADEL ADVISORS LLC 1,374,882 1,230,547 -10.50 21,888 28,598 30.66
2018-08-10 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 328,154 409,702 24.85 5,225 9,522 82.24
2018-08-07 13F-HR Crewe Advisors Llc 109 0 -100.00 2 0 -100.00
2018-08-09 13F-HR GSA CAPITAL PARTNERS LLP 22,838 0 -100.00 364 0 -100.00
2018-08-14 13F-HR State of Tennessee, Treasury Department 243,341 243,341 0.00 3,870 5,660 46.25
2017-05-01 13F-HR Spot Trading L.L.C 53,296 79,088 48.39 774 872 12.66
2018-08-09 13F-HR BlackRock Inc. Put 514,000 303,000 -41.05 8,183 7,041 -13.96
2018-08-13 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC 1,426,661 1,534,677 7.57 22,712 35,666 57.04
2018-08-01 13F-HR WELLS FARGO & COMPANY/MN 129,690 164,235 26.64 2,065 3,817 84.84

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