SecurityBHP / BHP Billiton Ltd. (088606108)
Institutional Owners399
Institutional Shares52,939,002
Institutional Value$ 4,029,156,000 USD

Institutional Stock Ownership and Shareholders

BHP / BHP Billiton Ltd. Institutional Ownership

BHP Billiton Ltd. (NYSE:BHP) has 399 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 52,939,002 shares. Largest shareholders include Fisher Asset Management, LLC, Bank Of America Corp /de/, Goldman Sachs Group Inc, Mason Capital Management Llc, Arrowstreet Capital, Limited Partnership, Earnest Partners Llc, Northern Trust Corp, Voya Investment Management LLC, Parametric Portfolio Associates Llc, and D. E. Shaw & Co., Inc..
BHP Billiton Ltd. (NYSE:BHP) ownership structure shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-08-07 13F-HR IFP Advisors, Inc 484 613 26.65 22 31 40.91
2018-07-26 13F-HR Whitnell & Co. 89 89 0.00 4 4 0.00
2017-07-10 13F-HR CAPSTONE ASSET MANAGEMENT CO 124,132 117,592 -5.27 4,508 4,185 -7.17
2018-07-31 13F-HR HOWE & RUSLING INC 1,044 1,044 0.00 46 52 13.04
2018-08-08 13F-HR Private Capital Group, Llc 2,515 2,610 3.78 112 130 16.07
2018-08-09 13F-HR Oxbow Advisors, LLC 10,050 10,050 0.00 447 503 12.53
2018-07-30 13F-HR Aperio Group, LLC 886,053 972,290 9.73 39,367 48,624 23.51
2018-08-01 13F-HR Hudock Capital Group, LLC 1,296 1,000 -22.84 57 50 -12.28
2018-08-10 13F-HR Ashler Capital Llc 843,794 0 -100.00 37,490 0 -100.00
2018-07-25 13F-HR JJJ Advisors Inc. 0 4,000 0 200
2018-08-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 807,600 593,100 -26.56 35,882 29,661 -17.34
2018-08-14 13F-HR DekaBank Deutsche Girozentrale 2,470 2,470 0.00 107 124 15.89
2017-02-07 13F-HR FIRST NEW YORK SECURITIES LLC /NY 5,950 0 -100.00 206,168 0 -100.00
2018-08-13 13F-HR GROUP ONE TRADING, L.P. Call 10,500 24,900 137.14 417 1,245 198.56
2018-08-02 13F-HR VICUS CAPITAL 146,116 155,759 6.60 6,492 7,790 19.99
2018-08-14 13F-HR TWO SIGMA ADVISERS, LP 696,400 620,200 -10.94 30,941 31,016 0.24
2018-08-10 13F-HR BROWN ADVISORY INC 26,461 24,589 -7.07 1,176 1,230 4.59
2018-08-03 13F-HR DAVIS-REA LTD. 35,081 23,746 -32.31 1,559 1,188 -23.80
2018-05-02 13F-HR DREMAN VALUE MANAGEMENT, L L C 7,794 7,062 -9.39 358 314 -12.29
2018-08-10 13F-HR Cutler Group LP Call 15,200 3,100 -79.61 1 8 700.00
2018-10-11 13F-HR World Asset Management Inc 48,142 40,860 -15.13 2,408 2,036 -15.45
2018-08-03 13F-HR CYPRESS CAPITAL MANAGEMENT LLC 34,880 43,630 25.09 1,550 2,182 40.77
2018-08-03 13F-HR STATE OF WISCONSIN INVESTMENT BOARD 37,600 0 -100.00 1,671 0 -100.00
2018-08-13 13F-HR Covington Capital Management 2,000 24,700 1,135.00 89 1,235 1,287.64
2018-08-10 13F-HR CITIGROUP INC 207,945 225,502 8.44 9,239 11,278 22.07
2018-10-12 13F-HR BANK OF MONTREAL /CAN/ 177,121 190,232 7.40 8,858 9,481 7.03
2018-07-31 13F-HR TDAM USA INC. 4,572 0 -100.00 203 0 -100.00
2018-07-30 13F-HR Spectrum Management Group, Inc. 0 72 0 4
2018-08-13 13F-HR BOKF, NA 10,140 9,748 -3.87 450 487 8.22
2018-07-24 13F-HR BENEDICT FINANCIAL ADVISORS INC 5,714 5,533 -3.17 254 277 9.06
2018-08-07 13F-HR EAGLE ASSET MANAGEMENT INC 15,898 5,674 -64.31 706 283 -59.92
2018-08-14 13F-HR HANSEATIC MANAGEMENT SERVICES INC 118 118 0.00 5 6 20.00
2018-08-14 13F-HR LUMINUS MANAGEMENT LLC 343,826 0 -100.00 15,276 0 -100.00
2018-08-15 13F-HR JANE STREET GROUP, LLC Put 26,600 12,800 -51.88 1,182 640 -45.85
2018-08-14 13F-HR RiverPoint Capital Management, LLC 4,698 4,698 0.00 209 235 12.44
2018-08-14 13F-HR BROWN BROTHERS HARRIMAN & CO 900 900 0.00 40 45 12.50
2018-05-04 13F-HR Financial Gravity Companies, Inc. 387 561 44.96 19 26 36.84
2018-08-07 13F-HR Dynamic Advisors Solutions LLC 7,026 7,213 2.66 312 360 15.38
2018-07-19 13F-HR Carroll Financial Associates, Inc. 4,447 4,470 0.52 197 223 13.20
2018-08-08 13F-HR MONROE BANK & TRUST/MI 350 350 0.00 16 18 12.50
2018-07-30 13F-HR Parallel Advisors, LLC 1,297 2,966 128.68 58 148 155.17
2018-08-13 13F-HR Westside Investment Management, Inc. 42 42 0.00 1,834 2,040 11.23
2018-08-02 13F-HR JENNISON ASSOCIATES LLC 680,697 1,078,325 58.41 30,243 53,927 78.31
2018-08-10 13F-HR Cutler Group LP 5,201 0 -100.00 231 0 -100.00
2018-07-23 13F-HR DUNCKER STREETT & CO INC 1,360 1,360 0.00 60 68 13.33
2018-08-08 13F-HR CIBC World Markets Inc. 125,481 156,435 24.67 5,575 7,823 40.32
2018-07-26 13F-HR Puplava Financial Services, Inc. 90,725 87,407 -3.66 4,031 4,371 8.43
2018-08-23 13F-HR/A SCHRODER INVESTMENT MANAGEMENT GROUP 474 573 20.89 21 29 38.10
2018-08-02 13F-HR SHINE INVESTMENT ADVISORY SERVICES INC 1,241 1,241 0.00 55 62 12.73
2018-08-03 13F-HR Capital Analysts, Inc. 0 210 0 10,520
2018-07-11 13F-HR TRUST CO OF VERMONT 4,053 4,053 0.00 180 203 12.78
2018-10-15 13F-HR Greenline Partners, Llc 195,097 195,352 0.13 9,757 9,691 -0.68
2018-08-10 13F-HR Investors Research Corp 4,126 206
2018-07-27 13F-HR PACIFIC HEIGHTS ASSET MANAGEMENT LLC 500,000 400,000 -20.00 22,215 20,004 -9.95
2018-08-14 13F-HR Pacer Advisors, Inc. 87,753 81,623 -6.99 3,899 4,082 4.69
2018-08-10 13F-HR Meadow Creek Investment Management LLC 14,048 14,048 0.00 624 703 12.66
2017-01-23 13F-HR CenterStar Fund, LLC Call 126 68 -46.03
2016-11-14 13F-HR Parametric Risk Advisors LLC 45,217 45,217 0.00 1,291 1,567 21.38
2018-09-18 13F-HR/A NORTHERN TRUST CORP 1,592,729 1,658,255 4.11 70,765 82,930 17.19
2018-07-26 13F-HR REGIONS FINANCIAL CORP 70,889 53,803 -24.10 3,149 2,691 -14.54
2018-08-14 13F-HR Intellectus Partners, LLC 2,500 2,500 0.00 111 125 12.61
2018-08-13 13F-HR WOLVERINE TRADING, LLC 4,502 4,502 0.00 200 200 0.00
2018-08-02 13F-HR Saturna Capital CORP 8,000 8,000 0.00 355 400 12.68
2018-08-14 13F-HR 1832 Asset Management L.P. 26,120 147,420 464.40 1,166 7,370 532.08
2018-08-10 13F-HR DIMENSIONAL FUND ADVISORS LP 877,584 877,584 0.00 38,991 43,888 12.56
2018-08-07 13F-HR Johnson Financial Group, Inc. 1,250 1,250 0.00 56 63 12.50
2018-08-13 13F-HR WATERS PARKERSON & CO., LLC 20,960 20,544 -1.98 931 1,027 10.31
2018-08-13 13F-HR MAVEN SECURITIES Ltd 276,589 123,715 -55.27 12,289 6,222 -49.37
2018-10-10 13F-HR Lourd Capital, LLC 0 6,138 0 306
2018-07-19 13F-HR Narwhal Capital Management 29,060 29,060 0.00 1,291 1,453 12.55
2018-07-20 13F-HR Steward Partners Investment Advisory, Llc 18,108 18,108 0.00 804 906 12.69
2018-08-14 13F-HR Walleye Trading LLC Put 14,400 16,400 13.89 640 820 28.13
2018-08-14 13F-HR AllSquare Wealth Management LLC 200 200 0.00 9 10 11.11
2018-08-03 13F-HR Financial Architects, Inc 500 500 0.00 22 25 13.64
2018-08-10 13F-HR CITIGROUP INC Call 62,900 79,400 26.23 2,795 3,971 42.08
2018-08-14 13F-HR DEUTSCHE BANK AG\ 162,551 254,406 56.51 7,219 12,721 76.22
2018-08-10 13F-HR MARCO INVESTMENT MANAGEMENT LLC 32,689 32,439 -0.76 1,452 1,622 11.71
2018-08-10 13F-HR Cambridge Investment Research Advisors, Inc. 6,633 6,157 -7.18 295 308 4.41
2018-10-16 13F-HR FIRST HAWAIIAN BANK 446 22
2018-07-19 13F-HR EXANE DERIVATIVES Call 60 0 -100.00 210 0 -100.00
2018-08-31 13F-HR Chicago Partners Investment Group LLC 6,475 6,475 0.00 288 324 12.50
2018-08-14 13F-HR D. E. Shaw & Co., Inc. Put 10,000 10,000 0.00 444 500 12.61
2018-08-10 13F-HR Jarislowsky, Fraser Ltd 13,289 11,471 -13.68 590 573 -2.88
2017-02-15 13F-HR OLD MISSION CAPITAL, LLC 56,180 2,010
2018-08-10 13F-HR Canal Insurance CO 40,000 40,000 0.00 1,777 2,000 12.55
2018-08-13 13F-HR HONKAMP KRUEGER FINANCIAL SERVICES INC /ADV 725 0 -100.00 32 0 -100.00
2018-08-07 13F-HR SG Americas Securities, LLC 39,109 4,229 -89.19 1,738 211 -87.86
2018-08-14 13F-HR Vanguard Capital Wealth Advisors 6,867 343
2018-07-17 13F-HR Signature Wealth Management Group 100 100 0.00 4 5 25.00
2018-08-14 13F-HR Voya Investment Management LLC 1,211,606 1,631,363 34.64 53,832 81,585 51.55
2018-08-14 13F-HR BALYASNY ASSET MANAGEMENT LLC 0 34,093 0 1,705
2018-10-15 13F-HR FIRST MANHATTAN CO 370 370 0.00 18 18 0.00
2018-08-13 13F-HR SCOTIA CAPITAL INC. 24,257 25,257 4.12 1,078 1,116 3.53
2018-08-08 13F-HR 180 Wealth Advisors, Llc 9,019 451
2018-08-22 13F-HR Mount Yale Investment Advisors, Llc 120 120 0.00 5 6 20.00
2018-08-14 13F-HR BANK OF AMERICA CORP /DE/ 5,892,035 4,799,254 -18.55 261,784 240,010 -8.32
2018-08-14 13F-HR TWO SIGMA SECURITIES, LLC Call 24,400 17,800 -27.05 1,084 890 -17.90
2018-08-13 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC 1,446,828 17,849 -98.77 72,356 393 -99.46
2017-02-10 13F-HR BlackRock Fund Advisors 337,104 181,163 -46.26 11,681 6,482 -44.51
2018-07-27 13F-HR Coastline Trust Co 8,690 8,690 0.00 386 435 12.69
2018-07-31 13F-HR CWM, LLC 306 377 23.20 14 19 35.71
2018-08-10 13F-HR Proficio Capital Partners LLC 3,995 3,926 -1.73 177 196 10.73
2018-08-13 13F-HR Hudson Bay Capital Management LP Put 25,400 0 -100.00 1,129 0 -100.00
2018-08-14 13F-HR GEODE CAPITAL MANAGEMENT, LLC 37,040 17,342 -53.18 1,644 867 -47.26
2018-07-20 13F-HR Creative Planning 18,666 18,445 -1.18 829 922 11.22
2018-08-14 13F-HR MILLENNIUM MANAGEMENT LLC 0 6,041 0 302
2018-08-14 13F-HR SIGNATUREFD, LLC 11,385 12,845 12.82 506 642 26.88
2018-08-14 13F-HR GOLDMAN SACHS GROUP INC Call 5,900 17,900 203.39 262 895 241.60
2018-08-13 13F-HR Centerpoint Advisors, Llc 325 325 0.00 14 16 14.29
2017-05-15 13F-HR R&F Capital Advisors LP 38,234 12,925 -66.20 1,368 469 -65.72
2018-08-14 13F-HR BARCLAYS PLC Call 178,300 92,400 -48.18 7,922 4,621 -41.67
2018-08-07 13F-HR Trexquant Investment LP 0 4,339 0 217
2018-08-13 13F-HR INSTITUTIONAL & FAMILY ASSET MANAGEMENT, LLC 60 60 0.00 3 3 0.00
2018-08-13 13F-HR AJO, LP 6,950 0 -100.00 309 0 -100.00
2017-05-01 13F-HR Spot Trading L.L.C Put 113,300 37,700 -66.73 4,054 1,369 -66.23
2018-08-13 13F-HR Advisor Group, Inc. 12,702 14,573 14.73 566 729 28.80
2018-08-01 13F-HR BigSur Wealth Management LLC 0 4,420 0 221
2018-08-10 13F-HR GABELLI FUNDS LLC 8,000 8,000 0.00 355 400 12.68
2018-08-16 13F-HR FAIRFIELD, BUSH & CO. 20,157 20,257 0.50 896 1,013 13.06
2018-08-14 13F-HR Dynamic Technology Lab Private Ltd 5,701 0 -100.00 253 0 -100.00
2018-07-20 13F-HR GaveKal Capital, LLC 0 4,006 0 200
2018-08-02 13F-HR BABSON CAPITAL MANAGEMENT LLC 157,615 157,615 0.00 7,003 7,882 12.55
2018-07-25 13F-HR BESSEMER GROUP INC 650 500 -23.08 29 25 -13.79
2017-01-23 13F-HR CenterStar Fund, LLC 6 45 650.00
2018-08-14 13F-HR Freestone Capital Holdings, LLC 21,245 21,313 0.32 944 1,066 12.92
2018-08-10 13F-HR Acorn Wealth Advisors, Llc 297 297 0.00 14 15 7.14
2018-10-09 13F-HR We Are One Seven, Llc 440 0 -100.00 20 0 -100.00
2018-07-20 13F-HR LS Investment Advisors, LLC 790 790 0.00 35 40 14.29
2018-08-10 13F-HR Roundview Capital LLC 5,400 0 -100.00 240 0 -100.00
2018-08-14 13F-HR BARCLAYS PLC 51,286 36,242 -29.33 2,279 1,813 -20.45
2018-08-03 13F-HR Cable Hill Partners, LLC 345 345 0.00 15 17 13.33
2018-07-30 13F-HR SIMPLEX TRADING, LLC Call 230 691 200.43 19 3,455 18,084.21
2018-07-19 13F-HR Sicart Associates LLC 12,000 12,000 0.00 533 600 12.57
2018-10-16 13F-HR Baystate Wealth Management LLC 1,500 1,538 2.53 73 73 0.00
2018-08-10 13F-HR COMMERZBANK AKTIENGESELLSCHAFT /FI 9,164 16,220 77.00 407 811 99.26
2018-10-15 13F-HR Centerstar Asset Management, Llc Call 5
2018-08-13 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC 17,849 1,446,828 8,005.93 347 72,356 20,751.87
2018-10-15 13F-HR Centerstar Asset Management, Llc Put 7
2018-08-14 13F-HR Centaurus Financial, Inc. 928 46
2018-07-31 13F-HR Destination Wealth Management 83 83 0.00 4 4 0.00
2018-07-17 13F-HR Legacy Financial Advisors, Inc. 381 440 15.49 17 22 29.41
2018-07-17 13F-HR Kistler-Tiffany Companies, LLC 700 700 0.00 31 35 12.90
2018-08-08 13F-HR Glassman Wealth Services 658 658 0.00 29 33 13.79
2018-08-14 13F-HR STATE STREET CORP 55,978 52,685 -5.88 2,486 2,635 5.99
2018-10-15 13F-HR Winslow, Evans & Crocker, Inc. 84 84 0.00 6 6 0.00
2018-08-27 13F-HR Bdo Wealth Advisors, Llc 0 20,000 0 1,000
2018-08-10 13F-HR Tibra Equities Europe Ltd 59,600 87,800 47.32 2,474 4,391 77.49
2018-10-09 13F-HR Atlanta Capital Group 6,787 7,204 6.14 339 359 5.90
2018-08-14 13F-HR Walleye Trading LLC 796 0 -100.00 35 0 -100.00
2018-08-03 13F-HR FIDUCIARY TRUST CO 60,402 55,880 -7.49 2,683 2,794 4.14
2018-08-13 13F-HR TOCQUEVILLE ASSET MANAGEMENT L.P. 1,049,183 1,069,953 1.98 46,615 53,508 14.79
2018-08-13 13F-HR VERTEX ONE ASSET MANAGEMENT INC. 13,500 0 -100.00 600 0 -100.00
2018-08-03 13F-HR SEI INVESTMENTS CO 668,971 94,076 -85.94 33,455 4,226 -87.37
2018-08-09 13F-HR BANQUE PICTET & CIE SA 113,800 113,800 0.00 2,462 2,851 15.80
2018-08-10 13F-HR/A AVIANCE CAPITAL MANAGEMENT, LLC 45,859 246,211 436.89 2,038 12,313 504.17
2018-08-13 13F-HR GROUP ONE TRADING, L.P. 17,187 5,422 -68.45 764 271 -64.53
2018-10-10 13F-HR Manning & Napier Group, Llc 145,397 149,187 2.61 7,270 7,434 2.26
2018-10-04 13F-HR Xr Securities Llc Put 15,000 4
2018-08-20 13F-HR Smart Portfolios, LLC 2,725 2,725 0.00 121 136 12.40
2018-10-10 13F-HR Hexavest Inc. 3,265 2,266 -30.60 163 113 -30.67
2018-08-14 13F-HR CAPITAL FUND MANAGEMENT S.A. Call 13,400 0 -100.00 595 0 -100.00
2018-08-07 13F-HR American Trust Investment Advisors, LLC 5,322 5,322 0.00 236 266 12.71
2018-08-13 13F-HR NINE MASTS CAPITAL Ltd 97,051 0 -100.00 4,204 0 -100.00
2018-07-25 13F-HR ADVISOR PARTNERS LLC 9,829 13,585 38.21 437 679 55.38
2018-08-14 13F-HR Tower Research Capital LLC (TRC) 8,821 192 -97.82 392 10 -97.45
2018-07-30 13F-HR SIMPLEX TRADING, LLC 7,340 0 -100.00 326 0 -100.00
2018-08-10 13F-HR Pacad Investment Ltd. 1,000 9,740 874.00 43 487 1,032.56
2018-07-09 13F-HR Fisher Asset Management, LLC 0 5,473,988 0 273,754
2018-08-14 13F-HR PEAK6 Investments, L.P. 26,445 8,399 -68.24 1,175 420 -64.26
2018-08-07 13F-HR SG Americas Securities, LLC Call 29,800 29,800 0.00 18 25 38.89
2018-08-10 13F-HR HSBC HOLDINGS PLC 5,888 79,887 1,256.78 262 3,994 1,424.43
2017-07-27 13F-HR Spot Trading L.l.c. 41,085 1,462
2018-08-14 13F-HR Marshall Wace North America L.P. 136,353 0 -100.00 6,058 0 -100.00
2018-08-10 13F-HR CITIGROUP INC Put 136,400 130,700 -4.18 6,060 6,536 7.85
2018-07-20 13F-HR Creative Planning Put 1,000 2
2018-08-03 13F-HR CANANDAIGUA NATIONAL BANK & TRUST CO 27,198 24,779 -8.89 1,208 1,239 2.57
2018-08-16 13F-HR/A COWEN GROUP, INC. 83,027 0 -100.00 3,689 0 -100.00
2018-08-14 13F-HR Squarepoint Ops LLC 50,505 0 -100.00 2,244 0 -100.00
2018-08-10 13F-HR RIVERHEAD CAPITAL MANAGEMENT LLC 29,300 29,300 0.00 1,302 1,465 12.52
2017-10-26 13F-HR Acrospire Investment Management LLC 4,285 0 -100.00 153 0 -100.00
2018-08-14 13F-HR MACQUARIE GROUP LTD 64,505 65,564 1.64 2,866 3,279 14.41
2018-08-14 13F-HR CAPITAL FUND MANAGEMENT S.A. Put 12,600 0 -100.00 560 0 -100.00
2018-08-22 13F-HR/A Advisors Asset Management, Inc. 91,600 91,040 -0.61 4,255 4,553 7.00
2018-08-14 13F-HR PEAK6 Investments, L.P. Put 166,200 105,800 -36.34 7,384 5,291 -28.35
2018-08-06 13F-HR TORONTO DOMINION BANK 4,362 5,373 23.18 194 269 38.66
2018-07-27 13F-HR Advisory Services Network, LLC 7,673 26,530 245.76 341 1,328 289.44
2018-07-11 13F-HR Ledyard National Bank 1,350 750 -44.44 60 38 -36.67
2018-08-13 13F-HR GROUP ONE TRADING, L.P. Call 24,900 200 -99.20 1,245 9 -99.28
2018-05-11 13F-HR CITIGROUP INC 257,538 207,945 -19.26 11,843 9,239 -21.99
2018-08-14 13F-HR Wills Financial Group, Inc. 6,659 5,343 -19.76 295 267 -9.49
2018-08-07 13F-HR Berkeley Capital Partners, LLC 13,697 13,271 -3.11 608 663 9.05
2018-08-03 13F-HR Violich Capital Management, Inc. 125,213 125,674 0.37 5,563 6,285 12.98
2018-08-13 13F-HR Stratos Wealth Partners, LTD. 1,304 0 -100.00 58 0 -100.00
2018-07-03 13F-HR Washington Trust Bank 190 190 0.00 8 10 25.00
2018-07-23 13F-HR Shelter Mutual Insurance Co 133,030 119,730 -10.00 5,910 5,988 1.32
2018-07-26 13F-HR OLD NATIONAL BANCORP /IN/ 0 7,327 0 366
2018-08-06 13F-HR Checchi Capital Advisers, LLC 8,715 9,215 5.74 387 461 19.12
2018-10-09 13F-HR Nelson Roberts Investment Advisors, LLC 0 33 0 1
2018-08-14 13F-HR Jacobi Capital Management LLC 44 44 0.00 2 2 0.00
2018-08-07 13F-HR Nicholas Hoffman & Company, LLC. 4,638 4,663 0.54 206 233 13.11
2018-08-14 13F-HR/A CITADEL ADVISORS LLC 923,621 0 -100.00 41,036 0 -100.00
2018-08-14 13F-HR FIFTH THIRD BANCORP 845 845 0.00 38 42 10.53
2018-08-14 13F-HR NGAM ADVISORS, L.P. 197,238 9,863
2018-07-12 13F-HR Norway Savings Bank 250 13
2018-08-14 13F-HR Gryphon Financial Partners Llc 90 90 0.00 4 5 25.00
2018-08-10 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 51,453 52,263 1.57 2,285 2,614 14.40
2018-08-14 13F-HR Moors & Cabot, Inc. 4,495 0 -100.00 200 0 -100.00
2018-07-19 13F-HR EXANE DERIVATIVES Put 100 0 -100.00 77,250 0 -100.00
2018-10-12 13F-HR Bridge Creek Capital Management LLC 16,848 17,468 3.68 842 870 3.33
2018-07-26 13F-HR Lenox Wealth Management, Inc. 136 95 -30.15 7 4 -42.86
2017-02-10 13F-HR BlackRock Institutional Trust Company, N.A. 24,119 863
2018-08-14 13F-HR Schonfeld Strategic Advisors LLC 11,766 0 -100.00 523 0 -100.00
2018-08-14 13F-HR Alpha Omega Wealth Management LLC 825 825 0.00 37 41 10.81
2018-08-03 13F-HR LMR Partners LLP 528,340 660,965 25.10 24,392 33,198 36.10
2017-08-10 13F-HR ABERDEEN ASSET MANAGEMENT PLC/UK 6,300 6,300 0.00 229 224 -2.18
2018-10-15 13F-HR SCOUT INVESTMENTS, INC. 268,207 324,645 21.04 13,413 16,180 20.63
2018-08-14 13F-HR UBS Group AG 846,759 996,180 17.65 37,622 49,819 32.42
2018-08-10 13F-HR Compagnie Odier SCA 650 650 0.00 29 33 13.79
2018-08-13 13F-HR LAZARD ASSET MANAGEMENT LLC 686,774 690,855 0.59 30,513 34,549 13.23
2018-08-10 13F-HR SHELTON CAPITAL MANAGEMENT 60,465 60,465 0.00 2,686 3,024 12.58
2018-01-22 13F-HR Cornerstone Financial Partners, LLC 45,901 46,869 2.11 1,856 2,155 16.11
2018-04-18 13F-HR Integral Derivatives, LLC Put 41,500 8,900 -78.55 1,909 395 -79.31
2018-08-14 13F-HR VOLORIDGE INVESTMENT MANAGEMENT, LLC 8,699 0 -100.00 386 0 -100.00
2018-10-10 13F-HR Kiley Juergens Wealth Management, Llc 650 650 0.00 32 32 0.00
2018-08-09 13F-HR BlackRock Inc. 274,840 389,798 41.83 12,211 19,494 59.64
2018-07-30 13F-HR SIMPLEX TRADING, LLC Put 167 247 47.90 30 1,235 4,016.67
2017-01-13 13F-HR MetLife Securities, Inc 5,617 6,100 8.60 195 218 11.79
2017-02-06 13F-HR INTEGRATED WEALTH COUNSEL, LLC 1,000 36
2018-07-16 13F-HR West Coast Financial LLC 5,050 5,050 0.00 224 253 12.95
2018-07-26 13F-HR Lenox Wealth Management, Inc. 136 7
2018-08-14 13F-HR Invesco Ltd. 46,817 46,166 -1.39 2,080 2,309 11.01
2018-08-14 13F-HR TWO SIGMA SECURITIES, LLC Put 43,700 37,500 -14.19 1,942 1,875 -3.45
2018-08-13 13F-HR WOLVERINE TRADING, LLC Call 72,600 72,600 0.00 3,226 3,226 0.00
2018-08-10 13F-HR INGALLS & SNYDER LLC 46,064 49,464 7.38 2,047 2,474 20.86
2018-10-11 13F-HR GOFEN & GLOSSBERG LLC /IL/ 12,035 11,035 -8.31 602 550 -8.64
2018-08-01 13F-HR SYNOVUS FINANCIAL CORP 2,200 2,200 0.00 98 110 12.24
2018-07-24 13F-HR Janney Montgomery Scott LLC 16,017 17,010 6.20 712 851 19.52
2016-11-14 13F-HR EDMOND DE ROTHSCHILD (SUISSE) S.A. 1,400 1,400 0.00 40 49 22.50
2018-07-31 13F-HR Crossmark Global Holdings, Inc. 129,191 98,884 -23.46 5,740 4,945 -13.85
2018-08-13 13F-HR Bridgewater Associates, LP 64,296 64,296 0.00 2,857 3,215 12.53
2018-08-03 13F-HR Well Done, LLC 111 0 -100.00 5 0 -100.00
2017-08-14 13F-HR I.G. INVESTMENT MANAGEMENT, LTD. 34,500 9,733 -71.79 1,253 346 -72.39
2018-08-15 13F-HR JANE STREET GROUP, LLC 204,088 133,762 -34.46 9,068 6,689 -26.24
2018-10-16 13F-HR Truewealth Llc 665 665 0.00 33 33 0.00
2018-07-16 13F-HR GSB Wealth Management, LLC 7,850 7,850 0.00 349 393 12.61
2018-08-01 13F-HR ASSETMARK, INC 355,007 361,317 1.78 15,773 18,069 14.56
2018-07-26 13F-HR TCI Wealth Advisors, Inc. 487 487 0.00 22 24 9.09
2018-08-14 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 25,462 26,640 4.63 1,132 1,332 17.67
2018-07-31 13F-HR Portland Global Advisors LLC 10,895 9,905 -9.09 484 495 2.27
2018-08-14 13F-HR Financial Gravity Wealth, Inc. 561 881 57.04 26 43 65.38
2018-07-30 13F-HR SIMPLEX TRADING, LLC Call 691 28 -95.95 3,455 125 -96.38
2018-10-15 13F-HR Centerstar Asset Management, Llc 44
2018-08-07 13F-HR ANCHOR CAPITAL ADVISORS LLC 20,000 0 -100.00 889 0 -100.00
2018-08-14 13F-HR Thomas J. Herzfeld Advisors, Inc. 210 210 0.00 9 11 22.22
2018-08-13 13F-HR INR ADVISORY SERVICES LLC 35 2
2018-07-16 13F-HR SMITHFIELD TRUST CO 2,386 2,386 0.00 106 119 12.26
2018-08-08 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 1,310 1,390 6.11 58 70 20.69
2018-08-03 13F-HR Autus Asset Management, LLC 103,476 104,031 0.54 4,597 5,202 13.16
2018-10-16 13F-HR FIRST FINANCIAL CORP /IN/ 6,831 6,802 -0.42 341 339 -0.59
2018-10-15 13F-HR CITY HOLDING CO 374 374 0.00 19 19 0.00
2018-08-14 13F-HR Natixis 104,219 39,797 -61.81 2,320 1,990 -14.22
2018-08-14 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 114 193 69.30 5,065 9,652 90.56
2018-07-19 13F-HR HUNTINGTON NATIONAL BANK 2,465 1,742 -29.33 110 87 -20.91
2018-08-13 13F-HR Wealthcare Advisory Partners LLC 208 391 87.98 9 20 122.22
2018-08-21 13F-HR SRS Capital Advisors, Inc. 3,192 3,192 0.00 141 159 12.77
2018-07-25 13F-HR OLD SECOND NATIONAL BANK OF AURORA 600 0 -100.00 27 0 -100.00
2018-08-14 13F-HR Parallax Volatility Advisers, L.P. 1,549 316 -79.60 69 16 -76.81
2018-08-10 13F-HR Avestar Capital, Llc 287 287 0.00 12 13 8.33
2018-10-15 13F-HR Callahan Advisors, LLC 71,064 80,184 12.83 3,554 3,996 12.44
2018-08-14 13F-HR OLD MISSION CAPITAL LLC 203,992 85,433 -58.12 9,063 4,273 -52.85
2018-07-31 13F-HR Ariel Capital Advisors, LLC 5,100 5,100 0.00 227 255 12.33
2018-07-18 13F-HR FOUNDERS FINANCIAL SECURITIES LLC 6,955 0 -100.00 309 0 -100.00
2018-08-15 13F-HR Highlander Capital Management, LLC 9,251 9,251 0.00 407 463 13.76
2018-08-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 16,934 16,934 0.00 753 753 0.00
2018-08-13 13F-HR BLAIR WILLIAM & CO/IL 17,529 9,802 -44.08 779 490 -37.10
2018-08-14 13F-HR Cubist Systematic Strategies, LLC 13,779 0 -100.00 612 0 -100.00
2018-08-06 13F-HR Tradewinds Capital Management, LLC 250 250 0.00 11 13 18.18
2018-02-16 13F-HR/A Commonwealth Equity Services, Inc 51,520 55,794 8.30 1,834 2,261 23.28
2017-02-10 13F-HR BlackRock Investment Management, LLC 965 965 0.00 33 35 6.06
2018-07-31 13F-HR Commonwealth Equity Services, Llc. 54,434 53,121 -2.41 2,418 2,657 9.88
2018-08-08 13F-HR Resource Management, Llc 16,481 17,478 6.05 732 874 19.40
2018-08-14 13F-HR D. E. Shaw & Co., Inc. 1,558,654 1,151,332 -26.13 69,251 57,578 -16.86
2018-08-10 13F-HR BLUESTEIN R H & CO 15,200 15,200 0.00 675 760 12.59
2018-07-26 13F-HR Advisornet Financial, Inc 1,175 1,475 25.53 52 74 42.31
2018-08-03 13F-HR Seacrest Wealth Management, Llc 1,700 1,600 -5.88 76 80 5.26
2018-08-15 13F-HR Cozad Asset Management Inc 9,971 499
2018-08-13 13F-HR Hammer Asset Management, Llc 61,731 3,087
2018-10-04 13F-HR CENTRAL TRUST Co 4,160 3,760 -9.62 208 188 -9.62
2018-08-10 13F-HR Tyers Asset Management LLC 24,584 24,584 0.00 1,092 1,229 12.55
2018-08-14 13F-HR TWO SIGMA SECURITIES, LLC 42,265 21,973 -48.01 1,878 1,099 -41.48
2018-10-05 13F-HR FOX RUN MANAGEMENT, L.L.C. 4,467 0 -100.00 223 0 -100.00
2018-10-05 13F-HR OPTIMUM INVESTMENT ADVISORS 8,655 5,905 -31.77 433 294 -32.10
2018-08-14 13F-HR BROOKFIELD ASSET MANAGEMENT INC. 143,600 143,600 0.00 6,380 7,181 12.55
2018-08-13 13F-HR FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. 144,886 160,010 10.44 6,437 8,002 24.31
2018-08-08 13F-HR US BANCORP \DE\ 28,244 28,379 0.48 1,255 1,419 13.07
2018-08-10 13F-HR Summit Trail Advisors, Llc 161,905 0 -100.00 162 0 -100.00
2018-07-18 13F-HR REILLY FINANCIAL ADVISORS, LLC 1,070 1,070 0.00 48 54 12.50
2018-08-14 13F-HR GUGGENHEIM CAPITAL LLC 25,996 22,316 -14.16 1,155 1,117 -3.29
2017-07-27 13F-HR Spot Trading L.l.c. Put 76,300 2,716
2018-08-15 13F-HR/A Qube Research & Technologies Ltd 7,628 0 -100.00 338 0 -100.00
2018-07-30 13F-HR Trustcore Financial Services, Llc 225 389 72.89 10 19 90.00
2018-08-08 13F-HR CARRET ASSET MANAGEMENT, LLC 4,970 0 -100.00 221 0 -100.00
2018-08-09 13F-HR HEADINVEST, LLC 21,936 20,802 -5.17 975 1,040 6.67
2018-08-09 13F-HR Bollard Group LLC 16,158 22,358 38.37 718 1,118 55.71
2018-08-07 13F-HR SG Americas Securities, LLC Put 29,800 29,800 0.00 108 39 -63.89
2018-08-13 13F-HR AMP Capital Investors Ltd 16,800 0 -100.00 731 0 -100.00
2018-08-14 13F-HR BARCLAYS PLC Put 149,800 58,600 -60.88 6,656 2,931 -55.96
2018-08-08 13F-HR Hanson McClain, Inc. 0 27 0 1
2018-08-14 13F-HR GOLDMAN SACHS GROUP INC 4,370,733 4,172,108 -4.54 194,192 208,646 7.44
2018-08-13 13F-HR Annex Advisory Services, LLC 26,853 28,534 6.26 1,193 1,427 19.61
2018-08-07 13F-HR GREENLEAF TRUST 18,599 21,761 17.00 826 1,088 31.72
2018-08-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 416,100 432,400 3.92 18,487 21,624 16.97
2018-08-13 13F-HR GROUP ONE TRADING, L.P. Put 700 6,000 757.14 31 300 867.74
2018-08-14 13F-HR ROYAL BANK OF CANADA Call 200,000 0 -100.00 8,886 0 -100.00
2018-08-13 13F-HR RAYMOND JAMES & ASSOCIATES 300,356 326,237 8.62 13,345 16,315 22.26
2018-07-25 13F-HR Main Street Research LLC 279,348 281,329 0.71 12,411 14,069 13.36
2018-08-14 13F-HR Marketfield Asset Management LLC 189,635 178,296 -5.98 8,425 8,917 5.84
2018-05-11 13F-HR CITIGROUP INC Call 88,500 62,900 -28.93 4,070 2,795 -31.33
2018-07-31 13F-HR NBT BANK N A /NY 5,449 5,449 0.00 242 273 12.81
2018-10-12 13F-HR Gemmer Asset Management LLC 136 117 -13.97 7 6 -14.29
2017-08-03 13F-HR WINDSOR FINANCIAL GROUP LLC 6,631 6,631 0.00 241 236 -2.07
2018-08-13 13F-HR Global Retirement Partners, Llc 746 746 0.00 33 37 12.12
2018-08-14 13F-HR Westwood Global Investments, LLC 398,466 398,466 0.00 17,704 19,927 12.56
2018-07-26 13F-HR Alpha Cubed Investments, LLC 279,847 334,372 19.48 12,434 16,722 34.49
2018-08-14 13F-HR Marshall Wace LLP 0 11,119 0 556
2018-08-14 13F-HR Willis Investment Counsel 289,490 321,805 11.16 12,862 16,093 25.12
2018-10-09 13F-HR O'Brien Wealth Partners LLC 90 4
2018-08-14 13F-HR Candriam Luxembourg S.C.A. 8,918 446
2018-07-18 13F-HR Sawyer & Company, Inc 7,615 7,615 0.00 338 381 12.72
2018-08-14 13F-HR UBS Group AG Put 184,600 304,700 65.06 8,202 15,238 85.78
2017-05-01 13F-HR Spot Trading L.L.C Call 6,200 20,100 224.19 222 730 228.83
2016-11-14 13F-HR NORTHROAD CAPITAL MANAGEMENT LLC 85,263 24,657 -71.08 2,435 854 -64.93
2018-08-24 13F-HR/A Mainstay Capital Management Llc /adv 1,500 75
2018-08-02 13F-HR Atlantic Trust Group, LLC 83,196 109,318 31.40 3,696 5,468 47.94
2018-08-07 13F-HR CADINHA & CO LLC 11,000 5,000 -54.55 489 250 -48.88
2018-08-15 13F-HR South Street Advisors LLC 198,360 212,250 7.00 8,813 10,614 20.44
2018-08-13 13F-HR Flinton Capital Management LLC 29,852 29,852 0.00 1,326 1,493 12.59
2018-08-10 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 646 646 0.00 29 32 10.34
2018-08-16 13F-HR/A BANK OF NOVA SCOTIA 0 5,300 0 265
2018-07-25 13F-HR D.b. Root & Company, Llc 19,624 20,510 4.51 872 1,026 17.66
2018-08-13 13F-HR PIONEER INVESTMENT MANAGEMENT INC 149,260 143,030 -4.17 6,632 7,154 7.87
2017-07-27 13F-HR Spot Trading L.l.c. Call 44,200 1,573
2018-07-17 13F-HR ANDERSON HOAGLAND & CO 20,115 20,115 0.00 894 1,006 12.53
2018-10-04 13F-HR Radnor Capital Management, LLC 14,575 14,575 0.00 729 726 -0.41
2018-08-14 13F-HR AFAM CAPITAL, INC. 18,464 18,337 -0.69 820 917 11.83
2018-08-09 13F-HR Cumberland Partners Ltd 11,625 581
2018-08-10 13F-HR Pictet North America Advisors SA 113,800 113,800 0.00 2,462 2,851 15.80
2018-08-15 13F-HR JANE STREET GROUP, LLC Call 35,100 27,400 -21.94 1,559 1,370 -12.12
2018-08-14 13F-HR STIFEL FINANCIAL CORP 109,792 104,438 -4.88 4,868 5,233 7.50
2018-08-13 13F-HR KING LUTHER CAPITAL MANAGEMENT CORP 50,300 50,300 0.00 2,235 2,516 12.57
2018-08-06 13F-HR Belpointe Asset Management Llc 5,374 5,374 0.00 239 269 12.55
2018-08-10 13F-HR M&T BANK CORP 8,575 12,739 48.56 381 637 67.19
2018-08-14 13F-HR JOHNSON INVESTMENT COUNSEL INC 8,901 4,901 -44.94 395 245 -37.97
2018-08-03 13F-HR AlphaMark Advisors, LLC 800 1,000 25.00 32 45 40.63
2017-05-01 13F-HR Spot Trading L.L.C 7,365 20,054 172.29 264 728 175.76
2018-07-25 13F-HR THOMAS WHITE INTERNATIONAL LTD 147,665 149,809 1.45 6,561 7,492 14.19
2018-08-02 13F-HR KORNITZER CAPITAL MANAGEMENT INC /KS 17,620 17,620 0.00 783 881 12.52
2018-07-27 13F-HR/A WHITTIER TRUST CO 14,073 13,760 -2.22 625 689 10.24
2018-10-16 13F-HR RAYMOND JAMES TRUST N.A. 6,391 6,834 6.93 320 340 6.25
2018-08-13 13F-HR IHT Wealth Management, LLC 13 0 -100.00 1 0 -100.00
2018-07-26 13F-HR Plante Moran Financial Advisors, LLC 1,043 132 -87.34 46 7 -84.78
2018-08-10 13F-HR EATON VANCE MANAGEMENT 194,208 192,285 -0.99 8,629 9,616 11.44
2018-07-12 13F-HR Community Bank, N.A. 16,677 17,327 3.90 741 866 16.87
2018-08-13 13F-HR WOLVERINE TRADING, LLC Put 86,600 86,600 0.00 3,848 3,848 0.00
2018-08-08 13F-HR Point View Wealth Management, Inc. 34,849 34,758 -0.26 1,548 1,738 12.27
2018-08-10 13F-HR MUFG Americas Holdings Corp 1,761 1,761 0.00 78 88 12.82
2018-08-07 13F-HR Timber Creek Capital Management LLC 5,100 5,100 0.00 226 255 12.83
2018-08-14 13F-HR ETRADE Capital Management LLC 44,491 39,200 -11.89 1,977 1,960 -0.86
2018-08-14 13F-HR ROYAL BANK OF CANADA 332,852 406,457 22.11 14,787 20,328 37.47
2016-11-14 13F-HR Edmond de Rothschild (Europe) 1,000 1,000 0.00 29 35 20.69
2018-08-14 13F-HR Capital Innovations LLC 21,015 22,000 4.69 934 1,100 17.77
2018-07-30 13F-HR SIMPLEX TRADING, LLC Put 247 28 -88.66 1,235 125 -89.88
2018-07-31 13F-HR TD ASSET MANAGEMENT INC 280,400 248,200 -11.48 12,458 12,412 -0.37
2018-07-30 13F-HR Winthrop Partners - Wny, Llc 22,150 22,150 0.00 966,404 1,107,721 14.62
2018-08-13 13F-HR EARNEST PARTNERS LLC 1,675,362 1,685,456 0.60 74,436 84,290 13.24
2018-08-01 13F-HR Connor, Clark & Lunn Investment Management Ltd. 151,976 9,800 -93.55 6,752 490 -92.74
2018-08-14 13F-HR UNITED CAPITAL FINANCIAL ADVISERS, LLC 16,486 20,112 21.99 732 1,006 37.43
2018-08-13 13F-HR PROFUND ADVISORS LLC 32,760 29,295 -10.58 1,456 1,465 0.62
2018-08-14 13F-HR Stonebridge Capital Advisors LLC 45,912 50,887 10.84 2,040 2,545 24.75
2018-08-14 13F-HR/A CITADEL ADVISORS LLC Put 234,000 282,200 20.60 10,397 14,113 35.74
2018-08-14 13F-HR MORGAN STANLEY 1,342,684 1,058,712 -21.15 59,655 52,947 -11.24
2018-08-13 13F-HR Quantbot Technologies LP 7,710 0 -100.00 342 0 -100.00
2018-08-14 13F-HR TWO SIGMA INVESTMENTS LLC 321,736 0 -100.00 14,295 0 -100.00
2018-08-10 13F-HR Quantitative Investment Management, LLC 248,100 46,800 -81.14 11,023 2,340 -78.77
2018-08-13 13F-HR Bayesian Capital Management, LP 0 4,400 0 220
2018-08-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 70,418 167,306 137.59 3,129 8,367 167.40
2018-08-02 13F-HR Segantii Capital Management Ltd 3,226,912 1,046,773 -67.56 139,560 52,438 -62.43
2018-10-15 13F-HR Bartlett & Co. LLC 310 310 0.00 16 15 -6.25
2018-08-06 13F-HR Sonora Investment Management, LLC 173 173 0.00 7,686 9 -99.88
2018-08-10 13F-HR ENVESTNET ASSET MANAGEMENT INC 27,483 26,849 -2.31 1,237 1,343 8.57
2018-08-07 13F-HR Twin Tree Management, LP 0 8,606 0 430
2018-08-14 13F-HR Mirae Asset Global Investments Co., Ltd. 25,020 19,251 -23.06 1,112 963 -13.40
2017-07-06 13F-HR Independent Portfolio Consultants, Inc. 1,410 1,095 -22.34 51 39 -23.53
2018-08-10 13F-HR Neuburgh Advisers LLC 19,316 19,316 0.00 858 966 12.59
2018-08-02 13F-HR Adviser Investments LLC 150 150 0.00 7 8 14.29
2018-07-20 13F-HR Cornerstone Wealth Management, LLC 31,165 642
2018-08-09 13F-HR Carillon Tower Advisers, Inc. 309,751 190,431 -38.52 13,762 9,523 -30.80
2018-07-23 13F-HR CAPROCK Group, Inc. 6,577 6,219 -5.44 292 311 6.51
2018-08-13 13F-HR BRINKER CAPITAL INC 82,978 85,494 3.03 3,687 4,276 15.98
2018-02-12 13F-HR Florence Capital Advisors, LLC 100 100 0.00 4 5 25.00
2018-08-10 13F-HR OPPENHEIMER & CO INC 18,363 18,794 2.35 816 940 15.20
2018-08-13 13F-HR OREGON PUBLIC EMPLOYEES RETIREMENT FUND 692,432 658,348 -4.92 13,634 14,828 8.76
2018-10-12 13F-HR PITTENGER & ANDERSON INC 37,050 37,050 0.00 1,853 1,847 -0.32
2018-07-26 13F-HR S. R. Schill & Associates 10,835 542
2018-08-03 13F-HR Boston Partners 84,750 80,986 -4.44 3,765 4,050 7.57
2018-08-09 13F-HR Godshalk Welsh Capital Management, Inc. 4,700 4,700 0.00 209 235 12.44
2018-08-14 13F-HR LEVEL FOUR ADVISORY SERVICES, LLC 10,606 9,784 -7.75 471 489 3.82
2018-08-14 13F-HR FLAGSHIP HARBOR ADVISORS, LLC 1,876 93
2018-08-13 13F-HR Asset Dedication, LLC 4 4 0.00 0 0
2018-08-14 13F-HR ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 2,060,711 2,006,665 -2.62 91,557 100,353 9.61
2018-08-13 13F-HR Simmons Bank 11,374 12,179 7.08 505 609 20.59
2018-08-10 13F-HR CAZ INVESTMENTS LP 11,350 11,350 0.00 504 568 12.70
2018-08-14 13F-HR GUARDIAN CAPITAL ADVISORS LP 186,631 182,556 -2.18 8,734 8,850 1.33
2018-08-14 13F-HR Strategic Global Advisors, LLC 6,623 6,623 0.00 294 294 0.00
2018-07-27 13F-HR Mercer Capital Advisers, Inc. 200 200 0.00 9 10 11.11
2018-08-14 13F-HR U S GLOBAL INVESTORS INC Call 560 460 -17.86 73 169 131.51
2018-08-14 13F-HR CREDIT SUISSE AG/ 388,464 376,487 -3.08 17,260 18,828 9.08
2018-08-14 13F-HR Parallax Volatility Advisers, L.P. Put 30,000 30,000 0.00 1,333 1,500 12.53
2018-08-03 13F-HR WEDBUSH SECURITIES INC 14,005 13,816 -1.35 622 691 11.09
2018-08-13 13F-HR OXFORD ASSET MANAGEMENT 27,958 0 -100.00 1,242 0 -100.00
2018-08-13 13F-HR BURNEY CO/ 4,180 209
2018-08-14 13F-HR HighTower Advisors, LLC 78,710 81,882 4.03 3,491 4,207 20.51
2018-08-06 13F-HR SEAWARD MANAGEMENT LIMITED PARTNERSHIP 9,275 9,200 -0.81 412 460 11.65
2018-09-20 13F-HR Rehmann Capital Advisory Group 943 823 -12.73 42 41,141 97,854.76
2018-08-08 13F-HR QUADRANT CAPITAL GROUP LLC 9,878 10,313 4.40 427 502 17.56
2018-08-08 13F-HR 10-15 ASSOCIATES, INC. 14,620 14,960 2.33 650 748 15.08
2018-08-09 13F-HR Private Advisor Group, LLC 0 7,915 0 393
2018-08-13 13F-HR Horizon Investments, LLC 6,955 0 -100.00 309 0 -100.00
2018-07-18 13F-HR Cornerstone Advisors, Inc. 455 555 21.98 20 28 40.00
2018-07-27 13F-HR NICHOLS & PRATT ADVISERS LLP /MA 12,715 14,950 17.58 565 748 32.39
2018-08-09 13F-HR Standard Life Aberdeen Plc 6,300 6,300 0.00 280 315 12.50
2018-08-09 13F-HR Delek Group, Ltd. 274,289 268,319 -2.18 12,199 13,419 10.00
2018-07-20 13F-HR MCF Advisors LLC 483 483 0.00 21 24 14.29
2018-08-14 13F-HR/A CITADEL ADVISORS LLC Call 274,800 313,200 13.97 12,209 15,663 28.29
2018-08-13 13F-HR CQS Cayman LP 248,514 725,082 191.77 10,957 36,593 233.97
2018-08-17 13F-HR/A NOMURA HOLDINGS INC 6,488 10,780 66.15 288 389 35.07
2018-08-14 13F-HR LPL Financial LLC 100,677 106,622 5.91 4,473 5,332 19.20
2017-08-07 13F-HR Geneva Advisors, LLC 70,715 72,100 1.96 2,568 2,566 -0.08
2018-05-11 13F-HR HSBC HOLDINGS PLC 0 5,888 0 262
2018-10-12 13F-HR BANK OF MONTREAL /CAN/ Call 0 10,000 0 498
2018-08-01 13F-HR COMERICA BANK 89,118 89,378 0.29 4,255 4,355 2.35
2018-08-10 13F-HR WASHINGTON TRUST Co 1,000 50
2018-07-24 13F-HR WETHERBY ASSET MANAGEMENT INC 29,598 31,598 6.76 1,315 1,580 20.15
2018-10-12 13F-HR Canton Hathaway, Llc 500 25
2018-08-13 13F-HR BB&T SECURITIES, LLC 14,159 18,495 30.62 629 924 46.90
2018-10-04 13F-HR MARSHWINDS ADVISORY CO 5,289 4,589 -13.24 265 229 -13.58
2018-08-14 13F-HR Resources Investment Advisors, Inc. 300 300 0.00 13 15 15.38
2018-08-14 13F-HR BlueCrest Capital Management Ltd 32,959 0 -100.00 1,464 0 -100.00
2018-07-27 13F-HR Eqis Capital Management, Inc. 7,678 22,494 192.97 341 1,125 229.91
2018-08-14 13F-HR Wellington Management Group LLP 51,173 48,995 -4.26 2,274 2,450 7.74
2018-10-16 13F-HR CUE FINANCIAL GROUP, INC. 4,572 4,337 -5.14 229 216 -5.68
2018-08-14 13F-HR MASON CAPITAL MANAGEMENT LLC Call 2,861,900 2,200,000 -23.13 127,154 110,022 -13.47
2018-08-07 13F-HR Convergence Investment Partners, LLC 528 0 -100.00 23 0 -100.00
2018-08-13 13F-HR Dorsey & Whitney Trust CO LLC 6,590 6,664 1.12 293 333 13.65
2018-08-14 13F-HR UBS Group AG Call 464,873 465,813 0.20 20,654 23,295 12.79
2018-07-18 13F-HR Bedel Financial Consulting, Inc. 50 0 -100.00 2 0 -100.00
2018-08-08 13F-HR KEYBANK NATIONAL ASSOCIATION/OH 26,869 22,615 -15.83 1,194 1,131 -5.28
2017-01-23 13F-HR KANALY TRUST CO 1,129 1,113 -1.42 39 40 2.56
2018-10-10 13F-HR Endurance Wealth Management, Inc. 270 270 0.00 14 13 -7.14
2018-08-14 13F-HR GOLDMAN SACHS GROUP INC Put 18,400 33,700 83.15 818 1,685 105.99
2018-08-14 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ 161,706 174,912 8.17 7,185 8,747 21.74
2018-08-14 13F-HR Walleye Trading LLC Call 2,800 2,700 -3.57 124 135 8.87
2018-10-09 13F-HR Lenox Wealth Advisors, Inc. 1,979 1,135 -42.65 99 57 -42.42
2018-08-14 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 575,767 575,767 0.00 25,581 28,794 12.56
2018-07-27 13F-HR ENTERPRISE FINANCIAL SERVICES CORP 1,053 1,136 7.88 47 57 21.28
2018-08-13 13F-HR EVERGREEN CAPITAL MANAGEMENT LLC 6,149 6,595 7.25 273 330 20.88
2018-08-15 13F-HR SALEM INVESTMENT COUNSELORS INC 450 450 0.00 18 20 11.11
2018-07-23 13F-HR Shelter Ins Retirement Plan 105,500 75,000 -28.91 4,687 3,751 -19.97
2018-08-10 13F-HR HOURGLASS CAPITAL, LLC 141,390 132,660 -6.17 6,282 6,634 5.60
2018-08-03 13F-HR SEI INVESTMENTS CO 322,310 668,971 107.56 14,321 33,455 133.61
2018-08-09 13F-HR PineBridge Investments, L.P. 23,000 1,150
2018-08-06 13F-HR SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) 93 93 0.00 4 5 25.00
2018-08-09 13F-HR FERGUSON WELLMAN CAPITAL MANAGEMENT, INC 128,870 130,350 1.15 5,726 6,519 13.85
2018-08-14 13F-HR AMERIPRISE FINANCIAL INC 158,412 210,443 32.85 7,040 10,525 49.50
2018-08-10 13F-HR Liberty Mutual Group Asset Management Inc. 7,547 7,547 0.00 335 377 12.54
2018-08-07 13F-HR Solstein Capital, Llc 1,800 90
2018-08-01 13F-HR G&s Capital Llc 69,375 70,445 1.54 3,082 3,523 14.31
2018-10-12 13F-HR Bellecapital International Ltd. 12,698 12,736 0.30 635 635 0.00
2018-08-14 13F-HR WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC 239,377 0 -100.00 10,636 0 -100.00
2018-08-14 13F-HR JP Morgan Chase & Co 530,829 562,774 6.02 23,584 28,144 19.34
2018-08-13 13F-HR Pathway Financial Advisors Llc 886 886 0.00 39 44 12.82
2018-08-07 13F-HR ASSOCIATED BANC-CORP 87,834 88,373 0.61 3,903 4,419 13.22
2018-08-01 13F-HR WELLS FARGO & COMPANY/MN 908,920 847,993 -6.70 40,383 42,408 5.01
2018-08-14 13F-HR Valeo Financial Advisors, Llc 100 5
2018-07-30 13F-HR Raymond James Financial Services Advisors, Inc. 64,775 65,152 0.58 2,878 3,258 13.20
2018-08-10 13F-HR ROPES WEALTH ADVISORS LLC 300 1,300 333.33 13 65 400.00
2018-05-11 13F-HR CITIGROUP INC Put 230,700 136,400 -40.88 10,610 6,060 -42.88
2018-07-23 13F-HR DELTA ASSET MANAGEMENT LLC/TN 2,053 2,103 2.44 91 105 15.38
2018-08-13 13F-HR AMERICAN NATIONAL INSURANCE CO /TX/ 22,475 22,475 0.00 999 1,124 12.51
2018-07-27 13F-HR/A WHITTIER TRUST CO OF NEVADA INC 14,432 14,403 -0.20 641 720 12.32
2018-08-14 13F-HR SUNTRUST BANKS INC 6,820 0 -100.00 301 0 -100.00
2018-08-14 13F-HR CAPITAL FUND MANAGEMENT S.A. 138,245 209,242 51.36 6,142 10,464 70.37
2018-07-25 13F-HR BNP PARIBAS ARBITRAGE, SA 16,241 4,980 -69.34 721,588 249,050 -65.49
2018-08-15 13F-HR GLENMEDE TRUST CO NA 10,393 6,210 -40.25 476 311 -34.66
2018-08-10 13F-HR Cutler Group LP Put 12,000 1,300 -89.17 19 0 -100.00

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