SecurityBERY / Berry Plastics Group, Inc. (08579W103)
Institutional Owners404 (48 N-Q Owners)
Institutional Shares125,248,518 - 95.46% (ex. N-Q)
Common Shares Outstanding131,200,000 shares (as of 2017-12-30)
Institutional Value$ 28,652,296,000 USD (ex. N-Q)

Institutional Stock Ownership and Shareholders

Berry Plastics Group, Inc. (NYSE:BERY) has 404 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 125,248,518 shares. Largest shareholders include Vanguard Group Inc, Tiaa Cref Investment Management Llc, Canyon Capital Advisors Llc, Luminus Management Llc, BlackRock Inc., Voya Investment Management LLC, Massachusetts Financial Services Co /ma/, Bank Of Montreal /can/, Boston Partners, and Goldman Sachs Group Inc.
Berry Plastics Group, Inc. (NYSE:BERY) ownership structure shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-05-18 13F-HR Xact Kapitalforvaltning AB 8,260 14,960 81.11 485 820 69.07
2018-01-24 13F-HR SG Americas Securities, LLC 85,789 0 -100.00 4,860 0 -100.00
2018-05-15 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC 0 405 0 22
2018-04-04 13F-HR CENTRAL TRUST Co 421 2,871 581.95 25 157 528.00
2018-05-15 13F-HR Syntal Capital Partners, LLC 23,079 0 -100.00 1,354 0 -100.00
2018-05-14 13F-HR ASCEND CAPITAL, LLC 289,733 58,411 -79.84 16,999 3,201 -81.17
2018-05-02 13F-HR MACGUIRE, CHESWICK & TUTTLE INVESTMENT COUNSEL LLC 35,585 35,710 0.35 2,088 1,957 -6.27
2018-05-10 13F-HR SMITHFIELD TRUST CO 2,235 2,295 2.68 131 126 -3.82
2018-05-15 13F-HR MEITAV DASH INVESTMENTS LTD 191,918 0 -100.00 11,260 0 -100.00
2018-02-15 13F-HR Fieldpoint Private Securities, LLC 1,466 0 -100.00 83 0 -100.00
2018-05-14 13F-HR Commonwealth Equity Services, Llc. 6,640 363
2018-05-14 13F-HR/A CITADEL ADVISORS LLC Put 19,700 10,600 -46.19 1,156 581 -49.74
2018-04-17 13F-HR MAI Capital Management 3,719 4,452 19.71 218 244 11.93
2018-05-10 13F-HR Elkfork Partners LLC 36,120 0 -100.00 2,119 0 -100.00
2018-05-11 13F-HR Fiera Capital Corp 734,510 701,324 -4.52 43,094 38,440 -10.80
2018-05-04 13F-HR VICTORY CAPITAL MANAGEMENT INC 208,066 72,959 -64.93 12,208 3,999 -67.24
2018-04-26 N-Q Putnam High Yield Fund (see advisory)
2018-05-08 13F-HR State of New Jersey Common Pension Fund D 0 175,000 0 9,592
2018-05-01 13F-HR ALPS ADVISORS INC 8,253 8,541 3.49 484 468 -3.31
2018-02-14 13F-HR AHL Partners LLP 206,878 137,957 -33.31 11,720 8,094 -30.94
2018-05-10 13F-HR First Personal Financial Services 864 773 -10.53 51 42 -17.65
2018-05-11 13F-HR Citizens Financial Group Inc/RI 82 97 18.29 5 5 0.00
2018-04-17 13F-HR Calton & Associates, Inc. 117 0 -100.00 6 0 -100.00
2018-02-12 13F-HR Quadrature Capital LTD 26,937 0 -100.00 1,526 0 -100.00
2018-02-14 13F-HR Banco Santander, S.A. 343,900 0 -100.00 19,348 0 -100.00
2018-04-26 13F-HR EMERALD ADVISERS INC/PA 32,713 44,473 35.95 1,919 2,438 27.05
2018-05-10 13F-HR Winfield Associates, Inc. 273 0 -100.00 17 0 -100.00
2018-05-15 13F-HR Caption Management, Llc Put 190,000 10,414
2018-01-25 N-Q Putnam High Income Securities Fund (see advisory)
2018-03-29 N-Q Goldman Sachs Trust Ii (see advisory)
2018-01-24 N-Q Legg Mason Partners Institutional Trust (see advisory)
2018-05-21 13F-HR MASSMUTUAL TRUST CO FSB/ADV 239 7,606 3,082.43 14,644 416,885 2,746.80
2018-05-15 13F-HR VERNIER CAPITAL PARTNERS, LP 193,700 184,350 -4.83 11,364 10,104 -11.09
2018-05-02 13F-HR WELLS FARGO & COMPANY/MN 2,821,781 995,214 -64.73 165,554 54,547 -67.05
2018-05-15 13F-HR HighTower Advisors, LLC 9,691 9,514 -1.83 567 519 -8.47
2018-05-15 13F-HR EARNEST PARTNERS LLC 53 53 0.00 3 3 0.00
2018-03-01 N-Q Eaton Vance Ltd Duration Income Fund (see advisory)
2018-05-11 13F-HR FORESTERS INVESTMENT MANAGEMENT COMPANY, INC. 350,100 296,700 -15.25 20,540 16,262 -20.83
2018-05-10 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 422,531 392,422 -7.13 24,790 21,509 -13.24
2018-05-15 13F-HR GUGGENHEIM CAPITAL LLC 23,929 22,584 -5.62 1,404 1,238 -11.82
2018-04-17 13F-HR Legacy Advisors, Llc 168 168 0.00 9 9 0.00
2018-05-15 13F-HR Edge Advisors, Llc 947 32 -96.62 54 1 -98.15
2018-05-14 13F-HR TOCQUEVILLE ASSET MANAGEMENT L.P. 4,000 0 -100.00 235 0 -100.00
2018-05-08 13F-HR Neuburgh Advisers LLC 28,380 13,398 -52.79 1,665 734 -55.92
2018-05-15 13F-HR HANCOCK HOLDING CO 23,679 23,671 -0.03 1,389 1,297 -6.62
2018-02-14 13F-HR CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 330,719 113,403 -65.71 18,734 6,653 -64.49
2018-05-15 13F-HR BTG Pactual Global Asset Management Ltd 65,000 150,000 130.77 3,814 8,222 115.57
2018-05-15 13F-HR Mariner Wealth Advisors, LLC 43,253 0 -100.00 2,538 0 -100.00
2018-05-04 13F-HR Quantitative Systematic Strategies LLC 0 5,073 0 278
2018-05-14 13F-HR BOOTHBAY FUND MANAGEMENT, LLC 8,383 3,810 -54.55 492 209 -57.52
2018-05-15 13F-HR South Street Advisors LLC 151,470 4,410 -97.09 8,886 241 -97.29
2018-05-09 13F-HR CIGNA INVESTMENTS INC /NEW 13,591 13,692 0.74 797 750 -5.90
2018-05-03 13F-HR FIRST NATIONAL BANK OF OMAHA 94,799 95,097 0.31 5,562 5,212 -6.29
2018-02-14 13F-HR INVESTMENT CENTERS OF AMERICA INC 3,747 0 -100.00 212 0 -100.00
2018-02-01 13F-HR Nationwide Fund Advisors 752,068 0 -100.00 42,605 0 -100.00
2018-05-11 13F-HR CITIGROUP INC 93,136 74,627 -19.87 5,465 4,091 -25.14
2018-05-14 13F-HR SUNTRUST BANKS INC 0 32,555 0 1,784
2018-05-10 13F-HR Jump Trading, LLC 5,749 0 -100.00 337 0 -100.00
2018-05-15 13F-HR Parallax Volatility Advisers, L.P. Call 106,200 0 -100.00 6,231 0 -100.00
2018-05-15 13F-HR ADVISORY RESEARCH INC 18,462 0 -100.00 1,083 0 -100.00
2018-05-14 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ 1,204,762 1,224,375 1.63 70,683 67,108 -5.06
2018-05-16 13F-HR/A CANYON CAPITAL ADVISORS LLC 5,794,605 6,438,430 11.11 339,969 352,890 3.80
2018-02-01 13F-HR Parametrica Management Ltd 5,600 0 -100.00 317 0 -100.00
2018-05-04 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 149,188 148,718 -0.32 8,753 8,151 -6.88
2018-05-08 13F-HR MARK SHEPTOFF FINANCIAL PLANNING, LLC 15,685 15,435 -1.59 920 846 -8.04
2018-05-07 13F-HR PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C. 30,000 10,000 -66.67 1,760 548 -68.86
2018-05-15 13F-HR PEAK6 Investments, L.P. Put 4,000 0 -100.00 235 0 -100.00
2018-05-15 13F-HR Jefferies Group LLC Put 80,000 0 -100.00 4,694 0 -100.00
2018-05-15 13F-HR Magnetar Financial LLC 33,132 24,721 -25.39 1,944 1,355 -30.30
2018-05-10 13F-HR IBM Retirement Fund 0 4,502 0 247
2018-02-14 13F-HR Ionic Capital Management LLC 35,293 0 -100.00 1,999 0 -100.00
2018-05-15 13F-HR D. E. Shaw & Co., Inc. 1,252,204 1,406,731 12.34 73,466 77,102 4.95
2018-04-25 N-Q Deutsche Portfolio Trust (see advisory)
2018-05-15 13F-HR J. Goldman & Co LP 139,878 37,757 -73.01 8,207 2,069 -74.79
2018-05-14 13F-HR SEVEN EIGHT CAPITAL, LLC 5,656 0 -100.00 332 0 -100.00
2018-05-15 13F-HR GAM Holding AG 22,546 15,252 -32.35 1,323 836 -36.81
2018-04-20 13F-HR Steward Partners Investment Advisory, Llc 155 293 89.03 9 16 77.78
2018-02-14 13F-HR Campbell & CO Investment Adviser LLC 5,680 0 -100.00 322 0 -100.00
2018-05-04 13F-HR Seatown Holdings Pte. Ltd. 264,152 0 -100.00 15,498 0 -100.00
2018-04-24 13F-HR McAdam, LLC 45 2
2018-05-15 13F-HR LUCUS ADVISORS LLC 5,684 0 -100.00 333 0 -100.00
2018-04-23 13F-HR World Asset Management Inc 5,896 4,796 -18.66 346 263 -23.99
2018-05-09 13F-HR OPPENHEIMER ASSET MANAGEMENT INC. 14,299 23,517 64.47 810 1,289 59.14
2018-02-26 N-Q Western Asset Corporate Loan Fund Inc. (see advisory)
2018-05-11 13F-HR MACQUARIE GROUP LTD 2,787,323 2,793,641 0.23 163,532 153,119 -6.37
2018-05-18 13F-HR/A ROYAL BANK OF CANADA 363,334 470,029 29.37 21,316 25,763 20.86
2018-02-23 N-Q Voya Funds Trust (see advisory)
2018-05-15 13F-HR Lorber David A 2,608 3,255 24.81 153 178 16.34
2018-05-03 13F-HR AMERICAN CENTURY COMPANIES INC 27,335 27,335 0.00 1,604 1,498 -6.61
2018-05-11 13F-HR State of Tennessee, Treasury Department 8,275 0 -100.00 485 0 -100.00
2018-05-15 13F-HR Newbrook Capital Advisors LP 1,361,773 0 -100.00 79,895 0 -100.00
2018-02-28 N-Q Gps Funds I (see advisory)
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 12,900 20,000 55.04 757 1,096 44.78
2018-05-14 13F-HR MONROE BANK & TRUST/MI 234 234 0.00 14 13 -7.14
2018-05-02 13F-HR Dean Capital Investments Management, Llc 6,470 0 -100.00 380 0 -100.00
2018-05-15 13F-HR 22NW, LP 368,809 368,809 0.00 21,638 20,214 -6.58
2018-05-11 13F-HR STIFEL FINANCIAL CORP 43,126 26,574 -38.38 2,532 1,458 -42.42
2018-04-18 13F-HR FNY Managed Accounts LLC 73 4
2018-05-14 13F-HR PRINCIPAL FINANCIAL GROUP INC 19,618 18,657 -4.90 1,151 1,023 -11.12
2018-05-08 13F-HR TEACHER RETIREMENT SYSTEM OF TEXAS 44,678 28,995 -35.10 2,621 1,589 -39.37
2018-05-14 13F-HR Proficio Capital Partners LLC 115 115 0.00 7 6 -14.29
2018-05-02 13F-HR DUPONT CAPITAL MANAGEMENT Corp 86,300 4,730
2018-05-15 13F-HR Walleye Trading LLC Call 2,400 10,400 333.33 136 570 319.12
2018-05-14 13F-HR Renaissance Technologies LLC 1,510,305 656,505 -56.53 88,610 35,983 -59.39
2018-05-15 13F-HR 3G Capital Partners LP 500,000 500,000 0.00 29,335 27,405 -6.58
2018-05-10 13F-HR Avestar Capital, Llc 253 245 -3.16 13 13 0.00
2018-04-13 13F-HR Lenox Wealth Advisors, Inc. 20 1
2018-05-15 13F-HR Anchor Bolt Capital, LP 535,983 745,055 39.01 31,446 40,836 29.86
2018-02-13 13F-HR Invictus RG 5,520 0 -100.00 313 0 -100.00
2018-05-14 13F-HR AXIOM INTERNATIONAL INVESTORS LLC /DE 337,973 337,373 -0.18 19,829 18,491 -6.75
2018-04-24 13F-HR Rehmann Capital Advisory Group 1,160 64
2018-05-07 13F-HR GREAT LAKES ADVISORS, LLC 79,912 112,892 41.27 4,688 6,188 32.00
2018-04-19 13F-HR Tributary Capital Management, LLC 35,200 40,300 14.49 2,065 2,209 6.97
2018-05-09 13F-HR Advisors Capital Management, LLC 50,792 54,937 8.16 2,980 3,011 1.04
2018-05-15 13F-HR Paloma Partners Management Co 11,545 13,158 13.97 678 721 6.34
2018-05-09 13F-HR OPTIMUM INVESTMENT ADVISORS 450 25
2018-05-07 13F-HR ETRADE Capital Management LLC 14,079 14,112 0.23 826 773 -6.42
2018-05-04 13F-HR VIRGINIA RETIREMENT SYSTEMS ET AL 51,500 56,000 8.74 3,022 3,069 1.56
2018-01-24 13F-HR BOSTON ADVISORS LLC 217,640 0 -100.00 12,329 0 -100.00
2018-02-14 13F-HR Pacer Advisors, Inc. 23,925 0 -100.00 1,355 0 -100.00
2018-05-11 13F-HR Cnb Bank 212 0 -100.00 12 0 -100.00
2018-05-15 13F-HR Sciencast Management LP 7,525 6,012 -20.11 438 340 -22.37
2018-04-16 13F-HR Crossmark Global Holdings, Inc. 3,530 0 -100.00 207 0 -100.00
2018-05-07 13F-HR MUFG Americas Holdings Corp 9,430 0 -100.00 553 0 -100.00
2018-05-04 13F-HR MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 3,131,573 3,549,158 13.33 183,729 194,529 5.88
2018-04-17 13F-HR BENJAMIN F. EDWARDS & COMPANY, INC. 110 110 0.00 6 6 0.00
2018-05-14 13F-HR Icon Wealth Partners, Llc 280 0 -100.00 16 0 -100.00
2018-02-14 13F-HR MENTA CAPITAL LLC 9,200 0 -100.00 521 0 -100.00
2018-05-14 13F-HR CASTLEARK MANAGEMENT LLC 8,140 4,350 -46.56 478 238 -50.21
2018-05-09 13F-HR EAGLE ASSET MANAGEMENT INC 264,264 267,439 1.20 15,449 14,658 -5.12
2018-01-22 N-Q Blackrock Debt Strategies Fund, Inc. (see advisory)
2018-04-27 13F-HR Retirement Systems of Alabama 63,351 63,351 0.00 3,717 3,472 -6.59
2018-05-15 13F-HR Park West Asset Management LLC 0 921,016 0 50,481
2018-01-17 13F-HR CrestPoint Capital Management, LLC 3,600 0 -100.00 204 0 -100.00
2018-03-01 N-Q Pimco Funds (see advisory)
2018-05-14 13F-HR AMERIPRISE FINANCIAL INC 475,900 65,683 -86.20 27,921 3,600 -87.11
2018-02-08 13F-HR TORONTO DOMINION BANK 9,100 0 -100.00 515 0 -100.00
2018-04-18 13F-HR Cordasco Financial Network 41 0 -100.00 2 0 -100.00
2018-01-26 N-Q Voya Natural Resources Equity Income Fund (see advisory)
2018-05-11 13F-HR GRT CAPITAL PARTNERS L.L.C. 10,649 10,649 0.00 625 584 -6.56
2018-05-10 13F-HR BRINKER CAPITAL INC 22,380 33,600 50.13 1,313 1,842 40.29
2018-05-14 13F-HR TEACHERS ADVISORS INC 1,131,696 884,760 -21.82 66,397 48,494 -26.96
2018-04-02 N-Q Dunham Funds (see advisory)
2018-02-28 N-Q Wells Fargo Funds Trust (see advisory)
2018-05-15 13F-HR Clearbridge Investments, LLC 2,211,930 2,232,845 0.95 129,774 122,382 -5.70
2017-12-22 N-Q Legg Mason Partners Income Trust (see advisory)
2018-05-08 13F-HR US BANCORP \DE\ 20,916 21,477 2.68 1,227 1,177 -4.07
2018-05-04 13F-HR Boston Partners 4,089,152 3,362,701 -17.77 239,911 184,309 -23.18
2018-05-15 13F-HR LPL Financial LLC 9,829 9,943 1.16 577 545 -5.55
2018-05-01 13F-HR PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 19,366 19,438 0.37 1,136 1,065 -6.25
2018-03-29 N-Q Russell Investment Co (see advisory)
2018-05-14 13F-HR HOWE & RUSLING INC 210 189 -10.00 12 10 -16.67
2018-05-14 13F-HR AJO, LP 0 11,531 0 632
2018-05-03 13F-HR Zions Bancorporation 45 45 0.00 3 2 -33.33
2018-05-15 13F-HR Point72 Asset Management, L.P. 1,131,419 1,267,154 12.00 66,380 69,453 4.63
2018-05-10 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 292,425 311,859 6.65 17,157 17,093 -0.37
2018-04-23 13F-HR Advisory Services Network, LLC 128 198 54.69 8 11 37.50
2018-05-11 13F-HR SYMPHONY ASSET MANAGEMENT LLC 6,960 0 -100.00 408 0 -100.00
2018-05-14 13F-HR WESTFIELD CAPITAL MANAGEMENT CO LP 1,172,676 1,048,193 -10.62 68,801 57,451 -16.50
2018-02-14 13F-HR EMINENCE CAPITAL, LP 2,688,241 0 -100.00 152,289 0 -100.00
2018-05-15 13F-HR GEODE CAPITAL MANAGEMENT, LLC 1,040,094 1,194,230 14.82 61,022 65,454 7.26
2018-04-12 13F-HR Legacy Financial Advisors, Inc. 187 187 0.00 10 10 0.00
2018-05-10 13F-HR BESSEMER GROUP INC 144 0 -100.00 8 0 -100.00
2018-05-11 13F-HR SEI INVESTMENTS CO 51,494 73,387 42.52 3,020 4,022 33.18
2018-05-18 13F-HR Catalyst Capital Advisors LLC 110 6
2018-04-26 13F-HR SIMPLEX TRADING, LLC Call 37 55 48.65 6 3 -50.00
2018-05-15 13F-HR Walleye Trading LLC Put 2,600 5,300 103.85 148 290 95.95
2018-04-17 13F-HR FOX RUN MANAGEMENT, L.L.C. 0 19,993 0 1,096
2018-03-19 N-Q TIAA-CREF FUNDS (see advisory)
2018-05-15 13F-HR Man Group plc 17,621 966
2018-04-17 13F-HR INGALLS & SNYDER LLC 3,868 212
2018-04-20 13F-HR Seacrest Wealth Management, Llc 23 23 0.00 1 1 0.00
2018-04-16 13F-HR Raymond James Financial Services Advisors, Inc. 15,874 17,451 9.93 931 956 2.69
2018-05-01 13F-HR Hanson McClain, Inc. 34 2
2018-05-08 13F-HR SIGNATUREFD, LLC 0 170 0 9
2018-05-01 13F-HR Stanley-Laman Group, Ltd. 79,914 76,250 -4.58 4,689 4,179 -10.88
2018-05-15 13F-HR DSC Advisors, L.P. Put 0 100,000 0 5,481
2018-04-12 13F-HR Valeo Financial Advisors, Llc 78 243 211.54 5 13 160.00
2018-05-14 13F-HR Epoch Investment Partners, Inc. 532,300 895,964 68.32 31,230 49,108 57.25
2018-05-09 13F-HR EULAV Asset Management 13,800 0 -100.00 810 0 -100.00
2018-05-09 13F-HR Lee Financial CORP 140 8
2018-05-14 13F-HR KOCH INDUSTRIES INC 4,243 233
2018-05-15 13F-HR Lonestar Capital Management LLC 290,000 300,000 3.45 17,014 16,443 -3.36
2018-03-29 N-Q Eaton Vance Senior Floating Rate Trust (see advisory)
2018-05-15 13F-HR GREENWOOD CAPITAL ASSOCIATES LLC 4,122 0 -100.00 242 0 -100.00
2018-05-03 13F-HR DekaBank Deutsche Girozentrale 4,996 41,896 738.59 292 2,264 675.34
2018-05-10 13F-HR Monashee Investment Management LLC 40,000 2,192
2018-03-29 N-Q Eaton Vance Floating Rate Portfolio/ma (see advisory)
2018-05-15 13F-HR Perella Weinberg Partners Capital Management LP 131,719 0 -100.00 7,728 0 -100.00
2018-05-07 13F-HR Engineers Gate Manager LP 4,295 26,803 524.05 252 1,469 482.94
2018-03-30 N-Q Credit Suisse Opportunity Funds (see advisory)
2018-05-03 13F-HR Trexquant Investment LP 23,468 4,526 -80.71 1,377 248 -81.99
2018-05-08 13F-HR Dorsey & Whitney Trust CO LLC 6,296 5,008 -20.46 370 274 -25.95
2018-05-15 13F-HR Marshall Wace North America L.P. 1,501,874 1,691,380 12.62 88,115 92,705 5.21
2018-05-15 13F-HR Redwood Investments, LLC 232,928 0 -100.00 13,666 0 -100.00
2018-05-15 13F-HR PUTNAM INVESTMENTS LLC 242,012 268,058 10.76 14,199 14,692 3.47
2018-05-14 13F-HR UNIVERSITY OF NOTRE DAME DU LAC 122,097 157,571 29.05 7,163 8,636 20.56
2018-05-04 13F-HR M&T BANK CORP 16,393 18,469 12.66 963 1,012 5.09
2018-05-03 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 7,508 7,508 0.00 440 412 -6.36
2018-05-15 13F-HR LUMINUS MANAGEMENT LLC Call 50,000 2,741
2018-05-21 13F-HR Summit Trail Advisors, Llc 39 1,914 4,807.69 2 2 0.00
2018-05-11 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 1,921,508 1,785,891 -7.06 112,735 97,885 -13.17
2018-04-20 13F-HR Jaffetilchin Investment Partners, LLC 7,607 0 -100.00 446 0 -100.00
2018-05-09 13F-HR NORTHERN TRUST CORP 626,727 641,064 2.29 36,769 35,137 -4.44
2018-05-15 13F-HR Jefferies Group LLC 75,216 217,439 189.09 4,413 11,918 170.07
2018-05-07 13F-HR CHICAGO EQUITY PARTNERS LLC 12,390 8,950 -27.76 727 491 -32.46
2018-04-18 13F-HR REGIONS FINANCIAL CORP 4,925 6,185 25.58 289 339 17.30
2018-04-24 N-Q Voya Series Fund Inc (see advisory)
2018-02-28 N-Q Professionally Managed Portfolios (see advisory)
2018-02-06 13F-HR EMERALD MUTUAL FUND ADVISERS TRUST 3,658 0 -100.00 207 0 -100.00
2018-05-15 13F-HR BALYASNY ASSET MANAGEMENT LLC 57,856 0 -100.00 3,394 0 -100.00
2018-05-14 13F-HR Gideon Capital Advisors, Inc. 4,033 0 -100.00 237 0 -100.00
2018-04-13 13F-HR North Star Investment Management Corp. 830 1,250 50.60 49 69 40.82
2018-01-24 13F-HR FNY Partners Fund LP 1,000 0 -100.00 56 0 -100.00
2018-05-15 13F-HR GLENMEDE TRUST CO NA 3,869 3,869 0.00 226 226 0.00
2018-05-15 13F-HR Sterling Capital Management LLC 82,555 40,624 -50.79 4,844 2,227 -54.03
2018-05-15 13F-HR Invesco Ltd. 1,908,195 1,337,258 -29.92 111,953 73,295 -34.53
2018-04-30 13F-HR SHINE INVESTMENT ADVISORY SERVICES INC 112 6
2018-05-16 13F-HR Private Capital Group, Llc 379 1,545 307.65 66 85 28.79
2018-05-15 13F-HR JANE STREET GROUP, LLC Put 25,000 0 -100.00 1,467 0 -100.00
2018-05-15 13F-HR Walleye Trading LLC 7,699 0 -100.00 452 0 -100.00
2018-03-29 N-Q Deutsche Market Trust (see advisory)
2018-05-15 13F-HR RBF Capital, LLC 59,229 59,229 0.00 3,475 3,246 -6.59
2018-05-22 13F-HR AMALGAMATED BANK 25,923 28,032 8.14 1,521 1,536 0.99
2018-05-02 13F-HR West Branch Capital Llc 4,502 247
2018-05-11 13F-HR Compagnie Odier SCA 800 800 0.00 47 44 -6.38
2018-05-11 13F-HR Omnia Family Wealth, LLC 30 30 0.00 2 2 0.00
2018-05-10 13F-HR QUADRANT CAPITAL GROUP LLC 300 300 0.00 17 16 -5.88
2018-04-20 13F-HR FIRST QUADRANT L P/CA 318,746 317,374 -0.43 18,701 17,395 -6.98
2018-05-08 13F-HR Bt Investment Management Ltd 6,978 6,565 -5.92 409,399 359,828 -12.11
2018-04-20 13F-HR Cable Hill Partners, LLC 246 246 0.00 15 13 -13.33
2018-05-01 13F-HR BRAUN STACEY ASSOCIATES INC 184,485 191,480 3.79 10,823 10,495 -3.03
2018-05-09 13F-HR Meadow Creek Investment Management LLC 20,640 1,211
2018-05-11 13F-HR ISTHMUS PARTNERS, LLC 64 0 -100.00 4 0 -100.00
2018-05-15 13F-HR KINGDON CAPITAL MANAGEMENT, L.L.C. 0 180,058 0 9,869
2018-05-15 13F-HR Orbis Investment Management (U.S.), LLC 81,130 4,447
2018-05-08 13F-HR RIVERHEAD CAPITAL MANAGEMENT LLC 43,000 20,380 -52.60 2,523 1,117 -55.73
2018-05-14 13F-HR MORGAN STANLEY 326,311 295,522 -9.44 19,145 16,197 -15.40
2018-05-14 13F-HR Baird Financial Group, Inc. 21,724 23,849 9.78 1,275 1,307 2.51
2018-05-15 13F-HR UNITED CAPITAL FINANCIAL ADVISERS, LLC 91,545 92,996 1.59 5,386 5,097 -5.37
2018-02-07 13F-HR AFFINITY INVESTMENT ADVISORS, LLC 33,910 0 -100.00 1,921 0 -100.00
2018-05-14 13F-HR Allianz Asset Management AG 456,077 444,736 -2.49 26,759 24,376 -8.91
2018-05-15 13F-HR CAPSTONE INVESTMENT ADVISORS, LLC 10,181 0 -100.00 597 0 -100.00
2018-05-15 13F-HR HRS Investment Holdings, LLC 40,000 30,000 -25.00 2,347 1,644 -29.95
2018-02-14 13F-HR HANSEATIC MANAGEMENT SERVICES INC 27 0 -100.00 2 0 -100.00
2018-05-09 13F-HR Twin Tree Management, LP 10,794 6,666 -38.24 633 365 -42.34
2018-05-14 13F-HR Adviser Investments LLC 100 5
2018-05-15 13F-HR Weiss Multi-Strategy Advisers LLC 0 28,000 0 1,535
2018-05-14 13F-HR GREEN SQUARE CAPITAL LLC 7,229 8,593 18.87 424 471 11.08
2018-04-18 13F-HR Harbour Capital Advisors, LLC 20,825 22,185 6.53 1,222 1,216 -0.49
2018-05-07 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 1,221,875 1,483,957 21.45 71,747 81,336 13.37
2018-05-15 13F-HR Adage Capital Partners GP LLC 1,950,567 2,850,000 46.11 114,440 156,209 36.50
2018-03-01 N-Q Calvert Management Series (see advisory)
2018-05-14 13F-HR UBS OCONNOR LLC 122,146 120,855 -1.06 7,166,000 6,624,000 -7.56
2018-04-16 13F-HR Santori & Peters, Inc. 180 0 -100.00 9 0 -100.00
2018-02-09 13F-HR Employees Retirement System of Texas 62,000 0 -100.00 3,512 0 -100.00
2018-05-10 13F-HR JP Morgan Chase & Co Put 15,000 0 -100.00 880 0 -100.00
2018-04-20 13F-HR STRS OHIO 108,741 108,741 0.00 6,379 5,960 -6.57
2018-05-11 13F-HR PENN CAPITAL MANAGEMENT CO INC 49,122 48,785 -0.69 3,001 2,782 -7.30
2018-05-14 13F-HR Gryphon Financial Partners Llc 1,261 1,020 -19.11 74 56 -24.32
2018-05-15 13F-HR LORD, ABBETT & CO. LLC 1,440,017 1,260,225 -12.49 84,486 69,073 -18.24
2018-05-14 13F-HR CLINTON GROUP INC 80,637 87,627 8.67 4,731 4,803 1.52
2018-04-20 13F-HR FIRST MANHATTAN CO 44 44 0.00 2 2 0.00
2018-05-15 13F-HR BANK OF AMERICA CORP /DE/ 1,293,158 1,205,615 -6.77 75,869 66,080 -12.90
2018-05-14 13F-HR BB&T SECURITIES, LLC 5,179 5,384 3.96 303 295 -2.64
2018-05-14 13F-HR Carillon Tower Advisers, Inc. 84,184 70,807 -15.89 4,939 3,797 -23.12
2018-05-07 13F-HR STATE OF WISCONSIN INVESTMENT BOARD 144,082 26,331 -81.72 8,453 1,443 -82.93
2018-05-10 13F-HR JP Morgan Chase & Co 1,113,624 620,948 -44.24 65,337 34,034 -47.91
2018-05-14 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC 218,572 255,974 17.11 12,824 14,030 9.40
2018-05-14 13F-HR/A CITADEL ADVISORS LLC Call 16,100 4,800 -70.19 945 263 -72.17
2018-05-11 13F-HR Mutual of America Capital Management LLC 70,746 63,411 -10.37 4,151 3,476 -16.26
2018-02-28 N-Q Deutsche Income Trust (see advisory)
2018-05-04 13F-HR BABSON CAPITAL MANAGEMENT LLC 3,800 3,800 0.00 223 208 -6.73
2018-05-15 13F-HR WOLVERINE TRADING, LLC Put 4,800 4,300 -10.42 282 236 -16.31
2018-05-15 13F-HR Meghalaya Partners, L.p. 480,621 595,000 23.80 28,198 32,612 15.65
2018-05-17 13F-HR Legal & General Group Plc 95,663 97,221 1.63 5,613 5,328 -5.08
2018-05-14 13F-HR NORDEA INVESTMENT MANAGEMENT AB 41,585 51,946 24.92 2,440 2,847 16.68
2018-05-15 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 9,678 266 -97.25 568 14,579 2,466.73
2018-05-15 13F-HR CREDIT SUISSE AG/ 133,501 135,453 1.46 7,833 7,424 -5.22
2018-05-10 13F-HR Mirae Asset Global Investments Co., Ltd. 262,246 0 -100.00 15,386 0 -100.00
2018-05-15 13F-HR JANE STREET GROUP, LLC 7,969 0 -100.00 468 0 -100.00
2018-04-30 13F-HR Advisors Preferred, LLC 276 292 5.80 16 16 0.00
2018-05-09 13F-HR IFP Advisors, Inc 2,041 1,914 -6.22 120 105 -12.50
2018-05-08 13F-HR GW&K Investment Management, LLC 323,134 17,711
2018-05-09 13F-HR BlackRock Inc. 5,386,897 5,397,466 0.20 316,046 295,836 -6.39
2018-04-25 N-Q Deutsche Multi-market Income Trust (see advisory)
2018-05-09 13F-HR BAMCO INC /NY/ 800,000 800,000 0.00 46,936 43,848 -6.58
2018-05-07 13F-HR Beach Point Capital Management LP 258,043 14,143
2018-05-15 13F-HR Verition Fund Management LLC 43,477 9,317 -78.57 2,551 511 -79.97
2018-05-10 13F-HR NGAM ADVISORS, L.P. 133,631 148,830 11.37 7,840 8,157 4.04
2018-05-11 13F-HR Teza Capital Management LLC 9,841 539
2018-04-27 13F-HR LOS ANGELES CAPITAL MANAGEMENT & EQUITY RESEARCH INC 0 22,111 0 1,212
2018-04-30 13F-HR CIBC Asset Management Inc 4,283 4,283 0.00 251 235 -6.37
2018-05-21 13F-HR Navellier & Associates Inc 20,391 8,335 -59.12 1,196 457 -61.79
2018-05-14 13F-HR Three Peaks Capital Management, LLC 198,595 188,022 -5.32 11,652 10,305 -11.56
2018-04-16 13F-HR Westside Investment Management, Inc. 270 270 0.00 16,477 14,479 -12.13
2018-05-14 13F-HR BROWN BROTHERS HARRIMAN & CO 65 0 -100.00 4 0 -100.00
2018-02-27 N-Q Putnam Asset Allocation Funds (see advisory)
2018-05-04 13F-HR B. Riley Financial, Inc. 3,900 3,900 0.00 229 214 -6.55
2018-02-14 13F-HR/A Capital Analysts, Inc. 154 0 -100.00 9 0 -100.00
2018-03-29 N-Q Senior Debt Portfolio (see advisory)
2018-05-15 13F-HR OXFORD ASSET MANAGEMENT 159,821 37,682 -76.42 9,402 2,065 -78.04
2018-01-22 N-Q Blackrock Floating Rate Income Strategies Fund, Inc. (see advisory)
2018-01-23 13F-HR JAMES INVESTMENT RESEARCH INC 29,400 0 -100.00 1,666 0 -100.00
2018-05-07 13F-HR Spectrum Management Group, Inc. 7,205 0 -100.00 423 0 -100.00
2018-01-17 13F-HR Cutler Group LP Call 3,800 0 -100.00 4 0 -100.00
2018-02-14 13F-HR Omega Advisors Inc. 215,765 0 -100.00 12,223 0 -100.00
2018-04-19 13F-HR State of Alaska, Department of Revenue 9,500 12,110 27.47 557 663 19.03
2018-05-09 13F-HR Nippon Life Global Investors Americas, Inc. 28,020 28,020 0.00 1,643 1,536 -6.51
2018-05-11 13F-HR Russell Investments Group, Ltd. 52,660 69,053 31.13 3,097 3,783 22.15
2018-05-14 13F-HR FMR LLC / Fidelity 2,900,288 2,872,898 -0.94 170,160 157,464 -7.46
2018-05-15 13F-HR MILLENNIUM MANAGEMENT LLC 1,639,148 1,943,440 18.56 96,169 106,520 10.76
2018-03-28 N-Q HARTFORD MUTUAL FUNDS INC/CT (see advisory)
2018-02-15 13F-HR Bb&t Investment Services, Inc. 1,596 1,721 7.83 83 95 14.46
2018-05-15 13F-HR Orbis Allan Gray Ltd 1,680,060 92,084
2018-05-11 13F-HR Quantbot Technologies LP 9,972 8,160 -18.17 585 447 -23.59
2018-05-11 13F-HR MML INVESTORS SERVICES, LLC 4,326 237
2018-05-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 2,978 3,156 5.98 176 172 -2.27
2018-03-23 N-Q Glenmede Fund Inc (see advisory)
2018-05-09 13F-HR VAUGHAN NELSON INVESTMENT MANAGEMENT, L.P. 1,212,525 1,318,520 8.74 71,139 72,268 1.59
2018-04-20 13F-HR BB&T CORP 28,434 25,088 -11.77 1,668 1,375 -17.57
2018-05-15 13F-HR Advisor Group, Inc. 2,791 4,414 58.15 163 241 47.85
2018-05-15 13F-HR PANAGORA ASSET MANAGEMENT INC 120,953 712,974 489.46 7,096 39,078 450.70
2018-05-15 13F-HR Tower Research Capital LLC (TRC) 100 0 -100.00 6 0 -100.00
2018-05-15 13F-HR Dana Investment Advisors, Inc. 129,062 133,435 3.39 7,572 7,314 -3.41
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 14,900 31,400 110.74 874 1,721 96.91
2018-05-15 13F-HR 361 CAPITAL LLC 0 35,755 0 1,960
2018-05-14 13F-HR United Asset Strategies, Inc. 7,220 0 -100.00 424 0 -100.00
2018-05-07 13F-HR Massey, Quick & Co., LLC 1,601 3,202 100.00 95 176 85.26
2018-05-15 13F-HR AVALON ADVISORS, LLC 53,888 0 -100.00 3,162 0 -100.00
2018-04-26 13F-HR CWM, LLC 78 0 -100.00 5 0 -100.00
2018-02-01 13F-HR Monarch Partners Asset Management LLC 132,340 0 -100.00 7,497 0 -100.00
2018-05-10 13F-HR Stratos Wealth Partners, LTD. 365 227 -37.81 21 12 -42.86
2018-05-08 13F-HR Parallel Advisors, LLC 63 0 -100.00 4 0 -100.00
2018-05-15 13F-HR HBK INVESTMENTS L P 152,400 228,800 50.13 8,941 12,541 40.26
2018-05-14 13F-HR Cipher Capital LP 144,477 63,200 -56.26 8,476 3,464 -59.13
2018-05-15 13F-HR Kaizen Advisory, Llc 17,852 0 -100.00 1,047 0 -100.00
2018-04-18 13F-HR Cornerstone Advisors, Inc. 631 631 0.00 37 35 -5.41
2018-05-15 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 205,482 201,130 -2.12 12,056 11,024 -8.56
2018-05-11 13F-HR BNP PARIBAS ARBITRAGE, SA 220,957 134,269 -39.23 12,963,547 7,359,284 -43.23
2018-05-14 13F-HR IHT Wealth Management, LLC 387 387 0.00 24 21 -12.50
2018-03-27 N-Q Transamerica Funds (see advisory)
2018-04-06 13F-HR Cerebellum Gp, Llc 2,099 3,261 55.36 123 179 45.53
2018-05-11 13F-HR Origin Asset Management LLP 374,988 175,788 -53.12 22,001 9,635 -56.21
2018-05-14 13F-HR Premia Global Advisors, Llc 74 74 0.00 4 4 0.00
2018-05-15 13F-HR Mana Advisors Llc 17,046 0 -100.00 1,000 0 -100.00
2018-05-15 13F-HR Parallax Volatility Advisers, L.P. 0 1,694 0 93
2018-05-16 13F-HR Israel Discount Bank of New York 1,090 1,090 0.00 64 60 -6.25
2018-02-08 13F-HR CHARTWELL INVESTMENT PARTNERS, LLC 66,734 0 -100.00 3,780 0 -100.00
2018-05-15 13F-HR WOLVERINE TRADING, LLC 5,936 0 -100.00 348 0 -100.00
2018-02-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 27,255 0 -100.00 1,544 0 -100.00
2018-04-18 13F-HR OAKBROOK INVESTMENTS LLC 4,650 5,200 11.83 273 285 4.40
2018-05-15 13F-HR Voya Investment Management LLC 3,027,492 3,919,306 29.46 177,623 214,818 20.94
2018-04-30 13F-HR HUNTINGTON NATIONAL BANK 0 140 0 8
2018-05-09 13F-HR Teton Advisors, Inc. 99,111 99,111 0.00 5,815 5,432 -6.59
2018-05-08 13F-HR FIRST MERCANTILE TRUST CO 12,889 20,338 57.79 756 1,115 47.49
2018-05-15 13F-HR Utah Retirement Systems 24,000 24,400 1.67 1,408 1,337 -5.04
2018-05-14 13F-HR GLOBEFLEX CAPITAL L P 5,079 24,523 382.83 298 1,344 351.01
2018-04-30 13F-HR FRONTIER CAPITAL MANAGEMENT CO LLC 2,456,014 2,458,618 0.11 144,094 134,757 -6.48
2018-05-14 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 118,266 127,962 8.20 6,938,667 7,013,597 1.08
2018-05-15 13F-HR VOLORIDGE INVESTMENT MANAGEMENT, LLC 24,673 5,498 -77.72 1,448 301 -79.21
2018-05-08 13F-HR Tyers Asset Management LLC 36,120 17,052 -52.79 2,119 935 -55.88
2018-05-07 13F-HR EATON VANCE MANAGEMENT 92,081 92,081 0.00 5,402 5,047 -6.57
2018-05-11 13F-HR Cutler Group LP 3,748 0 -100.00 219 0 -100.00
2018-02-13 13F-HR CIBC WORLD MARKETS CORP 5,400 0 -100.00 306 0 -100.00
2018-05-15 13F-HR WOLVERINE TRADING, LLC Call 4,000 0 -100.00 235 0 -100.00
2018-05-15 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 5,406 5,743 6.23 317 315 -0.63
2018-05-15 13F-HR We Are One Seven, Llc 173 9
2018-05-02 13F-HR Cohen Capital Management, Inc. 98,530 98,530 0.00 5,781 5,415 -6.33
2018-05-02 13F-HR RHUMBLINE ADVISERS 138,309 133,227 -3.67 8,115 7,302 -10.02
2018-05-01 13F-HR Plante Moran Financial Advisors, LLC 115 115 0.00 7 6 -14.29
2018-05-07 13F-HR Zweig-DiMenna Associates LLC 43,500 0 -100.00 2,552 0 -100.00
2018-03-29 N-Q Mainstay Funds Trust (see advisory)
2018-05-14 13F-HR Global Financial Private Capital, LLC 8,101 8,210 1.35 475 450 -5.26
2018-02-06 13F-HR Reliant Investment Management, LLC 35,625 36,025 1.12 2,018 2,114 4.76
2018-01-26 N-Q Voya Prime Rate Trust (see advisory)
2018-05-02 13F-HR FDx Advisors, Inc. 10,936 9,743 -10.91 642 534 -16.82
2018-04-23 13F-HR FIRST TRUST ADVISORS LP 277,597 257,905 -7.09 16,287 14,136 -13.21
2018-05-14 13F-HR KENNEDY CAPITAL MANAGEMENT, INC. 117,025 95,766 -18.17 6,866 5,249 -23.55
2018-01-23 13F-HR HENNESSY ADVISORS INC 628,600 0 -100.00 35,610 0 -100.00
2018-04-23 13F-HR Financial Architects, Inc 92 0 -100.00 5 0 -100.00
2018-05-14 13F-HR BlueMountain Capital Management, LLC 133,328 65,075 -51.19 7,822 3,567 -54.40
2018-05-10 13F-HR FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. 19,884 22,751 14.42 1,167 1,247 6.86
2018-05-10 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 16,594 14,639 -11.78 971 804 -17.20
2018-02-14 13F-HR KSA CAPITAL MANAGEMENT, LLC 10,000 0 -100.00 567 0 -100.00
2018-04-20 13F-HR SIT INVESTMENT ASSOCIATES INC 1,450 11,100 665.52 85 608 615.29
2018-02-12 13F-HR Hutchin Hill Capital, LP 24,600 6,900 -71.95 1,394 405 -70.95
2018-02-14 13F-HR PEAK6 Investments, L.P. Call 54,000 0 -100.00 3,059 0 -100.00
2018-05-15 13F-HR TWO SIGMA ADVISERS, LP 622,900 1,017,287 63.31 36,546 55,758 52.57
2018-05-11 13F-HR HSBC HOLDINGS PLC 14,209 17,247 21.38 834 946 13.43
2018-05-15 13F-HR Nicholas Investment Partners, LP 124,825 117,366 -5.98 7,323 6,433 -12.15
2018-05-15 13F-HR CAPTRUST FINANCIAL ADVISORS 1,684 2,278 35.27 99 122 23.23
2018-05-14 13F-HR CANADA PENSION PLAN INVESTMENT BOARD 0 44,331 0 2,430
2018-02-27 N-Q Massmutual Premier Funds (see advisory)
2018-05-15 13F-HR DEUTSCHE BANK AG\ Call 240 0 -100.00 14 0 -100.00
2018-05-14 13F-HR Nuveen Asset Management, LLC 313,951 195,640 -37.68 18,420 10,723 -41.79
2018-04-24 13F-HR Live Your Vision, LLC 165 165 0.00 9 9 0.00
2018-05-01 13F-HR Field & Main Bank 250 250 0.00 15 14 -6.67
2018-05-07 13F-HR Crewe Advisors Llc 210 12
2018-05-15 13F-HR QS Investors, LLC 35 35 0.00 2 2 0.00
2018-05-14 13F-HR Dynamic Technology Lab Private Ltd 24,171 0 -100.00 1,418 0 -100.00
2018-05-15 13F-HR TLP GROUP LLC 3,199 5,599 75.02 188 307 63.30
2018-02-27 N-Q Blackstone Alternative Investment Funds (see advisory)
2018-05-04 13F-HR Swiss National Bank 222,118 227,318 2.34 13,032 12,459 -4.40
2018-05-18 13F-HR CIBC World Markets Inc. 14,637 802
2018-05-15 13F-HR TUDOR INVESTMENT CORP ET AL 43,308 0 -100.00 2,541 0 -100.00
2018-05-15 13F-HR Cubist Systematic Strategies, LLC 57,387 20,296 -64.63 3,367 1,112 -66.97
2018-02-14 13F-HR CAXTON ASSOCIATES LP 9,600 0 -100.00 544 0 -100.00
2018-05-08 13F-HR Aperio Group, LLC 10,590 8,818 -16.73 621 483 -22.22
2018-05-14 13F-HR ALLIANCEBERNSTEIN L.P. 1,946,566 2,067,118 6.19 114,205 113,299 -0.79
2018-02-02 13F-HR TURNER INVESTMENTS, L.P. 2,500 0 -100.00 142 0 -100.00
2018-05-03 13F-HR Bedel Financial Consulting, Inc. 121 7
2018-05-08 13F-HR STEVENS CAPITAL MANAGEMENT LP 28,987 55,794 92.48 1,701 3,058 79.78
2018-05-15 13F-HR Squarepoint Ops LLC 219,191 108,766 -50.38 12,860 5,961 -53.65
2018-05-01 13F-HR COMERICA BANK 31,917 14,690 -53.97 1,896 829 -56.28
2018-04-13 13F-HR SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 12,061 0 -100.00 708 0 -100.00
2018-05-14 13F-HR Strategic Global Advisors, LLC 4,919 270
2018-05-15 13F-HR CAPITAL FUND MANAGEMENT S.A. 246,638 283,138 14.80 14,470 15,519 7.25
2018-05-14 13F-HR/A KEYBANK NATIONAL ASSOCIATION/OH 5,212 0 -100.00 254 0 -100.00
2018-04-26 13F-HR SIMPLEX TRADING, LLC Put 48 3 -93.75 1 0 -100.00
2018-05-15 13F-HR A.R.T. Advisors, LLC 63,465 64,865 2.21 3,723 3,555 -4.51
2018-05-11 13F-HR OPPENHEIMER FUNDS INC 317,085 0 -100.00 18,604 0 -100.00
2018-05-11 13F-HR Delpha Capital Management, Llc 925 0 -100.00 54 0 -100.00
2018-04-10 13F-HR NISA INVESTMENT ADVISORS L.L.C. 10,200 0 -100.00 598 0 -100.00
2018-05-15 13F-HR DSC Advisors, L.P. 102,584 102,584 0.00 6,019 5,623 -6.58
2018-05-09 13F-HR Twin Tree Management, LP Put 49,800 12,400 -75.10 2,922 680 -76.73
2018-05-15 13F-HR FrontFour Capital Group LLC 131,124 156,745 19.54 7,693 8,591 11.67
2018-05-15 13F-HR Hilltop Holdings Inc. 6,889 378
2018-05-08 13F-HR Alambic Investment Management, L.P. 82,620 15,400 -81.36 4,847 844 -82.59
2018-05-15 13F-HR BARCLAYS PLC 27,796 13,644 -50.91 1,631 747 -54.20
2018-05-09 13F-HR EAGLE BOSTON INVESTMENT MANAGEMENT INC 4,354 5,835 34.01 248 319 28.63
2018-04-13 13F-HR Polianta Ltd 22,200 1,216
2018-05-15 13F-HR Lebenthal Lisanti Capital Growth, LLC 18,166 0 -100.00 1,066 0 -100.00
2018-05-15 13F-HR PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 146,167 95,107 -34.93 8,576 5,213 -39.21
2018-05-07 13F-HR BNP Paribas Investment Partners S.A. 805,220 655,818 -18.55 47,242 35,946 -23.91
2018-02-09 13F-HR ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 47,400 0 -100.00 2,685 0 -100.00
2018-05-11 13F-HR MARTINGALE ASSET MANAGEMENT L P 86,695 275,509 217.79 5,087 15,101 196.85
2018-05-11 13F-HR CAISSE DE DEPOT ET PLACEMENT DU QUEBEC 169,000 0 -100.00 9,915 0 -100.00
2018-05-04 13F-HR RWC Asset Management LLP 150,000 0 -100.00 8,801 0 -100.00
2018-05-14 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 5,857,695 6,540,401 11.65 343,671 358,479 4.31
2018-05-15 13F-HR Lomas Capital Management, LLC 391,152 614,312 57.05 22,949 33,671 46.72
2018-05-15 13F-HR STATE STREET CORP 1,664,569 1,638,293 -1.58 97,664 89,799 -8.05
2018-05-15 13F-HR VANGUARD GROUP INC 10,733,811 11,211,628 4.45 629,752 614,509 -2.42
2018-05-15 13F-HR Marshall Wace LLP 9,515 26,871 182.41 558 1,473 163.98
2018-05-15 13F-HR Bank of New York Mellon Corp 578,104 590,152 2.08 33,918 32,345 -4.64
2018-05-07 13F-HR AMERICAN INTERNATIONAL GROUP INC 3,068 2,993 -2.44 180 164 -8.89
2018-05-14 13F-HR OSTERWEIS CAPITAL MANAGEMENT INC 627,254 0 -100.00 36,801 0 -100.00
2018-05-15 13F-HR UBS Group AG Call 106,500 0 -100.00 6,248 0 -100.00
2018-05-04 13F-HR Whitnell & Co. 155 8
2018-05-11 13F-HR AllSquare Wealth Management LLC 345 414 20.00 20 23 15.00
2018-05-16 13F-HR/A GROUP ONE TRADING, L.P. 1,507 0 -100.00 88 0 -100.00
2018-05-15 13F-HR PEAK6 Investments, L.P. 3,570 0 -100.00 209 0 -100.00
2018-02-27 N-Q Massmutual Select Funds (see advisory)
2018-05-04 13F-HR PRUDENTIAL FINANCIAL INC 7,920 193,755 2,346.40 465 10,620 2,183.87
2018-05-15 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC 29,873 0 -100.00 1,753 0 -100.00
2018-05-15 13F-HR Gareth Morgan Investments Limited Partnership 13,533 15,151 11.96 794 830 4.53
2018-05-15 13F-HR GV Financial Advisors 23 1
2018-05-09 13F-HR ENVESTNET ASSET MANAGEMENT INC 17,376 16,136 -7.14 1,020 882 -13.53
2018-05-03 13F-HR MEEDER ASSET MANAGEMENT INC 1,376 3,504 154.65 81 192 137.04
2018-04-19 13F-HR Versant Capital Management, Inc 94 100 6.38 5 5 0.00
2018-04-30 13F-HR RENAISSANCE GROUP LLC 462,805 468,658 1.26 27,153 25,687 -5.40
2018-05-15 13F-HR TWO SIGMA INVESTMENTS LLC 632,471 998,292 57.84 37,107 54,716 47.45
2018-05-15 13F-HR AQR CAPITAL MANAGEMENT LLC 326,082 338,034 3.67 19,131 18,528 -3.15
2018-03-23 N-Q Blackrock Floating Rate Income Trust (see advisory)
2018-04-26 N-Q Putnam Funds Trust (see advisory)
2018-03-29 N-Q Eaton Vance Mutual Funds Trust (see advisory)
2018-05-10 13F-HR BLUESTEIN R H & CO 7,500 0 -100.00 440 0 -100.00
2018-05-14 13F-HR OAK RIDGE INVESTMENTS LLC 49,513 47,622 -3.82 2,905 2,610 -10.15
2018-05-15 13F-HR LUMINUS MANAGEMENT LLC 3,815,703 5,528,974 44.90 223,867 303,043 35.37
2018-02-02 13F-HR C M BIDWELL & ASSOCIATES LTD 230 0 -100.00 13 0 -100.00
2018-05-08 13F-HR Neuberger Berman Group LLC 19,183 22,632 17.98 1,125 1,241 10.31
2018-04-26 13F-HR RAMSEY QUANTITATIVE SYSTEMS 5,198 0 -100.00 305 0 -100.00
2018-05-11 13F-HR TDAM USA INC. 21,349 1,170
2018-03-05 13F-HR/A NORGES BANK 1,175,877 1,409,098 19.83 57,112 82,672 44.75
2017-12-28 N-Q Hartford Funds Exchange-traded Trust (see advisory)
2018-05-21 13F-HR Front Row Advisors Llc 71 4
2018-05-11 13F-HR Parisi Gray Wealth Management 129 0 -100.00 8 0 -100.00
2018-05-03 13F-HR MACKAY SHIELDS LLC 119,275 6,537
2018-05-03 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 1,921 2,216 15.36 113 121 7.08
2018-05-14 13F-HR LAZARD ASSET MANAGEMENT LLC 0 134,989 0 7,398
2018-05-11 13F-HR DIMENSIONAL FUND ADVISORS LP 668,810 716,285 7.10 39,240 39,260 0.05
2018-05-17 13F-HR Atlantic Trust Group, LLC 859,246 354,377 -58.76 50,412 19,424 -61.47
2018-05-14 13F-HR/A CapWealth Advisors, LLC 7,285 7,225 -0.82 427 396 -7.26
2018-04-25 13F-HR FIRST INTERSTATE BANK 1,400 1,400 0.00 82 77 -6.10
2018-05-15 N-Q Russell Investment Funds (see advisory)
2018-03-29 N-Q Mainstay Funds (see advisory)
2018-04-30 13F-HR Harel Insurance Investments & Financial Services Ltd. 1,900 1,500 -21.05 111 82 -26.13
2018-04-24 N-Q Voya Equity Trust (see advisory)
2018-02-14 13F-HR Fondren Management LP 10,000 0 -100.00 567 0 -100.00
2018-05-14 13F-HR BOKF, NA 63,906 71,365 11.67 3,750 3,912 4.32
2018-05-14 13F-HR/A CITADEL ADVISORS LLC 1,526,887 765,270 -49.88 89,583 41,945 -53.18
2018-05-15 13F-HR FIFTH THIRD BANCORP 1,228,513 1,316,657 7.17 72,077 72,166 0.12
2018-02-28 N-Q Goldman Sachs Trust (see advisory)
2018-02-09 13F-HR B. Riley Financial, Inc. Put 15,000 0 -100.00 850 0 -100.00
2018-04-25 13F-HR LEAVELL INVESTMENT MANAGEMENT, INC. 5,000 274
2018-05-14 13F-HR Bayesian Capital Management, LP 26,840 0 -100.00 1,575 0 -100.00
2018-05-15 13F-HR Gotham Asset Management, LLC 86,545 0 -100.00 5,078 0 -100.00
2018-05-14 13F-HR RAYMOND JAMES & ASSOCIATES 331,691 349,811 5.46 19,460 19,173 -1.47
2018-03-29 N-Q Eaton Vance Nextshares Trust Ii (see advisory)
2018-05-15 13F-HR SKYLINE ASSET MANAGEMENT LP 243,900 243,900 0.00 14,310 13,368 -6.58
2018-05-15 13F-HR HONKAMP KRUEGER FINANCIAL SERVICES INC /ADV 117 5
2018-05-15 13F-HR Advisors Asset Management, Inc. 15,923 18,752 17.77 934 1,020 9.21
2018-05-15 13F-HR Wellington Management Group LLP 34,968 12,674 -63.76 2,051 695 -66.11
2018-05-15 13F-HR UBS Group AG 219,247 260,361 18.75 12,863 14,271 10.95
2018-05-15 13F-HR GOLDMAN SACHS GROUP INC 2,827,715 2,898,399 2.50 165,902 158,862 -4.24
2018-05-15 13F-HR HIGHLAND CAPITAL MANAGEMENT LP 121,968 0 -100.00 7,156 0 -100.00
2018-05-01 13F-HR NEW YORK STATE TEACHERS RETIREMENT SYSTEM 11,600 11,700 0.86 681 641 -5.87
2018-04-20 13F-HR LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA 32 0 -100.00 2 0 -100.00
2018-04-25 N-Q Deutsche Strategic Income Trust (see advisory)
2018-05-09 13F-HR FEDERATED INVESTORS INC /PA/ 181,535 349,927 92.76 10,651 19,179 80.07
2018-05-10 13F-HR Flinton Capital Management LLC 43,860 20,706 -52.79 2,573 1,135 -55.89
2018-05-11 13F-HR GSA CAPITAL PARTNERS LLP 44,153 33,248 -24.70 2,590 1,822 -29.65
2018-05-01 13F-HR ARP AMERICAS LLC 7,091 6,491 -8.46 416 356 -14.42
2018-05-02 13F-HR FTB Advisors, Inc. 3,811 741 -80.56 223 40 -82.06
2018-05-09 13F-HR Twin Tree Management, LP Call 2,700 0 -100.00 158 0 -100.00
2018-03-12 13F-HR/A HENDERSON GROUP PLC 15,410 0 -100.00 873 0 -100.00
2018-05-14 13F-HR Connor, Clark & Lunn Investment Management Ltd. 19,450 41,625 114.01 1,141 2,281 99.91
2018-05-16 13F-HR ASSETMARK, INC 103 6
2018-04-17 13F-HR New England Research & Management, Inc. 0 9,620 0 527
2018-05-14 13F-HR UNITED SERVICES AUTOMOBILE ASSOCIATION 301,215 336,468 11.70 17,672 18,442 4.36
2018-05-03 13F-HR Community Bank, N.A. 149 149 0.00 9 8 -11.11
2018-05-14 13F-HR FULLER & THALER ASSET MANAGEMENT, INC. 0 2,100 0 115
2018-05-15 13F-HR ADVANTAGE INVESTMENT MANAGEMENT, LLC 700 700 0.00 41 38 -7.32
2018-05-21 13F-HR Winton Capital Group Ltd 36,602 2,006
2018-04-16 13F-HR HIGHLAND CAPITAL MANAGEMENT, LLC 8,497 9,937 16.95 499 545 9.22
2018-05-11 13F-HR TD ASSET MANAGEMENT INC 532,300 532,300 0.00 31,230 29,175 -6.58
2018-05-15 13F-HR DEUTSCHE BANK AG\ 644,641 45,603 -92.93 37,818 2,497 -93.40
2018-03-26 N-Q Western Asset Funds Inc (see advisory)
2018-04-13 13F-HR BANK OF MONTREAL /CAN/ 3,592,418 3,405,433 -5.20 210,767 186,651 -11.44

Form N-Q Advisory - Experimental Feature Here!

We have recently started to include coverage of N-Q filers in our ownership database. N-Q forms are unstructured and difficult for machines to parse into accurate financial data.

However, Because of the large number of these institutions and this difficulty in tracking their positions, they represent a significant, yet hidden, market force. In an effort to widen our ownership coverage and provide greater transparency, we are testing various ways to expose these owners in an accurate manner. This early version of the crawler simply identifies mentions of companies in the N-Q forms.

Limitations:

  • We only list underlying securities (the ordinary shares), even though the actual security held might be a derivative or a related bond issue. For example, although the institution is shown on this security page ( BERY / Berry Plastics Group, Inc. ), the institution may actually own a related security such as a preferred share or a bond. To find out the exact security, click on the institution link and then follow the link to the actual "N-Q".
  • We only list fund sponsors as institutions, even though the security might be held within a fund operated by the listed institution.. For example, the institution listed in the table as the owner is probably a sponsor of a family of ETFs or mutual funds. If so, then this security is owned by a fund or several funds within the family, and not directly owned by the listed institution. The crawler is not yet able to place these holdings within the individual funds. Atain, you must review the actual filing to see the detail.

These limitations are significant but we believe that the increased transparency outweights the limitations. Future revisions of the crawler will resolve these limitations. Use this information at your own risk!

Related Articles

HRTX : Heron Therapeutics Analysis and Research Report

2018-05-25 - Asif

Overview Heron is a commercial-stage biotechnology company focused on improving the lives of patients by developing best-in-class treatments that address some of the most important unmet patient needs. Heron Therapeutics is developing novel, patient-focused solutions that apply its innovative science and technologies to already approved pharmacological agents for patients suffering from cancer or pain. On August 9, 2016, its first commercial product, SUSTOL, was approved by the FDA. The company developed SUSTOL for the prevention of chemotherapy-induced nausea and vomiting (“CINV”). SUSTOL is indicated, in combination with other antiemetics, in adults for the prevention of acute and delayed nausea and vomiting associated with initial and repeat courses of moderately emetogenic chemotherapy (“MEC”) or anthracycline and cyclophosphamide (“AC”) combination chemotherapy regimens. The company commenced commercial sales of SUSTOL in the U.S. in October 2016. On November 9, 2017...

ACIA: Acacia Communications Analysis and Research Report

2018-05-25 - Asif

Overview The company's mission is to deliver high-speed coherent optical interconnect products that transform communications networks, relied upon by cloud infrastructure operators and content and communication service providers, through improvements in performance and capacity and reductions in associated costs. By converting optical interconnect technology to a silicon-based technology, a process the company refer to as the siliconization of optical interconnect, the company believe Acacia Communications is leading a disruption that is analogous to the computing industry’s integration of multiple functions into a microprocessor. The company's products include a family of low-power coherent digital signal processor application-specific integrated circuits, or DSP ASICs, and silicon photonic integrated circuits, or silicon PICs, which Acacia Communications has integrated into families of optical interconnect modules with transmission speeds ranging from 100 to 400 gigabits per ...

ANTH: Anthera Pharmaceuticals Analysis and Research Report

2018-05-21 - Asif

Overview Anthera Pharmaceuticals, Inc. is a biopharmaceutical company focused on advancing the development and commercialization of innovative medicines that benefit patients with unmet medical needs. The company currently have two compounds in development, Sollpura and blisibimod. The company licensed Sollpura from Eli Lilly & Co (“Eli Lilly”) in July 2014. Sollpura is a novel non-porcine investigational Pancreatic Enzyme Replacement Therapy (“PERT”) intended for the treatment of patients with Exocrine Pancreatic Insufficiency (“EPI”), often seen in patients with cystic fibrosis and other conditions. The company licensed blisibimod from Amgen, Inc. (“Amgen”) in December 2007. Blisibimod targets B-cell activating factor, or BAFF, which has been shown to be elevated in a variety of B-cell mediated autoimmune diseases, including Immunoglobulin A nephropathy, or IgA nephropathy. Sollpura The exocrine pancreas is responsible for synthesis and secretion of digestive en...

Related News Stories

Top Analyst Upgrades and Downgrades: Aimmune, Anadarko, Carrizo, Mastercard, PayPal, Spotify, Visa and More

2018-05-18 247wallst
Stocks were indicated marginally higher on Friday, but the direction of the day seems far from set in stone. The trend of endlessly buying the dips has not worked as well as it has in prior years. Now is a time when all investors should be considering how they want their investments positioned for the longer term. (72-0)

Berry Plastics Group, Inc. 2018 Q2 - Results - Earnings Call Slides

2018-05-03 seekingalpha
The following slide deck was published by Berry Plastics Group, Inc. in conjunction with their 2018 Q2 earnings call. (17-0)

Berry Global Group Inc.: Wrapped And Sealed With 30% Upside

2018-03-06 seekingalpha
In times of financial market anxiety, boring is good. The packaging services industry escapes some economic cyclicality while offering upside in international markets. (17-0)

Berry Global Group Inc: Wrapped & Sealed With 30% Upside

2018-03-06 seekingalpha
In times of financial market anxiety, boring is good. The packaging services industry escapes some economic cyclicality while offering upside in international markets. (17-0)

Berry Plastics Group, Inc. 2018 Q1 - Results - Earnings Call Slides

2018-02-08 seekingalpha
The following slide deck was published by Berry Plastics Group, Inc. in conjunction with their 2018 Q1 earnings call. (17-1)

CUSIP: 08579W103