SecurityBCS / Barclays Bank Plc (06738E204)
Institutional Owners280
Institutional Shares148,031,526
Institutional Value$ 4,026,664,000 USD

Institutional Stock Ownership and Shareholders

BCS / Barclays Bank Plc Institutional Ownership

Barclays Bank Plc (NYSE:BCS) has 280 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 148,031,526 shares. Largest shareholders include Eagle Capital Management Llc, Fisher Asset Management, LLC, Dimensional Fund Advisors Lp, Northern Trust Corp, Parametric Portfolio Associates Llc, Price T Rowe Associates Inc /md/, Causeway Capital Management Llc, Brandes Investment Partners, Lp, Thornburg Investment Management Inc, and Bank Of America Corp /de/.
Barclays Bank Plc (NYSE:BCS) ownership structure shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-08-03 13F-HR Seacrest Wealth Management, Llc 2,082 2,082 0.00 25 21 -16.00
2018-10-16 13F-HR Hudock Capital Group, LLC 1,000 1,000 0.00 10 8 -20.00
2018-08-13 13F-HR WOLVERINE TRADING, LLC Put 50,100 50,100 0.00 592 592 0.00
2018-10-12 13F-HR Bellecapital International Ltd. 20,396 0 -100.00 205 0 -100.00
2018-08-14 13F-HR ROYAL BANK OF CANADA 2,527,123 10,728 -99.58 25,347 1,296 -94.89
2018-08-13 13F-HR Renaissance Technologies LLC 92,103 92,103 0.00 1,089 1,089 0.00
2018-08-14 13F-HR JOHNSON INVESTMENT COUNSEL INC 12,970 18,951 46.11 153 190 24.18
2017-02-10 13F-HR BlackRock Advisors LLC 3,808 97
2018-08-14 13F-HR HANSEATIC MANAGEMENT SERVICES INC 256 0 -100.00 3 0 -100.00
2018-10-16 13F-HR Eqis Capital Management, Inc. 13,961 12,988 -6.97 140 123 -12.14
2018-08-14 13F-HR CAUSEWAY CAPITAL MANAGEMENT LLC 3,676,361 3,634,572 -1.14 43,455 36,455 -16.11
2018-08-10 13F-HR Cambridge Investment Research Advisors, Inc. 2,369 22,480 848.92 277 225 -18.77
2018-07-31 13F-HR Commonwealth Equity Services, Llc. 63,952 66,699 4.30 755 669 -11.39
2017-02-10 13F-HR BlackRock Advisors LLC Put 19,075 16,675 -12.58 649 425 -34.51
2017-02-10 13F-HR BlackRock Advisors LLC Call 9,800 5,800 -40.82 334 148 -55.69
2018-08-10 13F-HR Summit Trail Advisors, Llc 57,744 0 -100.00 90 0 -100.00
2018-08-14 13F-HR SUNTRUST BANKS INC 154,567 143,973 -6.85 1,825 1,443 -20.93
2018-08-15 13F-HR Focused Wealth Management, Inc 3,833 3,833 0.00 45 38 -15.56
2018-08-14 13F-HR Invesco Ltd. 83,744 82,313 -1.71 990 826 -16.57
2018-08-14 13F-HR HighTower Advisors, LLC 11,928 15,306 28.32 140 1,851 1,222.14
2017-02-14 13F-HR Tyrian Investments, L.P. 62,900 0 -100.00 2,143 0 -100.00
2018-08-08 13F-HR COMMERCE BANK 19,275 18,954 -1.67 228 191 -16.23
2018-08-14 13F-HR Altium Wealth Management Llc 31,295 314
2018-10-19 13F-HR Cornerstone Wealth Management, LLC 2,229 3,482 56.21 224 351 56.70
2018-08-13 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC 4,460,667 4,312,053 -3.33 52,725 43,250 -17.97
2018-08-14 13F-HR BALYASNY ASSET MANAGEMENT LLC 71,916 721
2018-10-16 13F-HR Truewealth Llc 1,200 1,200 0.00 12 11 -8.33
2018-08-14 13F-HR JP Morgan Chase & Co 168 472,846 281,355.95 20 4,742 23,610.00
2018-08-15 13F-HR Krilogy Financial LLC 162 0 -100.00 2 0 -100.00
2018-08-14 13F-HR ELLINGTON MANAGEMENT GROUP LLC 107,390 0 -100.00 1,269 0 -100.00
2018-08-14 13F-HR OAK HILL ADVISORS LP 1,377,031 1,377,031 0.00 16,277 13,812 -15.14
2017-01-13 13F-HR MetLife Securities, Inc 15,336 6,837 -55.42 169 656 288.17
2018-08-14 13F-HR UNITED CAPITAL FINANCIAL ADVISERS, LLC 26,687 27,798 4.16 315 279 -11.43
2018-08-10 13F-HR Avestar Capital, Llc 552 595 7.79 6 4 -33.33
2018-08-10 13F-HR Tyers Asset Management LLC 14,762 14,762 0.00 175 148 -15.43
2018-08-15 13F-HR JANE STREET GROUP, LLC 214,744 1,883 -99.12 2,154 228 -89.42
2018-08-09 13F-HR Private Advisor Group, LLC 22,146 27,998 26.42 262 279 6.49
2018-08-13 13F-HR BB&T SECURITIES, LLC 11,650 0 -100.00 137 0 -100.00
2018-08-14 13F-HR Banco Santander, S.A. 284,916 146,999 -48.41 3,351 1,474 -56.01
2018-08-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 38,211 653 -98.29 452 76 -83.19
2017-07-31 13F-HR Eton Park Capital Management, L.P. Put 4,750,000 0 -100.00 75,003 0 -100.00
2018-07-30 13F-HR Raymond James Financial Services Advisors, Inc. 165,168 143,587 -13.07 1,952 1,440 -26.23
2018-07-30 13F-HR Trustcore Financial Services, Llc 334 3
2018-07-13 13F-HR Creative Financial Designs Inc /adv 42 42 0.00 0 0
2018-08-10 13F-HR OPPENHEIMER ASSET MANAGEMENT INC. 407,935 405,528 -0.59 4,821 4,067 -15.64
2017-07-27 13F-HR Spot Trading L.l.c. Call 33,200 352
2018-08-02 13F-HR Sigma Planning Corp 11,226 11,282 0.50 133 113 -15.04
2018-08-13 13F-HR Pflug Koory, Llc 535 541 1.12 6 5 -16.67
2018-08-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 29,839 3,743 -87.46 299 450 50.50
2018-10-09 13F-HR We Are One Seven, Llc 1,027 0 -100.00 12 0 -100.00
2018-07-26 13F-HR OLD NATIONAL BANCORP /IN/ 44,775 48,191 7.63 530 483 -8.87
2018-08-03 13F-HR Global Financial Private Capital, LLC 38,517 48,672 26.36 4,501 5,881 30.66
2018-08-14 13F-HR BlueCrest Capital Management Ltd 11,632 0 -100.00 137 0 -100.00
2018-07-30 13F-HR SIMPLEX TRADING, LLC Call 409 227 -44.50 51 495 870.59
2018-10-10 13F-HR Lourd Capital, LLC 19,983 19,705 -1.39 200 176 -12.00
2018-08-07 13F-HR Trexquant Investment LP 81,969 14,882 -81.84 969 149 -84.62
2018-08-14 13F-HR BRYN MAWR TRUST Co 10,296 10,296 0.00 122 103 -15.57
2018-08-14 13F-HR Walleye Trading LLC Call 27,100 2,600 -90.41 320 26 -91.87
2018-08-13 13F-HR EARNEST PARTNERS LLC 25,997 19,476 -25.08 307 195 -36.48
2018-08-14 13F-HR DEARBORN PARTNERS LLC 20,149 202
2018-08-14 13F-HR FRANKLIN RESOURCES INC 923,993 884,542 -4.27 10,922 8,872 -18.77
2018-07-26 13F-HR Plante Moran Financial Advisors, LLC 3,000 4,800 60.00 35 48 37.14
2018-07-26 13F-HR TCI Wealth Advisors, Inc. 764 8
2018-08-14 13F-HR MORGAN STANLEY 856,876 773,011 -9.79 10,129 7,753 -23.46
2018-08-07 13F-HR American Trust Investment Advisors, LLC 17,560 17,560 0.00 208 176 -15.38
2018-08-08 13F-HR US BANCORP \DE\ 99,005 99,122 0.12 1,170 994 -15.04
2018-08-14 13F-HR BANK OF AMERICA CORP /DE/ 2,577,776 2,787,251 8.13 30,469 27,957 -8.24
2018-02-16 13F-HR/A Commonwealth Equity Services, Inc 34,437 29,405 -14.61 365 304 -16.71
2018-08-14 13F-HR Marshall Wace North America L.P. 0 66,515 0 667
2018-10-12 13F-HR Livingston Group Asset Management CO (operating as Southport Capital Management) 0 75 0 1
2018-08-13 13F-HR Myda Advisors Llc Call 50,000 50,000 0.00 591 502 -15.06
2018-10-16 13F-HR FIRST HAWAIIAN BANK 3,003 27
2018-10-19 13F-HR Cornerstone Investment Partners, LLC 24,406 23,923 -1.98 245 214 -12.65
2018-08-13 13F-HR ALLIANCEBERNSTEIN L.P. 36,225 35,270 -2.64 428 354 -17.29
2018-08-15 13F-HR BTC Capital Management, Inc. 52,713 54,853 4.06 623 551 -11.56
2018-07-18 13F-HR Cornerstone Advisors, Inc. 775 861 11.10 9 9 0.00
2018-10-16 13F-HR GHP Investment Advisors, Inc. 26,080 26,080 0.00 262 233 -11.07
2018-08-13 13F-HR Advisor Group, Inc. 361 24,841 6,781.16 42 249 492.86
2018-08-09 13F-HR Bollard Group LLC 82,653 83,440 0.95 977 837 -14.33
2018-08-07 13F-HR GREENLEAF TRUST 11,995 13,573 13.16 142 136 -4.23
2018-08-08 13F-HR Point View Wealth Management, Inc. 23,139 20,424 -11.73 274 205 -25.18
2018-08-14 13F-HR/A CITADEL ADVISORS LLC 254,592 296,050 16.28 3,009 2,969 -1.33
2018-08-10 13F-HR M&T BANK CORP 81,979 85,409 4.18 969 856 -11.66
2018-08-02 13F-HR D.A. DAVIDSON & CO. 47,826 52,150 9.04 565 523 -7.43
2018-08-14 13F-HR Gryphon Financial Partners Llc 314 439 39.81 3 5 66.67
2018-08-14 13F-HR CSS LLC/IL 58,981 58,981 0.00 697 592 -15.06
2018-10-02 13F-HR PARK NATIONAL CORP /OH/ 0 11,197 0 100
2018-08-10 13F-HR Cutler Group LP 9,968 2,668 -73.23 117 26 -77.78
2018-08-24 13F-HR/A Bank of New York Mellon Corp 2,220,186 699,271 -68.50 26,241 7,014 -73.27
2018-08-15 13F-HR/A LMM LLC 10,455 13,255 26.78 124 133 7.26
2018-08-08 13F-HR Ausdal Financial Partners, Inc. 28,154 31,921 13.38 333 320 -3.90
2018-08-14 13F-HR GOLDMAN SACHS GROUP INC Put 4,700 4,700 0.00 56 47 -16.07
2018-08-14 13F-HR Natixis 66,521 115,437 73.53 786 1,158 47.33
2018-07-26 13F-HR REGIONS FINANCIAL CORP 3,612 4,771 32.09 43 48 11.63
2017-10-26 13F-HR Acrospire Investment Management LLC 200 0 -100.00 2 0 -100.00
2018-08-13 13F-HR INR ADVISORY SERVICES LLC 292 3
2018-08-14 13F-HR Valeo Financial Advisors, Llc 1,048 918 -12.40 12 9 -25.00
2018-08-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 233,600 161,400 -30.91 2,761 1,619 -41.36
2018-07-18 13F-HR Bedel Financial Consulting, Inc. 350 0 -100.00 4 0 -100.00
2018-08-13 13F-HR RAYMOND JAMES & ASSOCIATES 2,119,101 2,172,770 2.53 25,048 21,793 -13.00
2018-08-14 13F-HR Alpha Omega Wealth Management LLC 545 66
2018-08-14 13F-HR TWO SIGMA SECURITIES, LLC Put 42,200 0 -100.00 499 0 -100.00
2018-07-27 13F-HR/A WHITTIER TRUST CO 168,254 161,127 -4.24 1,989 1,616 -18.75
2018-08-13 13F-HR MML INVESTORS SERVICES, LLC 2,881 10,305 257.69 337 103 -69.44
2018-10-04 13F-HR National Asset Management, Inc. 14,787 13,503 -8.68 176 136 -22.73
2018-07-31 13F-HR TD ASSET MANAGEMENT INC 31,850 18,961 -40.47 376 190 -49.47
2018-08-13 13F-HR BRINKER CAPITAL INC 129,922 126,053 -2.98 1,536 1,264 -17.71
2018-08-14 13F-HR GEODE CAPITAL MANAGEMENT, LLC 105,431 109,206 3.58 1,245 1,094 -12.13
2018-08-14 13F-HR GM Advisory Group, Inc. 26,220 0 -100.00 310 0 -100.00
2018-08-09 13F-HR STEVENS CAPITAL MANAGEMENT LP 0 140,044 0 1,405
2018-08-14 13F-HR BARCLAYS PLC 111,665 111,665 0.00 1,320 1,120 -15.15
2018-07-09 13F-HR YHB Investment Advisors, Inc. 154,864 155,642 0.50 1,830 1,561 -14.70
2018-08-10 13F-HR Carleon Capital Partners LLC 45,500 39,649 -12.86 539 398 -26.16
2018-08-14 13F-HR Sterling Capital Management LLC 30,015 29,655 -1.20 355 297 -16.34
2018-08-14 13F-HR Trustees of Dartmouth College 1,480 1,826 23.38 17 18 5.88
2018-08-03 13F-HR Cavalier Investments 8,283 0 -100.00 98 0 -100.00
2017-01-23 13F-HR KANALY TRUST CO 12,819 10,644 -16.97 111 117 5.41
2018-08-14 13F-HR Tower Research Capital LLC (TRC) 0 1,305 0 13
2018-09-18 13F-HR/A NORTHERN TRUST CORP 6,528,904 6,491,293 -0.58 77,171 65,108 -15.63
2018-08-21 13F-HR SRS Capital Advisors, Inc. 284 286 0.70 3 2 -33.33
2017-08-18 13F-HR WFG Advisors, LP 160 700 337.50 17 9 -47.06
2018-10-10 13F-HR Santori & Peters, Inc. 13,332 13,955 4.67 1,610 1,851 14.97
2018-08-13 13F-HR TLP GROUP LLC 17,702 11,968 -32.39 209 120 -42.58
2018-08-13 13F-HR Icon Wealth Partners, Llc 2,817 28
2018-08-14 13F-HR ROYAL BANK OF CANADA 10,017 2,527,123 25,128.34 1,171 25,347 2,064.56
2018-08-10 13F-HR WASHINGTON TRUST Co 1,050 11
2018-08-07 13F-HR Kcs Wealth Advisory 12,277 10,678 -13.02 145 107 -26.21
2018-08-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 653 38,211 5,751.61 76 452 494.74
2018-08-13 13F-HR Bayesian Capital Management, LP 51,600 0 -100.00 610 0 -100.00
2018-08-14 13F-HR NGAM ADVISORS, L.P. 937,020 9,398
2018-08-10 13F-HR Pacad Investment Ltd. 0 13,400 0 135
2018-08-14 13F-HR Parallax Volatility Advisers, L.P. 1 1 0.00 0 0
2018-07-20 13F-HR Steward Partners Investment Advisory, Llc 385 0 -100.00 4 0 -100.00
2018-10-09 13F-HR NEXT Financial Group, Inc 0 1,400 0 13
2018-05-11 13F-HR CITIGROUP INC Call 111,900 119,900 7.15 1,220 1,389 13.85
2018-08-13 13F-HR SCOTIA CAPITAL INC. 147,265 148,497 0.84 1,740 1,732 -0.46
2018-08-14 13F-HR/A CITADEL ADVISORS LLC Call 41,100 40,500 -1.46 486 406 -16.46
2018-08-14 13F-HR A.R.T. Advisors, LLC 189,400 0 -100.00 2,238 0 -100.00
2017-01-23 13F-HR CenterStar Fund, LLC Call 1
2018-07-25 13F-HR ADVISOR PARTNERS LLC 20,270 21,849 7.79 240 219 -8.75
2017-01-23 13F-HR CenterStar Fund, LLC Put 56
2018-08-13 13F-HR MML INVESTORS SERVICES, LLC 10,305 1,884 -81.72 103 228 121.36
2018-10-12 13F-HR MAI Capital Management 12,619 0 -100.00 127 0 -100.00
2018-08-14 13F-HR GOLDMAN SACHS GROUP INC 2,009,733 2,014,674 0.25 23,755 20,207 -14.94
2018-08-13 13F-HR AMERICAN NATIONAL INSURANCE CO /TX/ 34,600 34,600 0.00 409 347 -15.16
2016-11-14 13F-HR EDMOND DE ROTHSCHILD (SUISSE) S.A. 41 1
2018-08-14 13F-HR SIGNATUREFD, LLC 11,081 11,303 2.00 131 113 -13.74
2018-05-11 13F-HR CITIGROUP INC Put 135,600 93,700 -30.90 1,478 1,085 -26.59
2017-08-18 13F-HR WFG Advisors, LP 7,570 160 -97.89 785 17 -97.83
2018-08-10 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 730,648 766,286 4.88 8,636 7,684 -11.02
2018-08-13 13F-HR Camelot Portfolios, LLC 84,144 77,977 -7.33 995 782 -21.41
2018-08-14 13F-HR Freestone Capital Holdings, LLC 11,811 118
2018-08-10 13F-HR Calton & Associates, Inc. 17,701 0 -100.00 209 0 -100.00
2018-08-13 13F-HR Dorsey & Whitney Trust CO LLC 11,612 0 -100.00 137 0 -100.00
2018-08-13 13F-HR Weiss Asset Management LP Put 1,200,000 12,036
2018-08-15 13F-HR HPM Partners LLC 15,986 20,166 26.15 189 202 6.88
2017-02-14 13F-HR WEATHERBIE CAPITAL, LLC Put 16,000 16,000 0.00 545 408 -25.14
2018-07-23 13F-HR Brave Asset Management Inc 71,152 67,611 -4.98 841 678 -19.38
2018-08-14 13F-HR CREDIT SUISSE AG/ 21,552 57,211 165.46 255 574 125.10
2018-07-31 13F-HR Bell & Brown Wealth Advisors, Llc 67,975 0 -100.00 776 0 -100.00
2018-07-31 13F-HR Taylor Hoffman Wealth Management 2,000 2,000 0.00 24 20 -16.67
2018-08-14 13F-HR DEUTSCHE BANK AG\ 91,503 8,400 -90.82 1,081 84 -92.23
2018-08-15 13F-HR Lake Street Advisors Group, Llc 15,248 15,867 4.06 180 159 -11.67
2018-08-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 270,500 239,700 -11.39 3,197 2,405 -24.77
2018-10-03 13F-HR INTL FCSTONE INC. 2,151 2,549 18.50 260 338 30.00
2018-08-14 13F-HR STIFEL FINANCIAL CORP 3,820 152,406 3,889.69 446 1,529 242.83
2018-08-08 13F-HR First Allied Advisory Services, Inc. 29,112 21,734 -25.34 347 220 -36.60
2018-08-20 13F-HR HighPoint Advisor Group LLC 62,825 59,094 -5.94 683 558 -18.30
2018-08-14 13F-HR HBK INVESTMENTS L P 0 44,400 0 445
2018-08-14 13F-HR Cubist Systematic Strategies, LLC 17,669 56,704 220.92 209 569 172.25
2018-10-11 13F-HR World Asset Management Inc 126,988 107,781 -15.13 1,274 965 -24.25
2018-08-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 4,257 29,839 600.94 497 299 -39.84
2018-08-14 13F-HR Patriot Financial Group Insurance Agency, LLC 100 0 -100.00 1 0 -100.00
2018-07-30 13F-HR First Capital Advisors Group, LLC. 1,801 0 -100.00 21 0 -100.00
2018-08-10 13F-HR Investors Research Corp 34,098 35,098 2.93 403 352 -12.66
2018-10-12 13F-HR Gemmer Asset Management LLC 325 128 -60.62 3 1 -66.67
2018-10-17 13F-HR Aperio Group, LLC 1,129,286 1,064,447 -5.74 11,327 9,527 -15.89
2018-07-30 13F-HR/A Virtu Financial LLC 0 124,214 0 1,246
2018-10-11 13F-HR North Star Investment Management Corp. 1,450 13
2018-08-14 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 0 200 0 2,006
2018-07-17 13F-HR Legacy Financial Advisors, Inc. 0 1,609 0 16
2018-08-10 13F-HR RIVERHEAD CAPITAL MANAGEMENT LLC 11,971 11,971 0.00 142 120 -15.49
2018-08-10 13F-HR PATHSTONE FAMILY OFFICE, LLC 428 0 -100.00 5 0 -100.00
2018-08-03 13F-HR Well Done, LLC 1,091 0 -100.00 13 0 -100.00
2018-08-13 13F-HR Advisor Group, Inc. 24,841 585 -97.65 249 71 -71.49
2018-08-17 13F-HR Trilogy Capital Inc. 50 1
2017-02-07 13F-HR FIRST NEW YORK SECURITIES LLC /NY 3,100 0 -100.00 105,617 0 -100.00
2018-08-02 13F-HR FIRST TRUST ADVISORS LP 47,147 48,316 2.48 557 485 -12.93
2018-07-26 13F-HR Whitnell & Co. 154 154 0.00 2 2 0.00
2018-08-13 13F-HR FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. 43,080 51,721 20.06 510 518 1.57
2018-08-08 13F-HR CIBC World Markets Inc. 1,052,595 1,111,213 5.57 12,442 11,145 -10.42
2018-08-13 13F-HR Glen Harbor Capital Management LLC 10,736 10,736 0.00 127 108 -14.96
2018-10-17 13F-HR CAPROCK Group, Inc. 14,857 12,240 -17.61 149 110 -26.17
2018-08-03 13F-HR Cable Hill Partners, LLC 1 1 0.00 0 0
2018-07-30 13F-HR MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 330,005 333,454 1.05 3,901 3,344 -14.28
2018-08-14 13F-HR UBS Group AG Put 0 65,000 0 652
2018-08-14 13F-HR Clearbridge Investments, LLC 563,796 607,734 7.79 6,664 6,096 -8.52
2017-05-25 13F-HR Belvedere Trading LLC Call 269,500 2,005,600 644.19 6,875 31,668 360.63
2018-08-14 13F-HR THORNBURG INVESTMENT MANAGEMENT INC 2,920,601 3,094,813 5.96 34,522 31,041 -10.08
2018-07-31 13F-HR Crossmark Global Holdings, Inc. 350,968 262,292 -25.27 4,148 2,631 -36.57
2018-08-10 13F-HR Cutler Group LP Put 6,200 5,000 -19.35 4 1 -75.00
2018-08-06 13F-HR FTB Advisors, Inc. 594 594 0.00 7 5 -28.57
2018-02-12 13F-HR Pinnacle Wealth Planning Services, Inc. 11,256 122
2018-07-20 13F-HR Creative Planning 79,998 80,342 0.43 946 806 -14.80
2018-08-14 13F-HR GOLDMAN SACHS GROUP INC Call 2,800 2,800 0.00 33 28 -15.15
2018-08-14 13F-HR RUDMAN ERROL M 90,000 90,860 0.96 1,064 911,326 85,550.94
2018-08-07 13F-HR IFP Advisors, Inc 7,508 4,898 -34.76 89 49 -44.94
2018-08-13 13F-HR HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC 835,458 834,021 -0.17 9,875 8,365 -15.29
2018-08-13 13F-HR HAP Trading, LLC Call 10,000 12,700 27.00 9 2 -77.78
2018-05-04 13F-HR Financial Gravity Companies, Inc. 106 135 27.36 1 2 100.00
2018-08-07 13F-HR Convergence Investment Partners, LLC 752 0 -100.00 9 0 -100.00
2018-08-10 13F-HR FEDERATED INVESTORS INC /PA/ 507 507 0.00 6 5 -16.67
2018-05-02 13F-HR DREMAN VALUE MANAGEMENT, L L C 526 526 0.00 6 6 0.00
2018-08-14 13F-HR LPL Financial LLC 1,743 89,936 5,059.84 204 902 342.16
2018-08-13 13F-HR Flinton Capital Management LLC 18,788 18,788 0.00 222 188 -15.32
2018-08-14 13F-HR PEAK6 Investments, L.P. Put 175,000 152,400 -12.91 2,069 1,529 -26.10
2018-08-14 13F-HR Columbia Asset Management 42,530 42,530 0.00 503 427 -15.11
2018-08-08 13F-HR QUADRANT CAPITAL GROUP LLC 2,966 1,898 -36.01 29 15 -48.28
2018-08-10 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 37,167 42,978 15.63 439 431 -1.82
2018-08-14 13F-HR ETRADE Capital Management LLC 16,594 16,193 -2.42 196 162 -17.35
2018-08-09 13F-HR KWMG, LLC 250 3
2017-05-01 13F-HR Spot Trading L.L.C Call 74,400 17,500 -76.48 818 197 -75.92
2018-08-14 13F-HR PORTLAND INVESTMENT COUNSEL INC. 75,343 75,343 0.00 891 756 -15.15
2018-07-25 13F-HR JFS WEALTH ADVISORS, LLC 2,355 2,355 0.00 28 24 -14.29
2018-07-27 13F-HR Advisory Services Network, LLC 2,592 2,407 -7.14 31 24 -22.58
2016-11-14 13F-HR NORTHROAD CAPITAL MANAGEMENT LLC 182,447 63,991 -64.93 1,387 556 -59.91
2018-10-17 13F-HR Global Retirement Partners, Llc 12,117 12,132 0.12 122 109 -10.66
2018-08-14 13F-HR Walleye Trading LLC 62,033 54,695 -11.83 733 549 -25.10
2018-07-30 13F-HR SIMPLEX TRADING, LLC Put 1,669 932 -44.16 180 2,077 1,053.89
2018-08-10 13F-HR INSIGHT 2811, INC. 19,787 84,053 324.79 234 843 260.26
2018-07-31 13F-HR CWM, LLC 3,080 3,000 -2.60 36 30 -16.67
2018-08-13 13F-HR Myda Advisors Llc 80,000 802
2018-08-10 13F-HR Midwest Professional Planners, Ltd. 1,243 1,243 0.00 15 12 -20.00
2018-08-10 13F-HR Neuburgh Advisers LLC 22,814 22,814 0.00 270 229 -15.19
2018-08-03 13F-HR Traynor Capital Management, Inc. 19,739 17,178 -12.97 233 171 -26.61
2018-08-14 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ 3,690,837 3,641,637 -1.33 43,626 36,526 -16.27
2018-08-13 13F-HR COMERICA SECURITIES INC 21,034 21,234 0.95 251 213 -15.14
2017-07-06 13F-HR Independent Portfolio Consultants, Inc. 4,130 3,165 -23.37 46 34 -26.09
2018-08-13 13F-HR HONKAMP KRUEGER FINANCIAL SERVICES INC /ADV 6,440 0 -100.00 78 0 -100.00
2018-08-03 13F-HR Morningstar Investment Services LLC 70,775 80,739 14.08 837 810 -3.23
2018-08-14 13F-HR PEAK6 Investments, L.P. 66,588 34,940 -47.53 787 350 -55.53
2018-08-14 13F-HR LPL Financial LLC 89,936 5,021 -94.42 902 607 -32.71
2018-08-16 13F-HR/A Private Wealth Partners, LLC 20,000 201
2018-08-14 13F-HR EAGLE CAPITAL MANAGEMENT LLC 34,899,738 47,517,311 36.15 412,515 476,599 15.53
2017-01-13 13F-HR MetLife Securities, Inc 6,837 177 -97.41 656 5 -99.24
2018-08-14 13F-HR AMERIPRISE FINANCIAL INC 229,070 205,585 -10.25 2,709 2,062 -23.88
2018-08-10 13F-HR DIMENSIONAL FUND ADVISORS LP 13,960,324 13,542,635 -2.99 165,011 135,833 -17.68
2018-07-30 13F-HR SIMPLEX TRADING, LLC 0 45,283 0 454
2018-10-17 13F-HR BB&T CORP 132,051 130,423 -1.23 1,324 1,167 -11.86
2018-10-15 13F-HR Winslow, Evans & Crocker, Inc. 1,108 1,108 0.00 12 10 -16.67
2018-09-20 13F-HR Rehmann Capital Advisory Group 22,671 21,738 -4.12 268 218,032 81,255.22
2017-01-13 13F-HR MetLife Securities, Inc 244 15,336 6,185.25 8 169 2,012.50
2018-08-13 13F-HR BOKF, NA 0 10,865 0 109
2018-07-24 13F-HR Sanders Capital, LLC 542,047 565,406 4.31 6,407 5,671 -11.49
2018-08-10 13F-HR CITIGROUP INC Call 119,900 60,900 -49.21 1,389 611 -56.01
2018-08-01 13F-HR COMERICA BANK 240,282 240,110 -0.07 2,948 2,421 -17.88
2018-10-18 13F-HR TRUE Private Wealth Advisors 3,169 28,363
2018-08-10 13F-HR AMERICAN FINANCIAL GROUP INC 374,000 374,000 0.00 4,421 3,751 -15.15
2017-02-15 13F-HR OLD MISSION CAPITAL, LLC 156,498 1,721
2018-08-10 13F-HR COMMERZBANK AKTIENGESELLSCHAFT /FI 40,896 39,896 -2.45 483 400 -17.18
2017-07-27 13F-HR Spot Trading L.l.c. Put 43,000 455
2018-08-14 13F-HR UBS Group AG 240 502,484 209,268.33 28 5,040 17,900.00
2018-08-14 13F-HR Resources Investment Advisors, Inc. 2,460 2,280 -7.32 29 23 -20.69
2018-08-14 13F-HR EDMOND DE ROTHSCHILD HOLDING S.A. 2,700 2,700 0.00 32 27 -15.62
2018-07-30 13F-HR Atlas Capital Advisors Llc 116,201 1,171,306
2018-08-09 13F-HR Sawtooth Asset Management, Inc. 26,386 34,152 29.43 312 342 9.62
2018-08-10 13F-HR OPPENHEIMER & CO INC 16,118 17,118 6.20 191 171 -10.47
2018-08-10 13F-HR BROWN ADVISORY INC 124,905 142,707 14.25 1,476 1,431 -3.05
2017-07-31 13F-HR Eton Park Capital Management, L.P. Call 6,000,000 0 -100.00 94,740 0 -100.00
2018-08-13 13F-HR Westside Investment Management, Inc. 1,111 1,198 7.83 12,976 11,920 -8.14
2018-08-08 13F-HR Private Capital Group, Llc 6 0
2018-08-15 13F-HR Argent Trust Co 3,685 3,485 -5.43 431 421 -2.32
2018-10-15 13F-HR Capital Investment Advisors, LLC 4,116 4,133 0.41 497 548 10.26
2018-08-14 13F-HR GUGGENHEIM CAPITAL LLC 49,971 0 -100.00 590 0 -100.00
2018-08-10 13F-HR CITIGROUP INC 283,032 309,086 9.21 3,278 3,100 -5.43
2018-10-11 13F-HR Vigilant Capital Management, LLC 0 7,000 0 63
2018-05-11 13F-HR HSBC HOLDINGS PLC 13,703 0 -100.00 150 0 -100.00
2018-08-14 13F-HR STATE STREET CORP 48,754 28,271 -42.01 575 283 -50.78
2018-08-01 13F-HR ASSETMARK, INC 10,876 12,015 10.47 129 121 -6.20
2018-08-03 13F-HR ARCADIA INVESTMENT MANAGEMENT CORP/MI 600 600 0.00 7 6 -14.29
2018-08-07 13F-HR Texas Yale Capital Corp. 37,700 37,700 0.00 446 378 -15.25
2018-08-14 13F-HR FIFTH THIRD BANCORP 9,484 5,852 -38.30 112 59 -47.32
2018-08-13 13F-HR BRANDES INVESTMENT PARTNERS, LP 3,443,957 3,390,286 -1.56 40,708 34,005 -16.47
2018-08-14 13F-HR AMERIPRISE FINANCIAL INC 205,585 1,976 -99.04 2,062 239 -88.41
2018-07-27 13F-HR ENTERPRISE FINANCIAL SERVICES CORP 104 455 337.50 1 5 400.00
2018-08-14 13F-HR Scp Investment, Lp 200,000 0 -100.00 2,364 0 -100.00
2018-08-07 13F-HR GUYASUTA INVESTMENT ADVISORS INC 41,500 0 -100.00 491 0 -100.00
2018-08-14 13F-HR TWO SIGMA SECURITIES, LLC Call 72,600 728
2018-08-01 13F-HR WELLS FARGO & COMPANY/MN 236,788 100 -99.96 2,375 12 -99.49
2018-08-10 13F-HR HENDERSON GROUP PLC 30,083 30,083 0.00 355 302 -14.93
2018-10-12 13F-HR BANK OF MONTREAL /CAN/ 252,658 283,985 12.40 2,535 2,541 0.24
2018-07-30 13F-HR PARK AVENUE SECURITIES LLC 11,557 115
2018-08-10 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 1,889,800 1,907,866 0.96 22,337 19,136 -14.33
2018-07-10 13F-HR AUA CAPITAL MANAGEMENT, LLC 2,020 2,030 0.50 24 20 -16.67
2018-10-09 13F-HR ATRIA INVESTMENTS LLC 49,517 33,530 -32.29 497 300 -39.64
2018-08-01 13F-HR SYNOVUS FINANCIAL CORP 1,015 1,015 0.00 12 10 -16.67
2018-08-14 13F-HR 1832 Asset Management L.P. 173,000 201,430 16.43 2,055 2,020 -1.70
2018-08-09 13F-HR ARGA Investment Management, LP 86,021 86,823 0.93 1,017 871 -14.36
2018-07-30 13F-HR Winthrop Partners - Wny, Llc 10,000 10,000 0.00 120,100 100,300 -16.49
2018-07-26 13F-HR WP Advisors, LLC 2,059 21
2018-08-01 13F-HR Wagner Wealth Management, Llc 1,500 1,500 0.00 18 15 -16.67
2018-08-13 13F-HR PROFUND ADVISORS LLC 74,294 70,422 -5.21 878 706 -19.59
2018-08-15 13F-HR Heritage Trust Co 712 712 0.00 8 7 -12.50
2018-08-13 13F-HR MACKENZIE FINANCIAL CORP 28,336 28,336 0.00 335 284 -15.22
2018-08-10 13F-HR ENVESTNET ASSET MANAGEMENT INC 58,345 58,370 0.04 688 585 -14.97
2018-08-06 13F-HR Boston Common Asset Management, LLC 24,493 26,351 7.59 290 264 -8.97
2018-07-31 13F-HR Destination Wealth Management 85 0 -100.00 1 0 -100.00
2018-08-15 13F-HR JANE STREET GROUP, LLC 816,800 214,744 -73.71 9,655 2,154 -77.69
2018-07-20 13F-HR LS Investment Advisors, LLC 1,940 1,958 0.93 23 20 -13.04
2018-08-10 13F-HR CITIGROUP INC Put 93,700 101,000 7.79 1,085 1,013 -6.64
2018-08-14 13F-HR TWO SIGMA SECURITIES, LLC 46,312 0 -100.00 547 0 -100.00
2018-08-10 13F-HR Cambridge Investment Research Advisors, Inc. 22,480 2,330 -89.64 225 282 25.33
2018-08-14 13F-HR Financial Gravity Wealth, Inc. 135 102 -24.44 2 1 -50.00
2017-05-01 13F-HR Spot Trading L.L.C Put 8,200 38,200 365.85 90 429 376.67
2018-10-04 13F-HR PRIVATE BANK & TRUST CO 18,144 0 -100.00 182 0 -100.00
2018-07-20 13F-HR PENN DAVIS MCFARLAND INC 41 41 0.00
2018-08-16 13F-HR/A BANK OF NOVA SCOTIA 71,250 0 -100.00 868 0 -100.00
2018-08-10 13F-HR Cutler Group LP Call 6,900 1,500 -78.26 3 0 -100.00
2017-01-23 13F-HR CenterStar Fund, LLC 327
2018-08-15 13F-HR GLENMEDE TRUST CO NA 0 619,804 0 6,216
2018-08-08 13F-HR Hanson & Doremus Investment Management 1,950 1,950 0.00 23 20 -13.04
2018-10-05 13F-HR FOX RUN MANAGEMENT, L.L.C. 0 19,934 0 178
2018-08-14 13F-HR Centaurus Financial, Inc. 2,341 23
2018-08-14 13F-HR Jefferies Group LLC 0 49,083 0 492
2018-08-14 13F-HR PEAK6 Investments, L.P. Call 0 20,700 0 208
2018-05-11 13F-HR CITIGROUP INC 546,533 283,032 -48.21 5,958 3,278 -44.98
2018-08-01 13F-HR WELLS FARGO & COMPANY/MN 100 236,788 236,688.00 12 2,375 19,691.67
2018-08-14 13F-HR/A CITADEL ADVISORS LLC Put 170,400 91,200 -46.48 2,014 915 -54.57
2018-08-08 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 4,537 4,265 -6.00 54 43 -20.37
2017-02-09 13F-HR J.Safra Asset Management Corp 3,377 0 -100.00 29 0
2018-08-14 13F-HR Capital Research Global Investors 99 99 0.00 1 1 0.00
2018-08-14 13F-HR JP Morgan Chase & Co 472,846 168 -99.96 4,742 20 -99.58
2017-08-14 13F-HR Alpine Group Usvi, Llc 10,000 128
2018-08-14 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 8,930 1,518 -83.00 106 15 -85.85
2018-08-08 13F-HR Financial Enhancement Group LLC 3,887 3,960 1.88 454 478 5.29
2018-10-10 13F-HR Hexavest Inc. 958 958 0.00 10 9 -10.00
2018-08-10 13F-HR Quantitative Investment Management, LLC 0 30,600 0 306
2018-07-24 13F-HR WETHERBY ASSET MANAGEMENT INC 47,354 50,281 6.18 560 531 -5.18
2018-07-31 13F-HR Front Row Advisors Llc 1,147 1,137 -0.87 14 12 -14.29
2018-08-14 13F-HR Walleye Trading LLC Put 0 5,500 0 55
2018-08-14 13F-HR HighTower Advisors, LLC 15,306 10,273 -32.88 1,851 104 -94.38
2018-07-09 13F-HR Fisher Asset Management, LLC 25,512,429 26,821,830 5.13 301,557 269,023 -10.79
2018-08-14 13F-HR Kazazian Asset Management, LLC 160,534 152,189 -5.20 1,898 1,526 -19.60
2018-07-25 13F-HR BNP PARIBAS ARBITRAGE, SA 193 8,543 4,326.42 2,281 85,686 3,656.51
2018-08-02 13F-HR Adviser Investments LLC 27,045 28,551 5.57 320 286 -10.62
2018-09-04 13F-HR Strategic Wealth Partners, Ltd. 1,038 0 -100.00 12 0 -100.00
2018-08-06 13F-HR Checchi Capital Advisers, LLC 16,908 17,530 3.68 200 176 -12.00
2018-08-03 13F-HR SEI INVESTMENTS CO 0 1,609,733 0 16,147
2018-07-16 13F-HR CAPITAL ONE, NATIONAL ASSOCIATION 45,584 47,689 4.62 539 478 -11.32
2017-07-10 13F-HR CAPSTONE ASSET MANAGEMENT CO 338,834 327,904 -3.23 3,808 3,473 -8.80
2017-08-15 13F-HR 1st Global Advisors, Inc. 43,000 40,658 -5.45 483 431 -10.77
2018-08-13 13F-HR IHT Wealth Management, LLC 2,614 0 -100.00 31 0 -100.00
2017-05-08 13F-HR ARXIS SECURITIES LLC 34,114 0 -100.00 870 0 -100.00
2018-08-08 13F-HR FDx Advisors, Inc. 89,263 0 -100.00 1,055 0 -100.00
2018-08-08 13F-HR Hanson McClain, Inc. 5,000 5,000 0.00 59 50 -15.25
2018-08-13 13F-HR WOLVERINE TRADING, LLC Call 52,900 52,900 0.00 625 625 0.00
2018-07-24 13F-HR Janney Montgomery Scott LLC 27,179 24,602 -9.48 321 247 -23.05
2018-08-14 13F-HR Squarepoint Ops LLC 63,312 0 -100.00 748 0 -100.00
2017-05-01 13F-HR Spot Trading L.L.C 18,567 17,775 -4.27 204 200 -1.96
2018-07-26 13F-HR Advisornet Financial, Inc 210 2
2017-02-15 13F-HR OLD MISSION CAPITAL, LLC 156,498 41,253 -73.64 1,721 1,052 -38.87
2018-08-14 13F-HR STIFEL FINANCIAL CORP 152,406 3,820 -97.49 1,529 460 -69.91
2018-08-06 13F-HR Mcilrath & Eck, Llc 450 450 0.00 5 5 0.00
2018-08-10 13F-HR Proficio Capital Partners LLC 5,358 3,260 -39.16 63 33 -47.62
2018-08-10 13F-HR WSFS CAPITAL MANAGEMENT, LLC 10,914 10,914 0.00 129 109 -15.50
2018-07-17 13F-HR Edge Wealth Management LLC 7,330 7,330 0.00 87 74 -14.94
2018-08-13 13F-HR Stratos Wealth Partners, LTD. 7,497 0 -100.00 89 0 -100.00
2018-07-27 13F-HR/A WHITTIER TRUST CO OF NEVADA INC 25,952 26,276 1.25 307 264 -14.01
2018-07-30 13F-HR Parallel Advisors, LLC 746 1,701 128.02 9 17 88.89
2017-01-23 13F-HR CenterStar Fund, LLC Call 1 9 800.00
2018-08-03 13F-HR Gator Capital Management, LLC 193,400 225,800 16.75 2,286 2,265 -0.92
2018-08-09 13F-HR Bay Colony Advisory Group, Inc D/b/a Bay Colony Advisors 400 4

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