Stock Institutional Ownership and Shareholders

SecurityBAS / Basis Energy Services, Inc. (06985P100)
President and CEOPatterson Thomas Monroe
Institutional Owners105
Institutional Shares22,367,188
Outstanding Shares26,001,062 (as of 2017-09-30)
Institutional Value$ 463,665,000 USD

Basis Energy Services, Inc. (NYSE:BAS) has 105 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 22,367,188 shares. Largest shareholders include Ascribe Capital LLC, Susquehanna International Group, Llp, Key Group Holdings (cayman), Ltd., BlackRock Inc., and Whitebox Advisors Llc.


Basis Energy Services, Inc. (NYSE:BAS) ownership summary shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev Shares Current Shares Change
(Percent)
Prev Value (x$1000) Current Value (x$1000) Change
(Percent)
2017-11-14 13F-HR BlackRock Inc. 1,179,623 1,287,023 9.10 29,374 24,841 -15.43
2017-08-14 13F-HR/A-1 TVR Capital Management LP 98,559 0 -100.00 3,288 0 -100.00
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 1,821,395 1,936,874 6.34 45,352 37,382 -17.57
2017-11-14 13F-HR Point72 Europe (London) LLP 53,740 71,940 33.87 1,338 1,388 3.74
2017-11-13 13F-HR Pacad Investment Ltd. 0 8,000 0 154
2017-11-14 13F-HR VANGUARD GROUP INC 1,088,728 987,876 -9.26 27,109 19,067 -29.67
2017-11-02 13F-HR/A-1 USA Financial Portformulas Corp 21,502 415
2017-11-02 13F-HR Boston Partners 158,679 326,568 105.80 3,951 6,303 59.53
2017-08-09 13F-HR Adirondack Research & Management Inc. 13,319 0 -100.00 444 0 -100.00
2017-08-14 13F-HR Passport Capital, LLC 200,000 0 -100.00 6,672 0 -100.00
2017-11-07 13F-HR Advisors Asset Management, Inc. 2,515 2,515 0.00 63 49 -22.22
2017-10-25 13F-HR SIMPLEX TRADING, LLC Put 32 0
2017-11-14 13F-HR SIR Capital Management, L.P. 137,000 2,644
2017-10-23 13F-HR THOMSON HORSTMANN & BRYANT INC 14,800 14,069 -4.94 368 271 -26.36
2017-11-07 13F-HR Quantbot Technologies LP 26,012 0 -100.00 647 0 -100.00
2017-11-13 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 30,800 27,763 -9.86 767 536 -30.12
2017-11-15 13F-HR GROUP ONE TRADING, L.P. 18,854 30,082 59.55 469 581 23.88
2017-11-09 13F-HR JP MORGAN CHASE & CO 47,118 38,600 -18.08 1,173 742 -36.74
2017-11-06 13F-HR RHUMBLINE ADVISERS 21,460 21,590 0.61 534 417 -21.91
2017-11-14 13F-HR MORGAN STANLEY 16,052 36,997 130.48 399 714 78.95
2017-11-15 13F-HR GROUP ONE TRADING, L.P. Put 28,500 28,300 -0.70 710 546 -23.10
2017-08-18 13F-HR WFG Advisors, LP 886 1,079 21.78 30 27 -10.00
2017-11-08 13F-HR Dynamic Technology Lab Private Ltd 0 13,670 0 264
2017-11-13 13F-HR OXFORD ASSET MANAGEMENT 0 86,063 0 1,655
2017-11-13 13F-HR Royce & Associates LLC 663,510 869,015 30.97 16,521 16,772 1.52
2017-11-14 13F-HR Covalent Partners LLC 198,216 0 -100.00 4,936 0 -100.00
2017-10-20 13F-HR MEEDER ASSET MANAGEMENT INC 351 203 -42.17 9 4 -55.56
2017-11-14 13F-HR Connor, Clark & Lunn Investment Management Ltd. 0 170,475 0 3,290
2017-11-13 13F-HR NORTHERN TRUST CORP 199,961 199,733 -0.11 4,979 3,855 -22.57
2017-11-15 13F-HR WOLVERINE TRADING, LLC Call 8,800 24,300 176.14 219 469 114.16
2017-11-14 13F-HR HENDERSON GROUP PLC 1,004,741 853,013 -15.10 25,018 16,463 -34.20
2017-11-17 13F-HR Phocas Financial Corp. 160,792 164,515 2.32 4,004 3 -99.93
2017-11-13 13F-HR Renaissance Technologies LLC 53,000 147,700 178.68 1,320 2,851 115.98
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 147,700 143,100 -3.11 3,678 2,762 -24.90
2017-11-14 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC 13,350 25,179 88.61 332 486 46.39
2017-08-09 13F-HR Cipher Capital LP 15,340 0 -100.00 512 0 -100.00
2017-10-24 13F-HR BENJAMIN F. EDWARDS & COMPANY, INC. 7 0 -100.00 0 0
2017-11-09 SC 13D/A Silver Point Capital L.P.
2017-11-06 13F-HR First Eagle Investment Management, LLC 17,417 17,417 0.00 434 336 -22.58
2017-11-13 13F-HR FEDERATED INVESTORS INC /PA/ 0 401 0 8
2017-11-14 13F-HR UBS Group AG Put 57,300 57,300 0.00 1,427 1,106 -22.49
2017-11-13 13F-HR KENNEDY CAPITAL MANAGEMENT, INC. 97,933 114,862 17.29 2,439 2,217 -9.10
2017-11-07 13F-HR Russell Investments Group, Ltd. 12,149 26,736 120.07 303 516 70.30
2017-08-03 13F-HR Asset Planning Services, Ltd. 5 5 0.00 0 0
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 27,900 70,700 153.41 695 1,365 96.40
2017-11-15 13F-HR Ameritas Investment Partners, Inc. 1,528 1,528 0.00 38 21 -44.74
2017-11-13 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 17 17 0.00 0 0
2017-11-09 13F-HR AMERICAN INTERNATIONAL GROUP INC 10,801 11,674 8.08 269 225 -16.36
2017-11-02 13F-HR AlphaMark Advisors, LLC 33,267 33,267 0.00 828 642 -22.46
2017-11-14 13F-HR Oceanic Investment Management LTD 312,228 0 -100.00 7,774 0 -100.00
2017-11-14 13F-HR UNITED SERVICES AUTOMOBILE ASSOCIATION 98,146 98,146 0.00 2,444 1,894 -22.50
2017-08-01 13F-HR PIONEER INVESTMENT MANAGEMENT INC 219,129 0 -100.00 7,310 0 -100.00
2017-08-11 13F-HR PENN CAPITAL MANAGEMENT CO INC 28,624 0 -100.00 955 0 -100.00
2017-10-16 13F-HR BANK OF MONTREAL /CAN/ 271 0 -100.00 7 0 -100.00
2017-11-14 13F-HR STATE STREET CORP 607,287 677,746 11.60 15,122 13,079 -13.51
2017-10-30 13F-HR Westpac Banking Corp 14,515 0 -100.00 361,424 0 -100.00
2017-07-31 13F-HR GILDER GAGNON HOWE & CO LLC 213,403 0 -100.00 7,119 0 -100.00
2017-11-06 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 29,094 29,094 0.00 724 562 -22.38
2017-11-13 13F-HR CITIGROUP INC 182,421 18,334 -89.95 4,542 354 -92.21
2017-08-14 13F-HR Frigate Ventures LP 40,000 0 -100.00 1,334 0 -100.00
2017-11-14 13F-HR BALYASNY ASSET MANAGEMENT LLC 329,845 97,007 -70.59 8,213 1,872 -77.21
2017-11-20 13F-HR PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 530 1,603 202.45 13 31 138.46
2017-11-02 13F-HR IndexIQ Advisors LLC 580 583 0.52 14 11 -21.43
2017-11-14 13F-HR AQR CAPITAL MANAGEMENT LLC 0 136,387 0 2,632
2017-11-14 13F-HR GRT CAPITAL PARTNERS L.L.C. 53,046 0 -100.00 1,321 0 -100.00
2017-11-09 13F-HR CITADEL ADVISORS LLC 119,313 604,092 406.31 2,971 11,659 292.43
2017-10-25 13F-HR PEREGRINE CAPITAL MANAGEMENT LLC 257,374 262,723 2.08 6,409 5,071 -20.88
2017-11-14 13F-HR GLG Partners LP 18,599 0 -100.00 463 0 -100.00
2017-11-15 13F-HR/A-1 Parallel Advisors, LLC 60 56 -6.67 1 1 0.00
2017-11-14 13F-HR RBF Capital, LLC 297,071 268,644 -9.57 7,397 5,185 -29.90
2017-11-13 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 54,527 63,817 17.04 1,358 1,232 -9.28
2017-08-14 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC 121,500 0 -100.00 4,053 0 -100.00
2017-08-16 13F-HR GeoSphere Capital Management 140,000 0 -100.00 4,671 0 -100.00
2017-08-15 13F-HR NOMURA HOLDINGS INC 42,608 0 -100.00 1,415 0 -100.00
2017-11-14 13F-HR WHITEBOX ADVISORS LLC 263,578 1,264,508 379.75 6,563 24,405 271.86
2017-10-17 13F-HR Cutler Group LP Call 4,500 8,700 93.33 1 2 100.00
2017-11-14 13F-HR UBS Group AG 34,735 60,741 74.87 865 1,172 35.49
2017-08-08 13F-HR Airain ltd 15,539 30,178 94.21 518 751 44.98
2017-11-14 13F-HR/A-1 CRAMER ROSENTHAL MCGLYNN LLC 1,022,597 823,322 -19.49 25,463 15,890 -37.60
2017-08-15 13F-HR Verition Fund Management LLC 12,150 0 -100.00 405 0 -100.00
2017-11-13 13F-HR Quadrature Capital LTD 34,358 0 -100.00 856 0 -100.00
2017-11-14 13F-HR Point72 Asia (Hong Kong) Ltd 2,777 0 -100.00 69 0 -100.00
2017-11-14 13F-HR KEY GROUP HOLDINGS (CAYMAN), LTD. 1,632,097 1,484,502 -9.04 40,639 28,651 -29.50
2017-11-09 13F-HR Trexquant Investment LP 0 19,370 0 374
2017-11-14 13F-HR PDT Partners, LLC 216,500 216,910 0.19 5,391 4,186 -22.35
2017-11-14 13F-HR GEODE CAPITAL MANAGEMENT, LLC 176,041 178,540 1.42 4,383 3,445 -21.40
2017-11-09 13F-HR Ascribe Capital LLC 3,691,846 3,691,846 0.00 91,927 71,253 -22.49
2017-11-01 13F-HR AMERICAN CENTURY COMPANIES INC 8,335 0 -100.00 208 0 -100.00
2017-10-27 13F-HR VICTORY CAPITAL MANAGEMENT INC 616,601 0 -100.00 15,353 0 -100.00
2017-11-13 13F-HR TEACHERS ADVISORS INC 30,819 48,519 57.43 767 936 22.03
2017-10-24 13F-HR EASTERN BANK 11,863 11,863 0.00 295 229 -22.37
2017-11-14 13F-HR Glendon Capital Management LP 315,129 315,129 0.00 7,847 6,082 -22.49
2017-11-09 13F-HR Legal & General Group Plc 4,524 5,270 16.49 112 101 -9.82
2017-11-15 13F-HR WOLVERINE TRADING, LLC 0 10,948 0 211
2017-11-06 13F-HR Advisor Group, Inc. 2 2 0.00 0 0
2017-11-14 13F-HR ROYAL BANK OF CANADA 162 1,645 915.43 4 31 675.00
2017-10-25 13F-HR SIMPLEX TRADING, LLC Call 27 9
2017-11-14 13F-HR Tower Research Capital LLC (TRC) 100 2,846 2,746.00 2 55 2,650.00
2017-10-23 13F-HR Nationwide Fund Advisors 9,843 9,843 0.00 245 190 -22.45
2017-11-20 13F-HR GSA CAPITAL PARTNERS LLP 0 156,407 0 3,019
2017-08-14 13F-HR Paloma Partners Management Co 109,200 0 -100.00 3,643 0 -100.00
2017-10-17 13F-HR Cutler Group LP Put 38,100 24,500 -35.70 66 41 -37.88
2017-08-11 13F-HR MESSNER & SMITH THEME VALUE INVESTMENT MANAGEMENT LTD /CA/ 7,739 0 -100.00 258 0 -100.00
2017-11-13 13F-HR OPPENHEIMER FUNDS INC 0 29,488 0 569
2017-11-14 13F-HR DEUTSCHE BANK AG\ 477,521 301,948 -36.77 11,889 5,826 -51.00
2017-11-09 13F-HR WELLS FARGO & COMPANY/MN 20,372 28,400 39.41 507 549 8.28
2017-11-08 13F-HR HAP Trading, LLC Put 150,000 150,000 0.00 214 251 17.29
2017-11-06 13F-HR Bank of New York Mellon Corp 120,983 122,834 1.53 3,012 2,370 -21.31
2017-11-14 13F-HR Jefferies Group LLC 58,406 1,127
2017-10-18 13F-HR Mutual of America Capital Management LLC 1,200 2,000 66.67 30 39 30.00
2017-08-14 13F-HR Encompass Capital Advisors LLC 250,000 0 -100.00 8,340 0 -100.00
2017-11-14 13F-HR Cubist Systematic Strategies, LLC 92 4,930 5,258.70 2 95 4,650.00
2017-11-14 13F-HR GOLDMAN SACHS GROUP INC 923,235 190,820 -79.33 22,988 3,683 -83.98
2017-11-08 13F-HR THOMPSON SIEGEL & WALMSLEY LLC 482,534 469,925 -2.61 12,015 9,070 -24.51
2017-11-14 13F-HR GUGGENHEIM CAPITAL LLC 12,850 26,669 107.54 318 513 61.32
2017-10-31 13F-HR DUPONT CAPITAL MANAGEMENT Corp 63,850 128,850 101.80 1,590 2,487 56.42
2017-07-21 13F-HR APG Asset Management US Inc. 103,057 0 -100.00 3,438 0 -100.00
2017-10-17 13F-HR Cutler Group LP 3,510 20,389 480.88 87 393 351.72
2017-11-14 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 13,650 13,650 0.00 340 263 -22.65
2017-11-14 13F-HR JANE STREET GROUP, LLC 0 127,135 0 2,454
2017-10-31 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 11,868 11,868 0.00 296 229 -22.64
2017-08-14 13F-HR BOOTHBAY FUND MANAGEMENT, LLC 11,932 0 -100.00 398 0 -100.00
2017-08-11 13F-HR Laurion Capital Management LP 76,724 0 -100.00 2,560 0 -100.00
2017-08-03 13F-HR SG Americas Securities, LLC 10,960 0 -100.00 366 0 -100.00
2017-11-14 13F-HR A.R.T. Advisors, LLC 17,208 120,311 599.16 428 2,322 442.52
2017-10-25 13F-HR SIMPLEX TRADING, LLC 0 16,984 0 327
2017-11-03 13F-HR Swiss National Bank 36,300 30,400 -16.25 904 587 -35.07
2017-08-10 13F-HR FNY Partners Fund LP 500 0 -100.00 16 0 -100.00
2017-11-14 13F-HR MILLENNIUM MANAGEMENT LLC 1,461,265 681,177 -53.38 36,385 13,147 -63.87
2017-11-14 13F-HR Southpoint Capital Advisors LP 449,918 490,605 9.04 11,203 9,469 -15.48
2017-11-14 13F-HR HBK INVESTMENTS L P 258,897 263,000 1.58 6,447 5,076 -21.27
2017-11-14 13F-HR CUSHING ASSET MANAGEMENT, LP 0 10,000 0 193
2017-11-14 13F-HR Lombard Odier Asset Management (USA) Corp 170,248 0 -100.00 4,239 0 -100.00
2017-10-19 13F-HR Winslow, Evans & Crocker, Inc. 116 116 0.00 2,888 2,240 -22.44
2017-11-13 13F-HR DIMENSIONAL FUND ADVISORS LP 162,806 447,815 175.06 4,054 8,643 113.20
2017-11-01 13F-HR Parkwood LLC 57,770 83,277 44.15 1,438 1,607 11.75
2017-11-09 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 2,300 2,300 0.00 57 44 -22.81
2017-08-07 13F-HR Phoenix Investment Adviser LLC 79,354 0 -100.00 2,647 0 -100.00
2017-11-14 13F-HR JANE STREET GROUP, LLC Call 25,000 196,000 684.00 623 3,783 507.22
2017-11-07 13F-HR DEPRINCE RACE & ZOLLO INC 26,400 0 -100.00 657 0 -100.00
2017-08-14 13F-HR Invesco Ltd. 32,989 0 -100.00 1,101 0 -100.00
2017-11-14 13F-HR Alyeska Investment Group, L.P. 465,333 0 -100.00 11,587 0 -100.00
2017-08-14 13F-HR Discovery Capital Management, LLC 754,100 0 -100.00 25,157 0 -100.00
2017-11-14 13F-HR CREDIT SUISSE AG/ 31,289 55,314 76.78 779 1,068 37.10
2017-11-14 13F-HR BANK OF AMERICA CORP /DE/ 2,058 11,030 435.96 51 213 317.65
2017-11-13 13F-HR Axa 0 21,600 0 417
2017-08-11 13F-HR SNOW CAPITAL MANAGEMENT LP 9,000 0 -100.00 300 0 -100.00
2017-11-14 13F-HR Squarepoint Ops LLC 0 11,876 0 229
2017-11-03 13F-HR BNP PARIBAS ARBITRAGE, SA 1,825 1,699 -6.90 45,443 32,791 -27.84
2017-11-08 13F-HR MACQUARIE GROUP LTD 3,500 68
2017-11-13 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 43,756 78,444 79.28 1,090 1,514 38.90
2017-08-14 13F-HR BlueCrest Capital Management Ltd 33,917 0 -100.00 1,131 0 -100.00
2017-11-14 13F-HR UBS OCONNOR LLC 79,838 0 -100.00 1,988,000 0 -100.00
2017-08-14 13F-HR RAYMOND JAMES & ASSOCIATES 6,698 0 -100.00 223 0 -100.00
2017-11-14 13F-HR Point72 Asset Management, L.P. 91,000 89,100 -2.09 2,266 1,720 -24.10
2017-11-14 13F-HR BARCLAYS PLC 8,114 238 -97.07 202 5 -97.52
2017-11-14 13F-HR Keeley-Teton Advisors, LLC 387,662 0 -100.00 9,653 0 -100.00
2017-11-15 13F-HR GROUP ONE TRADING, L.P. Call 5,200 32,200 519.23 129 621 381.40
2017-11-13 13F-HR ALLIANCEBERNSTEIN L.P. 30,115 12,200 -59.49 750 235 -68.67
2017-11-08 13F-HR HAP Trading, LLC 17,504 108,608 520.48 436 2,096 380.73
2017-11-14 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 14,711 14,710 -0.01 366 284 -22.40
2017-11-03 13F-HR JENNISON ASSOCIATES LLC 424,199 0 -100.00 10,563 0 -100.00
CUSIP: 06985P100