SecurityAXS / AXIS Capital Holdings Ltd. (G0692U109)
Institutional Owners380 (91 N-Q Owners)
Institutional Shares73,752,899 - 88.61% (ex. N-Q)
Common Shares Outstanding83,228,829 shares (as of 2017-12-31)
Institutional Value$ 52,273,338,000 USD (ex. N-Q)

Institutional Stock Ownership and Shareholders

AXIS Capital Holdings Ltd. (NYSE:AXS) has 380 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 73,752,899 shares. Largest shareholders include Vanguard Group Inc, Vulcan Value Partners, LLC, BlackRock Inc., Pzena Investment Management Llc, FMR LLC / Fidelity, State Street Corp, Dimensional Fund Advisors Lp, Lsv Asset Management, Citadel Advisors Llc, and Norges Bank.

AXIS Capital Holdings Ltd. (NYSE:AXS) ownership summary shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.


File DateFormInvestor Opt Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-01-30 13F-HR Hudock Capital Group, LLC 1,244 0 -100.00 71 0 -100.00
2018-02-12 13F-HR RAMSEY QUANTITATIVE SYSTEMS 0 5,215 0 262
2018-02-08 SC 13G/A VANGUARD GROUP INC 7,917,611 7,929,743 0.15
2018-04-23 13F-HR Advisory Services Network, LLC 342 48 -85.96 17 3 -82.35
2018-01-11 13F-HR LEAVELL INVESTMENT MANAGEMENT, INC. 5,000 0 -100.00 287 0 -100.00
2018-02-14 13F-HR DekaBank Deutsche Girozentrale 66,815 66,815 0.00 4,311 4,311 0.00
2017-11-28 N-Q Kp Funds (see advisory)
2018-02-13 13F-HR KOCH INDUSTRIES INC 10,694 0 -100.00 613 0 -100.00
2018-02-13 13F-HR NEW VERNON INVESTMENT MANAGEMENT LLC 34,250 0 -100.00 1,963 0 -100.00
2018-01-18 13F-HR Westpac Banking Corp 67,816 0 -100.00 3,886,535 0 -100.00
2018-02-01 13F-HR VICTORY CAPITAL MANAGEMENT INC 1,110 1,670 50.45 64 84 31.25
2018-02-14 13F-HR Nissay Asset Management Corp /japan/ /adv 8,706 438
2018-01-31 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 15,902 15,902 0.00 911 799 -12.29
2018-01-23 13F-HR DENALI ADVISORS LLC 1,100 0 -100.00 63 0 -100.00
2018-02-14 13F-HR GSA CAPITAL PARTNERS LLP 0 17,704 0 890
2018-02-12 13F-HR Cambria Investment Management, L.P. 24,527 26,657 8.68 1,406 1,340 -4.69
2018-02-14 13F-HR CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 75,921 51,690 -31.92 4,351 2,597 -40.31
2017-11-24 N-Q Sa Funds Investment Trust (see advisory)
2018-01-18 N-Q Etf Series Solutions (see advisory)
2017-11-08 13F-HR STEPHENS INC /AR/ 3,628 0 -100.00 235 0 -100.00
2018-02-13 13F-HR Aviance Capital Partners, LLC 23,181 23,321 0.60 1,329 1,172 -11.81
2018-01-26 N-Q VANGUARD WORLD FUND (see advisory)
2018-02-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 86,900 8,800 -89.87 4,980 442 -91.12
2017-12-28 N-Q VANGUARD SPECIALIZED FUNDS (see advisory)
2018-02-14 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC 5,310 294 -94.46 304 15 -95.07
2018-02-13 13F-HR Hillsdale Investment Management Inc. 20 20 0.00 1 1 0.00
2018-02-13 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 249,554 200,587 -19.62 14,302 10,082 -29.51
2018-02-14 13F-HR Voya Investment Management LLC 23,563 22,669 -3.79 1,350 1,139 -15.63
2018-04-02 13F-HR Hefty Wealth Partners 215 215 0.00 11 12 9.09
2018-01-10 13F-HR SIMPLEX TRADING, LLC Put 34 3 -91.18 5 0 -100.00
2018-02-14 13F-HR GOLDMAN SACHS GROUP INC Call 300 0 -100.00 17 0 -100.00
2018-04-04 13F-HR CENTRAL TRUST Co 96 72 -25.00 5 4 -20.00
2018-02-14 13F-HR ProShare Advisors LLC 11,532 12,227 6.03 661 615 -6.96
2018-02-14 13F-HR QS Investors, LLC 128,543 148,667 15.66 7,367 7,472 1.43
2018-02-14 13F-HR SCOUT INVESTMENTS, INC. 111,127 81,736 -26.45 6,369 4,108 -35.50
2018-02-07 13F-HR FFCM LLC 87 106 21.84 5 5 0.00
2017-11-14 13F-HR LORD, ABBETT & CO. LLC 566,542 0 -100.00 36,633 0 -100.00
2017-11-22 N-Q Spdr Series Trust (see advisory)
2017-11-28 N-Q Cohen & Steers Reit & Preferred Income Fund Inc (see advisory)
2017-11-20 N-Q Fqf Trust (see advisory)
2018-01-26 N-Q Fidelity Select Portfolios (see advisory)
2018-02-14 13F-HR Invesco Ltd. 170,787 171,541 0.44 9,788 8,621 -11.92
2018-02-23 N-Q Destra Investment Trust (see advisory)
2018-02-12 13F-HR Pacad Investment Ltd. 14,000 1,400 -90.00 802 70 -91.27
2017-11-22 N-Q Clearwater Investment Trust (see advisory)
2017-11-13 13F-HR Bb&t Investment Services, Inc. 55 0 -100.00 4 0 -100.00
2018-02-02 13F-HR Aperio Group, LLC 4,431 0 -100.00 254 0 -100.00
2018-02-14 13F-HR Point72 Asset Management, L.P. 0 17,100 0 859
2018-01-31 13F-HR LSV ASSET MANAGEMENT 1,838,812 1,812,012 -1.46 105,382 91,071 -13.58
2018-02-05 13F-HR CADENCE CAPITAL MANAGEMENT LLC 22,776 15,749 -30.85 1,305 792 -39.31
2018-03-01 N-Q Nuveen Investment Trust V (see advisory)
2018-01-17 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 315,803 329,991 4.49 18,099 16,586 -8.36
2018-02-14 13F-HR NOMURA HOLDINGS INC 0 7,387 0 371
2018-03-29 13F-HR/A-1 Marshall Wace North America L.P. 456,750 31,092 -93.19 26,035 1,563 -94.00
2017-12-29 N-Q First Trust Exchange-traded Alphadex Fund (see advisory)
2018-01-10 13F-HR SIMPLEX TRADING, LLC Call 8 0 -100.00 0 0
2018-02-14 13F-HR Glen Harbor Capital Management LLC 22,066 46,274 109.71 1,265 2,326 83.87
2017-11-29 N-Q Wilshire Mutual Funds Inc (see advisory)
2018-02-14 13F-HR NUMERIC INVESTORS LLC 514,866 51,000 -90.09 29,507 2,563 -91.31
2017-11-29 N-Q Templeton Institutional Funds (see advisory)
2017-10-31 13F-HR Nine Chapters Capital Management LLC 0 12,400 0 711
2018-01-25 13F-HR Sumitomo Mitsui Asset Management Company, LTD 5,829 5,602 -3.89 334 281 -15.87
2018-04-23 13F-HR REGENTATLANTIC CAPITAL LLC 10,333 8,758 -15.24 519 504 -2.89
2018-02-05 13F-HR Jacobi Capital Management LLC 64 64 0.00 4 3 -25.00
2018-02-09 13F-HR Proficio Capital Partners LLC 501 117 -76.65 29 6 -79.31
2018-04-06 13F-HR KEMPNER CAPITAL MANAGEMENT INC. 67,848 89,343 31.68 3,410 5,143 50.82
2017-11-03 13F-HR Breton Hill Capital Ltd. 3,705 0 -100.00 240 0 -100.00
2018-02-07 13F-HR GREAT LAKES ADVISORS, LLC 8,576 8,003 -6.68 491 402 -18.13
2018-02-09 13F-HR SUNTRUST BANKS INC 39,200 44,250 12.88 2,245 2,223 -0.98
2018-02-14 13F-HR HBK INVESTMENTS L P 43,300 0 -100.00 2,482 0 -100.00
2018-02-08 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 3,156 2,945 -6.69 181 148 -18.23
2018-01-23 13F-HR Clear Harbor Asset Management, LLC 115,585 140,711 21.74 6,624 7,072 6.76
2018-02-14 13F-HR BlueCrest Capital Management Ltd 24,536 0 -100.00 1,406 0 -100.00
2018-01-29 N-Q Consulting Group Capital Markets Funds (see advisory)
2018-02-13 13F-HR CREDIT AGRICOLE S A 381,605 0 -100.00 21,870 0 -100.00
2018-01-26 N-Q Fidelity Concord Street Trust (see advisory)
2018-04-17 13F-HR Legacy Advisors, Llc 0 61,341 0 3,462
2018-02-23 N-Q Neiman Funds (see advisory)
2018-02-05 13F-HR Sonora Investment Management, LLC 93 0 -100.00 2,340 0 -100.00
2018-02-14 13F-HR Summit Trail Advisors, Llc 100 5
2018-02-14 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 146,525 160,123 9.28 8,397 8,048 -4.16
2018-02-14 13F-HR Rafferty Asset Management, LLC 13,675 17,880 30.75 784 899 14.67
2018-02-14 13F-HR Nikko Asset Management Americas, Inc. 1,900 0 -100.00 109 0 -100.00
2018-02-08 13F-HR WELLS FARGO & COMPANY/MN 1,097,922 651,049 -40.70 62,922 32,722 -48.00
2018-02-14 13F-HR FIFTH THIRD BANCORP 30 8 -73.33 2 0 -100.00
2018-04-16 13F-HR Raymond James Financial Services Advisors, Inc. 15,561 22,314 43.40 782 1,285 64.32
2018-02-13 13F-HR PIONEER INVESTMENT MANAGEMENT INC 409,989 20,606
2018-02-09 13F-HR NORDEA INVESTMENT MANAGEMENT AB 29,519 29,519 0.00 1,692 1,484 -12.29
2018-02-14 13F-HR TLP GROUP LLC 4,821 0 -100.00 276 0 -100.00
2017-11-28 N-Q Jnl Variable Fund Llc (see advisory)
2018-02-09 13F-HR GROUP ONE TRADING, L.P. 17 0 -100.00 1 0 -100.00
2018-02-14 13F-HR Holocene Advisors, Lp 17,828 896
2018-02-02 13F-HR HUNTINGTON NATIONAL BANK 85 85 0.00 5 4 -20.00
2018-02-28 N-Q Ishares Trust (see advisory)
2018-02-13 13F-HR Invictus RG 870 0 -100.00 50 0 -100.00
2018-02-14 13F-HR A.R.T. Advisors, LLC 42,800 8,900 -79.21 2,452 447 -81.77
2018-02-14 13F-HR Paloma Partners Management Co 18,392 19,704 7.13 1,053 990 -5.98
2018-02-13 13F-HR Intellectus Partners, LLC 1,848 0 -100.00 46 0 -100.00
2017-11-13 13F-HR Quantitative Investment Management, LLC 52,600 0 -100.00 3,401 0 -100.00
2017-11-28 N-Q Scout Funds (see advisory)
2018-02-13 13F-HR Meiji Yasuda Asset Management Co Ltd. 19,042 11,252 -40.91 1,091 566 -48.12
2018-02-14 13F-HR TUDOR INVESTMENT CORP ET AL 12,985 0 -100.00 744 0 -100.00
2017-10-27 N-Q Ab Global Risk Allocation Fund, Inc. (see advisory)
2018-02-13 13F-HR Icon Wealth Partners, Llc 999 50
2018-02-14 13F-HR PEAK6 Investments, L.P. Call 5,000 0 -100.00 287 0 -100.00
2017-10-24 N-Q Flaherty & Crumrine Preferred Income Opportunity Fund Inc (see advisory)
2017-11-29 N-Q Nuveen Investment Trust Ii (see advisory)
2018-02-14 13F-HR PANAGORA ASSET MANAGEMENT INC 5,618 7,601 35.30 322 382 18.63
2018-02-09 13F-HR FRONTIER INVESTMENT MGMT CO 319,486 328,922 2.95 8,038 8,299 3.25
2018-02-13 13F-HR MACKENZIE FINANCIAL CORP 13,166 0 -100.00 755 0 -100.00
2018-02-14 13F-HR BARCLAYS PLC 51,484 34,289 -33.40 2,950 1,723 -41.59
2018-04-18 13F-HR Cornerstone Advisors, Inc. 78 445 470.51 4 26 550.00
2018-02-12 13F-HR FJARDE AP-FONDEN /FOURTH SWEDISH NATIONAL PENSION FUND 41,336 50,910 23.16 2,369 2,559 8.02
2018-01-24 N-Q Deutsche Institutional Funds (see advisory)
2018-02-09 13F-HR THOMPSON SIEGEL & WALMSLEY LLC 217,326 389,329 79.15 12,455 19,568 57.11
2018-02-14 13F-HR Gillson Capital LP 126,909 6,378
2018-02-01 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 146,611 133,161 -9.17 8,402 6,693 -20.34
2018-01-31 13F-HR QUADRANT CAPITAL GROUP LLC 26 26 0.00 1 1 0.00
2018-01-10 13F-HR SIMPLEX TRADING, LLC 1,279 6,584 414.78 73 330 352.05
2018-02-21 13F-HR/A-1 Xact Kapitalforvaltning AB 6,984 6,984 0.00 400 351 -12.25
2018-02-23 13F-HR/A-2 TEACHER RETIREMENT SYSTEM OF TEXAS 66,885 23,273 -65.20 3,833 1,170 -69.48
2018-02-07 13F-HR AMG Funds LLC 20,304 18,898 -6.92 1,164 950 -18.38
2018-03-01 N-Q Aqr Funds (see advisory)
2017-11-07 13F-HR Gareth Morgan Investments Limited Partnership 26,986 0 -100.00 1,745 0 -100.00
2018-02-06 13F-HR River Road Asset Management, LLC 734,276 1,088,567 48.25 42,081 54,711 30.01
2018-01-26 N-Q Eaton Vance Mutual Funds Trust (see advisory)
2018-02-08 13F-HR First Allied Advisory Services, Inc. 4,300 0 -100.00 246 0 -100.00
2018-02-02 13F-HR US BANCORP \DE\ 293 928 216.72 17 47 176.47
2018-02-02 13F-HR Mn Services Vermogensbeheer B.V. 13,981 13,181 -5.72 801 552 -31.09
2018-02-22 13F-HR Wagner Wealth Management, Llc 0 5
2018-02-27 N-Q Massmutual Premier Funds (see advisory)
2018-03-01 N-Q Sei Institutional International Trust (see advisory)
2018-02-13 13F-HR Renaissance Technologies LLC 832,600 573,600 -31.11 47,716 28,829 -39.58
2018-04-06 13F-HR Cerebellum Gp, Llc 69,313 0 -100.00 3,484 0 -100.00
2017-11-29 N-Q 360 Funds (see advisory)
2018-02-14 13F-HR Prana Capital Management, Lp 83,650 4,204
2018-02-13 13F-HR BOSTON PRIVATE WEALTH LLC 15,122 13,802 -8.73 867 694 -19.95
2018-02-09 13F-HR Itau Unibanco Holding S.A. 2,197 1,182 -46.20 398 59 -85.18
2018-02-14 13F-HR Schonfeld Strategic Advisors LLC 5,651 0 -100.00 324 0 -100.00
2018-01-22 13F-HR Oakworth Capital, Inc. 27 27 0.00 2 1 -50.00
2018-02-14 13F-HR EARNEST PARTNERS LLC 0 32 0 2
2018-02-20 N-Q Mercer Funds (see advisory)
2017-11-15 13F-HR Capital Wealth Planning, LLC 3,400 0 -100.00 220 0 -100.00
2018-02-14 13F-HR RBF Capital, LLC 5,000 5,000 0.00 287 251 -12.54
2018-02-13 13F-HR PRUDENTIAL FINANCIAL INC 105,762 4,833 -95.43 6,061 243 -95.99
2017-11-13 13F-HR SYNOVUS FINANCIAL CORP 3,284 0 -100.00 216 0 -100.00
2018-02-27 N-Q Massmutual Select Funds (see advisory)
2018-02-06 13F-HR M&T BANK CORP 13,227 4,118 -68.87 758 207 -72.69
2017-11-13 13F-HR STIFEL FINANCIAL CORP 7,837 0 -100.00 507 0 -100.00
2018-03-12 13F-HR/A-1 HENDERSON GROUP PLC 448,588 199,088 -55.62 25,709 10,006 -61.08
2018-02-14 13F-HR/A-1 Robeco Institutional Asset Management B.V. 1,528,206 1,375,303 -10.01 87,587 69,182 -21.01
2018-02-13 13F-HR STEVENS CAPITAL MANAGEMENT LP 0 59,448 0 2,988
2018-02-09 13F-HR Connor, Clark & Lunn Investment Management Ltd. 61,100 26,700 -56.30 3,502 1,342 -61.68
2018-04-23 13F-HR Factorial Partners, Llc 16,800 3,600 -78.57 844,368 207,252 -75.45
2018-02-14 13F-HR Kemnay Advisory Services Inc. 14,257 0 -100.00 817 0 -100.00
2017-11-15 13F-HR Sterling Capital Management LLC 11,478 0 -100.00 742 0 -100.00
2018-02-14 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC Call 6,800 342
2017-11-09 13F-HR TDAM USA INC. 4,090 0 -100.00 264 0 -100.00
2018-02-09 13F-HR Mitsubishi UFJ Trust & Banking Corp 308,758 218,924 -29.10 17,695 11,003 -37.82
2018-02-07 13F-HR LS Investment Advisors, LLC 5,713 5,713 0.00 327 287 -12.23
2017-10-30 N-Q Sei Institutional Investments Trust (see advisory)
2018-02-12 13F-HR Atlantic Trust Group, LLC 10,408 408 -96.08 596 21 -96.48
2018-02-14 13F-HR Polar Capital LLP 300,000 300,000 0.00 17,193 15,078 -12.30
2017-10-24 N-Q Flaherty & Crumrine Preferred Income Fund Inc (see advisory)
2018-02-24 13F-HR/A-1 Elkfork Partners LLC 14,278 29,942 109.71 818 1,505 83.99
2018-04-20 13F-HR FIRST MANHATTAN CO 137 137 0.00 6 7 16.67
2018-02-14 13F-HR IMS Capital Management 7,760 8,240 6.19 445 414 -6.97
2017-11-08 13F-HR D.A. DAVIDSON & CO. 100 0 -100.00 6 0 -100.00
2018-02-02 13F-HR CIBC Asset Management Inc 10,850 9,104 -16.09 622 458 -26.37
2018-02-13 13F-HR Yorktown Management & Research Co Inc 5,000 0 -100.00 287 0 -100.00
2018-03-05 13F-HR/A-1 BNP PARIBAS ARBITRAGE, SA 19,102 5,744 -69.93 1,094,736 288,694 -73.63
2018-02-07 13F-HR OPPENHEIMER & CO INC 23,586 22,921 -2.82 1,352 1,152 -14.79
2017-11-29 N-Q Vanguard Institutional Index Funds (see advisory)
2018-02-12 13F-HR Stansberry Asset Management, Llc 23,669 1,190
2018-02-14 13F-HR Walleye Trading LLC 41,033 4,765 -88.39 2,352 239 -89.84
2017-11-29 N-Q Vanguard Valley Forge Funds (see advisory)
2017-11-21 N-Q Meeder Funds (see advisory)
2018-04-12 13F-HR OREGON PUBLIC EMPLOYEES RETIREMENT FUND 8,822 8,861 0.44 443 510 15.12
2017-11-14 13F-HR Cantab Capital Partners LLP 2,318 4,789 106.60 150,000 274,000 82.67
2018-01-24 13F-HR SG Americas Securities, LLC 13,385 0 -100.00 767 0 -100.00
2018-02-23 N-Q Blackrock Funds (see advisory)
2017-11-17 N-Q Guardian Variable Products Trust (see advisory)
2018-02-14 13F-HR STATE STREET CORP 2,931,335 2,919,959 -0.39 167,989 146,746 -12.65
2018-02-23 N-Q Legg Mason Partners Equity Trust (see advisory)
2018-02-07 13F-HR KBC Group NV 219,446 213,019 -2.93 12,576 10,707 -14.86
2018-02-14 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC 4,567 229
2018-02-13 13F-HR GEODE CAPITAL MANAGEMENT, LLC 773,967 735,775 -4.93 44,338 36,950 -16.66
2017-11-08 13F-HR Pacer Advisors, Inc. 11,011 0 -100.00 712 0 -100.00
2018-02-08 13F-HR TORONTO DOMINION BANK 3,572 4,900 37.18 205 246 20.00
2018-02-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 36,971 61,243 65.65 2,119 3,078 45.26
2018-01-16 13F-HR NEXT Financial Group, Inc 8 0 -100.00 0 0
2018-02-27 N-Q Northern Funds (see advisory)
2018-03-05 13F-HR/A-1 NORGES BANK 1,434,809 1,575,311 9.79 93,650 79,175 -15.46
2018-02-14 13F-HR Clearbridge Investments, LLC 846,070 56,535 -93.32 48,488 2,841 -94.14
2018-01-26 13F-HR COMMERZBANK AKTIENGESELLSCHAFT /FI 9,598 18,028 87.83 550 906 64.73
2018-02-09 13F-HR Warren Averett Asset Management, LLC 9,549 16,656 74.43 547 837 53.02
2018-02-14 13F-HR CLINTON GROUP INC 39,716 50,958 28.31 2,276 2,561 12.52
2018-01-25 N-Q Putnam Investment Funds (see advisory)
2018-02-13 13F-HR OMERS ADMINISTRATION Corp 69,200 55,900 -19.22 3,966 2,810 -29.15
2018-02-14 13F-HR Natixis Asset Management 10,304 0 -100.00 590 0 -100.00
2018-02-09 13F-HR AFAM CAPITAL, INC. 94,378 93,539 -0.89 5,409 4,701 -13.09
2018-02-28 N-Q Pacific Funds Series Trust (see advisory)
2017-11-29 N-Q Nuveen Investment Trust (see advisory)
2018-02-13 13F-HR CAISSE DE DEPOT ET PLACEMENT DU QUEBEC 22,700 21,700 -4.41 1,306 1,091 -16.46
2018-02-14 13F-HR BALYASNY ASSET MANAGEMENT LLC 5,312 159,560 2,903.77 304 8,019 2,537.83
2018-02-14 13F-HR MORGAN STANLEY 562,675 484,849 -13.83 32,246 24,368 -24.43
2018-02-14 13F-HR Brandywine Global Investment Management, LLC 300,731 0 -100.00 17,235 0 -100.00
2018-02-14 13F-HR LUCUS ADVISORS LLC 6,086 0 -100.00 349 0 -100.00
2018-04-18 13F-HR/A-1 Livforsakringsbolaget Skandia, Omsesidigt 1,223 2,823 130.83 61 163 167.21
2018-02-13 13F-HR ALLIANCEBERNSTEIN L.P. 690,484 464,926 -32.67 39,572 23,367 -40.95
2018-03-01 N-Q Spdr Index Shares Funds (formerly Streettracks Index Shares Funds) (see advisory)
2018-02-27 N-Q Lattice Strategies Trust (see advisory)
2018-02-01 13F-HR Nationwide Fund Advisors 102,631 0 -100.00 5,882 0 -100.00
2018-02-13 13F-HR SIGNATUREFD, LLC 50,626 48,664 -3.88 2,901 2,446 -15.68
2018-04-19 13F-HR State of Alaska, Department of Revenue 4,900 6,430 31.22 246 370 50.41
2018-02-09 13F-HR Dynamic Technology Lab Private Ltd 14,478 0 -100.00 830 0 -100.00
2018-02-09 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 8,740 8,787 0.54 502 442 -11.95
2018-02-14 13F-HR/A-1 Boston Partners 98,946 115,610 16.84 5,671 5,811 2.47
2018-02-08 13F-HR KEYBANK NATIONAL ASSOCIATION/OH 5,710 4,356 -23.71 327 219 -33.03
2018-01-31 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 23 0 -100.00 1 0 -100.00
2018-01-29 13F-HR TWIN CAPITAL MANAGEMENT INC 39,553 41,907 5.95 2,267 2,106 -7.10
2018-02-14 13F-HR LPL Financial LLC 5,872 31,850 442.40 337 1,601 375.07
2018-02-13 13F-HR JACOBS LEVY EQUITY MANAGEMENT, INC 143,354 270,471 88.67 8,216 13,594 65.46
2018-02-09 13F-HR Bank of New York Mellon Corp 390,200 385,079 -1.31 22,362 19,353 -13.46
2017-12-27 N-Q Ultimus Managers Trust (see advisory)
2018-04-20 13F-HR Cable Hill Partners, LLC 73 73 0.00 4 4 0.00
2017-10-26 13F-HR Parkside Financial Bank & Trust 16 0 -100.00 1 0 -100.00
2018-02-14 13F-HR TimesSquare Capital Management, LLC 1,326,400 66,665
2017-11-28 N-Q Northern Lights Fund Trust Ii (see advisory)
2017-12-29 N-Q Nuveen Preferred & Income Opportunities Fund (see advisory)
2018-02-14 13F-HR Belpointe Asset Management Llc 26,400 0 -100.00 1,513 0 -100.00
2018-02-14 13F-HR NOMURA ASSET MANAGEMENT CO LTD 58,598 10,848 -81.49 3,358 545 -83.77
2018-02-09 13F-HR PARADIGM ASSET MANAGEMENT CO LLC 16,300 16,300 0.00 934,153 819,238 -12.30
2018-02-14 13F-HR Meadow Creek Investment Management LLC 18,172 38,108 109.71 1,041 1,915 83.96
2018-02-01 13F-HR BNP Paribas Investment Partners S.A. 74,878 111,657 49.12 4,291 5,612 30.79
2018-02-14 13F-HR FRANKLIN RESOURCES INC 423,755 409,092 -3.46 24,285 20,561 -15.33
2018-04-10 13F-HR NISA INVESTMENT ADVISORS L.L.C. 14,120 24,120 70.82 710 1,353 90.56
2018-02-07 13F-HR WHITTIER TRUST CO OF NEVADA INC 765 765 0.00 44 38 -13.64
2018-02-07 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 82 93 13.41 5 5 0.00
2018-02-15 13F-HR GLENMEDE TRUST CO NA 809 541 -33.13 46 27 -41.30
2017-11-17 N-Q Liberty All Star Equity Fund (see advisory)
2018-02-12 13F-HR AMERIPRISE FINANCIAL INC 26,333 25,750 -2.21 1,509 1,296 -14.12
2018-01-30 SC 13G/A BlackRock Inc. 6,766,797 6,210,023 -8.23
2018-02-06 13F-HR Mitsubishi UFJ Asset Management Co., Ltd. 14,055 10,874 -22.63 805 537 -33.29
2018-02-14 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 4,796 2,114 -55.92 275 106 -61.45
2017-11-28 N-Q Ab Cap Fund, Inc. (see advisory)
2018-02-09 13F-HR SCHRODER INVESTMENT MANAGEMENT GROUP 66,200 74,798 12.99 3,783 3,760 -0.61
2018-02-14 13F-HR CANADA PENSION PLAN INVESTMENT BOARD 1,500 5,900 293.33 86 297 245.35
2018-01-26 13F-HR CIGNA INVESTMENTS INC /NEW 4,549 4,549 0.00 260 229 -11.92
2018-02-02 13F-HR PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 19,554 20,076 2.67 1,121 1,009 -9.99
2018-02-09 13F-HR GROUP ONE TRADING, L.P. Put 600 300 -50.00 34 1,508 4,335.29
2017-10-23 13F-HR RELIANCE TRUST CO OF DELAWARE 4,917 0 -100.00 318 0 -100.00
2017-11-13 13F-HR CIBC World Markets Inc. 16,881 0 -100.00 1,092 0 -100.00
2018-02-13 13F-HR Legal & General Group Plc 555,029 538,155 -3.04 31,812 27,050 -14.97
2018-02-14 SC 13G/A Vulcan Value Partners, LLC 7,943,531 7,646,245 -3.74
2018-02-01 13F-HR Quantitative Systematic Strategies LLC 0 11,376 0 572
2017-10-23 N-Q Cohen & Steers Mlp Income & Energy Opportunity Fund (see advisory)
2018-02-14 13F-HR TEACHERS ADVISORS INC 133,226 131,532 -1.27 7,635 6,611 -13.41
2017-11-14 13F-HR MENTA CAPITAL LLC 15,040 0 -100.00 972 0 -100.00
2018-02-14 13F-HR DEUTSCHE BANK AG\ 523,348 199,022 -61.97 29,990 9,998 -66.66
2018-02-14 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ 80,877 1,522,693 1,782.73 4,635 76,531 1,551.15
2018-02-14 13F-HR EDMOND DE ROTHSCHILD HOLDING S.A. 2,330 0 -100.00 134 0 -100.00
2018-02-23 N-Q Wasatch Funds Trust (see advisory)
2018-01-25 13F-HR Assenagon Asset Management S.A. 63,216 130,420 106.31 3,623 6,555 80.93
2018-02-08 13F-HR BABSON CAPITAL MANAGEMENT LLC 4,900 4,900 0.00 281 246 -12.46
2018-02-14 13F-HR National Planning Corp 30,676 0 -100.00 1,758 0 -100.00
2017-11-29 N-Q Vanguard Tax-managed Funds (see advisory)
2018-01-12 13F-HR ATRIA INVESTMENTS LLC 3,910 0 -100.00 224 0 -100.00
2018-03-01 N-Q Calvert Responsible Index Series, Inc. (see advisory)
2018-02-14 13F-HR Squarepoint Ops LLC 63,122 125,997 99.61 3,618 6,333 75.04
2017-11-06 13F-HR Ifrah Financial Services, Inc. 3,365 0 -100.00 218 0 -100.00
2018-02-02 13F-HR LOS ANGELES CAPITAL MANAGEMENT & EQUITY RESEARCH INC 68,289 344,505 404.48 3,914 17,315 342.39
2017-11-28 N-Q Cohen & Steers Global Income Builder, Inc (see advisory)
2018-02-12 13F-HR NN Investment Partners Holdings N.V. 190,201 6,473 -96.60 11,680 325 -97.22
2018-02-13 13F-HR LAZARD ASSET MANAGEMENT LLC 19,394 6,435 -66.82 1,111 323 -70.93
2018-02-14 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 2,455 2,366 -3.63 141 119 -15.60
2018-04-13 13F-HR BANK OF MONTREAL /CAN/ 210,240 187,319 -10.90 10,567 10,785 2.06
2018-02-28 13F-HR Paulson Wealth Management Inc. 109 5
2018-02-14 13F-HR TWO SIGMA INVESTMENTS LLC 4,524 609,413 13,370.67 259 30,629 11,725.87
2018-02-21 13F-HR/A-1 APG Asset Management N.V. 974,629 45,085 -95.37 55,856 1,887 -96.62
2018-02-09 13F-HR CITADEL ADVISORS LLC Put 0 14,600 0 734
2018-02-14 13F-HR Crestline Management, LP 12,268 38,111 210.65 703 1,915 172.40
2018-02-13 13F-HR ASSETMARK, INC 5,468 6,443 17.83 314 324 3.18
2017-11-14 N-Q Russell Investment Funds (see advisory)
2018-02-14 13F-HR Campbell & CO Investment Adviser LLC 4,616 0 -100.00 265 0 -100.00
2018-02-02 13F-HR COMERICA BANK 8,712 8,719 0.08 474 449 -5.27
2018-02-13 13F-HR Axa 0 70,356 0 3,536
2018-02-08 13F-HR CNA FINANCIAL CORP 26,853 31,140 15.96 1,539 1,565 1.69
2018-03-01 N-Q Northern Lights Fund Trust Iii (see advisory)
2018-02-20 13F-HR BRITISH COLUMBIA INVESTMENT MANAGEMENT CORP 66,515 62,308 -6.32 3,812 3,132 -17.84
2018-02-28 N-Q Seasons Series Trust (see advisory)
2018-02-14 13F-HR NWQ INVESTMENT MANAGEMENT COMPANY, LLC 1,234,639 1,356,863 9.90 70,757 68,196 -3.62
2017-12-28 N-Q Fidelity Puritan Trust (see advisory)
2018-04-19 13F-HR Versant Capital Management, Inc 507 497 -1.97 25 28 12.00
2018-02-14 13F-HR RAYMOND JAMES & ASSOCIATES 395,107 410,085 3.79 22,644 20,611 -8.98
2018-02-28 N-Q Franklin Templeton Etf Trust (see advisory)
2018-02-12 13F-HR MARTINGALE ASSET MANAGEMENT L P 221,220 196,605 -11.13 12,680 9,882 -22.07
2018-02-16 13F-HR/A-1 Compagnie Odier SCA 2,000 2,000 0.00 115 101 -12.17
2018-02-14 13F-HR Tyers Asset Management LLC 10,384 21,776 109.71 595 1,094 83.87
2017-11-29 N-Q Vanguard Variable Insurance Funds (see advisory)
2018-01-26 13F-HR Tarbox Group, Inc. 36 27 -25.00 2 1 -50.00
2018-02-14 13F-HR NORTHERN TRUST CORP 1,172,183 1,076,478 -8.16 67,178 54,105 -19.46
2018-04-09 13F-HR CenturyLink Investment Management Co 24,024 24,024 0.00 1,207 1,383 14.58
2018-02-14 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 303,709 219,603 -27.69 17,406 11,037 -36.59
2017-11-14 13F-HR ALLSTATE CORP 11,790 0 -100.00 762 0 -100.00
2017-10-24 N-Q Voya Equity Trust (see advisory)
2018-04-18 13F-HR Marathon Asset Management LLP 307,929 17,841
2018-01-25 13F-HR SHINE INVESTMENT ADVISORY SERVICES INC 323 352 8.98 19 18 -5.26
2018-02-26 N-Q Etf Managers Trust (see advisory)
2018-02-14 13F-HR JOHNSON INVESTMENT COUNSEL INC 64,905 64,155 -1.16 3,719 3,224 -13.31
2018-04-05 13F-HR RAYMOND JAMES TRUST N.A. 5,072 5,922 16.76 254 341 34.25
2018-02-14 13F-HR TWO SIGMA ADVISERS, LP 4,777 516,277 10,707.56 274 25,948 9,370.07
2018-02-14 13F-HR BANK OF AMERICA CORP /DE/ 255,193 251,342 -1.51 14,625 12,633 -13.62
2018-02-12 13F-HR Winfield Associates, Inc. 75 4
2018-02-15 13F-HR JANE STREET GROUP, LLC 0 17,151 0 862
2018-02-14 13F-HR AHL Partners LLP 39,657 45,399 14.48 2,273 2,282 0.40
2018-04-20 13F-HR Steward Partners Investment Advisory, Llc 55 3
2018-02-09 13F-HR Shell Asset Management Co 97,803 18,903 -80.67 5,605 950 -83.05
2018-02-07 13F-HR ACCIDENT COMPENSATION CORP 43,479 53,079 22.08 2,492 2,668 7.06
2018-04-05 13F-HR Edge Wealth Management LLC 100 100 0.00 5 6 20.00
2018-02-14 13F-HR FIRST WILSHIRE SECURITIES MANAGEMENT INC 60,684 59,934 -1.24 3,478 3,012 -13.40
2018-02-14 13F-HR HSBC HOLDINGS PLC 450,885 234,815 -47.92 25,840 11,802 -54.33
2018-03-01 N-Q Sei Institutional Managed Trust (see advisory)
2018-02-14 13F-HR WOLVERINE TRADING, LLC 0 7,424 0 373
2017-11-01 13F-HR Parkwood LLC 3,278 0 -100.00 212 0 -100.00
2018-02-13 SC 13G/A FMR LLC / Fidelity 6,970,004 3,160,072 -54.66
2018-02-14 13F-HR Advisor Group, Inc. 652 630 -3.37 37 32 -13.51
2018-02-12 13F-HR Standard Life Aberdeen Plc 129,618 112,706 -13.05 7,429 5,665 -23.74
2018-02-14 13F-HR Spears Abacus Advisors LLC 71,414 70,079 -1.87 4,093 3,522 -13.95
2018-02-14 13F-HR Jefferies Group LLC 37,471 61,952 65.33 2,147 3,114 45.04
2018-02-14 13F-HR Magnetar Financial LLC 3,902 0 -100.00 224 0 -100.00
2018-02-14 13F-HR Wealthcare Advisory Partners LLC 77 77 0.00 4 4 0.00
2017-11-29 N-Q Allianz Variable Insurance Products Fund Of Funds Trust (see advisory)
2018-02-09 13F-HR AMERICAN INTERNATIONAL GROUP INC 3,374 5,117 51.66 193 257 33.16
2017-12-21 N-Q American Pension Investors Trust (see advisory)
2018-04-23 13F-HR FIRST TRUST ADVISORS LP 715,188 425,627 -40.49 35,945 24,503 -31.83
2018-02-14 13F-HR BARCLAYS PLC Call 500 0 -100.00 29 0 -100.00
2018-02-14 13F-HR IHT Wealth Management, LLC 76 76 0.00 4 4 0.00
2018-04-12 13F-HR Valeo Financial Advisors, Llc 39 0 -100.00 2 0 -100.00
2018-04-16 13F-HR Crossmark Global Holdings, Inc. 4,376 0 -100.00 220 0 -100.00
2017-12-20 N-Q Td Asset Management Usa Funds Inc. (see advisory)
2018-02-08 13F-HR FORSTA AP-FONDEN 57,246 0 -100.00 3,281 0 -100.00
2017-11-14 13F-HR Arizona State Retirement System 49,000 0 -100.00 3,168 0 -100.00
2018-02-14 13F-HR Weiss Multi-Strategy Advisers LLC Call 348,000 17,490
2017-11-28 N-Q Cohen & Steers Preferred Securities & Income Fund, Inc. (see advisory)
2018-02-07 13F-HR Swiss National Bank 759,346 535,046 -29.54 43,518 26,891 -38.21
2018-03-01 N-Q Elkhorn Etf Trust (see advisory)
2018-02-14 13F-HR GAM Holding AG 16,855 847
2018-02-14 13F-HR AMP Capital Investors Ltd 149,888 112,804 -24.74 8,590 5,669 -34.00
2017-11-29 N-Q Vanguard Index Funds (see advisory)
2018-02-12 13F-HR CITIGROUP INC 56,438 31,574 -44.06 3,235 1,587 -50.94
2018-02-06 13F-HR Daiwa Securities Group Inc. 2,550 2,550 0.00 146 128 -12.33
2018-02-14 13F-HR ROYAL BANK OF CANADA 30,509 3,091 -89.87 1,749 156 -91.08
2018-02-13 13F-HR Dai-Ichi Life Insurance Company, Ltd 80,116 24,011 -70.03 4,591 1,207 -73.71
2018-02-14 13F-HR D. E. Shaw & Co., Inc. 129,846 168,329 29.64 7,441 8,460 13.69
2018-02-13 13F-HR OXFORD ASSET MANAGEMENT 23,536 0 -100.00 1,349 0 -100.00
2018-02-02 SC 13G/A PZENA INVESTMENT MANAGEMENT LLC 4,820,702 4,628,962 -3.98
2018-02-14 13F-HR AQR CAPITAL MANAGEMENT LLC 2,070,302 1,174,317 -43.28 118,907 59,021 -50.36
2018-02-12 13F-HR SEVEN EIGHT CAPITAL, LLC 9,700 0 -100.00 556 0 -100.00
2018-02-14 13F-HR MILLENNIUM MANAGEMENT LLC 123,476 642,759 420.55 7,076 32,305 356.54
2018-02-14 13F-HR ETF MANAGERS GROUP, LLC 792 924 16.67 45 46 2.22
2018-02-08 13F-HR PineBridge Investments, L.P. 7,203 0 -100.00 413 0 -100.00
2018-02-13 13F-HR Wellington Management Group LLP 7,659 7,558 -1.32 439 380 -13.44
2018-01-26 N-Q Aspiriant Trust (see advisory)
2018-02-14 13F-HR DEUTSCHE BANK AG\ Call 589 0 -100.00 33 0 -100.00
2018-04-23 13F-HR World Asset Management Inc 5,487 4,607 -16.04 276 265 -3.99
2018-02-12 13F-HR PRINCIPAL FINANCIAL GROUP INC 11,441 8,388 -26.68 656 422 -35.67
2018-02-13 13F-HR Truewealth Llc 83 4
2018-02-14 13F-HR DIAM Co., Ltd. 136,654 137,001 0.25 7,832 6,885 -12.09
2018-02-13 13F-HR Allianz Asset Management AG 171,053 184,218 7.70 9,803 9,259 -5.55
2018-04-17 13F-HR HERMES INVESTMENT MANAGEMENT LTD 75,827 12,263 -83.83 3,811 706 -81.47
2018-02-14 13F-HR Teza Capital Management LLC 0 5,017 0 252
2018-02-13 13F-HR Edge Advisors, Llc 4,564 8,115 77.80 261 407 55.94
2018-02-13 13F-HR AMALGAMATED BANK 14,783 15,732 6.42 847 791 -6.61
2018-02-14 13F-HR MACQUARIE GROUP LTD 2,900 2,300 -20.69 166 131 -21.08
2018-02-14 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC 8,123 202,803 2,396.65 204 10,193 4,896.57
2017-11-30 N-Q Johnson Mutual Funds Trust (see advisory)
2017-12-28 N-Q Fidelity Salem Street Trust (see advisory)
2018-02-20 13F-HR ENVESTNET ASSET MANAGEMENT INC 1,232 586 -52.44 71 29 -59.15
2018-02-01 13F-HR Engineers Gate Manager LP 95,789 0 -100.00 5,490 0 -100.00
2018-02-14 13F-HR Sciencast Management LP 11,948 0 -100.00 649 0 -100.00
2018-04-10 13F-HR Andra AP-fonden 186,000 143,100 -23.06 9,348 8,238 -11.87
2018-02-14 13F-HR Weiss Multi-Strategy Advisers LLC 0 15,000 0 754
2018-02-06 13F-HR Russell Investments Group, Ltd. 619,641 448,573 -27.61 35,509 22,605 -36.34
2018-02-02 13F-HR TD ASSET MANAGEMENT INC 40,904 40,904 0.00 2,344 2,056 -12.29
2018-02-12 13F-HR Quantbot Technologies LP 2,783 0 -100.00 159 0 -100.00
2018-02-14 13F-HR GOLDMAN SACHS GROUP INC 712,667 540,320 -24.18 40,843 27,156 -33.51
2018-02-16 13F-HR OLD MUTUAL CUSTOMISED SOLUTIONS (PROPRIETARY) LTD 4,000 5,600 40.00 229 281 22.71
2018-02-14 13F-HR UNITED SERVICES AUTOMOBILE ASSOCIATION 33,339 116,014 247.98 1,911 5,831 205.13
2017-12-28 N-Q Fidelity Covington Trust (see advisory)
2018-02-28 13F-HR/A-1 FEDERATED INVESTORS INC /PA/ 4 4 0.00 1 1 0.00
2018-02-23 N-Q Legg Mason Global Asset Management Trust (see advisory)
2018-02-12 13F-HR DIMENSIONAL FUND ADVISORS LP 2,574,776 2,492,965 -3.18 147,559 125,299 -15.09
2018-03-14 13F-HR/A-1 CREDIT SUISSE AG/ 165,888 167,684 1.08 9,506 8,427 -11.35
2017-12-29 N-Q Nuveen Preferred & Income Securities Fund (see advisory)
2018-02-13 13F-HR AVIVA PLC 51,879 46,085 -11.17 2,973 2,316 -22.10
2018-02-14 13F-HR Parallax Volatility Advisers, L.P. 29 0 -100.00 2 0 -100.00
2017-11-14 13F-HR/A-1 Nepsis Capital Management, Inc. 80,774 0 -100.00 5,223 0 -100.00
2018-02-09 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 953,217 934,371 -1.98 54,628,866 46,961,486 -14.04
2017-10-24 N-Q Flaherty & Crumrine Total Return Fund Inc (see advisory)
2018-02-13 13F-HR JP Morgan Chase & Co 432,579 83,651 -80.66 24,718 4,205 -82.99
2018-01-24 13F-HR IFP Advisors, Inc 358 332 -7.26 21 17 -19.05
2018-01-30 13F-HR BESSEMER GROUP INC 819,192 290,048 -64.59 46,948 14,578 -68.95
2018-01-16 13F-HR CWM, LLC 79 0 -100.00 5 0 -100.00
2018-02-02 13F-HR ROCKEFELLER FINANCIAL SERVICES INC 4,150 4,150 0.00 238 209 -12.18
2017-10-24 N-Q Flaherty & Crumrine Preferred Securities Income Fund Inc (see advisory)
2018-02-14 13F-HR Zions Bancorporation 281 0 -100.00 16 0 -100.00
2018-01-23 N-Q Schwab Strategic Trust (see advisory)
2018-02-09 13F-HR LEVIN CAPITAL STRATEGIES, L.P. 4,487 226
2018-02-14 13F-HR BROWN BROTHERS HARRIMAN & CO 0 110 0 6
2018-02-14 13F-HR CAXTON ASSOCIATES LP 9,965 0 -100.00 571 0 -100.00
2017-11-29 N-Q Hc Capital Trust (see advisory)
2018-01-30 13F-HR CAMBIAR INVESTORS LLC 0 252,968 0 12,714
2018-02-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 44,200 33,300 -24.66 2,533 1,674 -33.91
2018-02-12 13F-HR Cipher Capital LP 5,446 73,370 1,247.23 312 3,688 1,082.05
2017-11-28 N-Q Mfs Variable Insurance Trust Ii (see advisory)
2018-02-12 13F-HR EATON VANCE MANAGEMENT 21,062 21,088 0.12 1,207 1,060 -12.18
2018-04-19 13F-HR Cribstone Capital Management, LLC 425 425 0.00 22 24 9.09
2018-04-10 13F-HR Daiwa SB Investments Ltd. 2,720 2,340 -13.97 137 135 -1.46
2018-02-14 13F-HR RIVERHEAD CAPITAL MANAGEMENT LLC 11,400 24,050 110.96 653 1,209 85.15
2018-02-14 13F-HR AJO, LP 1,050,306 4,573 -99.56 60,193 230 -99.62
2017-11-14 13F-HR Point72 Asia (Hong Kong) Ltd 80 0 -100.00 5 0 -100.00
2017-10-27 N-Q Deutsche Value Series, Inc (see advisory)
2018-02-09 13F-HR CITADEL ADVISORS LLC 112,242 1,764,644 1,472.18 6,433 88,691 1,278.69
2018-02-08 13F-HR Trexquant Investment LP 0 26,029 0 1,308
2018-01-26 N-Q Bmo Funds, Inc. (see advisory)
2018-02-13 13F-HR FJ Capital Management LLC 5,100 255
2017-11-29 N-Q First Trust Exchange-traded Fund (see advisory)
2018-01-16 13F-HR WASATCH ADVISORS INC 68,692 78,802 14.72 3,937 3,961 0.61
2018-04-20 13F-HR FIRST QUADRANT L P/CA 3,739 0 -100.00 188 0 -100.00
2018-02-13 13F-HR DONALD SMITH & CO., INC. 406,611 1,388,143 241.39 23,303 69,768 199.39
2018-01-23 N-Q Advisors Series Trust (see advisory)
2018-02-14 13F-HR Neuberger Berman Group LLC 3,719 0 -100.00 213 0 -100.00
2018-02-14 13F-HR Utah Retirement Systems 14,982 15,182 1.33 858 763 -11.07
2018-02-05 13F-HR BENEDICT FINANCIAL ADVISORS INC 16,291 16,389 0.60 934 824 -11.78
2018-04-23 13F-HR Highstreet Asset Management Inc. 2,357 2,357 0.00 118 136 15.25
2018-02-06 13F-HR Bt Investment Management Ltd 36,019 30,840 -14.38 2,063,579 1,550,019 -24.89
2018-02-14 13F-HR BlueMountain Capital Management, LLC 65,637 82,754 26.08 3,762 4,159 10.55
2018-02-27 N-Q Blackstone Alternative Investment Funds (see advisory)
2018-02-07 13F-HR Candriam Luxembourg S.C.A. 12,578 7,901 -37.18 721 397 -44.94
2017-11-29 N-Q Allianz Variable Insurance Products Trust (see advisory)
2018-04-20 13F-HR Seacrest Wealth Management, Llc 20 20 0.00 1 1 0.00
2018-01-29 13F-HR PGGM Investments 333,839 0 -100.00 19,132 0 -100.00
2018-02-09 13F-HR RHUMBLINE ADVISERS 81,000 80,781 -0.27 4,642 4,060 -12.54
2018-02-14 13F-HR Cubist Systematic Strategies, LLC 18,154 19,187 5.69 1,040 964 -7.31
2018-01-26 N-Q Fidelity Rutland Square Trust Ii (see advisory)
2018-02-09 13F-HR ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 67,200 0 -100.00 3,851 0 -100.00
2018-02-14 13F-HR Verition Fund Management LLC 13,458 0 -100.00 771 0 -100.00
2018-02-14 13F-HR PICTET ASSET MANAGEMENT LTD 33,300 51,744 55.39 1,908 2,601 36.32
2018-02-13 13F-HR COMMONWEALTH BANK OF AUSTRALIA 24,344 24,844 2.05 1,390 1,245 -10.43
2018-02-06 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 333,652 385,182 15.44 19,122 19,359 1.24
2018-02-14 13F-HR UBS Group AG 41,355 47,362 14.53 2,370 2,380 0.42
2018-02-02 13F-HR BECK MACK & OLIVER LLC 276,681 221,281 -20.02 15,857 11,122 -29.86
2018-04-23 13F-HR Kiley Juergens Wealth Management, Llc 461 0 -100.00 23 0 -100.00
2018-02-08 13F-HR STATE OF WISCONSIN INVESTMENT BOARD 76,422 91,382 19.58 4,380 4,593 4.86
2018-02-07 13F-HR WHITTIER TRUST CO 6,375 5,625 -11.76 366 283 -22.68
2018-02-07 13F-HR Barrett Asset Management, LLC 1,000 500 -50.00 57 25 -56.14
2018-02-12 13F-HR Skandinaviska Enskilda Banken AB (publ) 4,093 4,093 0.00 235 206 -12.34
2018-02-09 13F-HR CAPITAL FUND MANAGEMENT S.A. 178,500 157,400 -11.82 10,230 7,911 -22.67
2018-02-13 13F-HR GENERAL AMERICAN INVESTORS CO INC 245,000 275,000 12.24 14,041 13,822 -1.56
2018-02-02 13F-HR MEEDER ASSET MANAGEMENT INC 2,670 0 -100.00 153 0 -100.00
2018-02-14 13F-HR MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 118,141 39,191 -66.83 6,771 1,970 -70.91
2018-02-14 13F-HR BLAIR WILLIAM & CO/IL 9,308 9,319 0.12 533 468 -12.20
2018-04-20 13F-HR SIT INVESTMENT ASSOCIATES INC 11,350 653
2017-11-28 N-Q Cohen & Steers Select Preferred & Income Fund, Inc. (see advisory)
2017-12-29 N-Q Nuveen Preferred & Income Term Fund (see advisory)
2018-02-08 13F-HR SEI INVESTMENTS CO 502,880 452,702 -9.98 28,820 22,753 -21.05
2018-02-13 13F-HR Laurion Capital Management LP 0 9,600 0 483
2018-02-14 13F-HR VOLORIDGE INVESTMENT MANAGEMENT, LLC 0 98,944 0 4,973
2018-02-02 13F-HR VIRGINIA RETIREMENT SYSTEMS ET AL 31,100 38,500 23.79 1,782 1,935 8.59
2018-02-14 13F-HR GUGGENHEIM CAPITAL LLC 23,501 22,334 -4.97 1,347 1,122 -16.70

Form N-Q Advisory - Experimental Feature Here!

We have recently started to include coverage of N-Q filers in our ownership database. N-Q forms are unstructured and difficult for machines to parse into accurate financial data.

However, Because of the large number of these institutions and this difficulty in tracking their positions, they represent a significant, yet hidden, market force. In an effort to widen our ownership coverage and provide greater transparency, we are testing various ways to expose these owners in an accurate manner. This early version of the crawler simply identifies mentions of companies in the N-Q forms.

Limitations:

  • We only list underlying securities (the ordinary shares), even though the actual security held might be a derivative or a related bond issue. For example, although the institution is shown on this security page ( AXS / AXIS Capital Holdings Ltd. ), the institution may actually own a related security such as a preferred share or a bond. To find out the exact security, click on the institution link and then follow the link to the actual "N-Q".
  • We only list fund sponsors as institutions, even though the security might be held within a fund operated by the listed institution.. For example, the institution listed in the table as the owner is probably a sponsor of a family of ETFs or mutual funds. If so, then this security is owned by a fund or several funds within the family, and not directly owned by the listed institution. The crawler is not yet able to place these holdings within the individual funds. Atain, you must review the actual filing to see the detail.

These limitations are significant but we believe that the increased transparency outweights the limitations. Future revisions of the crawler will resolve these limitations. Use this information at your own risk!

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11h - Asif

Overview Lipocine is a specialty pharmaceutical company focused on applying its oral drug delivery technology for the development of pharmaceutical products in the area of men’s and women’s health. The company's proprietary delivery technologies are designed to improve patient compliance and safety through orally available treatment options. The company's primary development programs are based on oral delivery solutions for poorly bioavailable drugs. Lipocine has a portfolio of proprietary product candidates designed to produce favorable pharmacokinetic (“PK”) characteristics and facilitate lower dosing requirements, bypass first-pass metabolism in certain cases, reduce side effects, and eliminate gastrointestinal interactions that limit bioavailability. The company's lead product candidate, TLANDO™, is an oral testosterone replacement therapy (“TRT”) and is currently under review by the United States Food and Drug Administration (“FDA”) with a Prescription Drug User Fee Act (“...

RDHL: Redhill Biopharma Ltd (OTC:REDIF) Analysis and Research Report

2018-04-18 - Asif

History and Development of the Company The company's legal and commercial name is RedHill Biopharma Ltd. The company's company was incorporated on August 3, 2009, and was registered as a private company limited by shares under the laws of the State of Israel. The company's principal executive offices are located at 21 Ha’arba’a Street, Tel Aviv, Israel. In February 2011, the company completed its initial public offering in Israel, pursuant to which the company issued 14,302,300 Ordinary Shares, and 7,151,150 tradable Series 1 Warrants to purchase 7,151,150 Ordinary Shares for aggregate gross proceeds of approximately $14 million. On December 27, 2012, the company completed the listing of its ADSs on the NASDAQ Capital Market. The company's Ordinary Shares are traded on the Tel-Aviv Stock Exchange under the symbol “RDHL,” and its ADSs are traded on the NASDAQ Capital Market under the same symbol "RDHL". The company's capital expenditures for the years ended December 31, 2...

SCYX: SCYNEXIS Analysis and Research Report

2018-04-16 - Asif

Overview SCYNEXIS, Inc. is a biotechnology company committed to positively impacting the lives of patients suffering from difficult-to-treat and often life-threatening infections by delivering innovative anti-infective therapies. SCYNEXIS is developing its lead product candidate, SCY-078, as the first representative of a novel oral and intravenous (IV) triterpenoid antifungal family in clinical development for the treatment of several serious fungal infections, including invasive candidiasis, invasive aspergillosis, refractory invasive fungal infections and vulvovaginal candidiasis (VVC). SCY-078 is a structurally distinct glucan synthase inhibitor that has been shown to be effective in vitro and in vivo against a broad range of human fungi pathogens such as Candida and Aspergillus species, including multidrug-resistant strains, as well as Pneumocystis species. Candida and Aspergillus species are the fungi responsible for approximately 85% of all invasive fungal infections in t...

ENRT: Enertopia Corp (CNSX:TOP) Analysis and Research Report

2018-04-16 - Asif

Business History Enertopia Corp. was formed on November 24, 2004 under the laws of the State of Nevada and commenced operations on November 24, 2004. From inception until April 2010, the company were primarily engaged in the acquisition and exploration of natural resource properties. Beginning in April 2010, the company began its entry into the renewable energy sector by purchasing an interest in a solar thermal design and installation company. In late summer 2013, the company began its entry into medicinal marijuana business. During its 2014 fiscal year end its activities in the clean energy sector were discontinued. During fiscal 2015 its activities in the Medicinal Marijuana sector were discontinued. During fiscal 2016 its activities in the Women’s personal healthcare sector were discontinued. The Company is actively pursuing business opportunities in the resource sector, whereby the company signed a definitive agreement for a Lithium Brine Project in May 2016. In May ...

FB: Facebook Analysis and Research Report

2018-04-15 - Asif

Overview The company's mission is to give people the power to build community and bring the world closer together. The company's top priority is to build useful and engaging products that enable people to connect and share with friends and family through mobile devices, personal computers, and other surfaces. The company also help people discover and learn about what is going on in the world around them, enable people to share their opinions, ideas, photos and videos, and other activities with audiences ranging from their closest friends to the public at large, and stay connected everywhere by accessing its products, including: Facebook enables people to connect, share, discover, and communicate with each other on mobile devices and personal computers. There are a number of different ways to engage with people on Facebook, the most important of which is News Feed which displays an algorithmically-ranked series of stories and advertisements individualized for each pers...

CUSIP: G0692U109