SecurityAXS / AXIS Capital Holdings Ltd. (G0692U109)
CEO, Accident & HealthDiSipio Christopher N.
Institutional Owners395
Form N-Q Owners108
Institutional Shares73,626,397 - 88.38% (ex. N-Q)
Weighted Average Number Of Shares Outstanding Basic83,305,000 shares (as of 2017-09-30) (ex. N-Q)
Institutional Value$ 52,052,268,000 USD (ex. N-Q)
Related AXS.PRE / AXIS Capital Holdings Limited
AXS.PRC / AXIS Capital Holdings Ltd.
AXS.PRD / AXIS Capital Holdings Ltd.

Institutional Stock Ownership and Shareholders

AXIS Capital Holdings Ltd. (NYSE:AXS) has 395 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 73,626,397 shares. Largest shareholders include Vanguard Group Inc, Vulcan Value Partners, LLC, BlackRock Inc., Pzena Investment Management Llc, FMR LLC / Fidelity, State Street Corp, Dimensional Fund Advisors Lp, Lsv Asset Management, Citadel Advisors Llc, and Price T Rowe Associates Inc /md/.

AXIS Capital Holdings Ltd. (NYSE:AXS) ownership summary shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

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File DateFormInvestor Opt Prev Shares Current Shares Change
(Percent)
Prev Value (x$1000) Current Value (x$1000) Change
(Percent)
2018-02-13 13F-HR Dai-Ichi Life Insurance Company, Ltd 80,116 24,011 -70.03 4,591 1,207 -73.71
2018-02-14 13F-HR Walleye Trading LLC 41,033 4,765 -88.39 2,352 239 -89.84
2017-09-28 N-Q Sunamerica Specialty Series (see advisory)
2018-02-14 13F-HR D. E. Shaw & Co., Inc. 129,846 168,329 29.64 7,441 8,460 13.69
2017-11-29 N-Q Vanguard Valley Forge Funds (see advisory)
2017-11-07 13F-HR Gareth Morgan Investments Limited Partnership 26,986 0 -100.00 1,745 0 -100.00
2017-09-20 N-Q Amg Funds Iv (see advisory)
2018-01-16 13F-HR BANK OF MONTREAL /CAN/ 307,209 210,240 -31.56 17,606 10,567 -39.98
2018-01-26 13F-HR Tarbox Group, Inc. 36 27 -25.00 2 1 -50.00
2017-09-28 N-Q VANGUARD WINDSOR FUNDS (see advisory)
2018-02-14 13F-HR NORTHERN TRUST CORP 1,172,183 1,076,478 -8.16 67,178 54,105 -19.46
2018-02-14 13F-HR MILLENNIUM MANAGEMENT LLC 123,476 642,759 420.55 7,076 32,305 356.54
2018-02-14 13F-HR Nissay Asset Management Corp /japan/ /adv 8,706 438
2018-02-14 13F-HR ETF MANAGERS GROUP, LLC 792 924 16.67 45 46 2.22
2018-01-23 13F-HR DENALI ADVISORS LLC 1,100 0 -100.00 63 0 -100.00
2018-01-23 13F-HR FIRST QUADRANT L P/CA 3,739 3,739 0.00 214 188 -12.15
2018-01-30 SC 13G/A BlackRock Inc. 6,766,797 6,210,023 -8.23
2018-02-14 13F-HR AHL Partners LLP 39,657 45,399 14.48 2,273 2,282 0.40
2018-02-14 13F-HR STATE STREET CORP 2,931,335 2,919,959 -0.39 167,989 146,746 -12.65
2017-11-24 N-Q Sa Funds Investment Trust (see advisory)
2018-02-07 13F-HR KBC Group NV 219,446 213,019 -2.93 12,576 10,707 -14.86
2018-01-22 13F-HR Oakworth Capital, Inc. 27 27 0.00 2 1 -50.00
2018-02-14 13F-HR FIRST WILSHIRE SECURITIES MANAGEMENT INC 60,684 59,934 -1.24 3,478 3,012 -13.40
2018-02-14 13F-HR DIAM Co., Ltd. 136,654 137,001 0.25 7,832 6,885 -12.09
2018-02-13 13F-HR Allianz Asset Management AG 171,053 184,218 7.70 9,803 9,259 -5.55
2018-02-22 13F-HR Elkfork Partners LLC 14,278 21,776 52.51 818 1,094 33.74
2018-02-14 13F-HR Teza Capital Management LLC 0 5,017 0 252
2018-02-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 36,971 61,243 65.65 2,119 3,078 45.26
2018-02-13 13F-HR Edge Advisors, Llc 4,564 8,115 77.80 261 407 55.94
2018-02-14 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC Call 6,800 342
2018-02-13 13F-HR Aviance Capital Partners, LLC 23,181 23,321 0.60 1,329 1,172 -11.81
2018-01-09 13F-HR KEMPNER CAPITAL MANAGEMENT INC. 67,848 3,410
2018-02-14 13F-HR CLINTON GROUP INC 39,716 50,958 28.31 2,276 2,561 12.52
2017-12-28 N-Q Fidelity Salem Street Trust (see advisory)
2018-02-14 13F-HR MORGAN STANLEY 562,675 484,849 -13.83 32,246 24,368 -24.43
2018-02-01 13F-HR Engineers Gate Manager LP 95,789 0 -100.00 5,490 0 -100.00
2017-11-28 N-Q Cohen & Steers Reit & Preferred Income Fund Inc (see advisory)
2018-02-08 13F-HR FORSTA AP-FONDEN 57,246 0 -100.00 3,281 0 -100.00
2018-02-14 13F-HR Sciencast Management LP 11,948 0 -100.00 649 0 -100.00
2018-01-26 N-Q Fidelity Select Portfolios (see advisory)
2017-11-08 13F-HR D.A. DAVIDSON & CO. 100 0 -100.00 6 0 -100.00
2018-02-12 13F-HR Quantbot Technologies LP 2,783 0 -100.00 159 0 -100.00
2018-02-14 13F-HR GOLDMAN SACHS GROUP INC 712,667 540,320 -24.18 40,843 27,156 -33.51
2018-02-16 13F-HR OLD MUTUAL CUSTOMISED SOLUTIONS (PROPRIETARY) LTD 4,000 5,600 40.00 229 281 22.71
2018-01-31 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 23 0 -100.00 1 0 -100.00
2018-02-12 13F-HR DIMENSIONAL FUND ADVISORS LP 2,574,776 2,492,965 -3.18 147,559 125,299 -15.09
2017-12-29 N-Q Nuveen Preferred & Income Securities Fund (see advisory)
2018-02-14 13F-HR TimesSquare Capital Management, LLC 1,326,400 66,665
2018-02-14 13F-HR Invesco Ltd. 170,787 171,541 0.44 9,788 8,621 -11.92
2017-09-28 N-Q VANGUARD WHITEHALL FUNDS (see advisory)
2018-02-14 13F-HR Belpointe Asset Management Llc 26,400 0 -100.00 1,513 0 -100.00
2018-01-10 13F-HR SIMPLEX TRADING, LLC Call 8 0 -100.00 0 0
2018-01-24 13F-HR IFP Advisors, Inc 358 332 -7.26 21 17 -19.05
2018-01-30 13F-HR BESSEMER GROUP INC 819,192 290,048 -64.59 46,948 14,578 -68.95
2018-02-22 13F-HR Cable Hill Partners, LLC 1,118 73 -93.47 64 4 -93.75
2018-01-16 13F-HR CWM, LLC 79 0 -100.00 5 0 -100.00
2017-10-24 N-Q Flaherty & Crumrine Preferred Securities Income Fund Inc (see advisory)
2018-02-09 13F-HR PARADIGM ASSET MANAGEMENT CO LLC 16,300 16,300 0.00 934,153 819,238 -12.30
2018-02-14 13F-HR Zions Bancorporation 281 0 -100.00 16 0 -100.00
2018-01-23 N-Q Schwab Strategic Trust (see advisory)
2018-02-14 13F-HR FRANKLIN RESOURCES INC 423,755 409,092 -3.46 24,285 20,561 -15.33
2018-02-14 13F-HR BROWN BROTHERS HARRIMAN & CO 0 110 0 6
2018-02-14 13F-HR CAXTON ASSOCIATES LP 9,965 0 -100.00 571 0 -100.00
2017-11-29 N-Q Hc Capital Trust (see advisory)
2018-01-30 13F-HR CAMBIAR INVESTORS LLC 0 252,968 0 12,714
2018-02-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 44,200 33,300 -24.66 2,533 1,674 -33.91
2017-10-31 13F-HR Nine Chapters Capital Management LLC 0 12,400 0 711
2018-01-25 13F-HR Sumitomo Mitsui Asset Management Company, LTD 5,829 5,602 -3.89 334 281 -15.87
2017-09-29 N-Q Ishares Trust (see advisory)
2018-02-15 13F-HR GLENMEDE TRUST CO NA 809 541 -33.13 46 27 -41.30
2017-11-17 N-Q Liberty All Star Equity Fund (see advisory)
2018-02-12 13F-HR AMERIPRISE FINANCIAL INC 26,333 25,750 -2.21 1,509 1,296 -14.12
2018-02-06 13F-HR Mitsubishi UFJ Asset Management Co., Ltd. 14,055 10,874 -22.63 805 537 -33.29
2018-02-12 13F-HR PRINCIPAL FINANCIAL GROUP INC 11,441 8,388 -26.68 656 422 -35.67
2017-09-26 N-Q Pacer Funds Trust (see advisory)
2018-02-12 13F-HR EATON VANCE MANAGEMENT 21,062 21,088 0.12 1,207 1,060 -12.18
2018-01-24 13F-HR HERMES INVESTMENT MANAGEMENT LTD 75,827 75,827 0.00 4,346 3,811 -12.31
2018-02-14 13F-HR AJO, LP 1,050,306 4,573 -99.56 60,193 230 -99.62
2018-02-14 13F-HR CANADA PENSION PLAN INVESTMENT BOARD 1,500 5,900 293.33 86 297 245.35
2018-02-02 13F-HR PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 19,554 20,076 2.67 1,121 1,009 -9.99
2017-10-27 N-Q Deutsche Value Series, Inc (see advisory)
2018-02-02 13F-HR Seacrest Wealth Management, Llc 20 1
2018-02-09 13F-HR Warren Averett Asset Management, LLC 9,549 16,656 74.43 547 837 53.02
2018-02-14 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC 8,123 202,803 2,396.65 204 10,193 4,896.57
2018-02-13 13F-HR DONALD SMITH & CO., INC. 406,611 1,388,143 241.39 23,303 69,768 199.39
2018-02-20 13F-HR ENVESTNET ASSET MANAGEMENT INC 1,232 586 -52.44 71 29 -59.15
2018-02-14 13F-HR Neuberger Berman Group LLC 3,719 0 -100.00 213 0 -100.00
2018-02-14 13F-HR Utah Retirement Systems 14,982 15,182 1.33 858 763 -11.07
2018-02-14 13F-HR TEACHERS ADVISORS INC 133,226 131,532 -1.27 7,635 6,611 -13.41
2018-02-06 13F-HR Bt Investment Management Ltd 36,019 30,840 -14.38 2,063,579 1,550,019 -24.89
2018-02-14 13F-HR BlueMountain Capital Management, LLC 65,637 82,754 26.08 3,762 4,159 10.55
2018-01-26 N-Q Fidelity Concord Street Trust (see advisory)
2018-02-14 13F-HR DEUTSCHE BANK AG\ 523,348 199,022 -61.97 29,990 9,998 -66.66
2018-01-29 13F-HR PGGM Investments 333,839 0 -100.00 19,132 0 -100.00
2018-02-09 13F-HR RHUMBLINE ADVISERS 81,000 80,781 -0.27 4,642 4,060 -12.54
2018-02-14 13F-HR Cubist Systematic Strategies, LLC 18,154 19,187 5.69 1,040 964 -7.31
2018-01-26 N-Q Fidelity Rutland Square Trust Ii (see advisory)
2018-02-14 13F-HR PICTET ASSET MANAGEMENT LTD 33,300 51,744 55.39 1,908 2,601 36.32
2018-02-06 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 333,652 385,182 15.44 19,122 19,359 1.24
2017-11-29 N-Q Vanguard Tax-managed Funds (see advisory)
2018-02-02 13F-HR BECK MACK & OLIVER LLC 276,681 221,281 -20.02 15,857 11,122 -29.86
2018-02-02 13F-HR HUNTINGTON NATIONAL BANK 85 85 0.00 5 4 -20.00
2018-01-12 13F-HR NISA INVESTMENT ADVISORS L.L.C. 19,320 14,120 -26.92 1,107 710 -35.86
2018-02-07 13F-HR WHITTIER TRUST CO 6,375 5,625 -11.76 366 283 -22.68
2018-01-25 13F-HR Cornerstone Advisors, Inc. 78 78 0.00 4 4 0.00
2018-02-09 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 953,217 934,371 -1.98 54,628,866 46,961,486 -14.04
2017-12-29 N-Q Nuveen Preferred & Income Opportunities Fund (see advisory)
2018-02-02 13F-HR LOS ANGELES CAPITAL MANAGEMENT & EQUITY RESEARCH INC 68,289 344,505 404.48 3,914 17,315 342.39
2017-10-24 N-Q Flaherty & Crumrine Total Return Fund Inc (see advisory)
2018-01-18 13F-HR Livforsakringsbolaget Skandia, Omsesidigt 1,723 1,223 -29.02 99 61 -38.38
2018-02-12 13F-HR Skandinaviska Enskilda Banken AB (publ) 4,093 4,093 0.00 235 206 -12.34
2018-02-14 13F-HR Andra AP-fonden 180,400 186,000 3.10 10,339 9,348 -9.59
2018-02-09 13F-HR CAPITAL FUND MANAGEMENT S.A. 178,500 157,400 -11.82 10,230 7,911 -22.67
2018-02-09 13F-HR LEVIN CAPITAL STRATEGIES, L.P. 4,487 226
2017-10-27 N-Q Ab Global Risk Allocation Fund, Inc. (see advisory)
2017-10-24 N-Q Flaherty & Crumrine Preferred Income Opportunity Fund Inc (see advisory)
2018-01-03 13F-HR Hefty Wealth Partners 215 215 0.00 12 11 -8.33
2017-08-25 N-Q Northern Funds (see advisory)
2018-02-13 13F-HR GENERAL AMERICAN INVESTORS CO INC 245,000 275,000 12.24 14,041 13,822 -1.56
2018-02-14 13F-HR Crestline Management, LP 12,268 38,111 210.65 703 1,915 172.40
2017-11-14 N-Q Russell Investment Funds (see advisory)
2018-02-09 13F-HR FRONTIER INVESTMENT MGMT CO 319,486 328,922 2.95 8,038 8,299 3.25
2018-02-13 13F-HR Axa 0 70,356 0 3,536
2018-02-08 13F-HR CNA FINANCIAL CORP 26,853 31,140 15.96 1,539 1,565 1.69
2018-02-14 13F-HR Paloma Partners Management Co 18,392 19,704 7.13 1,053 990 -5.98
2017-12-29 N-Q Nuveen Preferred & Income Term Fund (see advisory)
2018-02-01 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 146,611 133,161 -9.17 8,402 6,693 -20.34
2018-01-31 13F-HR QUADRANT CAPITAL GROUP LLC 26 26 0.00 1 1 0.00
2018-02-08 13F-HR SEI INVESTMENTS CO 502,880 452,702 -9.98 28,820 22,753 -21.05
2017-09-28 N-Q Mfs Series Trust Ix (see advisory)
2018-02-13 13F-HR Laurion Capital Management LP 0 9,600 0 483
2018-02-02 13F-HR VIRGINIA RETIREMENT SYSTEMS ET AL 31,100 38,500 23.79 1,782 1,935 8.59
2018-02-14 13F-HR GUGGENHEIM CAPITAL LLC 23,501 22,334 -4.97 1,347 1,122 -16.70
2018-02-09 13F-HR CITADEL ADVISORS LLC 112,242 1,764,644 1,472.18 6,433 88,691 1,278.69
2018-02-08 13F-HR Trexquant Investment LP 0 26,029 0 1,308
2018-02-13 13F-HR FJ Capital Management LLC 5,100 255
2018-01-30 13F-HR Hudock Capital Group, LLC 1,244 0 -100.00 71 0 -100.00
2017-08-28 N-Q Gps Funds I (see advisory)
2018-02-12 13F-HR RAMSEY QUANTITATIVE SYSTEMS 0 5,215 0 262
2018-01-11 13F-HR LEAVELL INVESTMENT MANAGEMENT, INC. 5,000 0 -100.00 287 0 -100.00
2018-02-02 13F-HR Cribstone Capital Management, LLC 425 425 0.00 24 22 -8.33
2018-02-22 13F-HR Wagner Wealth Management, Llc 0 5
2018-02-09 13F-HR Itau Unibanco Holding S.A. 2,197 1,182 -46.20 398 59 -85.18
2018-01-18 13F-HR Westpac Banking Corp 67,816 0 -100.00 3,886,535 0 -100.00
2018-02-20 N-Q Mercer Funds (see advisory)
2018-02-14 13F-HR RBF Capital, LLC 5,000 5,000 0.00 287 251 -12.54
2018-02-06 13F-HR M&T BANK CORP 13,227 4,118 -68.87 758 207 -72.69
2018-01-31 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 15,902 15,902 0.00 911 799 -12.29
2018-02-14 13F-HR GSA CAPITAL PARTNERS LLP 0 17,704 0 890
2018-02-12 13F-HR Winfield Associates, Inc. 75 4
2018-02-12 13F-HR Cambria Investment Management, L.P. 24,527 26,657 8.68 1,406 1,340 -4.69
2017-09-25 N-Q Horizons Etf Trust I (see advisory)
2018-02-07 13F-HR Barrett Asset Management, LLC 1,000 500 -50.00 57 25 -56.14
2018-02-14 13F-HR Voya Investment Management LLC 23,563 22,669 -3.79 1,350 1,139 -15.63
2018-02-12 13F-HR Atlantic Trust Group, LLC 10,408 408 -96.08 596 21 -96.48
2018-01-10 13F-HR SIMPLEX TRADING, LLC Put 34 3 -91.18 5 0 -100.00
2017-10-24 N-Q Flaherty & Crumrine Preferred Income Fund Inc (see advisory)
2018-02-14 13F-HR GOLDMAN SACHS GROUP INC Call 300 0 -100.00 17 0 -100.00
2018-02-14 13F-HR ProShare Advisors LLC 11,532 12,227 6.03 661 615 -6.96
2017-09-20 N-Q Dreyfus Opportunity Funds (see advisory)
2018-02-14 13F-HR MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 118,141 39,191 -66.83 6,771 1,970 -70.91
2017-12-21 N-Q Blackrock Funds (see advisory)
2018-02-14 13F-HR Spears Abacus Advisors LLC 71,414 70,079 -1.87 4,093 3,522 -13.95
2018-02-02 SC 13G/A PZENA INVESTMENT MANAGEMENT LLC 4,820,702 4,628,962 -3.98
2018-02-14 13F-HR Jefferies Group LLC 37,471 61,952 65.33 2,147 3,114 45.04
2018-01-22 13F-HR FIRST MANHATTAN CO 137 137 0.00 7 6 -14.29
2018-02-14 13F-HR Magnetar Financial LLC 3,902 0 -100.00 224 0 -100.00
2018-02-14 13F-HR Wealthcare Advisory Partners LLC 77 77 0.00 4 4 0.00
2018-02-07 13F-HR FFCM LLC 87 106 21.84 5 5 0.00
2017-12-21 N-Q American Pension Investors Trust (see advisory)
2018-02-14 13F-HR IHT Wealth Management, LLC 76 76 0.00 4 4 0.00
2017-11-22 N-Q Spdr Series Trust (see advisory)
2017-12-20 N-Q Td Asset Management Usa Funds Inc. (see advisory)
2018-02-08 SC 13G/A VANGUARD GROUP INC 7,917,611 7,929,743 0.15
2018-02-07 13F-HR Swiss National Bank 759,346 535,046 -29.54 43,518 26,891 -38.21
2017-08-28 N-Q Calvert Responsible Index Series, Inc. (see advisory)
2018-02-01 13F-HR Highstreet Asset Management Inc. 19,648 2,357 -88.00 1,126 118 -89.52
2018-02-14 13F-HR GAM Holding AG 16,855 847
2017-11-29 N-Q Vanguard Index Funds (see advisory)
2018-02-12 13F-HR CITIGROUP INC 56,438 31,574 -44.06 3,235 1,587 -50.94
2018-02-12 13F-HR Pacad Investment Ltd. 14,000 1,400 -90.00 802 70 -91.27
2018-02-12 13F-HR Kiley Juergens Wealth Management, Llc 461 23
2017-09-28 N-Q Mainstay Funds Trust (see advisory)
2017-11-22 N-Q Clearwater Investment Trust (see advisory)
2018-02-02 13F-HR Aperio Group, LLC 4,431 0 -100.00 254 0 -100.00
2018-01-31 13F-HR LSV ASSET MANAGEMENT 1,838,812 1,812,012 -1.46 105,382 91,071 -13.58
2018-01-08 13F-HR CenturyLink Investment Management Co 22,385 24,024 7.32 1,283 1,207 -5.92
2017-11-13 13F-HR/A-1 NORGES BANK 1,366,475 1,384,463 1.32 75,156 71,841 -4.41
2018-02-05 13F-HR CADENCE CAPITAL MANAGEMENT LLC 22,776 15,749 -30.85 1,305 792 -39.31
2018-01-17 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 315,803 329,991 4.49 18,099 16,586 -8.36
2018-02-14 13F-HR NOMURA HOLDINGS INC 0 7,387 0 371
2017-09-29 N-Q John Hancock Capital Series (see advisory)
2017-10-17 13F-HR Creative Planning 1,228 0 -100.00 79 0 -100.00
2017-08-28 N-Q Elkhorn Etf Trust (see advisory)
2017-08-28 N-Q Allianzgi Institutional Multi-series Trust (see advisory)
2018-02-12 13F-HR SEVEN EIGHT CAPITAL, LLC 9,700 0 -100.00 556 0 -100.00
2018-02-14 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC 4,567 229
2018-02-01 13F-HR VICTORY CAPITAL MANAGEMENT INC 1,110 1,670 50.45 64 84 31.25
2018-02-08 13F-HR PineBridge Investments, L.P. 7,203 0 -100.00 413 0 -100.00
2017-08-28 N-Q Franklin Templeton Etf Trust (see advisory)
2018-02-08 13F-HR TORONTO DOMINION BANK 3,572 4,900 37.18 205 246 20.00
2018-02-14 13F-HR NUMERIC INVESTORS LLC 514,866 51,000 -90.09 29,507 2,563 -91.31
2017-11-29 N-Q Templeton Institutional Funds (see advisory)
2018-01-26 N-Q Aspiriant Trust (see advisory)
2018-01-18 N-Q Etf Series Solutions (see advisory)
2018-02-14 13F-HR DEUTSCHE BANK AG\ Call 589 0 -100.00 33 0 -100.00
2018-02-13 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 249,554 200,587 -19.62 14,302 10,082 -29.51
2018-02-14 13F-HR Natixis Asset Management 10,304 0 -100.00 590 0 -100.00
2018-02-09 13F-HR AFAM CAPITAL, INC. 94,378 93,539 -0.89 5,409 4,701 -13.09
2017-11-29 N-Q Nuveen Investment Trust (see advisory)
2018-02-13 13F-HR CAISSE DE DEPOT ET PLACEMENT DU QUEBEC 22,700 21,700 -4.41 1,306 1,091 -16.46
2018-02-14 13F-HR HBK INVESTMENTS L P 43,300 0 -100.00 2,482 0 -100.00
2018-02-14 13F-HR Brandywine Global Investment Management, LLC 300,731 0 -100.00 17,235 0 -100.00
2018-02-08 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 3,156 2,945 -6.69 181 148 -18.23
2018-01-23 13F-HR Clear Harbor Asset Management, LLC 115,585 140,711 21.74 6,624 7,072 6.76
2018-02-14 13F-HR BlueCrest Capital Management Ltd 24,536 0 -100.00 1,406 0 -100.00
2018-02-14 13F-HR MACQUARIE GROUP LTD 2,900 2,300 -20.69 166 131 -21.08
2018-02-14 13F-HR SCOUT INVESTMENTS, INC. 111,127 81,736 -26.45 6,369 4,108 -35.50
2018-01-25 N-Q Putnam Investment Funds (see advisory)
2018-02-01 13F-HR Nationwide Fund Advisors 102,631 0 -100.00 5,882 0 -100.00
2018-02-09 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 8,740 8,787 0.54 502 442 -11.95
2018-02-14 13F-HR/A-1 Boston Partners 98,946 115,610 16.84 5,671 5,811 2.47
2018-02-08 13F-HR KEYBANK NATIONAL ASSOCIATION/OH 5,710 4,356 -23.71 327 219 -33.03
2017-11-14 13F-HR LORD, ABBETT & CO. LLC 566,542 0 -100.00 36,633 0 -100.00
2018-02-09 13F-HR Raymond James Financial Services Advisors, Inc. 0 15,561 0 782
2017-11-20 N-Q Fqf Trust (see advisory)
2018-02-05 13F-HR Sonora Investment Management, LLC 93 0 -100.00 2,340 0 -100.00
2018-02-14 13F-HR Summit Trail Advisors, Llc 100 5
2017-10-26 13F-HR Parkside Financial Bank & Trust 16 0 -100.00 1 0 -100.00
2018-01-23 13F-HR Cerebellum Gp, Llc 69,313 3,484
2018-02-06 13F-HR Russell Investments Group, Ltd. 619,641 448,573 -27.61 35,509 22,605 -36.34
2017-09-28 N-Q Mfs Intermediate Income Trust (see advisory)
2018-02-02 13F-HR TD ASSET MANAGEMENT INC 40,904 40,904 0.00 2,344 2,056 -12.29
2018-02-14 13F-HR FEDERATED INVESTORS INC /PA/ 4 4 0.00 1 1 0.00
2018-02-14 13F-HR Nikko Asset Management Americas, Inc. 1,900 0 -100.00 109 0 -100.00
2018-02-14 13F-HR Meadow Creek Investment Management LLC 18,172 38,108 109.71 1,041 1,915 83.96
2018-02-08 13F-HR WELLS FARGO & COMPANY/MN 1,097,922 651,049 -40.70 62,922 32,722 -48.00
2018-02-14 13F-HR FIFTH THIRD BANCORP 30 8 -73.33 2 0 -100.00
2018-02-09 13F-HR NORDEA INVESTMENT MANAGEMENT AB 29,519 29,519 0.00 1,692 1,484 -12.29
2017-11-29 N-Q Aqr Funds (see advisory)
2018-02-14 13F-HR TLP GROUP LLC 4,821 0 -100.00 276 0 -100.00
2017-11-28 N-Q Jnl Variable Fund Llc (see advisory)
2018-02-08 13F-HR Advisory Services Network, LLC 48 342 612.50 3 17 466.67
2018-02-09 13F-HR GROUP ONE TRADING, L.P. 17 0 -100.00 1 0 -100.00
2018-02-07 13F-HR WHITTIER TRUST CO OF NEVADA INC 765 765 0.00 44 38 -13.64
2018-02-13 13F-HR AVIVA PLC 51,879 46,085 -11.17 2,973 2,316 -22.10
2018-02-14 13F-HR Parallax Volatility Advisers, L.P. 29 0 -100.00 2 0 -100.00
2017-11-14 13F-HR/A-1 Nepsis Capital Management, Inc. 80,774 0 -100.00 5,223 0 -100.00
2018-02-05 13F-HR Crossmark Global Holdings, Inc. 4,468 4,376 -2.06 256 220 -14.06
2018-02-13 13F-HR Intellectus Partners, LLC 1,848 0 -100.00 46 0 -100.00
2018-02-02 13F-HR ROCKEFELLER FINANCIAL SERVICES INC 4,150 4,150 0.00 238 209 -12.18
2017-09-21 N-Q Legg Mason Etf Investment Trust (see advisory)
2017-11-13 13F-HR Quantitative Investment Management, LLC 52,600 0 -100.00 3,401 0 -100.00
2017-11-28 N-Q Scout Funds (see advisory)
2018-02-13 13F-HR Meiji Yasuda Asset Management Co Ltd. 19,042 11,252 -40.91 1,091 566 -48.12
2018-02-14 13F-HR TUDOR INVESTMENT CORP ET AL 12,985 0 -100.00 744 0 -100.00
2018-02-14 13F-HR PEAK6 Investments, L.P. Call 5,000 0 -100.00 287 0 -100.00
2018-02-09 13F-HR SCHRODER INVESTMENT MANAGEMENT GROUP 66,200 74,798 12.99 3,783 3,760 -0.61
2017-11-29 N-Q Wilshire Mutual Funds Inc (see advisory)
2018-02-14 13F-HR BARCLAYS PLC 51,484 34,289 -33.40 2,950 1,723 -41.59
2018-02-09 13F-HR Proficio Capital Partners LLC 501 117 -76.65 29 6 -79.31
2018-02-14 13F-HR Gillson Capital LP 126,909 6,378
2018-02-21 13F-HR/A-1 Xact Kapitalforvaltning AB 6,984 6,984 0.00 400 351 -12.25
2017-11-14 13F-HR Point72 Asia (Hong Kong) Ltd 80 0 -100.00 5 0 -100.00
2017-10-23 N-Q Cohen & Steers Mlp Income & Energy Opportunity Fund (see advisory)
2017-09-29 N-Q Two Roads Shared Trust (see advisory)
2018-02-13 SC 13G/A FMR LLC / Fidelity 6,970,004 3,160,072 -54.66
2018-02-09 13F-HR Valeo Financial Advisors, Llc 139 39 -71.94 8 2 -75.00
2017-10-23 13F-HR RELIANCE TRUST CO OF DELAWARE 4,917 0 -100.00 318 0 -100.00
2017-08-29 N-Q Sei Institutional International Trust (see advisory)
2017-11-29 N-Q First Trust Exchange-traded Fund (see advisory)
2018-01-26 N-Q Eaton Vance Mutual Funds Trust (see advisory)
2018-02-14 13F-HR EDMOND DE ROTHSCHILD HOLDING S.A. 2,330 0 -100.00 134 0 -100.00
2018-02-02 13F-HR US BANCORP \DE\ 293 928 216.72 17 47 176.47
2018-01-23 N-Q Advisors Series Trust (see advisory)
2018-02-05 13F-HR BENEDICT FINANCIAL ADVISORS INC 16,291 16,389 0.60 934 824 -11.78
2018-02-02 13F-HR Mn Services Vermogensbeheer B.V. 13,981 13,181 -5.72 801 552 -31.09
2018-02-13 13F-HR Renaissance Technologies LLC 832,600 573,600 -31.11 47,716 28,829 -39.58
2017-11-29 N-Q 360 Funds (see advisory)
2018-02-14 13F-HR Prana Capital Management, Lp 83,650 4,204
2018-02-13 13F-HR BOSTON PRIVATE WEALTH LLC 15,122 13,802 -8.73 867 694 -19.95
2018-02-07 13F-HR Candriam Luxembourg S.C.A. 12,578 7,901 -37.18 721 397 -44.94
2018-02-09 13F-HR HENDERSON GROUP PLC 448,588 199,088 -55.62 25,709 10,006 -61.08
2018-02-14 13F-HR Weiss Multi-Strategy Advisers LLC 0 15,000 0 754
2017-08-29 N-Q Wasatch Funds Trust (see advisory)
2017-11-15 13F-HR Capital Wealth Planning, LLC 3,400 0 -100.00 220 0 -100.00
2018-02-13 13F-HR LAZARD ASSET MANAGEMENT LLC 19,394 6,435 -66.82 1,111 323 -70.93
2018-02-13 13F-HR PRUDENTIAL FINANCIAL INC 105,762 4,833 -95.43 6,061 243 -95.99
2017-11-13 13F-HR SYNOVUS FINANCIAL CORP 3,284 0 -100.00 216 0 -100.00
2017-11-13 13F-HR STIFEL FINANCIAL CORP 7,837 0 -100.00 507 0 -100.00
2018-02-13 13F-HR PIONEER INVESTMENT MANAGEMENT INC 409,989 20,606
2018-01-11 13F-HR Daiwa SB Investments Ltd. 3,190 2,720 -14.73 183 137 -25.14
2018-02-14 13F-HR/A-1 Robeco Institutional Asset Management B.V. 1,528,206 1,375,303 -10.01 87,587 69,182 -21.01
2018-01-18 13F-HR State of Alaska, Department of Revenue 10,987 4,900 -55.40 629 246 -60.89
2018-02-13 13F-HR STEVENS CAPITAL MANAGEMENT LP 0 59,448 0 2,988
2018-02-09 13F-HR Connor, Clark & Lunn Investment Management Ltd. 61,100 26,700 -56.30 3,502 1,342 -61.68
2018-02-14 13F-HR Campbell & CO Investment Adviser LLC 4,616 0 -100.00 265 0 -100.00
2018-02-14 13F-HR Kemnay Advisory Services Inc. 14,257 0 -100.00 817 0 -100.00
2018-02-14 13F-HR Polar Capital LLP 300,000 300,000 0.00 17,193 15,078 -12.30
2018-02-20 13F-HR BRITISH COLUMBIA INVESTMENT MANAGEMENT CORP 66,515 62,308 -6.32 3,812 3,132 -17.84
2018-02-02 13F-HR MEEDER ASSET MANAGEMENT INC 2,670 0 -100.00 153 0 -100.00
2018-02-14 13F-HR IMS Capital Management 7,760 8,240 6.19 445 414 -6.97
2018-01-24 N-Q Deutsche Institutional Funds (see advisory)
2017-11-28 N-Q Cohen & Steers Select Preferred & Income Fund, Inc. (see advisory)
2018-02-14 13F-HR RAYMOND JAMES & ASSOCIATES 395,107 410,085 3.79 22,644 20,611 -8.98
2018-02-13 13F-HR Yorktown Management & Research Co Inc 5,000 0 -100.00 287 0 -100.00
2017-10-03 13F-HR McQueen, Ball & Associates Inc. 3,245 0 -100.00 210 0 -100.00
2018-02-16 13F-HR/A-1 Compagnie Odier SCA 2,000 2,000 0.00 115 101 -12.17
2018-02-07 13F-HR OPPENHEIMER & CO INC 23,586 22,921 -2.82 1,352 1,152 -14.79
2018-02-23 13F-HR/A-2 TEACHER RETIREMENT SYSTEM OF TEXAS 66,885 23,273 -65.20 3,833 1,170 -69.48
2018-01-23 13F-HR CENTRAL TRUST Co 96 96 0.00 6 5 -16.67
2017-11-29 N-Q Vanguard Institutional Index Funds (see advisory)
2018-02-12 13F-HR Stansberry Asset Management, Llc 23,669 1,190
2017-11-21 N-Q Meeder Funds (see advisory)
2018-02-06 13F-HR River Road Asset Management, LLC 734,276 1,088,567 48.25 42,081 54,711 30.01
2018-02-14 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 303,709 219,603 -27.69 17,406 11,037 -36.59
2018-01-25 13F-HR SHINE INVESTMENT ADVISORY SERVICES INC 323 352 8.98 19 18 -5.26
2017-09-27 N-Q Russell Investment Co (see advisory)
2018-02-14 13F-HR TWO SIGMA ADVISERS, LP 4,777 516,277 10,707.56 274 25,948 9,370.07
2018-01-24 13F-HR SG Americas Securities, LLC 13,385 0 -100.00 767 0 -100.00
2017-09-29 N-Q Cambria Etf Trust (see advisory)
2018-02-14 13F-HR DekaBank Deutsche Girozentrale 66,815 66,815 0.00 4,311 4,311 0.00
2017-11-17 N-Q Guardian Variable Products Trust (see advisory)
2017-11-28 N-Q Kp Funds (see advisory)
2018-02-13 13F-HR KOCH INDUSTRIES INC 10,694 0 -100.00 613 0 -100.00
2018-02-13 13F-HR NEW VERNON INVESTMENT MANAGEMENT LLC 34,250 0 -100.00 1,963 0 -100.00
2018-02-14 13F-HR Schonfeld Strategic Advisors LLC 5,651 0 -100.00 324 0 -100.00
2017-11-01 13F-HR Parkwood LLC 3,278 0 -100.00 212 0 -100.00
2018-02-13 13F-HR GEODE CAPITAL MANAGEMENT, LLC 773,967 735,775 -4.93 44,338 36,950 -16.66
2017-11-08 13F-HR Pacer Advisors, Inc. 11,011 0 -100.00 712 0 -100.00
2018-02-01 13F-HR BNP PARIBAS ARBITRAGE, SA 19,102 5,744 -69.93 1,094,736 288,694 -73.63
2018-01-16 13F-HR NEXT Financial Group, Inc 8 0 -100.00 0 0
2018-02-14 13F-HR CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 75,921 51,690 -31.92 4,351 2,597 -40.31
2018-02-14 13F-HR Clearbridge Investments, LLC 846,070 56,535 -93.32 48,488 2,841 -94.14
2017-11-15 13F-HR Sterling Capital Management LLC 11,478 0 -100.00 742 0 -100.00
2018-01-26 13F-HR COMMERZBANK AKTIENGESELLSCHAFT /FI 9,598 18,028 87.83 550 906 64.73
2017-11-08 13F-HR STEPHENS INC /AR/ 3,628 0 -100.00 235 0 -100.00
2018-02-09 13F-HR Mitsubishi UFJ Trust & Banking Corp 308,758 218,924 -29.10 17,695 11,003 -37.82
2018-01-26 N-Q VANGUARD WORLD FUND (see advisory)
2018-02-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 86,900 8,800 -89.87 4,980 442 -91.12
2017-12-28 N-Q VANGUARD SPECIALIZED FUNDS (see advisory)
2018-02-14 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC 5,310 294 -94.46 304 15 -95.07
2018-02-13 13F-HR Hillsdale Investment Management Inc. 20 20 0.00 1 1 0.00
2018-01-17 13F-HR Edge Wealth Management LLC 100 100 0.00 6 5 -16.67
2018-02-13 13F-HR OMERS ADMINISTRATION Corp 69,200 55,900 -19.22 3,966 2,810 -29.15
2017-11-29 N-Q Allianz Variable Insurance Products Fund Of Funds Trust (see advisory)
2018-02-14 13F-HR BALYASNY ASSET MANAGEMENT LLC 5,312 159,560 2,903.77 304 8,019 2,537.83
2017-08-28 N-Q Destra Investment Trust (see advisory)
2018-02-14 13F-HR LUCUS ADVISORS LLC 6,086 0 -100.00 349 0 -100.00
2017-11-14 13F-HR Arizona State Retirement System 49,000 0 -100.00 3,168 0 -100.00
2018-02-14 13F-HR Weiss Multi-Strategy Advisers LLC Call 348,000 17,490
2017-09-28 N-Q Prudential Investment Portfolios, Inc. 10 (see advisory)
2018-02-14 13F-HR QS Investors, LLC 128,543 148,667 15.66 7,367 7,472 1.43
2018-02-02 13F-HR CIBC Asset Management Inc 10,850 9,104 -16.09 622 458 -26.37
2018-02-06 13F-HR Daiwa Securities Group Inc. 2,550 2,550 0.00 146 128 -12.33
2018-02-13 13F-HR SIGNATUREFD, LLC 50,626 48,664 -3.88 2,901 2,446 -15.68
2018-02-14 13F-HR ROYAL BANK OF CANADA 30,509 3,091 -89.87 1,749 156 -91.08
2018-02-09 13F-HR Dynamic Technology Lab Private Ltd 14,478 0 -100.00 830 0 -100.00
2018-01-29 13F-HR TWIN CAPITAL MANAGEMENT INC 39,553 41,907 5.95 2,267 2,106 -7.10
2017-08-25 N-Q Legg Mason Global Asset Management Trust (see advisory)
2018-02-14 13F-HR LPL Financial LLC 5,872 31,850 442.40 337 1,601 375.07
2018-02-13 13F-HR JACOBS LEVY EQUITY MANAGEMENT, INC 143,354 270,471 88.67 8,216 13,594 65.46
2018-02-14 SC 13G/A Vulcan Value Partners, LLC 7,943,531 7,646,245 -3.74
2018-02-09 13F-HR Bank of New York Mellon Corp 390,200 385,079 -1.31 22,362 19,353 -13.46
2017-12-27 N-Q Ultimus Managers Trust (see advisory)
2018-02-08 13F-HR FIRST TRUST ADVISORS LP 561,960 715,188 27.27 32,206 35,945 11.61
2018-02-14 13F-HR AMP Capital Investors Ltd 149,888 112,804 -24.74 8,590 5,669 -34.00
2018-02-14 13F-HR NOMURA ASSET MANAGEMENT CO LTD 58,598 10,848 -81.49 3,358 545 -83.77
2017-11-13 13F-HR Bb&t Investment Services, Inc. 55 0 -100.00 4 0 -100.00
2018-02-14 13F-HR Point72 Asset Management, L.P. 0 17,100 0 859
2018-02-01 13F-HR BNP Paribas Investment Partners S.A. 74,878 111,657 49.12 4,291 5,612 30.79
2017-11-14 13F-HR Cantab Capital Partners LLP 2,318 4,789 106.60 150,000 274,000 82.67
2018-02-13 13F-HR Wellington Management Group LLP 7,659 7,558 -1.32 439 380 -13.44
2017-09-29 N-Q Nushares Etf Trust (see advisory)
2018-02-07 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 82 93 13.41 5 5 0.00
2018-02-14 13F-HR Marshall Wace North America L.P. 456,750 31,092 -93.19 26,035 1,563 -94.00
2018-02-13 13F-HR OXFORD ASSET MANAGEMENT 23,536 0 -100.00 1,349 0 -100.00
2018-02-14 13F-HR AQR CAPITAL MANAGEMENT LLC 2,070,302 1,174,317 -43.28 118,907 59,021 -50.36
2017-12-29 N-Q First Trust Exchange-traded Alphadex Fund (see advisory)
2018-02-14 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 4,796 2,114 -55.92 275 106 -61.45
2017-11-28 N-Q Ab Cap Fund, Inc. (see advisory)
2018-02-14 13F-HR Glen Harbor Capital Management LLC 22,066 46,274 109.71 1,265 2,326 83.87
2018-01-26 13F-HR CIGNA INVESTMENTS INC /NEW 4,549 4,549 0.00 260 229 -11.92
2018-02-09 13F-HR GROUP ONE TRADING, L.P. Put 600 300 -50.00 34 1,508 4,335.29
2018-02-05 13F-HR Jacobi Capital Management LLC 64 64 0.00 4 3 -25.00
2017-09-27 N-Q Blackrock Global Allocation Fund, Inc. (see advisory)
2017-11-03 13F-HR Breton Hill Capital Ltd. 3,705 0 -100.00 240 0 -100.00
2018-02-13 13F-HR Truewealth Llc 83 4
2017-11-30 N-Q Johnson Mutual Funds Trust (see advisory)
2017-11-13 13F-HR CIBC World Markets Inc. 16,881 0 -100.00 1,092 0 -100.00
2018-02-07 13F-HR GREAT LAKES ADVISORS, LLC 8,576 8,003 -6.68 491 402 -18.13
2017-09-26 N-Q Wilmington Funds (see advisory)
2018-02-13 13F-HR Legal & General Group Plc 555,029 538,155 -3.04 31,812 27,050 -14.97
2018-02-09 13F-HR SUNTRUST BANKS INC 39,200 44,250 12.88 2,245 2,223 -0.98
2018-02-01 13F-HR Quantitative Systematic Strategies LLC 0 11,376 0 572
2017-08-28 N-Q Legg Mason Partners Equity Trust (see advisory)
2017-09-29 N-Q John Hancock Exchange-traded Fund Trust (see advisory)
2018-01-29 N-Q Consulting Group Capital Markets Funds (see advisory)
2018-02-13 13F-HR AMALGAMATED BANK 14,783 15,732 6.42 847 791 -6.61
2018-02-13 13F-HR ALLIANCEBERNSTEIN L.P. 690,484 464,926 -32.67 39,572 23,367 -40.95
2018-02-13 13F-HR CREDIT AGRICOLE S A 381,605 0 -100.00 21,870 0 -100.00
2018-02-14 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ 80,877 1,522,693 1,782.73 4,635 76,531 1,551.15
2018-02-14 13F-HR UNITED SERVICES AUTOMOBILE ASSOCIATION 33,339 116,014 247.98 1,911 5,831 205.13
2018-01-25 13F-HR Assenagon Asset Management S.A. 63,216 130,420 106.31 3,623 6,555 80.93
2018-02-08 13F-HR BABSON CAPITAL MANAGEMENT LLC 4,900 4,900 0.00 281 246 -12.46
2017-12-28 N-Q Fidelity Covington Trust (see advisory)
2018-02-14 13F-HR National Planning Corp 30,676 0 -100.00 1,758 0 -100.00
2018-01-12 13F-HR ATRIA INVESTMENTS LLC 3,910 0 -100.00 224 0 -100.00
2017-11-28 N-Q Northern Lights Fund Trust Ii (see advisory)
2018-02-14 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 146,525 160,123 9.28 8,397 8,048 -4.16
2018-02-14 13F-HR Rafferty Asset Management, LLC 13,675 17,880 30.75 784 899 14.67
2017-11-28 N-Q Cohen & Steers Global Income Builder, Inc (see advisory)
2018-02-12 13F-HR NN Investment Partners Holdings N.V. 190,201 6,473 -96.60 11,680 325 -97.22
2018-01-23 13F-HR REGENTATLANTIC CAPITAL LLC 12,658 10,333 -18.37 725 519 -28.41
2018-02-14 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 2,455 2,366 -3.63 141 119 -15.60
2018-02-14 13F-HR TWO SIGMA INVESTMENTS LLC 4,524 609,413 13,370.67 259 30,629 11,725.87
2017-09-27 N-Q Advisors' Inner Circle Fund (see advisory)
2018-02-21 13F-HR/A-1 APG Asset Management N.V. 974,629 45,085 -95.37 55,856 1,887 -96.62
2018-02-12 13F-HR Cipher Capital LP 5,446 73,370 1,247.23 312 3,688 1,082.05
2018-02-09 13F-HR CITADEL ADVISORS LLC Put 0 14,600 0 734
2018-02-14 13F-HR Holocene Advisors, Lp 17,828 896
2018-02-02 13F-HR COMERICA BANK 8,712 8,719 0.08 474 449 -5.27
2018-02-02 13F-HR RAYMOND JAMES TRUST N.A. 4,920 5,072 3.09 282 254 -9.93
2018-02-13 13F-HR Invictus RG 870 0 -100.00 50 0 -100.00
2018-02-14 13F-HR A.R.T. Advisors, LLC 42,800 8,900 -79.21 2,452 447 -81.77
2018-02-13 13F-HR JP Morgan Chase & Co 432,579 83,651 -80.66 24,718 4,205 -82.99
2017-11-28 N-Q Mfs Variable Insurance Trust Ii (see advisory)
2018-02-14 13F-HR RIVERHEAD CAPITAL MANAGEMENT LLC 11,400 24,050 110.96 653 1,209 85.15
2018-02-13 13F-HR Icon Wealth Partners, Llc 999 50
2018-02-14 13F-HR NWQ INVESTMENT MANAGEMENT COMPANY, LLC 1,234,639 1,356,863 9.90 70,757 68,196 -3.62
2017-12-28 N-Q Fidelity Puritan Trust (see advisory)
2017-11-29 N-Q Nuveen Investment Trust Ii (see advisory)
2018-02-14 13F-HR PANAGORA ASSET MANAGEMENT INC 5,618 7,601 35.30 322 382 18.63
2018-02-13 13F-HR MACKENZIE FINANCIAL CORP 13,166 0 -100.00 755 0 -100.00
2018-02-12 13F-HR FJARDE AP-FONDEN /FOURTH SWEDISH NATIONAL PENSION FUND 41,336 50,910 23.16 2,369 2,559 8.02
2017-09-28 N-Q Jpmorgan Trust I (see advisory)
2018-02-09 13F-HR THOMPSON SIEGEL & WALMSLEY LLC 217,326 389,329 79.15 12,455 19,568 57.11
2018-01-16 13F-HR WASATCH ADVISORS INC 68,692 78,802 14.72 3,937 3,961 0.61
2018-02-12 13F-HR MARTINGALE ASSET MANAGEMENT L P 221,220 196,605 -11.13 12,680 9,882 -22.07
2018-01-10 13F-HR SIMPLEX TRADING, LLC 1,279 6,584 414.78 73 330 352.05
2018-02-14 13F-HR Tyers Asset Management LLC 10,384 21,776 109.71 595 1,094 83.87
2018-02-07 13F-HR AMG Funds LLC 20,304 18,898 -6.92 1,164 950 -18.38
2017-11-29 N-Q Vanguard Variable Insurance Funds (see advisory)
2017-11-14 13F-HR MENTA CAPITAL LLC 15,040 0 -100.00 972 0 -100.00
2018-01-26 N-Q Bmo Funds, Inc. (see advisory)
2017-11-29 N-Q Allianz Variable Insurance Products Trust (see advisory)
2018-02-08 13F-HR First Allied Advisory Services, Inc. 4,300 0 -100.00 246 0 -100.00
2017-09-28 N-Q Vanguard Trustees' Equity Fund (see advisory)
2017-12-29 N-Q Nuveen Investment Trust V (see advisory)
2017-11-14 13F-HR ALLSTATE CORP 11,790 0 -100.00 762 0 -100.00
2017-10-24 N-Q Voya Equity Trust (see advisory)
2018-02-14 13F-HR JOHNSON INVESTMENT COUNSEL INC 64,905 64,155 -1.16 3,719 3,224 -13.31
2018-02-09 13F-HR ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 67,200 0 -100.00 3,851 0 -100.00
2018-02-14 13F-HR Verition Fund Management LLC 13,458 0 -100.00 771 0 -100.00
2018-02-13 13F-HR COMMONWEALTH BANK OF AUSTRALIA 24,344 24,844 2.05 1,390 1,245 -10.43
2018-02-14 13F-HR BANK OF AMERICA CORP /DE/ 255,193 251,342 -1.51 14,625 12,633 -13.62
2018-02-14 13F-HR UBS Group AG 41,355 47,362 14.53 2,370 2,380 0.42
2018-02-15 13F-HR JANE STREET GROUP, LLC 0 17,151 0 862
2018-02-09 13F-HR Shell Asset Management Co 97,803 18,903 -80.67 5,605 950 -83.05
2018-02-08 13F-HR STATE OF WISCONSIN INVESTMENT BOARD 76,422 91,382 19.58 4,380 4,593 4.86
2018-02-07 13F-HR ACCIDENT COMPENSATION CORP 43,479 53,079 22.08 2,492 2,668 7.06
2018-02-14 13F-HR Squarepoint Ops LLC 63,122 125,997 99.61 3,618 6,333 75.04
2018-02-14 13F-HR EARNEST PARTNERS LLC 0 32 0 2
2017-11-02 13F-HR Legacy Advisors, Llc 7,600 0 -100.00 498 0 -100.00
2017-11-06 13F-HR Ifrah Financial Services, Inc. 3,365 0 -100.00 218 0 -100.00
2017-08-23 N-Q Sterling Capital Funds (see advisory)
2018-01-11 13F-HR/A-1 OREGON PUBLIC EMPLOYEES RETIREMENT FUND 20,512 8,822 -56.99 1,176 443 -62.33
2017-09-28 N-Q Old Westbury Funds Inc (see advisory)
2018-02-14 13F-HR HSBC HOLDINGS PLC 450,885 234,815 -47.92 25,840 11,802 -54.33
2018-02-14 13F-HR WOLVERINE TRADING, LLC 0 7,424 0 373
2018-02-14 13F-HR Advisor Group, Inc. 652 630 -3.37 37 32 -13.51
2017-09-28 N-Q Powershares Exchange Traded Fund Trust (see advisory)
2018-02-13 13F-HR ASSETMARK, INC 5,468 6,443 17.83 314 324 3.18
2018-02-12 13F-HR Standard Life Aberdeen Plc 129,618 112,706 -13.05 7,429 5,665 -23.74
2018-02-14 13F-HR BLAIR WILLIAM & CO/IL 9,308 9,319 0.12 533 468 -12.20
2018-02-14 13F-HR CREDIT SUISSE AG/ 165,888 167,684 1.08 9,506 8,427 -11.35
2017-11-09 13F-HR TDAM USA INC. 4,090 0 -100.00 264 0 -100.00
2018-02-07 13F-HR LS Investment Advisors, LLC 5,713 5,713 0.00 327 287 -12.23
2017-10-30 N-Q Sei Institutional Investments Trust (see advisory)
2018-02-09 13F-HR AMERICAN INTERNATIONAL GROUP INC 3,374 5,117 51.66 193 257 33.16
2018-02-14 13F-HR BARCLAYS PLC Call 500 0 -100.00 29 0 -100.00
2018-01-19 13F-HR World Asset Management Inc 5,628 5,487 -2.51 323 276 -14.55
2018-02-14 13F-HR VOLORIDGE INVESTMENT MANAGEMENT, LLC 0 98,944 0 4,973
2017-11-28 N-Q Cohen & Steers Preferred Securities & Income Fund, Inc. (see advisory)

Form N-Q Advisory - Experimental Feature Here!

We have recently started to include coverage of N-Q filers in our ownership database. N-Q forms are unstructured and difficult for machines to parse into accurate financial data.

However, Because of the large number of these institutions and this difficulty in tracking their positions, they represent a significant, yet hidden, market force. In an effort to widen our ownership coverage and provide greater transparency, we are testing various ways to expose these owners in an accurate manner. This early version of the crawler simply identifies mentions of companies in the N-Q forms.

Limitations:

  • We only list underlying securities (the ordinary shares), even though the actual security held might be a derivative or a related bond issue. For example, although the institution is shown on this security page ( AXS / AXIS Capital Holdings Ltd. ), the institution may actually own a related security such as a preferred share or a bond. To find out the exact security, click on the institution link and then follow the link to the actual "N-Q".
  • We only list fund sponsors as institutions, even though the security might be held within a fund operated by the listed institution.. For example, the institution listed in the table as the owner is probably a sponsor of a family of ETFs or mutual funds. If so, then this security is owned by a fund or several funds within the family, and not directly owned by the listed institution. The crawler is not yet able to place these holdings within the individual funds. Atain, you must review the actual filing to see the detail.

These limitations are significant but we believe that the increased transparency outweights the limitations. Future revisions of the crawler will resolve these limitations. Use this information at your own risk!


CUSIP: G0692U109