Stock Institutional Ownership and Shareholders

SecurityAXP / American Express Co. (025816109)
Chairman & CEOCHENAULT KENNETH I
Institutional Owners1299
Institutional Shares732,694,153
Outstanding Shares881,000,000 (as of 2017-09-30)
Institutional Value$ 510,603,428,000 USD
Related 025816BL2 / American Express Co. Bond
025816BG3 / American Express Co. Bond
025816BJ7 / American Express Co. Bond
025816AX7 / American Express Co. Fixed Income

American Express Co. (NYSE:AXP) has 1299 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 732,694,153 shares. Largest shareholders include Berkshire Hathaway Inc, Vanguard Group Inc, BlackRock Inc., State Street Corp, Dodge & Cox, Wellington Management Group Llp, Massachusetts Financial Services Co /ma/, Barrow Hanley Mewhinney & Strauss Llc, First Eagle Investment Management, LLC, and Fisher Asset Management, LLC.



American Express Co. (NYSE:AXP) ownership summary shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev Shares Current Shares Change
(Percent)
Prev Value (x$1000) Current Value (x$1000) Change
(Percent)
2017-10-17 13F-HR BEESE FULMER INVESTMENT MANAGEMENT, INC. 17,683 17,733 0.28 1,490 1,604 7.65
2017-11-14 13F-HR Neuburgh Advisers LLC 21,680 11,136 -48.63 1,826 1,007 -44.85
2017-10-10 13F-HR West Oak Capital, LLC 18,580 18,400 -0.97 1,565,179 1,664,464 6.34
2017-11-13 13F-HR LSV ASSET MANAGEMENT 36,900 0 -100.00 3,108 0 -100.00
2017-10-13 13F-HR Busey Trust CO 0 17,926 0 1,621
2017-11-14 13F-HR TWEEDY BROWNE CO LLC// 352,597 350,431 -0.61 29,703 31,700 6.72
2017-10-20 13F-HR BAILLIE GIFFORD & CO 898,382 906,178 0.87 75,680 81,973 8.32
2017-10-18 13F-HR Assenagon Asset Management S.A. Call 0 150,000 0 13,569
2017-11-08 13F-HR SEAWARD MANAGEMENT LIMITED PARTNERSHIP 60,221 60,071 -0.25 5,073 5,434 7.12
2017-11-13 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 1,418,682 1,302,995 -8.15 119,510 117,869 -1.37
2017-11-14 13F-HR SILVERCREST ASSET MANAGEMENT GROUP LLC 132,366 128,268 -3.10 11,150 11,603 4.06
2017-11-14 13F-HR HighTower Advisors, LLC Put 50,000 0 -100.00 11 0 -100.00
2017-10-06 13F-HR Palo Capital, Inc. 6,046 5,921 -2.07 509 536 5.30
2017-10-12 13F-HR Waverton Investment Management Ltd 208,573 26,275 -87.40 17,570 2,377 -86.47
2017-11-13 13F-HR Mitsubishi UFJ Trust & Banking Corp 1,938,121 1,921,246 -0.87 163,267 173,796 6.45
2017-11-09 13F-HR AMICA MUTUAL INSURANCE CO 128,558 128,558 0.00 10,830 11,629 7.38
2017-10-19 13F-HR OLD SECOND NATIONAL BANK OF AURORA 0 210 0 19
2017-10-20 13F-HR Regal Wealth Group, Inc. 191 191 0.00 16 17 6.25
2017-10-17 13F-HR CAPITAL ONE, NATIONAL ASSOCIATION 15,863 16,670 5.09 1,336 1,508 12.87
2017-11-07 13F-HR GFS Advisors, LLC 35,238 31,313 -11.14 2,968 2,832 -4.58
2017-10-12 13F-HR MOODY NATIONAL BANK TRUST DIVISION 12,993 10,643 -18.09 1,095 963 -12.05
2017-11-14 13F-HR D. E. Shaw & Co., Inc. 33,837 48,268 42.65 2,850 4,366 53.19
2017-10-23 13F-HR Investment Counsel Inc. 13,486 12,858 -4.66 1,136 1,163 2.38
2017-11-03 13F-HR COMMUNITY TRUST & INVESTMENT CO 7,030 7,000 -0.43 592 633 6.93
2017-08-02 13F-HR VAN STRUM & TOWNE INC. 33,348 0 -100.00 2,638 0 -100.00
2017-11-13 13F-HR Live Your Vision, LLC 660 660 0.00 56 60 7.14
2017-11-03 13F-HR HL FINANCIAL SERVICES LLC 9,575 9,775 2.09 807 884 9.54
2017-11-14 13F-HR Global Financial Private Capital, LLC 3,150 285
2017-11-08 13F-HR Meiji Yasuda Asset Management Co Ltd. 50,452 55,532 10.07 4,250 5,023 18.19
2017-10-24 13F-HR BENJAMIN F. EDWARDS & COMPANY, INC. 18,998 18,965 -0.17 1,600 1,716 7.25
2017-10-03 13F-HR BEACON FINANCIAL GROUP 15,757 15,807 0.32 1,318 1,430 8.50
2017-10-30 13F-HR Perennial Advisors, LLC 31,980 32,657 2.12 2,694 2,954 9.65
2017-11-08 13F-HR Rodgers Brothers Inc. 43,000 43,575 1.34 3,622 3,942 8.83
2017-10-24 13F-HR BOSTON ADVISORS LLC 3,216 2,536 -21.14 271 229 -15.50
2017-11-14 13F-HR Interval Partners, LP 203,297 406,193 99.80 17,126 36,744 114.55
2017-11-14 13F-HR PEAPACK GLADSTONE FINANCIAL CORP 11,605 11,605 0.00 977,605 1,049,789 7.38
2017-10-13 13F-HR FIRST FINANCIAL CORP /IN/ 1,131 1,131 0.00 95 102 7.37
2017-11-21 13F-HR Visionary Asset Management, Inc. 2,540 230
2017-11-14 13F-HR ROYAL BANK OF CANADA 864,380 884,388 2.31 72,816 79,999 9.86
2017-11-13 13F-HR Westside Investment Management, Inc. 1,536 1,569 2.15 129,484 143,858 11.10
2017-10-19 13F-HR Lincoln Capital LLC 10,746 10,671 -0.70 905 965 6.63
2017-10-31 13F-HR Syntal Capital Partners, LLC 8,683 785
2017-11-06 13F-HR Spot Trading L.l.c. 5,306 0 -100.00 447 0 -100.00
2017-11-03 13F-HR Sandy Spring Bank 27,091 28,672 5.84 2,282 2,593 13.63
2017-11-08 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 255,850 284,917 11.36 21,553 25,774 19.58
2017-11-13 13F-HR RB Capital Management, LLC 2,522 2,531 0.36 212 229 8.02
2017-11-15 13F-HR Stonebridge Capital Advisors LLC 2,388 2,388 0.00 202 216 6.93
2017-11-13 13F-HR Argent Trust Co 5,711 5,540 -2.99 481 501 4.16
2017-10-27 13F-HR TRUE Private Wealth Advisors 3,844 3,876 0.83 323 350 8.36
2017-11-20 13F-HR HARTLINE INVESTMENT CORP/ 11,119 10,713 -3.65 937 969 3.42
2017-11-06 13F-HR COMERICA BANK 193,312 189,769 -1.83 16,431 18,042 9.80
2017-11-01 13F-HR Veritas Asset Management LLP 10,303,201 11,039,153 7.14 867,942 998,602 15.05
2017-10-10 13F-HR MACNEALY HOOVER INVESTMENT MANAGEMENT INC 6,000 6,000 0.00 505 543 7.52
2017-11-14 13F-HR Laurel Wealth Advisors, Inc. 4,608 4,372 -5.12 388 395 1.80
2017-11-13 13F-HR Renaissance Technologies LLC 1,205,200 0 -100.00 101,526 0 -100.00
2017-11-14 13F-HR BIRINYI ASSOCIATES INC 6,474 6,474 0.00 545 586 7.52
2017-11-03 13F-HR BESSEMER GROUP INC 109,486 15,892 -85.48 9,222 1,437 -84.42
2017-11-14 13F-HR CLS Investments, LLC 84 157 86.90 7 14 100.00
2017-11-13 13F-HR People's United Financial, Inc. 35,663 35,418 -0.69 3,004 3,204 6.66
2017-11-13 13F-HR PineBridge Investments, L.P. 19,507 2,447 -87.46 1,643 222 -86.49
2017-11-14 13F-HR Foyston, Gordon, & Payne Inc 165,274 229,473 38.84 13,923 20,758 49.09
2017-11-28 13F-HR/A-1 Wellington Shields Capital Management, LLC 22,111 22,111 0.00 1,863 2,000 7.35
2017-11-09 13F-HR OPPENHEIMER & CO INC 107,756 112,281 4.20 9,077 10,157 11.90
2017-11-08 13F-HR D.A. DAVIDSON & CO. 27,305 26,771 -1.96 2,300 2,421 5.26
2017-11-14 13F-HR SCOTIA CAPITAL INC. 58,264 57,905 -0.62 4,908 5,237 6.70
2017-11-22 13F-HR/A-1 INSTITUTIONAL & FAMILY ASSET MANAGEMENT, LLC 4,063 6,439 58.48 342 582 70.18
2017-11-09 13F-HR SII INVESTMENTS INC/WI Call 200 0 -100.00 3 0 -100.00
2017-10-17 13F-HR SPIRIT OF AMERICA MANAGEMENT CORP/NY 10,000 10,000 0.00 842 905 7.48
2017-11-16 13F-HR DAVIS SELECTED ADVISERS 11,297,163 10,904,535 -3.48 951,673 986,229 3.63
2017-11-08 13F-HR CHARTWELL INVESTMENT PARTNERS, LLC 41,500 0 -100.00 3,496 0 -100.00
2017-11-14 13F-HR Paloma Partners Management Co 43,100 96,898 124.82 3,631 8,765 141.39
2017-11-15 13F-HR GRIFFIN ASSET MANAGEMENT, INC. 79,365 93,297 17.55 6,686 8,440 26.23
2017-11-14 13F-HR STATE STREET CORP 39,572,850 39,179,087 -1.00 3,333,620 3,544,149 6.32
2017-10-06 13F-HR ARGUS INVESTORS' COUNSEL, INC. 53,735 46,835 -12.84 4,527 4,237 -6.41
2017-11-13 13F-HR Ferris Capital, Llc 831 0 -100.00 70 0 -100.00
2017-11-08 13F-HR STEPHENS INC /AR/ 65,649 63,540 -3.21 5,530 5,748 3.94
2017-11-01 13F-HR/A-1 Financial Architects, Inc 2,451 2,410 -1.67 206 218 5.83
2017-11-14 13F-HR ADVISORY RESEARCH INC 31,845 24,828 -22.03 2,683 2,246 -16.29
2017-11-13 13F-HR CITIGROUP INC 436,796 540,823 23.82 36,795 48,922 32.96
2017-11-13 13F-HR GM Advisory Group, Inc. 84,029 79,229 -5.71 7,079 7,167 1.24
2017-11-14 13F-HR BOKF, NA 20,419 20,215 -1.00 1,720 1,828 6.28
2017-11-13 13F-HR HYMAN CHARLES D 9,996 9,911 -0.85 842 897 6.53
2017-10-02 13F-HR Bath Savings Trust Co 4,388 4,374 -0.32 369 396 7.32
2017-11-14 13F-HR Integral Derivatives, LLC Call 12,700 7,400 -41.73 1,070 669 -37.48
2017-10-27 13F-HR Searle & Co. 33,800 33,800 0.00 2,847 3,058 7.41
2017-10-02 13F-HR CACTI ASSET MANAGEMENT LLC 558,352 571,507 2.36 46,695 51,144 9.53
2017-08-14 13F-HR CAPITAL GUARDIAN TRUST CO 1,317 0 -100.00 104 0 -100.00
2017-11-06 13F-HR FundX Investment Group, LLC 9,000 9,000 0.00 758 814 7.39
2017-10-27 13F-HR LEE DANNER & BASS INC 6,748 7,729 14.54 568 699 23.06
2017-11-13 13F-HR Investec Asset Management LTD 607,018 604,664 -0.39 51,135 54,698 6.97
2017-11-13 13F-HR Twin Tree Management, LP Put 197,500 117,100 -40.71 16,637 10,593 -36.33
2017-11-14 13F-HR BARCLAYS PLC 490,943 702,834 43.16 41,357 63,577 53.73
2017-11-01 13F-HR Blue Granite Capital, LLC 2,613 236
2017-10-04 13F-HR Lenox Wealth Advisors, Inc. 0 5 0 0
2017-10-19 13F-HR FARMERS & MERCHANTS INVESTMENTS INC 410 494 20.49 35 45 28.57
2017-11-02 13F-HR GREATMARK INVESTMENT PARTNERS, INC. 88,608 88,088 -0.59 7,464 7,968 6.75
2017-11-14 13F-HR CREDIT SUISSE AG/ Call 241,000 241,000 0.00 20,302 21,801 7.38
2017-10-24 13F-HR MOUNT VERNON ASSOCIATES INC /MD/ 18,375 18,375 0.00 1,548 1,662 7.36
2017-11-14 13F-HR FOSTER DYKEMA CABOT & CO INC/MA 11,912 11,792 -1.01 1,003 1,067 6.38
2017-10-16 13F-HR National Pension Service 616,290 642,020 4.17 51,540 57,872 12.29
2017-11-02 13F-HR Checchi Capital Advisers, LLC 6,053 6,308 4.21 510 571 11.96
2017-10-25 13F-HR Highstreet Asset Management Inc. 15,659 15,295 -2.32 1,320 1,384 4.85
2017-11-13 13F-HR Private Advisor Group, LLC 30,025 39,550 31.72 2,531 3,625 43.22
2017-11-30 13F-HR/A-1 PRUDENTIAL FINANCIAL INC 1,433,449 1,322,259 -7.76 120,754 119,612 -0.95
2017-10-16 13F-HR Louisiana State Employees Retirement System 46,600 45,800 -1.72 3,926 4,143 5.53
2017-10-24 13F-HR TIRSCHWELL & LOEWY INC 3,300 3,300 0.00 278 299 7.55
2017-11-15 13F-HR CS MCKEE LP 58,810 97,850 66.38 4,954 8,852 78.68
2017-10-20 13F-HR MEEDER ASSET MANAGEMENT INC 57,892 19,345 -66.58 4,877 1,751 -64.10
2017-10-17 13F-HR/A-1 Acropolis Investment Management, LLC 18,947 14,313 -24.46 1,596 1,295 -18.86
2017-11-03 13F-HR ZWJ INVESTMENT COUNSEL INC 183,954 175,865 -4.40 15,496 15,909 2.67
2017-11-06 13F-HR Capital Analysts, Inc. 1,370 1,370 0.00 115,408 124 -99.89
2017-11-13 13F-HR Blume Capital Management, Inc. 1,500 1,500 0.00 126 136 7.94
2017-08-07 13F-HR Karp Capital Management Corp 438,856 0 -100.00 34,718 0 -100.00
2017-10-10 13F-HR EXXONMOBIL INVESTMENT MANAGEMENT INC /TX 144,148 133,985 -7.05 12,143 12,120 -0.19
2017-10-30 13F-HR HOWLAND CAPITAL MANAGEMENT LLC 18,356 18,356 0.00 1,546 1,660 7.37
2017-08-11 13F-HR Feltz WealthPLAN Inc. 185 0 -100.00 14,386 0 -100.00
2017-10-27 13F-HR OLD NATIONAL BANCORP /IN/ 12,910 10,285 -20.33 1,087 931 -14.35
2017-10-26 13F-HR Paragon Capital Management Ltd 0 2,826 0 256
2017-11-07 13F-HR SG Americas Securities, LLC Put 170,900 237,200 38.79 124 218 75.81
2017-10-17 13F-HR Founders Capital Management 15,872 15,782 -0.57 1,337 1,428 6.81
2017-11-14 13F-HR PRUDENTIAL PLC 3,003,335 3,393,616 12.99 253,000 306,986 21.34
2017-11-03 13F-HR Breton Hill Capital Ltd. 11,004 14,687 33.47 927 1,329 43.37
2017-11-06 13F-HR SEI INVESTMENTS CO 354,868 297,557 -16.15 29,894 27,249 -8.85
2017-10-23 13F-HR Adviser Investments LLC 6,452 11,360 76.07 544 1,028 88.97
2017-11-02 13F-HR OREGON PUBLIC EMPLOYEES RETIREMENT FUND 80,782 81,212 0.53 6,805 7,346 7.95
2017-11-13 13F-HR FORESTERS INVESTMENT MANAGEMENT COMPANY, INC. 500,628 501,097 0.09 42,173 45,329 7.48
2017-10-04 13F-HR BRIDGES INVESTMENT COUNSEL INC/ 2,800 0 -100.00 235 0 -100.00
2017-11-09 13F-HR CITADEL ADVISORS LLC 40,072 1,684,897 4,104.67 3,376 152,415 4,414.66
2017-11-14 13F-HR MENDON CAPITAL ADVISORS CORP Put 176,000 64,000 -63.64 14,826 5,789 -60.95
2017-11-07 13F-HR Cypress Capital Management LLC (WY) 400 400 0.00 33,696 36 -99.89
2017-11-15 13F-HR Arete Wealth Advisors, LLC 5,653 7,215 27.63 476 653 37.18
2017-11-07 13F-HR THOMPSON INVESTMENT MANAGEMENT, INC. 12,685 12,685 0.00 1,069 1,147 7.30
2017-11-08 13F-HR SECURITY NATIONAL TRUST CO 3,560 3,560 0.00 300 322 7.33
2017-10-27 13F-HR BTR CAPITAL MANAGEMENT INC 4,710 4,410 -6.37 397 399 0.50
2017-11-03 13F-HR Candriam Luxembourg S.C.A. 411,096 409,546 -0.38 34,632 37,048 6.98
2017-10-27 13F-HR WESTWOOD MANAGEMENT CORP /IL/ 3,800 3,800 0.00 320 344 7.50
2017-11-14 13F-HR SOUTHERNSUN ASSET MANAGEMENT, LLC 34,185 30,148 -11.81 2,880 2,727 -5.31
2017-11-09 13F-HR NORDEA INVESTMENT MANAGEMENT AB 2,040,291 2,113,366 3.58 171,874 191,175 11.23
2017-11-14 13F-HR Tower Research Capital LLC (TRC) 11,651 5,691 -51.15 982 515 -47.56
2017-11-13 13F-HR THOMASPARTNERS, INC. 2,235,716 25,652 -98.85 188,337 2,321 -98.77
2017-10-18 13F-HR WealthTrust-Arizona, LLC 1,153 1,153 0.00 97 104 7.22
2017-11-14 13F-HR Nuveen Fund Advisors, LLC 8,933 5,292 -40.76 753 479 -36.39
2017-11-15 13F-HR Ridgewood Investments LLC 4,352 4,216 -3.12 367 381 3.81
2017-11-13 13F-HR Cito Capital Group, Llc 14,400 1,302,624
2017-11-09 13F-HR TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 337,157 337,157 0.00 28,402 30,499 7.38
2017-11-13 13F-HR Bernicke & Associates, LTD 2,722 0 -100.00 229 0 -100.00
2017-07-31 13F-HR First Bank & Trust 6,000 0 -100.00 475 0 -100.00
2017-10-19 13F-HR Taylor, Cottrill, Erickson & Associates, Inc. 8,031 7,931 -1.25 677 717 5.91
2017-11-08 13F-HR HUNTINGTON ASSET ADVISORS, INC. 3,600 0 -100.00 303 0 -100.00
2017-10-06 13F-HR MARSHWINDS ADVISORY CO 15,769 15,469 -1.90 1,328 1,399 5.35
2017-11-01 13F-HR STONEBRIDGE CAPITAL MANAGEMENT INC 4,250 4,250 0.00 358 385 7.54
2017-11-13 13F-HR SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) 2,349 1,009 -57.05 198 91 -54.04
2017-11-08 13F-HR FAYEZ SAROFIM & CO 2,262,638 2,257,248 -0.24 190,605 204,191 7.13
2017-11-14 13F-HR AHL Partners LLP 69,653 84,861 21.83 5,868 7,677 30.83
2017-10-30 13F-HR NEW YORK STATE TEACHERS RETIREMENT SYSTEM 1,272,171 1,210,206 -4.87 107,168 109,475 2.15
2017-10-03 13F-HR/A-2 Ironsides Asset Advisors, LLC 36,450 36,450 0.00 2,238 2,225 -0.58
2017-11-09 13F-HR Legal & General Group Plc 3,780,535 3,810,772 0.80 318,460 344,723 8.25
2017-07-19 13F-HR CAPE ANN SAVINGS BANK 0 2,392 0 202
2017-11-21 13F-HR NEW MEXICO EDUCATIONAL RETIREMENT BOARD 69,813 67,713 -3.01 5,950 6,125 2.94
2017-11-15 13F-HR WOLVERINE TRADING, LLC Put 328,400 357,100 8.74 27,464 32,303 17.62
2017-11-02 13F-HR TRILLIUM ASSET MANAGEMENT, LLC 2,396 2,396 0.00 202 217 7.43
2017-11-13 13F-HR PROFUND ADVISORS LLC 24,454 24,477 0.09 2,060 2,214 7.48
2017-11-14 13F-HR Capital International Investors 779,000 0 -100.00 65,623 0 -100.00
2017-11-03 13F-HR GHP Investment Advisors, Inc. 21,392 22,005 2.87 1,802 1,991 10.49
2017-11-22 13F-HR Chicago Partners Investment Group LLC 455 1,016 123.30 36 92 155.56
2017-11-13 13F-HR CAPTRUST FINANCIAL ADVISORS 4,837 0 -100.00 407 0 -100.00
2017-11-15 13F-HR Neuberger Berman Group LLC 1,889,739 1,917,742 1.48 159,192 173,479 8.97
2017-11-13 13F-HR Drexel Morgan & Co. 19,145 18,703 -2.31 1,613 1,692 4.90
2017-11-14 13F-HR D. E. Shaw & Co., Inc. Put 44,400 153,900 246.62 3,740 13,922 272.25
2017-11-13 13F-HR EDMOND DE ROTHSCHILD HOLDING S.A. 31,230 23,215 -25.66 2,631 2,100 -20.18
2017-11-09 13F-HR Reynders McVeigh Capital Management, LLC 4,139 4,620 11.62 349 418 19.77
2017-11-13 13F-HR FINANCIAL COUNSELORS INC 7,492 7,527 0.47 631 681 7.92
2017-10-16 13F-HR HOWARD CAPITAL MANAGEMENT 5,242 5,242 0.00 442 474 7.24
2017-10-16 13F-HR CULLINAN ASSOCIATES INC 79,827 89,227 11.78 6,725 8,071 20.01
2017-11-06 13F-HR HM PAYSON & CO 128,190 125,303 -2.25 10,798 11,335 4.97
2017-10-23 13F-HR EVERMAY WEALTH MANAGEMENT LLC 3,752 339
2017-11-15 13F-HR/A-1 Valeo Financial Advisors, Llc 4,282 387
2017-10-17 13F-HR St. Johns Investment Management Company, LLC 12,011 12,011 0.00 1,012 1,087 7.41
2017-11-14 13F-HR Invesco Ltd. 8,821,126 8,368,059 -5.14 743,090 756,975 1.87
2017-11-09 13F-HR Achmea Investment Management B.V. 94,379 95,957 1.67 7,946 8,677 9.20
2017-11-15 13F-HR GREENWOOD GEARHART INC 17,783 18,108 1.83 1,498 1,638 9.35
2017-10-12 13F-HR Hanson McClain, Inc. 250 358 43.20 21 32 52.38
2017-11-09 13F-HR Capital Planning Advisors, LLC 23,685 23,899 0.90 1,995 2,162 8.37
2017-11-01 13F-HR KLINGENSTEIN FIELDS & CO LLC 373,603 353,193 -5.46 31,472 31,950 1.52
2017-11-06 13F-HR Palisades Hudson Asset Management, L.P. 3,855 3,834 -0.54 325 347 6.77
2017-11-14 13F-HR OLD MUTUAL CUSTOMISED SOLUTIONS (PROPRIETARY) LTD 30,524 30,524 0.00 2,571 2,761 7.39
2017-10-16 13F-HR RNC CAPITAL MANAGEMENT LLC 70,285 68,537 -2.49 5,921 6,200 4.71
2017-10-31 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 1,150,057 1,117,080 -2.87 96,881 101,051 4.30
2017-10-20 13F-HR HERITAGE INVESTORS MANAGEMENT CORP 277,027 267,721 -3.36 23,337 24,218 3.78
2017-10-02 13F-HR Norman Fields, Gottscho Capital Management, LLC 39,767 39,137 -1.58 3,350 3,540 5.67
2017-10-16 13F-HR ATWOOD & PALMER INC 400 400 0.00 34 36 5.88
2017-10-30 13F-HR Sippican Capital Advisors 7,150 7,150 0.00 602 647 7.48
2017-11-14 13F-HR SCHWERIN BOYLE CAPITAL MANAGEMENT INC 480,910 475,210 -1.19 40,512 42,987 6.11
2017-11-02 13F-HR Pettee Investors, Inc. 15,000 15,000 0.00 1,264 1,357 7.36
2017-11-13 13F-HR Lido Advisors, LLC 8,809 10,162 15.36 742 970 30.73
2017-11-02 13F-HR WESBANCO BANK INC 4,608 4,358 -5.43 389 394 1.29
2017-11-02 13F-HR Boyar Asset Management Inc. 6,419 6,319 -1.56 541 572 5.73
2017-11-14 13F-HR GOLDMAN SACHS GROUP INC Put 319,500 469,900 47.07 26,915 42,507 57.93
2017-10-31 13F-HR WEDBUSH SECURITIES INC 14,650 13,986 -4.53 1,234 1,265 2.51
2017-11-09 13F-HR AMICA PENSION FUND BOARD OF TRUSTEES 85,329 85,329 0.00 7,188 7,719 7.39
2017-11-22 13F-HR/A-1 National Planning Corp Put 500 1
2017-11-14 13F-HR Kovitz Investment Group Partners, LLC 794,209 703,473 -11.42 66,905 63,636 -4.89
2017-10-30 13F-HR BBVA COMPASS BANCSHARES, INC 96,579 91,862 -4.88 8,136 8,310 2.14
2017-11-14 13F-HR ROYAL BANK OF CANADA Call 66,500 20,800 -68.72 5,602 1,882 -66.40
2017-07-13 13F-HR/A-1 PT ASSET MANAGEMENT, LLC 3,955 0 -100.00 293 0 -100.00
2017-11-13 13F-HR SevenBridge Financial Group, LLC 1,286 1,286 0.00 108 116 7.41
2017-11-08 13F-HR Autus Asset Management, LLC 7,604 7,174 -5.65 641 649 1.25
2017-11-14 13F-HR BANK OF AMERICA CORP /DE/ Put 274,600 264,300 -3.75 23,133 23,909 3.35
2017-10-16 13F-HR Northstar Group, Inc. 15,660 15,490 -1.09 1,319 1,401 6.22
2017-11-06 13F-HR Jarislowsky, Fraser Ltd 5,921 5,921 0.00 498 535 7.43
2017-11-07 13F-HR Marble Harbor Investment Counsel, LLC 7,100 7,975 12.32 598 721 20.57
2017-11-09 13F-HR Hosking Partners LLP 674,109 677,148 0.45 56,787 61,255 7.87
2017-10-19 13F-HR Focused Investors LLC 1,627,400 1,582,200 -2.78 137,092 143,126 4.40
2017-11-13 13F-HR Elgethun Capital Management 42,110 42,857 1.77 3,548 3,877 9.27
2017-11-01 13F-HR MONTAG & CALDWELL, LLC 2,400 2,400 0.00 202 217 7.43
2017-11-03 13F-HR GRANDFIELD & DODD, LLC 30,548 27,429 -10.21 2,573 2,481 -3.58
2017-11-08 13F-HR KARPAS STRATEGIES LLC 15,250 15,250 0.00 1,285 1,380 7.39
2017-11-13 13F-HR DIMENSIONAL FUND ADVISORS LP 3,293,396 3,143,875 -4.54 277,428 284,389 2.51
2017-11-09 13F-HR CENTRAL SECURITIES CORP 150,000 150,000 0.00 12,636 13,569 7.38
2017-07-25 13F-HR NAPLES GLOBAL ADVISORS, LLC 3,432 0 -100.00 272 0 -100.00
2017-11-13 13F-HR BOWEN HANES & CO INC 275,425 315,295 14.48 23,202 28,522 22.93
2017-11-16 13F-HR Cetera Advisors LLC 10,772 10,725 -0.44 909 970 6.71
2017-11-13 13F-HR TEXAS PERMANENT SCHOOL FUND 210,945 203,331 -3.61 17,770 18,393 3.51
2017-10-26 13F-HR Cubic Asset Management, LLC 66,233 65,428 -1.22 5,579 5,919 6.09
2017-10-27 13F-HR BREMER TRUST NATIONAL ASSOCIATION 4,561 4,503 -1.27 385 407 5.71
2017-10-23 13F-HR Sageworth Trust Co 345 0 -100.00 29 0 -100.00
2017-11-09 13F-HR Litman Gregory Asset Management LLC 200 18
2017-11-27 13F-HR/A-1 TIEDEMANN WEALTH MANAGEMENT, LLC 32,871 33,058 0.57 2,769 2,277 -17.77
2017-11-13 13F-HR Nicholas Hoffman & Company, LLC. 15,045 14,875 -1.13 1,267 1,346 6.24
2017-11-17 13F-HR Garde Capital, Inc. 5,977 5,977 0.00 504 541 7.34
2017-10-23 13F-HR BB&T CORP 55,499 55,518 0.03 4,676 5,022 7.40
2017-10-19 13F-HR Kistler-Tiffany Companies, LLC 2,003 2,003 0.00 169 181 7.10
2017-11-14 13F-HR UBS Group AG Put 218,600 296,200 35.50 18,415 26,794 45.50
2017-11-14 13F-HR GRT CAPITAL PARTNERS L.L.C. 25,778 24,478 -5.04 2,172 2,214 1.93
2017-10-17 13F-HR BANK OF THE WEST 3,318 4,718 42.19 279 426 52.69
2017-11-14 13F-HR Proficio Capital Partners LLC 366 366 0.00 31 33 6.45
2017-10-31 13F-HR RAY GERALD L & ASSOCIATES LTD 26,152 26,152 0.00 2,203 2,366 7.40
2017-11-14 13F-HR ACCIDENT COMPENSATION CORP 24,700 30,700 24.29 2,081 2,777 33.45
2017-08-09 13F-HR Delta Lloyd Asset Management N.v. 103,622 8,729
2017-10-13 13F-HR NISA INVESTMENT ADVISORS L.L.C. 358,439 356,482 -0.55 29,854 32,246 8.01
2017-10-31 13F-HR QV Investors Inc. 736,389 694,139 -5.74 62,033 62,791 1.22
2017-11-01 13F-HR SHINE INVESTMENT ADVISORY SERVICES INC 793 793 0.00 67 72 7.46
2017-11-07 13F-HR CORNERSTONE ADVISORS INC 20,000 0 -100.00 1,685 0 -100.00
2017-10-25 13F-HR Gierl Augustine Investment Management Inc 0 200 0 18
2017-08-11 13F-HR Ally Financial Inc. 130,000 0 -100.00 10,284 0 -100.00
2017-11-14 13F-HR RMB Capital Management, LLC 10,760 10,760 0.00 906 973 7.40
2017-11-13 13F-HR Marshall Wace North America L.P. 19,415 1,747
2017-11-15 13F-HR/A-1 Parallel Advisors, LLC 9,114 8,996 -1.29 777 845 8.75
2017-10-12 13F-HR Jolley Asset Management, LLC 250 250 0.00 21 23 9.52
2017-10-11 13F-HR Prospera Financial Services 4,764 5,335 11.99 401 483 20.45
2017-11-13 13F-HR VAN DEN BERG MANAGEMENT I, INC 3,750 3,750 0.00 316 339 7.28
2017-11-13 13F-HR JNBA Financial Advisors 272 272 0.00 23 25 8.70
2017-11-06 13F-HR Strategic Financial Services, Inc, 3,750 2,340 -37.60 316 212 -32.91
2017-11-14 13F-HR CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 148,951 145,891 -2.05 12,546 13,197 5.19
2017-11-13 13F-HR CIBC World Markets Inc. 136,283 63,022 -53.76 11,480 5,701 -50.34
2017-11-13 13F-HR WEIK INVESTMENT SERVICES INC 3,450 3,450 0.00 291 312 7.22
2017-11-14 13F-HR BARCLAYS PLC Call 203,600 195,600 -3.93 17,151 17,694 3.17
2017-11-14 13F-HR St. Louis Trust Co 2,880 2,880 0.00 243 261 7.41
2017-11-03 13F-HR BNP PARIBAS ARBITRAGE, SA Put 9,753 10,553 8.20 391,802 359,904 -8.14
2017-10-30 13F-HR Brightworth 3,841 347
2017-10-17 13F-HR Country Club Trust Company, n.a. 7,433 5,500 -26.01 626 497 -20.61
2017-11-14 13F-HR ROCKY MOUNTAIN ADVISERS, LLC 200 200 0.00 17 18 5.88
2017-11-14 13F-HR THRIVENT FINANCIAL FOR LUTHERANS 28,497 29,232 2.58 2,401 2,644 10.12
2017-11-13 13F-HR Magellan Asset Management Ltd 689 689 0.00 58 62 6.90
2017-10-30 13F-HR Mercer Capital Advisers, Inc. 33,148 33,109 -0.12 2,792 2,995 7.27
2017-11-15 13F-HR/A-1 MARCO INVESTMENT MANAGEMENT LLC 71,609 72,009 0.56 6,032 6,514 7.99
2017-11-13 13F-HR MACKENZIE FINANCIAL CORP 7,776 8,059 3.64 655 729 11.30
2017-11-02 13F-HR Penobscot Investment Management Company, Inc. 8,995 9,094 1.10 758 823 8.58
2017-11-13 13F-HR ENVESTNET ASSET MANAGEMENT INC 281,091 276,701 -1.56 23,683 25,030 5.69
2017-11-13 13F-HR LLBH Private Wealth Management, LLC 8,011 8,261 3.12 675 747 10.67
2017-11-13 13F-HR STIFEL FINANCIAL CORP 717,681 777,635 8.35 60,420 70,350 16.43
2017-10-12 13F-HR ADIRONDACK TRUST CO 3,522 3,522 0.00 296 319 7.77
2017-10-23 13F-HR Bartlett & Co. LLC 64,289 61,489 -4.36 5,416 5,562 2.70
2017-11-13 13F-HR FORT WASHINGTON INVESTMENT ADVISORS INC /OH/ 0 3,200 0 289
2017-11-14 13F-HR Redwood Investments, LLC 17,128 17,128 0.00 1,443 1,549 7.35
2017-10-12 13F-HR SHEETS SMITH WEALTH MANAGEMENT 6,485 6,508 0.35 546 589 7.88
2017-10-13 13F-HR BTIM Corp. 538,045 538,435 0.07 45,325 48,707 7.46
2017-10-27 13F-HR GENERAL AMERICAN INVESTORS CO INC 215,000 165,000 -23.26 18,112 14,926 -17.59
2017-10-16 13F-HR Hartford Financial Management Inc. 6,777 6,777 0.00 570 613 7.54
2017-10-31 13F-HR Middleton & Co Inc/MA 11,050 10,382 -6.05 931 939 0.86
2017-11-06 13F-HR CAMBIAR INVESTORS LLC 568,237 490,157 -13.74 47,868 44,340 -7.37
2017-11-07 13F-HR IBM Retirement Fund 18,154 18,464 1.71 1,708 1,839 7.67
2017-10-27 13F-HR Seminole Management Co., Inc. 700,000 735,507 5.07 58,968 66,534 12.83
2017-11-01 13F-HR SHAYNE & CO., LLC 46,385 46,310 -0.16 3,907 4,189 7.22
2017-10-13 13F-HR CONFLUENCE INVESTMENT MANAGEMENT LLC 540,389 530,442 -1.84 45,522 47,984 5.41
2017-11-15 13F-HR First Heartland Consultants, Inc. 7,564 7,564 0.00 637 684 7.38
2017-11-01 13F-HR GABELLI SECURITIES, INC. 2,800 2,800 0.00 236 253 7.20
2017-10-30 13F-HR MCF Advisors LLC 1,286 1,291 0.39 108 117 8.33
2017-11-13 13F-HR RAYMOND JAMES & ASSOCIATES Call 35,000 0 -100.00 288 0 -100.00
2017-10-13 13F-HR ACADIAN ASSET MANAGEMENT LLC 11,926 43,542 265.10 1,005 3,939 291.94
2017-08-14 13F-HR Waldron, LP 3,115 0 -100.00 246 0 -100.00
2017-11-14 13F-HR Brandywine Global Investment Management, LLC 1,011,170 1,012,112 0.09 85,181 91,556 7.48
2017-11-02 13F-HR Biltmore Wealth Management, LLC 10,141 9,934 -2.04 854 899 5.27
2017-11-14 13F-HR Voya Financial Advisors, Inc. 9,073 9,360 3.16 759 844 11.20
2017-07-27 13F-HR Northside Capital Management, LLC 7,265 0 -100.00 575 0 -100.00
2017-11-13 13F-HR ALLIANCEBERNSTEIN L.P. 2,269,311 1,352,437 -40.40 191,167 122,341 -36.00
2017-08-14 13F-HR SUN LIFE FINANCIAL INC 3,677 0 -100.00 3,600,000 0 -100.00
2017-08-07 13F-HR Geneva Advisors, LLC 2,530 0 -100.00 200 0 -100.00
2017-11-14 13F-HR Standard Life Aberdeen Plc 713,940 64,584
2017-11-06 13F-HR Smead Capital Management, Inc. 1,336,283 1,318,429 -1.34 112,568 119,265 5.95
2017-11-09 13F-HR WELLS FARGO & COMPANY/MN Call 64,100 64,100 0.00 183 363 98.36
2017-11-06 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 2,068,870 2,100,370 1.52 174,282 189,999 9.02
2017-10-10 13F-HR First Command Financial Services, Inc. 2,849 2,387 -16.22 240 216 -10.00
2017-11-14 13F-HR SUNTRUST BANKS INC 153,554 142,015 -7.51 12,934 12,845 -0.69
2017-11-08 13F-HR Edge Advisors, Llc 2,201 1,122 -49.02 185 101 -45.41
2017-10-18 13F-HR Quantitative Systematic Strategies LLC 24,607 37,502 52.40 2,058 3,392 64.82
2017-11-14 13F-HR SEGALL BRYANT & HAMILL, LLC 4,452 5,578 25.29 375 505 34.67
2017-11-08 13F-HR Nelson, Van Denburg & Campbell Wealth Management Group, LLC 17,446 17,926 2.75 1,437 1,577 9.74
2017-11-09 13F-HR LMR Partners LLP 12,453 75,657 507.54 1,049 6,844 552.43
2017-11-14 13F-HR PUTNAM INVESTMENTS LLC 14,764 13,364 -9.48 1,244 1,209 -2.81
2017-11-13 13F-HR CAPITAL FUND MANAGEMENT S.A. 92,799 119,242 28.49 7,817 10,787 37.99
2017-11-14 13F-HR 1832 Asset Management L.P. 54 4,631 8,475.93 5 406 8,020.00
2017-11-13 13F-HR BOSTON PRIVATE WEALTH LLC 34,025 31,061 -8.71 2,866 2,810 -1.95
2017-11-03 13F-HR BRADLEY FOSTER & SARGENT INC/CT 188,796 191,794 1.59 15,904 17,350 9.09
2017-11-09 13F-HR TORRAY LLC 208,443 213,435 2.39 17,559 19,307 9.96
2017-11-14 13F-HR DEUTSCHE BANK AG\ Put 1,719 8 -99.53 144 0 -100.00
2017-10-24 13F-HR Marathon Asset Management LLP 942,110 925,131 -1.80 79,363 83,681 5.44
2017-11-09 13F-HR CITADEL ADVISORS LLC Call 531,700 577,200 8.56 44,790 52,214 16.58
2017-10-05 13F-HR AMARILLO NATIONAL BANK 0 2,313 0 209
2017-11-16 13F-HR Cetera Advisor Networks LLC 12,485 10,569 -15.35 1,051 953 -9.32
2017-11-07 13F-HR DAVIDSON & GARRARD INC 13,415 13,000 -3.09 1,130 1,176 4.07
2017-11-13 13F-HR LEVIN CAPITAL STRATEGIES, L.P. 760,961 40,997 -94.61 64,103 3,709 -94.21
2017-11-09 13F-HR Hartland & Co., LLC 20,894 20,746 -0.71 1,760 1,877 6.65
2017-11-14 13F-HR UBS Group AG 1,076,136 1,054,679 -1.99 90,654 95,407 5.24
2017-11-15 13F-HR MV Capital Management, Inc. 1,448 1,436 -0.83 122 130 6.56
2017-11-14 13F-HR Close Asset Management Ltd 2,150 2,150 0.00 181 194 7.18
2017-10-25 13F-HR Rehmann Capital Advisory Group 5,665 7,145 26.13 477 646 35.43
2017-11-13 13F-HR KBC Group NV 296,063 287,414 -2.92 24,940 26,000 4.25
2017-10-18 13F-HR PEOPLES FINANCIAL SERVICES CORP. 28,064 27,364 -2.49 2,365 2,476 4.69
2017-11-13 13F-HR Allianz Asset Management AG 3,088,024 3,114,300 0.85 259,461 281,720 8.58
2017-11-14 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 3,753,369 3,620,627 -3.54 316,183 327,522 3.59
2017-11-09 13F-HR WELLS FARGO & COMPANY/MN Put 64,100 64,100 0.00 28 1 -96.43
2017-11-13 13F-HR National Asset Management, Inc. 5,435 5,581 2.69 459 507 10.46
2017-11-13 13F-HR WETHERBY ASSET MANAGEMENT INC 17,796 17,972 0.99 1,499 1,626 8.47
2017-10-12 13F-HR Hexavest Inc. 784,358 839,068 6.98 66,074 75,902 14.87
2017-11-14 13F-HR UNITED CAPITAL FINANCIAL ADVISERS, LLC 217,565 218,692 0.52 18,328 19,783 7.94
2017-10-27 13F-HR BEACH INVESTMENT COUNSEL INC/PA 8,054 8,054 0.00 678 729 7.52
2017-11-13 13F-HR DODGE & COX 27,714,370 26,876,964 -3.02 2,334,659 2,431,290 4.14
2017-11-14 13F-HR BRYN MAWR TRUST Co 18,685 18,895 1.12 1,574 1,709 8.58
2017-11-13 13F-HR WS MANAGEMENT LLLP 291,900 291,900 0.00 24,590 26,405 7.38
2017-11-03 13F-HR Shelter Mutual Insurance Co 63,240 57,840 -8.54 5,328 5,232 -1.80
2017-11-13 13F-HR Vantage Investment Advisors, LLC 6,273 6,273 0.00 528 567 7.39
2017-11-15 13F-HR COLONY GROUP LLC 3,235 48,655 1,404.02 273 4,401 1,512.09
2017-10-30 13F-HR INVESTMENT HOUSE LLC 8,825 8,925 1.13 743 807 8.61
2017-11-08 13F-HR PINNACLE FINANCIAL PARTNERS INC 42,905 39,994 -6.78 3,614 3,618 0.11
2017-11-08 13F-HR ING GROEP NV 50,398 71,367 41.61 4,246 6,456 52.05
2017-11-01 13F-HR GAMCO INVESTORS, INC. ET AL 2,429,398 2,391,519 -1.56 204,652 216,337 5.71
2017-10-30 13F-HR WRIGHT INVESTORS SERVICE INC 26,145 27,904 6.73 2,203 2,524 14.57
2017-11-14 13F-HR COMPTON CAPITAL MANAGEMENT INC /RI 7,078 7,078 0.00 596 640 7.38
2017-11-14 13F-HR Parallax Volatility Advisers, L.P. Put 2,407,700 2,097,700 -12.88 202,824 189,757 -6.44
2017-11-01 13F-HR PHYSICIANS FINANCIAL SERVICES, INC. 3,500 3,500 0.00 295 317 7.46
2017-08-15 13F-HR LJ TRUST Co LLC 164,640 0 -100.00 13,025 0 -100.00
2017-08-14 13F-HR Quadrature Capital LTD 4,538 0 -100.00 359 0 -100.00
2017-10-20 13F-HR/A-1 Shell Asset Management Co 196,818 179,354 -8.87 16,580 16,224 -2.15
2017-11-02 13F-HR Exchange Capital Management, Inc. 110 310 181.82 9 28 211.11
2017-10-24 13F-HR TCI Wealth Advisors, Inc. 4,286 4,283 -0.07 361 387 7.20
2017-11-13 13F-HR CWA Asset Management Group, LLC 5,896 5,896 0.00 497 533 7.24
2017-11-08 13F-HR HAP Trading, LLC Call 0 10,000 0 88
2017-11-07 13F-HR LOWE BROCKENBROUGH & CO INC 14,657 13,877 -5.32 1,235 1,255 1.62
2017-11-03 13F-HR INVESTMENT COUNSELORS OF MARYLAND LLC 200 200 0.00 17 18 5.88
2017-10-30 13F-HR HUTNER CAPITAL MANAGEMENT INC 34,034 34,034 0.00 2,867 3,079 7.39
2017-11-14 13F-HR Corient Capital Partners, LLC 7,819 7,765 -0.69 659 702 6.53
2017-11-15 13F-HR COLDSTREAM CAPITAL MANAGEMENT INC 28,500 28,283 -0.76 2,401 2,558 6.54
2017-10-31 13F-HR First City Capital Management, Inc. 4,951 4,951 0.00 417 448 7.43
2017-10-17 13F-HR Diversified Trust Co 35,758 30,748 -14.01 3,012 2,781 -7.67
2017-11-13 13F-HR MONETA GROUP INVESTMENT ADVISORS LLC 5,700 5,707 0.12 480 516 7.50
2017-11-16 13F-HR SALEM INVESTMENT COUNSELORS INC 2,866 2,965 3.45 241 269 11.62
2017-11-14 13F-HR Walleye Trading LLC Call 36,700 22,000 -40.05 3,091 1,986 -35.75
2017-11-13 13F-HR AMERICAN NATIONAL INSURANCE CO /TX/ 130,525 130,525 0.00 10,995 11,807 7.39
2017-11-14 13F-HR MATRIX ASSET ADVISORS INC/NY 107,978 105,971 -1.86 9,096 9,586 5.39
2017-10-11 13F-HR TRUST CO OF TOLEDO NA /OH/ 9,940 10,118 1.79 837 915 9.32
2017-11-03 13F-HR World Asset Management Inc 70,004 67,829 -3.11 5,897 6,136 4.05
2017-10-24 13F-HR RAYMOND JAMES TRUST N.A. 29,411 28,768 -2.19 2,477 2,603 5.09
2017-11-06 13F-HR Bank of New York Mellon Corp 9,526,318 9,256,822 -2.83 802,496 837,370 4.35
2017-11-14 13F-HR QS Investors, LLC 46,750 43,346 -7.28 3,938 3,921 -0.43
2017-11-02 13F-HR Hodges Capital Management Inc. 27,419 16,401 -40.18 2,310 1,484 -35.76
2017-11-14 13F-HR Thomas J. Herzfeld Advisors, Inc. 793 796 0.38 67 72 7.46
2017-11-14 13F-HR ARROWGRASS CAPITAL PARTNERS (US) LP 27,869 0 -100.00 2,348 0 -100.00
2017-10-24 13F-HR EASTERN BANK 5,403 5,191 -3.92 455 469 3.08
2017-11-14 13F-HR GAM Holding AG 107,534 1,511 -98.59 9,059 137 -98.49
2017-11-13 13F-HR COCONUT GROVE BANK 790 2,780 251.90 67 251 274.63
2017-11-14 13F-HR BlueCrest Capital Management Ltd 10,469 88,822 748.43 882 8,035 811.00
2017-07-06 13F-HR Independent Portfolio Consultants, Inc. 10,134 10,526 3.87 802 887 10.60
2017-11-08 13F-HR Catalyst Capital Advisors LLC 1,065 153,000 14,266.20 90 13,840 15,277.78
2017-11-14 13F-HR Weatherstone Capital Management 3,598 3,652 1.50 303 330 8.91
2017-11-07 13F-HR BEDRIJFSTAKPENSIOENFONDS VOOR DE MEDIA PNO 35,330 35,330 0.00 2,976 3,196 7.39
2017-11-14 13F-HR Matarin Capital Management, LLC 63,879 50,289 -21.27 5,381,167 4,549,143 -15.46
2017-10-12 13F-HR Livforsakringsbolaget Skandia, Omsesidigt 14,840 14,840 0.00 1,250 1,342 7.36
2017-10-17 13F-HR First National Bank of Hutchinson 3,126 3,126 0.00 267 286 7.12
2017-10-13 13F-HR First PREMIER Bank 380 380 0.00 32 35 9.38
2017-11-14 13F-HR RBF Capital, LLC 15,000 15,000 0.00 1,264 1,357 7.36
2017-11-14 13F-HR AJO, LP 3,469 3,469 0.00 292 314 7.53
2017-11-14 13F-HR Schonfeld Strategic Advisors LLC 0 4,220 0 382
2017-11-06 13F-HR BANK OF STOCKTON 16,774 19,382 15.55 1,413 1,753 24.06
2017-11-14 13F-HR TLP GROUP LLC 93 8
2017-11-14 13F-HR Coronation Fund Managers Ltd. 317,055 277,233 -12.56 26,709 25,078 -6.11
2017-11-06 13F-HR Massey, Quick & Co., LLC 1,115 1,933 73.36 94 175 86.17
2017-11-13 13F-HR Hirtle Callaghan & Co LLC 404 9,104 2,153.47 34 824 2,323.53
2017-10-16 13F-HR Gradient Investments LLC 703 0 -100.00 59 0 -100.00
2017-12-01 13F-HR/A-1 Axa 2,055,839 1,791,220 -12.87 173,184 162,034 -6.44
2017-11-13 13F-HR Investure, LLC 55,266 4,999
2017-11-13 13F-HR O'SHAUGHNESSY ASSET MANAGEMENT, LLC 1,121,941 1,116,374 -0.50 94,512 100,987 6.85
2017-11-15 13F-HR SRS Capital Advisors, Inc. 1,823 1,850 1.48 154 167 8.44
2017-08-14 13F-HR BRIDGEWAY CAPITAL MANAGEMENT INC 2,600 0 -100.00 206 0 -100.00
2017-10-13 13F-HR Advocacy Wealth Management Services, LLC 249 249 0.00 21 23 9.52
2017-10-25 13F-HR BRAUN STACEY ASSOCIATES INC 3,000 4,675 55.83 253 423 67.19
2017-11-01 13F-HR Sapphire Star Partners LP 22,400 14,399 -35.72 1,887 1,484 -21.36
2017-10-30 13F-HR IFP Advisors, Inc 10,660 9,945 -6.71 898 900 0.22
2017-11-22 13F-HR/A-1 National Planning Corp 8,082 9,071 12.24 688 821 19.33
2017-10-18 13F-HR Baker Ellis Asset Management LLC 15,152 14,639 -3.39 1,276 1,324 3.76
2017-11-09 13F-HR ROPES WEALTH ADVISORS LLC 8,859 7,965 -10.09 746 721 -3.35
2017-11-14 13F-HR CYPRESS CAPITAL MANAGEMENT LLC 3,099 3,099 0.00 261 280 7.28
2017-10-17 13F-HR Creative Planning Call 1,000 0 -100.00 9 0 -100.00
2017-11-13 13F-HR Sheaff Brock Investment Advisors, LLC 28,305 27,850 -1.61 2,384 2,519 5.66
2017-11-01 13F-HR Perpetual Ltd 35,262 2,797 -92.07 2,970 257 -91.35
2017-10-19 13F-HR HALL CAPITAL MANAGEMENT CO INC 0 2,270 0 205
2017-11-03 13F-HR PAX WORLD MANAGEMENT LLC 20,000 0 -100.00 1,685 0 -100.00
2017-11-15 13F-HR Amussen Hunsaker & Associates Llc 70,290 6,358
2017-10-12 13F-HR FIRST CITIZENS BANK & TRUST CO 2,550 0 -100.00 215 0 -100.00
2017-10-19 13F-HR Tesco Pension Investment Ltd 1,828,563 1,828,563 0.00 154,038 165,412 7.38
2017-11-14 13F-HR CLEARARC CAPITAL INC 18,402 18,849 2.43 1,550 1,705 10.00
2017-10-27 13F-HR CADENCE BANK NA 0 2,218 0 201
2017-10-19 13F-HR Endurance Wealth Management, Inc. 1,150 1,150 0.00 97 104 7.22
2017-11-14 13F-HR BARCLAYS PLC Put 123,900 137,300 10.82 10,437 12,421 19.01
2017-11-09 13F-HR JP MORGAN CHASE & CO 3,357,767 4,183,085 24.58 282,857 377,063 33.31
2017-11-15 13F-HR Balentine LLC 9,192 9,036 -1.70 774 817 5.56
2017-11-14 13F-HR Horizon Kinetics LLC 12,603 12,603 0.00 1,062 1,140 7.34
2017-11-15 13F-HR WOLVERINE TRADING, LLC Call 237,200 259,200 9.27 19,837 23,447 18.20
2017-10-26 13F-HR SPINNAKER TRUST 4,536 4,536 0.00 382 410 7.33
2017-10-30 13F-HR Capital Advantage, Inc. 2,558 2,468 -3.52 215 223 3.72
2017-10-19 13F-HR Winslow, Evans & Crocker, Inc. 3,882 3,884 0.05 327,020 351,168 7.38
2017-11-03 13F-HR BANK OF HAWAII 19,932 21,927 10.01 1,679 1,984 18.17
2017-10-11 13F-HR Ipswich Investment Management Co., Inc. 7,386 7,386 0.00 622 668 7.40
2017-11-13 13F-HR ONTARIO TEACHERS PENSION PLAN BOARD 121,000 128,577 6.26 10,193 11,631 14.11
2017-11-03 13F-HR ROFFMAN MILLER ASSOCIATES INC /PA/ 193,754 194,947 0.62 16,322 17,635 8.04
2017-10-12 13F-HR Atlas Brown,Inc. 3,125 3,185 1.92 263 288 9.51
2017-11-02 13F-HR Nelson Roberts Investment Advisors, LLC 3,400 3,390 -0.29 286 307 7.34
2017-10-23 13F-HR NOTTINGHAM ADVISORS, INC. 3,405 3,405 0.00 287 308 7.32
2017-11-07 13F-HR Russell Investments Group, Ltd. 1,059,824 1,264,770 19.34 89,287 114,398 28.12
2017-10-30 13F-HR SUMMIT SECURITIES GROUP, LLC 0 4,000 0 362
2017-11-09 13F-HR WADE G W & INC 3,113 3,014 -3.18 262 273 4.20
2017-11-08 13F-HR NEXT Financial Group, Inc 25,770 25,312 -1.78 2,171,000 2,350 -99.89
2017-10-24 13F-HR STOCK YARDS BANK & TRUST CO 3,857 4,377 13.48 324 396 22.22
2017-10-17 13F-HR Cohen Klingenstein, LLC 103,520 103,520 0.00 8,721 9,364 7.37
2017-11-14 13F-HR Capital Bank & Trust Co 800 800 0.00 67 72 7.46
2017-11-14 13F-HR KOPP INVESTMENT ADVISORS LLC 9,184 8,989 -2.12 774 813 5.04
2017-11-13 13F-HR Winton Capital Group Ltd 227,929 138,251 -39.34 19,201 12,506 -34.87
2017-11-13 13F-HR/A-1 CHECK CAPITAL MANAGEMENT INC/CA 531,598 527,781 -0.72 44,782 47,743 6.61
2017-11-14 13F-HR VANGUARD GROUP INC 50,233,957 50,015,786 -0.43 4,231,710 4,524,427 6.92
2017-11-14 13F-HR I.G. INVESTMENT MANAGEMENT, LTD. 211,341 216,440 2.41 17,803 19,579 9.98
2017-10-30 13F-HR Clarkston Capital Partners LLC 392,245 370,009 -5.67 33,043 33,471 1.30
2017-10-11 13F-HR Gulf International Bank (UK) Ltd 242,013 241,713 -0.12 20,387 21,865 7.25
2017-10-31 13F-HR HUSSMAN STRATEGIC ADVISORS, INC. 76,300 76,300 0.00 6,428 6,902 7.37
2017-11-09 13F-HR Cornerstone Financial Partners, LLC 4,773 6,128 28.39 401 551 37.41
2017-11-14 13F-HR FUKOKU MUTUAL LIFE INSURANCE Co 3,500 3,500 0.00 295 317 7.46
2017-11-14 13F-HR VALUEWORKS LLC 68,060 54,539 -19.87 5,733 4,934 -13.94
2017-10-10 13F-HR Grassi Investment Management 23,450 23,450 0.00 1,975 2,121 7.39
2017-11-13 13F-HR Allianz Asset Management AG Call 125,000 165,700 32.56 10,530 14,989 42.35
2017-08-15 13F-HR Verition Fund Management LLC 3,207 0 -100.00 254 0 -100.00
2017-10-11 13F-HR Lourd Capital, LLC 19,697 19,697 0.00 1,659 1,782 7.41
2017-11-14 13F-HR GENERAL RE NEW ENGLAND ASSET MANAGEMENT INC 0 26,698 0 2,415
2017-11-06 13F-HR SIGMA INVESTMENT COUNSELORS INC 3,490 3,490 0.00 294 316 7.48
2017-10-31 13F-HR ST GERMAIN D J CO INC 121,864 120,003 -1.53 10,266 10,855 5.74
2017-11-13 13F-HR COMMERZBANK AKTIENGESELLSCHAFT /FI 325,121 325,312 0.06 27,388 29,428 7.45
2017-10-13 13F-HR CrestPoint Capital Management, LLC 7,500 7,500 0.00 632 678 7.28
2017-11-03 13F-HR ALPS ADVISORS INC 5,191 5,814 12.00 437 526 20.37
2017-10-10 13F-HR AMERICAN NATIONAL BANK 325 325 0.00 27 29 7.41
2017-10-27 13F-HR BOYS ARNOLD & CO INC 47,027 46,177 -1.81 3,962 4,177 5.43
2017-07-28 13F-HR Supplemental Annuity Collective Trust of NJ 14,000 0 -100.00 1,108 0 -100.00
2017-10-24 13F-HR Tiaa, Fsb 39,664 43,724 10.24 3,341 3,955 18.38
2017-11-07 13F-HR Welch Group, LLC 2,709 2,375 -12.33 228 215 -5.70
2017-08-14 13F-HR Magnetar Financial LLC 19,435 0 -100.00 1,538 0 -100.00
2017-11-14 13F-HR DREMAN VALUE MANAGEMENT, L L C 17,921 14,170 -20.93 1,510 1,282 -15.10
2017-10-31 13F-HR AFFINITY INVESTMENT ADVISORS, LLC 129,143 117,100 -9.33 10,879 10,593 -2.63
2017-11-08 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 5,669 8,785 54.97 478 795 66.32
2017-10-20 13F-HR CONNING INC. 46,496 41,716 -10.28 3,679 3,596 -2.26
2017-10-20 13F-HR REILLY FINANCIAL ADVISORS, LLC 649 693 6.78 55 63 14.55
2017-11-02 13F-HR WP Advisors, LLC 5,428 5,337 -1.68 457 483 5.69
2017-11-09 13F-HR Manitou Investment Management Ltd. 208,277 150,637 -27.67 17,545 13,627 -22.33
2017-11-06 13F-HR MONTAG A & ASSOCIATES INC 6,219 5,953 -4.28 524 539 2.86
2017-10-30 13F-HR MACGUIRE, CHESWICK & TUTTLE INVESTMENT COUNSEL LLC 3,544 3,344 -5.64 299 302 1.00
2017-11-07 13F-HR Sumitomo Mitsui Trust Holdings, Inc. 2,320,534 2,287,986 -1.40 195,482 206,971 5.88
2017-11-15 13F-HR IFM Investors Pty Ltd 21,133 21,316 0.87 1,780 1,928 8.31
2017-11-14 13F-HR Walleye Trading LLC Put 24,400 40,100 64.34 2,055 3,628 76.55
2017-10-31 13F-HR Brookstone Capital Management 3,098 2,972 -4.07 261 269 3.07
2017-11-14 13F-HR IHT Wealth Management, LLC 823 704 -14.46 38 65 71.05
2017-11-13 13F-HR NORTHERN TRUST CORP 9,941,949 10,289,831 3.50 837,510 930,818 11.14
2017-11-14 13F-HR NOMURA HOLDINGS INC 58,637 38,013 -35.17 4,898 3,409 -30.40
2017-10-16 13F-HR GATEWAY INVESTMENT ADVISERS LLC 556,421 555,424 -0.18 46,873 50,244 7.19
2017-10-30 13F-HR NORTHWEST INVESTMENT COUNSELORS, LLC 152 14
2017-11-13 13F-HR FRANKLIN RESOURCES INC 1,197,744 1,138,320 -4.96 100,898 102,973 2.06
2017-10-02 13F-HR HALL LAURIE J TRUSTEE 2,905 2,905 0.00 244,717 262,786 7.38
2017-08-11 13F-HR BLUESTEIN R H & CO 11,525 0 -100.00 912 0 -100.00
2017-11-07 13F-HR Timber Hill LLC Call 7,900 0 -100.00 665 0 -100.00
2017-11-13 13F-HR ADVANTAGE INVESTMENT MANAGEMENT, LLC 2,383 3,867 62.27 201 350 74.13
2017-11-13 13F-HR Citizens Financial Group Inc/RI 11,054 10,700 -3.20 931 968 3.97
2017-11-13 13F-HR Hunter Associates inc. 2,643 2,643 0.00 223 239 7.17
2017-11-09 13F-HR SCHRODER INVESTMENT MANAGEMENT GROUP 1,205,097 1,416,401 17.53 100,782 127,674 26.68
2017-11-09 13F-HR Diligent Investors, LLC 3,694 3,644 -1.35 311 330 6.11
2017-10-25 13F-HR Aperio Group, LLC 474,384 490,560 3.41 39,962 44,376 11.05
2017-11-06 13F-HR PAPP L ROY & ASSOCIATES 8,114 7,064 -12.94 684 639 -6.58
2017-11-15 13F-HR Capital Wealth Planning, LLC 189,230 14,870 -92.14 15,941 1,346 -91.56
2017-11-15 13F-HR Independent Advisor Alliance 0 6,143 0 563
2017-11-14 13F-HR JANE STREET GROUP, LLC Call 40,600 68,400 68.47 3,420 6,187 80.91
2017-11-14 13F-HR Zions Bancorporation 132 1,337 912.88 11 121 1,000.00
2017-11-02 13F-HR KEYBANK NATIONAL ASSOCIATION/OH 180,949 174,399 -3.62 15,243 15,776 3.50
2017-10-11 13F-HR BAILARD, INC. 13,833 11,318 -18.18 1,165 1,024 -12.10
2017-11-13 13F-HR Sequoia Financial Advisors, LLC 3,436 3,695 7.54 289 334 15.57
2017-11-02 13F-HR OBERMEYER WOOD INVESTMENT COUNSEL, LLLP 2,474 2,400 -2.99 208 217 4.33
2017-11-06 13F-HR RHUMBLINE ADVISERS 1,331,745 1,325,720 -0.45 112,186 119,925 6.90
2017-11-07 13F-HR AMERIPRISE FINANCIAL INC 1,425,523 1,312,267 -7.94 120,079 118,713 -1.14
2017-11-09 13F-HR CITADEL ADVISORS LLC Put 719,100 578,500 -19.55 60,577 52,331 -13.61
2017-11-13 13F-HR Pinnacle Holdings, LLC 15,323 16,468 7.47 1,290,810 1,489,695 15.41
2017-11-13 13F-HR Bb&t Investment Services, Inc. 3,552 4,971 39.95 306 462 50.98
2017-11-08 13F-HR SYSTEMATIC FINANCIAL MANAGEMENT LP 38,330 36,122 -5.76 3,229 3,268 1.21
2017-11-08 13F-HR AMF Pensionsforsakring AB 835,296 955,495 14.39 66,080 86,434 30.80
2017-10-19 13F-HR HONKAMP KRUEGER FINANCIAL SERVICES INC /ADV 2,952 267
2017-10-12 13F-HR Sonora Investment Management, LLC 325 310 -4.62 27,378 28,043 2.43
2017-11-22 13F-HR Steward Partners Investment Advisory, Llc 42,845 42,960 0.27 3,609 3,886 7.68
2017-08-08 13F-HR Bellwether Investment Group, LLC 802 0 -100.00 63 0 -100.00
2017-11-09 13F-HR CADENCE CAPITAL MANAGEMENT LLC 49,084 27,747 -43.47 4,135 2,510 -39.30
2017-11-20 13F-HR PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 511,611 515,896 0.84 43,098 46,668 8.28
2017-11-14 13F-HR GUGGENHEIM CAPITAL LLC 499,412 473,464 -5.20 42,071 42,831 1.81
2017-11-01 13F-HR State of Tennessee, Treasury Department 567,260 450,737 -20.54 47,786 40,774 -14.67
2017-11-14 13F-HR Freestone Capital Holdings, LLC 23,456 24,329 3.72 1,976 2,201 11.39
2017-11-13 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 3,337,616 3,336,678 -0.03 281,160,772 301,835,892 7.35
2017-10-30 13F-HR Westpac Banking Corp 238,431 243,683 2.20 20,085,428 22,043,564 9.75
2017-10-30 13F-HR Ironwood Investment Counsel, LLC 63,550 63,175 -0.59 5,353 5,715 6.76
2017-11-02 13F-HR CAMBRIDGE TRUST CO 20,370 21,387 4.99 1,716 1,935 12.76
2017-11-03 13F-HR COURIER CAPITAL CORP 20,395 20,280 -0.56 1,718 1,835 6.81
2017-11-07 13F-HR BANK HAPOALIM BM 5,954 6,339 6.47 502 573 14.14
2017-11-14 13F-HR Cubist Systematic Strategies, LLC 10,380 2,597 -74.98 874 235 -73.11
2017-11-07 13F-HR USCA RIA LLC 29,233 29,233 0.00 2,463 2,463 0.00
2017-10-27 13F-HR ENTERPRISE FINANCIAL SERVICES CORP 309 309 0.00 26 28 7.69
2017-10-18 13F-HR ARROW FINANCIAL CORP 11,080 5,550 -49.91 933 503 -46.09
2017-11-06 13F-HR Retirement Systems of Alabama 799,417 791,360 -1.01 67,343 71,586 6.30
2017-10-31 13F-HR SignalPoint Asset Management, LLC 0 2,844 0 257
2017-11-15 13F-HR EP Wealth Advisors, Inc. 3,578 3,440 -3.86 301 311 3.32
2017-11-02 13F-HR/A-1 Palisade Asset Management, LLC 8,249 8,447 2.40 695 764 9.93
2017-11-08 13F-HR Buckingham Asset Management, LLC 6,401 5,999 -6.28 539 543 0.74
2017-10-27 13F-HR Probity Advisors, Inc. 0 2,330 0 211
2017-11-13 13F-HR Artisan Partners Limited Partnership 5,057,642 5,018,841 -0.77 426,056 454,004 6.56
2017-11-13 13F-HR WITTENBERG INVESTMENT MANAGEMENT, INC. 3,860 3,860 0.00 325 349 7.38
2017-10-17 13F-HR Cutler Group LP Call 48,200 47,100 -2.28 630 822 30.48
2017-11-08 13F-HR SPRUCEGROVE INVESTMENT MANAGEMENT LTD 279,300 272,900 -2.29 23,528 24,687 4.93
2017-11-03 13F-HR FDx Advisors, Inc. 20,503 20,212 -1.42 1,727 1,828 5.85
2017-11-14 13F-HR SALIENT TRUST CO LTA 5,087 0 -100.00 429 0 -100.00
2017-10-31 13F-HR DUPONT CAPITAL MANAGEMENT Corp 30,002 16,201 -46.00 2,527 1,466 -41.99
2017-10-20 13F-HR MOUNTAIN PACIFIC INVESTMENT ADVISERS INC/ID 0 2,230 0 202
2017-10-26 13F-HR Callahan Advisors, LLC 16,377 16,377 0.00 1,380 1,481 7.32
2017-10-17 13F-HR CENTRAL TRUST Co 41,754 41,050 -1.69 3,517 3,714 5.60
2017-11-13 13F-HR Harvest Fund Management Co., Ltd 530 530 0.00 45 48 6.67
2017-10-16 13F-HR HILLS BANK & TRUST CO 4,000 3,900 -2.50 337 353 4.75
2017-10-24 13F-HR FIRST TRUST ADVISORS LP 157,952 108,645 -31.22 13,306 9,828 -26.14
2017-11-02 13F-HR BNP Paribas Investment Partners S.A. 149,762 155,592 3.89 12,616 14,075 11.56
2017-10-17 13F-HR Fisher Asset Management, LLC 11,247,348 11,547,390 2.67 947,477 1,044,577 10.25
2017-11-09 13F-HR BARR E S & CO 289,396 266,641 -7.86 24,379 24,120 -1.06
2017-10-24 13F-HR HUNTINGTON NATIONAL BANK 195,145 180,691 -7.41 16,440 16,345 -0.58
2017-08-14 13F-HR Compagnie Odier SCA 750 0 -100.00 59 0 -100.00
2017-10-23 13F-HR STRS OHIO 970,940 966,278 -0.48 81,791 87,409 6.87
2017-11-03 13F-HR Moisand Fitzgerald Tamayo, LLC 2,449 222
2017-10-27 13F-HR 1ST SOURCE BANK 61,638 59,790 -3.00 5,192 5,408 4.16
2017-11-07 13F-HR Pictet & Cie (Europe) SA 9,608 12,308 28.10 809 1,113 37.58
2017-11-13 13F-HR Strategic Advisors LLC 6,632 6,639 0.11 559 601 7.51
2017-10-13 13F-HR CENTRAL BANK & TRUST CO 3,474 3,474 0.00 293 314 7.17
2017-11-13 13F-HR M&T BANK CORP 249,558 244,873 -1.88 21,022 22,151 5.37
2017-10-11 13F-HR Blue Fin Capital, Inc. 7,194 6,388 -11.20 606 577 -4.79
2017-11-14 13F-HR RMB Capital Management, LLC Put 224,000 136,000 -39.29 18,870 12,303 -34.80
2017-11-14 13F-HR Financial Advantage, Inc. 0 680 0 62
2017-11-08 13F-HR/A-1 Cornerstone Investment Partners, LLC 919,660 906,883 -1.39 77,472 82,037 5.89
2017-11-15 13F-HR 10-15 ASSOCIATES, INC. 124,400 124,429 0.02 10,479 11,255 7.41
2017-11-14 13F-HR FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. 126,087 140,634 11.54 10,621 12,722 19.78
2017-10-26 13F-HR Westchester Capital Management, Inc. 500 500 0.00 42 45 7.14
2017-08-08 13F-HR Mitsubishi UFJ Securities Holdings Co., Ltd. 170 0 -100.00 13 0 -100.00
2017-11-14 13F-HR Covington Capital Management 24,943 23,979 -3.86 2,101 2,169 3.24
2017-10-26 13F-HR Broderick Brian C 4,000 3,275 -18.12 337 296 -12.17
2017-11-14 13F-HR FIFTH THIRD BANCORP 99,792 98,961 -0.83 8,406 8,952 6.50
2017-11-09 13F-HR Amica Retiree Medical Trust 12,958 12,958 0.00 1,092 1,172 7.33
2017-10-11 13F-HR UMB BANK N A/MO 24,855 23,997 -3.45 2,093 2,171 3.73
2017-11-14 13F-HR CPCM, LLC 2,699 0 -100.00 227 0 -100.00
2017-10-30 13F-HR ADAMS DIVERSIFIED EQUITY FUND, INC. 378,300 378,300 0.00 31,868 34,221 7.38
2017-11-13 13F-HR MARIETTA INVESTMENT PARTNERS LLC 2,950 2,950 0.00 249 267 7.23
2017-10-27 13F-HR Cambridge Advisors Inc. 2,960 2,960 0.00 249 268 7.63
2017-10-27 13F-HR STEWART & PATTEN CO LLC 8,683 8,600 -0.96 731 778 6.43
2017-11-14 13F-HR Steel Canyon Capital, LLC 79,392 58,377 -26.47 6,688 5,281 -21.04
2017-11-14 13F-HR PEAK6 Investments, L.P. 102,818 128,952 25.42 8,661 11,665 34.68
2017-11-14 13F-HR Grantham, Mayo, Van Otterloo & Co. LLC 4,976,964 3,949,056 -20.65 419,259 357,232 -14.79
2017-11-13 13F-HR Marshall Wace LLP 0 199,720 0 17,975
2017-11-13 13F-HR SENTRY INVESTMENT MANAGEMENT LLC 60,659 60,619 -0.07 5,110 5,484 7.32
2017-11-13 13F-HR Quantitative Investment Management, LLC 368,500 128,800 -65.05 31,042 11,651 -62.47
2017-11-03 13F-HR BIRMINGHAM CAPITAL MANAGEMENT CO INC/AL 38,025 37,995 -0.08 3,203 3,437 7.31
2017-10-20 13F-HR ROCKEFELLER FINANCIAL SERVICES INC 0 728 0 66
2017-11-14 13F-HR Baird Financial Group, Inc. 360,243 330,017 -8.39 30,347 29,853 -1.63
2017-11-14 13F-HR CREDIT AGRICOLE S A 967,915 922,047 -4.74 81,536 83,407 2.29
2017-10-31 13F-HR DUMONT & BLAKE INVESTMENT ADVISORS LLC 2,510 2,510 0.00 211 227 7.58
2017-08-14 13F-HR MASSMUTUAL TRUST CO FSB/ADV 53,668 52,597 -2.00 4,245,675 4,430,771 4.36
2017-11-08 13F-HR Aquamarine Capital Management, LLC 272,430 272,430 0.00 22,950 24,644 7.38
2017-11-07 13F-HR MARKSTON INTERNATIONAL LLC 273,371 213,371 -21.95 23,029 19,302 -16.18
2017-11-14 13F-HR PDT Partners, LLC 289,198 269,400 -6.85 24,362 24,370 0.03
2017-10-10 13F-HR CHEMUNG CANAL TRUST CO 8,144 8,091 -0.65 686 732 6.71
2017-11-14 13F-HR GUARDIAN LIFE INSURANCE CO OF AMERICA 1,696 1,667 -1.71 143 151 5.59
2017-11-14 13F-HR Lenox Wealth Management, Inc. 1,026 1,019 -0.68 86 92 6.98
2017-11-13 13F-HR Laurion Capital Management LP Put 646,400 248,900 -61.49 54,453 22,515 -58.65
2017-11-02 13F-HR TRAIN BABCOCK ADVISORS LLC 2,750 2,750 0.00 231 249 7.79
2017-10-23 13F-HR WHITTIER TRUST CO 81,801 82,011 0.26 6,891 7,418 7.65
2017-11-15 13F-HR Aspen Investment Management Inc 3,825 3,825 0.00 322 346 7.45
2017-10-12 13F-HR PASTEL & ASSOCIES SA 63,600 52,500 -17.45 5,358 4,749 -11.37
2017-11-03 13F-HR ADVISOR PARTNERS LLC 17,439 17,986 3.14 1,469 1,627 10.76
2017-10-11 13F-HR TOTH FINANCIAL ADVISORY CORP 0 2,782 0 252
2017-10-26 13F-HR Hanson & Doremus Investment Management 2,539 2,539 0.00 214 230 7.48
2017-11-01 13F-HR Parkwood LLC 2,870 3,557 23.94 242 322 33.06
2017-11-15 13F-HR GROUP ONE TRADING, L.P. Call 14,100 13,100 -7.09 1,188 1,185 -0.25
2017-11-09 13F-HR Estabrook Capital Management 9,815 9,615 -2.04 826,816 869,773 5.20
2017-11-13 13F-HR PATHSTONE FAMILY OFFICE, LLC 5 0 -100.00 0 0
2017-10-31 13F-HR PECAUT & CO. 8,400 8,374 -0.31 708 758 7.06
2017-11-08 13F-HR Horan Capital Advisors, LLC. 0 610 0 55
2017-11-14 13F-HR Sullivan, Bruyette, Speros & Blaney, Inc. 6,554 6,554 0.00 552 593 7.43
2017-11-13 13F-HR Spears Abacus Advisors LLC 5,552 5,552 0.00 468 502 7.26
2017-11-09 13F-HR OLD DOMINION CAPITAL MANAGEMENT INC 9,910 10,000 0.91 835 905 8.38
2017-10-10 13F-HR HIGHLAND CAPITAL MANAGEMENT, LLC 7,050 7,800 10.64 594 706 18.86
2017-11-14 13F-HR First Pacific Advisors, LLC 3,397,590 3,345,940 -1.52 286,213 302,674 5.75
2017-11-07 13F-HR Commonwealth Equity Services, Inc 142,359 154,120 8.26 11,992 13,941 16.25
2017-11-02 13F-HR FIDUCIARY TRUST CO 99,641 109,362 9.76 8,394 9,893 17.86
2017-11-15 13F-HR Highlander Capital Management, LLC 1,200 1,000 -16.67 102 90 -11.76
2017-11-14 13F-HR Walleye Trading LLC 0 41,501 0 3,754
2017-11-13 13F-HR WELLINGTON MANAGEMENT GROUP LLP 16,779,589 17,569,357 4.71 1,413,512 1,589,324 12.44
2017-11-15 13F-HR TIEMANN INVESTMENT ADVISORS, LLC 3,326 3,327 0.03 280 301 7.50
2017-10-25 13F-HR State of New Jersey Common Pension Fund D 400,000 400,000 0.00 33,696 36,184 7.38
2017-11-06 13F-HR Spot Trading L.l.c. Call 12,100 10,100 -16.53 1,019 914 -10.30
2017-10-27 13F-HR Sumitomo Mitsui Asset Management Company, LTD 96,329 88,018 -8.63 8,114 7,962 -1.87
2017-11-13 13F-HR Pacifica Capital Investments, LLC 22,576 19,538 -13.46 1,902 1,767 -7.10
2017-11-02 13F-HR RFG Advisory Group, LLC 5,616 5,500 -2.07 473 504 6.55
2017-11-08 13F-HR CYPRESS ASSET MANAGEMENT INC/TX 3,850 3,550 -7.79 324 321 -0.93
2017-11-06 13F-HR YHB Investment Advisors, Inc. 13,377 12,602 -5.79 1,127 1,140 1.15
2017-11-14 13F-HR DIAM Co., Ltd. 1,234,990 1,225,647 -0.76 103,980 110,844 6.60
2017-11-06 13F-HR Stanley Capital Management, LLC 59,930 70,430 17.52 5,049 6,371 26.18
2017-10-24 13F-HR Mps Loria Financial Planners, Llc 205 0 -100.00 18 0 -100.00
2017-08-14 13F-HR CLEARBRIDGE, LLC 1,030 0 -100.00 81 0 -100.00
2017-11-01 13F-HR PARNASSUS INVESTMENTS /CA 2,300,000 2,300,000 0.00 193,752 208,058 7.38
2017-11-09 13F-HR Godshalk Welsh Capital Management, Inc. 15,685 14,410 -8.13 1,321 1,304 -1.29
2017-10-18 13F-HR HOWE & RUSLING INC 182 139 -23.63 15 13 -13.33
2017-10-31 13F-HR LINCOLN NATIONAL CORP 2,495 2,998 20.16 210 271 29.05
2017-11-02 13F-HR CULLEN/FROST BANKERS, INC. 328,386 323,526 -1.48 27,663 29,266 5.79
2017-10-18 13F-HR EXANE DERIVATIVES 10,925 11,744 7.50 920,149 1,062,185 15.44
2017-11-07 13F-HR COMMERCE BANK 168,977 14,234
2017-11-14 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC 3,166 12,064 281.05 267 1,091 308.61
2017-11-14 13F-HR Princeton Portfolio Strategies Group LLC 42,655 41,855 -1.88 3,593 3,786 5.37
2017-11-13 13F-HR HCR Wealth Advisors 2,221 201
2017-11-13 13F-HR PRIMECAP MANAGEMENT CO/CA/ 524,700 524,700 0.00 44,201 47,464 7.38
2017-11-13 13F-HR FDO Partners, LLC 0 13,357 0 1,208
2017-11-08 13F-HR Bdo Wealth Advisors, Llc 212 525 147.64 18 47 161.11
2017-11-14 13F-HR Pacific Global Investment Management CO 30,421 30,106 -1.04 2,563 2,723 6.24
2017-11-13 13F-HR BABSON CAPITAL MANAGEMENT LLC 36,437 18,337 -49.67 3,069 1,659 -45.94
2017-10-31 13F-HR Csenge Advisory Group 5,961 539,232
2017-11-13 13F-HR Sandhill Capital Partners LLC 6,330 6,107 -3.52 533 552 3.56
2017-11-03 13F-HR Moreno Evelyn V 3,500 3,500 0.00 295 317 7.46
2017-11-08 13F-HR ProVise Management Group, LLC 76,733 76,393 -0.44 6,464 6,910 6.90
2017-11-08 13F-HR ROTHSCHILD ASSET MANAGEMENT INC 629,575 607,209 -3.55 53,036 54,929 3.57
2017-11-13 13F-HR DEARBORN PARTNERS LLC 2,861 2,861 0.00 241 259 7.47
2017-11-13 13F-HR WHEATLAND ADVISORS INC 4,100 4,100 0.00 345 371 7.54
2017-11-09 13F-HR Johnson Financial Group, Inc. 921 986 7.06 77 89 15.58
2017-10-19 13F-HR BOYD WATTERSON ASSET MANAGEMENT LLC/OH 26,408 26,125 -1.07 2,225 2,363 6.20
2017-11-14 13F-HR Folger Hill Asset Management LP 0 7,100 0 642
2017-08-15 13F-HR Alpine Partners VI, LLC 28,751 0 -100.00 2,274 0 -100.00
2017-11-14 13F-HR Farmhouse Investment Management LLC 11,450 11,450 0.00 965 1,036 7.36
2017-11-14 13F-HR MML INVESTORS SERVICES, LLC 16,301 18,539 13.73 1,373 1,677 22.14
2017-10-12 13F-HR Bogart Wealth, Llc 157 14
2017-11-14 13F-HR Simmons Bank 9,564 10,043 5.01 806 909 12.78
2017-11-29 13F-HR WAGNER BOWMAN MANAGEMENT CORP 7,777 7,659 -1.52 655 692 5.65
2017-11-01 13F-HR CHICAGO EQUITY PARTNERS LLC 14,880 0 -100.00 1,253 0 -100.00
2017-10-31 13F-HR Savant Capital, LLC 7,640 7,667 0.35 644 694 7.76
2017-11-15 13F-HR Janney Montgomery Scott LLC 149,487 142,817 -4.46 12,593 12,919 2.59
2017-11-17 13F-HR Archford Capital Strategies, LLC 16,645 0 -100.00 533 0 -100.00
2017-10-13 13F-HR Legacy Private Trust Co. 0 2,300 0 208
2017-11-09 13F-HR Hugh Johnson Advisors LLC 4,750 4,750 0.00 400 430 7.50
2017-10-11 13F-HR FERGUSON WELLMAN CAPITAL MANAGEMENT, INC 17,057 16,927 -0.76 1,437 1,531 6.54
2017-11-14 13F-HR BANK OF AMERICA CORP /DE/ Call 136,900 164,500 20.16 11,532 14,880 29.03
2017-10-23 13F-HR MIZUHO SECURITIES USA INC. 0 15,307 0 1,385
2017-10-25 13F-HR HEARTLAND ADVISORS INC 116,677 106,889 -8.39 9,829 9,669 -1.63
2017-11-13 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 1,533,121 1,514,199 -1.23 129,149 136,976 6.06
2017-10-05 13F-HR Lowe fs, LLC 20 20 0.00 2 2 0.00
2017-08-03 13F-HR QUATTRO FINANCIAL ADVISORS LLC 1,000 0 -100.00 79,110 0 -100.00
2017-12-14 13F-HR/A-1 PARAMETRIC PORTFOLIO ASSOCIATES LLC 2,000,998 2,155,226 7.71 168,564 194,962 15.66
2017-10-25 13F-HR FIRST QUADRANT L P/CA 60,367 60,367 0.00 5,085 5,461 7.39
2017-10-26 13F-HR FORT PITT CAPITAL GROUP, LLC 7,584 7,835 3.31 639 709 10.95
2017-11-15 13F-HR CASTLEARK MANAGEMENT LLC 2,675 2,675 0.00 225 242 7.56
2017-11-14 13F-HR QCM Cayman, Ltd. 2,493 0 -100.00 210 0 -100.00
2017-10-23 13F-HR CAPROCK Group, Inc. 9,308 9,206 -1.10 784 833 6.25
2017-10-24 13F-HR Steinberg Global Asset Management 4,305 4,305 0.00 363 389 7.16
2017-11-06 13F-HR First Eagle Investment Management, LLC 16,342,822 12,939,595 -20.82 1,376,719 1,170,516 -14.98
2017-11-13 13F-HR Round Hill Asset Management 3,015 3,015 0.00 254 273 7.48
2017-11-14 13F-HR HighTower Advisors, LLC 338,799 364,160 7.49 28,544 32,966 15.49
2017-11-14 13F-HR TWO SIGMA SECURITIES, LLC 19,045 3,825 -79.92 1,604 346 -78.43
2017-11-14 13F-HR Jefferies Group LLC Put 21,800 43,600 100.00 1,836 3,944 114.81
2017-11-14 13F-HR HSBC HOLDINGS PLC Put 342,800 329,000 -4.03 28,877 29,761 3.06
2017-11-13 13F-HR Convergence Investment Partners, LLC 2,456 0 -100.00 207 0 -100.00
2017-11-14 13F-HR BlackRock Inc. 44,685,897 42,309,172 -5.32 3,764,339 3,827,287 1.67
2017-11-13 13F-HR MUFG Americas Holdings Corp 199,549 194,744 -2.41 16,810 17,617 4.80
2017-10-31 13F-HR PARTHENON LLC 49,705 52,000 4.62 4,187 4,704 12.35
2017-11-06 13F-HR TEACHER RETIREMENT SYSTEM OF TEXAS 7,964 135,037 1,595.59 671 12,215 1,720.42
2017-11-14 13F-HR Jefferies Group LLC Call 34,100 33,600 -1.47 2,873 3,039 5.78
2017-08-02 13F-HR/A-1 JENNISON ASSOCIATES LLC 12,553 0 -100.00 930 0 -100.00
2017-11-07 13F-HR FRONT BARNETT ASSOCIATES LLC 116,806 109,144 -6.56 9,840 9,873 0.34
2017-10-27 13F-HR Crossmark Global Holdings, Inc. 60,859 60,859 0.00 5,505 5,505 0.00
2017-11-13 13F-HR BOSTON FAMILY OFFICE LLC 25,558 25,443 -0.45 2,153 2,302 6.92
2017-10-25 13F-HR Doyle Wealth Management 3,274 296
2017-10-25 13F-HR DUFF & PHELPS INVESTMENT MANAGEMENT CO 8,625 8,390 -2.72 727 759 4.40
2017-10-12 13F-HR Koshinski Asset Management, Inc. 5,319 5,301 -0.34 448,073 479,528 7.02
2017-11-13 13F-HR DOHENY ASSET MANAGEMENT /CA 3,904 3,904 0.00 329 353 7.29
2017-11-13 13F-HR PETTYJOHN, WOOD & WHITE, INC 0 2,250 0 204
2017-08-04 13F-HR HERNDON CAPITAL MANAGEMENT LLC 253,385 236,727 -6.57 20,046 19,942 -0.52
2017-11-14 13F-HR Meristem, LLP 5,180 5,380 3.86 436 487 11.70
2017-11-14 13F-HR MORGAN STANLEY 6,258,372 6,409,356 2.41 527,205 579,791 9.97
2017-11-06 13F-HR BLS CAPITAL FONDSMAEGLERSELSKAB A/S 451,196 460,596 2.08 38,009 41,666 9.62
2017-10-11 13F-HR DnB Asset Management AS 83,964 81,264 -3.22 7,073,127 7,351,141 3.93
2017-11-02 13F-HR Boston Partners 824,464 858,276 4.10 69,453 77,640 11.79
2017-11-14 13F-HR Cantab Capital Partners LLP 333 948 184.68 28,000 86,000 207.14
2017-07-18 13F-HR/A-3 BOOTHBAY FUND MANAGEMENT, LLC 3,060 3,013 -1.54 239 210 -12.13
2017-10-27 13F-HR SOL Capital Management CO 17,700 17,625 -0.42 1,491 1,594 6.91
2017-11-20 13F-HR MCMILLION CAPITAL MANAGEMENT INC 12,545 12,545 0.00 1,057 1,135 7.38
2017-11-09 13F-HR Manchester Capital Management LLC 3,604 5,404 49.94 304 489 60.86
2017-11-14 13F-HR QUEST INVESTMENT MANAGEMENT INC/OR 3,863 6,151 59.23 325 556 71.08
2017-11-13 13F-HR Employees Retirement System of Texas 179,700 179,700 0.00 15,138 16,256 7.39
2017-11-14 13F-HR MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 17,561,616 17,544,382 -0.10 1,479,390 1,587,066 7.28
2017-11-13 13F-HR Argent Trust Co 43,182 42,862 -0.74 3,637 3,877 6.60
2017-10-25 13F-HR ROTHSCHILD INVESTMENT CORP /IL 4,777 4,687 -1.88 402 424 5.47
2017-11-13 13F-HR EATON VANCE MANAGEMENT 1,268,315 1,300,573 2.54 106,843 117,650 10.11
2017-11-13 13F-HR JUPITER ASSET MANAGEMENT LTD 124,458 121,507 -2.37 10,484 10,992 4.85
2017-07-27 13F-HR Accuvest Global Advisors 5,610 0 -100.00 444 0 -100.00
2017-10-13 13F-HR Vigilant Capital Management, LLC 62 62 0.00 5 6 20.00
2017-10-31 13F-HR COUNTRY TRUST BANK 399,497 435,371 8.98 33,654 39,384 17.03
2017-11-14 13F-HR TWO SIGMA INVESTMENTS LLC 35,366 12,667 -64.18 2,979 1,146 -61.53
2017-11-13 13F-HR Fiera Capital Corp 34,379 34,477 0.29 2,896 3,118 7.67
2017-11-13 13F-HR Utah Retirement Systems 136,033 134,733 -0.96 11,460 12,188 6.35
2017-10-23 13F-HR RAND WEALTH, LLC 32,646 32,646 0.00 2,750 2,953 7.38
2017-11-09 13F-HR TDAM USA INC. 123,791 31,601 -74.47 10,353 2,859 -72.38
2017-11-01 13F-HR Mn Services Vermogensbeheer B.V. 124,789 125,289 0.40 10,512 11,334 7.82
2017-11-13 13F-HR OPPENHEIMER FUNDS INC 3,827,788 3,738,181 -2.34 322,452 338,156 4.87
2017-11-02 13F-HR AlphaMark Advisors, LLC 617 617 0.00 52 56 7.69
2017-07-28 13F-HR INGALLS & SNYDER LLC 23,543 0 -100.00 1,862 0 -100.00
2017-10-23 13F-HR RELIANCE TRUST CO OF DELAWARE 27,787 26,847 -3.38 2,341 2,429 3.76
2017-11-14 13F-HR ROYAL BANK OF SCOTLAND GROUP PLC 0 51,686 0 4,675
2017-10-24 13F-HR REDW Stanley Financial Advisors LLC 2,388 2,388 0.00 201 216 7.46
2017-10-31 13F-HR Goelzer Investment Management, Inc. 64,729 50,610 -21.81 5,453 4,578 -16.05
2017-08-11 13F-HR PBWM Holdings, LLC 7,002 7,002 0.00 554 590 6.50
2017-11-02 13F-HR Smith Asset Management Group LP 245 675 175.51 21 61 190.48
2017-11-14 13F-HR PEAK6 Investments, L.P. Put 246,400 200,100 -18.79 20,757 18,101 -12.80
2017-11-13 13F-HR RUANE, CUNNIFF & GOLDFARB INC 13,751 13,500 -1.83 1,158 1,221 5.44
2017-11-14 13F-HR Point72 Asia (Hong Kong) Ltd 0 39 0 4
2017-10-27 13F-HR BECK MACK & OLIVER LLC 372,881 355,375 -4.69 31,411 32,147 2.34
2017-10-27 13F-HR Beach Investment Management, LLC. 8,054 0 -100.00 678 0 -100.00
2017-10-17 13F-HR Creative Planning Put 900 0 -100.00 0 0
2017-11-14 13F-HR BALYASNY ASSET MANAGEMENT LLC Put 300,000 100,000 -66.67 25,272 9,046 -64.21
2017-10-12 13F-HR ATRIA INVESTMENTS LLC 9,166 10,135 10.57 772 917 18.78
2017-10-27 13F-HR Bollard Group LLC 162 163 0.62 14 15 7.14
2017-11-09 13F-HR Burt Wealth Advisors 2,336 2,336 0.00 196 211 7.65
2017-11-07 13F-HR CONCENTRIC WEALTH MANAGEMENT, LLC 11,155 11,155 0.00 940 1,009 7.34
2017-11-09 13F-HR FOLGER NOLAN FLEMING DOUGLAS CAPITAL MANAGEMENT, INC 24,037 20,507 -14.69 2,025 1,855 -8.40
2017-10-16 13F-HR Baxter Brothers Inc 6,181 6,181 0.00 521 559 7.29
2017-11-21 13F-HR OPTIMUM INVESTMENT ADVISORS 2,395 0 -100.00 202 0 -100.00
2017-11-14 13F-HR HighVista Strategies LLC 4,000 3,400 -15.00 337 308 -8.61
2017-11-14 13F-HR Mairs & Power INC 1,219,552 1,247,502 2.29 102,735 112,849 9.84
2017-11-14 13F-HR Sather Financial Group Inc 76,244 76,044 -0.26 6,423 6,879 7.10
2017-11-08 13F-HR Findlay Park Partners LLP 4,050,091 4,397,704 8.58 341,180 397,816 16.60
2017-11-20 13F-HR/A-1 SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 1,987,100 1,940,100 -2.37 167,393 175,502 4.84
2017-11-14 13F-HR Bridgewater Wealth & Financial Management, LLC 117,177 115,463 -1.46 9,871 10,445 5.82
2017-11-14 13F-HR CHILTON CAPITAL MANAGEMENT LLC 128,299 122,773 -4.31 10,808 11,106 2.76
2017-11-06 13F-HR Mraz, Amerine & Associates, Inc. 9,291 9,246 -0.48 783 836 6.77
2017-11-14 13F-HR BRITISH COLUMBIA INVESTMENT MANAGEMENT CORP 411,625 400,665 -2.66 34,675 36,244 4.52
2017-10-30 13F-HR Barton Investment Management 23,462 23,462 0.00 1,976 2,122 7.39
2017-10-10 13F-HR TRUST DEPARTMENT MB FINANCIAL BANK N A 810 810 0.00 68 73 7.35
2017-10-17 13F-HR Capital Investment Advisors, LLC 6,419 6,547 1.99 541 592 9.43
2017-11-02 13F-HR Harel Insurance Investments & Financial Services Ltd. 3,370 2,300 -31.75 284 208 -26.76
2017-10-27 13F-HR WMS Partners, LLC 11,395 11,395 0.00 960 1,031 7.40
2017-11-15 13F-HR Cambria Investment Management, L.P. 13,090 12,547 -4.15 1,103 1,135 2.90
2017-11-09 13F-HR LVW Advisors, LLC 3,613 3,744 3.63 304 339 11.51
2017-11-14 13F-HR GOLDMAN SACHS GROUP INC Call 415,300 643,500 54.95 34,985 58,211 66.39
2017-11-07 13F-HR Mascoma Wealth Management LLC 955 955 0.00 80 86 7.50
2017-10-19 13F-HR Town & Country Bank & Trust CO dba First Bankers Trust CO 5,077 4,825 -4.96 428 436 1.87
2017-11-14 13F-HR Independent Order of Foresters 6,713 6,713 0.00 566 607 7.24
2017-11-08 13F-HR FIRST INTERSTATE BANK 117,038 92,649 -20.84 9,859 8,381 -14.99
2017-11-13 13F-HR HARTFORD INVESTMENT MANAGEMENT CO 173,428 170,262 -1.83 14,610 15,402 5.42
2017-11-08 13F-HR Genovese Burford & Brothers Wealth & Retirement Plan Management, LLC 2,652 2,662 0.38 223 240 7.62
2017-10-17 13F-HR Cutler Group LP Put 110,900 145,700 31.38 59 25 -57.63
2017-10-04 13F-HR Osborn Rohs Williams & Donohoe Ltd 22,426 21,926 -2.23 1,889 1,983 4.98
2017-11-08 13F-HR Martin Investment Management, LLC 123,053 125,419 1.92 10,366 11,345 9.44
2017-10-26 13F-HR DELTA ASSET MANAGEMENT LLC/TN 944 944 0.00 80 85 6.25
2017-11-09 13F-HR PIONEER INVESTMENT MANAGEMENT INC 414,778 413,778 -0.24 34,941 37,430 7.12
2017-10-16 13F-HR CWM, LLC 390 804 106.15 33 73 121.21
2017-11-16 13F-HR Moors & Cabot, Inc. 18,892 12,742 -32.55 1,590 1,153 -27.48
2017-11-14 13F-HR Bragg Financial Advisors, Inc 89,725 90,310 0.65 7,558 8,169 8.08
2017-10-26 13F-HR IFC Holdings Incorporated/FL 6,718 7,066 5.18 565 638 12.92
2017-10-18 13F-HR ARCADIA INVESTMENT MANAGEMENT CORP/MI 17,514 17,714 1.14 1,475 1,602 8.61
2017-11-09 13F-HR FINANCIAL PARTNERS CAPITAL MANAGEMENT LLC 8,084 7,753 -4.09 681 701 2.94
2017-11-09 13F-HR JP MORGAN CHASE & CO Put 1,000,000 33,200 -96.68 84,240 2,993 -96.45
2017-11-06 13F-HR QCI ASSET MANAGEMENT INC/NY 35 116 231.43 3 10 233.33
2017-11-13 13F-HR ProShare Advisors LLC 250,450 260,327 3.94 21,098 23,549 11.62
2017-10-10 13F-HR Ledyard National Bank 5,973 6,977 16.81 503 631 25.45
2017-11-08 13F-HR SKBA CAPITAL MANAGEMENT LLC 3,250 3,250 0.00 274 294 7.30
2017-11-14 13F-HR KINGS POINT CAPITAL MANAGEMENT 98,510 97,236 -1.29 8,298 8,796 6.00
2017-07-10 13F-HR CAPSTONE ASSET MANAGEMENT CO 62,701 60,110 -4.13 4,960 5,064 2.10
2017-11-06 13F-HR CIBC Asset Management Inc 104,969 95,427 -9.09 8,843 8,632 -2.39
2017-10-30 13F-HR ZEVIN ASSET MANAGEMENT LLC 3,520 3,504 -0.45 297 317 6.73
2017-10-31 13F-HR Andra AP-fonden 42,300 53,700 26.95 3,563 4,858 36.35
2017-11-13 13F-HR Family Management Corp 39,175 39,225 0.13 3,300 3,548 7.52
2017-11-13 13F-HR COMMONWEALTH BANK OF AUSTRALIA 133,670 137,807 3.09 11,259 12,460 10.67
2017-11-14 13F-HR Chevy Chase Trust Holdings, Inc. 655,824 649,397 -0.98 55,246 58,745 6.33
2017-10-16 13F-HR Dynamic Advisors Solutions LLC 12,012 0 -100.00 1,012 0 -100.00
2017-11-03 13F-HR PITCAIRN CO 7,215 6,923 -4.05 608 626 2.96
2017-11-14 13F-HR Kemper Corp Master Retirement Trust 26,000 26,000 0.00 2,190 2,352 7.40
2017-11-08 13F-HR AE Wealth Management LLC 13,923 17,264 24.00 1,173 1,562 33.16
2017-11-13 13F-HR FEDERATED INVESTORS INC /PA/ 33,368 27,932 -16.29 2,811 2,527 -10.10
2017-08-08 13F-HR Pacad Investment Ltd. 7,900 0 -100.00 625 0 -100.00
2017-11-14 13F-HR Homrich & Berg 4,827 15,488 220.86 407 1,401 244.23
2017-11-14 13F-HR ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 901,100 1,702,576 88.94 75,909 154,015 102.89
2017-11-09 13F-HR HAVERFORD TRUST CO 26,725 26,584 -0.53 2,251 2,405 6.84
2017-11-02 13F-HR INVESTORS ASSET MANAGEMENT OF GEORGIA INC /GA/ /ADV 7,875 7,875 0.00 663 712 7.39
2017-11-13 13F-HR RidgeWorth Capital Management LLC 167,046 129,922 -22.22 14,140 11,753 -16.88
2017-11-14 13F-HR PUBLIC SECTOR PENSION INVESTMENT BOARD 85,465 83,370 -2.45 7,200 7,542 4.75
2017-11-13 13F-HR Catamount Wealth Management 501 451 -9.98 42 41 -2.38
2017-10-12 13F-HR Trust Co 200 200 0.00 17 18 5.88
2017-11-15 13F-HR Wealthcare Advisory Partners LLC 1 134 13,300.00 0 12
2017-11-03 13F-HR Sterling Investment Advisors, Ltd. 1,500 1,500 0.00 126 136 7.94
2017-11-13 13F-HR Clear Perspective Advisors, LLC 4,018 2,731 -32.03 338 247 -26.92
2017-10-11 13F-HR FRANKLIN STREET ADVISORS INC /NC 105,887 57,290 -45.90 8,920 5,182 -41.91
2017-11-08 13F-HR Pacer Advisors, Inc. 17,213 18,992 10.34 1,450 1,718 18.48
2017-11-02 13F-HR SCHAPER BENZ & WISE INVESTMENT COUNSEL INC/WI 162,363 160,748 -0.99 13,677 14,541 6.32
2017-11-14 13F-HR GREYLIN INVESTMENT MANGEMENT INC 0 2,275 0 206
2017-11-01 13F-HR CAPE COD FIVE CENTS SAVINGS BANK 22,135 21,280 -3.86 1,864 1,925 3.27
2017-11-14 13F-HR MAVERICK CAPITAL LTD 20,770 25,600 23.25 1,750 2,316 32.34
2017-11-14 13F-HR JACOBS & CO/CA 45,965 46,085 0.26 3,872 4,168 7.64
2017-11-28 13F-HR/A-1 SHELTON CAPITAL MANAGEMENT 7,957 7,957 0.00 670 720 7.46
2017-11-06 13F-HR INTRUST BANK NA 8,664 8,644 -0.23 730 782 7.12
2017-10-26 13F-HR Eagle Ridge Investment Management 5,099 461
2017-11-14 13F-HR TWO SIGMA INVESTMENTS LLC Call 9,000 0 -100.00 758 0 -100.00
2017-11-07 13F-HR Ashfield Capital Partners, LLC 13,759 14,334 4.18 1,159 1,297 11.91
2017-10-20 13F-HR Norway Savings Bank 987 987 0.00 83 89 7.23
2017-11-07 13F-HR WAYNE HUMMER INVESTMENTS L.L.C. 12,857 12,755 -0.79 1,083 1,154 6.56
2017-11-15 13F-HR Krilogy Financial LLC 822 924 12.41 69 84 21.74
2017-11-13 13F-HR Hudson Bay Capital Management LP Put 60,000 0 -100.00 5,054 0 -100.00
2017-07-21 13F-HR PRIVATE BANK & TRUST CO 7,232 0 -100.00 572 0 -100.00
2017-10-03 13F-HR McQueen, Ball & Associates Inc. 22,379 22,847 2.09 1,885 2,067 9.66
2017-11-07 13F-HR FJARDE AP-FONDEN /FOURTH SWEDISH NATIONAL PENSION FUND 184,091 181,123 -1.61 15,508 16,384 5.65
2017-10-27 13F-HR Mosaic Family Wealth, LLC 3,481 3,438 -1.24 293 311 6.14
2017-11-14 13F-HR Itau Unibanco Holding S.A. 6,828 1,770 -74.08 575 507 -11.83
2017-11-13 13F-HR Bruderman Asset Management, LLC 562 0 -100.00 47 0 -100.00
2017-11-14 13F-HR DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 39,110 206,690 428.48 3,291 18,697 468.13
2017-10-26 13F-HR Patriot Financial Group Insurance Agency, LLC 249 248 -0.40 21 23 9.52
2017-11-13 13F-HR Roundview Capital LLC 21,031 1,772
2017-11-08 13F-HR Olstein Capital Management, L.P. 99,306 66,000 -33.54 8,366 5,970 -28.64
2017-10-23 13F-HR FLAGSHIP HARBOR ADVISORS, LLC 3,842 4,013 4.45 319 372 16.61
2017-10-24 13F-HR Rathbone Brothers plc 8,184 7,884 -3.67 689 713 3.48
2017-10-23 13F-HR RIVER & MERCANTILE ASSET MANAGEMENT LLP 39,414 39,414 0.00 3,320 3,564 7.35
2017-11-14 13F-HR Pacific Center for Financial Services 475 475 0.00 40 43 7.50
2017-11-13 13F-HR Waratah Capital Advisors Ltd. 7,032 0 -100.00 592 0 -100.00
2017-11-08 13F-HR WASATCH ADVISORS INC 5,400 4,900 -9.26 455 443 -2.64
2017-11-13 13F-HR CITIGROUP INC Call 566,000 792,700 40.05 47,680 71,708 50.39
2017-11-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 38,021 41,420 8.94 3,201 3,750 17.15
2017-11-13 13F-HR ALERUS FINANCIAL NA 46,393 46,075 -0.69 3,908 4,168 6.65
2017-10-11 13F-HR CHARTER TRUST CO 21,522 16,013 -25.60 1,813 1,448 -20.13
2017-11-14 13F-HR Dynamic Capital Management Ltd 12,895 4,956 -61.57 1,086 448 -58.75
2017-10-17 13F-HR Comprehensive Portfolio Management, LLC 2,394 2,329 -2.72 202 211 4.46
2017-11-13 13F-HR PINNACLE ASSOCIATES LTD 136,218 134,266 -1.43 11,475 12,146 5.85
2017-11-08 13F-HR Regal Investment Advisors LLC 26,208 23,158 -11.64 2,208 2,095 -5.12
2017-11-14 13F-HR Violich Capital Management, Inc. 3,000 3,000 0.00 253 271 7.11
2017-08-11 13F-HR PT ASSET MANAGEMENT, LLC Call 30,000 0 -100.00 2,373 0
2017-11-08 13F-HR Pinnacle Wealth Management Advisory Group, LLC 14,298 14,448 1.05 1,204 1,307 8.55
2017-11-08 13F-HR DONALDSON CAPITAL MANAGEMENT, LLC 3,228 3,256 0.87 272 295 8.46
2017-11-13 13F-HR MONETARY MANAGEMENT GROUP INC 27,785 7,350 -73.55 2,341 665 -71.59
2017-10-18 13F-HR Mutual of America Capital Management LLC 91,343 90,163 -1.29 7,695 8,156 5.99
2017-11-14 13F-HR SIGNATUREFD, LLC 4,811 4,715 -2.00 405 427 5.43
2017-11-08 13F-HR Mirae Asset Global Investments Co., Ltd. 31,017 41,243 32.97 2,611 3,731 42.90
2017-11-13 13F-HR PITTENGER & ANDERSON INC 500 500 0.00 42 45 7.14
2017-11-14 13F-HR Richard Bernstein Advisors LLC 75,798 75,798 0.00 6,385 6,857 7.39
2017-10-12 13F-HR Advisory Services Network, LLC 5,635 6,013 6.71 475 544 14.53
2017-11-08 13F-HR DOWLING & YAHNKE LLC 71,971 71,574 -0.55 6,063 6,475 6.80
2017-08-08 13F-HR BRIGHTON JONES LLC 4,873 0 -100.00 385 0 -100.00
2017-11-15 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 2,050,526 2,010,791 -1.94 172,736 181,896 5.30
2017-11-14 13F-HR VERNIER CAPITAL PARTNERS, LP 105,000 70,000 -33.33 8,845 6,332 -28.41
2017-11-02 13F-HR BECKER CAPITAL MANAGEMENT INC 456,722 456,509 -0.05 38,474 41,296 7.33
2017-11-09 13F-HR/A-2 VAUGHAN DAVID INVESTMENTS INC/IL 266,204 263,824 -0.89 22,425 23,866 6.43
2017-11-08 13F-HR Harbour Capital Advisors, LLC 44,058 0 -100.00 523 0 -100.00
2017-11-07 13F-HR First Dallas Securities Inc. 15,725 0 -100.00 1,324 0 -100.00
2017-11-03 13F-HR GRIMES & COMPANY, INC. 9,254 9,254 0.00 780 837 7.31
2017-11-13 13F-HR WHITE PINE CAPITAL LLC 3,985 3,855 -3.26 336 349 3.87
2017-10-17 13F-HR Family Capital Trust Co 55,104 54,697 -0.74 4,642 4,948 6.59
2017-10-18 13F-HR Assenagon Asset Management S.A. Put 0 450,000 0 40,707
2017-11-07 13F-HR Hilton Capital Management, LLC 14,220 14,220 0.00 1,198 1,286 7.35
2017-11-01 13F-HR GABELLI FUNDS LLC 1,788,100 1,788,300 0.01 150,630 161,770 7.40
2017-10-17 13F-HR CITY HOLDING CO 1,572 1,593 1.34 132 144 9.09
2017-11-13 13F-HR Twin Tree Management, LP Call 212,000 121,300 -42.78 17,859 10,973 -38.56
2017-10-12 13F-HR APPLETON PARTNERS INC/MA 2,658 2,650 -0.30 224 240 7.14
2017-11-14 13F-HR Zurich Insurance Group Ltd/FI 104,855 124,489 18.72 8,833 11,261 27.49
2017-11-13 13F-HR THOMAS WHITE INTERNATIONAL LTD 9,668 9,668 0.00 814 874 7.37
2017-11-01 13F-HR Old Mutual Global Investors (UK) Ltd. 0 36,652 0 3,315
2017-11-13 13F-HR SYNOVUS FINANCIAL CORP 23,825 22,962 -3.62 2,010 2,073 3.13
2017-11-14 13F-HR Point72 Asset Management, L.P. 335,664 0 -100.00 28,276 0 -100.00
2017-10-24 13F-HR TRUST CO OF VERMONT 17,789 17,103 -3.86 1,499 1,547 3.20
2017-11-14 13F-HR CIBC WORLD MARKETS CORP 550,432 377,178 -31.48 46,368 34,120 -26.41
2017-10-12 13F-HR Gemmer Asset Management LLC 747 747 0.00 63 68 7.94
2017-11-14 13F-HR Raab & Moskowitz Asset Management LLC 17,884 15,221 -14.89 1,512 1,453 -3.90
2017-07-28 13F-HR Barnett & Company, Inc. 5,640 0 -100.00 446 0 -100.00
2017-10-20 13F-HR HARDESTY CAPITAL MANAGEMENT CORP 2,753 2,753 0.00 232 249 7.33
2017-11-03 13F-HR BNP PARIBAS ARBITRAGE, SA Call 1,732 1,753 1.21 1,525,718 2,212,908 45.04
2017-11-27 13F-HR/A-1 KNIGHTSBRIDGE ASSET MANAGEMENT, LLC 80,023 79,463 -0.70 6,741 7,188 6.63
2017-10-11 13F-HR Beutel, Goodman & Co Ltd. 2,303,772 2,368,705 2.82 149,480 171,273 14.58
2017-11-13 13F-HR GREAT LAKES ADVISORS, LLC 598,474 680,449 13.70 50,416 61,553 22.09
2017-11-09 13F-HR Aviance Capital Partners, LLC 12,160 12,160 0.00 1,024 1,100 7.42
2017-11-14 13F-HR CORNERCAP INVESTMENT COUNSEL INC 11,374 2,424 -78.69 958 219 -77.14
2017-11-14 13F-HR ARIEL INVESTMENTS, LLC 860,258 893,621 3.88 72,468 80,837 11.55
2017-11-14 13F-HR Hutchin Hill Capital, LP 9,500 0 -100.00 800 0 -100.00
2017-10-19 13F-HR LS Investment Advisors, LLC 24,879 23,987 -3.59 2,096 2,170 3.53
2017-11-01 13F-HR STATE OF WISCONSIN INVESTMENT BOARD 855,949 742,343 -13.27 72,105 67,152 -6.87
2017-11-15 13F-HR PIEDMONT INVESTMENT ADVISORS LLC 195,285 195,629 0.18 16,451 17,697 7.57
2017-11-14 13F-HR TCTC Holdings, LLC 10,288 10,288 0.00 867 931 7.38
2017-11-14 13F-HR Azimuth Capital Management LLC 18,250 17,180 -5.86 1,537 1,554 1.11
2017-11-14 13F-HR Adage Capital Partners GP LLC 1,142,200 1,188,000 4.01 96,219 107,466 11.69
2017-10-16 13F-HR State of Alaska, Department of Revenue 6,248 19,978 219.75 526 1,805 243.16
2017-11-14 13F-HR GEODE CAPITAL MANAGEMENT, LLC 7,319,179 7,317,917 -0.02 615,491 660,659 7.34
2017-08-14 13F-HR A.R.T. Advisors, LLC 21,600 0 -100.00 1,708 0 -100.00
2017-11-08 13F-HR Hikari Power Ltd 17,600 17,600 0.00 1,483 1,592 7.35
2017-10-23 13F-HR Westbourne Investment Advisors, Inc. 5,450 3,550 -34.86 459 321 -30.07
2017-10-13 13F-HR Taylor Wealth Management Partners 0 100 0 9
2017-11-03 13F-HR WESPAC Advisors SoCal, LLC 62 5
2017-10-18 13F-HR HERMES INVESTMENT MANAGEMENT LTD 4,950 4,950 0.00 417 448 7.43
2017-10-26 13F-HR Integrated Investment Consultants, LLC 2,861 2,861 0.00 241 259 7.47
2017-10-05 13F-HR Kelman-Lazarov, Inc. 4,614 4,439 -3.79 389 402 3.34
2017-11-02 13F-HR Daiwa Securities Group Inc. 68,590 68,241 -0.51 5,778 6,173 6.84
2017-11-14 13F-HR L & S Advisors Inc 37,543 68,953 83.66 3,163 6,238 97.22
2017-10-25 13F-HR DUNCKER STREETT & CO INC 5,616 5,616 0.00 473 508 7.40
2017-11-14 13F-HR JOHNSON INVESTMENT COUNSEL INC 600,263 602,732 0.41 50,566 54,523 7.83
2017-11-06 13F-HR Migdal Insurance & Financial Holdings Ltd. 241,200 113,010 -53.15 20,319 10,223 -49.69
2017-08-11 13F-HR KCG HOLDINGS, INC. 27,650 5,902 -78.65 2,187 497 -77.27
2017-11-14 13F-HR GOLDMAN SACHS GROUP INC 3,654,346 4,024,875 10.14 307,841 364,090 18.27
2017-11-06 13F-HR COBBLESTONE CAPITAL ADVISORS LLC /NY/ 93,295 96,290 3.21 7,859 8,710 10.83
2017-11-08 13F-HR Wealth Architects, LLC 0 2,313 0 209
2017-11-01 13F-HR OUTFITTER ADVISORS, LTD. 9,433 9,533 1.06 795 862 8.43
2017-11-14 13F-HR Liberty Mutual Group Asset Management Inc. 49,463 32,257 -34.79 4,166 2,918 -29.96
2017-08-02 13F-HR PEKIN SINGER STRAUSS ASSET MANAGEMENT /IL 19,827 0 -100.00 1,569 0 -100.00
2017-10-04 13F-HR/A-1 PRIVATE ASSET MANAGEMENT INC 18,000 18,000 0.00 1,516 1,628 7.39
2017-11-14 13F-HR Maryland Capital Management 2,597 2,588 -0.35 219 234 6.85
2017-11-13 13F-HR Partnervest Advisory Services LLC 2,597 2,535 -2.39 219 229 4.57
2017-11-13 13F-HR EAGLE GLOBAL ADVISORS LLC 4,344 0 -100.00 366 0 -100.00
2017-11-09 13F-HR TWIN CAPITAL MANAGEMENT INC 28,057 0 -100.00 2,363 0 -100.00
2017-11-09 13F-HR SAWGRASS ASSET MANAGEMENT LLC 19,019 19,019 0.00 1,602 1,720 7.37
2017-10-16 13F-HR BLB&B Advisors, LLC 25,539 25,070 -1.84 2,151 2,268 5.44
2017-11-15 13F-HR GUARDIAN CAPITAL LP 16,733 17,619 5.29 1,410 1,594 13.05
2017-08-11 13F-HR PT ASSET MANAGEMENT, LLC Put 39,500 0 -100.00 3,125 0
2017-11-08 13F-HR Kentucky Retirement Systems 48,128 46,099 -4.22 4,054 4,170 2.86
2017-11-01 13F-HR BANK OF THE OZARKS 2,444 0 -100.00 206 0 -100.00
2017-11-14 13F-HR Sentinel Asset Management, Inc. 284,400 267,400 -5.98 23,958 24,189 0.96
2017-11-13 13F-HR WATERS PARKERSON & CO., LLC 2,569 2,569 0.00 216 232 7.41
2017-10-17 13F-HR Cottage Street Advisors LLC 3,400 3,400 0.00 286 308 7.69
2017-11-14 13F-HR Integral Derivatives, LLC 0 7,146 0 646
2017-08-07 13F-HR Zweig-DiMenna Associates LLC 3,300 0 -100.00 261 0 -100.00
2017-11-08 13F-HR COLUMBIA PARTNERS L L C INVESTMENT MANAGEMENT 90,284 96,688 7.09 7,605 8,746 15.00
2017-11-14 13F-HR SAMLYN CAPITAL, LLC 594,403 770,078 29.55 50,073 69,662 39.12
2017-11-09 13F-HR Cowen Prime Services LLC 400 400 0.00 34 36 5.88
2017-11-14 13F-HR CARRET ASSET MANAGEMENT, LLC 71,182 69,652 -2.15 5,996 6,301 5.09
2017-10-16 13F-HR BAKER BOYER NATIONAL BANK 2,300 208
2017-11-13 13F-HR DAVIS CAPITAL PARTNERS, LLC 700,000 700,000 0.00 58,968 63,322 7.38
2017-11-13 13F-HR Allianz Asset Management AG Put 725,900 999,900 37.75 61,150 90,451 47.92
2017-11-13 13F-HR Fiduciary Group LLC 48,970 34,317 -29.92 4,125 3,104 -24.75
2017-10-30 13F-HR BP PLC 90,000 90,000 0.00 7,582 8,138 7.33
2017-11-06 13F-HR DekaBank Deutsche Girozentrale 113,490 116,628 2.77 9,741 10,454 7.32
2017-11-03 13F-HR/A-1 CANADA PENSION PLAN INVESTMENT BOARD 1,077,147 1,245,247 15.61 90,739 112,645 24.14
2017-11-14 13F-HR