SecurityAXON / Axovant Sciences Ltd. (G0750W104)
IndustryPharmaceutical Preparations
Institutional Owners84
Institutional Shares19,165,466 - 15.70%
Common Shares Outstanding122,080,788 shares (as of 2018-06-30)
Institutional Value$ 120,289,000 USD

Institutional Stock Ownership and Shareholders

AXON / Axovant Sciences Ltd. Institutional Ownership

Axovant Sciences Ltd. (NASDAQ:AXON) has 84 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 19,165,466 shares. Largest shareholders include Janus Capital Management Llc, Renaissance Technologies LLC, BlackRock Inc., IPL Advisers, LLC, Primecap Management Co/ca/, Adage Capital Partners GP LLC, Millennium Management Llc, Hudson Bay Capital Management LP, BlackRock Fund Advisors, and Connor, Clark & Lunn Investment Management Ltd..
Axovant Sciences Ltd. (NASDAQ:AXON) ownership structure shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-08-13 13F-HR HAP Trading, LLC Put 12,200 13,000 6.56 22 17 -22.73
2018-08-14 13F-HR ROYAL BANK OF CANADA 3,045 5,823 91.23 4 13 225.00
2018-08-14 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 51,122 0 -100.00 68 0 -100.00
2018-10-15 13F-HR State of New Jersey Common Pension Fund D 25,000 25,000 0.00 57 61 7.02
2018-08-14 13F-HR ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 18,600 42
2018-08-07 13F-HR IFP Advisors, Inc 150 150 0.00 0 0
2018-08-14 13F-HR/A CITADEL ADVISORS LLC Put 20,700 92,600 347.34 28 209 646.43
2018-08-13 13F-HR BlueMountain Capital Management, LLC 55,652 0 -100.00 74 0 -100.00
2018-08-10 13F-HR AMERICAN FINANCIAL GROUP INC 86,197 86,197 0.00 115 195 69.57
2018-08-14 13F-HR Adage Capital Partners GP LLC 1,000,000 2,260
2018-08-14 13F-HR ELEMENT CAPITAL MANAGEMENT LLC 145,514 329
2018-08-14 13F-HR DekaBank Deutsche Girozentrale 49,000 49,000 0.00 66 110 66.67
2018-08-14 13F-HR JACOBS LEVY EQUITY MANAGEMENT, INC 46,500 105
2018-08-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 396,300 112,200 -71.69 527 254 -51.80
2018-07-24 13F-HR MEEDER ASSET MANAGEMENT INC 0 690 0 1,559
2018-08-10 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 32,000 0 -100.00 43 0 -100.00
2018-08-08 13F-HR First Allied Advisory Services, Inc. 15,000 34
2018-08-03 13F-HR STATE OF WISCONSIN INVESTMENT BOARD 20,000 0 -100.00 27 0 -100.00
2018-08-13 13F-HR Granite Point Capital Management, L.P. 62,225 100,000 60.71 83 226 172.29
2018-08-13 13F-HR WOLVERINE TRADING, LLC Call 29,800 29,800 0.00 40 40 0.00
2018-08-14 13F-HR FIFTH THIRD BANCORP 1,000 11,000 1,000.00 1 25 2,400.00
2018-05-11 13F-HR CITIGROUP INC Put 3,900 7,200 84.62 21 10 -52.38
2017-02-10 13F-HR BlackRock Institutional Trust Company, N.A. 229,094 228,823 -0.12 3,207 2,842 -11.38
2018-05-11 13F-HR CITIGROUP INC Call 2,600 4,000 53.85 14 5 -64.29
2018-08-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 282,057 256,174 -9.18 375 579 54.40
2017-02-15 SC 13G/A Visium Asset Management, LP 5,077,385 0 -100.00 0 -100.00
2018-08-15 13F-HR JANE STREET GROUP, LLC 0 155,033 0 350
2018-10-10 13F-HR CLINTON GROUP INC 19,816 0 -100.00 44,784 0 -100.00
2018-08-13 13F-HR ProShare Advisors LLC 53,981 45,298 -16.09 72 102 41.67
2018-08-14 13F-HR BARCLAYS PLC 69,222 146,761 112.01 91 332 264.84
2018-08-14 13F-HR/A CITADEL ADVISORS LLC 142,033 141,245 -0.55 189 319 68.78
2018-10-12 13F-HR BANK OF MONTREAL /CAN/ Put 400 400 0.00 1 1 0.00
2018-08-13 13F-HR GROUP ONE TRADING, L.P. Put 302,400 250,600 -17.13 402 566 40.80
2018-08-06 13F-HR Tradewinds Capital Management, LLC 17 17 0.00 0 0
2018-08-14 13F-HR CREDIT SUISSE AG/ 37,260 0 -100.00 50 0 -100.00
2018-07-18 13F-HR Fny Investment Advisers, Llc Put 2 0
2018-08-14 13F-HR Kazazian Asset Management, LLC 31,320 71
2018-10-12 13F-HR Douglass Winthrop Advisors, LLC 10,000 0 -100.00 23 0 -100.00
2018-08-10 13F-HR GABELLI FUNDS LLC 20,771 20,771 0.00 28 47 67.86
2018-08-14 13F-HR/A CITADEL ADVISORS LLC Call 30,200 90,500 199.67 40 205 412.50
2018-08-10 13F-HR Aevitas Wealth Management, Inc. 1,650 650 -60.61 2 1 -50.00
2018-08-14 13F-HR TWO SIGMA INVESTMENTS LLC 569,658 358,515 -37.06 758 810 6.86
2018-08-16 13F-HR Global X Management CO LLC 1,543 0 -100.00 2 0 -100.00
2017-08-11 13F-HR FT Options LLC Put 2,100 29,600 1,309.52 2 60 2,900.00
2018-08-10 13F-HR CITIGROUP INC Call 4,000 44,500 1,012.50 5 101 1,920.00
2018-07-30 13F-HR SIMPLEX TRADING, LLC 11,487 66,331 477.44 15 149 893.33
2018-04-18 13F-HR/A FNY Managed Accounts LLC Call 6 3 -50.00 0 0
2018-08-14 13F-HR DEUTSCHE BANK AG\ 1,096,644 66,101 -93.97 1,458 149 -89.78
2018-08-14 13F-HR GOLDMAN SACHS GROUP INC Put 100,000 0 -100.00 133 0 -100.00
2018-08-14 13F-HR AQR CAPITAL MANAGEMENT LLC 135,907 41,556 -69.42 181 94 -48.07
2017-07-31 13F-HR PRINCETON CAPITAL MANAGEMENT INC 10,380 10,380 0.00 155 241 55.48
2018-08-08 13F-HR AMERICAN INTERNATIONAL GROUP INC 20,731 0 -100.00 28 0 -100.00
2018-08-02 13F-HR HUDSON CANYON INVESTMENT COUNSELORS LLC 3,226 3,226 0.00 4 7 75.00
2018-08-14 13F-HR BALYASNY ASSET MANAGEMENT LLC 166,484 0 -100.00 221 0 -100.00
2018-08-14 13F-HR GEODE CAPITAL MANAGEMENT, LLC 110,854 170,870 54.14 147 386 162.59
2018-08-14 13F-HR TWO SIGMA ADVISERS, LP 48,500 0 -100.00 65 0 -100.00
2018-08-14 13F-HR A.R.T. Advisors, LLC 416,302 0 -100.00 553 0 -100.00
2018-08-14 13F-HR Wellington Management Group LLP 155,237 0 -100.00 206 0 -100.00
2018-08-13 13F-HR Ameritas Investment Partners, Inc. 2,625 0 -100.00 3 0 -100.00
2018-08-10 13F-HR Legal & General Group Plc 5,042 0 -100.00 7 0 -100.00
2018-04-18 13F-HR Integral Derivatives, LLC Call 16,500 0 -100.00 87 0 -100.00
2018-08-14 13F-HR TEACHERS ADVISORS INC 54,295 0 -100.00 72 0 -100.00
2018-08-13 13F-HR GROUP ONE TRADING, L.P. 262,745 127,146 -51.61 349 287 -17.77
2018-08-14 13F-HR JP Morgan Chase & Co 183,223 0 -100.00 244 0 -100.00
2018-07-26 13F-HR Advisornet Financial, Inc 100 100 0.00 0 0
2018-02-14 13F-HR IPL Advisers, LLC 1,207,958 1,207,958 0.00 8,311 6,366 -23.40
2018-08-09 13F-HR Swiss National Bank 53,600 0 -100.00 71 0 -100.00
2017-05-01 13F-HR Spot Trading L.L.C Call 0 0
2018-08-14 13F-HR STATE STREET CORP 557,903 85,414 -84.69 744 193 -74.06
2018-08-10 13F-HR Cutler Group LP 20,400 12,100 -40.69 27 27 0.00
2018-08-13 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC 12,590 0 -100.00 17 0 -100.00
2018-08-03 13F-HR Financial Architects, Inc 1,450 3
2018-08-15 13F-HR JANE STREET GROUP, LLC Call 0 30,000 0 68
2018-08-10 13F-HR CITIGROUP INC Put 7,200 28,700 298.61 10 65 550.00
2017-08-11 13F-HR FT Options LLC Call 9,500 3,000 -68.42 42 39 -7.14
2018-08-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 265,500 451,200 69.94 353 1,020 188.95
2018-08-14 13F-HR VANGUARD GROUP INC 183,292 69,640 -62.01 244 157 -35.66
2018-08-14 13F-HR RBF Capital, LLC 24,000 57
2018-05-11 13F-HR CITIGROUP INC 54,557 134,368 146.29 287 178 -37.98
2017-02-10 13F-HR BlackRock Fund Advisors 617,570 723,456 17.15 8,646 8,985 3.92
2018-08-13 13F-HR Renaissance Technologies LLC 1,933,800 2,572
2018-08-14 13F-HR Point72 Asia (Hong Kong) Ltd 3,469 0 -100.00 5 0 -100.00
2017-02-10 13F-HR BlackRock Group LTD 112,492 7,400 -93.42 1,574 92 -94.16
2018-08-09 13F-HR BlackRock Inc. 3,012,515 1,254,792 -58.35 4,006 2,835 -29.23
2018-08-15 13F-HR JANE STREET GROUP, LLC Put 0 10,800 0 24
2018-08-10 13F-HR Cutler Group LP Put 0 7,200 0 6
2018-08-14 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 81,289 0 -100.00 108 0 -100.00
2018-08-14 13F-HR UBS Group AG 29,022 2,420 -91.66 39 6 -84.62
2018-08-10 13F-HR ING GROEP NV 10,000 0 -100.00 13 0 -100.00
2018-08-13 13F-HR WOLVERINE TRADING, LLC Put 14,300 14,300 0.00 19 19 0.00
2018-08-14 13F-HR Sabby Management, LLC 0 146,504 0 331
2017-04-17 13F-HR Pinnacle Bank 300 4
2018-08-14 13F-HR Marshall Wace North America L.P. 0 464,653 0 1,050
2018-08-08 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 58,100 0 -100.00 78 0 -100.00
2018-08-14 13F-HR Paloma Partners Management Co 157,600 356
2017-05-16 13F-HR JANUS CAPITAL MANAGEMENT LLC 4,679,224 4,498,991 -3.85 58,121 67,213 15.64
2018-07-30 13F-HR SIMPLEX TRADING, LLC Put 149 943 532.89 22 213 868.18
2018-08-13 13F-HR Advisor Group, Inc. 2,154 154 -92.85 3 0 -100.00
2018-08-10 13F-HR VIRTUS ETF ADVISERS LLC 138,368 214,907 55.32 184 486 164.13
2018-02-09 13F-HR RidgeWorth Capital Management LLC 66,291 349
2018-10-11 13F-HR Gradient Investments LLC 100 100 0.00 0 0
2018-08-06 13F-HR RHUMBLINE ADVISERS 27,695 0 -100.00 37 0 -100.00
2018-08-13 13F-HR ALLIANCEBERNSTEIN L.P. 96,500 0 -100.00 128 0 -100.00
2018-08-14 13F-HR Tower Research Capital LLC (TRC) 3,598 62,139 1,627.04 4 141 3,425.00
2018-08-09 13F-HR GSA CAPITAL PARTNERS LLP 0 149,595 0 338
2018-08-10 13F-HR CITIGROUP INC 134,368 15,300 -88.61 178 35 -80.34
2018-08-13 13F-HR GROUP ONE TRADING, L.P. Call 74,300 165,800 123.15 99 375 278.79
2018-08-14 13F-HR MILLENNIUM MANAGEMENT LLC 1,330,910 961,987 -27.72 1,770 2,174 22.82
2018-08-01 13F-HR Connor, Clark & Lunn Investment Management Ltd. 175,000 495,450 183.11 233 1,120 380.69
2018-07-17 13F-HR Edge Wealth Management LLC 230 230 0.00 1 1 0.00
2018-08-14 13F-HR MORGAN STANLEY 75,307 322,049 327.65 100 727 627.00
2018-10-03 13F-HR WOODSTOCK CORP 35,003 35,003 0.00 79 85 7.59
2018-08-13 13F-HR PRINCIPAL FINANCIAL GROUP INC 18,734 15,832 -15.49 25 36 44.00
2018-08-14 13F-HR Cubist Systematic Strategies, LLC 45,542 32,394 -28.87 61 73 19.67
2018-08-13 13F-HR Hudson Bay Capital Management LP 575,000 771,900 34.24 765 1,744 127.97
2018-08-06 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 3,315 0 -100.00 4 0 -100.00
2017-02-10 13F-HR BlackRock Investment Management, LLC 101,465 90,416 -10.89 1,421 1,123 -20.97
2017-02-13 13F-HR VHCP Management, LLC 184,110 184,110 0.00 2,578 2,287 -11.29
2018-08-13 13F-HR PRIMECAP MANAGEMENT CO/CA/ 1,184,300 1,082,900 -8.56 1,575 2,447 55.37
2017-08-11 13F-HR FT Options LLC 9,809 227
2017-01-13 13F-HR MetLife Securities, Inc 1,000 12
2018-08-14 13F-HR GOLDMAN SACHS GROUP INC 170,303 245,122 43.93 227 554 144.05
2017-05-01 13F-HR Spot Trading L.L.C 2,095 0 -100.00 26 0 -100.00
2018-10-12 13F-HR BANK OF MONTREAL /CAN/ 3,330 5,330 60.06 8 13 62.50
2018-07-30 13F-HR/A Virtu Financial LLC 0 47,815 0 108
2018-08-07 13F-HR SG Americas Securities, LLC 42,650 20,628 -51.63 57 47 -17.54
2018-08-01 13F-HR WELLS FARGO & COMPANY/MN 21,196 3,739 -82.36 28 9 -67.86
2018-07-18 13F-HR Fny Investment Advisers, Llc Call 3 0
2018-08-10 13F-HR Cutler Group LP Call 400 10,100 2,425.00 0 0
2018-08-14 13F-HR Jefferies Group LLC 0 100,999 0 228
2018-08-14 13F-HR BlueCrest Capital Management Ltd 85,839 194
2017-02-10 13F-HR BlackRock Advisors LLC 208,275 8,776 -95.79 2,916 109 -96.26
2018-08-14 13F-HR GOLDMAN SACHS GROUP INC Call 100,000 0 -100.00 133 0 -100.00
2018-08-06 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 11,195 0 -100.00 15 0 -100.00
2018-08-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 200 200 0.00 0 0
2018-08-14 13F-HR BOOTHBAY FUND MANAGEMENT, LLC 17,905 40
2018-07-25 13F-HR BNP PARIBAS ARBITRAGE, SA 6,912 1,501 -78.28 9,193 3,392 -63.10
2018-08-14 13F-HR Voya Investment Management LLC 13,941 0 -100.00 19 0 -100.00
2018-08-03 13F-HR WEDBUSH SECURITIES INC 12,000 0 -100.00 16 0 -100.00
2018-07-30 13F-HR SIMPLEX TRADING, LLC Call 152 901 492.76 0 203
2018-07-30 13F-HR Daiwa Securities Group Inc. 595 0 -100.00 1 0 -100.00
2018-08-13 13F-HR Stratos Wealth Partners, LTD. 360 0 -100.00 0 0
2018-08-14 13F-HR BANK OF AMERICA CORP /DE/ 9,968 17,409 74.65 14 40 185.71
AXON : Axovant Sciences Stock Analysis and Research Report

2017-11-09 - Asif

Axovant Sciences is a clinical-stage biopharmaceutical company dedicated to advancing treatments for patients with life-altering neurologic conditions. To date, its primary focus has been on developing intepirdine, an orally administered antagonist of the 5-HT 6 receptor, for the treatment of Alzheimer's disease and dementia with Lewy bodies, or DLB, and its second product candidate, nelotanserin, a potent and highly selective inverse agonist of the 5-HT 2A receptor, for the treatment of visual hallucinations in patients with Lewy body dementia, or LBD, movement disorder symptoms in patients with DLB and REM behavior disorder, or RBD, in patients with LBD. In September 2017, the company announced that the Phase 3 MINDSET clinical trial of 35 mg intepirdine in patients with mild-to-moderate Alzheimer's disease who were receiving background donepezil therapy did not meet its co-primary efficacy endpoints. Axovant Sciences is continuing to advance the products in its pipeline, focusing on...

Related News Stories

Are Options Traders Betting on a Big Move in Axovant Sciences (AXON) Stock?

2018-10-11 zacks
Investors in Axovant Sciences Ltd. (AXON - Free Report) need to pay close attention to the stock based on moves in the options market lately. That is because the Oct 19, 2018 $2.50 Call had some of the highest implied volatility of all equity options today. (4-1)

CDC: 14 Million Americans Will Have Alzheimer’s by 2060

2018-09-21 biospace
Incidence of Alzheimer’s disease is projected to double in the next 40 years unless a cure or preventive measures are found. The U.S. Centers for Disease Control and Prevention (CDC) published a new report in the journal Alzheimer’s & Dementia projecting the disease’s likely expansion, and for the first time, forecasted the disease by race and ethnicity. (4-0)

Vivek Ramaswamy's Urovant Files for IPO to Raise $150 Million

2018-09-11 biospace
Urovant Sciences, a Vivek Ramaswamy company under the Roivant umbrella, has filed for an initial public offering (IPO) to raise $150 million. It will list on Nasdaq under the UROV symbol. (4-0)

Tracking Ole Andreas Halvorsen's Viking Global Portfolio - Q2 2018 Update

2018-09-07 seekingalpha
Halvorsen's 13F portfolio value increased from $16.61B to $17.47B. The number of positions increased from 58 to 60. (174-4)

What Is Going On At Axovant Sciences?

2018-08-15 seekingalpha
On February 12, 2018, Axovant Sciences (AXON) issued a press release noting changes to the management team and Board of Directors. Dr David Hung retired as CEO and Dr Pavan Cheruvu took his place, among other changes. Three and a half months of radio silence followed. What broke the silence? Another press release on May 29 noting additions to the management team and organizational restructuring. Things got interesting on June 6, when AXON reported it had licensed a gene therapy for Parkinson’s disease from Oxford BioMedica and of course made additional management changes. (8-2)

CUSIP: G0750W104