Stock Institutional Ownership and Shareholders

SecurityAXN / Aoxing Pharmaceutical Company, Inc. (03740A106)
Institutional Owners8
Institutional Shares326,081
Institutional Value$ 53,000 USD

Aoxing Pharmaceutical Company, Inc. (AMEX:AXN) has 8 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 326,081 shares. Largest shareholders include Virtu Financial LLC, Citadel Advisors Llc, Susquehanna International Group, Llp, Barclays Plc, UBS Group AG, Two Sigma Securities, Llc, Evercore Wealth Management, LLC, and Ladenburg Thalmann Financial Services Inc.



Aoxing Pharmaceutical Company, Inc. (AMEX:AXN) ownership summary shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev Shares Current Shares Change
(Percent)
Prev Value (x$1000) Current Value (x$1000) Change
(Percent)
2017-08-03 13F-HR Bank of New York Mellon Corp 11,664 0 -100.00 5 0 -100.00
2017-10-17 13F-HR Creative Planning 5,000 0 -100.00 2 0 -100.00
2017-11-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 3,900 1
2017-11-14 13F-HR UBS Group AG 22,945 22,423 -2.28 7 4 -42.86
2017-08-14 13F-HR PANAGORA ASSET MANAGEMENT INC 49,068 0 -100.00 20 0 -100.00
2017-11-14 13F-HR BARCLAYS PLC 25,000 25,000 0.00 8 4 -50.00
2017-08-11 13F-HR KCG HOLDINGS, INC. 16,012 0 -100.00 6 0 -100.00
2017-11-09 13F-HR CITADEL ADVISORS LLC 0 61,329 0 10
2017-11-17 13F-HR/A-1 Virtu Financial LLC 138,411 22
2017-11-14 13F-HR Focused Wealth Management, Inc 7,435 0 -100.00 2 0 -100.00
2017-11-14 13F-HR TWO SIGMA SECURITIES, LLC 17,777 3
2017-11-13 13F-HR Renaissance Technologies LLC 114,920 0 -100.00 36 0 -100.00
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 58,905 44,083 -25.16 18 7 -61.11
2017-11-13 13F-HR Evercore Wealth Management, LLC 13,158 13,158 0.00 4 2 -50.00
CUSIP: 03740A106