Stock Institutional Ownership and Shareholders

SecurityAWR / American States Water Co. (Holding Co.) (029899101)
President & CEOSPROWLS ROBERT J
Institutional Owners226
Institutional Shares24,061,760
Outstanding Shares36,856,000 (as of 2017-09-30)
Institutional Value$ 3,979,158,000 USD

American States Water Co. (Holding Co.) (NYSE:AWR) has 226 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 24,061,760 shares. Largest shareholders include BlackRock Inc., Vanguard Group Inc, Pictet Asset Management Ltd, Dimensional Fund Advisors Lp, State Street Corp, Bank of New York Mellon Corp, Renaissance Technologies LLC, Northern Trust Corp, Jp Morgan Chase & Co, and Invesco Ltd..



American States Water Co. (Holding Co.) (NYSE:AWR) ownership summary shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev Shares Current Shares Change
(Percent)
Prev Value (x$1000) Current Value (x$1000) Change
(Percent)
2017-11-02 13F-HR IndexIQ Advisors LLC 3,512 21,073 500.03 166 1,037 524.70
2017-11-15 13F-HR PIEDMONT INVESTMENT ADVISORS LLC 7,918 7,983 0.82 375 393 4.80
2017-11-13 13F-HR ALLIANCEBERNSTEIN L.P. 63,619 59,646 -6.24 3,016 2,938 -2.59
2017-11-09 13F-HR AMALGAMATED BANK 5,022 4,969 -1.06 238 245 2.94
2017-11-06 13F-HR RHUMBLINE ADVISERS 90,771 87,581 -3.51 4,303 4,313 0.23
2017-11-09 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 52,858 49,478 -6.39 2,505 2,450 -2.20
2017-10-23 13F-HR Nationwide Fund Advisors 20,592 20,202 -1.89 976 995 1.95
2017-11-13 13F-HR KBC Group NV 111,930 107,567 -3.90 5,307 5,298 -0.17
2017-11-08 13F-HR Nelson, Van Denburg & Campbell Wealth Management Group, LLC 2,200 2,200 0.00 104 108 3.85
2017-10-31 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 29,523 29,523 0.00 1,400 1,454 3.86
2017-11-13 13F-HR US BANCORP \DE\ 5,663 5,839 3.11 269 288 7.06
2017-11-14 13F-HR TWO SIGMA ADVISERS, LP 0 10,000 0 493
2017-11-14 13F-HR CoreCommodity Management, LLC 19,786 7,759 -60.79 938 382 -59.28
2017-10-23 13F-HR STRS OHIO 55,000 74,600 35.64 2,607 3,674 40.93
2017-11-14 13F-HR Baird Financial Group, Inc. 60,642 59,485 -1.91 2,875 2,930 1.91
2017-11-13 13F-HR Mitsubishi UFJ Trust & Banking Corp 4,501 4,255 -5.47 213 210 -1.41
2017-11-09 13F-HR Legal & General Group Plc 171,029 176,491 3.19 8,110 8,692 7.18
2017-11-13 13F-HR FRANKLIN RESOURCES INC 5,079 5,079 0.00 241 250 3.73
2017-11-14 13F-HR Invesco Ltd. 434,522 430,723 -0.87 20,600 21,213 2.98
2017-11-08 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 1,202 1,570 30.62 57 77 35.09
2017-10-16 13F-HR State of Alaska, Department of Revenue 7,230 7,270 0.55 342 358 4.68
2017-11-15 13F-HR Ameritas Investment Partners, Inc. 3,156 3,156 0.00 150 155 3.33
2017-08-18 13F-HR WFG Advisors, LP 829 834 0.60 37 40 8.11
2017-11-14 13F-HR LPL Financial LLC 13,792 12,802 -7.18 654 630 -3.67
2017-11-14 13F-HR HighTower Advisors, LLC 17,096 32,253 88.66 808 1,592 97.03
2017-11-13 13F-HR Employees Retirement System of Texas 16,000 16,000 0.00 759 788 3.82
2017-10-16 13F-HR Louisiana State Employees Retirement System 14,900 14,800 -0.67 706 729 3.26
2017-10-30 13F-HR PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 6,287 6,287 0.00 298 310 4.03
2017-07-10 13F-HR CAPSTONE ASSET MANAGEMENT CO 7,742 6,942 -10.33 343 329 -4.08
2017-10-30 13F-HR Cribstone Capital Management, LLC 300 300 0.00 14 15 7.14
2017-11-13 13F-HR FMR LLC / Fidelity Management & Research 0 4,426 0 218
2017-11-07 13F-HR SG Americas Securities, LLC 4,236 3,855 -8.99 201 190 -5.47
2017-11-14 13F-HR Jefferies Group LLC 6,214 0 -100.00 295 0 -100.00
2017-10-25 13F-HR FIRST MANHATTAN CO 1,400 1,400 0.00 66 68 3.03
2017-10-04 13F-HR BRIDGES INVESTMENT COUNSEL INC/ 7,212 0 -100.00 342 0 -100.00
2017-11-14 13F-HR SEGALL BRYANT & HAMILL, LLC 101,387 99,127 -2.23 4,807 4,882 1.56
2017-11-13 13F-HR FEDERATED INVESTORS INC /PA/ 937 881 -5.98 44 43 -2.27
2017-07-28 13F-HR ENTERPRISE FINANCIAL SERVICES CORP 58 0 -100.00 3 0 -100.00
2017-11-14 13F-HR Water Asset Management LLC 171,162 111,526 -34.84 8,115 5,493 -32.31
2017-11-09 13F-HR NUANCE INVESTMENTS, LLC 69,072 3,402
2017-10-16 13F-HR Independence Advisors, LLC 83,349 0 -100.00 11,406 0 -100.00
2017-10-30 13F-HR TOKIO MARINE ASSET MANAGEMENT CO LTD 5,600 5,600 0.00 265 276 4.15
2017-11-14 13F-HR PUBLIC SECTOR PENSION INVESTMENT BOARD 18,846 23,154 22.86 893 1,140 27.66
2017-11-01 13F-HR/A-1 Financial Architects, Inc 800 800 0.00 38 39 2.63
2017-11-14 13F-HR PEAK6 Investments, L.P. Put 24,600 84,800 244.72 1,166 4,176 258.15
2017-11-09 13F-HR TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 11,200 11,200 0.00 531 552 3.95
2017-10-25 13F-HR SIMPLEX TRADING, LLC Call 28 25 -10.71 3 2 -33.33
2017-10-26 13F-HR Patriot Financial Group Insurance Agency, LLC 18 18 0.00 1 1 0.00
2017-11-14 13F-HR GUGGENHEIM CAPITAL LLC 128,731 134,607 4.56 6,104 6,629 8.60
2017-11-13 13F-HR TEXAS PERMANENT SCHOOL FUND 26,734 26,752 0.07 1,267 1,318 4.03
2017-12-14 13F-HR/A-1 PARAMETRIC PORTFOLIO ASSOCIATES LLC 86,467 84,671 -2.08 4,099 4,170 1.73
2017-11-13 13F-HR HCR Wealth Advisors 4,839 19,410 301.12 229 956 317.47
2017-11-13 13F-HR ENVESTNET ASSET MANAGEMENT INC 5,745 5,403 -5.95 272 265 -2.57
2017-10-27 13F-HR VICTORY CAPITAL MANAGEMENT INC 17,203 18,218 5.90 816 897 9.93
2017-11-14 13F-HR GOLDMAN SACHS GROUP INC 49,682 148,712 199.33 2,356 7,323 210.82
2017-11-14 13F-HR GEODE CAPITAL MANAGEMENT, LLC 339,950 317,790 -6.52 16,117 15,651 -2.89
2017-10-12 13F-HR Gemmer Asset Management LLC 64 64 0.00 3 3 0.00
2017-11-13 13F-HR Bruderman Asset Management, LLC 2,675 0 -100.00 127 0 -100.00
2017-11-13 13F-HR Israel Discount Bank of New York 183 183 0.00 9 9 0.00
2017-11-07 13F-HR Ashfield Capital Partners, LLC 11,689 11,689 0.00 554 576 3.97
2017-11-07 13F-HR AMERIPRISE FINANCIAL INC 257,923 262,503 1.78 12,229 12,928 5.72
2017-10-13 13F-HR BTIM Corp. 292,377 290,034 -0.80 13,862 14,284 3.04
2017-11-20 13F-HR GSA CAPITAL PARTNERS LLP 5,823 0 -100.00 276 0 -100.00
2017-10-05 13F-HR Crow Point Partners, LLC 9,733 482
2017-10-20 13F-HR MEEDER ASSET MANAGEMENT INC 982 4,208 328.51 47 207 340.43
2017-10-19 13F-HR MURPHY CAPITAL MANAGEMENT INC 16,750 16,750 0.00 794 824 3.78
2017-11-03 13F-HR BNP PARIBAS ARBITRAGE, SA 13,514 19,438 43.84 640,699 957,322 49.42
2017-11-14 13F-HR THRIVENT FINANCIAL FOR LUTHERANS 135,860 91,862 -32.38 6,441 4,524 -29.76
2017-11-14 13F-HR BALYASNY ASSET MANAGEMENT LLC 10,478 516
2017-11-06 13F-HR COMERICA BANK 38,563 39,152 1.53 1,873 2,104 12.33
2017-11-09 13F-HR CITADEL ADVISORS LLC 8,177 21,094 157.97 388 1,039 167.78
2017-10-17 13F-HR Creative Planning 1,404 0 -100.00 67 0 -100.00
2017-11-14 13F-HR HRT FINANCIAL LLC 11,800 581
2017-11-08 13F-HR MACQUARIE GROUP LTD 5,800 5,800 0.00 275 286 4.00
2017-10-19 13F-HR Winslow, Evans & Crocker, Inc. 1,400 1,400 0.00 66,374 68,950 3.88
2017-10-25 13F-HR FIRST MIDWEST BANK TRUST DIVISION 11,148 11,928 7.00 529 587 10.96
2017-11-08 13F-HR Genovese Burford & Brothers Wealth & Retirement Plan Management, LLC 3,772 3,772 0.00 178 185 3.93
2017-07-11 13F-HR Beacon Capital Management, Inc. 6 0 -100.00 0 0
2017-11-03 13F-HR SYMONS CAPITAL MANAGEMENT INC 10,495 9,977 -4.94 498 492 -1.20
2017-08-07 13F-HR Karp Capital Management Corp 29,399 0 -100.00 1,302 0 -100.00
2017-11-06 13F-HR SEI INVESTMENTS CO 1,482 580 -60.86 70 29 -58.57
2017-11-06 13F-HR Bank of New York Mellon Corp 943,189 918,725 -2.59 44,716 45,247 1.19
2017-11-14 13F-HR AMP Capital Investors Ltd 23,793 24,993 5.04 1,128 1,230 9.04
2017-11-14 13F-HR SUNTRUST BANKS INC 8,435 7,246 -14.10 399 356 -10.78
2017-11-14 13F-HR Glen Harbor Capital Management LLC 3,102 3,784 21.99 147 186 26.53
2017-10-27 13F-HR HOERTKORN RICHARD CHARLES 1,990 1,970 -1.01 94 97 3.19
2017-11-20 13F-HR/A-1 SUSQUEHANNA INTERNATIONAL GROUP, LLP 13,894 6,467 -53.45 659 318 -51.75
2017-10-18 13F-HR WealthTrust-Arizona, LLC 114 115 0.88 5 6 20.00
2017-11-08 13F-HR D.A. DAVIDSON & CO. 93,826 93,382 -0.47 4,448 4,599 3.39
2017-11-14 13F-HR Arizona State Retirement System 19,100 19,000 -0.52 906 936 3.31
2017-11-02 13F-HR PRINCIPAL FINANCIAL GROUP INC 334,952 333,878 -0.32 15,880 16,443 3.55
2017-11-16 13F-HR Cetera Advisor Networks LLC 0 4,093 0 201
2017-11-14 13F-HR BANK OF AMERICA CORP /DE/ 159,080 165,033 3.74 7,542 8,127 7.76
2017-11-09 13F-HR WELLS FARGO & COMPANY/MN 82,888 102,626 23.81 3,931 5,055 28.59
2017-11-14 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 28,492 28,197 -1.04 1,352 1,389 2.74
2017-10-24 13F-HR FIRST TRUST ADVISORS LP 527,215 156,869 -70.25 24,995 7,726 -69.09
2017-11-14 13F-HR Meadow Creek Investment Management LLC 4,794 5,848 21.99 227 288 26.87
2017-11-08 13F-HR Dynamic Technology Lab Private Ltd 0 22,756 0 1,121
2017-11-14 13F-HR Squarepoint Ops LLC 0 12,818 0 631
2017-11-07 13F-HR Russell Investments Group, Ltd. 136,759 211,151 54.40 6,484 10,399 60.38
2017-11-13 13F-HR Westside Investment Management, Inc. 114 114 0.00 5,371 5,922 10.26
2017-11-13 13F-HR Pacad Investment Ltd. 0 2,500 0 123
2017-11-13 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 15,120 22,348 47.80 717 1,101 53.56
2017-11-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 7,472 9,689 29.67 355 477 34.37
2017-08-10 13F-HR Johnson Financial Group, Inc. 425 0 -100.00 19 0 -100.00
2017-11-14 13F-HR PEAK6 Investments, L.P. 0 13,705 0 675
2017-10-27 13F-HR Crossmark Global Holdings, Inc. 7,462 7,462 0.00 368 368 0.00
2017-11-14 13F-HR CREDIT SUISSE AG/ 36,286 62,810 73.10 1,721 3,092 79.66
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 4,600 0 -100.00 218 0 -100.00
2017-11-13 13F-HR Evercore Wealth Management, LLC 200 200 0.00 9 10 11.11
2017-10-20 13F-HR WEATHERLY ASSET MANAGEMENT L. P. 18,755 18,655 -0.53 889 919 3.37
2017-11-09 13F-HR ROPES WEALTH ADVISORS LLC 80 4
2017-10-25 13F-HR First Bank & Trust 54 3
2017-11-13 13F-HR/A-1 NORGES BANK 218,502 216,658 -0.84 9,575 8,288 -13.44
2017-10-13 13F-HR QUADRANT CAPITAL GROUP LLC 0 36 0 1
2017-10-12 13F-HR Advisory Services Network, LLC 203 204 0.49 10 10 0.00
2017-10-30 13F-HR NEW YORK STATE TEACHERS RETIREMENT SYSTEM 101,418 101,218 -0.20 4,808 4,985 3.68
2017-10-16 13F-HR CWM, LLC 1,804 1,802 -0.11 86 89 3.49
2017-11-13 13F-HR RIVERHEAD CAPITAL MANAGEMENT LLC 2,596 3,053 17.60 123 150 21.95
2017-11-13 13F-HR Resources Investment Advisors, Inc. 3,200 3,500 9.38 152 172 13.16
2017-11-13 13F-HR Invictus RG 5,137 253
2017-10-19 13F-HR FARMERS & MERCHANTS INVESTMENTS INC 300 300 0.00 14 15 7.14
2017-10-31 13F-HR FORSTA AP-FONDEN 40,400 40,400 0.00 1,915 1,990 3.92
2017-10-19 13F-HR APG Asset Management N.V. 43,500 2,142
2017-11-13 13F-HR OPPENHEIMER FUNDS INC 407,609 391,910 -3.85 19,325 19,301 -0.12
2017-10-31 13F-HR DUPONT CAPITAL MANAGEMENT Corp 42,258 42,258 0.00 2,003 2,081 3.89
2017-11-13 13F-HR INVESTMENT CENTERS OF AMERICA INC 7,362 7,531 2.30 349 370 6.02
2017-11-03 13F-HR BESSEMER GROUP INC 25,900 26,445 2.10 1,228 1,303 6.11
2017-11-14 13F-HR GLENMEDE TRUST CO NA 915 6,559 616.83 40 322 705.00
2017-11-09 13F-HR Manchester Capital Management LLC 15,893 15,893 0.00 753 783 3.98
2017-11-13 13F-HR STIFEL FINANCIAL CORP 0 7,600 0 376
2017-11-09 13F-HR VAN ECK ASSOCIATES CORP 1,361 1,304 -4.19 65 64 -1.54
2017-10-30 13F-HR TOCQUEVILLE ASSET MANAGEMENT L.P. 10,300 10,300 0.00 488 507 3.89
2017-08-14 13F-HR QS Investors, LLC 1,100 0 -100.00 49 0 -100.00
2017-10-25 13F-HR Gierl Augustine Investment Management Inc 1,480 1,480 0.00 70 73 4.29
2017-08-08 13F-HR SCOUT INVESTMENTS, INC. 397,594 0 -100.00 15,649 0 -100.00
2017-10-25 13F-HR SIMPLEX TRADING, LLC Put 19 14 -26.32 7 2 -71.43
2017-11-09 13F-HR AMERICAN INTERNATIONAL GROUP INC 27,236 28,800 5.74 1,291 1,418 9.84
2017-11-09 13F-HR Van Hulzen Asset Management, LLC 17,281 13,776 -20.28 819 678 -17.22
2017-10-13 13F-HR NISA INVESTMENT ADVISORS L.L.C. 1,000 1,000 0.00 47 49 4.26
2017-10-19 13F-HR LS Investment Advisors, LLC 1,347 1,252 -7.05 64 62 -3.12
2017-11-06 13F-HR Municipal Employees' Retirement System of Michigan 8,640 13,740 59.03 410 677 65.12
2017-11-15 13F-HR Independent Advisor Alliance 12,206 13,802 13.08 575 717 24.70
2017-10-16 13F-HR BANK OF MONTREAL /CAN/ 19,953 18,140 -9.09 945 893 -5.50
2017-11-06 13F-HR LOS ANGELES CAPITAL MANAGEMENT & EQUITY RESEARCH INC 26,568 26,368 -0.75 1,260 1,299 3.10
2017-11-09 13F-HR JP MORGAN CHASE & CO 538,944 490,423 -9.00 25,551 24,296 -4.91
2017-11-13 13F-HR CITIGROUP INC 34,281 24,465 -28.63 1,625 1,205 -25.85
2017-11-07 13F-HR Cambridge Investment Research Advisors, Inc. 8,824 8,833 0.10 418 435 4.07
2017-11-13 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 210,657 223,662 6.17 9,988 11,016 10.29
2017-11-14 13F-HR Zurich Insurance Group Ltd/FI 17,500 0 -100.00 830 0 -100.00
2017-10-26 13F-HR Raymond James Financial Services Advisors, Inc. 45,659 48,335 5.86 2,165 2,381 9.98
2017-11-14 13F-HR MENTA CAPITAL LLC 0 5,808 0 286
2017-11-07 13F-HR Commonwealth Equity Services, Inc 54,517 54,721 0.37 2,584 2,695 4.30
2017-11-14 13F-HR ETF MANAGERS GROUP, LLC 1,096 1,195 9.03 52 59 13.46
2017-07-19 13F-HR FIRST QUADRANT L P/CA 3,049 0 -100.00 135 0 -100.00
2017-10-19 13F-HR HONKAMP KRUEGER FINANCIAL SERVICES INC /ADV 4,377 4,926 12.54 208 243 16.83
2017-10-05 13F-HR/A-1 BRIDGES INVESTMENT MANAGEMENT INC 4,212 207
2017-11-14 13F-HR Cornerstone Wealth Management, LLC 4,289 223
2017-10-24 13F-HR TRUST CO OF VERMONT 2,000 2,000 0.00 95 99 4.21
2017-11-13 13F-HR King Wealth Management Group, LLC 7,000 7,000 0.00 332 345 3.92
2017-11-13 13F-HR Laurion Capital Management LP 9,500 0 -100.00 450 0 -100.00
2017-11-14 13F-HR AHL Partners LLP 0 92,048 0 4,533
2017-11-09 13F-HR Dai-Ichi Life Insurance Company, Ltd 30,775 0 -100.00 1,459 0 -100.00
2017-10-23 13F-HR WHITTIER TRUST CO 685 685 0.00 32 34 6.25
2017-11-14 13F-HR Voya Investment Management LLC 17,281 17,281 0.00 819 851 3.91
2017-11-08 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 80 89 11.25 4 4 0.00
2017-10-12 13F-HR V Wealth Management,LLC 100 0 -100.00 5 0 -100.00
2017-08-11 13F-HR ProShare Advisors LLC 5,058 0 -100.00 224 0 -100.00
2017-11-03 13F-HR SMITHFIELD TRUST CO 320 320 0.00 15 16 6.67
2017-10-30 13F-HR NJ State Employees Deferred Compensation Plan 30,000 20,000 -33.33 1,422 985 -30.73
2017-11-08 13F-HR Granite Investment Partners, LLC 303,370 321,517 5.98 14,383 15,835 10.10
2017-11-13 13F-HR Renaissance Technologies LLC 805,000 776,700 -3.52 38,165 38,252 0.23
2017-11-14 13F-HR Natixis 5,433 268
2017-11-13 13F-HR SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) 200 200 0.00 9 10 11.11
2017-10-25 13F-HR Aperio Group, LLC 31,514 31,821 0.97 1,494 1,567 4.89
2017-10-17 13F-HR Cutler Group LP Put 100 0 -100.00 0 0
2017-11-14 13F-HR Point72 Asia (Hong Kong) Ltd 655 32
2017-11-14 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ 29,299 29,299 0.00 1,389 1,443 3.89
2017-11-06 13F-HR Winfield Associates, Inc. 58 0 -100.00 3 0 -100.00
2017-11-22 13F-HR Steward Partners Investment Advisory, Llc 4 4 0.00 0 0
2017-10-24 13F-HR HUNTINGTON NATIONAL BANK 1,000 1,200 20.00 47 59 25.53
2017-11-03 13F-HR Swiss National Bank 60,200 60,200 0.00 2,854 2,965 3.89
2017-11-01 13F-HR State of Tennessee, Treasury Department 35,099 33,012 -5.95 1,664 1,626 -2.28
2017-11-14 13F-HR DEUTSCHE BANK AG\ 106,497 78,275 -26.50 5,047 3,853 -23.66
2017-10-03 13F-HR Eqis Capital Management, Inc. 13,442 14,653 9.01 637 722 13.34
2017-11-14 13F-HR ROYAL BANK OF CANADA 230,910 168,301 -27.11 10,948 8,289 -24.29
2017-11-13 13F-HR AMERICAN NATIONAL INSURANCE CO /TX/ 33,000 33,000 0.00 1,565 1,625 3.83
2017-11-01 13F-HR GABELLI FUNDS LLC 47,000 47,000 0.00 2,228 2,315 3.90
2017-11-07 13F-HR Advisors Asset Management, Inc. 6,774 6,461 -4.62 321 318 -0.93
2017-08-14 13F-HR Parallax Volatility Advisers, L.P. 275 0 -100.00 12 0 -100.00
2017-11-14 13F-HR AQR CAPITAL MANAGEMENT LLC 0 12,072 0 595
2017-11-14 13F-HR MORGAN STANLEY 110,591 161,350 45.90 5,243 7,946 51.55
2017-11-13 13F-HR TEACHERS ADVISORS INC 65,224 64,236 -1.51 3,092 3,164 2.33
2017-10-23 13F-HR Cutter & CO Brokerage, Inc. 49,916 46,521 -6.80 2,367 2,291 -3.21
2017-11-14 13F-HR UBS Group AG 67,088 67,926 1.25 3,181 3,345 5.16
2017-07-06 13F-HR Independent Portfolio Consultants, Inc. 390 390 0.00 17 18 5.88
2017-10-26 13F-HR PICTET ASSET MANAGEMENT LTD 1,736,800 1,636,361 -5.78 79,528 80,591 1.34
2017-11-14 13F-HR Elkfork Partners LLC 3,948 4,816 21.99 187 237 26.74
2017-07-28 13F-HR INGALLS & SNYDER LLC 9,775 0 -100.00 433 0 -100.00
2017-11-06 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 65,567 65,567 0.00 3,109 3,229 3.86
2017-11-06 13F-HR Advisor Group, Inc. 4,339 3,693 -14.89 205 182 -11.22
2017-11-08 13F-HR NEXT Financial Group, Inc 1,200 1,200 0.00 57,000 63 -99.89
2017-10-27 13F-HR Alexandria Capital, LLC 213 0 -100.00 10 0 -100.00
2017-11-20 13F-HR PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 1,955 1,955 0.00 93 96 3.23
2017-11-14 13F-HR ZACKS INVESTMENT MANAGEMENT 99,868 97,901 -1.97 4,735 4,822 1.84
2017-11-14 13F-HR CAPSTONE INVESTMENT ADVISORS, LLC 4,200 206
2017-11-09 13F-HR BKS ADVISORS, LLC 55,551 57,567 3.63 2,634 2,835 7.63
2017-11-15 13F-HR KELLY LAWRENCE W & ASSOCIATES INC/CA 2,780 2,780 0.00 132 137 3.79
2017-08-10 13F-HR Summit Global Investments 8,600 0 -100.00 380,980 0 -100.00
2017-11-06 13F-HR CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 19,876 19,876 0.00 942 979 3.93
2017-11-09 13F-HR Trexquant Investment LP 6,408 316
2017-11-02 13F-HR Jacobi Capital Management LLC 131 131 0.00 6 7 16.67
2017-11-15 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 83,500 98,081 17.46 3,959 4,830 22.00
2017-11-01 13F-HR CHICAGO EQUITY PARTNERS LLC 51,770 58,350 12.71 2,454 2,874 17.11
2017-10-27 13F-HR Parkside Financial Bank & Trust 5 5 0.00 0 0
2017-11-15 13F-HR Janney Montgomery Scott LLC 6,804 10,595 55.72 323 522 61.61
2017-11-13 13F-HR NORTHERN TRUST CORP 606,523 608,419 0.31 28,756 29,965 4.20
2017-11-14 13F-HR IHT Wealth Management, LLC 809 809 0.00 33 42 27.27
2017-10-12 13F-HR Fruth Investment Management 7,800 7,800 0.00 369 384 4.07
2017-11-13 13F-HR DIMENSIONAL FUND ADVISORS LP 1,349,948 1,332,324 -1.31 64,001 65,617 2.52
2017-11-14 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 24,562 24,562 0.00 1,164 1,210 3.95
2017-11-13 13F-HR MARTINGALE ASSET MANAGEMENT L P 36,800 37,100 0.82 1,745 1,828 4.76
2017-07-17 13F-HR Clean Yield Group 1,200 0 -100.00 53 0 -100.00
2017-11-13 13F-HR PROFUND ADVISORS LLC 6,490 5,860 -9.71 308 289 -6.17
2017-11-07 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 202 202 0.00 10 10 0.00
2017-11-15 13F-HR/A-1 Parallel Advisors, LLC 79 79 0.00 4 4 0.00
2017-10-30 13F-HR Mercer Capital Advisers, Inc. 1,000 1,000 0.00 47 49 4.26
2017-10-30 13F-HR IFP Advisors, Inc 5,548 5,710 2.92 263 281 6.84
2017-11-14 13F-HR BlackRock Inc. 4,547,355 4,662,647 2.54 215,589 229,634 6.51
2017-11-13 13F-HR MASON STREET ADVISORS, LLC 9,030 9,281 2.78 428 457 6.78
2017-10-20 13F-HR BAILLIE GIFFORD & CO 155,890 0 -100.00 7,391 0 -100.00
2017-11-13 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 34,170 35,872 4.98 1,620,000 1,766,696 9.06
2017-11-13 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 64,309 58,118 -9.63 3,049 2,862 -6.13
2017-11-13 13F-HR EATON VANCE MANAGEMENT 12,733 12,733 0.00 604 627 3.81
2017-11-13 13F-HR RAYMOND JAMES & ASSOCIATES 40,691 34,589 -15.00 1,929 1,703 -11.72
2017-11-13 13F-HR Goss Wealth Management LLC 282 0 -100.00 13,288 0 -100.00
2017-10-19 13F-HR SeaBridge Investment Advisors LLC 2,400 2,400 0.00 114 118 3.51
2017-11-14 13F-HR Alpine Partners VI, LLC 0 10,000 0 493
2017-11-14 13F-HR BARCLAYS PLC 7,891 4,293 -45.60 374 212 -43.32
2017-11-14 13F-HR PEAK6 Investments, L.P. Call 29,900 40,300 34.78 1,418 1,985 39.99
2017-11-02 13F-HR BLACKHILL CAPITAL INC 10,800 10,800 0.00 512 532 3.91
2017-11-14 13F-HR Tower Research Capital LLC (TRC) 0 4,013 0 198
2017-11-13 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 113,826 93,992 -17.42 5,396 4,629 -14.21
2017-11-14 13F-HR Cubist Systematic Strategies, LLC 6,518 6,687 2.59 309 329 6.47
2017-11-13 13F-HR PineBridge Investments, L.P. 4,824 4,548 -5.72 229 224 -2.18
2017-10-13 13F-HR LEDERER & ASSOCIATES INVESTMENT COUNSEL/CA 8,290 8,290 0.00 393 408 3.82
2017-11-13 13F-HR NOMURA ASSET MANAGEMENT CO LTD 0 0 0 0
2017-11-14 13F-HR DIAM Co., Ltd. 117,201 111,116 -5.19 5,559 5,505 -0.97
2017-11-13 13F-HR Magellan Asset Management Ltd 23,793 24,008 0.90 1,128 1,182 4.79
2017-11-08 13F-HR FULLER & THALER ASSET MANAGEMENT, INC. 395 1,395 253.16 19 69 263.16
2017-10-17 13F-HR Cutler Group LP 543 339 -37.57 25 16 -36.00
2017-11-14 13F-HR MILLENNIUM MANAGEMENT LLC 5,290 49,421 834.23 251 2,434 869.72
2017-10-17 13F-HR CENTRAL TRUST Co 56 56 0.00 3 3 0.00
2017-10-27 13F-HR Copeland Capital Management, LLC 412,139 418,555 1.56 19,540 20,614 5.50
2017-11-14 13F-HR VANGUARD GROUP INC 3,768,089 3,879,630 2.96 178,644 191,072 6.96
2017-11-30 13F-HR/A-1 PRUDENTIAL FINANCIAL INC 107,102 105,432 -1.56 5,078 5,193 2.26
2017-11-14 13F-HR Neuburgh Advisers LLC 2,256 2,752 21.99 107 135 26.17
2017-11-14 13F-HR STATE STREET CORP 990,335 970,656 -1.99 46,948 47,813 1.84
CUSIP: 029899101