SecurityAWR / American States Water Co. (029899101)
President & CEOSPROWLS ROBERT J
IndustryWater Supply
Institutional Owners265
Institutional Shares30,986,527 - 84.35%
Common Stock Shares Outstanding36,733,506 shares (as of 2018-06-30)
Institutional Value$ 5,760,638,000 USD

Institutional Stock Ownership and Shareholders

AWR / American States Water Co. Institutional Ownership

American States Water Co. (NYSE:AWR) has 265 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 30,986,527 shares. Largest shareholders include BlackRock Inc., Vanguard Group Inc, State Street Corp, BlackRock Fund Advisors, Pictet Asset Management Ltd, Dimensional Fund Advisors Lp, BlackRock Institutional Trust Company, N.A., Renaissance Technologies LLC, Invesco Ltd., and Northern Trust Corp.
American States Water Co. (NYSE:AWR) ownership structure shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-07-30 13F-HR Raymond James Financial Services Advisors, Inc. 39,353 40,126 1.96 2,088 2,294 9.87
2018-05-11 13F-HR Delpha Capital Management, Llc 664 0 -100.00 38 0 -100.00
2018-08-13 13F-HR Stratos Wealth Partners, LTD. 1,592 0 -100.00 84 0 -100.00
2018-08-02 13F-HR Genovese Burford & Brothers Wealth & Retirement Plan Management, LLC 3,772 3,772 0.00 200 216 8.00
2018-08-13 13F-HR PIONEER INVESTMENT MANAGEMENT INC 68,049 0 -100.00 3,611 0 -100.00
2016-11-14 13F-HR MASON STREET ADVISORS, LLC 7,526 301
2018-08-15 13F-HR GLENMEDE TRUST CO NA 886 722 -18.51 50 42 -16.00
2017-01-13 13F-HR MetLife Securities, Inc 1,427 1,430 0.21 57 65 14.04
2018-08-13 13F-HR SYMONS CAPITAL MANAGEMENT INC 8,152 7,851 -3.69 433 449 3.70
2018-08-14 13F-HR Paloma Partners Management Co 87,137 0 -100.00 4,623 0 -100.00
2018-08-10 13F-HR Proficio Capital Partners LLC 324 324 0.00 17 19 11.76
2018-08-06 13F-HR BLACKHILL CAPITAL INC 10,800 10,800 0.00 573 617 7.68
2018-08-06 13F-HR STRS OHIO 67,000 57,300 -14.48 3,555 3,275 -7.88
2018-08-07 13F-HR Arizona State Retirement System 57,948 53,424 -7.81 3,075 3,054 -0.68
2018-08-20 13F-HR Winton Capital Group Ltd 6,641 0 -100.00 352 0 -100.00
2018-08-14 13F-HR STIFEL FINANCIAL CORP 3,954 3,997 1.09 210 230 9.52
2018-08-01 13F-HR WELLS FARGO & COMPANY/MN 100,882 97,582 -3.27 5,353 5,578 4.20
2018-07-31 13F-HR CWM, LLC 1,803 1,821 1.00 96 104 8.33
2017-02-10 13F-HR BlackRock Institutional Trust Company, N.A. 934,204 939,488 0.57 37,415 42,803 14.40
2018-08-06 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 2,318 2,318 0.00 123 132 7.32
2018-07-23 13F-HR SeaBridge Investment Advisors LLC 2,400 2,400 0.00 127 137 7.87
2018-08-14 13F-HR Man Group plc 50,600 64,344 27.16 2,685 3,678 36.98
2018-08-14 13F-HR JP Morgan Chase & Co 530,095 607,374 14.58 28,126 34,717 23.43
2018-08-14 13F-HR SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC 6,467 6,467 0.00 343 370 7.87
2018-07-30 13F-HR Parallel Advisors, LLC 79 79 0.00 4 4 0.00
2018-08-06 13F-HR SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) 100 0 -100.00 5 0 -100.00
2018-08-14 13F-HR BlueCrest Capital Management Ltd 45,706 0 -100.00 2,425 0 -100.00
2018-07-23 13F-HR CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 19,876 19,876 0.00 1,055 1,136 7.68
2018-08-13 13F-HR IHT Wealth Management, LLC 809 0 -100.00 42 0 -100.00
2018-08-01 13F-HR Arjuna Capital 13,843 13,768 -0.54 735 787 7.07
2018-07-31 13F-HR HOWE & RUSLING INC 106 106 0.00 6 6 0.00
2018-07-31 13F-HR Crossmark Global Holdings, Inc. 6,152 5,972 -2.93 326 341 4.60
2018-08-14 13F-HR GOLDMAN SACHS GROUP INC 142,650 157,168 10.18 7,569 8,984 18.69
2018-07-20 13F-HR Cornerstone Wealth Management, LLC 7,430 463,899 6,143.59 385 7,981 1,972.99
2018-07-26 13F-HR EVERENCE CAPITAL MANAGEMENT INC 3,640 208
2018-02-14 13F-HR AHL Partners LLP 92,048 75,802 -17.65 4,533 4,390 -3.15
2018-08-14 13F-HR HighTower Advisors, LLC 16,918 16,664 -1.50 897 951 6.02
2018-08-01 13F-HR NEW YORK STATE TEACHERS RETIREMENT SYSTEM 101,218 101,218 0.00 5,371 5,786 7.73
2018-08-03 13F-HR COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 7,770 444
2018-08-03 13F-HR KBC Group NV 314,194 360,568 14.76 16,671 20,610 23.63
2018-08-13 13F-HR Renaissance Technologies LLC 834,900 44,300
2018-08-06 13F-HR Sonora Investment Management, LLC 500 500 0.00 26,530 29 -99.89
2018-08-10 13F-HR Aevitas Wealth Management, Inc. 218 219 0.46 12 13 8.33
2018-07-27 13F-HR Advisory Services Network, LLC 224 181 -19.20 12 11 -8.33
2018-07-31 13F-HR Front Row Advisors Llc 2,000 2,000 0.00 106 120 13.21
2018-08-10 13F-HR Legal & General Group Plc 198,799 218,027 9.67 10,534 12,474 18.42
2018-08-13 13F-HR HONKAMP KRUEGER FINANCIAL SERVICES INC /ADV 5,345 0 -100.00 284 0 -100.00
2018-08-15 13F-HR BRIDGES INVESTMENT MANAGEMENT INC 7,212 7,212 0.00 382 412 7.85
2018-08-10 13F-HR DIMENSIONAL FUND ADVISORS LP 1,269,532 1,267,531 -0.16 67,361 72,453 7.56
2018-08-14 13F-HR Invesco Ltd. 695,023 741,521 6.69 36,878 42,385 14.93
2018-08-13 13F-HR AMP Capital Investors Ltd 26,671 30,975 16.14 1,401 1,770 26.34
2018-08-24 13F-HR/A Mainstay Capital Management Llc /adv 100 100 0.00 5 6 20.00
2017-04-17 13F-HR Pinnacle Bank 4,000 177
2018-08-14 13F-HR MILLENNIUM MANAGEMENT LLC 175,330 0 -100.00 9,303 0 -100.00
2018-08-14 13F-HR King Wealth Management Group, LLC 7,000 7,000 0.00 371 400 7.82
2018-07-30 13F-HR/A Virtu Financial LLC 8,193 468
2018-08-13 13F-HR Glen Harbor Capital Management LLC 4,466 4,466 0.00 237 255 7.59
2018-08-03 13F-HR SEI INVESTMENTS CO 2,714 3,341 23.10 144 191 32.64
2018-08-03 13F-HR Centiva Capital, Lp 19,766 0 -100.00 1,049 0 -100.00
2018-07-30 13F-HR Aperio Group, LLC 32,368 29,165 -9.90 1,717 1,667 -2.91
2018-08-07 13F-HR TORTOISE INDEX SOLUTIONS, LLC 1,844 1,780 -3.47 98 102 4.08
2018-08-02 13F-HR FIRST TRUST ADVISORS LP 200,832 190,002 -5.39 10,656 10,861 1.92
2018-10-16 13F-HR NISA INVESTMENT ADVISORS L.L.C. 1,150 1,250 8.70 66 76 15.15
2018-08-09 13F-HR Swiss National Bank 63,900 63,900 0.00 3,391 3,653 7.73
2018-08-14 13F-HR Zurich Insurance Group Ltd/FI 14,900 0 -100.00 791 0 -100.00
2018-08-14 13F-HR DEUTSCHE BANK AG\ 96,223 134,878 40.17 5,102 7,707 51.06
2018-08-14 13F-HR VANGUARD GROUP INC 3,945,390 4,095,360 3.80 209,342 234,091 11.82
2018-08-06 13F-HR RHUMBLINE ADVISERS 99,284 100,679 1.41 5,268 5,755 9.24
2018-08-03 13F-HR Centiva Capital, Lp Call 10,000 0 -100.00 531 0 -100.00
2018-10-09 13F-HR NEXT Financial Group, Inc 0 1,200 0 73
2018-08-13 13F-HR Magellan Asset Management Ltd 26,815 25,728 -4.05 1,423 1,471 3.37
2018-07-30 13F-HR SIMPLEX TRADING, LLC 508 331 -34.84 26 18 -30.77
2018-08-09 13F-HR GSA CAPITAL PARTNERS LLP 0 5,200 0 297
2018-07-16 13F-HR SMITHFIELD TRUST CO 301 0 -100.00 16 0 -100.00
2018-07-26 13F-HR REGIONS FINANCIAL CORP 176 176 0.00 9 10 11.11
2018-08-10 13F-HR Mitsubishi UFJ Trust & Banking Corp 4,509 4,568 1.31 239 261 9.21
2018-08-15 13F-HR FORSTA AP-FONDEN 13,900 11,900 -14.39 738 680 -7.86
2018-08-09 13F-HR Mutual of America Capital Management LLC 800 935 16.88 42 53 26.19
2018-08-14 13F-HR Cetera Advisor Networks LLC 6,276 6,288 0.19 334 358 7.19
2018-07-23 13F-HR FARMERS & MERCHANTS INVESTMENTS INC 300 300 0.00 16 17 6.25
2018-08-10 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 49,491 47,875 -3.27 2,626 2,734 4.11
2018-07-18 13F-HR Cornerstone Advisors, Inc. 17 17 0.00 1 1 0.00
2018-08-08 13F-HR AMERICAN INTERNATIONAL GROUP INC 23,218 28,217 21.53 1,232 1,613 30.93
2018-10-12 13F-HR Parkside Financial Bank & Trust 18 18 0.00 1 1 0.00
2018-07-20 13F-HR Steward Partners Investment Advisory, Llc 4 504 12,500.00 0 29
2018-08-14 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 55,316 56,019 1.27 2,935 3,202 9.10
2018-08-10 13F-HR FEDERATED INVESTORS INC /PA/ 905 887 -1.99 48 51 6.25
2018-10-15 13F-HR FIRST MANHATTAN CO 1,400 1,400 0.00 80 85 6.25
2018-08-08 13F-HR SEGALL BRYANT & HAMILL, LLC 108,710 110,944 2.06 5,768 6,342 9.95
2018-08-09 13F-HR GAM Holding AG 0 13,578 0 776
2018-08-14 13F-HR GEODE CAPITAL MANAGEMENT, LLC 319,219 339,165 6.25 16,937 19,386 14.46
2018-07-17 13F-HR Kistler-Tiffany Companies, LLC 62 4
2018-08-14 13F-HR Parallax Volatility Advisers, L.P. 0 11 0 1
2018-07-24 13F-HR Cribstone Capital Management, LLC 300 300 0.00 16 17 6.25
2018-08-15 13F-HR Metlife Investment Advisors, Llc 16,817 16,817 0.00 892 961 7.74
2018-08-06 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 22,953 22,513 -1.92 1,218 1,287 5.67
2018-08-14 13F-HR SUNTRUST BANKS INC 5,505 7,874 43.03 291 449 54.30
2018-10-12 13F-HR BANK OF MONTREAL /CAN/ 14,610 14,237 -2.55 834 871 4.44
2018-08-14 13F-HR/A CITADEL ADVISORS LLC Put 4,400 0 -100.00 233 0 -100.00
2018-08-14 13F-HR Patriot Financial Group Insurance Agency, LLC 18 0 -100.00 1 0 -100.00
2018-08-13 13F-HR TOCQUEVILLE ASSET MANAGEMENT L.P. 9,800 7,600 -22.45 520 434 -16.54
2018-10-03 13F-HR/A Sound Income Strategies, Llc 2 2 0.00 0 0
2018-08-08 13F-HR DEAN INVESTMENT ASSOCIATES, LLC 80,850 45,575 -43.63 4,290 2,605 -39.28
2018-08-14 13F-HR FLAGSHIP HARBOR ADVISORS, LLC 1,035 59
2018-08-14 13F-HR ZACKS INVESTMENT MANAGEMENT 98,370 98,243 -0.13 5,219 5,616 7.61
2018-08-10 13F-HR RIVERHEAD CAPITAL MANAGEMENT LLC 3,653 3,653 0.00 194 209 7.73
2018-07-24 13F-HR Janney Montgomery Scott LLC 11,951 11,906 -0.38 634 681 7.41
2018-08-13 13F-HR CAPTRUST FINANCIAL ADVISORS 1,500 1,500 0.00 77 86 11.69
2018-08-13 13F-HR 6 Meridian 12,416 12,240 -1.42 659 700 6.22
2018-08-14 13F-HR FRANKLIN RESOURCES INC 4,984 5,295 6.24 265 302 13.96
2018-10-10 13F-HR Fruth Investment Management 7,100 7,100 0.00 405 434 7.16
2018-08-14 13F-HR KELLY LAWRENCE W & ASSOCIATES INC/CA 2,780 2,780 0.00 148 159 7.43
2018-08-14 13F-HR State of Tennessee, Treasury Department 26,145 25,262 -3.38 1,387 1,444 4.11
2018-09-27 13F-HR/A UNITED SERVICES AUTOMOBILE ASSOCIATION 5,470 5,470 0.00 290 313 7.93
2018-08-10 13F-HR ENVESTNET ASSET MANAGEMENT INC 5,785 5,154 -10.91 318 295 -7.23
2018-08-02 13F-HR VICTORY CAPITAL MANAGEMENT INC 20,373 20,784 2.02 1,081 1,188 9.90
2018-08-01 13F-HR Connor, Clark & Lunn Investment Management Ltd. 4,950 283
2018-07-25 13F-HR BTIM Corp. 271,939 275,997 1.49 14,429 15,776 9.34
2018-08-13 13F-HR OPPENHEIMER FUNDS INC 5,190 5,594 7.78 275 320 16.36
2018-08-15 13F-HR Bruderman Asset Management, LLC 2,374 329 -86.14 126 19 -84.92
2018-08-10 13F-HR CHICAGO EQUITY PARTNERS LLC 58,065 58,410 0.59 3,081 3,339 8.37
2018-07-26 13F-HR LEDERER & ASSOCIATES INVESTMENT COUNSEL/CA 7,890 7,590 -3.80 419 434 3.58
2018-08-08 13F-HR Poehling Capital Management, Llc 750 750 0.00 40 43 7.50
2018-10-16 13F-HR Louisiana State Employees Retirement System 16,500 16,200 -1.82 943 990 4.98
2018-07-31 13F-HR Commonwealth Equity Services, Llc. 51,936 50,434 -2.89 2,755 2,883 4.65
2018-08-03 13F-HR Violich Capital Management, Inc. 0 3,535 0 202
2018-10-16 13F-HR Truewealth Llc 75 75 0.00 4 5 25.00
2018-08-13 13F-HR Unio Capital Llc 6,350 4,300 -32.28 337 246 -27.00
2018-08-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 10,151 10,151 0.00 538 538 0.00
2018-08-14 13F-HR AQR CAPITAL MANAGEMENT LLC 69,335 99,400 43.36 3,679 5,681 54.42
2018-07-19 13F-HR HUNTINGTON NATIONAL BANK 1,289 1,289 0.00 68 74 8.82
2018-08-09 13F-HR PineBridge Investments, L.P. 6,035 0 -100.00 320 0 -100.00
2018-08-16 13F-HR Nelson, Van Denburg & Campbell Wealth Management Group, LLC 2,200 2,200 0.00 117 126 7.69
2018-10-16 13F-HR Hudock Capital Group, LLC 600 36
2018-08-10 13F-HR ONTARIO TEACHERS PENSION PLAN BOARD 7,309 418
2018-07-30 13F-HR SIMPLEX TRADING, LLC Call 5 2 -60.00 0 11
2018-08-14 13F-HR Resources Investment Advisors, Inc. 3,000 3,000 0.00 159 171 7.55
2018-08-08 13F-HR Manchester Capital Management LLC 15,893 15,893 0.00 843 908 7.71
2018-10-10 13F-HR Kiley Juergens Wealth Management, Llc 3,000 183
2018-08-14 13F-HR ETF MANAGERS GROUP, LLC 1,591 1,899 19.36 82 63 -23.17
2018-07-25 13F-HR BNP PARIBAS ARBITRAGE, SA 22,242 14,786 -33.52 1,180,161 845,168 -28.39
2018-08-15 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 68,070 54,265 -20.28 3,612 3,102 -14.12
2018-08-03 13F-HR NOMURA ASSET MANAGEMENT CO LTD 0 0 0 0
2018-08-02 13F-HR Adviser Investments LLC 500 500 0.00 27 29 7.41
2018-08-10 13F-HR Neuburgh Advisers LLC 3,248 3,248 0.00 172 186 8.14
2018-08-10 13F-HR Cambridge Investment Research Advisors, Inc. 8,970 9,268 3.32 476 530 11.34
2017-08-18 13F-HR WFG Advisors, LP 829 834 0.60 37 40 8.11
2018-08-14 13F-HR Cubist Systematic Strategies, LLC 4,290 0 -100.00 228 0 -100.00
2018-08-07 13F-HR Van Hulzen Asset Management, LLC 17,442 22,247 27.55 925 1,272 37.51
2018-08-14 13F-HR UBS Group AG 69,412 81,315 17.15 3,683 4,648 26.20
2017-02-10 13F-HR BlackRock Advisors LLC 19,131 19,186 0.29 766 874 14.10
2018-08-10 13F-HR Employees Retirement System of Texas 16,000 16,000 0.00 849 915 7.77
2018-08-13 13F-HR RAYMOND JAMES & ASSOCIATES 35,059 34,581 -1.36 1,860 1,977 6.29
2018-08-14 13F-HR D. E. Shaw & Co., Inc. 29,115 29,610 1.70 1,545 1,692 9.51
2018-08-15 13F-HR Cozad Asset Management Inc 36,395 2,080
2018-07-17 13F-HR WealthTrust-Arizona, LLC 40 40 0.00 2 2 0.00
2018-08-14 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 85,745 80,264 -6.39 4,550 4,588 0.84
2018-08-14 13F-HR DIAM Co., Ltd. 43,606 37,914 -13.05 2,314 2,183 -5.66
2018-08-10 13F-HR Tibra Equities Europe Ltd 24,048 0 -100.00 1,276 0 -100.00
2018-08-13 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC 131,086 126,932 -3.17 6,955 7,255 4.31
2018-08-13 13F-HR PROFUND ADVISORS LLC 6,996 7,290 4.20 371 417 12.40
2018-08-14 13F-HR FIFTH THIRD BANCORP 232 232 0.00 12 13 8.33
2018-08-13 13F-HR Pflug Koory, Llc 400 400 0.00 21 23 9.52
2018-07-31 13F-HR LOS ANGELES CAPITAL MANAGEMENT & EQUITY RESEARCH INC 39,651 62,791 58.36 2,104 3,589 70.58
2018-10-09 13F-HR State of Alaska, Department of Revenue 12,016 12,086 0.58 686 738 7.58
2018-08-14 13F-HR Jefferies Group LLC 62,504 12,784 -79.55 3,316 731 -77.96
2018-08-14 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 27,255 27,359 0.38 1,446 1,564 8.16
2018-08-10 13F-HR EATON VANCE MANAGEMENT 12,585 12,610 0.20 668 721 7.93
2018-08-14 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ 30,860 32,902 6.62 1,637 1,881 14.91
2018-08-15 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 11,436 11,436 0.00 606,794 653,682 7.73
2017-02-10 13F-HR BlackRock Investment Management, LLC 157,170 190,611 21.28 6,295 8,684 37.95
2018-08-13 13F-HR Elkfork Partners LLC 5,684 5,684 0.00 302 325 7.62
2018-08-13 13F-HR Advisor Group, Inc. 5,435 4,449 -18.14 288 254 -11.81
2018-08-14 13F-HR Centaurus Financial, Inc. 541 31
2018-07-17 13F-HR Copeland Capital Management, LLC 411,219 317,709 -22.74 21,819 18,160 -16.77
2018-08-14 13F-HR MORGAN STANLEY 161,536 167,382 3.62 8,571 9,567 11.62
2018-10-10 13F-HR MURPHY CAPITAL MANAGEMENT INC 15,350 12,850 -16.29 877 785 -10.49
2018-07-20 13F-HR LS Investment Advisors, LLC 1,064 1,064 0.00 56 61 8.93
2018-08-14 13F-HR BANK OF AMERICA CORP /DE/ 74,655 112,353 50.50 3,961 6,422 62.13
2018-08-13 13F-HR BlueMountain Capital Management, LLC 17,348 11,740 -32.33 920 671 -27.07
2018-08-13 13F-HR Ameritas Investment Partners, Inc. 3,156 3,156 0.00 167 180 7.78
2018-07-23 13F-HR TEXAS PERMANENT SCHOOL FUND 24,307 23,707 -2.47 1,290 1,355 5.04
2018-08-14 13F-HR MASON STREET ADVISORS, LLC 10,186 10,608 4.14 540 606 12.22
2018-08-13 13F-HR VAN ECK ASSOCIATES CORP 1,498 1,610 7.48 79 92 16.46
2018-08-14 13F-HR Tower Research Capital LLC (TRC) 1,600 0 -100.00 85 0 -100.00
2018-10-05 13F-HR Gierl Augustine Investment Management Inc 1,480 1,480 0.00 85 90 5.88
2018-08-15 13F-HR Dean Capital Management 48,280 20,590 -57.35 2,562 1,177 -54.06
2018-08-13 13F-HR Stone Ridge Asset Management LLC 6,190 6,190 0.00 328 354 7.93
2018-08-13 13F-HR Westside Investment Management, Inc. 114 114 0.00 5,872 6,626 12.84
2018-07-27 13F-HR Mercer Capital Advisers, Inc. 1,000 1,000 0.00 53 57 7.55
2018-08-02 13F-HR D.A. DAVIDSON & CO. 88,384 88,424 0.05 4,690 5,054 7.76
2018-02-16 13F-HR/A Commonwealth Equity Services, Inc 54,518 54,721 0.37 2,585 2,695 4.26
2018-08-07 13F-HR IFP Advisors, Inc 1,117 3,806 240.73 59 218 269.49
2018-07-30 13F-HR SIMPLEX TRADING, LLC Put 16 1 -93.75 5 5 0.00
2018-08-07 13F-HR SG Americas Securities, LLC 3,321 8,478 155.28 176 485 175.57
2018-08-13 13F-HR Neuberger Berman Group LLC 4,039 4,020 -0.47 214 230 7.48
2018-08-14 13F-HR PUBLIC SECTOR PENSION INVESTMENT BOARD 23,754 23,754 0.00 1,260 1,358 7.78
2018-08-14 13F-HR MACQUARIE GROUP LTD 5,000 2,500 -50.00 265 143 -46.04
2018-08-14 13F-HR Voya Investment Management LLC 16,533 14,528 -12.13 877 830 -5.36
2017-07-06 13F-HR Independent Portfolio Consultants, Inc. 390 390 0.00 17 18 5.88
2018-08-14 13F-HR LPL Financial LLC 20,475 20,423 -0.25 1,086 1,167 7.46
2018-07-31 13F-HR TD ASSET MANAGEMENT INC 9,816 11,316 15.28 521 647 24.18
2018-08-09 13F-HR MARTINGALE ASSET MANAGEMENT L P 70,604 70,604 0.00 3,747 4,036 7.71
2018-08-13 13F-HR ProShare Advisors LLC 5,781 6,007 3.91 307 343 11.73
2018-08-14 13F-HR GV Financial Advisors 25 1
2018-08-08 13F-HR US BANCORP \DE\ 4,904 4,904 0.00 261 280 7.28
2018-08-15 13F-HR JANE STREET GROUP, LLC 5,472 0 -100.00 290 0 -100.00
2018-08-14 13F-HR BARCLAYS PLC 24,623 21,759 -11.63 1,307 1,242 -4.97
2018-08-08 13F-HR QUADRANT CAPITAL GROUP LLC 36 36 0.00 1 2 100.00
2018-08-13 13F-HR PRINCIPAL FINANCIAL GROUP INC 329,774 349,167 5.88 17,498 19,958 14.06
2018-08-07 13F-HR FULLER & THALER ASSET MANAGEMENT, INC. 555 555 0.00 29 32 10.34
2018-08-06 13F-HR MACKAY SHIELDS LLC 37,200 37,900 1.88 1,974 2,167 9.78
2018-08-14 13F-HR AMERIPRISE FINANCIAL INC 267,463 272,438 1.86 14,194 15,573 9.72
2017-07-10 13F-HR CAPSTONE ASSET MANAGEMENT CO 7,742 6,942 -10.33 343 329 -4.08
2018-10-12 13F-HR Gemmer Asset Management LLC 64 64 0.00 4 4 0.00
2018-08-13 13F-HR AMERICAN NATIONAL INSURANCE CO /TX/ 33,000 33,000 0.00 1,751 1,886 7.71
2018-08-14 13F-HR Water Asset Management LLC 0 59,402 0 3,395
2017-02-10 13F-HR BlackRock Group LTD 156,424 184,522 17.96 6,264 8,405 34.18
2018-07-25 13F-HR BESSEMER GROUP INC 30,245 30,245 0.00 1,605 1,729 7.73
2018-08-14 13F-HR HCR Wealth Advisors 20,077 21,643 7.80 1,065 1,249 17.28
2018-10-15 13F-HR Krueger & Catalano Capital Partners, Llc 4,132 4,444 7.55 236 272 15.25
2018-07-27 13F-HR PIEDMONT INVESTMENT ADVISORS LLC 7,847 8,557 9.05 416 489 17.55
2018-07-31 13F-HR WEATHERLY ASSET MANAGEMENT L. P. 18,580 18,580 0.00 986 1,062 7.71
2018-08-10 13F-HR Summit Trail Advisors, Llc 3,339 0 -100.00 3 0 -100.00
2018-10-11 13F-HR Eldridge Investment Advisors, Inc. 3,500 0 -100.00 200 0 -100.00
2018-08-14 13F-HR Schonfeld Strategic Advisors LLC 11,427 0 -100.00 606 0 -100.00
2018-08-13 13F-HR ALLIANCEBERNSTEIN L.P. 59,948 63,407 5.77 3,181 3,624 13.93
2018-08-08 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 246,001 260,383 5.85 13,053 14,884 14.03
2018-08-14 13F-HR THRIVENT FINANCIAL FOR LUTHERANS 24,715 25,199 1.96 1,311 1,440 9.84
2018-08-06 13F-HR BKS ADVISORS, LLC 58,405 58,619 0.37 3,099 3,351 8.13
2018-07-26 13F-HR Ashfield Capital Partners, LLC 11,689 11,689 0.00 620 668 7.74
2018-10-15 13F-HR Winslow, Evans & Crocker, Inc. 1,400 1,400 0.00 82 88 7.32
2018-08-01 13F-HR COMERICA BANK 39,054 39,982 2.38 2,147 2,409 12.20
2018-08-08 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 93 93 0.00 5 5 0.00
2018-05-11 13F-HR MARTINGALE ASSET MANAGEMENT L P 43,501 70,604 62.30 2,520 3,747 48.69
2018-07-18 13F-HR AMALGAMATED BANK 5,209 5,784 11.04 276 331 19.93
2018-08-09 13F-HR Royce & Associates LLC 213 347 62.91 11 20 81.82
2017-02-10 13F-HR BlackRock Fund Advisors 2,547,384 2,909,434 14.21 102,023 132,554 29.93
2018-10-12 13F-HR Cutter & CO Brokerage, Inc. 6,300 6,300 0.00 360 385 6.94
2018-08-13 13F-HR PRUDENTIAL FINANCIAL INC 113,852 117,952 3.60 6,041 6,742 11.60
2018-08-03 13F-HR Seacrest Wealth Management, Llc 600 600 0.00 32 34 6.25
2018-08-10 13F-HR GABELLI FUNDS LLC 47,000 47,000 0.00 2,494 2,687 7.74
2018-08-10 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 21,562 21,864 1.40 1,144 1,250 9.27
2018-10-12 13F-HR Versant Capital Management, Inc 1,082 1,079 -0.28 61 65 6.56
2018-08-06 13F-HR TEACHER RETIREMENT SYSTEM OF TEXAS 8,089 7,448 -7.92 429 426 -0.70
2018-08-10 13F-HR Pacad Investment Ltd. 300 0 -100.00 16 0 -100.00
2018-05-14 13F-HR Walthausen & Co., LLC 129,050 6,847
2018-07-27 13F-HR/A WHITTIER TRUST CO 685 607 -11.39 36 35 -2.78
2018-08-14 13F-HR CREDIT SUISSE AG/ 37,288 37,070 -0.58 1,978 2,119 7.13
2018-08-01 13F-HR HOERTKORN RICHARD CHARLES 1,900 1,900 0.00 101 109 7.92
2018-07-19 13F-HR Municipal Employees' Retirement System of Michigan 16,300 10,360 -36.44 865 592 -31.56
2018-08-22 13F-HR/A Advisors Asset Management, Inc. 5,563 0 -100.00 296 0 -100.00
2018-08-14 13F-HR/A CITADEL ADVISORS LLC Call 4,000 4,000 0.00 212 229 8.02
2018-07-17 13F-HR ELCO Management Co., LLC 0 3,907 0 223
2018-07-11 13F-HR TRUST CO OF VERMONT 2,263 2,263 0.00 120 129 7.50
2018-08-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 13,200 14,400 9.09 700 823 17.57
2018-08-14 13F-HR/A CITADEL ADVISORS LLC 0 20,022 0 1,145
2018-08-13 13F-HR Baird Financial Group, Inc. 59,410 58,859 -0.93 3,152 3,364 6.73
2018-08-14 13F-HR QS Investors, LLC 2,500 2,500 0.00 133 143 7.52
2018-05-04 13F-HR Financial Gravity Companies, Inc. 130 0 -100.00 7 0 -100.00
2018-08-10 13F-HR Meadow Creek Investment Management LLC 6,902 6,902 0.00 366 394 7.65
2018-08-13 13F-HR APG Asset Management N.V. 78,000 75,500 -3.21 3,365 3,696 9.84
2018-07-30 13F-HR EII CAPITAL MANAGEMENT, INC. 1,030 1,145 11.17 55 65 18.18
2018-07-26 13F-HR Advisornet Financial, Inc 1,271 1,276 0.39 67 73 8.96
2018-08-02 13F-HR IndexIQ Advisors LLC 25,062 0 -100.00 1,330 0 -100.00
2018-08-14 13F-HR TEACHERS ADVISORS INC 65,719 68,442 4.14 3,487 3,912 12.19
2018-08-14 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 41,805 42,891 2.60 2,218,174 2,451,650 10.53
2018-08-09 13F-HR BlackRock Inc. 4,959,476 5,358,291 8.04 263,149 306,280 16.39
2018-07-24 13F-HR MEEDER ASSET MANAGEMENT INC 5,452 1,911 -64.95 289 109,233 37,696.89
2018-08-10 13F-HR INGALLS & SNYDER LLC 8,441 7,841 -7.11 448 448 0.00
2018-08-13 13F-HR TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 10,399 10,399 0.00 552 594 7.61
2018-08-06 13F-HR Granite Investment Partners, LLC 221,239 222,348 0.50 11,739 12,709 8.26
2018-08-08 13F-HR Russell Investments Group, Ltd. 216,654 172,484 -20.39 11,495 9,861 -14.21
2018-08-10 13F-HR CITIGROUP INC 1,883 3,289 74.67 100 188 88.00
2018-08-14 13F-HR TWO SIGMA ADVISERS, LP 72,400 62,600 -13.54 3,842 3,578 -6.87
2018-08-14 13F-HR GUGGENHEIM CAPITAL LLC 146,409 9,462 -93.54 7,768 541 -93.04
2018-08-14 13F-HR DekaBank Deutsche Girozentrale 11,000 633
2018-05-11 13F-HR CITIGROUP INC 12,908 1,883 -85.41 748 100 -86.63
2018-08-08 13F-HR Independent Advisor Alliance 20,332 19,953 -1.86 1,047 1,141 8.98
2018-02-14 13F-HR CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 0 20,300 0 1,174
2018-08-10 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 56,253 58,053 3.20 2,985 3,318 11.16
2018-08-14 13F-HR ROYAL BANK OF CANADA 189,646 187,464 -1.15 10,062 10,715 6.49
2018-10-17 13F-HR Global Retirement Partners, Llc 250 250 0.00 14 15 7.14
2018-08-02 13F-HR PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 6,287 6,287 0.00 334 359 7.49
2018-08-03 13F-HR Financial Architects, Inc 2,646 2,662 0.60 141 152 7.80
2018-08-14 13F-HR STATE STREET CORP 2,461,304 3,268,378 32.79 130,597 186,815 43.05
2017-03-16 13F-HR ISRAEL DISCOUNT BANK OF NEW YORK /GFN 183 8
2018-08-01 13F-HR FIRST MIDWEST BANK TRUST DIVISION 7,847 8,883 13.20 416 508 22.12
2018-07-18 13F-HR TOKIO MARINE ASSET MANAGEMENT CO LTD 5,600 5,600 0.00 297 320 7.74
2018-08-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 16,200 9,900 -38.89 860 566 -34.19
2018-08-14 13F-HR OBERWEIS ASSET MANAGEMENT INC/ 24,190 9,590 -60.36 1,284 548 -57.32
2018-09-18 13F-HR/A NORTHERN TRUST CORP 637,934 655,379 2.73 33,848 37,461 10.67
2018-08-06 13F-HR Hoylecohen, Llc 3,800 3,800 0.00 202 217 7.43
2018-08-14 13F-HR Jacobi Capital Management LLC 341 343 0.59 18 20 11.11
2018-08-08 13F-HR Private Capital Group, Llc 123 7
2018-10-05 13F-HR FOX RUN MANAGEMENT, L.L.C. 3,800 232
2018-10-10 13F-HR Cordasco Financial Network 300 300 0.00 17 18 5.88
2018-08-13 13F-HR PICTET ASSET MANAGEMENT LTD 1,376,729 1,322,022 -3.97 73,050 75,566 3.44
2018-08-13 13F-HR CoreCommodity Management, LLC 8,411 8,798 4.60 446 503 12.78
2018-08-22 13F-HR PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 1,362 1,362 0.00 72 78 8.33

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