SecurityAWK / American Water Works Co., Inc. (030420103)
President and CEOSTORY SUSAN N
Institutional Owners681
Institutional Shares152,298,517 - 85.08%
Weighted Average Number Of Diluted Shares Outstanding179,000,000 shares (as of 2017-09-30)
Institutional Value$ 165,632,963,000 USD

Institutional Stock Ownership and Shareholders

American Water Works Co., Inc. (NYSE:AWK) has 681 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 152,298,517 shares. Largest shareholders include Vanguard Group Inc, BlackRock Inc., State Street Corp, Price T Rowe Associates Inc /md/, Bank Of America Corp /de/, Pictet Asset Management Ltd, Northern Trust Corp, Wells Fargo & Company/mn, Deutsche Bank Ag\, and Norges Bank.

American Water Works Co., Inc. (NYSE:AWK) ownership summary shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

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File DateFormInvestor Opt Prev Shares Current Shares Change
(Percent)
Prev Value (x$1000) Current Value (x$1000) Change
(Percent)
2018-01-17 13F-HR GATEWAY INVESTMENT ADVISERS LLC 14,437 12,978 -10.11 1,168 1,187 1.63
2018-02-14 13F-HR BANK OF AMERICA CORP /DE/ Put 2,400 2,400 0.00 194 220 13.40
2017-11-14 13F-HR Otter Creek Advisors, LLC 151,110 0 -100.00 11,779 0 -100.00
2018-01-16 13F-HR CWM, LLC 5,895 5,798 -1.65 477 530 11.11
2017-08-24 13F-HR Navellier & Associates Inc 66,766 0 -100.00 5,192 0 -100.00
2018-02-14 13F-HR Clearbridge Investments, LLC 31,003 29,313 -5.45 2,508 2,682 6.94
2017-10-26 13F-HR Acrospire Investment Management LLC 600 0 -100.00 47 0 -100.00
2018-02-14 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 84,100 27,353 -67.48 6,805 2,503 -63.22
2018-02-13 13F-HR Meiji Yasuda Asset Management Co Ltd. 9,253 9,253 0.00 749 847 13.08
2018-02-14 13F-HR CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 30,213 33,536 11.00 2,443 3,068 25.58
2018-02-14 13F-HR/A-1 Robeco Institutional Asset Management B.V. 582,097 588,765 1.15 47,096 53,865 14.37
2018-02-06 13F-HR Cognios Capital, LLC 3,683 3,687 0.11 298 337 13.09
2018-01-11 13F-HR Visionary Asset Management, Inc. 0 2,434 0 223
2018-02-14 13F-HR RIVERHEAD CAPITAL MANAGEMENT LLC 15,123 14,639 -3.20 1,224 1,339 9.40
2018-02-13 13F-HR Kaizen Advisory, Llc 169 15
2018-02-15 13F-HR HighPoint Advisor Group LLC 9,140 3,286 -64.05 818 259 -68.34
2018-01-30 13F-HR Vigilant Capital Management, LLC 0 550 0 50
2018-02-09 13F-HR BANQUE PICTET & CIE SA 22,835 22,428 -1.78 1,848 2,052 11.04
2018-02-14 13F-HR DEUTSCHE BANK AG\ 3,412,315 3,036,410 -11.02 276,083 277,792 0.62
2018-02-12 13F-HR Veritable, L.P. 18,213 11,368 -37.58 1,474 1,040 -29.44
2018-02-15 13F-HR BRYN MAWR TRUST Co 94,398 93,166 -1.31 7,637 8,524 11.61
2018-02-07 13F-HR FFCM LLC 5,377 6,851 27.41 435 626 43.91
2018-02-14 13F-HR Nuveen Asset Management, LLC 40,895 0 -100.00 3,309 0 -100.00
2018-02-09 13F-HR ONTARIO TEACHERS PENSION PLAN BOARD 99,445 100,526 1.09 8,046 9,197 14.31
2018-02-14 13F-HR Nissay Asset Management Corp /japan/ /adv 83,036 7,597
2018-01-22 13F-HR PATTEN & PATTEN INC/TN 16,190 16,090 -0.62 1,310 1,472 12.37
2018-02-12 13F-HR FMR LLC / Fidelity 113,877 69,195 -39.24 9,214 6,331 -31.29
2018-01-25 13F-HR Mercer Capital Advisers, Inc. 719 719 0.00 58 66 13.79
2018-01-23 13F-HR Clear Harbor Asset Management, LLC 213,059 212,764 -0.14 17,239 19,466 12.92
2018-02-13 13F-HR Focused Wealth Management, Inc 4,390 13,381 204.81 355 1,224 244.79
2018-02-15 13F-HR BB&T SECURITIES, LLC 134,803 134,714 -0.07 10,906 12,324 13.00
2018-02-02 13F-HR PARSONS CAPITAL MANAGEMENT INC/RI 34,733 33,866 -2.50 2,810 3,098 10.25
2018-01-26 13F-HR WELCH & FORBES LLC 9,680 9,668 -0.12 783 885 13.03
2017-11-14 13F-HR Parallax Volatility Advisers, L.P. Call 2,000 0 -100.00 156 0 -100.00
2018-01-18 13F-HR Westpac Banking Corp 198,568 181,568 -8.56 16,066,136 16,611,656 3.40
2018-02-01 13F-HR BNP PARIBAS ARBITRAGE, SA 223,129 296,748 32.99 18,053,368 27,149,475 50.38
2018-01-29 13F-HR BTC Capital Management, Inc. 84,271 76,841 -8.82 6,816 7,037 3.24
2018-02-14 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ 4,776,477 8,195,311 71.58 386,465 749,789 94.01
2018-01-18 13F-HR OAKBROOK INVESTMENTS LLC 6,393 6,493 1.56 517 594 14.89
2018-02-02 13F-HR Cribstone Capital Management, LLC 161 161 0.00 13 15 15.38
2017-11-02 13F-HR Cavalier Investments 11,300 0 -100.00 879 0 -100.00
2018-02-07 13F-HR Barrett Asset Management, LLC 182 182 0.00 15 17 13.33
2018-01-11 13F-HR NATIONAL INVESTMENT SERVICES INC /WI 24,164 22,557 -6.65 1,955 2,064 5.58
2018-02-13 13F-HR AVIVA PLC 113,116 99,012 -12.47 9,151 9,059 -1.01
2018-02-13 13F-HR Polaris Wealth Advisers, LLC 24,094 29,273 21.49 1,949 2,678 37.40
2018-02-14 13F-HR HSBC HOLDINGS PLC Call 13,300 0 -100.00 1,076 0 -100.00
2018-01-19 13F-HR World Asset Management Inc 15,850 14,675 -7.41 1,282 1,343 4.76
2018-02-14 13F-HR HPM Partners LLC 34,816 36,144 3.81 2,817 3,307 17.39
2018-02-14 13F-HR BARCLAYS PLC Call 0 200 0 18
2018-01-12 13F-HR Perkins Coie Trust Co 294 294 0.00 24 27 12.50
2018-02-01 13F-HR Plante Moran Financial Advisors, LLC 601 601 0.00 49 55 12.24
2018-02-14 13F-HR UBS Group AG Put 2,000 0 -100.00 162 0 -100.00
2018-02-08 13F-HR Cetera Investment Advisers 5,730 6,156 7.43 463 563 21.60
2018-01-24 13F-HR TOMPKINS FINANCIAL CORP 0 126 0 12
2018-02-08 13F-HR Xact Kapitalforvaltning AB 31,328 33,643 7.39 2,535 3,078 21.42
2018-02-12 13F-HR CITIGROUP INC Put 4,100 2,600 -36.59 332 238 -28.31
2018-02-14 13F-HR WOLVERINE TRADING, LLC 2,512 0 -100.00 203 0 -100.00
2018-02-14 13F-HR JOHNSON INVESTMENT COUNSEL INC 6,646 6,231 -6.24 537 570 6.15
2018-02-06 13F-HR Daiwa Securities Group Inc. 6,534 5,499 -15.84 529 503 -4.91
2018-02-13 13F-HR Moors & Cabot, Inc. 3,005 3,007 0.07 241 273 13.28
2018-02-16 13F-HR/A-1 Farmers National Bank 0 1,050 0 96
2018-02-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 14,867 37,946 155.24 1,156 3,472 200.35
2018-01-25 13F-HR First Personal Financial Services 49,297 47,163 -4.33 3,989 4,315 8.17
2017-11-06 13F-HR Spot Trading L.l.c. Put 1,000 900 -10.00 78 73 -6.41
2018-02-06 13F-HR M&T BANK CORP 19,709 20,994 6.52 1,595 1,921 20.44
2018-02-12 13F-HR Cipher Capital LP 18,904 14,530 -23.14 1,530 1,329 -13.14
2018-02-05 13F-HR Advantus Capital Management Inc 18,066 18,104 0.21 1,462 1,656 13.27
2018-02-12 13F-HR Standard Life Aberdeen Plc 57,727 58,526 1.38 4,671 5,354 14.62
2018-02-09 13F-HR WMS Partners, LLC 9,836 9,151 -6.96 796 837 5.15
2018-02-02 13F-HR RAYMOND JAMES TRUST N.A. 12,722 12,358 -2.86 1,029 1,131 9.91
2018-02-13 13F-HR Almanack Investment Partners, LLC. 1,774 2,008 13.19 144 184 27.78
2018-01-25 13F-HR Buffington Mohr McNeal 11,250 11,250 0.00 986 1,029 4.36
2018-01-30 13F-HR Copeland Capital Management, LLC 78,000 89,021 14.13 6,311 8,145 29.06
2018-02-14 13F-HR Keeley-Teton Advisors, LLC 75,407 48,985 -35.04 6,101 4,482 -26.54
2018-02-08 13F-HR Psagot Investment House Ltd. 21,900 0 -100.00 1,772 0 -100.00
2018-02-09 13F-HR CLIFFORD SWAN INVESTMENT COUNSEL LLC 9,275 9,315 0.43 750 852 13.60
2018-02-13 13F-HR SCOTIA CAPITAL INC. 11,672 10,847 -7.07 944 993 5.19
2018-01-31 13F-HR IFC Holdings Incorporated/FL 3,387 3,043 -10.16 273 277 1.47
2018-02-16 13F-HR We Are One Seven, Llc 216 20
2018-02-14 13F-HR NORTHERN TRUST CORP 3,570,781 3,519,302 -1.44 288,912 321,981 11.45
2018-02-07 13F-HR ECOFIN LTD 41,704 37,534 -10.00 3,374 3,434 1.78
2018-02-08 13F-HR MUFG Americas Holdings Corp 500 400 -20.00 40 37 -7.50
2018-02-09 13F-HR/A-1 PUBLIC SECTOR PENSION INVESTMENT BOARD 9,366 9,366 0.00 758 857 13.06
2018-02-15 13F-HR National Asset Management, Inc. 8,735 4,477 -48.75 707 410 -42.01
2018-02-05 13F-HR STEPHENS INC /AR/ 9,710 9,711 0.01 786 888 12.98
2018-02-08 13F-HR REAVES W H & CO INC 1,310,087 1,299,092 -0.84 105,999 118,853 12.13
2018-02-09 13F-HR CAPITAL FUND MANAGEMENT S.A. Call 0 90,300 0 8,262
2018-02-07 13F-HR OPPENHEIMER ASSET MANAGEMENT INC. 19,831 19,831 0.00 1,604 1,604 0.00
2018-02-09 13F-HR Dynamic Technology Lab Private Ltd 0 3,957 0 362
2018-01-30 13F-HR LMR Partners LLP 0 7,944 0 727
2018-01-29 13F-HR Price Wealth Management, Inc. 124 11
2018-02-09 13F-HR Homrich & Berg 3,801 4,013 5.58 308 367 19.16
2018-02-13 13F-HR AMALGAMATED BANK 20,466 22,473 9.81 1,656 2,056 24.15
2018-02-07 13F-HR Capital Innovations LLC 3,151 2,361 -25.07 255 216 -15.29
2018-02-15 13F-HR GLENMEDE TRUST CO NA 30,820 30,762 -0.19 2,492 2,813 12.88
2018-02-14 13F-HR TEACHERS ADVISORS INC 896,492 899,931 0.38 72,535 82,335 13.51
2018-01-17 13F-HR Cutler Group LP Call 0 100 0 0
2018-02-09 13F-HR FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. 35,820 36,631 2.26 2,898 3,353 15.70
2018-02-02 13F-HR Barnett & Company, Inc. 5,900 5,900 0.00 477 540 13.21
2018-01-17 13F-HR Gulf International Bank (UK) Ltd 57,882 57,882 0.00 4,683 5,295 13.07
2018-02-14 13F-HR AQR CAPITAL MANAGEMENT LLC 352,734 457,054 29.57 28,540 41,816 46.52
2017-11-13 13F-HR/A-1 NORGES BANK 3,039,003 2,916,003 -4.05 256,826 208,437 -18.84
2018-01-23 13F-HR STRS OHIO 26,649 26,453 -0.74 2,156 2,420 12.24
2018-02-14 13F-HR SCOUT INVESTMENTS, INC. 461,764 0 -100.00 37,361 0 -100.00
2018-02-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 58,000 44,800 -22.76 4,693 4,099 -12.66
2018-01-16 13F-HR Clean Yield Group 19,164 18,729 -2.27 1,551 1,714 10.51
2018-02-13 13F-HR Arcus Capital Partners, LLC 5,000 5,000 0.00 405 457 12.84
2018-01-24 13F-HR Rathbone Brothers plc 3,150 3,150 0.00 255 288 12.94
2018-02-14 13F-HR QS Investors, LLC 8,039 8,499 5.72 650 778 19.69
2018-02-06 13F-HR AUA CAPITAL MANAGEMENT, LLC 300 300 0.00 24 27 12.50
2018-01-10 13F-HR SIMPLEX TRADING, LLC 0 651 0 59
2018-02-01 13F-HR STATE TREASURER STATE OF MICHIGAN 54,128 52,328 -3.33 4,379 4,787 9.32
2018-02-07 13F-HR Beaton Management Co. Inc. 4,300 4,025 -6.40 348 368 5.75
2018-02-09 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 1,840,703 1,817,661 -1.25 148,931 166,297 11.66
2018-02-14 13F-HR MASON STREET ADVISORS, LLC 24,749 24,846 0.39 2,002 2,273 13.54
2018-01-10 13F-HR SIMPLEX TRADING, LLC Call 69 14 -79.71 1 2 100.00
2018-02-14 13F-HR MORGAN STANLEY 1,157,791 1,447,219 25.00 93,677 132,406 41.34
2018-02-14 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 352,308 350,733 -0.45 28,505 32,089 12.57
2018-02-13 13F-HR Godshalk Welsh Capital Management, Inc. 5,150 5,150 0.00 417 471 12.95
2018-02-14 13F-HR HANSEATIC MANAGEMENT SERVICES INC 640 705 10.16 52 65 25.00
2018-02-12 13F-HR Heritage Trust Co 71 0 -100.00 6 0 -100.00
2018-02-09 13F-HR MONTAG A & ASSOCIATES INC 9,043 827
2018-02-13 13F-HR COMMONWEALTH BANK OF AUSTRALIA 11,576 11,373 -1.75 931 1,034 11.06
2018-02-08 13F-HR AVIANCE CAPITAL MANAGEMENT, LLC 1,727 1,547 -10.42 140 141 0.71
2018-02-02 13F-HR HARBOUR INVESTMENT MANAGEMENT LLC 13,895 12,445 -10.44 1,124 1,139 1.33
2018-02-13 13F-HR MASSMUTUAL TRUST CO FSB/ADV 711 711 0.00 55,422 57,527 3.80
2018-01-12 13F-HR Pennsylvania Trust Co 34,957 35,207 0.72 2,828 3,221 13.90
2018-01-23 13F-HR Baystate Wealth Management LLC 0 162 0 13
2018-02-14 13F-HR FEDERATED INVESTORS INC /PA/ 16,111 15,289 -5.10 1,304 1,399 7.29
2018-02-09 13F-HR WETHERBY ASSET MANAGEMENT INC 8,858 10,534 18.92 717 964 34.45
2018-02-08 13F-HR STATE OF WISCONSIN INVESTMENT BOARD 88,307 86,579 -1.96 7,145 7,921 10.86
2017-08-29 13F-HR/A-1 Achmea Investment Management B.V. 9,644 7,717 -19.98 750 601 -19.87
2018-02-14 13F-HR Neuburgh Advisers LLC 13,442 12,980 -3.44 1,088 1,188 9.19
2018-02-13 13F-HR CREDIT AGRICOLE S A 545,685 1,579 -99.71 44,152 144 -99.67
2018-02-12 13F-HR Liberty Mutual Group Asset Management Inc. 7,216 7,106 -1.52 584 650 11.30
2018-02-12 13F-HR Ardevora Asset Management LLP 414,953 386,853 -6.77 33,574 35,393 5.42
2018-01-23 13F-HR DELTA ASSET MANAGEMENT LLC/TN 94 94 0.00 8 9 12.50
2018-01-16 13F-HR DAVIS R M INC 363,364 373,746 2.86 29,400 34,194 16.31
2018-01-18 13F-HR REGIONS FINANCIAL CORP 0 1,623 0 149
2018-02-07 13F-HR Boston Common Asset Management, LLC 67,745 71,772 5.94 5,481 6,566 19.80
2018-02-14 13F-HR INVESTMENT CENTERS OF AMERICA INC 7,967 0 -100.00 644 0 -100.00
2018-02-08 13F-HR Nelson, Van Denburg & Campbell Wealth Management Group, LLC 8 1
2018-02-14 13F-HR 6 Meridian 5,478 501
2018-02-09 13F-HR WEDBUSH SECURITIES INC 15,415 14,808 -3.94 1,247 1,355 8.66
2018-01-12 13F-HR First Command Financial Services, Inc. 185 185 0.00 15 17 13.33
2018-02-14 13F-HR TSP Capital Management Group, LLC 11,650 11,650 0.00 943 1,066 13.04
2018-02-13 13F-HR NIPPON LIFE INSURANCE CO 28,991 0 -100.00 2,346 0 -100.00
2018-02-14 13F-HR Capital Bank & Trust Co 500 500 0.00 40 46 15.00
2018-02-13 13F-HR Dorsey & Whitney Trust CO LLC 7,225 7,306 1.12 584 668 14.38
2018-01-29 13F-HR REILLY FINANCIAL ADVISORS, LLC 16,635 16,937 1.82 1,346 1,550 15.16
2018-02-08 13F-HR Advisory Services Network, LLC 1,900 1,860 -2.11 154 170 10.39
2018-02-09 13F-HR GROUP ONE TRADING, L.P. Call 400 400 0.00 32 37 15.63
2018-02-14 13F-HR Walleye Trading LLC 0 18,546 0 1,697
2018-02-14 13F-HR People's United Financial, Inc. 62,246 58,187 -6.52 5,036 5,324 5.72
2018-01-29 13F-HR EXANE DERIVATIVES 4 17,069 426,625.00 324 1,561,197 481,750.93
2018-02-15 13F-HR Archford Capital Strategies, LLC 16,198 62,770 287.52 1,311 3,076 134.63
2018-02-02 13F-HR Ballentine Partners, LLC 7,116 7,811 9.77 575 715 24.35
2018-02-13 13F-HR MONETA GROUP INVESTMENT ADVISORS LLC 0 961 0 88
2018-02-14 13F-HR Magellan Asset Management Ltd 642,561 513,306 -20.12 51,990 46,962 -9.67
2017-11-07 13F-HR Cambridge Investment Research Advisors, Inc. 19,493 19,746 1.30 1,519 1,598 5.20
2018-02-13 13F-HR Close Asset Management Ltd 125 125 0.00 10 11 10.00
2018-02-14 13F-HR CLEARARC CAPITAL INC 4,562 4,552 -0.22 369 416 12.74
2018-02-14 13F-HR Campbell & CO Investment Adviser LLC 0 3,200 0 293
2018-02-14 13F-HR Empire Life Investments Inc. 51,134 52,456 2.59 4,137 4,799 16.00
2018-01-30 13F-HR DEROY & DEVEREAUX PRIVATE INVESTMENT COUNSEL INC 2,540 2,290 -9.84 206 210 1.94
2018-01-26 13F-HR Nelson Roberts Investment Advisors, LLC 26 26 0.00 2 2 0.00
2018-02-06 13F-HR PUTNAM FL INVESTMENT MANAGEMENT CO 158,748 158,394 -0.22 12,844 14,491 12.82
2018-02-08 13F-HR BABSON CAPITAL MANAGEMENT LLC 25,550 25,550 0.00 2,067 2,338 13.11
2018-02-14 13F-HR PROFUND ADVISORS LLC 17,844 16,142 -9.54 1,444 1,477 2.29
2018-02-15 13F-HR/A-1 WESTWOOD HOLDINGS GROUP INC 17,057 17,057 0.00 1,380 1,561 13.12
2017-11-13 13F-HR Goss Wealth Management LLC 352 0 -100.00 27,435 0 -100.00
2018-02-09 13F-HR Valeo Financial Advisors, Llc 41 4
2018-02-02 13F-HR PEDDOCK CAPITAL ADVISORS, LLC 1,680 1,680 0.00 136 154 13.24
2018-02-12 13F-HR NN Investment Partners Holdings N.V. 699,069 1,020,011 45.91 56,561 93,320 64.99
2018-02-02 13F-HR EVERENCE CAPITAL MANAGEMENT INC 10,583 3,640 -65.61 856 333 -61.10
2018-02-15 13F-HR Fieldpoint Private Securities, LLC 200 200 0.00 16 18 12.50
2018-02-14 13F-HR BOKF, NA 20,081 18,100 -9.87 1,625 1,656 1.91
2018-02-02 13F-HR Financial Engines Advisors L.L.C. 614 0 -100.00 50 0 -100.00
2018-02-07 13F-HR Gradient Investments LLC 0 4 0 0
2018-02-12 SC 13G/A VANGUARD GROUP INC 17,893,113 18,543,491 3.63
2018-02-09 13F-HR RidgeWorth Capital Management LLC 759,400 0 -100.00 61,443 0 -100.00
2018-01-11 13F-HR Kessler Investment Group, LLC 6,138 6,260 1.99 497 573 15.29
2018-02-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 63,700 24,000 -62.32 5,154 2,196 -57.39
2018-02-13 13F-HR Partners Group Holding AG 478,040 433,340 -9.35 38,678 39,646 2.50
2017-10-26 13F-HR Integrated Investment Consultants, LLC 254 254 0.00 20 21 5.00
2018-02-15 13F-HR Municipal Employees' Retirement System of Michigan 4,610 4,610 0.00 373 422 13.14
2018-02-09 13F-HR Bank of New York Mellon Corp 1,306,540 1,302,299 -0.32 105,710 119,148 12.71
2018-02-14 13F-HR TORTOISE INDEX SOLUTIONS, LLC 2,418 221
2018-01-29 13F-HR Perennial Advisors, LLC 26,824 26,578 -0.92 2,170 2,432 12.07
2018-02-14 13F-HR CREDIT SUISSE AG/ 625,551 673,837 7.72 50,613 61,650 21.81
2018-02-14 13F-HR SCHOLTZ & COMPANY, LLC 2,230 204
2018-02-07 13F-HR Private Advisor Group, LLC 18,284 10,375 -43.26 1,519 913 -39.89
2018-02-14 13F-HR GOLDMAN SACHS GROUP INC 885,699 923,440 4.26 71,662 84,485 17.89
2018-02-02 13F-HR Gator Capital Management, LLC 6,300 576
2018-01-26 13F-HR MEAG MUNICH ERGO KAPITALANLAGEGESELLSCHAFT MBH 8,538 787
2018-01-10 13F-HR CHESLEY TAFT & ASSOCIATES LLC/IL 14,305 14,860 3.88 1,157 1,360 17.55
2018-02-08 13F-HR CHARTWELL INVESTMENT PARTNERS, LLC 50,000 0 -100.00 4,045 0 -100.00
2018-02-09 13F-HR MARK SHEPTOFF FINANCIAL PLANNING, LLC 16,135 16,135 0.00 1,305 1,476 13.10
2018-01-23 13F-HR MOUNTAIN PACIFIC INVESTMENT ADVISERS INC/ID 9,065 8,965 -1.10 733 820 11.87
2018-02-14 13F-HR Janney Montgomery Scott LLC 63,721 68,672 7.77 5,156 6,283 21.86
2018-01-17 13F-HR CrestPoint Capital Management, LLC 2,800 2,800 0.00 227 256 12.78
2018-02-06 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 551,944 592,943 7.43 44,658 54,248 21.47
2018-02-12 13F-HR BROWN ADVISORY INC 17,421 17,821 2.30 1,409 1,630 15.68
2018-02-09 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 144,502 144,891 0.27 11,696 13,240 13.20
2018-02-13 13F-HR Kentucky Retirement Systems 10,941 11,000 0.54 885 1,006 13.67
2018-02-02 13F-HR LOS ANGELES CAPITAL MANAGEMENT & EQUITY RESEARCH INC 92,869 78,249 -15.74 7,514 7,159 -4.72
2018-02-14 13F-HR LORD, ABBETT & CO. LLC 880,031 773,135 -12.15 71,203 70,734 -0.66
2018-02-14 13F-HR NOMURA ASSET MANAGEMENT CO LTD 261,460 255,993 -2.09 21,155 23,421 10.71
2017-11-14 13F-HR CEDAR HILL ASSOCIATES, LLC 3,717 301
2018-02-12 13F-HR Princeton Portfolio Strategies Group LLC 59,147 57,427 -2.91 4,786 5,254 9.78
2018-02-08 13F-HR KEYBANK NATIONAL ASSOCIATION/OH 400,510 375,376 -6.28 32,405 34,343 5.98
2018-02-02 13F-HR NICOLET BANKSHARES INC 3,633 3,633 0.00 294 332 12.93
2018-02-08 13F-HR FORSTA AP-FONDEN 168,800 120,600 -28.55 13,658 11,034 -19.21
2018-01-30 13F-HR BESSEMER GROUP INC 1,946,771 1,941,380 -0.28 157,514 177,618 12.76
2018-01-17 13F-HR Creative Planning 10,099 11,829 17.13 817 1,082 32.44
2018-02-15 13F-HR SEGALL BRYANT & HAMILL, LLC 7,292 6,683 -8.35 590 611 3.56
2018-02-12 13F-HR BAROMETER CAPITAL MANAGEMENT INC. 17,300 22,600 30.64 1,400 2,068 47.71
2018-02-09 13F-HR Mitsubishi UFJ Trust & Banking Corp 514,343 491,251 -4.49 41,615 44,945 8.00
2018-02-13 13F-HR Winton Capital Group Ltd 49,741 44,275 -10.99 4,025 4,051 0.65
2018-02-12 13F-HR ARGA Investment Management, LP 27,200 27,200 0.00 2,201 2,489 13.08
2018-01-16 13F-HR BANK OF MONTREAL /CAN/ 238,137 261,915 9.99 19,267 23,962 24.37
2018-02-14 13F-HR BANK OF AMERICA CORP /DE/ 6,960,373 6,616,719 -4.94 563,164 605,365 7.49
2018-02-12 13F-HR Tredje AP-fonden 1 1 0.00 0 0
2018-02-14 13F-HR HIGHLAND CAPITAL MANAGEMENT LP 5,000 0 -100.00 405 0 -100.00
2018-02-13 13F-HR AMF Pensionsforsakring AB 262,121 23,981
2018-02-14 13F-HR Jefferies Group LLC 15,597 0 -100.00 1,262 0 -100.00
2018-01-30 13F-HR CAMBIAR INVESTORS LLC 465,411 435,780 -6.37 37,656 39,870 5.88
2018-02-07 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 104 183 75.96 8 17 112.50
2018-02-14 13F-HR INTACT INVESTMENT MANAGEMENT INC. 2,300 210
2018-01-11 13F-HR Daiwa SB Investments Ltd. 134,290 122,900 -8.48 10,865 11,244 3.49
2018-02-02 13F-HR ARROW FINANCIAL CORP 200 200 0.00 16 18 12.50
2018-02-14 13F-HR FORESTERS INVESTMENT MANAGEMENT COMPANY, INC. 1,248 0 -100.00 101 0 -100.00
2018-02-14 13F-HR PAX WORLD MANAGEMENT LLC 27,496 40,086 45.79 2,225 3,667 64.81
2018-02-14 13F-HR Tobam 78,372 8,638 -88.98 6,341 790 -87.54
2018-02-06 13F-HR State of New Jersey Common Pension Fund D 15,000 15,000 0.00 1,214 1,372 13.01
2018-02-12 13F-HR CITIGROUP INC 266,701 305,574 14.58 21,579 27,957 29.56
2018-01-24 13F-HR Ascension Asset Management Llc 12,625 1,155
2018-02-06 13F-HR CANANDAIGUA NATIONAL BANK & TRUST CO 5,927 5,566 -6.09 480 509 6.04
2018-02-15 13F-HR Hunter Associates inc. 7,150 6,950 -2.80 579 636 9.84
2018-02-09 13F-HR Employees Retirement System of Texas 65,000 55,000 -15.38 5,259 5,032 -4.32
2018-02-08 13F-HR TRUST CO OF TOLEDO NA /OH/ 21,897 23,097 5.48 1,771 2,113 19.31
2018-02-09 13F-HR SMITH, MOORE & CO. 10,731 12,329 14.89 868 1,128 29.95
2018-02-14 13F-HR Brasada Capital Management, Lp 42,187 3,860
2018-02-14 13F-HR BALYASNY ASSET MANAGEMENT LLC 9,679 10,208 5.47 783 934 19.28
2018-02-07 13F-HR OPPENHEIMER & CO INC 8,502 8,582 0.94 688 785 14.10
2018-02-09 13F-HR Trustcore Financial Services, Llc 678 62
2018-02-13 13F-HR Legal & General Group Plc 1,608,269 1,633,903 1.59 130,121 149,487 14.88
2018-02-07 13F-HR IBM Retirement Fund 2,664 2,664 0.00 216 244 12.96
2018-02-14 13F-HR Paloma Partners Management Co Call 28,000 28,000 0.00 2,265 2,562 13.11
2018-02-13 13F-HR Renaissance Technologies LLC 266,300 522,800 96.32 21,546 47,831 121.99
2018-01-25 13F-HR Cornerstone Advisors, Inc. 1,779 1,779 0.00 144 163 13.19
2018-01-11 13F-HR LEDERER & ASSOCIATES INVESTMENT COUNSEL/CA 14,840 14,755 -0.57 1,201 1,350 12.41
2018-02-13 13F-HR STEVENS CAPITAL MANAGEMENT LP 0 12,877 0 1,178
2018-01-17 13F-HR PEOPLES FINANCIAL SERVICES CORP. 10,675 10,575 -0.94 863 967 12.05
2018-02-14 13F-HR GLG LLC 7,972 7,972 0.00 645 729 13.02
2018-02-09 13F-HR CITADEL ADVISORS LLC Call 19,600 8,500 -56.63 1,586 778 -50.95
2018-02-13 13F-HR MML INVESTORS SERVICES, LLC 5,507 5,373 -2.43 446 492 10.31
2018-01-24 13F-HR DUFF & PHELPS INVESTMENT MANAGEMENT CO 1,072,140 1,072,140 0.00 86,747 98,090 13.08
2018-02-14 13F-HR GLG Partners LP 0 509 0 47
2018-02-14 13F-HR Pacer Advisors, Inc. 4,073 5,722 40.49 330 524 58.79
2017-11-08 13F-HR PARK AVENUE SECURITIES LLC 3,099 0 -100.00 242 0 -100.00
2018-02-01 13F-HR VICTORY CAPITAL MANAGEMENT INC 36,558 40,707 11.35 2,958 3,724 25.90
2017-10-16 13F-HR SEVEN EIGHT CAPITAL, LLC 96 0 -100.00 7 0 -100.00
2018-02-09 13F-HR Itau Unibanco Holding S.A. 483 0 -100.00 124 0 -100.00
2017-10-19 13F-HR Edge Wealth Management LLC 500 0 -100.00 39 0 -100.00
2018-02-02 13F-HR US BANCORP \DE\ 45,483 51,890 14.09 3,681 4,748 28.99
2018-01-17 13F-HR Cutler Group LP 0 99 0 9
2018-01-24 13F-HR FLAGSHIP HARBOR ADVISORS, LLC 3,753 3,921 4.48 311 342 9.97
2018-01-24 13F-HR IFP Advisors, Inc 6,910 5,568 -19.42 559 509 -8.94
2018-02-13 13F-HR Wellington Management Group LLP 78,033 72,804 -6.70 6,314 6,661 5.50
2017-11-14 13F-HR A.R.T. Advisors, LLC 7,000 0 -100.00 545 0 -100.00
2017-11-20 13F-HR GSA CAPITAL PARTNERS LLP 5,286 0 -100.00 412 0 -100.00
2018-02-14 13F-HR Adage Capital Partners GP LLC 250,900 252,931 0.81 20,300 23,141 14.00
2018-02-01 13F-HR Highstreet Asset Management Inc. 102 102 0.00 8 9 12.50
2018-02-12 13F-HR CBRE CLARION SECURITIES LLC 14,600 0 -100.00 1,181 0 -100.00
2018-01-20 13F-HR Shamrock Asset Management LLC 11,466 215 -98.12 928 20 -97.84
2018-02-14 13F-HR FIFTH THIRD BANCORP 2,143 2,370 10.59 173 217 25.43
2018-02-09 13F-HR FRONTIER INVESTMENT MGMT CO 3,058 3,058 0.00 247 280 13.36
2018-02-12 13F-HR PINNACLE ASSOCIATES LTD 0 2,379 0 218
2018-02-01 13F-HR Tradewinds Capital Management, LLC 234 234 0.00 19 21 10.53
2018-02-12 13F-HR Day & Ennis, LLC 3,062 0 -100.00 248 0 -100.00
2018-01-12 13F-HR Hexavest Inc. 4,711 4,711 0.00 381 431 13.12
2018-01-30 13F-HR LODESTAR INVESTMENT COUNSEL LLC/IL 5,650 5,650 0.00 457 517 13.13
2018-02-12 13F-HR AMERIPRISE FINANCIAL INC 1,173,319 1,169,499 -0.33 94,991 107,926 13.62
2018-02-13 13F-HR ASSETMARK, INC 779 788 1.16 63 72 14.29
2018-02-14 13F-HR JONES FINANCIAL COMPANIES LLLP 22,299 20,915 -6.21 1,804 1,914 6.10
2018-02-13 13F-HR UNITED CAPITAL FINANCIAL ADVISERS, LLC 3,668 4,860 32.50 297 445 49.83
2018-02-07 13F-HR KBC Group NV 409,436 437,305 6.81 33,128 40,009 20.77
2018-02-14 13F-HR TORTOISE CAPITAL ADVISORS, L.L.C. 103 119 15.53 8 11 37.50
2018-02-14 13F-HR DIAM Co., Ltd. 491,070 407,325 -17.05 39,768 37,280 -6.26
2018-01-17 13F-HR CHARTER TRUST CO 3,799 3,999 5.26 307 365 18.89
2018-01-31 13F-HR CULLEN/FROST BANKERS, INC. 59,948 59,109 -1.40 4,850 5,408 11.51
2018-02-09 13F-HR Signature Financial Management, Inc. 5,926 5,015 -15.37 480 459 -4.37
2018-02-12 13F-HR YorkBridge Wealth Partners, LLC 50 50 0.00 4 4 0.00
2018-02-09 13F-HR RHUMBLINE ADVISERS 351,240 356,452 1.48 28,419 32,612 14.75
2017-11-14 13F-HR Weiss Multi-Strategy Advisers LLC 52,542 0 -100.00 4,096 0 -100.00
2018-01-16 13F-HR NEXT Financial Group, Inc 3,439 3,504 1.89 292 321 9.93
2018-01-24 13F-HR BALDWIN BROTHERS INC/MA 17,998 16,192 -10.03 1,456 1,481 1.72
2018-02-05 13F-HR Sonora Investment Management, LLC 0 100 0 9,149
2018-02-14 13F-HR GUGGENHEIM CAPITAL LLC 1,205,524 1,036,415 -14.03 97,537 94,822 -2.78
2018-02-08 13F-HR Global X Management CO LLC 7,938 7,477 -5.81 642 684 6.54
2018-02-13 13F-HR Impax Asset Management (AIFM) Ltd 217,245 217,245 0.00 17,577 19,876 13.08
2018-02-08 13F-HR D.A. DAVIDSON & CO. 10,375 10,227 -1.43 839 936 11.56
2018-02-15 13F-HR/A-1 Balentine LLC 603 603 0.00 49 55 12.24
2018-02-09 13F-HR IndexIQ Advisors LLC 102,283 72,977 -28.65 8,275 6,677 -19.31
2017-10-12 13F-HR Hanson McClain, Inc. 601 601 0.00 47 49 4.26
2018-02-07 13F-HR SENTRY INVESTMENT MANAGEMENT LLC 14,056 14,056 0.00 1,137 1,286 13.10
2018-01-31 13F-HR Dean Capital Investments Management, Llc 4,872 446
2018-02-12 13F-HR NEW YORK STATE TEACHERS RETIREMENT SYSTEM 259,711 261,317 0.62 21,013 23,908 13.78
2018-02-12 13F-HR SOUTH STATE Corp 5,425 5,325 -1.84 439 487 10.93
2018-02-20 13F-HR Cnb Bank 92 8
2018-01-12 13F-HR ATRIA INVESTMENTS LLC 2,977 2,960 -0.57 241 271 12.45
2018-01-11 13F-HR Crestwood Advisors LLC 0 6,091 0 557
2018-02-13 13F-HR Invictus RG 4,400 403
2018-02-14 13F-HR Paloma Partners Management Co 0 13,106 0 1,199
2018-02-14 13F-HR Holocene Advisors, Lp 9,987 914
2018-02-12 13F-HR Atlantic Trust Group, LLC 11,232 13,393 19.24 908 1,226 35.02
2018-02-14 13F-HR Neuberger Berman Group LLC 723,628 701,563 -3.05 58,549 64,186 9.63
2018-02-02 13F-HR CIBC Asset Management Inc 21,965 20,723 -5.65 1,777 1,896 6.70
2017-11-01 13F-HR Parkwood LLC 4,122 0 -100.00 321 0 -100.00
2018-02-08 13F-HR FIRST TRUST ADVISORS LP 123,775 136,197 10.04 10,015 12,461 24.42
2018-02-14 13F-HR NOMURA HOLDINGS INC 9,087 25,196 177.28 735 2,305 213.61
2018-02-09 13F-HR GROUP ONE TRADING, L.P. Put 6,100 0 -100.00 494 0 -100.00
2018-01-30 13F-HR CHICAGO EQUITY PARTNERS LLC 65,770 62,130 -5.53 5,321 5,684 6.82
2018-02-07 13F-HR WHITTIER TRUST CO 213,681 206,208 -3.50 17,287 18,865 9.13
2018-02-14 13F-HR BRINKER CAPITAL INC 12,234 11,681 -4.52 990 1,069 7.98
2018-02-14 13F-HR BlueCrest Capital Management Ltd 14,384 0 -100.00 1,164 0 -100.00
2018-02-20 13F-HR ENVESTNET ASSET MANAGEMENT INC 11,032 12,200 10.59 892 1,116 25.11
2018-01-19 13F-HR INGALLS & SNYDER LLC 0 33,968 0 3,108
2018-02-01 13F-HR TRILLIUM ASSET MANAGEMENT, LLC 361,155 354,541 -1.83 29,221 32,437 11.01
2018-02-14 13F-HR Cubist Systematic Strategies, LLC 0 2,322 0 212
2017-11-08 13F-HR ROTHSCHILD ASSET MANAGEMENT INC 7,324 0 -100.00 571 0 -100.00
2017-11-08 13F-HR Friedberg Investment Management 40,684 7,250 -82.18 3,171 587 -81.49
2018-02-16 13F-HR OLD MUTUAL CUSTOMISED SOLUTIONS (PROPRIETARY) LTD 8,181 11,481 40.34 662 1,050 58.61
2018-02-12 13F-HR ADVANTAGE INVESTMENT MANAGEMENT, LLC 3,632 3,619 -0.36 294 331 12.59
2018-02-09 13F-HR PARADIGM ASSET MANAGEMENT CO LLC 1,800 1,800 0.00 145,638 164,682 13.08
2018-02-13 13F-HR OXFORD ASSET MANAGEMENT 9,088 0 -100.00 737 0 -100.00
2018-02-14 13F-HR Natixis Asset Management 126,049 119,735 -5.01 10,198 10,959 7.46
2018-02-08 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 192,422 181,481 -5.69 15,569 16,603 6.64
2018-02-13 13F-HR W. E. Donoghue & Co., Llc 29,022 2,655
2018-02-09 13F-HR GROUP ONE TRADING, L.P. 478 0 -100.00 39 0 -100.00
2018-02-15 13F-HR HBK Sorce Advisory LLC 4,505 4,952 9.92 364 453 24.45
2018-01-16 13F-HR Louisiana State Employees Retirement System 11,100 10,800 -2.70 898 988 10.02
2018-02-14 13F-HR Andra AP-fonden 67,901 63,703 -6.18 5,494 5,828 6.08
2018-02-16 13F-HR WEALTHSOURCE PARTNERS, LLC 4,955 5,025 1.41 401 460 14.71
2018-02-02 13F-HR Patten Group, Inc. 3,325 3,150 -5.26 269 288 7.06
2018-01-26 13F-HR ADVISOR PARTNERS LLC 2,966 246
2018-02-08 13F-HR Retirement Systems of Alabama 86,494 86,442 -0.06 6,998 7,909 13.02
2018-02-14 13F-HR Pacific Global Investment Management CO 13,267 13,274 0.05 1,073 1,214 13.14
2017-11-13 13F-HR Marshall Wace North America L.P. 48,024 0 -100.00 3,746 0 -100.00
2018-02-02 13F-HR Mn Services Vermogensbeheer B.V. 28,927 27,727 -4.15 2,340 2,113 -9.70
2018-02-14 13F-HR National Planning Corp 2,602 0 -100.00 211 0 -100.00
2018-02-14 13F-HR Zions Bancorporation 124 0 -100.00 10 0 -100.00
2018-01-24 13F-HR HERMES INVESTMENT MANAGEMENT LTD 1,057,622 1,057,786 0.02 85,572 96,777 13.09
2017-10-31 13F-HR Barrington Strategic Wealth Management Group LLC 8,023 8,033 0.12 625 650 4.00
2018-01-03 13F-HR NEVILLE RODIE & SHAW INC 2,573 235
2018-02-14 13F-HR Virtus Investment Advisers, Inc. 3,525 99,238 2,715.26 285 9,079 3,085.61
2018-02-13 13F-HR PITTENGER & ANDERSON INC 1,925 1,825 -5.19 156 167 7.05
2017-11-13 13F-HR Gideon Capital Advisors, Inc. 6,421 0 -100.00 501 0 -100.00
2018-02-14 13F-HR Zimmer Partners, LP 242,500 932,500 284.54 19,621 85,314 334.81
2018-02-02 13F-HR GAMCO INVESTORS, INC. ET AL 5,500 5,400 -1.82 445 494 11.01
2018-02-14 13F-HR MONETARY MANAGEMENT GROUP INC 800 800 0.00 65 73 12.31
2018-02-14 13F-HR UBS Group AG 761,491 764,195 0.36 61,612 69,916 13.48
2018-02-14 13F-HR Aureus Asset Management, LLC 187,403 195,465 4.30 15,163 17,883 17.94
2018-02-14 13F-HR Summit Trail Advisors, Llc 2,250 188
2018-02-14 13F-HR/A-1 PUTNAM INVESTMENTS LLC 208,672 188,227 -9.80 16,883 17,220 2.00
2017-11-14 13F-HR Point72 Asia (Hong Kong) Ltd 90 0 -100.00 7 0 -100.00
2018-02-13 13F-HR HCR Wealth Advisors 34,606 34,529 -0.22 2,800 3,159 12.82
2018-01-26 13F-HR CIGNA INVESTMENTS INC /NEW 6,844 6,544 -4.38 554 598 7.94
2018-02-14 13F-HR NGAM ADVISORS, L.P. 79,922 30,201 -62.21 6,466 2,763 -57.27
2018-01-16 13F-HR Norway Savings Bank 112 0 -100.00 9 0 -100.00
2018-02-13 13F-HR CAISSE DE DEPOT ET PLACEMENT DU QUEBEC 76,744 58,104 -24.29 6,235 5,316 -14.74
2018-02-14 13F-HR ZEKE CAPITAL ADVISORS, LLC 2,455 225
2018-02-09 13F-HR CAPITAL FUND MANAGEMENT S.A. Put 0 65,000 0 5,947
2018-02-05 13F-HR RAND WEALTH, LLC 5,690 5,690 0.00 460 521 13.26
2018-02-08 13F-HR WELLS FARGO & COMPANY/MN 2,748,900 3,051,998 11.03 222,414 279,228 25.54
2018-02-08 SC 13G/A BlackRock Inc. 14,590,800 13,263,914 -9.09
2018-01-31 13F-HR FIDUCIARY FINANCIAL SERVICES OF THE SOUTHWEST INC /TX 12,352 12,287 -0.53 999 1,124 12.51
2018-02-09 13F-HR Proficio Capital Partners LLC 264 262 -0.76 21 24 14.29
2018-01-22 13F-HR Chevy Chase Trust Holdings, Inc. 157,622 156,430 -0.76 12,754 14,311 12.21
2018-02-12 13F-HR COMMERCE BANK 15,939 15,768 -1.07 1,290 1,442 11.78
2018-01-30 13F-HR JNBA Financial Advisors 350 350 0.00 28 32 14.29
2018-01-23 13F-HR FIRST QUADRANT L P/CA 10,900 4,553 -58.23 882 417 -52.72
2018-02-06 13F-HR SFE Investment Counsel 25,913 27,304 5.37 2,097 2,498 19.12
2018-02-12 13F-HR Quantbot Technologies LP 0 10,864 0 993
2018-01-30 13F-HR Ledyard National Bank 4,085 3,869 -5.29 330 354 7.27
2018-02-14 13F-HR Parallax Volatility Advisers, L.P. 17 4,232 24,794.12 1 387 38,600.00
2018-02-09 13F-HR CITADEL ADVISORS LLC 0 26,369 0 2,412
2017-11-06 13F-HR STRATEGY ASSET MANAGERS LLC 27,772 0 -100.00 2,165 0 -100.00
2018-02-12 13F-HR State of Tennessee, Treasury Department 48,486 46,144 -4.83 3,923 4,222 7.62
2018-02-14 13F-HR TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 20,000 20,000 0.00 1,618 1,830 13.10
2018-01-19 13F-HR Eagle Capital Management, LLC 36,653 36,142 -1.39 2,966 3,307 11.50
2018-02-05 13F-HR Mascoma Wealth Management LLC 645 645 0.00 52 52 0.00
2018-02-14 13F-HR SUMMIT PARTNERS PUBLIC ASSET MANAGEMENT, LLC 100,000 100,000 0.00 8,091 9,149 13.08
2018-01-26 13F-HR FARMERS & MERCHANTS INVESTMENTS INC 66 73 10.61 5 7 40.00
2018-02-15 13F-HR Bb&t Investment Services, Inc. 100 215 115.00 8 20 150.00
2018-02-06 13F-HR BRADLEY FOSTER & SARGENT INC/CT 9,585 10,810 12.78 776 989 27.45
2018-02-14 13F-HR PICTET ASSET MANAGEMENT LTD 3,930,823 4,070,039 3.54 318,043 372,368 17.08
2018-02-13 13F-HR COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 14,499 15,955 10.04 1,173 1,460 24.47
2018-02-07 13F-HR WHITTIER TRUST CO OF NEVADA INC 62,053 63,029 1.57 5,020 5,767 14.88
2018-02-09 13F-HR Baird Financial Group, Inc. 87,346 86,542 -0.92 7,067 7,918 12.04
2018-02-13 13F-HR Parallel Advisors, LLC 1,448 1,449 0.07 130 133 2.31
2018-01-18 13F-HR ALTA CAPITAL MANAGEMENT LLC/ 4,261 0 -100.00 344 0 -100.00
2018-02-14 13F-HR Zurich Insurance Group Ltd/FI 34,702 44,113 27.12 2,808 4,036 43.73
2018-02-06 13F-HR Mitsubishi UFJ Asset Management Co., Ltd. 27,480 27,518 0.14 2,223 2,434 9.49
2018-01-30 13F-HR Cutter & CO Brokerage, Inc. 73,100 68,232 -6.66 5,915 6,243 5.55
2018-01-30 13F-HR SECURITY NATIONAL TRUST CO 1,004 1,004 0.00 81 92 13.58
2018-01-29 13F-HR MURPHY CAPITAL MANAGEMENT INC 13,110 13,010 -0.76 1,060 1,190 12.26
2018-02-09 13F-HR ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 18,700 0 -100.00 1,513 0 -100.00
2017-11-17 13F-HR Phocas Financial Corp. 90 0 -100.00 7 0 -100.00
2018-02-14 13F-HR BARCLAYS PLC 50,435 273,200 441.69 4,082 24,996 512.35
2017-10-24 13F-HR Mps Loria Financial Planners, Llc 300 0 -100.00 25 0 -100.00
2017-10-20 13F-HR BAILLIE GIFFORD & CO 128,649 0 -100.00 10,028 0 -100.00
2018-02-14 13F-HR STIFEL FINANCIAL CORP 1,217,768 1,199,042 -1.54 98,535 109,701 11.33
2018-01-24 13F-HR SG Americas Securities, LLC 20,518 46,138 124.87 1,660 4,221 154.28
2018-02-14 13F-HR HSBC HOLDINGS PLC 197,804 224,341 13.42 16,005 20,526 28.25
2018-02-12 13F-HR Korea Investment CORP 434,889 459,653 5.69 35,187 42,054 19.52
2018-02-14 13F-HR Voya Financial Advisors, Inc. 10,072 9,930 -1.41 817 910 11.38
2018-02-13 SC 13G/A STATE STREET CORP 9,150,954 8,648,836 -5.49
2018-02-14 13F-HR LUMINUS MANAGEMENT LLC 205,815 205,816 0.00 16,652 18,830 13.08
2018-02-14 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC 319,068 345,455 8.27 25,816 31,606 22.43
2018-01-19 13F-HR Mitsubishi Ufj Asset Management (uk) Ltd. 38,470 0 -100.00 3,112 0 -100.00
2018-01-16 13F-HR St. Johns Investment Management Company, LLC 400 400 0.00 32 37 15.63
2018-02-14 13F-HR GOLDMAN SACHS GROUP INC Call 2,400 0 -100.00 194 0 -100.00
2018-02-14 13F-HR CRAMER ROSENTHAL MCGLYNN LLC 798,669 735,286 -7.94 64,620 67,271 4.10
2018-02-14 13F-HR RAYMOND JAMES & ASSOCIATES 154,403 179,727 16.40 12,493 16,443 31.62
2018-02-12 13F-HR DIMENSIONAL FUND ADVISORS LP 425,434 432,203 1.59 34,423 39,543 14.87
2018-02-13 13F-HR Axa 167,696 160,611 -4.22 13,568 14,695 8.31
2018-02-14 13F-HR Paloma Partners Management Co Put 28,000 28,000 0.00 2,265 2,562 13.11
2018-02-13 13F-HR BANK OF NOVA SCOTIA 31,082 27,966 -10.03 2,515 2,559 1.75
2018-02-14 13F-HR Caption Management, Llc 22,100 2,022
2018-02-14 13F-HR Utah Retirement Systems 32,695 33,195 1.53 2,645 3,037 14.82
2018-02-14 13F-HR BLAIR WILLIAM & CO/IL 4,709 5,134 9.03 381 470 23.36
2017-11-14 13F-HR/A-1 INTL FCSTONE INC. 12,185 0 -100.00 950 0 -100.00
2018-02-08 13F-HR GREENLEAF TRUST 111 88 -20.72 9 8 -11.11
2017-11-13 13F-HR COCONUT GROVE BANK 35 0 -100.00 3 0 -100.00
2018-01-24 13F-HR APG Asset Management N.V. 276,316 285,216 3.22 22,357 21,731 -2.80
2018-02-12 13F-HR FJARDE AP-FONDEN /FOURTH SWEDISH NATIONAL PENSION FUND 51,832 63,887 23.26 4,194 5,845 39.37
2018-02-14 13F-HR UNITED SERVICES AUTOMOBILE ASSOCIATION 56,191 56,315 0.22 4,546 5,152 13.33
2018-02-15 13F-HR Argent Trust Co 3,298 3,298 0.00 267 302 13.11
2018-02-09 13F-HR CITADEL ADVISORS LLC Put 6,900 24,000 247.83 558 2,196 293.55
2018-02-12 13F-HR Sg3 Management, Llc Call 100 21
2018-01-19 13F-HR Winslow, Evans & Crocker, Inc. 2,452 2,076 -15.33 198,312 189,844 -4.27
2017-11-06 13F-HR Spot Trading L.l.c. Call 5,200 6,100 17.31 405 494 21.98
2018-02-13 13F-HR BLUESTEIN R H & CO 400,287 395,740 -1.14 32,387 36,206 11.79
2018-02-14 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 683,049 665,597 -2.56 55,265 60,895 10.19
2018-02-14 13F-HR EARNEST PARTNERS LLC 0 148 0 14
2018-02-13 13F-HR Ashfield Capital Partners, LLC 40,535 39,925 -1.50 3,280 3,653 11.37
2017-11-14 13F-HR Sciencast Management LP 16,676 0 -100.00 1,300 0 -100.00
2018-02-09 13F-HR Twin Tree Management, LP Put 0 14,700 0 1,345
2017-11-07 13F-HR CALDWELL & ORKIN INC 28,075 22,961 -18.22 2,188 1,858 -15.08
2018-01-04 13F-HR Aurora Investment Counsel 0 24,151 0 2,210
2018-02-01 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 291,661 273,301 -6.29 23,598 25,004 5.96
2018-02-05 13F-HR Exchange Capital Management, Inc. 42 0 -100.00 3 0 -100.00
2018-01-23 13F-HR Prospera Financial Services 6,586 4,313 -34.51 541 385 -28.84
2017-11-14 13F-HR Nuveen Fund Advisors, LLC 5,814 0 -100.00 453 0 -100.00
2018-02-14 13F-HR AMP Capital Investors Ltd 387,559 376,975 -2.73 31,358 34,488 9.98
2018-02-07 13F-HR Swiss National Bank 708,822 710,922 0.30 57,351 65,042 13.41
2018-01-30 13F-HR ARCADIA INVESTMENT MANAGEMENT CORP/MI 3,324 3,072 -7.58 269 281 4.46
2018-01-17 13F-HR Coastline Trust Co 12,230 12,230 0.00 989 1,119 13.14
2018-02-15 13F-HR Sws Partners 213 19
2018-02-05 13F-HR Parkside Financial Bank & Trust 3 3 0.00 0 0
2018-01-29 13F-HR IFM Investors Pty Ltd 5,386 5,620 4.34 436 514 17.89
2018-02-02 13F-HR Sandy Spring Bank 66 48 -27.27 5 4 -20.00
2018-02-07 13F-HR NUANCE INVESTMENTS, LLC 41,492 42,330 2.02 3,357 3,873 15.37
2018-02-13 13F-HR Advisors Asset Management, Inc. 12,249 12,004 -2.00 991 1,098 10.80
2018-02-06 13F-HR TEACHER RETIREMENT SYSTEM OF TEXAS 31,110 77,358 148.66 2,517 7,077 181.17
2018-02-14 13F-HR FIRST WILSHIRE SECURITIES MANAGEMENT INC 72,120 70,920 -1.66 5,835 6,488 11.19
2018-02-14 13F-HR WOLVERINE TRADING, LLC Call 8,400 0 -100.00 680 0 -100.00
2018-02-20 13F-HR BRITISH COLUMBIA INVESTMENT MANAGEMENT CORP 189,960 162,846 -14.27 15,370 14,899 -3.06
2018-01-17 13F-HR National Pension Service 180,330 183,165 1.57 14,627 16,758 14.57
2018-02-09 13F-HR NORDEA INVESTMENT MANAGEMENT AB 22,601 20,655 -8.61 1,829 1,890 3.34
2018-01-23 13F-HR CENTRAL TRUST Co 14,663 14,863 1.36 1,187 1,359 14.49
2018-01-31 13F-HR DUPONT CAPITAL MANAGEMENT Corp 1,083 1,079 -0.37 88 99 12.50
2018-02-07 13F-HR EVERMAY WEALTH MANAGEMENT LLC 3,464 3,464 0.00 280 317 13.21
2018-02-13 13F-HR Kentucky Retirement Systems Insurance Trust Fund 4,712 4,737 0.53 381 433 13.65
2018-02-14 13F-HR Blackstart Capital LP 202,433 207,622 2.56 16,379 18,995 15.97
2018-01-11 13F-HR COUNTRY TRUST BANK 250,308 187,604 -25.05 20,252 17,164 -15.25
2018-02-07 13F-HR Sigma Planning Corp 15,741 16,547 5.12 1,274 1,514 18.84
2018-02-07 13F-HR SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) 25,545 22,950 -10.16 2,067 2,100 1.60
2018-02-02 13F-HR RAINIER INVESTMENT MANAGEMENT LLC 63,990 40,670 -36.44 5,177 3,721 -28.12
2018-02-08 13F-HR SCHNIEDERS CAPITAL MANAGEMENT LLC 10,995 11,120 1.14 887 1,017 14.66
2018-02-14 13F-HR MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 331,043 343,585 3.79 26,784 31,435 17.36
2018-02-14 13F-HR Water Asset Management LLC 274,665 258,460 -5.90 22,223 23,647 6.41
2018-01-31 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 424,239 390,477 -7.96 34,325 35,725 4.08
2018-02-14 13F-HR PEAPACK GLADSTONE FINANCIAL CORP 5,943 6,163 3.70 480,848 563,853 17.26
2018-02-13 13F-HR Gareth Morgan Investments Limited Partnership 182,363 144,851 -20.57 14,755 13,252 -10.19
2018-02-14 13F-HR HighTower Advisors, LLC 431,410 424,345 -1.64 34,908 38,821 11.21
2018-01-17 13F-HR OLD SECOND NATIONAL BANK OF AURORA 1,132 1,132 0.00 92 103 11.96
2018-02-12 13F-HR HARTFORD INVESTMENT MANAGEMENT CO 38,324 36,695 -4.25 3,101 3,357 8.26
2018-02-14 13F-HR Flinton Capital Management LLC 20,774 20,060 -3.44 1,681 1,835 9.16
2018-02-01 13F-HR/A-1 EVERETT HARRIS & CO /CA/ 355,000 355,000 0.00 28,723 32,479 13.08
2018-02-14 13F-HR CANADA PENSION PLAN INVESTMENT BOARD 166,961 3,468 -97.92 13,509 317 -97.65
2018-02-14 13F-HR ELLINGTON MANAGEMENT GROUP LLC 0 4,700 0 430
2018-02-14 13F-HR PHILADELPHIA TRUST CO 2,926 268
2018-02-08 13F-HR TORONTO DOMINION BANK 67,622 76,831 13.62 5,470 7,029 28.50
2018-02-12 13F-HR Financial Architects, Inc 5,897 5,337 -9.50 477 488 2.31
2018-02-13 13F-HR PIONEER INVESTMENT MANAGEMENT INC 0 583,290 0 53,365
2018-01-23 13F-HR Livingston Group Asset Management CO (operating as Southport Capital Management) 5,789 530
2018-02-14 13F-HR Voya Investment Management LLC 96,576 92,417 -4.31 7,814 8,455 8.20
2018-01-16 13F-HR HILLS BANK & TRUST CO 3,438 3,438 0.00 278 314 12.95
2018-01-30 13F-HR TOWER BRIDGE ADVISORS 2,700 2,700 0.00 218,457 247,023 13.08
2018-02-14 13F-HR TLP GROUP LLC 17 0 -100.00 1 0 -100.00
2018-02-14 13F-HR Williams Jones & Associates LLC 20,023 20,023 0.00 1,620 1,832 13.09
2018-01-31 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 2,619 2,987 14.05 212 273 28.77
2017-11-14 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC 219 0 -100.00 17 0 -100.00
2018-02-16 13F-HR/A-1 Commonwealth Equity Services, Inc 98,757 99,339 0.59 7,698 8,038 4.42
2018-01-31 13F-HR Mutual of America Capital Management LLC 22,216 21,879 -1.52 1,797 2,002 11.41
2018-02-13 13F-HR RPg Family Wealth Advisory, LLC 123 11,253
2018-01-10 13F-HR Crow Point Partners, LLC 208,333 200,000 -4.00 16,898 18,324 8.44
2018-02-06 13F-HR Crescent Grove Advisors, Llc 20,247 20,247 0.00 1,638 1,852 13.06
2017-10-18 13F-HR Quantitative Systematic Strategies LLC 4,231 0 -100.00 330 0 -100.00
2018-02-09 13F-HR Stratos Wealth Partners, LTD. 3,667 3,530 -3.74 297 323 8.75
2018-02-02 13F-HR MEEDER ASSET MANAGEMENT INC 7,600 11,300 48.68 615 1,034 68.13
2018-02-13 13F-HR Venturi Wealth Management, LLC 49,521 51,229 3.45 4,049 4,687 15.76
2018-01-25 13F-HR Assenagon Asset Management S.A. 13,546 14,882 9.86 1,096 1,362 24.27
2018-01-18 13F-HR Livforsakringsbolaget Skandia, Omsesidigt 3,411 2,711 -20.52 276 248 -10.14
2018-02-02 13F-HR Trellus Management Company, LLC 51,600 51,600 0.00 4,175 4,721 13.08
2018-01-29 13F-HR Lakeview Capital Partners, LLC 0 2,334 0 214
2018-02-13 13F-HR Impax Asset Management LTD 1,937,460 1,888,458 -2.53 156,760 172,775 10.22
2018-02-14 13F-HR RAMPART INVESTMENT MANAGEMENT COMPANY, LLC 2,439 0 -100.00 197 0 -100.00
2017-11-14 13F-HR Bridgewater Wealth & Financial Management, LLC 3,840 0 -100.00 299 0 -100.00
2018-02-14 13F-HR Aristotle Atlantic Partners, Llc 4,072 373
2018-02-08 13F-HR Independence Bank Of Kentucky 49 4
2018-02-13 13F-HR U S GLOBAL INVESTORS INC 5,500 503
2018-02-14 13F-HR Genovese Burford & Brothers Wealth & Retirement Plan Management, LLC 0 550 0 46
2018-01-10 13F-HR DnB Asset Management AS 34,328 25,828 -24.76 2,777,478 2,363,004 -14.92
2018-02-14 13F-HR LPL Financial LLC 61,760 63,369 2.61 4,997 5,798 16.03
2018-01-26 13F-HR Security Asset Management 26,268 27,050 2.98 2,125 2,475 16.47
2018-02-02 13F-HR VIRGINIA RETIREMENT SYSTEMS ET AL 0 66,000 0 6,038
2018-02-05 13F-HR Jacobi Capital Management LLC 621 1,224 97.10 52 107 105.77
2018-02-14 13F-HR Ameritas Investment Partners, Inc. 4,019 4,019 0.00 325 368 13.23
2018-02-14 13F-HR ProShare Advisors LLC 19,030 27,771 45.93 1,540 2,541 65.00
2018-02-14 13F-HR ETF MANAGERS GROUP, LLC 682 794 16.42 55 71 29.09
2018-02-09 13F-HR NS Partners Ltd 4,458 408
2018-02-14 13F-HR Squarepoint Ops LLC 12,570 0 -100.00 1,017 0 -100.00
2018-02-07 13F-HR Catalyst Capital Advisors LLC 1,150 1,150 0.00 93 105 12.90
2017-11-14 13F-HR Walleye Trading LLC Put 14,600 0 -100.00 1,138 0 -100.00
2018-02-02 13F-HR GABELLI FUNDS LLC 175,000 172,000 -1.71 14,159 15,736 11.14
2018-02-14 13F-HR SOROS FUND MANAGEMENT LLC 76,789 0 -100.00 6,213 0 -100.00
2018-02-01 13F-HR BNP Paribas Investment Partners S.A. 473,419 440,330 -6.99 38,304 40,286 5.17
2018-01-19 13F-HR Steward Partners Investment Advisory, Llc 4,735 5,881 24.20 383 538 40.47
2018-02-02 13F-HR Seacrest Wealth Management, Llc 3,122 286
2018-02-14 13F-HR Walleye Trading LLC Call 0 100 0 9
2017-10-25 13F-HR Rehmann Capital Advisory Group 4,349 3,531 -18.81 339 286 -15.63
2018-02-14 13F-HR PRUDENTIAL PLC 5,332 488
2018-02-14 13F-HR WOLVERINE TRADING, LLC Put 8,600 0 -100.00 696 0 -100.00
2018-02-09 13F-HR Pictet North America Advisors SA 22,835 22,428 -1.78 1,848 2,052 11.04
2018-01-30 13F-HR CONNING INC. 3,720 3,430 -7.80 301 314 4.32
2018-02-09 13F-HR Norinchukin Bank, The 13,269 14,261 7.48 1,074 1,305 21.51
2018-01-22 13F-HR UMB BANK N A/MO 4,648 4,661 0.28 376 426 13.30
2018-02-09 13F-HR Gryphon Financial Partners Llc 32 3
2018-02-02 13F-HR TELEMUS CAPITAL, LLC 3,000 11,099 269.97 243 1,015 317.70
2018-02-12 13F-HR Mirador Capital Partners LP 2,548 2,715 6.55 208 248 19.23
2018-01-22 13F-HR ASSET ADVISORS CORP 123,190 122,740 -0.37 9,967 11,229 12.66
2018-02-12 13F-HR BANK OF HAWAII 4,125 0 -100.00 334 0 -100.00
2018-02-02 13F-HR Armbruster Capital Management, Inc. 200 200 0.00 16 18 12.50
2018-02-15 13F-HR JANE STREET GROUP, LLC 0 6,116 0 560
2018-02-15 13F-HR/A-1 Sharkey, Howes & Javer 1,174 1,174 0.00 99 107 8.08
2018-02-07 13F-HR NEW MEXICO EDUCATIONAL RETIREMENT BOARD 16,600 17,100 3.01 1,343 1,564 16.46
2018-02-01 13F-HR HOWLAND CAPITAL MANAGEMENT LLC 64,525 106,472 65.01 5,221 9,741 86.57
2018-01-31 13F-HR QUADRANT CAPITAL GROUP LLC 1,175 1,175 0.00 87 100 14.94
2018-02-01 13F-HR Nationwide Fund Advisors 50,094 0 -100.00 4,053 0 -100.00
2018-01-10 13F-HR Jaffetilchin Investment Partners, LLC 0 4,378 0 401
2018-02-06 13F-HR Russell Investments Group, Ltd. 483,607 371,417 -23.20 39,110 34,012 -13.04
2018-02-14 13F-HR THRIVENT FINANCIAL FOR LUTHERANS 7,489 7,252 -3.16 606 663 9.41
2018-01-11 13F-HR North Star Investment Management Corp. 2,050 2,050 0.00 166 188 13.25
2018-02-07 13F-HR ACCIDENT COMPENSATION CORP 43,182 34,882 -19.22 3,494 3,191 -8.67
2018-02-09 13F-HR SUNTRUST BANKS INC 13,731 16,942 23.39 1,110 1,549 39.55
2018-02-14 13F-HR CoreCommodity Management, LLC 7,562 5,667 -25.06 612 518 -15.36
2018-01-17 13F-HR FIRST NATIONAL TRUST CO 2,620 2,694 2.82 212 246 16.04
2018-02-06 13F-HR DUBUQUE BANK & TRUST CO 5,590 5,584 -0.11 452 511 13.05
2018-01-26 13F-HR ENTERPRISE FINANCIAL SERVICES CORP 810 810 0.00 66 74 12.12
2018-01-17 13F-HR Cutler Group LP Put 100 0 -100.00 0 0
2018-02-13 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 644,518 645,718 0.19 52,148 59,077 13.29
2018-02-09 13F-HR Arizona State Retirement System 128,757 136,218 5.79 10,418 12,463 19.63
2018-02-14 13F-HR Wealthcare Advisory Partners LLC 121 202 66.94 10 18 80.00
2018-02-02 13F-HR PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 350,473 370,365 5.68 28,357 33,885 19.49
2018-02-14 13F-HR PEAK6 Investments, L.P. Put 6,900 8,100 17.39 558 741 32.80
2018-02-09 13F-HR AMERICAN INTERNATIONAL GROUP INC 67,906 74,055 9.06 5,494 6,775 23.32
2018-02-02 13F-HR Aperio Group, LLC 362,885 376,789 3.83 29,361 34,472 17.41
2018-01-17 13F-HR CAPROCK Group, Inc. 11,975 11,998 0.19 969 970 0.10
2018-02-14 13F-HR Natixis 16,288 17,095 4.95 1,318 1,564 18.66
2018-02-14 13F-HR Advisor Group, Inc. 23,571 25,400 7.76 1,907 2,323 21.81
2018-01-11 13F-HR Gierl Augustine Investment Management Inc 19 0 -100.00 2 0 -100.00
2018-02-06 13F-HR Glassman Wealth Services 6 6 0.00 0 1
2018-02-15 13F-HR Pacific Center for Financial Services 140 140 0.00 11 13 18.18
2018-01-30 13F-HR Roble, Belko & Company, Inc 100 100 0.00 8 9 12.50
2017-10-12 13F-HR V Wealth Management,LLC 40 0 -100.00 3 0 -100.00
2017-11-14 13F-HR I.G. INVESTMENT MANAGEMENT, LTD. 87,700 69,500 -20.75 6,836 5,623 -17.74
2018-01-29 13F-HR FIDUCIARY TRUST CO 4,855 4,865 0.21 393 445 13.23
2018-01-18 13F-HR Carroll Financial Associates, Inc. 775 775 0.00 64 70 9.38
2018-01-30 13F-HR BRAUN STACEY ASSOCIATES INC 100,305 96,075 -4.22 8,116 8,790 8.30
2018-02-14 13F-HR COHEN & STEERS INC 1,704,908 1,591,538 -6.65 137,944 145,610 5.56
2017-11-15 13F-HR Arete Wealth Advisors, LLC 3,902 0 -100.00 304 0 -100.00
2017-11-14 13F-HR JANE STREET GROUP, LLC Call 10,100 0 -100.00 787 0 -100.00
2018-02-12 13F-HR EATON VANCE MANAGEMENT 7,476 7,413 -0.84 605 678 12.07
2018-02-13 13F-HR CARRET ASSET MANAGEMENT, LLC 6,997 6,963 -0.49 566 637 12.54
2018-02-14 13F-HR EDMOND DE ROTHSCHILD HOLDING S.A. 498 2,924 487.15 40 268 570.00
2018-02-14 13F-HR Atlantic Trust, LLC 25,309 27,329 7.98 2,048 2,500 22.07
2018-02-14 13F-HR LOOMIS SAYLES & CO L P 281,272 230,681 -17.99 22,757 21,105 -7.26
2018-02-14 13F-HR DekaBank Deutsche Girozentrale 76,145 76,145 0.00 6,294 6,294 0.00
2018-02-09 13F-HR Legacy Financial Advisors, Inc. 300 27
2018-02-14 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 52,508 49,171 -6.36 4,252 4,499 5.81
2018-01-29 13F-HR PGGM Investments 563,049 610,776 8.48 45,556 55,880 22.66
2018-01-16 13F-HR CENTRAL BANK & TRUST CO 350 350 0.00 28 32 14.29
2018-02-13 13F-HR Lombard Odier Asset Management (Europe) Ltd 2,480 2,280 -8.06 201 209 3.98
2018-01-17 13F-HR BENJAMIN F. EDWARDS & COMPANY, INC. 6,693 7,386 10.35 542 676 24.72
2018-02-06 13F-HR TRADITION CAPITAL MANAGEMENT LLC 6,297 5,372 -14.69 509 491 -3.54
2018-02-14 13F-HR ROYAL BANK OF CANADA 1,937,364 1,973,686 1.87 156,753 180,574 15.20
2018-01-17 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 582,001 612,742 5.28 47,090 56,060 19.05
2018-02-08 13F-HR PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 77,933 78,059 0.16 6,306 7,142 13.26
2018-02-15 13F-HR SRS Capital Advisors, Inc. 454 454 0.00 36 41 13.89
2018-02-13 13F-HR LAZARD ASSET MANAGEMENT LLC 600 600 0.00 48 54 12.50
2018-02-14 13F-HR Sentry Investments Corp. 127,500 17,700 -86.12 10,316 1,619 -84.31
2018-02-09 13F-HR Virtu Financial LLC 0 5,023 0 460
2018-02-13 13F-HR Dai-Ichi Life Insurance Company, Ltd 115,584 90,800 -21.44 9,352 8,307 -11.17
2018-01-10 13F-HR SIMPLEX TRADING, LLC Put 19 6 -68.42 1 0 -100.00
2018-02-14 13F-HR Covington Capital Management 49,125 50,050 1.88 3,975 4,579 15.19
2017-10-27 13F-HR Cable Hill Partners, LLC 211 187 -11.37 16 15 -6.25
2018-02-14 13F-HR GUARDIAN LIFE INSURANCE CO OF AMERICA 400 577 44.25 32 53 65.63
2018-02-12 13F-HR Mutual Advisors, Llc 2,832 259
2018-02-13 13F-HR M&R CAPITAL MANAGEMENT INC 17,293 16,768 -3.04 1,399 1,534 9.65
2018-01-11 13F-HR LGT CAPITAL PARTNERS LTD. 184,360 185,930 0.85 14,917 17,011 14.04
2018-01-23 13F-HR HENNESSY ADVISORS INC 5,270 482
2018-02-14 13F-HR Bdo Wealth Advisors, Llc 0 10 0 1
2018-02-09 13F-HR Shell Asset Management Co 28,223 28,913 2.44 2,284 2,645 15.81
2018-02-12 13F-HR Bayesian Capital Management, LP 3,966 363
2018-01-12 13F-HR First Command Bank 185 185 0.00 15 17 13.33
2018-02-14 13F-HR ROBECOSAM AG 105,021 119,536 13.82 8,518 10,952 28.57
2018-02-02 13F-HR HUNTINGTON NATIONAL BANK 15,435 12,463 -19.25 1,249 1,140 -8.73
2018-02-08 13F-HR Cetera Advisor Networks LLC 6,664 6,591 -1.10 539 600 11.32
2018-02-14 13F-HR Kalos Management, Inc. 2,586 2,796 8.12 209 255 22.01
2018-02-13 13F-HR NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC 39,971 40,290 0.80 3,234 3,686 13.98
2018-02-01 13F-HR HL FINANCIAL SERVICES LLC 18,703 19,538 4.46 1,513 1,788 18.18
2018-02-02 13F-HR TRUST CO OF VERMONT 3,534 3,534 0.00 286 323 12.94
2018-02-08 13F-HR LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA 22 22 0.00 2 2 0.00
2018-02-09 13F-HR Tower Research Capital LLC (TRC) 199 1,001 403.02 16 92 475.00
2018-02-13 13F-HR GEODE CAPITAL MANAGEMENT, LLC 1,838,386 1,949,195 6.03 148,458 177,978 19.88
2018-02-14 13F-HR BROWN BROTHERS HARRIMAN & CO 3,065 3,470 13.21 248 317 27.82
2018-01-11 13F-HR AMERICAN NATIONAL BANK 4,618 4,473 -3.14 374 409 9.36
2018-01-30 13F-HR Gilman Hill Asset Management, LLC 6,075 5,725 -5.76 492 524 6.50
2018-02-01 13F-HR CIBC World Markets Inc. 18,347 22,523 22.76 1,484 2,061 38.88
2018-01-29 13F-HR Lenox Wealth Advisors, Inc. 98 9
2018-02-02 13F-HR COMERICA BANK 50,809 64,024 26.01 4,459 5,362 20.25
2018-02-12 13F-HR Commonwealth Equity Services, Llc. 96,292 8,810
2018-02-09 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 1,149,013 1,165,786 1.46 92,966,641 106,657,762 14.73
2018-02-02 13F-HR ROCKEFELLER FINANCIAL SERVICES INC 652,704 715,570 9.63 52,811 65,467 23.96
2018-01-25 13F-HR Sumitomo Mitsui Asset Management Company, LTD 36,136 81,199 124.70 2,923 7,428 154.12
2018-02-14 13F-HR TIEDEMANN WEALTH MANAGEMENT, LLC 6,650 6,360 -4.36 538 582 8.18
2017-11-14 13F-HR BROOKFIELD ASSET MANAGEMENT INC. 857,401 0 -100.00 66,834 0 -100.00
2018-02-14 13F-HR J.P. Marvel Investment Advisors, LLC 55,826 57,152 2.38 4,517 5,229 15.76
2018-01-25 13F-HR FTB Advisors, Inc. 0 22 0 1
2018-02-06 13F-HR Pettee Investors, Inc. 4,305 4,384 1.84 348 401 15.23
2018-02-01 13F-HR SUMITOMO LIFE INSURANCE CO 22,465 21,424 -4.63 1,818 1,960 7.81
2018-01-23 13F-HR WEBSTER BANK, N. A. 1,000 1,000 0.00 81 91 12.35
2018-02-12 13F-HR OPPENHEIMER FUNDS INC 197,749 165,893 -16.11 15,999 15,177 -5.14
2017-11-14 13F-HR Bangor Savings Bank 0 12,597 0 1,019
2018-02-13 13F-HR Evercore Wealth Management, LLC 2,500 2,500 0.00 202 229 13.37
2018-02-14 13F-HR OSTERWEIS CAPITAL MANAGEMENT INC 289,921 285,606 -1.49 23,458 26,130 11.39
2018-02-09 13F-HR THOMPSON SIEGEL & WALMSLEY LLC 1,751 1,703 -2.74 142 156 9.86
2018-02-13 13F-HR WESPAC Advisors SoCal, LLC 150 150 0.00 12 13 8.33
2018-02-13 13F-HR Aevitas Wealth Management, Inc. 107 10
2018-02-01 13F-HR Private Wealth Partners, LLC 65,573 67,038 2.23 5,306 6,133 15.59
2018-01-16 13F-HR FIRST FINANCIAL CORP /IN/ 175 175 0.00 14 16 14.29
2018-01-30 13F-HR Wealth Architects, LLC 3,897 3,897 0.00 315 357 13.33
2018-02-13 13F-HR JACOBS LEVY EQUITY MANAGEMENT, INC 34,850 2,310 -93.37 2,820 211 -92.52
2018-02-13 13F-HR Nippon Life Global Investors Americas, Inc. 85,450 57,680 -32.50 6,913 5,277 -23.67
2018-02-14 13F-HR TIVERTON ASSET MANAGEMENT LLC 1,151 1,137 -1.22 93 104 11.83
2018-02-14 13F-HR Vident Investment Advisory, LLC 7,368 7,429 0.83 596 680 14.09
2018-02-08 13F-HR PineBridge Investments, L.P. 1,414 1,321 -6.58 115 121 5.22
2018-01-18 13F-HR Endurance Wealth Management, Inc. 2,100 2,100 0.00 170 192 12.94
2018-02-13 13F-HR FIRST INTERSTATE BANK 300 300 0.00 24 27 12.50
2018-02-12 13F-HR Skandinaviska Enskilda Banken AB (publ) 31,445 30,745 -2.23 2,544 2,813 10.57
2018-02-14 13F-HR SILVERCREST ASSET MANAGEMENT GROUP LLC 504,204 494,658 -1.89 40,795 45,256 10.94
2018-02-15 13F-HR Metlife Investment Advisors, Llc 55,191 5,049
2018-02-13 13F-HR Risk Paradigm Group, LLC 419 419 0.00 33,901 38,334 13.08
2018-02-13 13F-HR Truewealth Llc 2,071 189
2018-02-13 13F-HR CIBC WORLD MARKETS CORP 64,773 43,047 -33.54 5,241 3,938 -24.86
2018-02-07 13F-HR Gratus Capital LLC 6,500 6,500 0.00 526 595 13.12
2018-02-14 13F-HR Sapphire Star Partners LP 3,000 3,000 0.00 243 274 12.76
2018-02-14 13F-HR Tyers Asset Management LLC 17,108 16,520 -3.44 1,384 1,512 9.25
2018-01-19 13F-HR Bartlett & Co. LLC 1,150 1,150 0.00 93 105 12.90
2018-01-09 13F-HR EXXONMOBIL INVESTMENT MANAGEMENT INC /TX 32,557 28,362 -12.89 2,634 2,595 -1.48
2017-11-14 13F-HR BOOTHBAY FUND MANAGEMENT, LLC 4,295 0 -100.00 335 0 -100.00
2017-11-14 13F-HR GAM Holding AG 11,683 0 -100.00 911 0 -100.00
2018-02-12 13F-HR MARTINGALE ASSET MANAGEMENT L P 20,215 20,061 -0.76 1,636 1,836 12.22
2018-01-24 13F-HR Cahaba Wealth Management, Inc. 2,816 2,889 2.59 228 264 15.79
2018-02-08 13F-HR First Allied Advisory Services, Inc. 2,837 3,391 19.53 228 311 36.40
2018-02-09 13F-HR Arjuna Capital 4,830 442
2018-02-14 13F-HR PANAGORA ASSET MANAGEMENT INC 32,044 32,745 2.19 2,593 2,996 15.54
2018-02-14 13F-HR Verition Fund Management LLC 0 12,423 0 1,137
2018-02-14 13F-HR DENVER INVESTMENT ADVISORS LLC 19,301 19,301 0.00 1,562 1,766 13.06
2018-02-13 13F-HR Corient Capital Partners, LLC 9,422 9,036 -4.10 762 826 8.40
2018-01-29 13F-HR BTIM Corp. 28,745 31,750 10.45 2,325 2,904 24.90
2018-01-26 13F-HR Legacy Advisors, Llc 95 95 0.00 7 8 14.29
2018-01-24 13F-HR BOSTON ADVISORS LLC 5,050 5,050 0.00 409 462 12.96
2018-02-14 13F-HR/A-1 Horizon Investments, LLC 0 2,819 0 215
2018-02-08 13F-HR SEI INVESTMENTS CO 137,987 170,340 23.45 11,159 17,436 56.25
2018-01-25 13F-HR JENNISON ASSOCIATES LLC 1,223,223 1,222,775 -0.04 98,971 111,872 13.04
2018-01-24 13F-HR Harbour Capital Advisors, LLC 8,330 8,330 0.00 674 762 13.06
2018-02-12 13F-HR Pacad Investment Ltd. 500 1,500 200.00 40 137 242.50
2018-02-12 13F-HR PRINCIPAL FINANCIAL GROUP INC 518,806 525,721 1.33 41,976 48,098 14.58
2018-01-18 13F-HR State of Alaska, Department of Revenue 23,282 33,562 44.15 1,883 3,068 62.93
2018-02-07 13F-HR CAPITAL ONE, NATIONAL ASSOCIATION 3,383 3,292 -2.69 274 302 10.22
2018-02-07 13F-HR Candriam Luxembourg S.C.A. 216,446 201,999 -6.67 17,513 18,481 5.53
2018-01-23 13F-HR DUNCKER STREETT & CO INC 150 150 0.00 12 14 16.67
2018-02-09 13F-HR FDx Advisors, Inc. 3,841 3,911 1.82 311 358 15.11
2018-02-14 13F-HR Invesco Ltd. 824,975 1,570,189 90.33 66,750 143,656 115.21
2017-11-14 13F-HR BARCLAYS PLC Put 300 0 -100.00 23 0 -100.00
2018-02-02 13F-HR C M BIDWELL & ASSOCIATES LTD 19 19 0.00 1 2 100.00
2018-02-06 13F-HR Sumitomo Mitsui Trust Holdings, Inc. 535,951 541,706 1.07 43,364 49,561 14.29
2017-11-22 13F-HR Chicago Partners Investment Group LLC 771 1,056 36.96 57 85 49.12
2018-02-15 13F-HR Cwm Advisors, Llc 111 10
2018-02-05 13F-HR Crossmark Global Holdings, Inc. 19,856 17,438 -12.18 1,607 1,595 -0.75
2018-01-23 13F-HR TEXAS PERMANENT SCHOOL FUND 49,407 48,696 -1.44 3,998 4,455 11.43
2018-01-12 13F-HR CHELSEA COUNSEL CO 80,508 68,151 -15.35 6,514 6,235 -4.28
2018-02-09 13F-HR USCA RIA LLC 3,267 3,267 0.00 255 299 17.25
2018-02-14 13F-HR RMB Capital Management, LLC 0 2,358 0 216
2018-02-14 13F-HR FRANKLIN RESOURCES INC 2,670,384 2,659,350 -0.41 216,061 243,304 12.61
2018-02-13 13F-HR PRUDENTIAL FINANCIAL INC 254,745 255,805 0.42 20,611 23,404 13.55
2018-02-14 13F-HR 1832 Asset Management L.P. 461,147 426,600 -7.49 36,181 38,868 7.43
2018-02-13 13F-HR Delpha Capital Management, Llc 440 40
2018-02-05 13F-HR BLACKHILL CAPITAL INC 6,000 6,000 0.00 485 549 13.20
2018-02-09 13F-HR ELCO Management Co., LLC 23,844 23,939 0.40 1,929 2,190 13.53
2018-02-01 13F-HR TCI Wealth Advisors, Inc. 123 123 0.00 10 11 10.00
2018-02-14 13F-HR TWO SIGMA INVESTMENTS LLC 23,663 0 -100.00 1,915 0 -100.00
2018-01-26 13F-HR COMMERZBANK AKTIENGESELLSCHAFT /FI 19,339 22,523 16.46 1,565 2,061 31.69
2018-02-14 13F-HR PEAK6 Investments, L.P. Call 10,800 38,400 255.56 874 3,513 301.95
2018-02-14 13F-HR Energy Income Partners, LLC 97,868 82,792 -15.40 7,918 7,574 -4.34
2018-02-07 13F-HR Buckley Wealth Management, Llc 2,490 228
2018-02-09 13F-HR HENDERSON GROUP PLC 1,580,057 1,481,274 -6.25 127,842 135,522 6.01
2018-02-13 13F-HR MACKENZIE FINANCIAL CORP 0 75,738 0 6,929
2018-02-14 13F-HR MILLENNIUM MANAGEMENT LLC 51,624 286,625 455.22 4,177 26,223 527.80
2018-02-14 13F-HR Quantitative Investment Management, LLC 68,500 55,100 -19.56 5,542 5,041 -9.04
2018-02-14 13F-HR CAPTRUST FINANCIAL ADVISORS 0 385 0 35
2018-02-13 13F-HR EDGEWOOD MANAGEMENT LLC 2,500 2,500 0.00 202 229 13.37
2018-01-23 13F-HR Summit X, Llc 4,450 4,480 0.67 358 407 13.69
2018-02-14 13F-HR NBT BANK N A /NY 23,986 23,626 -1.50 1,941 2,161 11.33
2018-02-02 13F-HR TD ASSET MANAGEMENT INC 720,325 680,183 -5.57 58,281 62,230 6.78
2018-02-06 13F-HR BP PLC 22,000 22,000 0.00 1,780 2,013 13.09
2018-01-30 13F-HR CUE FINANCIAL GROUP, INC. 21,650 21,450 -0.92 1,752 1,962 11.99
2018-01-31 13F-HR Resources Investment Advisors, Inc. 0 1,666 0 152
2018-01-12 13F-HR NISA INVESTMENT ADVISORS L.L.C. 11,300 15,700 38.94 914 1,436 57.11
2018-02-14 13F-HR Meadow Creek Investment Management LLC 9,776 9,440 -3.44 791 864 9.23
2018-02-13 13F-HR Kingfisher Capital LLC 23,805 23,630 -0.74 1,926 2,162 12.25
2018-02-08 13F-HR Manchester Capital Management LLC 9,743 9,743 0.00 788 891 13.07
2018-01-11 13F-HR/A-1 OREGON PUBLIC EMPLOYEES RETIREMENT FUND 18,645 18,645 0.00 1,509 1,706 13.06
2018-02-02 13F-HR SMITHFIELD TRUST CO 495 495 0.00 40 45 12.50
2018-02-12 13F-HR AlphaOne Investment Services, LLC 609 56
2018-02-12 13F-HR FORT WASHINGTON INVESTMENT ADVISORS INC /OH/ 118,096 117,160 -0.79 9,555 10,719 12.18
2018-02-13 13F-HR JP Morgan Chase & Co 853,175 1,131,718 32.65 69,200 103,542 49.63
2018-02-12 13F-HR Kiley Juergens Wealth Management, Llc 326 29
2018-02-13 13F-HR 1ST SOURCE BANK 42,362 42,010 -0.83 3,428 3,844 12.14
2018-02-08 13F-HR Trexquant Investment LP 0 2,924 0 268
2017-10-30 13F-HR ARP AMERICAS LLC 3,794 0 -100.00 296 0 -100.00
2018-02-13 13F-HR Allianz Asset Management AG 736,878 793,570 7.69 59,621 72,604 21.78
2018-01-19 13F-HR Town & Country Bank & Trust CO dba First Bankers Trust CO 15,893 15,883 -0.06 1,286 1,453 12.99
2017-12-05 13F-HR Perigon Wealth Management, LLC 152 0 -100.00 12 0 -100.00
2018-01-24 13F-HR CAMBRIDGE TRUST CO 2,649 2,649 0.00 214 242 13.08
2018-02-08 13F-HR DE BURLO GROUP INC 5,300 5,400 1.89 428 494 15.42
2018-02-06 13F-HR Mpi Investment Management, Inc. 12,707 1,163
2018-01-22 13F-HR FIRST MANHATTAN CO 244,706 240,585 -1.68 19,799 22,011 11.17
2018-02-14 13F-HR IHT Wealth Management, LLC 6,764 8,444 24.84 563 739 31.26
2018-02-13 13F-HR Icon Wealth Partners, Llc 1,078 99
2018-01-30 13F-HR BTR CAPITAL MANAGEMENT INC 154,273 151,530 -1.78 12,482 13,863 11.06
2018-02-14 13F-HR GOLDMAN SACHS GROUP INC Put 100 0 -100.00 8 0 -100.00
2018-02-09 13F-HR Raymond James Financial Services Advisors, Inc. 96,340 103,874 7.82 7,795 9,504 21.92
2018-01-11 13F-HR STOCK YARDS BANK & TRUST CO 131,638 129,634 -1.52 10,650 11,860 11.36
2018-02-14 13F-HR MACQUARIE GROUP LTD 80,142 104,900 30.89 6,485 9,048 39.52
2018-02-07 13F-HR LS Investment Advisors, LLC 8,608 19,244 123.56 696 1,761 153.02
2018-02-06 13F-HR Sunbelt Securities, Inc. 3,045 3,048 0.10 246 279 13.41
2018-02-14 13F-HR AHL Partners LLP 34,267 0 -100.00 2,772 0 -100.00
2018-02-12 13F-HR CITIGROUP INC Call 12,100 1,200 -90.08 979 110 -88.76
2018-02-09 13F-HR Twin Tree Management, LP Call 0 20,900 0 1,912
2018-02-13 13F-HR ALLIANCEBERNSTEIN L.P. 1,388,083 1,373,409 -1.06 112,310 125,653 11.88
2018-02-13 13F-HR HAVERFORD TRUST CO 2,417 221
2018-02-14 13F-HR DRW Securities, LLC 2,496 228
2018-02-01 13F-HR Engineers Gate Manager LP 0 72,202 0 6,606
2018-02-14 13F-HR TPH Asset Management, LLC 43,201 16,217 -62.46 3,495 1,484 -57.54

CUSIP: 030420103