SecurityAWH / Allied World Assurance Company Holding AG (H01531104)
President, CEO and ChairmanCarmilani Scott A
Institutional Owners5
Form N-Q Owners1
Institutional Shares1,258,091 - 1.41% (ex. N-Q)
Weighted Average Number Of Diluted Shares Outstanding89,133,212 shares (as of 2017-03-31) (ex. N-Q)
Institutional Value$ 53,161,000 USD (ex. N-Q)

Institutional Stock Ownership and Shareholders

Allied World Assurance Company Holding AG (NYSE:AWH) has 5 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 1,258,091 shares. Largest shareholders include Norges Bank, Alpine Group Usvi, Llc, Airain ltd, and Envestnet Asset Management Inc.

Allied World Assurance Company Holding AG (NYSE:AWH) ownership summary shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

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File DateFormInvestor Opt Prev Shares Current Shares Change
(Percent)
Prev Value (x$1000) Current Value (x$1000) Change
(Percent)
2017-11-08 13F-HR ASSETMARK, INC 3,398 0 -100.00 180 0 -100.00
2017-08-09 13F-HR Vivaldi Asset Management, LLC 992,426 0 -100.00 52,697,821 0 -100.00
2017-08-08 13F-HR Pacad Investment Ltd. 500 0 -100.00 27 0 -100.00
2017-08-11 13F-HR M&T BANK CORP 11,911 0 -100.00 634 0 -100.00
2017-11-01 13F-HR GAMCO INVESTORS, INC. ET AL 46,148 0 -100.00 2,441 0 -100.00
2017-11-15 13F-HR Cambria Investment Management, L.P. 24,656 0 -100.00 1,304 0 -100.00
2017-11-13 13F-HR Wellington Management Group LLP 124,384 0 -100.00 6,579 0 -100.00
2017-10-30 13F-HR PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 20,253 0 -100.00 1,071 0 -100.00
2017-10-20 13F-HR MEEDER ASSET MANAGEMENT INC 11,287 0 -100.00 597 0 -100.00
2017-10-16 13F-HR BANK OF MONTREAL /CAN/ 18,175 0 -100.00 962 0 -100.00
2017-11-01 13F-HR GABELLI FUNDS LLC 267,917 0 -100.00 14,173 0 -100.00
2017-10-24 13F-HR Aperio Group, LLC 49,646 0 -100.00 2,626 0 -100.00
2017-11-09 13F-HR AMALGAMATED BANK 15,463 0 -100.00 818 0 -100.00
2017-10-10 13F-HR Baystate Wealth Management LLC 66 0 -100.00 3 0 -100.00
2017-11-13 13F-HR BAR HARBOR TRUST SERVICES 144,721 0 -100.00 7,656 0 -100.00
2017-08-14 13F-HR Alpine Group Usvi, Llc 299,241 15,830
2017-11-14 13F-HR MENTA CAPITAL LLC 10,769 0 -100.00 570 0 -100.00
2017-08-03 13F-HR COMERICA BANK 51,288 0 -100.00 2,721 0 -100.00
2017-11-13 13F-HR Hudson Bay Capital Management LP 232,646 0 -100.00 12,307 0 -100.00
2017-11-14 13F-HR CAPSTONE INVESTMENT ADVISORS, LLC 1,310,119 0 -100.00 69,305 0 -100.00
2017-11-13 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 2,410 0 -100.00 127 0 -100.00
2017-11-13 13F-HR Rafferty Asset Management, LLC 12,637 0 -100.00 668 0 -100.00
2017-11-07 13F-HR SG Americas Securities, LLC 7,761 0 -100.00 411 0 -100.00
2017-11-14 13F-HR VANGUARD GROUP INC 6,025,693 0 -100.00 318,759 0 -100.00
2017-11-13 13F-HR VERTEX ONE ASSET MANAGEMENT INC. 102,976 0 -100.00 5,447 0 -100.00
2017-11-14 13F-HR CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 87,853 0 -100.00 4,647 0 -100.00
2017-11-13 13F-HR CITIGROUP INC 1,359,461 0 -100.00 71,915 0 -100.00
2017-08-14 13F-HR LPL Financial LLC 4,887 0 -100.00 260 0 -100.00
2017-10-17 13F-HR Cutler Group LP 2,800 0 -100.00 148 0 -100.00
2017-11-14 13F-HR JANE STREET GROUP, LLC 27,812 0 -100.00 1,471 0 -100.00
2017-08-01 13F-HR KELLY LAWRENCE W & ASSOCIATES INC/CA 9 0 -100.00 0 0
2017-10-25 13F-HR FIRST MANHATTAN CO 87 0 -100.00 4 0 -100.00
2017-10-17 13F-HR American Research & Management Co. 300 0 -100.00 16 0 -100.00
2017-08-07 13F-HR LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA 900 0 -100.00 48 0 -100.00
2017-11-03 13F-HR Swiss National Bank 145,172 0 -100.00 7,680 0 -100.00
2017-10-19 13F-HR Winslow, Evans & Crocker, Inc. 96 0 -100.00 5,078 0 -100.00
2017-11-13 13F-HR US BANCORP \DE\ 669 0 -100.00 35 0 -100.00
2017-08-14 13F-HR Aristotle Capital Boston, LLC 20,636 0 -100.00 1,096 0 -100.00
2017-11-13 13F-HR DIMENSIONAL FUND ADVISORS LP 3,182,035 0 -100.00 168,332 0 -100.00
2017-11-13 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 145,157 0 -100.00 7,679 0 -100.00
2017-11-13 13F-HR DLD Asset Management, LP 15,598 0 -100.00 825 0 -100.00
2017-08-14 13F-HR EULAV Asset Management 72,000 0 -100.00 3,823 0 -100.00
2017-11-08 13F-HR ALPINE WOODS CAPITAL INVESTORS, LLC 55,000 0 -100.00 2,910 0 -100.00
2017-10-23 13F-HR RELIANCE TRUST CO OF DELAWARE 7,209 0 -100.00 381 0 -100.00
2017-11-03 13F-HR BESSEMER GROUP INC 1,360 0 -100.00 72 0 -100.00
2017-11-06 13F-HR TEACHER RETIREMENT SYSTEM OF TEXAS 6,985 0 -100.00 370 0 -100.00
2017-11-14 13F-HR MORGAN STANLEY 83,430 0 -100.00 4,414 0 -100.00
2017-11-14 13F-HR Paloma Partners Management Co 40,155 0 -100.00 2,124 0 -100.00
2017-11-14 13F-HR CSS LLC/IL Put 63,400 0 -100.00 3,354 0 -100.00
2017-10-25 13F-HR SIMPLEX TRADING, LLC 3,768 0 -100.00 199 0 -100.00
2017-11-14 13F-HR Overland Advisors, LLC 716,666 0 -100.00 37,912 0 -100.00
2017-08-09 13F-HR Vivaldi Capital Management, LLC 114,359 0 -100.00 6,072,463 0 -100.00
2017-08-08 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 3,116 0 -100.00 165 0 -100.00
2017-08-04 13F-HR FRONTIER CAPITAL MANAGEMENT CO LLC 849 0 -100.00 45 0 -100.00
2017-10-19 13F-HR MYCIO WEALTH PARTNERS, LLC 12,260 0 -100.00 651 0 -100.00
2017-11-06 13F-HR Bank of New York Mellon Corp 330,165 0 -100.00 17,465 0 -100.00
2017-11-09 13F-HR JP Morgan Chase & Co 2,858,832 0 -100.00 151,233 0 -100.00
2017-10-12 13F-HR Advisory Services Network, LLC 127 0 -100.00 7 0 -100.00
2017-11-14 13F-HR GLAZER CAPITAL, LLC 1,377,360 0 -100.00 72,862 0 -100.00
2017-11-13 13F-HR FMR LLC / Fidelity 1,840,946 0 -100.00 97,386 0 -100.00
2017-11-14 13F-HR Cubist Systematic Strategies, LLC 20,088 0 -100.00 1,063 0 -100.00
2017-11-13 13F-HR Omnia Family Wealth, LLC 68 0 -100.00 4 0 -100.00
2017-11-14 13F-HR UBS Group AG 10,089 0 -100.00 534 0 -100.00
2017-11-09 13F-HR Legal & General Group Plc 77,185 0 -100.00 4,084 0 -100.00
2017-07-27 13F-HR Kassirer Asset Management Corp 5,000 0 -100.00 266 0 -100.00
2017-11-13 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 223,972 0 -100.00 11,848 0 -100.00
2017-08-09 13F-HR P SCHOENFELD ASSET MANAGEMENT LP 297,692 0 -100.00 15,807 0 -100.00
2017-09-22 13F-HR/A-1 HighTower Advisors, LLC 4,467 0 -100.00 237 0 -100.00
2017-11-13 13F-HR NORTHERN TRUST CORP 789,287 0 -100.00 41,753 0 -100.00
2017-11-14 13F-HR HENDERSON GROUP PLC 72,110 0 -100.00 3,815 0 -100.00
2017-08-14 13F-HR Pine River Capital Management L.P. 200,025 0 -100.00 10,621 0 -100.00
2017-11-14 13F-HR Davidson Kempner Capital Management LP 3,039,041 0 -100.00 160,765 0 -100.00
2017-11-01 13F-HR Parkwood LLC 4,125 0 -100.00 218 0 -100.00
2017-08-14 13F-HR Grantham, Mayo, Van Otterloo & Co. LLC 401,000 0 -100.00 21,293 0 -100.00
2017-11-14 13F-HR Squarepoint Ops LLC 72,005 0 -100.00 3,809 0 -100.00
2017-08-14 13F-HR Gideon Capital Advisors, Inc. 5,789 0 -100.00 307 0 -100.00
2017-08-14 13F-HR AVALON ADVISORS, LLC 151,621 0 -100.00 8,051 0 -100.00
2017-11-14 13F-HR COWEN GROUP, INC. 150,405 0 -100.00 7,956 0 -100.00
2017-11-14 13F-HR Cantab Capital Partners LLP 9,996 0 -100.00 529,000 0 -100.00
2017-11-13 13F-HR Utah Retirement Systems 15,574 0 -100.00 824 0 -100.00
2017-11-14 13F-HR BARCLAYS PLC 85,186 0 -100.00 4,506 0 -100.00
2017-11-14 13F-HR BlackRock Inc. 3,523,613 0 -100.00 186,397 0 -100.00
2017-11-14 13F-HR A.R.T. Advisors, LLC 3,900 0 -100.00 206 0 -100.00
2017-11-14 13F-HR AQR CAPITAL MANAGEMENT LLC 166,758 0 -100.00 8,822 0 -100.00
2017-11-08 13F-HR Yorktown Management & Research Co Inc 6,000 0 -100.00 317 0 -100.00
2017-11-15 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 271,800 0 -100.00 14,378 0 -100.00
2017-11-14 13F-HR Polar Capital LLP 501,700 0 -100.00 26,540 0 -100.00
2017-11-14 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC 25,505 0 -100.00 1,349 0 -100.00
2017-11-20 13F-HR GSA CAPITAL PARTNERS LLP 21,539 0 -100.00 1,139 0 -100.00
2017-11-06 13F-HR Advisor Group, Inc. 86 0 -100.00 4 0 -100.00
2017-11-14 13F-HR Bluefin Trading, LLC 1,801,234 0 -100.00 95,286 0 -100.00
2017-11-08 13F-HR STEPHENS INC /AR/ 6,251 0 -100.00 331 0 -100.00
2017-10-19 13F-HR FARMERS & MERCHANTS INVESTMENTS INC 600 0 -100.00 32 0 -100.00
2017-11-14 13F-HR Ursa Fund Management, LLC Call 167,900 0 -100.00 8,882 0 -100.00
2017-11-14 13F-HR ADVISORY RESEARCH INC 10,295 0 -100.00 545 0 -100.00
2017-11-02 13F-HR IndexIQ Advisors LLC 75,368 0 -100.00 3,987 0 -100.00
2017-11-13 13F-HR LSV ASSET MANAGEMENT 203,600 0 -100.00 10,770 0 -100.00
2017-11-14 13F-HR STATE STREET CORP 1,517,278 0 -100.00 80,264 0 -100.00
2017-11-14 13F-HR MILLENNIUM MANAGEMENT LLC 48,013 0 -100.00 2,540 0 -100.00
2017-10-24 13F-HR FIRST TRUST ADVISORS LP 68,861 0 -100.00 3,643 0 -100.00
2017-08-02 13F-HR Foundry Partners, LLC 207,186 0 -100.00 11,002 0 -100.00
2017-08-14 13F-HR NOMURA ASSET MANAGEMENT CO LTD 0 0 0 0
2017-08-09 13F-HR Stockman Asset Management 8,500 0 -100.00 451 0 -100.00
2017-11-14 13F-HR Hunting Hill Global Capital, LLC 68,000 0 -100.00 3,597 0 -100.00
2017-10-21 13F-HR WHITTIER TRUST CO 400 0 -100.00 21 0 -100.00
2017-08-10 13F-HR Century Capital Management, LLC 49,604 0 -100.00 2,634 0 -100.00
2017-11-15 13F-HR Neuberger Berman Group LLC 10,000 0 -100.00 529 0 -100.00
2017-08-14 13F-HR CSS LLC/IL 33,900 0 -100.00 1,800 0 -100.00
2017-11-13 13F-HR/A-1 OMNI PARTNERS LLP 810,203 0 -100.00 42,846 0 -100.00
2017-11-13 13F-HR TEACHERS ADVISORS INC 491,029 0 -100.00 25,975 0 -100.00
2017-11-13 13F-HR/A-1 NORGES BANK 897,446 936,785 4.38 31,536 36,165 14.68
2017-11-06 13F-HR RHUMBLINE ADVISERS 78,178 0 -100.00 4,136 0 -100.00
2017-11-14 13F-HR GLENMEDE TRUST CO NA 1,200 0 -100.00 63 0 -100.00
2017-11-13 13F-HR KBC Group NV 4,151 0 -100.00 199 0 -100.00
2017-08-14 13F-HR HSBC HOLDINGS PLC 9,755 0 -100.00 518 0 -100.00
2017-11-09 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 526,684 0 -100.00 27,862 0 -100.00
2017-11-13 13F-HR Champlain Investment Partners, LLC 3,552,651 0 -100.00 187,935 0 -100.00
2017-11-13 13F-HR Manikay Partners, LLC 1,200,000 0 -100.00 63,480 0 -100.00
2017-11-14 13F-HR Hutchin Hill Capital, LP 1,230,240 0 -100.00 65,080 0 -100.00
2017-07-27 13F-HR NGAM ADVISORS, L.P. 35,788 0 -100.00 1,900 0 -100.00
2017-11-14 13F-HR QS Investors, LLC 125,742 0 -100.00 6,652 0 -100.00
2018-01-24 13F-HR/A-1 Paradice Investment Management LLC 1,803,026 0 -100.00 95,380 0 -100.00
2017-08-11 13F-HR NEW YORK STATE TEACHERS RETIREMENT SYSTEM 7,700 0 -100.00 409 0 -100.00
2017-11-13 13F-HR Laurion Capital Management LP 6,100 0 -100.00 323 0 -100.00
2017-10-20 13F-HR HAVENS ADVISORS LLC 73,800 0 -100.00 3,904 0 -100.00
2017-11-14 13F-HR Yakira Capital Management, Inc. 423,540 0 -100.00 22,405 0 -100.00
2017-08-07 13F-HR Karp Capital Management Corp 47,695 0 -100.00 2,533 0 -100.00
2017-11-14 13F-HR THRIVENT FINANCIAL FOR LUTHERANS 244,210 0 -100.00 12,918 0 -100.00
2017-11-03 13F-HR BNP PARIBAS ARBITRAGE, SA 1,563 0 -100.00 82,683 0 -100.00
2017-08-14 13F-HR Jefferies Group LLC 30,268 0 -100.00 1,607 0 -100.00
2017-11-14 13F-HR HighVista Strategies LLC 265,582 0 -100.00 14,049 0 -100.00
2017-10-16 13F-HR CWM, LLC 29 0 -100.00 2 0 -100.00
2017-11-06 13F-HR LOS ANGELES CAPITAL MANAGEMENT & EQUITY RESEARCH INC 46,469 0 -100.00 2,458 0 -100.00
2017-11-13 13F-HR S. MUOIO & CO. LLC 140,000 0 -100.00 7,406 0 -100.00
2017-11-14 13F-HR Alpine Partners VI, LLC 299,241 0 -100.00 15,830 0 -100.00
2017-11-06 13F-HR SEI INVESTMENTS CO 135,073 0 -100.00 7,146 0 -100.00
2017-10-12 13F-HR Livforsakringsbolaget Skandia, Omsesidigt 1,870 0 -100.00 99 0 -100.00
2017-11-01 13F-HR GABELLI SECURITIES, INC. 438,420 0 -100.00 23,192 0 -100.00
2017-08-14 13F-HR GUGGENHEIM CAPITAL LLC 10,941 0 -100.00 581 0 -100.00
2017-11-22 N-Q Principal Variable Contracts Funds Inc (see advisory)
2017-08-14 13F-HR Walleye Trading LLC Put 500 0 -100.00 27 0 -100.00
2017-11-14 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 720 0 -100.00 38 0 -100.00
2017-11-08 13F-HR FAYEZ SAROFIM & CO 157,020 0 -100.00 8,306 0 -100.00
2017-10-17 13F-HR Creative Planning 1,581 0 -100.00 84 0 -100.00
2017-11-14 13F-HR NOMURA HOLDINGS INC 54,574 0 -100.00 2,889 0 -100.00
2017-11-08 13F-HR FULLER & THALER ASSET MANAGEMENT, INC. 3,600 0 -100.00 190 0 -100.00
2017-11-14 13F-HR D. E. Shaw & Co., Inc. 464,999 0 -100.00 24,598 0 -100.00
2017-11-14 13F-HR SUNTRUST BANKS INC 10,651 0 -100.00 562 0 -100.00
2017-11-14 13F-HR CREDIT SUISSE AG/ 330,210 0 -100.00 17,467 0 -100.00
2017-11-14 13F-HR Sciencast Management LP 11,900 0 -100.00 630 0 -100.00
2017-08-14 13F-HR SEGALL BRYANT & HAMILL, LLC 5,550 0 -100.00 295 0 -100.00
2017-11-14 13F-HR ROYAL BANK OF CANADA 11,782 0 -100.00 623 0 -100.00
2017-11-01 13F-HR STATE OF WISCONSIN INVESTMENT BOARD 17,000 0 -100.00 899 0 -100.00
2017-08-14 13F-HR Point72 Asia (Hong Kong) Ltd 33 0 -100.00 2 0 -100.00
2017-11-14 13F-HR PANAGORA ASSET MANAGEMENT INC 20,146 0 -100.00 1,066 0 -100.00
2017-08-09 13F-HR EAGLE BOSTON INVESTMENT MANAGEMENT INC 30,912 0 -100.00 1,641 0 -100.00
2017-10-24 13F-HR BENJAMIN F. EDWARDS & COMPANY, INC. 313 0 -100.00 17 0 -100.00
2017-11-13 13F-HR West Family Investments, Inc. 105,059 0 -100.00 3,998 0 -100.00
2017-11-14 13F-HR DEUTSCHE BANK AG\ 585,582 0 -100.00 30,975 0 -100.00
2017-08-14 13F-HR GROUP ONE TRADING, L.P. 1,500 0 -100.00 80 0 -100.00
2017-08-14 13F-HR Allianz Asset Management AG 21,245 0 -100.00 1,128 0 -100.00
2017-11-13 13F-HR ENVESTNET ASSET MANAGEMENT INC 2,768 2,065 -25.40 145 108 -25.52
2017-11-15 13F-HR/A-1 Parallel Advisors, LLC 724 0 -100.00 36 0 -100.00
2017-11-14 13F-HR FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. 43,274 0 -100.00 2,289 0 -100.00
2017-11-13 13F-HR Nicholas Investment Partners, LP 1,100,000 0 -100.00 58,190 0 -100.00
2017-11-14 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ 35,489 0 -100.00 1,877 0 -100.00
2017-11-14 13F-HR Walleye Trading LLC Call 140,000 0 -100.00 7,406 0 -100.00
2017-10-30 13F-HR IFP Advisors, Inc 22 0 -100.00 1 0 -100.00
2017-11-14 13F-HR Clearbridge Investments, LLC 750,447 0 -100.00 39,699 0 -100.00
2017-07-24 13F-HR Breton Hill Capital Ltd. 20,866 0 -100.00 1,108 0 -100.00
2017-08-14 13F-HR BALYASNY ASSET MANAGEMENT LLC 9,444 0 -100.00 501 0 -100.00
2017-08-14 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC 250,600 0 -100.00 13,307 0 -100.00
2017-11-13 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 68,696 0 -100.00 3,634,019 0 -100.00
2017-11-14 13F-HR FIFTH THIRD BANCORP 486 0 -100.00 26 0 -100.00
2017-08-08 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 22 0 -100.00 1 0 -100.00
2017-11-07 13F-HR AMERIPRISE FINANCIAL INC 137,979 0 -100.00 7,300 0 -100.00
2017-11-08 13F-HR Plante Moran Financial Advisors, LLC 63 0 -100.00 3 0 -100.00
2017-10-16 13F-HR SEVEN EIGHT CAPITAL, LLC 39,800 0 -100.00 2,105 0 -100.00
2017-11-14 13F-HR GOLDMAN SACHS GROUP INC 616,741 0 -100.00 32,626 0 -100.00
2017-10-26 13F-HR Acrospire Investment Management LLC 200 0 -100.00 11 0 -100.00
2017-08-04 13F-HR WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC 17,774 0 -100.00 944 0 -100.00
2017-11-14 13F-HR Voya Investment Management LLC 70,605 0 -100.00 3,735 0 -100.00
2017-10-30 13F-HR BBVA COMPASS BANCSHARES, INC 9,804 0 -100.00 518 0 -100.00
2017-11-02 13F-HR HARVEST MANAGEMENT LLC 82,500 0 -100.00 4,364 0 -100.00
2017-11-13 13F-HR COMMONWEALTH BANK OF AUSTRALIA 8,581 0 -100.00 453 0 -100.00
2017-08-07 13F-HR AMERICAN CENTURY COMPANIES INC 480,222 0 -100.00 25,500 0 -100.00
2017-11-09 13F-HR CITADEL ADVISORS LLC 6,591 0 -100.00 349 0 -100.00
2017-08-08 13F-HR PRINCIPAL FINANCIAL GROUP INC 14,599 0 -100.00 775 0 -100.00
2017-08-08 13F-HR Airain ltd 284,814 20,000 -92.98 15,124 1,058 -93.00
2017-11-09 13F-HR AMERICAN INTERNATIONAL GROUP INC 1,845 0 -100.00 98 0 -100.00
2017-08-04 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 153,532 0 -100.00 8,153 0 -100.00
2017-11-09 13F-HR VIRGINIA RETIREMENT SYSTEMS ET AL 6,800 0 -100.00 360 0 -100.00
2017-11-03 13F-HR Tradewinds Capital Management, LLC 162 0 -100.00 9 0 -100.00
2017-11-14 13F-HR TWO SIGMA INVESTMENTS LLC 385,050 0 -100.00 20,369 0 -100.00
2017-11-14 13F-HR Invesco Ltd. 29,082 0 -100.00 1,539 0 -100.00
2017-08-14 13F-HR Keeley-Teton Advisors, LLC 13,910 0 -100.00 739 0 -100.00
2017-10-26 13F-HR Raymond James Financial Services Advisors, Inc. 12,628 0 -100.00 668 0 -100.00
2017-11-14 13F-HR Ursa Fund Management, LLC 608,820 0 -100.00 32,207 0 -100.00
2017-11-14 13F-HR BANK OF AMERICA CORP /DE/ 1,824,401 0 -100.00 96,511 0 -100.00
2017-11-13 13F-HR ProShare Advisors LLC 12,552 0 -100.00 664 0 -100.00
2017-11-06 13F-HR CI Global Investments Inc. 568,170 0 -100.00 30,056 0 -100.00
2017-11-14 13F-HR CNH PARTNERS LLC 553,787 0 -100.00 29,295 0 -100.00
2017-11-14 13F-HR HIGHLAND CAPITAL MANAGEMENT LP 62,800 0 -100.00 3,322 0 -100.00
2017-11-14 13F-HR WATER ISLAND CAPITAL LLC 3,401,973 0 -100.00 180,675 0 -100.00
2017-11-10 13F-HR SALZHAUER MICHAEL 7,458 0 -100.00 395 0 -100.00
2017-11-09 13F-HR WELLS FARGO & COMPANY/MN 496,797 0 -100.00 26,280 0 -100.00
2017-11-13 13F-HR COCONUT GROVE BANK 1,370 0 -100.00 72 0 -100.00
2017-11-09 13F-HR FNY Partners Fund LP 1,031,230 0 -100.00 54,552 0 -100.00
2017-08-11 13F-HR K2 PRINCIPAL FUND, L.P. 160,270 0 -100.00 8,510 0 -100.00
2017-11-13 13F-HR ALLIANCEBERNSTEIN L.P. 55,076 0 -100.00 2,914 0 -100.00
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 98,749 0 -100.00 5,224 0 -100.00
2017-11-14 13F-HR GEODE CAPITAL MANAGEMENT, LLC 710,638 0 -100.00 37,592 0 -100.00
2017-11-13 13F-HR/A-1 ALPINE ASSOCIATES MANAGEMENT INC. 2,232,838 0 -100.00 118,117 0 -100.00
2017-10-23 13F-HR Nationwide Fund Advisors 12,028 0 -100.00 636 0 -100.00
2017-12-14 13F-HR/A-1 PARAMETRIC PORTFOLIO ASSOCIATES LLC 134,866 0 -100.00 7,134 0 -100.00
2017-08-14 13F-HR Halcyon Management Partners LP 63,981 0 -100.00 3,397 0 -100.00
2017-11-14 13F-HR BERKLEY W R CORP 72,670 0 -100.00 3,844 0 -100.00
2017-08-14 13F-HR CARLSON CAPITAL L P 2,120,000 0 -100.00 112,572 0 -100.00
2017-11-06 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 187,000 0 -100.00 9,892 0 -100.00
2017-11-02 13F-HR Jacobi Capital Management LLC 104 0 -100.00 5 0 -100.00
2017-11-13 13F-HR RAYMOND JAMES & ASSOCIATES 5,701 0 -100.00 302 0 -100.00
2017-11-14 13F-HR BancorpSouth Inc 4,965 0 -100.00 263 0 -100.00
2017-10-16 13F-HR State of Alaska, Department of Revenue 24,426 0 -100.00 1,292 0 -100.00
2017-08-14 13F-HR Magnetar Financial LLC 0 0 0 0
2017-08-14 13F-HR Zions Bancorporation 69 0 -100.00 4 0 -100.00
2017-10-26 13F-HR DELTA ASSET MANAGEMENT LLC/TN 666 0 -100.00 35 0 -100.00
2017-11-07 13F-HR Russell Investments Group, Ltd. 100,089 0 -100.00 5,296 0 -100.00
2017-11-13 13F-HR Artisan Partners Limited Partnership 2,492,283 0 -100.00 131,842 0 -100.00

Form N-Q Advisory - Experimental Feature Here!

We have recently started to include coverage of N-Q filers in our ownership database. N-Q forms are unstructured and difficult for machines to parse into accurate financial data.

However, Because of the large number of these institutions and this difficulty in tracking their positions, they represent a significant, yet hidden, market force. In an effort to widen our ownership coverage and provide greater transparency, we are testing various ways to expose these owners in an accurate manner. This early version of the crawler simply identifies mentions of companies in the N-Q forms.

Limitations:

  • We only list underlying securities (the ordinary shares), even though the actual security held might be a derivative or a related bond issue. For example, although the institution is shown on this security page ( AWH / Allied World Assurance Company Holding AG ), the institution may actually own a related security such as a preferred share or a bond. To find out the exact security, click on the institution link and then follow the link to the actual "N-Q".
  • We only list fund sponsors as institutions, even though the security might be held within a fund operated by the listed institution.. For example, the institution listed in the table as the owner is probably a sponsor of a family of ETFs or mutual funds. If so, then this security is owned by a fund or several funds within the family, and not directly owned by the listed institution. The crawler is not yet able to place these holdings within the individual funds. Atain, you must review the actual filing to see the detail.

These limitations are significant but we believe that the increased transparency outweights the limitations. Future revisions of the crawler will resolve these limitations. Use this information at your own risk!

CUSIP: H01531104