Institutional and Fund Ownership

SecurityAWH / Allied World Assurance Company Holding AG
President, CEO and ChairmanCarmilani Scott A
Institutional Owners180
Institutional Shares151,435,360

Allied World Assurance Company Holding AG (NYSE:AWH) has 180 institutional investors that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 151,435,360 shares. Major holders include Fairfax Financial Holdings Ltd/ Can, Vanguard Group Inc, Champlain Investment Partners, LLC, BlackRock Inc., and Water Island Capital Llc.


Allied World Assurance Company Holding AG (NYSE:AWH) ownership summary shows current positions in the company by institutions and funds, as well as latest changes in position size. Owners can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click an asterisk (*) to see the full transaction history.

File DateFormInvestor Opt Prev Shares Current Shares Change
(Percent)
Prev Value (x$1000) Current Value (x$1000) Change
(Percent)
2017-05-09 13F-HR Catalyst Capital Advisors LLC * 1,760 0 -100.00 94 0 -100.00
2017-08-11 13F-HR FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. * 43,695 43,274 -0.96 2,320 2,289 -1.34
2017-08-14 13F-HR Aristotle Capital Boston, LLC * 20,636 0 -100.00 1,096 0 -100.00
2017-08-14 13F-HR Pine River Capital Management L.P. * 10,114 0 -100.00 543 0 -100.00
2017-08-09 13F-HR Vivaldi Capital Management, LLC * 114,359 0 -100.00 6,072,463 0 -100.00
2017-08-11 13F-HR FULLER & THALER ASSET MANAGEMENT, INC. * 3,600 3,600 0.00 191 190 -0.52
2017-05-12 13F-HR MASSACHUSETTS FINANCIAL SERVICES CO /MA/ * 936,705 0 -100.00 50,311 0 -100.00
2017-08-10 13F-HR AMALGAMATED BANK * 12,566 15,463 23.05 667 818 22.64
2017-07-17 13F-HR CWM, LLC * 29 29 0.00 2 2 0.00
2017-05-15 13F-HR VOLORIDGE INVESTMENT MANAGEMENT, LLC * 69,008 0 -100.00 3,706 0 -100.00
2017-04-11 13F-HR Cutler Group LP * Put 3,400 1,500 -55.88 0 3
2017-08-14 13F-HR CSS LLC/IL * 33,900 0 -100.00 1,800 0 -100.00
2017-08-29 13F-HR/A-1 FMR LLC * 3,811,044 1,840,946 -51.69 202,366 97,386 -51.88
2017-08-11 13F-HR Rafferty Asset Management, LLC * 15,858 12,637 -20.31 842 668 -20.67
2017-08-11 13F-HR Artisan Partners Limited Partnership * 2,517,192 2,492,283 -0.99 133,663 131,842 -1.36
2017-08-10 13F-HR OMNI PARTNERS LLP * 810,203 42,846
2017-07-26 13F-HR PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO * 20,344 20,253 -0.45 1,080 1,071 -0.83
2017-05-15 13F-HR Brandywine Global Investment Management, LLC * 319,752 0 -100.00 17,174 0 -100.00
2017-08-11 13F-HR BancorpSouth Inc * 4,965 4,965 0.00 264 263 -0.38
2017-08-14 13F-HR NOMURA ASSET MANAGEMENT CO LTD * 0 0 0 0
2017-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP * Call 209,100 0 -100.00 11,231 0 -100.00
2017-08-07 13F-HR Karp Capital Management Corp * 47,695 0 -100.00 2,533 0 -100.00
2017-08-11 13F-HR GLAZER CAPITAL, LLC * 25,000 1,377,360 5,409.44 1,328 72,862 5,386.60
2017-05-12 13F-HR FEDERATED INVESTORS INC /PA/ * 245 0 -100.00 13 0 -100.00
2017-08-07 13F-HR Parallel Advisors, LLC * 644 724 12.42 34 36 5.88
2017-08-11 13F-HR MORGAN STANLEY * 798,434 83,430 -89.55 42,397 4,414 -89.59
2017-08-04 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM * 153,532 0 -100.00 8,153 0 -100.00
2017-08-15 13F-HR NOMURA HOLDINGS INC * 10,000 54,574 445.74 531 2,889 444.07
2017-05-08 13F-HR CIBC World Markets Inc. * 22,171 0 -100.00 1,191 0 -100.00
2017-07-26 13F-HR RELIANCE TRUST CO OF DELAWARE * 0 7,209 0 381
2017-08-14 13F-HR CSS LLC/IL * Put 63,400 3,354
2017-08-11 13F-HR DIMENSIONAL FUND ADVISORS LP * 3,185,334 3,182,035 -0.10 169,142 168,332 -0.48
2017-08-03 13F-HR S. MUOIO & CO. LLC * 140,000 140,000 0.00 7,434 7,406 -0.38
2017-08-14 13F-HR CAPSTONE INVESTMENT ADVISORS, LLC * 643,553 1,310,119 103.58 34,172 69,305 102.81
2017-08-14 13F-HR HighVista Strategies LLC * 265,582 14,049
2017-08-11 13F-HR UBS ASSET MANAGEMENT AMERICAS INC * 74,380 68,696 -7.64 3,949,578 3,634,019 -7.99
2017-05-12 13F-HR FineMark National Bank & Trust * 389 0 -100.00 21 0 -100.00
2017-08-10 13F-HR ALLIANCEBERNSTEIN L.P. * 55,126 55,076 -0.09 2,927 2,914 -0.44
2017-08-10 13F-HR/A-1 ALPINE ASSOCIATES MANAGEMENT INC. * 2,621,238 2,232,838 -14.82 139,188 118,117 -15.14
2017-08-14 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC * 250,600 0 -100.00 13,307 0 -100.00
2017-08-14 13F-HR Point72 Asia (Hong Kong) Ltd * 33 0 -100.00 2 0 -100.00
2017-08-14 13F-HR CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. * 0 87,853 0 4,647
2017-04-11 13F-HR/A-4 Quadrature Capital LTD * 0 0 -100.00 0 0 -100.00
2017-08-11 13F-HR HARVEST MANAGEMENT LLC * 82,500 82,500 0.00 4,381 4,364 -0.39
2017-07-24 13F-HR Breton Hill Capital Ltd. * 20,866 0 -100.00 1,108 0 -100.00
2017-08-11 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM * 277,800 271,800 -2.16 14,751 14,378 -2.53
2017-08-15 13F-HR Raymond James Financial Services Advisors, Inc. * 12,705 12,628 -0.61 675 668 -1.04
2017-08-11 13F-HR K2 PRINCIPAL FUND, L.P. * 160,270 0 -100.00 8,510 0 -100.00
2017-05-11 13F-HR Steinberg Global Asset Management * 8,125 0 -100.00 436 0 -100.00
2017-08-02 13F-HR FIRST TRUST ADVISORS LP * 110,882 68,861 -37.90 5,888 3,643 -38.13
2017-04-11 13F-HR Cutler Group LP * Call 45,900 200 -99.56 168 2 -98.81
2017-08-09 13F-HR LOS ANGELES CAPITAL MANAGEMENT & EQUITY RESEARCH INC * 46,469 46,469 0.00 2,468 2,458 -0.41
2017-08-14 13F-HR Sciencast Management LP * 16,600 11,900 -28.31 881 630 -28.49
2017-08-14 13F-HR AVALON ADVISORS, LLC * 151,621 0 -100.00 8,051 0 -100.00
2017-04-21 13F-HR Diversified Trust Co * 15,892 0 -100.00 854 0 -100.00
2017-08-01 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC * 530,805 526,684 -0.78 28,186 27,862 -1.15
2017-07-12 13F-HR HAVENS ADVISORS LLC * 48,400 73,800 52.48 2,570 3,904 51.91
2017-08-10 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC * 526,599 223,972 -57.47 27,962 11,848 -57.63
2017-08-11 13F-HR MENTA CAPITAL LLC * 0 10,769 0 570
2017-08-14 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ * 35,502 35,489 -0.04 1,885 1,877 -0.42
2017-08-11 13F-HR Laurion Capital Management LP * 6,900 6,100 -11.59 366 323 -11.75
2017-08-14 13F-HR Keeley-Teton Advisors, LLC * 13,910 0 -100.00 739 0 -100.00
2017-05-09 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO * 37 0 -100.00 2 0 -100.00
2017-08-03 13F-HR GABELLI FUNDS LLC * 247,917 267,917 8.07 13,164 14,173 7.66
2017-08-11 13F-HR Advisor Group, Inc. * 1,325 86 -93.51 69 3 -95.65
2017-08-11 13F-HR Yorktown Management & Research Co Inc * 6,000 6,000 0.00 319 317 -0.63
2017-08-11 13F-HR CITADEL ADVISORS LLC * 0 6,591 0 349
2017-07-18 13F-HR SALZHAUER MICHAEL * 7,458 7,458 0.00 396 395 -0.25
2017-05-15 13F-HR Parallax Volatility Advisers, L.P. * 88,697 0 -100.00 4,764 0 -100.00
2017-08-14 13F-HR Clearbridge Investments, LLC * 1,582,082 750,447 -52.57 84,009 39,699 -52.74
2017-08-14 13F-HR GEODE CAPITAL MANAGEMENT, LLC * 690,934 710,638 2.85 36,688 37,592 2.46
2017-07-27 13F-HR BESSEMER GROUP INC * 1,783 1,360 -23.72 95 72 -24.21
2017-08-14 13F-HR SEGALL BRYANT & HAMILL, LLC * 5,550 0 -100.00 295 0 -100.00
2017-08-15 13F-HR Bluefin Trading, LLC * 1,801,234 95,286
2017-08-14 13F-HR GLENMEDE TRUST CO NA * 1,200 1,200 0.00 63 63 0.00
2017-05-04 13F-HR Meadow Creek Investment Management LLC * 2,744 0 -100.00 147 0 -100.00
2017-08-11 13F-HR Nicholas Investment Partners, LP * 1,100,000 1,100,000 0.00 58,410 58,190 -0.38
2017-05-12 13F-HR D.A. DAVIDSON & CO. * 694 0 -100.00 37 0 -100.00
2017-08-02 13F-HR RHUMBLINE ADVISERS * 85,713 78,178 -8.79 4,551 4,136 -9.12
2017-08-14 13F-HR Walleye Trading LLC * Call 140,000 7,406
2017-08-09 13F-HR Stockman Asset Management * 8,500 0 -100.00 451 0 -100.00
2017-08-11 13F-HR DLD Asset Management, LP * 15,598 825
2017-08-10 13F-HR Omnia Family Wealth, LLC * 68 68 0.00 4 4 0.00
2017-08-14 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC * 9,917 25,505 157.18 527 1,349 155.98
2017-08-03 13F-HR Bank of New York Mellon Corp * 672,704 330,165 -50.92 35,722 17,465 -51.11
2017-08-09 13F-HR P SCHOENFELD ASSET MANAGEMENT LP * 297,692 0 -100.00 15,807 0 -100.00
2017-05-15 13F-HR PEAK6 Investments, L.P. * Call 1,300 0 -100.00 70 0
2017-08-08 13F-HR Pacad Investment Ltd. * 500 0 -100.00 27 0 -100.00
2017-05-12 13F-HR COLUMBIA WANGER ASSET MANAGEMENT LLC * 805,855 0 -100.00 43,282 0 -100.00
2017-08-14 13F-HR Cantab Capital Partners LLP * 26,689 9,996 -62.55 1,417,000 529,000 -62.67
2017-08-03 13F-HR SG Americas Securities, LLC * 6,879 7,761 12.82 365 411 12.60
2017-08-14 13F-HR QS Investors, LLC * 142,539 125,742 -11.78 7,569 6,652 -12.12
2017-05-12 13F-HR TimesSquare Capital Management, LLC * 686,300 0 -100.00 36,861 0 -100.00
2017-08-17 13F-HR Advisory Services Network, LLC * 127 127 0.00 7 7 0.00
2017-08-07 13F-HR AMERICAN CENTURY COMPANIES INC * 480,222 0 -100.00 25,500 0 -100.00
2017-08-11 13F-HR ProShare Advisors LLC * 12,796 12,552 -1.91 679 664 -2.21
2017-08-02 13F-HR ALPINE WOODS CAPITAL INVESTORS, LLC * 55,000 2,910
2017-08-14 13F-HR Yakira Capital Management, Inc. * 361,164 423,540 17.27 19,178 22,405 16.83
2017-08-03 13F-HR West Family Investments, Inc. * 34,373 105,059 205.64 1,825 3,998 119.07
2017-05-15 13F-HR BOKF, NA * 11,780 0 -100.00 633 0 -100.00
2017-08-09 13F-HR Vivaldi Asset Management, LLC * 992,426 0 -100.00 52,697,821 0 -100.00
2017-08-11 13F-HR FIFTH THIRD BANCORP * 450 486 8.00 24 26 8.33
2017-08-14 13F-HR RAYMOND JAMES & ASSOCIATES * 4,282 5,701 33.14 227 302 33.04
2017-08-04 13F-HR KBC Group NV * 2,273 4,151 82.62 121 199 64.46
2017-05-11 13F-HR FIRST INTERSTATE BANK * 117 0 -100.00 6 0 -100.00
2017-05-15 13F-HR DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main * 75,000 0 -100.00 4,028 0 -100.00
2017-08-14 13F-HR Paloma Partners Management Co * 26,054 40,155 54.12 1,384 2,124 53.47
2017-08-10 13F-HR BlackRock Inc. * 3,670,112 3,523,613 -3.99 194,882 186,397 -4.35
2017-08-03 13F-HR COMERICA BANK * 51,288 0 -100.00 2,721 0 -100.00
2017-07-25 13F-HR Parkwood LLC * 5,505 4,125 -25.07 292 218 -25.34
2017-08-10 13F-HR/A-1 MYCIO WEALTH PARTNERS, LLC * 12,260 0 -100.00 651 0 -100.00
2017-07-21 13F-HR DELTA ASSET MANAGEMENT LLC/TN * 666 666 0.00 35 35 0.00
2017-08-01 13F-HR Hunting Hill Global Capital, LLC * 68,000 3,597
2017-08-14 13F-HR Cambria Investment Management, L.P. * 27,886 24,656 -11.58 1,481 1,304 -11.95
2017-08-01 13F-HR Tradewinds Capital Management, LLC * 162 162 0.00 9 9 0.00
2017-08-08 13F-HR Paradice Investment Management LLC * 1,747,126 1,803,026 3.20 92,772 95,380 2.81
2017-08-14 13F-HR Ursa Fund Management, LLC * Call 167,900 8,882
2017-08-14 13F-HR Magnetar Financial LLC * 0 0 0 0
2017-07-18 13F-HR NISA INVESTMENT ADVISORS L.L.C. * 16,000 0 -100.00 850 0 -100.00
2017-07-14 13F-HR Winslow, Evans & Crocker, Inc. * 96 96 0.00 5,098 5,078 -0.39
2017-08-11 13F-HR NEW YORK STATE TEACHERS RETIREMENT SYSTEM * 7,700 0 -100.00 409 0 -100.00
2017-08-08 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. * 22 0 -100.00 1 0 -100.00
2017-05-10 13F-HR PRUDENTIAL FINANCIAL INC * 194,191 0 -100.00 10,430 0 -100.00
2017-08-10 13F-HR STEPHENS INC /AR/ * 6,375 6,251 -1.95 339 331 -2.36
2017-08-04 13F-HR FRONTIER CAPITAL MANAGEMENT CO LLC * 849 0 -100.00 45 0 -100.00
2017-08-14 13F-HR Invesco Ltd. * 37,725 29,082 -22.91 2,003 1,539 -23.17
2017-08-08 13F-HR PRINCIPAL FINANCIAL GROUP INC * 14,599 0 -100.00 775 0 -100.00
2017-08-14 13F-HR Allianz Asset Management AG * 21,245 0 -100.00 1,128 0 -100.00
2017-08-08 13F-HR Utah Retirement Systems * 15,974 15,574 -2.50 848 824 -2.83
2017-08-14 13F-HR HIGHLAND CAPITAL MANAGEMENT LP * 49,154 62,800 27.76 2,610 3,322 27.28
2017-08-11 13F-HR M&T BANK CORP * 11,911 0 -100.00 634 0 -100.00
2017-05-19 13F-HR Tower Research Capital LLC (TRC) * 239 0 -100.00 13 0 -100.00
2017-04-13 13F-HR Parametrica Management Ltd * 6,044 0 -100.00 325 0 -100.00
2017-08-03 13F-HR Legal & General Group Plc * 76,181 77,185 1.32 4,045 4,084 0.96
2017-08-14 13F-HR MILLENNIUM MANAGEMENT LLC * 745,121 48,013 -93.56 39,566 2,540 -93.58
2017-08-14 13F-HR Polar Capital LLP * 501,700 501,700 0.00 26,640 26,540 -0.38
2017-05-15 13F-HR Perkins Investment Management, LLC * 1,608,846 1,050,137 -34.73 86,411 55,762 -35.47
2017-08-10 13F-HR AMERIPRISE FINANCIAL INC * 264,124 137,979 -47.76 14,024 7,300 -47.95
2017-07-21 13F-HR FARMERS & MERCHANTS INVESTMENTS INC * 600 600 0.00 32 32 0.00
2017-08-09 13F-HR LSV ASSET MANAGEMENT * 203,600 203,600 0.00 10,811 10,770 -0.38
2017-08-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP * 97,503 98,749 1.28 5,178 5,224 0.89
2017-05-12 13F-HR KETTLE HILL CAPITAL MANAGEMENT, LLC * 98,870 0 -100.00 5,310 0 -100.00
2017-07-12 13F-HR State of Alaska, Department of Revenue * 10,895 24,426 124.19 578 1,292 123.53
2017-07-27 13F-HR NGAM ADVISORS, L.P. * 35,788 0 -100.00 1,900 0 -100.00
2017-08-14 13F-HR PANAGORA ASSET MANAGEMENT INC * 20,146 20,146 0.00 1,070 1,066 -0.37
2017-08-14 13F-HR Cubist Systematic Strategies, LLC * 4,012 20,088 400.70 213 1,063 399.06
2017-08-14 13F-HR Halcyon Management Partners LP * 63,981 0 -100.00 3,397 0 -100.00
2017-08-10 13F-HR Nationwide Fund Advisors * 12,028 12,028 0.00 639 636 -0.47
2017-08-01 13F-HR KELLY LAWRENCE W & ASSOCIATES INC/CA * 9 0 -100.00 0 0
2017-08-03 13F-HR BAR HARBOR TRUST SERVICES * 145,156 144,721 -0.30 7,706 7,656 -0.65
2017-07-12 13F-HR SIMPLEX TRADING, LLC * Call 276 0 -100.00 56 0 -100.00
2017-08-10 13F-HR SEVEN EIGHT CAPITAL, LLC * 10,700 39,800 271.96 568 2,105 270.60
2017-08-11 13F-HR VERTEX ONE ASSET MANAGEMENT INC. * 95,008 102,976 8.39 5,045 5,447 7.97
2017-08-11 13F-HR Champlain Investment Partners, LLC * 3,864,486 3,552,651 -8.07 205,204 187,935 -8.42
2017-05-16 13F-HR JANUS CAPITAL MANAGEMENT LLC * 32,300 71,200 120.43 1,735 3,781 117.93
2017-08-14 13F-HR TWO SIGMA INVESTMENTS LLC * 301,865 385,050 27.56 16,029 20,369 27.08
2017-08-15 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM * 179,087 145,157 -18.95 9,510 7,679 -19.25
2017-05-12 13F-HR NEW VERNON INVESTMENT MANAGEMENT LLC * 72,125 0 -100.00 3,874 0 -100.00
2017-08-14 13F-HR/A-2 HBK INVESTMENTS L P * 0 0 0 0
2017-08-11 13F-HR PNC FINANCIAL SERVICES GROUP, INC. * 2,178 2,410 10.65 115 127 10.43
2017-05-10 13F-HR WBI INVESTMENTS, INC. * 76,742 0 -100.00 4,122 0 -100.00
2017-05-15 13F-HR EARNEST PARTNERS LLC * 22 0 -100.00 1 0 -100.00
2017-07-14 13F-HR Eqis Capital Management, Inc. * 11,619 0 -100.00 617 0 -100.00
2017-08-04 13F-HR WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC * 17,774 0 -100.00 944 0 -100.00
2017-08-07 13F-HR VIRGINIA RETIREMENT SYSTEMS ET AL * 11,600 6,800 -41.38 616 360 -41.56
2017-07-11 13F-HR Cutler Group LP * 2,401 2,800 16.62 127 148 16.54
2017-08-14 13F-HR D. E. Shaw & Co., Inc. * 374,683 464,999 24.10 19,896 24,598 23.63
2017-08-14 13F-HR CNH PARTNERS LLC * 559,918 553,787 -1.09 29,732 29,295 -1.47
2017-08-11 13F-HR NEW YORK STATE COMMON RETIREMENT FUND * 194,001 187,000 -3.61 10,301 9,892 -3.97
2017-08-10 13F-HR Century Capital Management, LLC * 49,604 0 -100.00 2,634 0 -100.00
2017-05-15 13F-HR TWO SIGMA ADVISERS, LP * 373,660 49,714 -86.70 20,069 2,640 -86.85
2017-08-08 13F-HR IndexIQ Advisors LLC * 49,746 75,368 51.51 2,642 3,987 50.91
2017-08-11 13F-HR SUNTRUST BANKS INC * 10,471 10,651 1.72 555 562 1.26
2017-07-19 13F-HR REILLY FINANCIAL ADVISORS, LLC * 171 0 -100.00 9 0 -100.00
2017-07-31 13F-HR SEI INVESTMENTS CO * 154,893 135,073 -12.80 8,224 7,146 -13.11
2017-04-27 13F-HR WESBANCO BANK INC * 19,500 0 -100.00 1,047 0 -100.00
2017-05-01 13F-HR Tyers Asset Management LLC * 1,568 0 -100.00 84 0 -100.00
2017-04-25 13F-HR Glen Harbor Capital Management LLC * 3,332 0 -100.00 179 0 -100.00
2017-08-10 13F-HR FNY Partners Fund LP * 40,000 1,031,230 2,478.07 2,124 54,552 2,468.36
2017-08-10 13F-HR CI Global Investments Inc. * 537,170 568,170 5.77 28,524 30,056 5.37
2017-08-14 13F-HR BARCLAYS PLC * 76,476 85,186 11.39 4,060 4,506 10.99
2017-08-03 13F-HR BNP PARIBAS ARBITRAGE, SA * 1,499 1,563 4.27 79,597 82,683 3.88
2017-08-11 13F-HR GSA CAPITAL PARTNERS LLP * 23,535 21,539 -8.48 1,250 1,139 -8.88
2017-07-27 13F-HR Kassirer Asset Management Corp * 5,000 0 -100.00 266 0 -100.00
2017-08-11 13F-HR Hudson Bay Capital Management LP * 43,291 232,646 437.40 2,299 12,307 435.32
2017-08-14 13F-HR GUGGENHEIM CAPITAL LLC * 10,941 0 -100.00 581 0 -100.00
2017-05-10 13F-HR IBM Retirement Fund * 6,970 0 -100.00 374 0 -100.00
2017-05-08 13F-HR Essex Financial Services, Inc. * 6,389 0 -100.00 343 0 -100.00
2017-08-14 13F-HR Voya Investment Management LLC * 26,356 70,605 167.89 1,400 3,735 166.79
2017-08-14 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC * 1,592 720 -54.77 84 38 -54.76
2017-08-03 13F-HR GABELLI SECURITIES, INC. * 406,620 438,420 7.82 21,592 23,192 7.41
2017-08-03 13F-HR GAMCO INVESTORS, INC. ET AL * 46,848 46,148 -1.49 2,488 2,441 -1.89
2017-08-10 13F-HR Jacobi Capital Management LLC * 104 104 0.00 6 5 -16.67
2017-07-25 13F-HR Plante Moran Financial Advisors, LLC * 63 63 0.00 3 3 0.00
2017-08-14 13F-HR Zions Bancorporation * 69 0 -100.00 4 0 -100.00
2017-05-09 13F-HR MARTINGALE ASSET MANAGEMENT L P * 455,983 0 -100.00 24,492 0 -100.00
2017-08-14 13F-HR ASSETMARK, INC * 1,738 3,398 95.51 92 180 95.65
2017-07-27 13F-HR American Research & Management Co. * 600 300 -50.00 32 16 -50.00
2017-07-14 SC 13D FAIRFAX FINANCIAL HOLDINGS LTD/ CAN * 82,845,778
2017-08-14 13F-HR GROUP ONE TRADING, L.P. * 1,500 0 -100.00 80 0 -100.00
2017-05-11 13F-HR EDGE ASSET MANAGEMENT, INC * 432,127 0 -100.00 23,210 0 -100.00
2017-08-14 13F-HR LPL Financial LLC * 4,887 0 -100.00 260 0 -100.00
2017-08-14 13F-HR Overland Advisors, LLC * 716,666 716,666 0.00 38,055 37,912 -0.38
2017-08-08 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) * 3,116 0 -100.00 165 0 -100.00
2017-08-10 13F-HR/A-2 FIRST MANHATTAN CO * 87 87 0.00 4 4 0.00
2017-08-11 13F-HR FAYEZ SAROFIM & CO * 157,020 157,020 0.00 8,338 8,306 -0.38
2017-05-15 13F-HR Pinkerton Retirement Specialists, LLC * 439 0 -100.00 24 0 -100.00
2017-08-14 13F-HR STATE STREET CORP * 1,987,012 1,517,278 -23.64 105,512 80,264 -23.93
2017-08-14 13F-HR HighTower Advisors, LLC * 4,467 0 -100.00 237 0 -100.00
2017-07-27 13F-HR BBVA COMPASS BANCSHARES, INC * 10,899 9,804 -10.05 578 518 -10.38
2017-08-14 13F-HR WATER ISLAND CAPITAL LLC * 2,958,604 3,401,973 14.99 157,102 180,675 15.00
2017-08-07 13F-HR LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA * 900 0 -100.00 48 0 -100.00
2017-08-14 13F-HR Hutchin Hill Capital, LP * 1,549,937 1,230,240 -20.63 82,302 65,080 -20.93
2017-07-20 13F-HR Baystate Wealth Management LLC * 60 66 10.00 3 3 0.00
2017-08-11 13F-HR Acrospire Investment Management LLC * 0 200 0 11
2017-08-02 13F-HR Foundry Partners, LLC * 207,186 0 -100.00 11,002 0 -100.00
2017-08-14 13F-HR AQR CAPITAL MANAGEMENT LLC * 401,628 166,758 -58.48 21,326 8,822 -58.63
2017-05-15 13F-HR Polar Asset Management Partners Inc. * 50,000 0 -100.00 2,686 0 -100.00
2017-05-12 13F-HR CITADEL ADVISORS LLC * Call 5,000 266
2017-08-09 13F-HR/A-1 NORGES BANK * 932,615 897,446 -3.77 32,586 31,536 -3.22
2017-07-18 13F-HR Aperio Group, LLC * 47,695 49,646 4.09 2,533 2,626 3.67
2017-07-20 13F-HR WHITTIER TRUST CO * 400 400 0.00 21 21 0.00
2017-08-14 13F-HR JANE STREET GROUP, LLC * 0 27,812 0 1,471
2017-07-07 13F-HR Livforsakringsbolaget Skandia, Omsesidigt * 1,870 1,870 0.00 99 99 0.00
2017-08-14 13F-HR Squarepoint Ops LLC * 19,313 72,005 272.83 1,026 3,809 271.25
2017-05-15 13F-HR Sterling Capital Management LLC * 22,303 0 -100.00 1,198 0 -100.00
2017-05-15 13F-HR LORD, ABBETT & CO. LLC * 645,148 0 -100.00 34,651 0 -100.00
2017-08-10 13F-HR WELLS FARGO & COMPANY/MN * 524,336 496,797 -5.25 27,843 26,280 -5.61
2017-04-25 13F-HR River Road Asset Management, LLC * 189,038 0 -100.00 10,153 0 -100.00
2017-08-09 13F-HR Swiss National Bank * 143,572 145,172 1.11 7,624 7,680 0.73
2017-08-11 13F-HR THRIVENT FINANCIAL FOR LUTHERANS * 244,210 244,210 0.00 12,967 12,918 -0.38
2017-05-11 13F-HR CADENCE CAPITAL MANAGEMENT LLC * 11,401 0 -100.00 612 0 -100.00
2017-07-13 13F-HR MEEDER ASSET MANAGEMENT INC * 3,596 11,287 213.88 190 597 214.21
2017-08-09 13F-HR JP MORGAN CHASE & CO * 2,542,751 2,858,832 12.43 135,020 151,233 12.01
2017-08-24 13F-HR/A-1 VANGUARD GROUP INC * 6,850,896 6,025,693 -12.05 363,782 318,759 -12.38
2017-08-14 13F-HR CREDIT SUISSE AG/ * 3,189,368 330,210 -89.65 169,355 17,467 -89.69
2017-08-14 13F-HR WELLINGTON MANAGEMENT GROUP LLP * 44,200 124,384 181.41 2,347 6,579 180.32
2017-08-14 13F-HR GOLDMAN SACHS GROUP INC * 712,751 616,741 -13.47 37,847 32,626 -13.80
2017-05-12 13F-HR CITADEL ADVISORS LLC * Put 0 0
2017-08-09 13F-HR EAGLE BOSTON INVESTMENT MANAGEMENT INC * 30,912 0 -100.00 1,641 0 -100.00
2017-08-14 13F-HR Jefferies Group LLC * 30,268 0 -100.00 1,607 0 -100.00
2017-05-25 13F-HR Proficio Capital Partners LLC * 237 0 -100.00 13 0 -100.00
2017-07-12 13F-HR Creative Planning * 1,581 1,581 0.00 84 84 0.00
2017-05-15 13F-HR RIVERHEAD CAPITAL MANAGEMENT LLC * 1,700 0 -100.00 91 0 -100.00
2017-05-15 13F-HR AHL Partners LLP * 254,096 0 -100.00 13,647 0 -100.00
2017-05-15 13F-HR ETF MANAGERS GROUP, LLC * 795 42
2017-08-14 13F-HR BANK OF AMERICA CORP /DE/ * 1,430,890 1,824,401 27.50 75,981 96,511 27.02
2017-05-11 13F-HR CREDIT AGRICOLE S A * 33,144 0 -100.00 1,781 0 -100.00
2017-05-09 13F-HR Penserra Capital Management LLC * 572 0 -100.00 30 0 -100.00
2017-08-11 13F-HR AMERICAN INTERNATIONAL GROUP INC * 2,329 1,845 -20.78 124 98 -20.97
2017-04-18 13F-HR WEALTH ENHANCEMENT ADVISORY SERVICES, LLC * 15,992 0 -100.00 859 0 -100.00
2017-08-14 13F-HR Grantham, Mayo, Van Otterloo & Co. LLC * 401,000 0 -100.00 21,293 0 -100.00
2017-08-14 13F-HR Manikay Partners, LLC * 110,000 1,200,000 990.91 5,841 63,480 986.80
2017-07-11 13F-HR BANK OF MONTREAL /CAN/ * 19,991 18,175 -9.08 1,061 962 -9.33
2017-07-28 13F-HR COCONUT GROVE BANK * 1,370 1,370 0.00 73 72 -1.37
2017-08-14 13F-HR BALYASNY ASSET MANAGEMENT LLC * 9,444 0 -100.00 501 0 -100.00
2017-05-03 13F-HR CAPITAL FUND MANAGEMENT S.A. * 12,837 0 -100.00 689 0 -100.00
2017-08-08 13F-HR Airain ltd * 284,814 20,000 -92.98 15,124 1,058 -93.00
2017-05-12 13F-HR Renaissance Technologies LLC * 632,200 866,300 37.03 33,955 46,001 35.48
2017-07-25 13F-HR Russell Investments Group, Ltd. * 76,219 100,089 31.32 4,049 5,296 30.80
2017-05-15 13F-HR Weiss Multi-Strategy Advisers LLC * 150,000 0 -100.00 8,057 0 -100.00
2017-08-14 13F-HR Ursa Fund Management, LLC * 18,000 608,820 3,282.33 956 32,207 3,268.93
2017-08-14 13F-HR UBS Group AG * 13,984 10,089 -27.85 742 534 -28.03
2017-08-15 13F-HR Alpine Partners VI, LLC * 318,241 299,241 -5.97 16,899 15,830 -6.33
2017-08-14 13F-HR A.R.T. Advisors, LLC * 3,900 3,900 0.00 207 206 -0.48
2017-08-14 13F-HR Walleye Trading LLC * Put 500 0 -100.00 27 0
2017-05-02 13F-HR REINHART PARTNERS, INC. * 53,410 0 -100.00 2,869 0 -100.00
2017-08-10 13F-HR COMMONWEALTH BANK OF AUSTRALIA * 9,266 8,581 -7.39 492 453 -7.93
2017-08-14 13F-HR Davidson Kempner Capital Management LP * 2,071,539 3,039,041 46.70 109,999 160,765 46.15
2017-07-18 13F-HR/A-1 BOOTHBAY FUND MANAGEMENT, LLC * 12,703 0 -100.00 444 0 -100.00
2017-05-15 13F-HR Point72 Asset Management, L.P. * 132,200 0 -100.00 7,100 0 -100.00
2017-07-20 13F-HR BB&T CORP * 8,454 0 -100.00 449 0 -100.00
2017-08-17 13F-HR/A-1 HENDERSON GROUP PLC * 72,110 3,815
2017-07-12 13F-HR SIMPLEX TRADING, LLC * 0 3,768 0 199
2017-08-11 13F-HR NORTHERN TRUST CORP * 791,243 789,287 -0.25 42,015 41,753 -0.62
2017-08-14 13F-HR ROYAL BANK OF CANADA * 632,308 11,782 -98.14 33,576 623 -98.14
2017-08-02 13F-HR TEACHER RETIREMENT SYSTEM OF TEXAS * 6,829 6,985 2.28 363 370 1.93
2017-07-26 13F-HR BENJAMIN F. EDWARDS & COMPANY, INC. * 2,500 313 -87.48 133 17 -87.22
2017-07-31 13F-HR IFP Advisors, Inc * 80 22 -72.50 4 1 -75.00
2017-05-26 13F-HR Calvert Investment Management, Inc. * 6,222 0 -100.00 334 0 -100.00
2017-08-10 13F-HR COWEN GROUP, INC. * 1,158,012 150,405 -87.01 61,490 7,956 -87.06
2017-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP * Put 38,300 54,300 41.78 2,057 2,883 40.16
2017-08-11 13F-HR CITIGROUP INC * 915,147 1,359,461 48.55 48,594 71,915 47.99
2017-05-12 13F-HR PineBridge Investments, L.P. * 20,312 0 -100.00 1,091 0 -100.00
2017-08-14 13F-HR Gideon Capital Advisors, Inc. * 5,789 0 -100.00 307 0 -100.00
2017-08-14 13F-HR Alpine Group Usvi, Llc * 299,241 15,830
2017-08-14 13F-HR ENVESTNET ASSET MANAGEMENT INC * 6,631 2,768 -58.26 350 145 -58.57
2017-05-15 13F-HR Robeco Institutional Asset Management B.V. * 15,296 0 -100.00 822 0 -100.00
2017-08-11 13F-HR DEUTSCHE BANK AG\ * 449,316 585,582 30.33 23,858 30,975 29.83
2017-08-14 13F-HR CARLSON CAPITAL L P * 2,120,000 0 -100.00 112,572 0 -100.00
2017-08-03 13F-HR STATE OF WISCONSIN INVESTMENT BOARD * 51,500 17,000 -66.99 2,735 899 -67.13
2017-08-22 13F-HR/A-1 ADVISORY RESEARCH INC * 74,371 10,295 -86.16 3,949 545 -86.20
2017-05-15 13F-HR Walleye Trading LLC * 19,024 0 -100.00 1,022 0 -100.00
2017-08-08 13F-HR Neuberger Berman Group LLC * 0 10,000 0 529
2017-07-19 13F-HR US BANCORP \DE\ * 825 669 -18.91 44 35 -20.45
2017-05-15 13F-HR PEAK6 Investments, L.P. * Put 1,500 0 -100.00 81 0
2017-08-10 13F-HR TEACHERS ADVISORS INC * 491,439 491,029 -0.08 26,095 25,975 -0.46
2017-08-14 13F-HR HSBC HOLDINGS PLC * 9,755 0 -100.00 518 0 -100.00
2017-05-15 13F-HR Capital World Investors * 110,000 0 -100.00 5,908 0 -100.00
2017-05-10 13F-HR GROUP ONE TRADING, L.P. * Call 2,000 0 -100.00 107 0 -100.00
2017-08-14 13F-HR EULAV Asset Management * 72,000 0 -100.00 3,823 0 -100.00
2017-05-03 13F-HR Elkfork Partners LLC * 2,156 0 -100.00 116 0 -100.00
2017-05-15 13F-HR NWQ INVESTMENT MANAGEMENT COMPANY, LLC * 4,704 0 -100.00 253 0 -100.00
2017-05-15 13F-HR BlueMar Capital Management, LLC * 19,800 0 -100.00 1,063 0 -100.00
2017-08-11 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC * 228,257 136,253 -40.31 12,120 7,208 -40.53
2017-05-15 13F-HR PEAK6 Investments, L.P. * 37,745 0 -100.00 2,027 0
CUSIP: H01531104