Institutional and Fund Ownership

SecurityAWH / Allied World Assurance Company Holding AG
President, CEO and ChairmanCarmilani Scott A
Institutional Owners234
Institutional Shares164,291,304

Allied World Assurance Company Holding AG (NYSE:AWH) has 234 institutional investors that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 164,291,304 shares. Major holders include Fairfax Financial Holdings Ltd/ Can , Vanguard Group Inc , Champlain Investment Partners, LLC , Fmr Llc , and BlackRock Inc. .


Allied World Assurance Company Holding AG (NYSE:AWH) ownership summary shows current positions in the company by institutions and funds, as well as latest changes in position size. Owners can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions.

File DateFormInvestor Opt Prev Shares Current Shares Change
(Percent)
Prev Value (x$1000) Current Value (x$1000) Change
(Percent)
2017-05-03 13F-HR SUNTRUST BANKS INC * 10,378 10,471 0.90 556 555 -0.18
2017-05-10 13F-HR M&T BANK CORP * 11,935 11,911 -0.20 642 634 -1.25
2017-07-24 13F-HR Breton Hill Capital Ltd. * 20,866 0 -100.00 1,108 0 -100.00
2017-01-13 13F-HR MetLife Securities, Inc * 1,140 1,140 0.00 46 61 32.61
2017-07-20 13F-HR WHITTIER TRUST CO * 400 400 0.00 21 21 0.00
2016-11-14 13F-HR Dynamic Technology Lab Private Ltd * 10,472 0 -100.00 368 0
2017-05-15 13F-HR DEUTSCHE BANK AG\ * 245,848 449,316 82.76 13,202 23,858 80.72
2017-05-12 13F-HR PineBridge Investments, L.P. * 20,312 0 -100.00 1,091 0 -100.00
2017-05-15 13F-HR Invesco Ltd. * 103,544 37,725 -63.57 5,561 2,003 -63.98
2016-08-12 13F-HR LEVIN CAPITAL STRATEGIES, L.P. * 5,904 0 -100.00 206 0 -100.00
2017-05-09 13F-HR Airain ltd * 284,814 15,124
2017-05-11 13F-HR STEPHENS INC /AR/ * 6,375 339
2017-07-20 13F-HR Baystate Wealth Management LLC * 60 66 10.00 3 3 0.00
2017-05-11 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC * 1,114,318 526,599 -52.74 59,850 27,962 -53.28
2017-05-02 13F-HR FIRST TRUST ADVISORS LP * 116,398 110,882 -4.74 6,252 5,888 -5.82
2017-05-02 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM * 157,647 153,532 -2.61 8,467 8,153 -3.71
2017-05-11 13F-HR WELLINGTON MANAGEMENT GROUP LLP * 14,843 44,200 197.78 797 2,347 194.48
2017-05-09 13F-HR Raymond James Financial Services Advisors, Inc. * 13,004 12,705 -2.30 698 675 -3.30
2017-05-10 13F-HR AMERICAN INTERNATIONAL GROUP INC * 2,598 2,329 -10.35 140 124 -11.43
2017-05-15 13F-HR Walleye Trading LLC * 19,024 0 -100.00 1,022 0 -100.00
2017-05-15 13F-HR BARCLAYS PLC * 58,104 76,476 31.62 3,121 4,060 30.09
2017-05-15 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC * 0 9,917 0 527
2017-05-15 13F-HR STATE STREET CORP * 1,985,690 1,987,012 0.07 106,653 105,512 -1.07
2017-05-12 13F-HR AMALGAMATED BANK * 12,181 12,566 3.16 654 667 1.99
2016-08-15 13F-HR Fiera Capital Corp * 163,400 0 -100.00 5,709 0 -100.00
2017-05-08 13F-HR ASSETMARK, INC * 1,738 92
2017-05-15 13F-HR LORD, ABBETT & CO. LLC * 645,148 0 -100.00 34,651 0 -100.00
2017-05-15 13F-HR CAPSTONE INVESTMENT ADVISORS, LLC * 192,145 643,553 234.93 10,320 34,172 231.12
2017-04-25 13F-HR River Road Asset Management, LLC * 189,038 0 -100.00 10,153 0 -100.00
2016-11-14 13F-HR Tradewinds Global Investors, LLC * 206,180 0 -100.00 7,245 0 -100.00
2016-08-15 13F-HR DREMAN VALUE MANAGEMENT, L L C * 204,173 0 -100.00 7,134 0 -100.00
2017-05-12 13F-HR NORTHERN TRUST CORP * 754,830 791,243 4.82 40,542 42,015 3.63
2017-05-15 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC * 483,640 530,805 9.75 25,977 28,186 8.50
2017-05-15 13F-HR Allianz Asset Management AG * 24,229 21,245 -12.32 1,301 1,128 -13.30
2017-05-15 13F-HR Parallax Volatility Advisers, L.P. * 88,697 0 -100.00 4,764 0 -100.00
2017-05-04 13F-HR BENJAMIN F. EDWARDS & COMPANY, INC. * 2,500 2,500 0.00 134 133 -0.75
2017-05-15 13F-HR NWQ INVESTMENT MANAGEMENT COMPANY, LLC * 4,704 0 -100.00 253 0 -100.00
2017-02-13 13F-HR Findlay Park Partners LLP * 2,600,000 0 -100.00 105,092 0 -100.00
2017-05-11 13F-HR Vivaldi Asset Management, LLC * 992,426 52,697,821
2017-05-15 13F-HR COMMONWEALTH BANK OF AUSTRALIA * 15,966 9,266 -41.96 858 492 -42.66
2017-05-15 13F-HR Gideon Capital Advisors, Inc. * 5,789 307
2017-01-26 13F-HR Quantitative Systematic Strategies LLC * 25,283 0 -100.00 1,024 0 -100.00
2017-02-14 13F-HR TUDOR INVESTMENT CORP ET AL * 30,080 0 -100.00 1,216 0 -100.00
2017-05-11 13F-HR Paradice Investment Management LLC * 1,593,067 1,747,126 9.67 85,564 92,772 8.42
2017-05-12 13F-HR SEGALL BRYANT & HAMILL, LLC * 7,852 5,550 -29.32 422 295 -30.09
2017-07-11 13F-HR Cutler Group LP * 2,401 2,800 16.62 127 148 16.54
2017-05-08 13F-HR CIBC World Markets Inc. * 0 0 -100.00 0 0
2017-05-15 13F-HR GUGGENHEIM CAPITAL LLC * 25,047 10,941 -56.32 1,346 581 -56.84
2017-05-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC * 2,161 1,592 -26.33 107 84 -21.50
2017-05-15 13F-HR VOLORIDGE INVESTMENT MANAGEMENT, LLC * 69,008 0 -100.00 3,706 0 -100.00
2017-05-12 13F-HR BESSEMER GROUP INC * 1,360 1,783 31.10 73 95 30.14
2017-05-01 13F-HR LSV ASSET MANAGEMENT * 271,801 203,600 -25.09 14,598 10,811 -25.94
2017-02-07 13F-HR Blue Rock Advisors, LLC * 13,298 0 -100.00 538 0 -100.00
2017-05-15 13F-HR RIVERHEAD CAPITAL MANAGEMENT LLC * 1,700 0 -100.00 91 0 -100.00
2017-02-14 13F-HR HBK INVESTMENTS L P * 17,460 0 -100.00 706 0 -100.00
2017-05-03 13F-HR COMERICA BANK * 151,565 51,288 -66.16 8,009 2,721 -66.03
2017-05-12 13F-HR KELLY LAWRENCE W & ASSOCIATES INC/CA * 9 0
2017-05-15 13F-HR Pine River Capital Management L.P. * 10,114 200,025 1,877.70 543 10,621 1,855.99
2017-04-25 13F-HR Glen Harbor Capital Management LLC * 3,332 0 -100.00 179 0 -100.00
2017-05-11 13F-HR K2 PRINCIPAL FUND, L.P. * 108,325 160,270 47.95 5,818 8,510 46.27
2017-05-08 13F-HR/A ProShare Advisors LLC * 11,933 12,796 7.23 641 679 5.93
2017-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP * 44,300 97,503 120.10 2,379 5,178 117.65
2017-07-11 13F-HR BANK OF MONTREAL /CAN/ * 19,991 18,175 -9.08 1,061 962 -9.33
2017-05-11 13F-HR PRINCIPAL FINANCIAL GROUP INC * 236,486 14,599 -93.83 12,701 775 -93.90
2017-05-15 13F-HR GLAZER CAPITAL, LLC * 13,428 25,000 86.18 1,343 1,328 -1.12
2016-08-02 13F-HR SOCIETE GENERALE * 3,469 122
2017-01-23 13F-HR KANALY TRUST CO * 238 13
2017-05-12 13F-HR TEACHER RETIREMENT SYSTEM OF TEXAS * 6,985 6,829 -2.23 375 363 -3.20
2017-05-08 13F-HR Essex Financial Services, Inc. * 6,389 0 -100.00 343 0 -100.00
2017-05-12 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM * 187,087 179,087 -4.28 10,048 9,510 -5.35
2017-02-10 13F-HR Princeton Alpha Management LP * 22,564 0 -100.00 912 0 -100.00
2017-05-15 13F-HR Polar Capital LLP * 482,500 501,700 3.98 25,915 26,640 2.80
2017-05-12 13F-HR Renaissance Technologies LLC * 632,200 866,300 37.03 33,955 46,001 35.48
2017-04-24 13F-HR FIRST MANHATTAN CO * 87 3
2017-05-12 13F-HR THRIVENT FINANCIAL FOR LUTHERANS * 297,520 244,210 -17.92 15,980 12,967 -18.85
2017-05-12 13F-HR VERTEX ONE ASSET MANAGEMENT INC. * 38,452 95,008 147.08 2,065 5,045 144.31
2017-05-05 13F-HR Karp Capital Management Corp * 47,695 2,533
2017-02-10 13F-HR BlackRock Advisors LLC * 355,995 279,702 -21.43 14,389 15,023 4.41
2017-05-11 13F-HR EULAV Asset Management * 72,000 72,000 0.00 3,867 3,823 -1.14
2016-07-29 13F-HR CHICAGO EQUITY PARTNERS LLC * 13,040 0 -100.00 456 0 -100.00
2017-02-09 13F-HR J.Safra Asset Management Corp * 2,845 0 -100.00 115 0 -100.00
2017-02-21 13F-HR/A Lombard Odier Asset Management (USA) Corp * 24,200 7
2017-05-08 13F-HR VIRGINIA RETIREMENT SYSTEMS ET AL * 20,000 11,600 -42.00 1,074 616 -42.64
2017-05-02 13F-HR REINHART PARTNERS, INC. * 53,410 0 -100.00 2,869 0 -100.00
2017-05-15 13F-HR Overland Advisors, LLC * 716,666 38,055
2017-05-15 13F-HR PANAGORA ASSET MANAGEMENT INC * 20,524 20,146 -1.84 1,102 1,070 -2.90
2017-05-04 13F-HR GAMCO INVESTORS, INC. ET AL * 21,533 46,848 117.56 1,157 2,488 115.04
2017-02-10 13F-HR BlackRock Fund Advisors * 940,152 1,004,208 6.81 38,001 53,936 41.93
2017-05-10 13F-HR GROUP ONE TRADING, L.P. * Call 2,000 0 -100.00 107 0
2016-08-19 13F-HR/A OXFORD ASSET MANAGEMENT * 8,973 0 -100.00 363 0 -100.00
2017-05-15 13F-HR Jefferies Group LLC * 14,098 30,268 114.70 757 1,607 112.29
2017-05-12 13F-HR Yakira Capital Management, Inc. * 361,164 19,178
2016-11-15 13F-HR Gerstein Fisher * 8,476 8,297 -2.11 298 335 12.42
2017-05-12 13F-HR NOMURA ASSET MANAGEMENT CO LTD * 830 44
2017-02-10 13F-HR BlackRock Investment Management, LLC * 56,037 50,359 -10.13 2,265 2,705 19.43
2017-02-14 13F-HR CLINTON GROUP INC * 20,235 0 -100.00 818 0 -100.00
2017-05-04 13F-HR GABELLI FUNDS LLC * 97,317 247,917 154.75 5,227 13,164 151.85
2017-05-10 13F-HR PRUDENTIAL FINANCIAL INC * 194,191 0 -100.00 10,430 0 -100.00
2017-04-04 13F-HR Foundry Partners, LLC * 204,704 207,186 1.21 10,995 11,002 0.06
2017-07-07 13F-HR Livforsakringsbolaget Skandia, Omsesidigt * 1,870 1,870 0.00 99 99 0.00
2017-02-14 13F-HR EverPoint Asset Management, LLC * 77,778 100,000 28.57 3,144 5,371 70.83
2016-07-28 13F-HR ClariVest Asset Management LLC * 38 0 -100.00 1 0 -100.00
2017-01-31 13F-HR BNP Paribas Investment Partners S.A. * 14,454 0 -100.00 584 0 -100.00
2017-05-26 13F-HR Calvert Investment Management, Inc. * 6,222 0 -100.00 334 0 -100.00
2017-04-28 13F-HR WELLS FARGO & COMPANY/MN * 1,354,880 524,336 -61.30 72,770 27,843 -61.74
2017-05-12 13F-HR KETTLE HILL CAPITAL MANAGEMENT, LLC * 98,870 0 -100.00 5,310 0 -100.00
2017-02-14 13F-HR Schonfeld Strategic Advisors LLC * 28,352 0 -100.00 1,146 0 -100.00
2017-05-15 13F-HR Robeco Institutional Asset Management B.V. * 15,296 0 -100.00 822 0 -100.00
2017-05-11 13F-HR Steinberg Global Asset Management * 8,125 0 -100.00 436 0 -100.00
2017-02-08 13F-HR Cipher Capital LP * 72,639 0 -100.00 2,936 0 -100.00
2017-05-15 13F-HR/A Omnia Family Wealth, LLC * 68 68 0.00 4 4 0.00
2017-05-15 13F-HR CSS LLC/IL * 27,200 33,900 24.63 1,461 1,800 23.20
2017-05-15 13F-HR D. E. Shaw & Co., Inc. * 413,413 374,683 -9.37 22,204 19,896 -10.39
2017-04-21 13F-HR Nationwide Fund Advisors * 19,133 12,028 -37.13 1,028 639 -37.84
2017-05-12 13F-HR S. MUOIO & CO. LLC * 140,000 7,434
2017-05-02 13F-HR BBVA COMPASS BANCSHARES, INC * 10,323 10,899 5.58 555 578 4.14
2017-05-15 13F-HR Walleye Trading LLC * Call 4,600 244
2017-05-11 13F-HR COWEN GROUP, INC. * 108,815 1,158,012 964.20 5,844 61,490 952.19
2017-05-12 13F-HR ALPINE ASSOCIATES MANAGEMENT INC. * 1,039,502 2,621,238 152.16 55,833 139,188 149.29
2017-02-14 13F-HR KEELEY ASSET MANAGEMENT CORP * 252,458 238,778 -5.42 10,204 12,825 25.69
2017-05-03 13F-HR Elkfork Partners LLC * 2,156 0 -100.00 116 0 -100.00
2016-08-11 13F-HR Aston Asset Management, LLC * 13,683 27,558 101.40 478 968 102.51
2017-07-12 13F-HR HAVENS ADVISORS LLC * 48,400 73,800 52.48 2,570 3,904 51.91
2017-04-26 13F-HR Russell Investments Group, Ltd. * 62,142 76,219 22.65 3,318 4,049 22.03
2017-05-15 13F-HR Perkins Investment Management, LLC * 1,608,846 1,050,137 -34.73 86,411 55,762 -35.47
2017-05-15 13F-HR Magnetar Financial LLC * 1,160,489 2,071,576 78.51 62,330 110,001 76.48
2017-05-15 13F-HR PEAK6 Investments, L.P. * Put 1,500 0 -100.00 81 0
2017-05-11 13F-HR FMR LLC * 0 3,811,044 0 202,366
2017-05-03 13F-HR Bank of New York Mellon Corp * 642,819 672,704 4.65 34,525 35,722 3.47
2017-05-16 13F-HR JANUS CAPITAL MANAGEMENT LLC * 32,300 71,200 120.43 1,735 3,781 117.93
2017-01-31 13F-HR AMG Funds LLC * 28,515 0 -100.00 1,153 0 -100.00
2016-11-10 13F-HR Checchi Capital Advisers, LLC * 1,182 0 -100.00 42 0
2017-05-12 13F-HR Aristotle Capital Boston, LLC * 19,386 20,636 6.45 1,041 1,096 5.28
2017-05-11 13F-HR Stockman Asset Management * 11,000 8,500 -22.73 591 451 -23.69
2017-05-09 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO * 37 0 -100.00 2 0 -100.00
2016-11-14 13F-HR ENDEAVOUR CAPITAL ADVISORS INC * 127,268 0 -100.00 4,472 0 -100.00
2017-05-11 13F-HR Vivaldi Capital Management, LLC * 114,359 6,072,463
2017-05-11 13F-HR Artisan Partners Limited Partnership * 2,539,532 2,517,192 -0.88 136,398 133,663 -2.01
2017-05-11 13F-HR TEACHERS ADVISORS INC * 627,051 491,439 -21.63 33,679 26,095 -22.52
2017-05-15 13F-HR CARLSON CAPITAL L P * 1,413,000 2,120,000 50.04 75,892 112,572 48.33
2017-05-11 13F-HR Utah Retirement Systems * 15,874 15,974 0.63 853 848 -0.59
2017-02-14 13F-HR BOGLE INVESTMENT MANAGEMENT L P /DE/ * 128,653 0 -100.00 5,200 0 -100.00
2017-05-11 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM * 290,600 277,800 -4.40 15,608 14,751 -5.49
2017-05-15 13F-HR GOLDMAN SACHS GROUP INC * 712,751 37,847
2017-05-09 13F-HR Catalyst Capital Advisors LLC * 1,760 0 -100.00 94 0 -100.00
2017-04-17 13F-HR American Research & Management Co. * 70,625 600 -99.15 3,793 32 -99.16
2017-05-15 13F-HR FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. * 41,114 43,695 6.28 2,209 2,320 5.02
2017-05-15 13F-HR Cubist Systematic Strategies, LLC * 5,764 4,012 -30.40 310 213 -31.29
2017-05-09 13F-HR Century Capital Management, LLC * 60,525 49,604 -18.04 3,251 2,634 -18.98
2017-05-12 13F-HR MASSACHUSETTS FINANCIAL SERVICES CO /MA/ * 936,705 0 -100.00 50,311 0 -100.00
2017-05-10 13F-HR WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC * 17,929 17,774 -0.86 963 944 -1.97
2017-05-15 13F-HR Cambria Investment Management, L.P. * 26,123 27,886 6.75 1,403 1,481 5.56
2017-05-05 13F-HR BAR HARBOR TRUST SERVICES * 149,406 145,156 -2.84 8,023 7,706 -3.95
2017-05-03 13F-HR CAPITAL FUND MANAGEMENT S.A. * 12,837 0 -100.00 689 0 -100.00
2017-05-12 13F-HR CITIGROUP INC * 205,250 915,147 345.87 11,025 48,594 340.76
2017-05-12 13F-HR COLUMBIA WANGER ASSET MANAGEMENT LLC * 805,855 0 -100.00 43,282 0 -100.00
2017-05-15 13F-HR NOMURA HOLDINGS INC * 10,000 531
2017-05-15 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC * 0 250,600 0 13,307
2017-05-10 13F-HR CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. * 218,673 0 -100.00 11,744 0 -100.00
2017-07-18 13F-HR/A BOOTHBAY FUND MANAGEMENT, LLC * 12,703 0 -100.00 444 0 -100.00
2017-05-12 13F-HR CITADEL ADVISORS LLC * 17,347 0 -100.00 932 0 -100.00
2017-05-15 13F-HR WATER ISLAND CAPITAL LLC * 432,856 2,958,604 583.51 23,249 157,102 575.74
2017-02-03 13F-HR JNBA Financial Advisors * 7,100 0 -100.00 287 0
2017-02-14 13F-HR SIGNATUREFD, LLC * 7,100 0 -100.00 287 0 -100.00
2017-05-15 13F-HR Voya Investment Management LLC * 27,599 26,356 -4.50 1,482 1,400 -5.53
2017-05-10 13F-HR IBM Retirement Fund * 6,970 0 -100.00 374 0 -100.00
2017-05-15 13F-HR GSA CAPITAL PARTNERS LLP * 44,583 23,535 -47.21 2,395 1,250 -47.81
2017-05-12 13F-HR FEDERATED INVESTORS INC /PA/ * 245 0 -100.00 13 0 -100.00
2017-05-12 13F-HR UBS Group AG * 16,481 13,984 -15.15 885 742 -16.16
2017-02-14 13F-HR MACKENZIE FINANCIAL CORP * 19,857 0 -100.00 803 0 -100.00
2016-08-08 13F-HR SCHRODER INVESTMENT MANAGEMENT GROUP * 237,666 0 -100.00 8,439 0 -100.00
2017-05-15 13F-HR Point72 Asset Management, L.P. * 132,200 0 -100.00 7,100 0 -100.00
2017-02-09 13F-HR OMERS ADMINISTRATION Corp * 47,400 0 -100.00 1,916 0
2016-11-14 13F-HR ELLINGTON MANAGEMENT GROUP LLC * 8,100 0 -100.00 285 0
2017-05-15 13F-HR RAYMOND JAMES & ASSOCIATES * 35,827 4,282 -88.05 1,924 227 -88.20
2017-05-09 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. * 18 22 22.22 1 1 0.00
2017-05-15 13F-HR SEVEN EIGHT CAPITAL, LLC * 0 10,700 0 568
2017-04-27 13F-HR WESBANCO BANK INC * 19,500 0 -100.00 1,047 0 -100.00
2017-07-19 13F-HR REILLY FINANCIAL ADVISORS, LLC * 171 0 -100.00 9 0 -100.00
2017-05-01 13F-HR Tyers Asset Management LLC * 1,568 0 -100.00 84 0 -100.00
2017-05-12 13F-HR FineMark National Bank & Trust * 389 0 -100.00 21 0 -100.00
2017-03-27 13F-HR/A Quadrature Capital LTD * 0 0 -100.00 0 0 -100.00
2017-07-21 13F-HR DELTA ASSET MANAGEMENT LLC/TN * 666 666 0.00 35 35 0.00
2017-05-15 13F-HR Pinkerton Retirement Specialists, LLC * 439 0 -100.00 24 0 -100.00
2016-08-15 13F-HR JANE STREET GROUP, LLC * 51,367 0 -100.00 1,795 0 -100.00
2017-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP * Call 209,100 0 -100.00 11,231 0
2016-08-12 13F-HR/A UBS OCONNOR LLC * 7,935 0 -100.00 321,000 0 -100.00
2017-05-12 13F-HR GEODE CAPITAL MANAGEMENT, LLC * 690,934 36,688
2017-05-09 13F-HR ENVESTNET ASSET MANAGEMENT INC * 10,989 6,631 -39.66 590 350 -40.68
2017-07-18 13F-HR NISA INVESTMENT ADVISORS L.L.C. * 16,000 0 -100.00 850 0 -100.00
2017-05-16 13F-HR/A FNY Partners Fund LP * 40,000 40,000 0.00 2,124 2,124 0.00
2017-05-03 13F-HR West Family Investments, Inc. * 34,373 34,373 0.00 1,846 1,825 -1.14
2017-07-14 SC 13D FAIRFAX FINANCIAL HOLDINGS LTD/ CAN * 82,845,778
2017-05-15 13F-HR HighTower Advisors, LLC * 4,855 4,467 -7.99 260 237 -8.85
2017-05-03 13F-HR Tradewinds Capital Management, LLC * 162 162 0.00 9 9 0.00
2017-02-10 13F-HR KCG HOLDINGS, INC. * 8,639 0 -100.00 349 0 -100.00
2017-05-02 13F-HR AMERICAN CENTURY COMPANIES INC * 1,108,716 480,222 -56.69 59,549 25,500 -57.18
2016-11-14 13F-HR Analytic Investors, LLC * 1,337,171 1,045,190 -21.84 46,988 42,247 -10.09
2017-02-14 13F-HR JACOBS LEVY EQUITY MANAGEMENT, INC * 130,160 0 -100.00 5,261 0 -100.00
2017-05-15 13F-HR CREDIT SUISSE AG/ * 1,805,676 3,189,368 76.63 96,984 169,355 74.62
2016-08-15 13F-HR MACQUARIE GROUP LTD * 0 0 0.00 0 0
2017-05-15 13F-HR Cantab Capital Partners LLP * 28,716 26,689 -7.06 1,542,000 1,417,000 -8.11
2017-05-15 13F-HR Hutchin Hill Capital, LP * 392,517 1,549,937 294.87 21,082 82,302 290.39
2017-05-12 13F-HR Laurion Capital Management LP * 0 6,900 0 366
2016-11-14 13F-HR BlueCrest Capital Management Ltd * 8,768 0 -100.00 308 0 -100.00
2017-05-15 13F-HR Capital World Investors * 110,000 0 -100.00 5,908 0 -100.00
2017-02-10 13F-HR Cable Hill Partners, LLC * 24 0 -100.00 1 0 -100.00
2016-10-13 13F-HR Elite Wealth Management, LLC * 0 0 0.00 0 0
2017-05-15 13F-HR AVALON ADVISORS, LLC * 133,057 151,621 13.95 7,146 8,051 12.66
2017-05-15 13F-HR FULLER & THALER ASSET MANAGEMENT, INC. * 3,600 3,600 0.00 193 191 -1.04
2017-05-10 13F-HR LOS ANGELES CAPITAL MANAGEMENT & EQUITY RESEARCH INC * 88,615 46,469 -47.56 4,760 2,468 -48.15
2017-05-15 13F-HR BALYASNY ASSET MANAGEMENT LLC * 467,786 9,444 -97.98 25,125 501 -98.01
2017-04-21 13F-HR Diversified Trust Co * 15,892 0 -100.00 854 0 -100.00
2017-05-05 13F-HR SEI INVESTMENTS CO * 146,477 154,893 5.75 7,867 8,224 4.54
2017-05-09 13F-HR P SCHOENFELD ASSET MANAGEMENT LP * 297,692 15,807
2016-11-15 13F-HR Verition Fund Management LLC * 12,273 0 -100.00 431 0
2017-05-12 13F-HR CITADEL ADVISORS LLC * Call 5,000 266
2017-02-13 13F-HR DEERE & CO * 43,992 0 -100.00 1,778 0 -100.00
2017-04-13 13F-HR Parametrica Management Ltd * 6,044 0 -100.00 325 0 -100.00
2017-05-10 13F-HR BancorpSouth Inc * 5,906 4,965 -15.93 317 264 -16.72
2017-05-15 13F-HR Paloma Partners Management Co * 20,364 26,054 27.94 1,094 1,384 26.51
2017-05-15 13F-HR BlueMar Capital Management, LLC * 19,800 0 -100.00 1,063 0 -100.00
2017-05-05 13F-HR Parkwood LLC * 6,095 5,505 -9.68 327 292 -10.70
2017-07-18 13F-HR Aperio Group, LLC * 47,695 49,646 4.09 2,533 2,626 3.67
2017-05-15 13F-HR PEAK6 Investments, L.P. * 37,745 0 -100.00 2,027 0
2017-04-26 13F-HR IFP Advisors, Inc * 114 80 -29.82 6 4 -33.33
2016-11-14 13F-HR WOLVERINE TRADING, LLC * Put 3 0 -100.00 10,419 0
2017-05-15 13F-HR ADVISORY RESEARCH INC * 1,140,817 74,371 -93.48 61,274 3,949 -93.56
2017-05-15 13F-HR CNH PARTNERS LLC * 288,889 559,918 93.82 15,516 29,732 91.62
2017-05-15 13F-HR Hudson Bay Capital Management LP * 43,291 2,299
2016-11-09 13F-HR Emerald Acquisition Ltd. * 159,572 110,925 -30.49 5,605 4,484 -20.00
2017-05-12 13F-HR NEW YORK STATE TEACHERS RETIREMENT SYSTEM * 7,800 7,700 -1.28 419 409 -2.39
2017-05-15 13F-HR QS Investors, LLC * 218,604 142,539 -34.80 11,741 7,569 -35.53
2017-05-15 13F-HR Advisor Group, Inc. * 1,277 1,325 3.76 47 69 46.81
2017-05-11 13F-HR ALLIANCEBERNSTEIN L.P. * 157,376 55,126 -64.97 8,453 2,927 -65.37
2017-07-17 13F-HR CWM, LLC * 29 29 0.00 2 2 0.00
2017-07-18 13F-HR SALZHAUER MICHAEL * 7,458 7,458 0.00 396 395 -0.25
2017-05-15 13F-HR MILLENNIUM MANAGEMENT LLC * 346,368 745,121 115.12 18,603 39,566 112.69
2017-05-15 13F-HR Keeley-Teton Advisors, LLC * 13,910 739
2017-02-15 13F-HR BABSON CAPITAL MANAGEMENT LLC * 11,960 0 -100.00 483 0 -100.00
2017-07-12 13F-HR Creative Planning * 1,581 1,581 0.00 84 84 0.00
2017-05-15 13F-HR TWO SIGMA INVESTMENTS LLC * 320,776 301,865 -5.90 17,229 16,029 -6.97
2017-05-10 13F-HR SG Americas Securities, LLC * 6,188 6,879 11.17 332 365 9.94
2016-11-14 13F-HR MUFG Americas Holdings Corp * 200 0 -100.00 7 0 -100.00
2017-05-02 13F-HR RHUMBLINE ADVISERS * 80,673 85,713 6.25 4,333 4,551 5.03
2017-05-05 13F-HR AMERIPRISE FINANCIAL INC * 79,326 264,124 232.96 4,261 14,024 229.12
2017-02-13 13F-HR Bayesian Capital Management, LP * 7,521 0 -100.00 304 0
2017-05-15 13F-HR Sciencast Management LP * 16,600 881
2017-05-10 13F-HR KBC Group NV * 6,993 2,273 -67.50 376 121 -67.82
2017-05-12 13F-HR NEW VERNON INVESTMENT MANAGEMENT LLC * 72,125 0 -100.00 3,874 0 -100.00
2017-05-08 13F-HR Kassirer Asset Management Corp * 5,000 5,000 0.00 269 266 -1.12
2017-04-25 13F-HR MYCIO WEALTH PARTNERS, LLC * 12,260 12,260 0.00 658 651 -1.06
2016-11-14 13F-HR WOLVERINE TRADING, LLC * Call 7 0 -100.00 24,311 0
2017-02-10 13F-HR BlackRock Institutional Trust Company, N.A. * 2,400,943 2,271,158 -5.41 97,046 121,984 25.70
2017-02-14 13F-HR BLAIR WILLIAM & CO/IL * 13,419 0 -100.00 542 0 -100.00
2017-02-14 13F-HR HBK Sorce Advisory LLC * 20,462 0 -100.00 40 0 -100.00
2017-04-11 13F-HR Cutler Group LP * Call 200 2
2017-05-15 13F-HR PEAK6 Investments, L.P. * Call 1,300 0 -100.00 70 0
2016-07-29 13F-HR Integrated Wealth Management * 344 0 -100.00 12 0 -100.00
2017-05-15 13F-HR GLENMEDE TRUST CO NA * 1,200 64
2017-05-15 13F-HR Ursa Fund Management, LLC * 18,000 956
2017-01-19 13F-HR RAYMOND JAMES TRUST N.A. * 8,642 0 -100.00 349 0 -100.00
2017-05-11 13F-HR FIRST INTERSTATE BANK * 117 0 -100.00 6 0 -100.00
2017-05-12 13F-HR Champlain Investment Partners, LLC * 4,713,355 3,864,486 -18.01 253,154 205,204 -18.94
2017-05-15 13F-HR ETF MANAGERS GROUP, LLC * 795 42
2017-05-11 13F-HR CREDIT AGRICOLE S A * 33,144 0 -100.00 1,781 0 -100.00
2017-05-15 13F-HR Halcyon Management Partners LP * 67,397 63,981 -5.07 3,620 3,397 -6.16
2017-05-12 13F-HR NGAM ADVISORS, L.P. * 13,429 35,788 166.50 721 1,900 163.52
2016-11-10 13F-HR O'SHAUGHNESSY ASSET MANAGEMENT, LLC * 11 0 -100.00 0 0
2017-04-18 13F-HR WEALTH ENHANCEMENT ADVISORY SERVICES, LLC * 15,992 0 -100.00 859 0 -100.00
2017-05-05 13F-HR EAGLE BOSTON INVESTMENT MANAGEMENT INC * 29,621 30,912 4.36 1,590 1,641 3.21
2017-05-10 13F-HR WBI INVESTMENTS, INC. * 76,742 0 -100.00 4,122 0 -100.00
2017-05-15 13F-HR EARNEST PARTNERS LLC * 22 0 -100.00 1 0 -100.00
2017-05-15 13F-HR Grantham, Mayo, Van Otterloo & Co. LLC * 401,000 21,293
2017-05-15 13F-HR LPL Financial LLC * 5,116 4,887 -4.48 275 260 -5.45
2016-10-31 13F-HR BRC Investment Management LLC * 0 17,387 0.00 0 703
2017-05-15 13F-HR ROYAL BANK OF CANADA * 16,681 632,308 3,690.59 896 33,576 3,647.32
2017-05-12 13F-HR VANGUARD GROUP INC * 6,543,683 6,850,896 4.69 351,461 363,782 3.51
2016-11-15 13F-HR MARSHFIELD ASSOCIATES * 2,017,768 0 -100.00 70,904 0 -100.00
2017-05-15 13F-HR Point72 Asia (Hong Kong) Ltd * 1,773 33 -98.14 95 2 -97.89
2017-05-26 13F-HR Jacobi Capital Management LLC * 0 104 0 6
2017-05-10 13F-HR GROUP ONE TRADING, L.P. * 1,500 80
2017-05-12 13F-HR CITADEL ADVISORS LLC * Put 4,100 0 -100.00 220 0
2016-08-15 13F-HR CAISSE DE DEPOT ET PLACEMENT DU QUEBEC * 96,000 0 -100.00 3,354 0 -100.00
2017-07-14 13F-HR Winslow, Evans & Crocker, Inc. * 96 96 0.00 5,098 5,078 -0.39
2017-02-14 13F-HR BlueMountain Capital Management, LLC * 38,694 0 -100.00 1,564 0 -100.00
2017-05-15 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ * 35,497 35,502 0.01 1,907 1,885 -1.15
2016-08-15 13F-HR WOLVERINE TRADING, LLC * 3 526 17,433.33 10,419 18,268 75.33
2017-04-28 13F-HR Advisory Services Network, LLC * 127 7
2017-02-14 13F-HR PUTNAM INVESTMENTS LLC * 156,123 134,318 -13.97 6,310 7,214 14.33
2017-04-11 13F-HR Cutler Group LP * Put 1,500 3
2017-05-15 13F-HR AQR CAPITAL MANAGEMENT LLC * 1,256,700 401,628 -68.04 67,497 21,326 -68.40
2017-01-24 13F-HR SPHINX TRADING, LP * 2,000 107
2017-02-10 13F-HR BBR PARTNERS, LLC * 0 0 0.00 0 0
2017-07-12 13F-HR SIMPLEX TRADING, LLC * 0 3,768 0 199
2017-05-12 13F-HR Legal & General Group Plc * 67,030 76,181 13.65 3,598 4,045 12.42
2017-02-14 13F-HR Capital Returns Management, LLC * Call 250,000 0 -100.00 10,105 0 -100.00
2017-05-05 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC * 208,089 228,257 9.69 11,176 12,120 8.45
2017-05-04 13F-HR Swiss National Bank * 143,572 143,572 0.00 7,711 7,624 -1.13
2017-05-15 13F-HR Nicholas Investment Partners, LP * 1,100,000 1,100,000 0.00 59,081 58,410 -1.14
2017-05-12 13F-HR FIFTH THIRD BANCORP * 720 450 -37.50 39 24 -38.46
2016-11-10 13F-HR Matterhorn Capital Management, LLC * 161,696 6,536
2017-05-12 13F-HR MORGAN STANLEY * 798,434 42,397
2017-05-19 13F-HR Tower Research Capital LLC (TRC) * 239 0 -100.00 13 0 -100.00
2017-05-04 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) * 3,116 3,116 0.00 167 165 -1.20
2017-05-01 13F-HR Plante Moran Financial Advisors, LLC * 63 63 0.00 3 3 0.00
2017-05-15 13F-HR Polar Asset Management Partners Inc. * 50,000 0 -100.00 2,686 0 -100.00
2017-05-04 13F-HR Acrospire Investment Management LLC * 1,300 0 -100.00 70 0 -100.00
2017-04-28 13F-HR COCONUT GROVE BANK * 1,020 1,370 34.31 55 73 32.73
2017-07-19 13F-HR US BANCORP \DE\ * 825 669 -18.91 44 35 -20.45
2017-05-12 13F-HR Parallel Advisors, LLC * 644 34
2017-05-15 13F-HR HSBC HOLDINGS PLC * 9,755 518
2017-05-15 13F-HR NEW YORK STATE COMMON RETIREMENT FUND * 230,400 194,001 -15.80 12,375 10,301 -16.76
2017-07-21 13F-HR FARMERS & MERCHANTS INVESTMENTS INC * 600 600 0.00 32 32 0.00
2016-11-14 13F-HR Weiss Multi-Strategy Advisers LLC * Call 0 0
2017-05-04 13F-HR Meadow Creek Investment Management LLC * 2,744 0 -100.00 147 0 -100.00
2016-11-10 13F-HR MCF Advisors LLC * 32 0 -100.00 1 0 -100.00
2017-05-12 13F-HR D.A. DAVIDSON & CO. * 694 0 -100.00 37 0 -100.00
2017-05-15 13F-HR Pacad Investment Ltd. * 200 500 150.00 11 27 145.45
2017-05-02 13F-HR PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO * 21,395 20,344 -4.91 1,149 1,080 -6.01
2017-07-12 13F-HR State of Alaska, Department of Revenue * 10,895 24,426 124.19 578 1,292 123.53
2017-05-10 13F-HR JP MORGAN CHASE & CO * 2,636,059 2,542,751 -3.54 141,583 135,020 -4.64
2017-05-11 13F-HR CADENCE CAPITAL MANAGEMENT LLC * 11,401 0 -100.00 612 0 -100.00
2017-07-13 13F-HR MEEDER ASSET MANAGEMENT INC * 3,596 11,287 213.88 190 597 214.21
2017-05-08 13F-HR STATE OF WISCONSIN INVESTMENT BOARD * 47,728 51,500 7.90 2,563 2,735 6.71
2016-10-19 13F-HR TRUST DEPARTMENT MB FINANCIAL BANK N A * 108 0 -100.00 5 0 -100.00
2017-05-12 13F-HR TimesSquare Capital Management, LLC * 686,300 0 -100.00 36,861 0 -100.00
2017-02-10 13F-HR Engineers Gate Manager LP * 38,148 0 -100.00 1,542 0
2017-05-12 13F-HR LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA * 900 48
2017-02-10 13F-HR Royce & Associates LLC * 184,324 0 -100.00 6,477 0
2017-01-27 13F-HR Oakworth Capital, Inc. * 81 0 -100.00 3 0 -100.00
2017-05-15 13F-HR Brandywine Global Investment Management, LLC * 319,752 0 -100.00 17,174 0 -100.00
2017-05-15 13F-HR HIGHLAND CAPITAL MANAGEMENT LP * 24,500 49,154 100.63 1,316 2,610 98.33
2017-05-15 13F-HR Walleye Trading LLC * Put 500 27
2016-10-26 13F-HR Monarch Partners Asset Management LLC * 280,129 0 -100.00 9,844 0 -100.00
2017-02-02 13F-HR TLP GROUP LLC * 0 0 -100.00 0 0 -100.00
2017-05-15 13F-HR BOKF, NA * 11,780 0 -100.00 633 0 -100.00
2017-05-15 13F-HR BANK OF AMERICA CORP /DE/ * 750,127 1,430,890 90.75 40,290 75,981 88.59
2017-05-25 13F-HR Proficio Capital Partners LLC * 237 0 -100.00 13 0 -100.00
2017-02-09 13F-HR NorthCoast Asset Management LLC * 35,700 0 -100.00 1,443 0 -100.00
2016-11-14 13F-HR I.G. INVESTMENT MANAGEMENT, LTD. * 21,872 0 -100.00 769 0
2017-05-15 13F-HR Alpine Partners VI, LLC * 70,000 318,241 354.63 3,760 16,899 349.44
2016-10-31 13F-HR Quantbot Technologies LP * 14,381 0 -100.00 505 0 -100.00
2017-05-15 13F-HR DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main * 75,000 0 -100.00 4,028 0 -100.00
2017-05-15 13F-HR AHL Partners LLP * 254,096 0 -100.00 13,647 0 -100.00
2017-05-15 13F-HR Sterling Capital Management LLC * 22,303 0 -100.00 1,198 0
2017-05-09 13F-HR Penserra Capital Management LLC * 572 0 -100.00 30 0 -100.00
2017-05-15 13F-HR Zions Bancorporation * 69 4
2017-02-10 13F-HR BlackRock Japan Co. Ltd * 1,037 0 -100.00 42 0 -100.00
2017-02-14 13F-HR Invictus RG * 878 0 -100.00 35 0 -100.00
2017-07-14 13F-HR Eqis Capital Management, Inc. * 11,619 0 -100.00 617 0 -100.00
2017-05-10 13F-HR FRONTIER CAPITAL MANAGEMENT CO LLC * 849 849 0.00 46 45 -2.17
2017-03-02 13F-HR/A NORGES BANK * 932,615 903,192 -3.15 32,586 48,510 48.87
2016-08-15 13F-HR Campbell & CO Investment Adviser LLC * 9,333 0 -100.00 326 0 -100.00
2017-02-13 13F-HR WOODMONT INVESTMENT COUNSEL LLC * 71 0 -100.00 3 0 -100.00
2017-05-12 13F-HR PNC FINANCIAL SERVICES GROUP, INC. * 2,508 2,178 -13.16 135 115 -14.81
2017-05-15 13F-HR A.R.T. Advisors, LLC * 3,900 3,900 0.00 209 207 -0.96
2017-02-01 13F-HR NewSquare Capital LLC * 330 0 -100.00 13 0 -100.00
2017-06-07 13F-HR/A Clearbridge Investments, LLC * 1,835,196 1,582,082 -13.79 98,568 84,009 -14.77
2017-05-15 13F-HR Squarepoint Ops LLC * 15,400 19,313 25.41 827 1,026 24.06
2017-05-15 13F-HR TWO SIGMA ADVISERS, LP * 373,660 49,714 -86.70 20,069 2,640 -86.85
2017-05-15 13F-HR Weiss Multi-Strategy Advisers LLC * 150,000 0 -100.00 8,057 0 -100.00
2017-05-03 13F-HR BNP PARIBAS ARBITRAGE, SA * 6,563 1,499 -77.16 352,499 79,597 -77.42
2017-05-12 13F-HR FAYEZ SAROFIM & CO * 157,020 157,020 0.00 8,434 8,338 -1.14
2017-07-12 13F-HR SIMPLEX TRADING, LLC * Call 0 0
2016-11-08 13F-HR STEVENS CAPITAL MANAGEMENT LP * 10,555 0 -100.00 371 0 -100.00
2017-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP * Put 54,300 2,883
2017-05-15 13F-HR Manikay Partners, LLC * 110,000 5,841
2017-01-10 13F-HR FOX RUN MANAGEMENT, L.L.C. * 9,300 0 -100.00 376 0 -100.00
2017-05-11 13F-HR EDGE ASSET MANAGEMENT, INC * 432,127 0 -100.00 23,210 0 -100.00
2017-05-12 13F-HR DIMENSIONAL FUND ADVISORS LP * 3,196,834 3,185,334 -0.36 171,700 169,142 -1.49
2017-04-18 13F-HR RELIANCE TRUST CO OF DELAWARE * 4,654 0 -100.00 250 0 -100.00
2017-05-04 13F-HR Yorktown Management & Research Co Inc * 6,000 6,000 0.00 322 319 -0.93
2017-02-10 13F-HR BlackRock Group LTD * 179,388 154,642 -13.79 7,250 8,306 14.57
2017-05-04 13F-HR UBS ASSET MANAGEMENT AMERICAS INC * 72,074 74,380 3.20 3,871 3,949,578 101,929.91
2016-08-03 13F-HR Kleinwort Benson Investors Dublin Ltd * 41,901 1,472
2017-05-02 13F-HR IndexIQ Advisors LLC * 49,746 2,642
2017-05-11 13F-HR Rafferty Asset Management, LLC * 4,398 15,858 260.57 236 842 256.78
2017-05-04 13F-HR GABELLI SECURITIES, INC. * 130,700 406,620 211.11 7,020 21,592 207.58
2017-07-20 13F-HR BB&T CORP * 8,454 0 -100.00 449 0 -100.00
2017-05-11 13F-HR HARVEST MANAGEMENT LLC * 82,500 82,500 0.00 4,431 4,381 -1.13
2017-05-12 13F-HR BlackRock Inc. * 34,270 3,670,112 10,609.40 1,841 194,882 10,485.66
2017-05-09 13F-HR MARTINGALE ASSET MANAGEMENT L P * 455,983 0 -100.00 24,492 0 -100.00
2017-02-14 13F-HR Capital Returns Management, LLC * 280,140 0 -100.00 11,323 0 -100.00
2017-05-05 13F-HR CI Global Investments Inc. * 496,735 537,170 8.14 26,680 28,524 6.91

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CUSIP: H01531104