SecurityAWF / AllianceBernstein Global High Income Fund, Inc. (01879R106)
Institutional Owners116 (9 N-Q Owners)
Institutional Shares17,992,004 (ex. N-Q)
Institutional Value$ 1,276,904,000 USD (ex. N-Q)

Institutional Stock Ownership and Shareholders

AWF / AllianceBernstein Global High Income Fund, Inc. Institutional Ownership

AllianceBernstein Global High Income Fund, Inc. (NYSE:AWF) has 116 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 17,992,004 shares. Largest shareholders include Morgan Stanley, McGowan Group Asset Management, Inc., Arnhold Llc, UBS Group AG, Invesco Ltd., Bank Of America Corp /de/, Royal Bank Of Canada, RMB Capital Management, LLC, Wells Fargo & Company/mn, and Cohen & Steers Inc.
AllianceBernstein Global High Income Fund, Inc. (NYSE:AWF) ownership structure shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

Embed this chart! (it updates automatically)
<a href="https://fintel.io/so/us/awf"><img src="https://images.fintel.io/us-awf-so.png" alt="AWF / AllianceBernstein Global High Income Fund, Inc. Institutional Ownership"><a>

File DateFormInvestor Opt Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-05-14 13F-HR Wealthcare Advisory Partners LLC 601 601 0.00 8 7 -12.50
2018-03-29 N-Q Powershares Exchange-traded Fund Trust Ii (see advisory)
2018-04-24 13F-HR SignalPoint Asset Management, LLC 30,768 25,486 -17.17 392 203 -48.21
2018-02-14 13F-HR National Planning Corp 32,090 0 -100.00 419 0 -100.00
2018-04-23 13F-HR Uncommon Cents Investing Llc 138,425 147,745 6.73 1,766 1,757 -0.51
2018-04-03 13F-HR Washington Trust Bank 2,100 0 -100.00 27 0 -100.00
2018-05-11 13F-HR STIFEL FINANCIAL CORP 25,946 30,841 18.87 330 368 11.52
2018-05-14 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 11,011 12,275 11.48 141 146 3.55
2018-05-10 13F-HR Vantage Investment Advisors, LLC 398 398 0.00 5 5 0.00
2018-03-28 N-Q Old Westbury Funds Inc (see advisory)
2018-05-03 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 142 145 2.11 2 2 0.00
2018-04-19 13F-HR WEBSTER BANK, N. A. 3,092 3,092 0.00 39 37 -5.13
2018-01-20 13F-HR Shamrock Asset Management LLC 2,146 2,182 1.68 28 28 0.00
2018-05-15 13F-HR Aevitas Wealth Management, Inc. 97 97 0.00 1 1 0.00
2018-05-16 13F-HR Private Capital Group, Llc 1,740 5,760 231.03 72 68 -5.56
2018-05-15 13F-HR GV Financial Advisors 797 9
2018-04-19 13F-HR SeaBridge Investment Advisors LLC 127,740 131,050 2.59 1,630 1,558 -4.42
2018-02-15 13F-HR Archford Capital Strategies, LLC 19,750 0 -100.00 257 0 -100.00
2018-05-15 13F-HR Sound Income Strategies, Llc 179,735 174,636 -2.84 2,155 2,076 -3.67
2018-04-12 13F-HR WELCH & FORBES LLC 31,617 0 -100.00 352 0 -100.00
2018-05-15 13F-HR CWA Asset Management Group, LLC 16,970 16,970 0.00 217 202 -6.91
2018-05-14 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC 145,143 212,297 46.27 1,852 2,524 36.29
2018-05-15 13F-HR American Financial Network Advisory Services Llc 13,933 0 -100.00 178 0 -100.00
2018-05-18 13F-HR/A ROYAL BANK OF CANADA 737,167 750,316 1.78 9,407 8,921 -5.17
2018-05-18 N-Q Thrivent Mutual Funds (see advisory)
2018-05-07 13F-HR Massey, Quick & Co., LLC 20,000 40,000 100.00 249 476 91.16
2018-05-09 13F-HR Cetera Advisors LLC 12,328 0 -100.00 158 0 -100.00
2018-01-30 13F-HR Elite Wealth Management, LLC 398 0 -100.00 5 0 -100.00
2018-05-18 N-Q Thrivent Series Fund Inc (see advisory)
2018-05-02 13F-HR WELLS FARGO & COMPANY/MN 337,102 348,900 3.50 4,301 4,148 -3.56
2018-04-20 13F-HR Steward Partners Investment Advisory, Llc 1,050 1,245 18.57 13 14 7.69
2018-05-01 13F-HR Plante Moran Financial Advisors, LLC 4,058 4,272 5.27 52 51 -1.92
2018-05-14 13F-HR Vident Investment Advisory, LLC 477,301 271,923 -43.03 6,090 3,225 -47.04
2018-05-15 13F-HR RIVERNORTH CAPITAL MANAGEMENT, LLC 0 183,825 0 2,186
2018-01-16 13F-HR NEXT Financial Group, Inc 1,525 0 -100.00 20 0 -100.00
2018-05-15 13F-HR HONKAMP KRUEGER FINANCIAL SERVICES INC /ADV 1,769 21
2018-04-19 13F-HR Janney Montgomery Scott LLC 81,087 80,895 -0.24 1,035 962 -7.05
2018-05-14 13F-HR Mosaic Family Wealth, LLC 3,649 3,649 0.00 47 43 -8.51
2018-02-28 N-Q Guggenheim Funds Trust (see advisory)
2018-05-09 13F-HR Cetera Advisor Networks LLC 36,366 0 -100.00 464 0 -100.00
2018-05-16 13F-HR ASSETMARK, INC 7,174 0 -100.00 92 0 -100.00
2018-04-10 13F-HR Gradient Investments LLC 0 838 0 10
2018-05-11 13F-HR Arnhold Llc 1,690,932 20,105
2018-05-15 13F-HR MILLENNIUM MANAGEMENT LLC 0 96,412 0 1,146
2018-05-15 13F-HR Advisor Group, Inc. 49,095 50,841 3.56 626 605 -3.35
2018-05-14 13F-HR AMERIPRISE FINANCIAL INC 70,682 70,617 -0.09 902 839 -6.98
2018-05-08 13F-HR DOLIVER CAPITAL ADVISORS, INC. 19,599 50,834 159.37 250 604 141.60
2018-05-15 13F-HR Weiss Asset Management LP 21,989 41,583 89.11 281 494 75.80
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 13,712 163
2018-02-14 13F-HR Thomas J. Herzfeld Advisors, Inc. 3,140 0 -100.00 41 0 -100.00
2018-05-09 13F-HR Cambridge Investment Research Advisors, Inc. 120,753 15,173 -87.43 1,541 180 -88.32
2018-04-20 N-Q Graniteshares Etf Trust (see advisory)
2018-05-11 13F-HR LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 29,999 118,675 295.60 383 1,411 268.41
2018-04-23 13F-HR FLAGSHIP HARBOR ADVISORS, LLC 135,302 129,517 -4.28 1,731 1,550 -10.46
2018-04-23 13F-HR Financial Architects, Inc 2,000 2,000 0.00 26 24 -7.69
2018-05-15 13F-HR TWO SIGMA SECURITIES, LLC 11,882 0 -100.00 152 0 -100.00
2018-02-16 13F-HR/A Commonwealth Equity Services, Inc 116,909 107,543 -8.01 1,513 1,403 -7.27
2018-03-01 13F-HR/A MASSMUTUAL TRUST CO FSB/ADV 31,617 403,433
2018-05-09 13F-HR 6 Meridian 104,428 1,242
2018-05-08 13F-HR Parallel Advisors, LLC 225 225 0.00 3 3 0.00
2018-05-09 13F-HR IFP Advisors, Inc 33,100 15,500 -53.17 422 184 -56.40
2018-04-24 13F-HR Live Your Vision, LLC 983 0 -100.00 12 0 -100.00
2018-05-15 13F-HR UNITED CAPITAL FINANCIAL ADVISERS, LLC 25,918 33,857 30.63 331 403 21.75
2018-05-14 13F-HR NINE MASTS CAPITAL Ltd 0 117,900 0 1,402
2018-05-08 13F-HR THRIVENT FINANCIAL FOR LUTHERANS 25,250 25,250 0.00 322 300 -6.83
2018-04-13 13F-HR BANK OF MONTREAL /CAN/ 248,000 248,000 0.00 3,164 2,949 -6.80
2018-05-04 13F-HR Choate Investment Advisors 55,556 55,556 0.00 708,895 660,561 -6.82
2018-05-01 13F-HR WEDBUSH SECURITIES INC 12,345 11,462 -7.15 158 136 -13.92
2018-05-14 13F-HR RMB Capital Management, LLC 92,886 392,006 322.03 1,185 4,661 293.33
2018-02-09 13F-HR SII INVESTMENTS INC/WI 147,645 0 -100.00 1,928 0 -100.00
2018-04-04 13F-HR DAVENPORT & Co LLC 10,503 0 -100.00 134,018 0 -100.00
2018-05-14 13F-HR Patriot Financial Group Insurance Agency, LLC 408 409 0.25 5 5 0.00
2018-05-14 13F-HR RAYMOND JAMES & ASSOCIATES 67,956 69,407 2.14 867 825 -4.84
2018-04-23 13F-HR Advisory Services Network, LLC 1,355 3,430 153.14 17 41 141.18
2018-05-09 13F-HR BlackRock Inc. 141,379 141,379 0.00 1,804 1,681 -6.82
2018-03-29 N-Q Sunamerica Specialty Series (see advisory)
2018-05-15 13F-HR We Are One Seven, Llc 392 390 -0.51 5 5 0.00
2018-04-20 13F-HR Seacrest Wealth Management, Llc 3,554 3,554 0.00 45 42 -6.67
2018-05-03 13F-HR Sheaff Brock Investment Advisors, LLC 24,415 30,049 23.08 312 357 14.42
2018-05-15 13F-HR HighTower Advisors, LLC 15,427 15,481 0.35 196 183 -6.63
2018-05-22 N-Q Blackrock Funds Ii (see advisory)
2018-04-16 13F-HR NWAM LLC 90,595 101,523 12.06 1,156 1,207 4.41
2018-02-14 13F-HR Bramshill Investments, Llc 194,586 0 -100.00 2,539 0 -100.00
2018-05-10 13F-HR BESSEMER GROUP INC 345,400 285,400 -17.37 4,407 3,394 -22.99
2018-05-15 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 3,177 3,177 0.00 41 38 -7.32
2018-05-15 13F-HR LPL Financial LLC 215,319 227,255 5.54 2,747 2,702 -1.64
2018-05-15 13F-HR WOLVERINE ASSET MANAGEMENT LLC 0 131,916 0 1,568
2018-05-15 13F-HR BANK OF AMERICA CORP /DE/ 911,385 963,788 5.75 11,629 11,459 -1.46
2018-05-04 13F-HR SHUFRO ROSE & CO LLC 25,900 308
2018-05-14 13F-HR SUNTRUST BANKS INC 12,734 0 -100.00 162 0 -100.00
2018-05-11 13F-HR CITIGROUP INC 21,631 19,675 -9.04 276 234 -15.22
2018-05-15 13F-HR GUGGENHEIM CAPITAL LLC 188,766 182,481 -3.33 2,408 2,170 -9.88
2018-05-15 13F-HR Saba Capital Management, L.P. 12,210 269,575 2,107.82 156 3,205 1,954.49
2018-05-15 13F-HR SALEM INVESTMENT COUNSELORS INC 1,200 1,200 0.00 15 14 -6.67
2018-04-30 13F-HR Certified Advisory Corp 710 722 1.69 9 8 -11.11
2018-05-09 13F-HR LINCOLN NATIONAL CORP 10,112 0 -100.00 129 0 -100.00
2018-05-11 13F-HR SEI INVESTMENTS CO 1,215 0 -100.00 16 0 -100.00
2018-05-15 13F-HR UBS Group AG 1,517,155 1,111,880 -26.71 19,359 13,220 -31.71
2018-05-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 190,019 185,018 -2.63 2,424 2,200 -9.24
2018-05-15 13F-HR Krasney Financial LLC 0 4,635 0 55
2018-05-10 13F-HR Brick & Kyle, Associates 78,128 80,626 3.20 997 959 -3.81
2018-04-24 13F-HR Allegis Investment Advisors, LLC 10,940 10,940 0.00 140 130 -7.14
2018-02-07 13F-HR Penserra Capital Management LLC 1,140 0 -100.00 14 0 -100.00
2018-05-03 13F-HR SG Americas Securities, LLC 0 105,503 0 1,254
2018-02-20 N-Q Psg Capital Management Trust (see advisory)
2018-04-16 13F-HR Raymond James Financial Services Advisors, Inc. 174,355 167,560 -3.90 2,225 1,992 -10.47
2018-04-30 13F-HR PARK AVENUE SECURITIES LLC 13,194 157
2018-05-15 13F-HR FIFTH THIRD BANCORP 333 333 0.00 4 4 0.00
2018-05-14 13F-HR Commonwealth Equity Services, Llc. 117,128 117,224 0.08 1,495 1,393 -6.82
2018-05-14 13F-HR MORGAN STANLEY 2,738,730 2,908,305 6.19 34,947 34,579 -1.05
2018-02-22 13F-HR OTA Financial Group L.P. 16,197 0 -100.00 203 0 -100.00
2018-05-14 13F-HR/A CITADEL ADVISORS LLC 17,543 15,933 -9.18 224 189 -15.62
2018-04-16 13F-HR Capital Investment Advisors, LLC 246,287 241,309 -2.02 3,143 2,869 -8.72
2018-05-23 13F-HR Quad-cities Investment Group, Llc 104,844 1,247
2018-05-11 13F-HR Fiera Capital Corp 16,803 16,952 0.89 214 202 -5.61
2018-04-26 13F-HR Smh Capital Advisors Inc 17,617 17,986 2.09 225 214 -4.89
2018-05-11 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 57,221 54,046 -5.55 730 644 -11.78
2018-05-15 13F-HR Tower Research Capital LLC (TRC) 0 200 0 2
2018-01-05 13F-HR West Oak Capital, LLC 400 0 -100.00 5,220 0 -100.00
2018-05-02 13F-HR HL FINANCIAL SERVICES LLC 51,920 56,020 7.90 662 666 0.60
2018-05-14 13F-HR Martin Capital Partners, Llc 13,278 13,278 0.00 169 158 -6.51
2018-05-08 13F-HR US BANCORP \DE\ 15,637 18,537 18.55 200 220 10.00
2018-05-14 13F-HR McGowan Group Asset Management, Inc. 2,723,948 2,667,806 -2.06 34,758 31,720 -8.74
2018-05-15 13F-HR Invesco Ltd. 1,137,782 1,106,256 -2.77 14,518 13,153 -9.40
2018-05-04 13F-HR First Eagle Investment Management, LLC 1,451,730 0 -100.00 18,524 0 -100.00
2018-04-18 13F-HR REGIONS FINANCIAL CORP 5,130 1,500 -70.76 65 18 -72.31
2018-04-18 13F-HR Creative Planning 31,420 16,254 -48.27 401 193 -51.87
2018-05-10 13F-HR Stratos Wealth Partners, LTD. 699 699 0.00 9 8 -11.11
2018-04-13 13F-HR North Star Investment Management Corp. 2,000 2,000 0.00 26 24 -7.69
2018-05-17 13F-HR Atlantic Trust Group, LLC 26,992 4,140 -84.66 345 49 -85.80
2018-05-01 13F-HR OPPENHEIMER & CO INC 13,325 13,337 0.09 170 159 -6.47
2018-05-14 13F-HR PHILADELPHIA TRUST CO 13,560 0 -100.00 173 0 -100.00
2018-05-14 13F-HR Sanctuary Wealth Advisors, LLC 431 0 -100.00 55 0 -100.00
2018-05-11 13F-HR Sigma Planning Corp 0 50,330 0 598
2018-05-15 13F-HR Nelson, Van Denburg & Campbell Wealth Management Group, LLC 1,500 1,500 0.00 19 18 -5.26
2018-05-14 13F-HR COHEN & STEERS INC 336,258 333,752 -0.75 4,291 3,968 -7.53
2018-05-08 13F-HR Vivaldi Capital Management, LLC 75,158 89,333 18.86 959 1,062 10.74
2018-05-09 13F-HR Shoker Investment Counsel, Inc. 12,068 12,068 0.00 153 143 -6.54
2018-05-03 13F-HR Aviance Capital Partners, LLC 74,549 78,166 4.85 951 929 -2.31
2018-05-07 13F-HR Shaker Financial Services, LLC 0 16,000 0 190
2018-05-15 13F-HR Marino, Stram & Associates Llc 2,185 2,185 0.00 28 26 -7.14

Form N-Q Advisory - Experimental Feature Here!

We have recently started to include coverage of N-Q filers in our ownership database. N-Q forms are unstructured and difficult for machines to parse into accurate financial data.

However, Because of the large number of these institutions and this difficulty in tracking their positions, they represent a significant, yet hidden, market force. In an effort to widen our ownership coverage and provide greater transparency, we are testing various ways to expose these owners in an accurate manner. This early version of the crawler simply identifies mentions of companies in the N-Q forms.

Limitations:

  • We only list underlying securities (the ordinary shares), even though the actual security held might be a derivative or a related bond issue. For example, although the institution is shown on this security page ( AWF / AllianceBernstein Global High Income Fund, Inc. ), the institution may actually own a related security such as a preferred share or a bond. To find out the exact security, click on the institution link and then follow the link to the actual "N-Q".
  • We only list fund sponsors as institutions, even though the security might be held within a fund operated by the listed institution.. For example, the institution listed in the table as the owner is probably a sponsor of a family of ETFs or mutual funds. If so, then this security is owned by a fund or several funds within the family, and not directly owned by the listed institution. The crawler is not yet able to place these holdings within the individual funds. Atain, you must review the actual filing to see the detail.

These limitations are significant but we believe that the increased transparency outweights the limitations. Future revisions of the crawler will resolve these limitations. Use this information at your own risk!

Related Articles

HRTX : Heron Therapeutics Analysis and Research Report

2018-05-25 - Asif

Overview Heron is a commercial-stage biotechnology company focused on improving the lives of patients by developing best-in-class treatments that address some of the most important unmet patient needs. Heron Therapeutics is developing novel, patient-focused solutions that apply its innovative science and technologies to already approved pharmacological agents for patients suffering from cancer or pain. On August 9, 2016, its first commercial product, SUSTOL, was approved by the FDA. The company developed SUSTOL for the prevention of chemotherapy-induced nausea and vomiting (“CINV”). SUSTOL is indicated, in combination with other antiemetics, in adults for the prevention of acute and delayed nausea and vomiting associated with initial and repeat courses of moderately emetogenic chemotherapy (“MEC”) or anthracycline and cyclophosphamide (“AC”) combination chemotherapy regimens. The company commenced commercial sales of SUSTOL in the U.S. in October 2016. On November 9, 2017...

ACIA: Acacia Communications Analysis and Research Report

2018-05-25 - Asif

Overview The company's mission is to deliver high-speed coherent optical interconnect products that transform communications networks, relied upon by cloud infrastructure operators and content and communication service providers, through improvements in performance and capacity and reductions in associated costs. By converting optical interconnect technology to a silicon-based technology, a process the company refer to as the siliconization of optical interconnect, the company believe Acacia Communications is leading a disruption that is analogous to the computing industry’s integration of multiple functions into a microprocessor. The company's products include a family of low-power coherent digital signal processor application-specific integrated circuits, or DSP ASICs, and silicon photonic integrated circuits, or silicon PICs, which Acacia Communications has integrated into families of optical interconnect modules with transmission speeds ranging from 100 to 400 gigabits per ...

ANTH: Anthera Pharmaceuticals Analysis and Research Report

2018-05-21 - Asif

Overview Anthera Pharmaceuticals, Inc. is a biopharmaceutical company focused on advancing the development and commercialization of innovative medicines that benefit patients with unmet medical needs. The company currently have two compounds in development, Sollpura and blisibimod. The company licensed Sollpura from Eli Lilly & Co (“Eli Lilly”) in July 2014. Sollpura is a novel non-porcine investigational Pancreatic Enzyme Replacement Therapy (“PERT”) intended for the treatment of patients with Exocrine Pancreatic Insufficiency (“EPI”), often seen in patients with cystic fibrosis and other conditions. The company licensed blisibimod from Amgen, Inc. (“Amgen”) in December 2007. Blisibimod targets B-cell activating factor, or BAFF, which has been shown to be elevated in a variety of B-cell mediated autoimmune diseases, including Immunoglobulin A nephropathy, or IgA nephropathy. Sollpura The exocrine pancreas is responsible for synthesis and secretion of digestive en...

Related News Stories

Weekly Review: High-Yield CEFs

2018-05-23 seekingalpha
The opportunities in closed-end funds over the last few months caught the eye of many investors. Most of these products are designed to provide a steady stream of income, usually on a monthly or quarterly basis, as opposed to the biannual payments provided by individual bonds. And this feature continues to attract market participants even when the overall market looks unstable. (4-0)

AWF: It's Been Declining, Now What?

2018-05-16 seekingalpha
AWF's valuation remains attractive, with the fund continuing to trade at a double digit discount to its net asset value (NAV). (3-0)

Marvelous Monthly Dividend Stocks to Own Now

2018-05-02 investorplace
Investors have been trained to be patient. We’re supposed to wait for our cut of the profits either quarterly or in some markets only once or twice a year. Meanwhile, the companies that we own earn their cash on a daily basis and management gets their cut throughout the year. (10-0)

Weekly Review: High Yield CEFs

2018-05-02 seekingalpha
The opportunities in closed-end funds over the last few months caught the eye of many investors. Most of these products are designed to provide a steady stream of income, usually on a monthly or quarterly basis, as opposed to the biannual payments provided by individual bonds. And this feature continues to attract market participants even when the overall market looks unstable. (6-0)

Closed-End Fund HYT: Junk Yielding ~8%

2018-04-14 seekingalpha
The fund is trading at an 11.69% discount with an annualized 10-year performance at 9.37% market return. (3-0)

CUSIP: 01879R106