SecurityAVX / AVX Corp. (002444107)
Institutional Owners192 (48 N-Q Owners)
Institutional Shares42,988,910 - 25.53% (ex. N-Q)
Common Shares Outstanding168,363,769 shares (as of 2017-12-31)
Institutional Value$ 1,487,546,000 USD (ex. N-Q)

Institutional Stock Ownership and Shareholders

AVX Corp. (NYSE:AVX) has 192 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 42,988,910 shares. Largest shareholders include Royce & Associates LLC, Price T Rowe Associates Inc /md/, Dimensional Fund Advisors Lp, Vanguard Group Inc, BlackRock Inc., Norges Bank, Wells Fargo & Company/mn, State Street Corp, Bank of New York Mellon Corp, and Sensato Investors LLC.

AVX Corp. (NYSE:AVX) ownership summary shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.


File DateFormInvestor Opt Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-02-12 13F-HR Hutchin Hill Capital, LP 31,800 35,899 12.89 580 621 7.07
2017-11-14 13F-HR TWO SIGMA INVESTMENTS LLC 42,573 0 -100.00 696 0 -100.00
2017-10-27 N-Q Stone Ridge Trust (see advisory)
2018-02-09 13F-HR SUNTRUST BANKS INC 13,860 12,160 -12.27 251 209 -16.73
2018-01-10 13F-HR SIMPLEX TRADING, LLC Call 3 0 -100.00 0 0
2018-02-14 13F-HR ZACKS INVESTMENT MANAGEMENT 141,730 261,038 84.18 2,584 4,516 74.77
2018-02-13 13F-HR Moors & Cabot, Inc. 48,835 47,351 -3.04 888 820 -7.66
2018-03-05 13F-HR/A-1 BNP PARIBAS ARBITRAGE, SA 7,424 16,113 117.04 135,340 278,755 105.97
2018-02-14 13F-HR D. E. Shaw & Co., Inc. 47,169 32,937 -30.17 860 570 -33.72
2018-02-15 13F-HR Her Majesty the Queen in Right of the Province of Alberta as represented by Alberta Investment Management Corp 84,100 53,300 -36.62 1,533 922 -39.86
2018-02-14 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 700 700 0.00 13 12 -7.69
2018-01-25 13F-HR Foundry Partners, LLC 307,055 317,163 3.29 5,598 5,487 -1.98
2018-02-02 13F-HR Aperio Group, LLC 52,966 0 -100.00 966 0 -100.00
2018-01-24 SC 13G/A Royce & Associates LLC 8,483,736 7,375,714 -13.06
2018-01-10 13F-HR SIMPLEX TRADING, LLC 0 14,497 0 250
2018-02-27 N-Q Northern Funds (see advisory)
2018-02-23 N-Q Legg Mason Partners Equity Trust (see advisory)
2018-01-31 13F-HR QUADRANT CAPITAL GROUP LLC 252 252 0.00 4 4 0.00
2018-02-02 13F-HR HEARTLAND ADVISORS INC 11,738 0 -100.00 214 0 -100.00
2018-01-24 13F-HR SG Americas Securities, LLC 12,401 0 -100.00 226 0 -100.00
2018-02-14 13F-HR GSA CAPITAL PARTNERS LLP 0 19,709 0 341
2018-03-05 13F-HR/A-1 NORGES BANK 990,741 1,450,914 46.45 15,485 25,101 62.10
2018-01-10 13F-HR SIMPLEX TRADING, LLC Put 37 39 5.41 0 3
2018-01-22 13F-HR FIRST MANHATTAN CO 400 400 0.00 7 6 -14.29
2018-02-14 13F-HR Ameritas Investment Partners, Inc. 3,566 3,566 0.00 62 62 0.00
2018-02-02 13F-HR US BANCORP \DE\ 8,166 7,011 -14.14 148 121 -18.24
2018-02-14 13F-HR HSBC HOLDINGS PLC 19,577 20,184 3.10 357 349 -2.24
2018-02-14 13F-HR Schonfeld Strategic Advisors LLC 17,010 294
2018-02-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 25,800 446
2018-02-07 13F-HR WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 10,385 0 -100.00 189 0 -100.00
2017-11-17 N-Q Osi Etf Trust (see advisory)
2018-02-01 13F-HR Nationwide Fund Advisors 45,251 0 -100.00 825 0 -100.00
2018-02-07 13F-HR Greenwich Wealth Management LLC 22,360 20,210 -9.62 408 350 -14.22
2018-01-30 13F-HR BESSEMER GROUP INC 78,500 60,500 -22.93 1,431 1,047 -26.83
2018-02-23 N-Q Sterling Capital Funds (see advisory)
2018-02-14 13F-HR PDT Partners, LLC 31,992 31,754 -0.74 583 549 -5.83
2018-02-14 13F-HR TEACHERS ADVISORS INC 79,634 118,181 48.41 1,452 2,045 40.84
2018-02-14 13F-HR Sensato Investors LLC 830,431 821,831 -1.04 15,139 14,218 -6.08
2018-02-14 13F-HR DEUTSCHE BANK AG\ 118,870 199,255 67.62 2,165 3,444 59.08
2018-01-29 N-Q Saratoga Advantage Trust (see advisory)
2018-02-28 N-Q Wells Fargo Funds Trust (see advisory)
2018-02-13 13F-HR Legal & General Group Plc 14,493 22,478 55.10 265 389 46.79
2018-02-14 13F-HR MENTA CAPITAL LLC 75,973 41,251 -45.70 1,385 714 -48.45
2018-02-27 N-Q Blackstone Alternative Investment Funds (see advisory)
2018-02-14 13F-HR PEAK6 Investments, L.P. Call 10,000 0 -100.00 182 0 -100.00
2018-01-26 N-Q Fidelity Concord Street Trust (see advisory)
2017-11-24 N-Q Master Investment Portfolio (see advisory)
2018-02-14 13F-HR NORTHERN TRUST CORP 618,525 607,853 -1.73 11,275 10,516 -6.73
2018-02-27 N-Q Lattice Strategies Trust (see advisory)
2018-04-18 13F-HR/A-1 FNY Managed Accounts LLC 227 156 -31.28 3 2 -33.33
2018-01-16 13F-HR CWM, LLC 16 16 0.00 0 0
2017-11-29 N-Q Sma Relationship Trust (see advisory)
2018-02-14 13F-HR TWO SIGMA ADVISERS, LP 62,276 56,876 -8.67 1,135 984 -13.30
2018-02-14 13F-HR QS Investors, LLC 12,143 12,143 0.00 221 210 -4.98
2017-11-13 13F-HR WBI INVESTMENTS, INC. 55,313 0 -100.00 904 0 -100.00
2018-02-14 13F-HR/A-1 Robeco Institutional Asset Management B.V. 15,958 15,958 0.00 290 276 -4.83
2018-03-14 13F-HR/A-1 CREDIT SUISSE AG/ 71,070 96,595 35.92 1,295 1,671 29.03
2018-01-25 13F-HR Assenagon Asset Management S.A. 35,121 608
2018-04-19 13F-HR State of Alaska, Department of Revenue 0 5,560 0 92
2018-01-17 13F-HR Cutler Group LP 100 300 200.00 1 5 400.00
2017-11-22 N-Q Spdr Series Trust (see advisory)
2018-01-25 13F-HR Live Your Vision, LLC 950 0 -100.00 17 0 -100.00
2018-02-13 13F-HR HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC 44,511 770
2017-11-13 13F-HR Laurion Capital Management LP 17,123 0 -100.00 280 0 -100.00
2018-02-09 13F-HR Connor, Clark & Lunn Investment Management Ltd. 39,475 15,400 -60.99 720 266 -63.06
2017-12-21 N-Q Blackrock Funds (see advisory)
2018-02-13 13F-HR ASSETMARK, INC 16 0
2018-02-12 13F-HR FMR LLC / Fidelity 371,565 286,266 -22.96 6,774 4,952 -26.90
2018-02-14 13F-HR BARCLAYS PLC 4,745 12,512 163.69 86 216 151.16
2018-02-14 13F-HR Brandywine Global Investment Management, LLC 363,415 320,179 -11.90 6,626 5,540 -16.39
2018-03-01 N-Q Vericimetry Funds (see advisory)
2017-11-22 N-Q Bridgeway Funds Inc (see advisory)
2017-11-28 N-Q Usaa Mutual Funds Trust (see advisory)
2018-02-08 13F-HR WELLS FARGO & COMPANY/MN 1,347,211 1,388,456 3.06 24,559 24,021 -2.19
2018-02-28 N-Q Rydex Dynamic Funds (see advisory)
2018-02-13 13F-HR Parallel Advisors, LLC 220 411 86.82 4 7 75.00
2018-02-28 N-Q Seasons Series Trust (see advisory)
2017-12-28 N-Q Fidelity Puritan Trust (see advisory)
2018-02-01 13F-HR VICTORY CAPITAL MANAGEMENT INC 50,286 53,534 6.46 917 926 0.98
2017-11-28 N-Q Columbia Funds Variable Insurance Trust (see advisory)
2018-02-14 13F-HR PEAK6 Investments, L.P. Put 11,500 0 -100.00 210 0 -100.00
2018-02-02 13F-HR PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 3,514 3,514 0.00 64 61 -4.69
2018-02-07 13F-HR Swiss National Bank 84,400 84,400 0.00 1,539 1,460 -5.13
2018-02-14 13F-HR ROYAL BANK OF CANADA 3,847 0 -100.00 70 0 -100.00
2017-11-29 N-Q Vanguard Institutional Index Funds (see advisory)
2018-02-13 13F-HR SEMPER AUGUSTUS INVESTMENTS GROUP LLC 222,558 103,449 -53.52 4,057 1,790 -55.88
2018-04-10 13F-HR NISA INVESTMENT ADVISORS L.L.C. 600 225 -62.50 10 4 -60.00
2017-11-29 N-Q Vanguard Montgomery Funds (see advisory)
2018-02-14 13F-HR Clearbridge Investments, LLC 158,241 159,183 0.60 2,885 2,754 -4.54
2018-02-13 13F-HR Financial Gravity Companies, Inc. 75 1
2018-02-14 13F-HR GOLDMAN SACHS GROUP INC 269,757 250,536 -7.13 4,918 4,334 -11.87
2018-04-19 13F-HR Versant Capital Management, Inc 20 20 0.00 0 0
2018-02-28 N-Q Rydex Series Funds (see advisory)
2017-12-22 N-Q Legg Mason Etf Investment Trust (see advisory)
2018-02-14 13F-HR Jefferies Group LLC 17,443 16,033 -8.08 318 277 -12.89
2017-11-21 N-Q Royce Fund (see advisory)
2018-02-14 13F-HR Stone Ridge Asset Management LLC 106,646 1,845
2018-02-09 13F-HR SYSTEMATIC FINANCIAL MANAGEMENT LP 66,415 76,025 14.47 1,211 1,315 8.59
2018-02-14 13F-HR Point72 Asia (Hong Kong) Ltd 134 0 -100.00 2 0 -100.00
2018-02-09 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 101 155 53.47 2 2 0.00
2018-02-09 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 36,414 34,334 -5.71 663,828 593,979 -10.52
2018-02-14 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 119,549 113,673 -4.92 2,179 1,967 -9.73
2018-01-26 13F-HR CIGNA INVESTMENTS INC /NEW 12,843 12,843 0.00 234 222 -5.13
2018-02-15 13F-HR Metlife Investment Advisors, Llc 21,871 378
2017-11-03 13F-HR Breton Hill Capital Ltd. 84,165 68,422 -18.70 1,375 1,247 -9.31
2017-11-27 N-Q State Farm Mutual Fund Trust (see advisory)
2018-02-14 13F-HR Voya Investment Management LLC 18,717 18,717 0.00 341 324 -4.99
2018-04-13 13F-HR BANK OF MONTREAL /CAN/ 918 926 0.87 16 15 -6.25
2018-02-08 13F-HR SEI INVESTMENTS CO 6,474 0 -100.00 118 0 -100.00
2018-01-24 13F-HR IFP Advisors, Inc 146 13 -91.10 3 0 -100.00
2018-02-14 13F-HR ETF MANAGERS GROUP, LLC 3,237 3,775 16.62 59 66 11.86
2018-02-13 13F-HR Delpha Capital Management, Llc 367 6
2018-03-01 N-Q Aqr Funds (see advisory)
2018-02-14 13F-HR Neuberger Berman Group LLC 143,499 157,590 9.82 2,616 2,818 7.72
2018-04-09 13F-HR CONTRAVISORY INVESTMENT MANAGEMENT, INC. 9,936 9,936 0.00 172 164 -4.65
2018-02-14 13F-HR BRIDGEWAY CAPITAL MANAGEMENT INC 162,200 162,195 -0.00 2,957 2,806 -5.11
2018-02-09 13F-HR Bank of New York Mellon Corp 1,042,054 1,002,076 -3.84 18,997 17,336 -8.74
2018-04-04 13F-HR CENTRAL TRUST Co 19 19 0.00 0 0
2017-10-27 N-Q Ultimus Managers Trust (see advisory)
2018-02-09 13F-HR AFAM CAPITAL, INC. 130,727 131,605 0.67 2,383 2,277 -4.45
2018-02-13 13F-HR JP Morgan Chase & Co 11,006 22,207 101.77 201 384 91.04
2018-01-23 13F-HR STRS OHIO 45,800 45,800 0.00 834 792 -5.04
2018-01-23 13F-HR DENALI ADVISORS LLC 231 231 0.00 4 4 0.00
2018-02-13 13F-HR ALLIANCEBERNSTEIN L.P. 77,300 73,700 -4.66 1,409 1,275 -9.51
2018-02-08 13F-HR FIRST TRUST ADVISORS LP 327,218 296,148 -9.50 5,965 5,123 -14.12
2018-02-26 N-Q Etf Managers Trust (see advisory)
2018-02-13 13F-HR Wellington Management Group LLP 37,036 37,036 0.00 675 641 -5.04
2018-02-02 13F-HR LOS ANGELES CAPITAL MANAGEMENT & EQUITY RESEARCH INC 128,111 75,949 -40.72 2,335 1,314 -43.73
2018-02-14 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 63,086 14,975 -76.26 1,150 259 -77.48
2018-02-13 13F-HR Renaissance Technologies LLC 22,900 0 -100.00 417 0 -100.00
2017-11-13 13F-HR Marshall Wace North America L.P. 89,345 0 -100.00 1,430 0 -100.00
2017-11-29 N-Q Vaneck Vectors Etf Trust (see advisory)
2018-02-12 13F-HR AMERIPRISE FINANCIAL INC 425,266 351,813 -17.27 7,753 6,086 -21.50
2018-02-28 N-Q Fundvantage Trust (see advisory)
2018-02-09 13F-HR Baird Financial Group, Inc. 20,375 20,176 -0.98 371 349 -5.93
2018-02-23 13F-HR/A-2 TEACHER RETIREMENT SYSTEM OF TEXAS 0 17,454 0 302
2018-02-09 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 7,809 8,438 8.05 143 146 2.10
2018-02-16 13F-HR We Are One Seven, Llc 81 1
2018-02-28 N-Q Gps Funds I (see advisory)
2018-02-14 13F-HR UBS Group AG 7,144 9,398 31.55 130 163 25.38
2018-02-14 13F-HR LOOMIS SAYLES & CO L P 1,580 1,882 19.11 29 33 13.79
2018-03-01 N-Q Sei Institutional Managed Trust (see advisory)
2018-02-14 13F-HR MILLENNIUM MANAGEMENT LLC 232,099 15,044 -93.52 4,231 260 -93.85
2018-01-24 13F-HR NORTH POINT PORTFOLIO MANAGERS CORP/OH 17,000 17,000 0.00 310 294 -5.16
2018-02-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 20,661 14,861 -28.07 377 257 -31.83
2018-02-14 13F-HR Summit Trail Advisors, Llc 800 15
2018-02-09 13F-HR AMERICAN INTERNATIONAL GROUP INC 30,909 31,056 0.48 563 537 -4.62
2017-11-29 N-Q Hartford Hls Series Fund Ii Inc (see advisory)
2018-02-13 13F-HR GEODE CAPITAL MANAGEMENT, LLC 527,665 533,242 1.06 9,619 9,225 -4.10
2018-02-14 13F-HR PANAGORA ASSET MANAGEMENT INC 9,054 9,054 0.00 165 157 -4.85
2018-02-07 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 154 154 0.00 3 3 0.00
2018-04-13 13F-HR Jolley Asset Management, LLC 246,665 278,911 13.07 4,267 4,616 8.18
2018-02-14 13F-HR MORGAN STANLEY 325,102 441,648 35.85 5,926 7,642 28.96
2017-11-27 N-Q State Farm Variable Product Trust (see advisory)
2018-02-14 13F-HR Invesco Ltd. 99,923 101,523 1.60 1,822 1,756 -3.62
2018-02-09 13F-HR BlackRock Inc. 3,034,574 3,266,828 7.65 55,322 56,518 2.16
2018-02-14 13F-HR BANK OF AMERICA CORP /DE/ 93,054 168,596 81.18 1,697 2,917 71.89
2018-01-17 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 439,724 452,506 2.91 8,017 7,829 -2.35
2018-02-09 13F-HR Tower Research Capital LLC (TRC) 5,576 0 -100.00 102 0 -100.00
2018-02-08 13F-HR Advisory Services Network, LLC 0 1,926 0 33
2018-02-12 13F-HR VAN ECK ASSOCIATES CORP 58,479 53,971 -7.71 1,066 934 -12.38
2017-11-01 N-Q Heartland Group Inc (see advisory)
2018-02-14 13F-HR Gotham Asset Management, LLC 166,981 183,533 9.91 3,044 3,175 4.30
2018-02-14 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 73,923 72,676 -1.69 1,348 1,257 -6.75
2018-02-09 13F-HR RHUMBLINE ADVISERS 59,040 50,651 -14.21 1,076 876 -18.59
2018-02-07 13F-HR SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) 100 100 0.00 2 2 0.00
2018-02-27 N-Q Massmutual Select Funds (see advisory)
2018-02-06 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 103,465 105,565 2.03 1,886 1,826 -3.18
2018-02-14 13F-HR AQR CAPITAL MANAGEMENT LLC 277,532 277,532 0.00 5,060 4,801 -5.12
2018-02-28 N-Q Wisdomtree Trust (see advisory)
2017-11-02 13F-HR PRINCIPAL FINANCIAL GROUP INC 10,284 0 -100.00 168 0 -100.00
2018-01-31 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 1,788 3,316 85.46 33 57 72.73
2017-10-30 N-Q Investment Managers Series Trust (see advisory)
2018-02-14 13F-HR PRUDENTIAL PLC 393,805 374,343 -4.94 7,179 6,476 -9.79
2018-01-31 13F-HR LSV ASSET MANAGEMENT 586,417 471,700 -19.56 10,690 8,160 -23.67
2018-02-14 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ 5,849,062 6,275,432 7.29 106,628 108,565 1.82
2018-04-12 13F-HR ACADIAN ASSET MANAGEMENT LLC 188,741 35,197 -81.35 3,266 583 -82.15
2018-02-14 13F-HR STATE STREET CORP 1,007,532 1,076,498 6.85 18,368 18,622 1.38
2018-02-14 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC 0 384 0 7
2018-02-02 13F-HR AMERICAN CENTURY COMPANIES INC 130,791 0 -100.00 2,384 0 -100.00
2018-02-14 13F-HR Parallax Volatility Advisers, L.P. 0 6,972 0 121
2018-02-06 13F-HR Russell Investments Group, Ltd. 102,545 87,904 -14.28 1,869 1,535 -17.87
2018-02-14 13F-HR DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 6,358 6,358 0.00 115 109 -5.22
2018-02-14 13F-HR Keeley-Teton Advisors, LLC 129,205 119,005 -7.89 2,355 2,059 -12.57
2018-02-22 13F-HR Certified Advisory Corp 100 1
2017-10-24 N-Q Federated Global Allocation Fund (see advisory)
2017-11-14 N-Q Russell Investment Funds (see advisory)
2018-01-23 13F-HR Baystate Wealth Management LLC 10 10 0.00 1 1 0.00
2017-10-26 13F-HR Acrospire Investment Management LLC 1,946 0 -100.00 32 0 -100.00
2018-02-28 N-Q Ishares Trust (see advisory)
2018-02-26 N-Q Keeley Funds, Inc. (see advisory)
2018-01-26 13F-HR ENTERPRISE FINANCIAL SERVICES CORP 250 250 0.00 5 4 -20.00
2018-02-12 13F-HR MARTINGALE ASSET MANAGEMENT L P 185,417 167,217 -9.82 3,381 2,893 -14.43
2018-02-14 13F-HR MACQUARIE GROUP LTD 5,400 0 -100.00 98 0 -100.00
2018-02-14 13F-HR GUGGENHEIM CAPITAL LLC 16,721 0 -100.00 305 0 -100.00
2018-02-12 13F-HR DIMENSIONAL FUND ADVISORS LP 4,968,542 5,102,957 2.71 90,577 88,282 -2.53
2017-11-22 N-Q Quantitative Master Series Llc (see advisory)
2017-11-24 N-Q Blackrock Funds Iii (see advisory)
2018-02-13 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 50,200 50,200 0.00 915 868 -5.14
2018-02-14 13F-HR Cubist Systematic Strategies, LLC 27,899 0 -100.00 509 0 -100.00
2018-02-05 13F-HR SHUFRO ROSE & CO LLC 39,325 19,125 -51.37 717 331 -53.84
2018-02-09 13F-HR CAPITAL FUND MANAGEMENT S.A. 0 14,800 0 256
2018-02-13 13F-HR STEVENS CAPITAL MANAGEMENT LP 11,540 0 -100.00 210 0 -100.00
2018-02-14 13F-HR Zebra Capital Management LLC 29,697 36,076 21.48 541 624 15.34
2018-02-28 13F-HR/A-1 FEDERATED INVESTORS INC /PA/ 365 356 -2.47 7 6 -14.29
2018-02-09 13F-HR CITADEL ADVISORS LLC 167,959 162,935 -2.99 3,062 2,819 -7.94
2018-02-13 13F-HR Axa 14,000 14,000 0.00 255 242 -5.10
2018-02-08 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 230,525 243,323 5.55 4,203 4,210 0.17
2017-10-20 13F-HR/A-1 Shell Asset Management Co 96,654 1,333
2018-02-08 13F-HR PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 4,153 3,984 -4.07 76 69 -9.21
2018-02-15 13F-HR Sterling Capital Management LLC 55,506 55,506 0.00 1,012 960 -5.14
2018-02-14 13F-HR VANGUARD GROUP INC 4,223,275 4,395,292 4.07 76,991 76,038 -1.24
2018-02-14 13F-HR FIFTH THIRD BANCORP 3,000 3,000 0.00 55 52 -5.45
2018-02-12 13F-HR CITIGROUP INC 21,292 21,977 3.22 389 380 -2.31
2018-02-14 13F-HR Vident Investment Advisory, LLC 19,688 0 -100.00 359 0 -100.00
2018-02-14 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC 139,110 172,871 24.27 2,536 2,991 17.94
2017-11-29 N-Q Vanguard Valley Forge Funds (see advisory)
2018-01-26 N-Q Aspiriant Trust (see advisory)
2018-02-14 13F-HR NUMERIC INVESTORS LLC 392,251 414,451 5.66 7,151 7,170 0.27
2018-01-23 13F-HR FIRST QUADRANT L P/CA 12,388 12,388 0.00 226 214 -5.31
2018-02-14 13F-HR Magnetar Financial LLC 11,135 0 -100.00 203 0 -100.00

Form N-Q Advisory - Experimental Feature Here!

We have recently started to include coverage of N-Q filers in our ownership database. N-Q forms are unstructured and difficult for machines to parse into accurate financial data.

However, Because of the large number of these institutions and this difficulty in tracking their positions, they represent a significant, yet hidden, market force. In an effort to widen our ownership coverage and provide greater transparency, we are testing various ways to expose these owners in an accurate manner. This early version of the crawler simply identifies mentions of companies in the N-Q forms.

Limitations:

  • We only list underlying securities (the ordinary shares), even though the actual security held might be a derivative or a related bond issue. For example, although the institution is shown on this security page ( AVX / AVX Corp. ), the institution may actually own a related security such as a preferred share or a bond. To find out the exact security, click on the institution link and then follow the link to the actual "N-Q".
  • We only list fund sponsors as institutions, even though the security might be held within a fund operated by the listed institution.. For example, the institution listed in the table as the owner is probably a sponsor of a family of ETFs or mutual funds. If so, then this security is owned by a fund or several funds within the family, and not directly owned by the listed institution. The crawler is not yet able to place these holdings within the individual funds. Atain, you must review the actual filing to see the detail.

These limitations are significant but we believe that the increased transparency outweights the limitations. Future revisions of the crawler will resolve these limitations. Use this information at your own risk!

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SCYX: SCYNEXIS Analysis and Research Report

2018-04-16 - Asif

Overview SCYNEXIS, Inc. is a biotechnology company committed to positively impacting the lives of patients suffering from difficult-to-treat and often life-threatening infections by delivering innovative anti-infective therapies. SCYNEXIS is developing its lead product candidate, SCY-078, as the first representative of a novel oral and intravenous (IV) triterpenoid antifungal family in clinical development for the treatment of several serious fungal infections, including invasive candidiasis, invasive aspergillosis, refractory invasive fungal infections and vulvovaginal candidiasis (VVC). SCY-078 is a structurally distinct glucan synthase inhibitor that has been shown to be effective in vitro and in vivo against a broad range of human fungi pathogens such as Candida and Aspergillus species, including multidrug-resistant strains, as well as Pneumocystis species. Candida and Aspergillus species are the fungi responsible for approximately 85% of all invasive fungal infections in t...

ENRT: Enertopia Corp (CNSX:TOP) Analysis and Research Report

2018-04-16 - Asif

Business History Enertopia Corp. was formed on November 24, 2004 under the laws of the State of Nevada and commenced operations on November 24, 2004. From inception until April 2010, the company were primarily engaged in the acquisition and exploration of natural resource properties. Beginning in April 2010, the company began its entry into the renewable energy sector by purchasing an interest in a solar thermal design and installation company. In late summer 2013, the company began its entry into medicinal marijuana business. During its 2014 fiscal year end its activities in the clean energy sector were discontinued. During fiscal 2015 its activities in the Medicinal Marijuana sector were discontinued. During fiscal 2016 its activities in the Women’s personal healthcare sector were discontinued. The Company is actively pursuing business opportunities in the resource sector, whereby the company signed a definitive agreement for a Lithium Brine Project in May 2016. In May ...

FB: Facebook Analysis and Research Report

2018-04-15 - Asif

Overview The company's mission is to give people the power to build community and bring the world closer together. The company's top priority is to build useful and engaging products that enable people to connect and share with friends and family through mobile devices, personal computers, and other surfaces. The company also help people discover and learn about what is going on in the world around them, enable people to share their opinions, ideas, photos and videos, and other activities with audiences ranging from their closest friends to the public at large, and stay connected everywhere by accessing its products, including: Facebook enables people to connect, share, discover, and communicate with each other on mobile devices and personal computers. There are a number of different ways to engage with people on Facebook, the most important of which is News Feed which displays an algorithmically-ranked series of stories and advertisements individualized for each pers...

VSTM: Verastem Analysis and Research Report

2018-04-12 - Asif

Business Overview Verastem is a biopharmaceutical company focused on developing and commercializing drugs to improve the survival and quality of life of cancer patients. The company's most advanced product candidates, duvelisib and defactinib, utilize a multi-faceted approach to treat cancers originating either in the blood or major organ systems. Verastem is currently evaluating these compounds in both preclinical and clinical studies as potential therapies for certain cancers, including leukemia, lymphoma, lung cancer, ovarian cancer, mesothelioma, and pancreatic cancer. The company believe that these compounds may be beneficial as therapeutics either as single agents or when used in combination with immuno-oncology agents or other current and emerging standard of care treatments in aggressive cancers that are poorly served by currently available therapies. Duvelisib targets the Phosphoinositide 3-kinase (PI3K) signaling pathway. The PI3K signaling pathway plays a centr...

CUSIP: 002444107