Stock Institutional Ownership and Shareholders

SecurityAUPH / Aurinia Pharmaceuticals Inc (05156V102)
Institutional Owners70
Institutional Shares28,976,273
Institutional Value$ 144,414,000 USD

Aurinia Pharmaceuticals Inc (NASDAQ:AUPH) has 70 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 28,976,273 shares. Largest shareholders include FMR LLC / Fidelity Management & Research, Duggan Robert W, NEA Management Company, LLC, Orbimed Advisors Llc, and Franklin Resources Inc.


Aurinia Pharmaceuticals Inc (NASDAQ:AUPH) ownership summary shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev Shares Current Shares Change
(Percent)
Prev Value (x$1000) Current Value (x$1000) Change
(Percent)
2017-08-29 13F-HR/A-1 FMR LLC / Fidelity Management & Research 5,848,600 5,867,800 0.33 42,928 35,969 -16.21
2017-08-11 13F-HR ACUTA CAPITAL PARTNERS, LLC 400,000 0 -100.00 2,936 0 -100.00
2017-08-14 13F-HR TWO SIGMA ADVISERS, LP 46,600 286
2017-08-10 13F-HR FNY Partners Fund LP 500 3,000 500.00 3 18 500.00
2017-08-02 13F-HR Vivo Capital, LLC 600,000 1,013,149 68.86 4,404 6,211 41.03
2017-08-14 13F-HR Iguana Healthcare Management, LLC 75,000 0 -100.00 551 0 -100.00
2017-08-14 13F-HR TWO SIGMA SECURITIES, LLC 32,652 0 -100.00 240 0 -100.00
2017-08-08 13F-HR Oz Management LP 189,900 1,164
2017-05-01 SC 13D DUGGAN ROBERT W 5,766,887
2017-08-14 13F-HR BARCLAYS PLC 2,800 17
2017-08-14 13F-HR Parallax Volatility Advisers, L.P. Call 211,600 75,100 -64.51 1,553 460 -70.38
2017-10-16 13F-HR BANK OF MONTREAL /CAN/ Put 58,700 30,000 -48.89 360 188 -47.78
2017-10-18 13F-HR HOWE & RUSLING INC 454 454 0.00 3 3 0.00
2017-08-14 13F-HR GOLDMAN SACHS GROUP INC Put 155,000 0 -100.00 1,138 0 -100.00
2017-08-10 13F-HR WELLS FARGO & COMPANY/MN 200 1
2017-08-01 13F-HR TD ASSET MANAGEMENT INC 32,887 0 -100.00 241 0 -100.00
2017-08-14 13F-HR VOLORIDGE INVESTMENT MANAGEMENT, LLC 251,475 0 -100.00 1,846 0 -100.00
2017-08-15 13F-HR Raymond James Financial Services Advisors, Inc. Call 16,000 34,400 115.00 10 3 -70.00
2017-08-11 13F-HR INVESTMENT CENTERS OF AMERICA INC 30,000 184
2017-10-17 13F-HR Cutler Group LP 53,441 5,300 -90.08 327 33 -89.91
2017-08-15 13F-HR Redmile Group, LLC 140,243 332,310 136.95 1,029 2,037 97.96
2017-08-14 13F-HR CREDIT AGRICOLE S A 57,103 0 -100.00 1,393 0 -100.00
2017-05-09 13F-HR OXFORD ASSET MANAGEMENT 100,699 0 -100.00 211 0 -100.00
2017-08-11 13F-HR Quantbot Technologies LP 37,554 0 -100.00 275 0 -100.00
2017-07-31 13F-HR Candriam Luxembourg S.C.A. 118,000 118,000 0.00 866 723 -16.51
2017-08-11 13F-HR Nicholas Investment Partners, LP 251,600 254,084 0.99 1,846 1,557 -15.66
2017-05-05 13F-HR TORONTO DOMINION BANK 4 0 -100.00 0 0
2017-08-14 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 2,900 2,200 -24.14 21 13 -38.10
2017-08-14 13F-HR Polar Capital LLP 1,183,272 7,253
2017-08-11 13F-HR FIFTH THIRD BANCORP 2,000 12
2017-08-10 13F-HR HAP Trading, LLC Call 13,400 10,000 -25.37 35 9 -74.29
2017-08-14 13F-HR GREAT POINT PARTNERS LLC 1,000,000 0 -100.00 7,340 0 -100.00
2017-08-03 13F-HR Bank of New York Mellon Corp 81,019 81,950 1.15 595 502 -15.63
2017-08-30 13F-HR/A-1 AWM Investment Company, Inc. 300,000 352,500 17.50 2,202 2,161 -1.86
2017-08-10 13F-HR AMERIPRISE FINANCIAL INC 151,468 928
2017-08-14 13F-HR MILLENNIUM MANAGEMENT LLC 95,758 33,099 -65.43 703 203 -71.12
2017-08-03 13F-HR ALPS ADVISORS INC 74,107 454
2017-07-26 13F-HR NEA Management Company, LLC 4,808,483 4,808,483 0.00 35,294 29,476 -16.48
2017-08-11 13F-HR DEUTSCHE BANK AG\ 38,400 50,500 31.51 281 309 9.96
2017-08-14 13F-HR UBS Group AG 112,314 98,540 -12.26 824 604 -26.70
2017-08-14 13F-HR GROUP ONE TRADING, L.P. Put 259,800 240,700 -7.35 1,907 1,475 -22.65
2017-08-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 184,628 255,633 38.46 1,355 1,567 15.65
2017-05-12 13F-HR Monashee Investment Management LLC 1,835
2017-08-14 13F-HR LPL Financial LLC 30,002 0 -100.00 209 0 -100.00
2017-08-10 13F-HR HAP Trading, LLC Put 143,700 0 -100.00 10 0 -100.00
2017-09-22 13F-HR/A-1 HighTower Advisors, LLC Call 15,000 1
2017-08-31 13F-HR/A-1 UBS OCONNOR LLC 400,000 0 -100.00 2,936,000 0 -100.00
2017-10-16 13F-HR BANK OF MONTREAL /CAN/ 86,700 127,312 46.84 532 798 50.00
2017-08-14 13F-HR JANE STREET GROUP, LLC 21,113 0 -100.00 155 0 -100.00
2017-08-11 13F-HR Hudson Bay Capital Management LP 350,000 2,146
2017-08-11 13F-HR KCG HOLDINGS, INC. 104,946 40,460 -61.45 770 248 -67.79
2017-08-15 13F-HR Raymond James Financial Services Advisors, Inc. 35,400 37,400 5.65 260 229 -11.92
2017-09-22 13F-HR/A-1 HighTower Advisors, LLC 4,000 25
2017-08-08 13F-HR Pacad Investment Ltd. 54,655 25,900 -52.61 401 159 -60.35
2017-08-10 13F-HR Crawford Lake Capital Management, LLC 618,400 455,369 -26.36 4,539 2,791 -38.51
2017-08-11 13F-HR Advisor Group, Inc. 500 500 0.00 4 3 -25.00
2017-08-14 13F-HR GOLDMAN SACHS GROUP INC 346,645 876,461 152.84 2,544 5,373 111.20
2017-07-26 13F-HR/A-1 Cutler Capital Management, LLC 30,000 184
2017-08-14 13F-HR ORBIMED ADVISORS LLC 1,797,400 1,797,400 0.00 13,193 11,018 -16.49
2017-08-14 13F-HR Parallax Volatility Advisers, L.P. Put 134,400 50,000 -62.80 987 307 -68.90
2017-08-14 13F-HR ROYAL BANK OF CANADA 15,627 16,968 8.58 114 104 -8.77
2017-08-14 13F-HR BROWN BROTHERS HARRIMAN & CO 6,500 6,500 0.00 48 40 -16.67
2017-08-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 171,600 226,600 32.05 1,260 1,389 10.24
2017-08-14 13F-HR BANK OF AMERICA CORP /DE/ 1,936 300 -84.50 14 2 -85.71
2017-08-14 13F-HR Alyeska Investment Group, L.P. 790,192 669,346 -15.29 5,800 4,103 -29.26
2017-08-14 13F-HR BALYASNY ASSET MANAGEMENT LLC 300,000 500,000 66.67 2,202 3,065 39.19
2017-08-14 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ 751,300 0 -100.00 5,515 0 -100.00
2017-08-11 13F-HR CITIGROUP INC 18,000 3,000 -83.33 132 18 -86.36
2017-08-14 13F-HR HIGHLAND CAPITAL MANAGEMENT LP 200,000 0 -100.00 1,468 0 -100.00
2017-10-17 13F-HR Cutler Group LP Put 36,400 25,300 -30.49 91 60 -34.07
2017-08-14 13F-HR A.R.T. Advisors, LLC 39,400 97,600 147.72 289 598 106.92
2017-05-11 13F-HR K2 PRINCIPAL FUND, L.P. 201,522 0 -100.00 423 0 -100.00
2017-08-11 13F-HR MORGAN STANLEY 446,135 563,293 26.26 3,273 3,453 5.50
2017-08-14 13F-HR Frigate Ventures LP 29,900 0 -100.00 250 0 -100.00
2017-08-14 13F-HR Tower Research Capital LLC (TRC) 2,300 2,500 8.70 17 20 17.65
2017-07-06 SC 13G Venbio Global Strategic Fund, L.p. 6,821,902
2017-08-14 13F-HR Parallax Volatility Advisers, L.P. 50,045 18,751 -62.53 367 115 -68.66
2017-08-11 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 27,235 27,234 -0.00 200 167 -16.50
2017-08-14 13F-HR Kazazian Asset Management, LLC 45,000 66,304 47.34 330 406 23.03
2017-08-11 13F-HR CITADEL ADVISORS LLC Put 192,800 81,300 -57.83 1,415 498 -64.81
2017-05-24 13F-HR/A-2 FNY Managed Accounts LLC 750 750 0.00 5 5 0.00
2017-05-12 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 800 0 -100.00 2 0 -100.00
2017-08-11 13F-HR CITADEL ADVISORS LLC Call 34,800 119,100 242.24 255 730 186.27
2017-08-07 13F-HR Parallel Advisors, LLC 5,000 5,000 0.00 36 32 -11.11
2017-07-31 13F-HR IFP Advisors, Inc 1,000 0 -100.00 7 0 -100.00
2017-08-14 13F-HR GROUP ONE TRADING, L.P. 53,051 235,467 343.85 389 1,443 270.95
2017-08-09 13F-HR Hikari Power Ltd 60,000 0 -100.00 440 0 -100.00
2017-08-10 13F-HR Private Advisor Group, LLC 10,000 62
2017-08-15 13F-HR Raymond James Financial Services Advisors, Inc. Put 49,000 49,000 0.00 162 155 -4.32
2017-07-12 13F-HR SIMPLEX TRADING, LLC 13,749 4,651 -66.17 100 28 -72.00
2017-08-14 13F-HR GEODE CAPITAL MANAGEMENT, LLC 25,603 24,941 -2.59 187 152 -18.72
2017-08-10 13F-HR Crawford Lake Capital Management, LLC Put 40,800 0 -100.00 292 0 -100.00
2017-08-10 13F-HR CAPTRUST FINANCIAL ADVISORS 10,000 61
2017-08-14 13F-HR RAYMOND JAMES & ASSOCIATES 29,000 178
2017-08-14 13F-HR Abingworth LLP 252,129 252,129 0.00 1,848 1,543 -16.50
2017-08-14 13F-HR BOOTHBAY FUND MANAGEMENT, LLC 17,614 0 -100.00 129 0 -100.00
2017-07-28 13F-HR IRONWOOD INVESTMENT MANAGEMENT LLC 102,730 159,092 54.86 754 975 29.31
2017-08-08 13F-HR Oz Management LP Put 194,700 1,194
2017-07-21 13F-HR Financial Architects, Inc 2,050 2,300 12.20 15 14 -6.67
2017-08-14 13F-HR GROUP ONE TRADING, L.P. Call 270,600 47,000 -82.63 1,986 288 -85.50
2017-08-10 13F-HR FRANKLIN RESOURCES INC 1,250,000 1,250,000 0.00 9,175 7,663 -16.48
2017-05-15 13F-HR R&F Capital Advisors LP 42,576 313
2017-07-13 13F-HR Princeton Alpha Management LP 12,900 0 -100.00 95 0 -100.00
2017-08-11 13F-HR Renaissance Technologies LLC 105,700 71,001 -32.83 776 435 -43.94
2017-05-10 13F-HR SG Americas Securities, LLC 373,209 0 -100.00 784 0 -100.00
2017-10-17 13F-HR Cutler Group LP Call 102,500 66,900 -34.73 63 27 -57.14
2017-10-19 13F-HR STATE TREASURER STATE OF MICHIGAN 22,500 22,500 0.00 138 141 2.17
2017-08-14 13F-HR TWO SIGMA INVESTMENTS LLC 548,771 0 -100.00 4,028 0 -100.00
2017-08-11 13F-HR CITADEL ADVISORS LLC 169,203 73,270 -56.70 1,242 449 -63.85
2017-10-20 13F-HR OTA Financial Group L.P. 175,934 175,934 0.00 1,291 1,291 0.00
2017-08-14 13F-HR INFRASTRUCTURE CAPITAL ADVISORS, LLC 16,628 102
2017-08-10 13F-HR Crawford Lake Capital Management, LLC Call 90,800 0 -100.00 649 0 -100.00
2017-10-17 13F-HR Creative Planning 164,265 150,200 -8.56 1,007 942 -6.45
2017-08-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 372,800 240,300 -35.54 2,736 1,473 -46.16

Stock Research Report

Aurinia is a clinical stage biopharmaceutical company with its head office located at #1203-4464 Markham Street, Victoria, British Columbia V8Z 7X8 where clinical, regulatory and business development functions of the Company are conducted. Aurinia has its registered office located at #201, 17904-105 Avenue, Edmonton, Alberta T5S 2H5 where the finance function is performed. The office of the CEO is located in Bellevue, Washington.

Aurinia is organized under the Business Corporations Act (Alberta). Aurinia’s By-Law No. 2 was amended at a shareholder’s meeting held on August 15, 2013 to include provisions requiring advance notice for any nominations of directors by shareholders.

Aurinia’s Common Shares are currently listed and traded on the NASDAQ under the symbol “AUPH” and on the TSX under the symbol “AUP”. The Company’s primary business is the development of a therapeutic drug to treat autoimmune diseases, in particular LN.

Aurinia has the following wholly-owned subsidiaries: ...

Click for full article
CUSIP: 05156V102