Institutional and Fund Ownership

SecurityAUPH / Aurinia Pharmaceuticals Inc
Institutional Owners72
Institutional Shares46,137,595

Aurinia Pharmaceuticals Inc (NASDAQ:AUPH) has 72 institutional investors that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 46,137,595 shares. Major holders include ILJIN Life Science Co., Ltd., Fmr Llc, Duggan Robert W, NEA Management Company, LLC, and Lumira Capital Investment Management Inc..


Aurinia Pharmaceuticals Inc (NASDAQ:AUPH) ownership summary shows current positions in the company by institutions and funds, as well as latest changes in position size. Owners can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions.

File DateFormInvestor Opt Prev Shares Current Shares Change
(Percent)
Prev Value (x$1000) Current Value (x$1000) Change
(Percent)
2017-07-31 13F-HR Candriam Luxembourg S.C.A. * 118,000 118,000 0.00 866 723 -16.51
2017-08-14 13F-HR BALYASNY ASSET MANAGEMENT LLC * 300,000 500,000 66.67 2,202 3,065 39.19
2017-08-14 13F-HR UBS Group AG * 112,314 98,540 -12.26 824 604 -26.70
2017-07-31 13F-HR IFP Advisors, Inc * 1,000 0 -100.00 7 0 -100.00
2017-08-11 13F-HR CITADEL ADVISORS LLC * Call 34,800 119,100 242.24 255 730 186.27
2017-08-14 13F-HR ROYAL BANK OF CANADA * 15,627 16,968 8.58 114 104 -8.77
2017-07-14 13F-HR OTA Financial Group L.P. * 175,934 175,934 0.00 1,291 1,291 0.00
2017-08-07 13F-HR Parallel Advisors, LLC * 5,000 5,000 0.00 36 32 -11.11
2017-05-11 13F-HR K2 PRINCIPAL FUND, L.P. * 201,522 0 -100.00 423 0 -100.00
2017-08-11 13F-HR FMR LLC * 5,848,600 5,867,800 0.33 42,928 35,969 -16.21
2017-08-14 13F-HR UBS OCONNOR LLC * 400,000 0 -100.00 2,936,000 0 -100.00
2017-07-12 13F-HR Creative Planning * 2,500 164,265 6,470.60 18 1,007 5,494.44
2017-07-26 13F-HR NEA Management Company, LLC * 4,808,483 4,808,483 0.00 35,294 29,476 -16.48
2017-05-12 13F-HR Monashee Investment Management LLC * 1,835
2017-08-11 13F-HR FIFTH THIRD BANCORP * 2,000 12
2017-08-11 13F-HR CITIGROUP INC * 18,000 3,000 -83.33 132 18 -86.36
2017-08-11 13F-HR Advisor Group, Inc. * 500 500 0.00 4 3 -25.00
2017-08-14 13F-HR MILLENNIUM MANAGEMENT LLC * 95,758 33,099 -65.43 703 203 -71.12
2017-08-03 13F-HR ALPS ADVISORS INC * 74,107 454
2017-08-14 13F-HR Polar Capital LLP * 1,183,272 7,253
2017-07-11 13F-HR BANK OF MONTREAL /CAN/ * 124,700 86,700 -30.47 915 532 -41.86
2017-08-14 13F-HR HighTower Advisors, LLC * 4,000 25
2017-08-14 13F-HR Parallax Volatility Advisers, L.P. * 50,045 18,751 -62.53 367 115 -68.66
2017-05-05 13F-HR TORONTO DOMINION BANK * 4 0 -100.00 0 0
2017-08-10 13F-HR FRANKLIN RESOURCES INC * 1,250,000 1,250,000 0.00 9,175 7,663 -16.48
2017-08-11 13F-HR Renaissance Technologies LLC * 105,700 71,001 -32.83 776 435 -43.94
2017-08-08 13F-HR Pacad Investment Ltd. * 54,655 25,900 -52.61 401 159 -60.35
2017-08-11 13F-HR DEUTSCHE BANK AG\ * 38,400 50,500 31.51 281 309 9.96
2017-08-11 13F-HR ACUTA CAPITAL PARTNERS, LLC * 400,000 0 -100.00 2,936 0 -100.00
2017-08-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP * Call 171,600 226,600 32.05 1,260 1,389 10.24
2017-08-15 13F-HR Raymond James Financial Services Advisors, Inc. * Put 49,000 49,000 0.00 162 155 -4.32
2017-08-14 13F-HR Tower Research Capital LLC (TRC) * 2,300 2,500 8.70 17 20 17.65
2017-08-10 13F-HR Private Advisor Group, LLC * 10,000 62
2017-08-14 13F-HR Parallax Volatility Advisers, L.P. * Put 134,400 50,000 -62.80 987 307 -68.90
2017-08-14 13F-HR HighTower Advisors, LLC * Call 15,000 1
2017-04-06 SC 13G Lumira Capital Investment Management Inc. * 2,934,271
2017-08-14 13F-HR INFRASTRUCTURE CAPITAL ADVISORS, LLC * 16,628 102
2017-08-14 13F-HR TWO SIGMA SECURITIES, LLC * 32,652 0 -100.00 240 0 -100.00
2017-08-14 13F-HR CREDIT AGRICOLE S A * 57,103 0 -100.00 1,393 0 -100.00
2017-07-11 13F-HR Cutler Group LP * Call 92,400 102,500 10.93 92 63 -31.52
2017-08-14 13F-HR LPL Financial LLC * 30,002 0 -100.00 209 0 -100.00
2017-08-14 13F-HR VOLORIDGE INVESTMENT MANAGEMENT, LLC * 251,475 0 -100.00 1,846 0 -100.00
2017-07-12 13F-HR SIMPLEX TRADING, LLC * 13,749 4,651 -66.17 100 28 -72.00
2017-08-14 13F-HR BOOTHBAY FUND MANAGEMENT, LLC * 17,614 0 -100.00 129 0 -100.00
2017-08-10 13F-HR FNY Partners Fund LP * 500 3,000 500.00 3 18 500.00
2017-08-14 13F-HR Abingworth LLP * 252,129 252,129 0.00 1,848 1,543 -16.50
2017-08-11 13F-HR Hudson Bay Capital Management LP * 350,000 2,146
2017-08-14 13F-HR GOLDMAN SACHS GROUP INC * 346,645 876,461 152.84 2,544 5,373 111.20
2017-08-15 13F-HR Raymond James Financial Services Advisors, Inc. * Call 16,000 34,400 115.00 10 3 -70.00
2017-08-14 13F-HR Alyeska Investment Group, L.P. * 790,192 669,346 -15.29 5,800 4,103 -29.26
2017-04-18 13F-HR REILLY FINANCIAL ADVISORS, LLC * 100 0 -100.00 0 0
2017-08-14 13F-HR BROWN BROTHERS HARRIMAN & CO * 6,500 6,500 0.00 48 40 -16.67
2017-08-14 13F-HR JANE STREET GROUP, LLC * 21,113 0 -100.00 155 0 -100.00
2017-08-14 13F-HR BANK OF AMERICA CORP /DE/ * 1,936 300 -84.50 14 2 -85.71
2017-08-14 13F-HR A.R.T. Advisors, LLC * 39,400 97,600 147.72 289 598 106.92
2017-08-14 13F-HR TWO SIGMA ADVISERS, LP * 46,600 286
2017-07-11 13F-HR Cutler Group LP * Put 77,400 36,400 -52.97 201 91 -54.73
2017-08-10 13F-HR Crawford Lake Capital Management, LLC * 618,400 455,369 -26.36 4,539 2,791 -38.51
2017-07-26 13F-HR Cutler Capital Management, LLC * 30,000 184
2017-08-10 13F-HR Crawford Lake Capital Management, LLC * Put 40,800 0 -100.00 292 0 -100.00
2017-08-14 13F-HR Parallax Volatility Advisers, L.P. * Call 211,600 75,100 -64.51 1,553 460 -70.38
2017-07-11 13F-HR Cutler Group LP * 27,440 53,441 94.76 201 327 62.69
2017-08-16 13F-HR/A OXFORD ASSET MANAGEMENT * 100,699 0 -100.00 211 0 -100.00
2017-08-10 13F-HR HAP Trading, LLC * Call 10,000 9
2017-07-13 13F-HR HOWE & RUSLING INC * 304 454 49.34 2 3 50.00
2017-08-14 13F-HR GREAT POINT PARTNERS LLC * 1,000,000 0 -100.00 7,340 0 -100.00
2017-08-14 13F-HR TWO SIGMA INVESTMENTS LLC * 548,771 0 -100.00 4,028 0 -100.00
2017-08-14 13F-HR HIGHLAND CAPITAL MANAGEMENT LP * 200,000 0 -100.00 1,468 0
2017-08-11 13F-HR Nicholas Investment Partners, LP * 251,600 254,084 0.99 1,846 1,557 -15.66
2017-05-15 13F-HR R&F Capital Advisors LP * 42,576 313
2017-08-10 13F-HR CAPTRUST FINANCIAL ADVISORS * 10,000 61
2017-07-11 13F-HR BANK OF MONTREAL /CAN/ * Put 89,700 58,700 -34.56 658 360 -45.29
2017-03-27 SC 13D/A ILJIN Life Science Co., Ltd. * 0 14,205,457 0
2017-08-11 13F-HR INVESTMENT CENTERS OF AMERICA INC * 30,000 184
2017-08-14 13F-HR GOLDMAN SACHS GROUP INC * Put 155,000 0 -100.00 1,138 0 -100.00
2017-08-11 13F-HR CITADEL ADVISORS LLC * Put 192,800 81,300 -57.83 1,415 498 -64.81
2017-08-10 13F-HR HAP Trading, LLC * Put 143,700 0 -100.00 10 0
2017-08-11 13F-HR NEW YORK STATE COMMON RETIREMENT FUND * 27,235 27,234 -0.00 200 167 -16.50
2017-08-14 13F-HR GROUP ONE TRADING, L.P. * Put 240,700 1,475
2017-05-01 SC 13D DUGGAN ROBERT W * 5,766,887
2017-08-11 13F-HR Quantbot Technologies LP * 37,554 0 -100.00 275 0 -100.00
2017-08-03 13F-HR Bank of New York Mellon Corp * 81,019 81,950 1.15 595 502 -15.63
2017-08-14 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC * 2,900 2,200 -24.14 21 13 -38.10
2017-08-14 13F-HR Kazazian Asset Management, LLC * 45,000 66,304 47.34 330 406 23.03
2017-07-13 13F-HR Princeton Alpha Management LP * 12,900 0 -100.00 95 0 -100.00
2017-08-14 13F-HR GROUP ONE TRADING, L.P. * 53,051 235,467 343.85 389 1,443 270.95
2017-08-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP * Put 372,800 240,300 -35.54 2,736 1,473 -46.16
2017-07-19 13F-HR STATE TREASURER STATE OF MICHIGAN * 25,000 22,500 -10.00 184 138 -25.00
2017-08-10 13F-HR Crawford Lake Capital Management, LLC * Call 90,800 0 -100.00 649 0 -100.00
2017-05-12 13F-HR PNC FINANCIAL SERVICES GROUP, INC. * 800 0 -100.00 2 0 -100.00
2017-08-02 13F-HR Vivo Capital, LLC * 600,000 1,013,149 68.86 4,404 6,211 41.03
2017-08-11 13F-HR MORGAN STANLEY * 446,135 563,293 26.26 3,273 3,453 5.50
2017-08-15 13F-HR Raymond James Financial Services Advisors, Inc. * 35,400 37,400 5.65 260 229 -11.92
2017-08-14 13F-HR BARCLAYS PLC * 2,800 17
2017-08-01 13F-HR TD ASSET MANAGEMENT INC * 32,887 0 -100.00 241 0 -100.00
2017-05-10 13F-HR SG Americas Securities, LLC * 373,209 0 -100.00 784 0 -100.00
2017-08-11 13F-HR KCG HOLDINGS, INC. * 104,946 40,460 -61.45 770 248 -67.79
2017-08-09 13F-HR Hikari Power Ltd * 60,000 0 -100.00 440 0 -100.00
2017-07-21 13F-HR Financial Architects, Inc * 2,050 2,300 12.20 15 14 -6.67
2017-08-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP * 184,628 255,633 38.46 1,355 1,567 15.65
2017-08-11 13F-HR CITADEL ADVISORS LLC * 169,203 73,270 -56.70 1,242 449 -63.85
2017-08-10 13F-HR AMERIPRISE FINANCIAL INC * 151,468 928
2017-08-14 13F-HR GEODE CAPITAL MANAGEMENT, LLC * 25,603 24,941 -2.59 187 152 -18.72
2017-07-06 SC 13G Venbio Global Strategic Fund, L.p. * 6,821,902
2017-07-28 13F-HR IRONWOOD INVESTMENT MANAGEMENT LLC * 102,730 159,092 54.86 754 975 29.31
2017-08-14 13F-HR GROUP ONE TRADING, L.P. * Call 47,000 288
2017-05-16 13F-HR/A FNY Managed Accounts LLC * 750 750 0.00 5 5 0.00
2017-08-14 13F-HR AWM Investment Company, Inc. * 300,000 352,500 17.50 2,202 2,161 -1.86
2017-08-14 13F-HR RAYMOND JAMES & ASSOCIATES * 29,000 178
2017-08-14 13F-HR Iguana Healthcare Management, LLC * 75,000 0 -100.00 551 0 -100.00
2017-08-08 13F-HR Oz Management LP * Put 194,700 1,194
2017-08-14 13F-HR ORBIMED ADVISORS LLC * 1,797,400 1,797,400 0.00 13,193 11,018 -16.49
2017-08-15 13F-HR Redmile Group, LLC * 140,243 332,310 136.95 1,029 2,037 97.96
2017-08-14 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ * 751,300 0 -100.00 5,515 0 -100.00
2017-08-08 13F-HR Oz Management LP * 189,900 1,164
2017-08-14 13F-HR Frigate Ventures LP * 29,900 0 -100.00 250 0 -100.00
2017-08-10 13F-HR WELLS FARGO & COMPANY/MN * 200 1

Fintel IR - Find the Right Investors for Your Company, Instantly!

Fintel IR combines the comprehensive Fintel ownership database with machine learning to provide advanced tools to make investor outreach fast and easy. Learn more now!
CUSIP: 05156V102