Stock Institutional Ownership and Shareholders

SecurityATW / Atwood Oceanics, Inc. (050095108)
President & CEOSaltiel Robert J.
Institutional Owners158
Institutional Shares80,227,495
Outstanding Shares80,542,000 (as of 2017-06-30)
Institutional Value$ 3,276,430,000 USD

Atwood Oceanics, Inc. (NYSE:ATW) has 158 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 80,227,495 shares. Largest shareholders include BlackRock Inc., Vanguard Group Inc, Dimensional Fund Advisors Lp, Cnh Partners Llc, Magnetar Financial LLC, State Street Corp, Morgan Stanley, Alpine Associates Management Inc., Van Den Berg Management I, Inc, and Citigroup Inc.



Atwood Oceanics, Inc. (NYSE:ATW) ownership summary shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev Shares Current Shares Change
(Percent)
Prev Value (x$1000) Current Value (x$1000) Change
(Percent)
2017-08-10 13F-HR CIBC World Markets Inc. 99,764 0 -100.00 951 0 -100.00
2017-10-13 13F-HR QUADRANT CAPITAL GROUP LLC 155 155 0.00 1 1 0.00
2017-11-14 13F-HR GOLDMAN SACHS GROUP INC Put 26,000 15,200 -41.54 212 143 -32.55
2017-08-14 13F-HR Zebra Capital Management LLC 43,546 0 -100.00 415 0 -100.00
2017-11-14 13F-HR UNITED SERVICES AUTOMOBILE ASSOCIATION 26,900 0 -100.00 219 0 -100.00
2017-11-06 13F-HR RHUMBLINE ADVISERS 154,298 161,868 4.91 1,258 1,520 20.83
2017-11-13 13F-HR WITTENBERG INVESTMENT MANAGEMENT, INC. 508,900 530,100 4.17 4,148 4,978 20.01
2017-08-04 13F-HR FEDERATED INVESTORS INC /PA/ 176,709 0 -100.00 1,684 0 -100.00
2017-11-14 13F-HR Walleye Trading LLC 125,571 0 -100.00 1,023 0 -100.00
2017-10-17 13F-HR Creative Planning 8,180 0 -100.00 67 0 -100.00
2017-11-14 13F-HR HIGHLAND CAPITAL MANAGEMENT LP 163,000 0 -100.00 1,328 0 -100.00
2017-11-13 13F-HR OPPENHEIMER FUNDS INC 58,471 54,442 -6.89 476 511 7.35
2017-11-02 13F-HR PRINCIPAL FINANCIAL GROUP INC 678,053 713,857 5.28 5,526 6,703 21.30
2017-11-03 13F-HR Tradewinds Capital Management, LLC 72 72 0.00 1 1 0.00
2017-10-18 13F-HR Mutual of America Capital Management LLC 240,848 245,245 1.83 1,963 2,303 17.32
2017-08-07 13F-HR Karp Capital Management Corp 114,522 0 -100.00 1,091 0 -100.00
2017-11-03 13F-HR ADVISOR PARTNERS LLC 10,105 10,908 7.95 82 102 24.39
2017-11-13 13F-HR PineBridge Investments, L.P. 125,521 110,732 -11.78 1,023 1,039 1.56
2017-08-14 13F-HR CUSHING ASSET MANAGEMENT, LP 13,563 0 -100.00 129 0 -100.00
2017-11-09 13F-HR AMERICAN INTERNATIONAL GROUP INC 146,082 147,879 1.23 1,191 1,389 16.62
2017-10-30 13F-HR ARP AMERICAS LLC 220,994 255,088 15.43 1,801 2,395 32.98
2017-11-14 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 60,936 60,136 -1.31 497 565 13.68
2017-11-09 13F-HR CITADEL ADVISORS LLC 1,061,715 0 -100.00 8,653 0 -100.00
2017-11-14 13F-HR A.R.T. Advisors, LLC 67,900 0 -100.00 553 0 -100.00
2017-11-08 SC 13D/A Helmerich & Payne, Inc. 0
2017-11-14 13F-HR QS Investors, LLC 14,685 6,520 -55.60 120 61 -49.17
2017-11-13 13F-HR ALPINE ASSOCIATES MANAGEMENT INC. 3,202,260 30,069
2017-11-09 13F-HR ROPES WEALTH ADVISORS LLC 778 7
2017-11-14 13F-HR Magnetar Financial LLC 3,732,809 3,732,809 0.00 30,422 35,051 15.22
2017-11-13 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 285,835 383,525 34.18 2,330 3,601 54.55
2017-11-07 13F-HR Advisors Asset Management, Inc. 13,579 0 -100.00 111 0 -100.00
2017-11-15 13F-HR GROUP ONE TRADING, L.P. 49,778 21,230 -57.35 406 199 -50.99
2017-11-13 13F-HR Mint Tower Capital Management B.V. 50,500 474
2017-11-14 13F-HR Bluefin Trading, LLC 40,325 379
2017-08-18 13F-HR OAK ASSOCIATES LTD /OH/ 34,245 0 -100.00 326 0 -100.00
2017-08-15 13F-HR ZPR Investment Management 45,390 0 -100.00 433 0 -100.00
2017-11-14 13F-HR HANCOCK HOLDING CO 79,000 0 -100.00 644 0 -100.00
2017-11-17 13F-HR/A-1 TORTOISE CAPITAL ADVISORS, L.L.C. 22 22 0.00 0 0
2017-11-09 13F-HR JP Morgan Chase & Co 359,915 415,357 15.40 2,933 3,821 30.28
2017-11-14 13F-HR TWO SIGMA INVESTMENTS LLC 364,572 1,240,364 240.22 2,971 11,647 292.02
2017-11-14 13F-HR Walleye Trading LLC Call 4,400 0 -100.00 35 0 -100.00
2018-01-16 13F-HR Louisiana State Employees Retirement System 32,600 0 -100.00 306 0 -100.00
2017-11-13 13F-HR RAYMOND JAMES & ASSOCIATES 14,585 0 -100.00 119 0 -100.00
2017-11-09 13F-HR South Dakota Investment Council 273,269 326,577 19.51 2,227 3,067 37.72
2017-11-06 13F-HR Advisor Group, Inc. 560 500 -10.71 4 5 25.00
2017-11-07 13F-HR SG Americas Securities, LLC 415,844 524,452 26.12 3,389 4,925 45.32
2017-11-15 13F-HR Ameritas Investment Partners, Inc. 6,489 6,489 0.00 53 42 -20.75
2017-08-14 13F-HR TUDOR INVESTMENT CORP ET AL 31,500 0 -100.00 300 0
2017-11-14 13F-HR TWO SIGMA ADVISERS, LP 105,082 540,882 414.72 856 5,079 493.34
2017-11-14 13F-HR CoreCommodity Management, LLC 25,962 119,936 361.97 212 1,126 431.13
2017-08-02 13F-HR Convergence Investment Partners, LLC 57,794 0 -100.00 551 0 -100.00
2017-11-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 1,801 4,801 166.57 15 45 200.00
2017-11-13 13F-HR HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC 20,181 189
2018-01-10 13F-HR SIMPLEX TRADING, LLC 2,248 0 -100.00 21 0 -100.00
2017-08-14 13F-HR BALYASNY ASSET MANAGEMENT LLC 432,400 0 -100.00 4,121 0 -100.00
2017-10-19 13F-HR DENALI ADVISORS LLC 133 133 0.00 1 1 0.00
2017-08-08 13F-HR Motco 5,410 0 -100.00 52 0 -100.00
2017-08-14 13F-HR TWO SIGMA INVESTMENTS LLC Put 43,900 0 -100.00 418 0 -100.00
2017-11-07 13F-HR AMERIPRISE FINANCIAL INC 954,073 431,030 -54.82 7,796 4,047 -48.09
2017-10-31 13F-HR Advisors Preferred, LLC 7,493 0 -100.00 61 0 -100.00
2017-08-14 13F-HR Invictus RG 5,307 0 -100.00 51 0 -100.00
2017-11-15 13F-HR WOLVERINE TRADING, LLC Call 38,500 0 -100.00 328 0 -100.00
2018-01-17 13F-HR Cutler Group LP Call 200 0 -100.00 0 0
2017-08-14 13F-HR ZACKS INVESTMENT MANAGEMENT 10,702 0 -100.00 102 0 -100.00
2017-11-06 13F-HR SEI INVESTMENTS CO 2,024 12,488 517.00 17 240 1,311.76
2017-11-14 13F-HR GOLDMAN SACHS GROUP INC 750,055 1,108,856 47.84 6,113 10,412 70.33
2018-01-17 13F-HR Cutler Group LP 8,042 0 -100.00 75 0 -100.00
2017-11-09 13F-HR TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 20,900 35,600 70.33 170 334 96.47
2017-11-14 13F-HR Point72 Asset Management, L.P. 20,800 0 -100.00 170 0 -100.00
2017-11-13 13F-HR VAN DEN BERG MANAGEMENT I, INC 3,141,330 3,127,365 -0.44 25,602 29,366 14.70
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 37,010 0 -100.00 302 0 -100.00
2017-11-14 13F-HR BARCLAYS PLC Put 2,800 4,700 67.86 23 44 91.30
2017-11-13 13F-HR Manikay Partners, LLC 882,758 8,289
2018-01-16 13F-HR CWM, LLC 1,200 0 -100.00 11 0 -100.00
2017-10-20 13F-HR AUA CAPITAL MANAGEMENT, LLC 1,000 1,000 0.00 8 9 12.50
2017-10-13 13F-HR Exane Asset Management 160,591 1,507,949
2017-11-14 13F-HR JANE STREET GROUP, LLC 10,695 64,277 501.00 87 604 594.25
2017-10-31 13F-HR EVERENCE CAPITAL MANAGEMENT INC 10,930 10,930 0.00 89 103 15.73
2018-01-17 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 1,118,297 0 -100.00 10,501 0 -100.00
2017-08-10 13F-HR AJO, LP 679,940 0 -100.00 6,480 0 -100.00
2017-11-14 13F-HR PUBLIC SECTOR PENSION INVESTMENT BOARD 38,600 47,411 22.83 315 445 41.27
2017-08-10 13F-HR TCI Wealth Advisors, Inc. 193 0 -100.00 2 0 -100.00
2017-11-15 13F-HR PIEDMONT INVESTMENT ADVISORS LLC 16,378 17,547 7.14 133 165 24.06
2017-11-14 13F-HR OLD MUTUAL CUSTOMISED SOLUTIONS (PROPRIETARY) LTD 6,300 6,300 0.00 51 59 15.69
2017-11-14 13F-HR Vident Investment Advisory, LLC 180,722 0 -100.00 1,473 0 -100.00
2017-11-09 13F-HR K2 PRINCIPAL FUND, L.P. Put 100,000 0 -100.00 815 0 -100.00
2017-11-13 13F-HR CITIGROUP INC Put 582,200 399,200 -31.43 4,745 3,749 -20.99
2017-10-11 13F-HR Brown Trout Management, LLC 220,017 0 -100.00 1,793 0 -100.00
2017-11-13 13F-HR Marshall Wace North America L.P. 850,711 0 -100.00 6,806 0 -100.00
2017-11-03 13F-HR HL FINANCIAL SERVICES LLC 15,379 0 -100.00 125 0 -100.00
2017-11-14 13F-HR Jefferies Group LLC 135,576 18,276 -86.52 1,105 172 -84.43
2017-11-13 13F-HR NORTHERN TRUST CORP 1,518,412 1,185,684 -21.91 12,375 11,134 -10.03
2017-11-17 13F-HR/A-1 Virtu Financial LLC 21,608 0 -100.00 176 0 -100.00
2017-08-29 SC 13G/A NORGES BANK 4,257,172 2,407,172 -43.46
2017-11-13 13F-HR CITIGROUP INC 2,644,825 2,435,322 -7.92 21,556 22,868 6.09
2017-11-14 13F-HR LPL Financial LLC 19,515 19,515 0.00 159 183 15.09
2017-11-09 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 109,537 103,591 -5.43 892 952 6.73
2017-12-14 13F-HR/A-1 PARAMETRIC PORTFOLIO ASSOCIATES LLC 755,352 726,435 -3.83 6,156 6,821 10.80
2017-11-13 13F-HR DIMENSIONAL FUND ADVISORS LP 6,416,265 6,276,878 -2.17 52,294 58,939 12.71
2017-11-14 13F-HR Grantham, Mayo, Van Otterloo & Co. LLC 97,240 84,740 -12.85 793 796 0.38
2017-11-14 13F-HR BARCLAYS PLC Call 58,200 1,500 -97.42 474 14 -97.05
2017-11-06 13F-HR COMERICA BANK 78,517 84,784 7.98 613 790 28.87
2017-11-09 13F-HR LMR Partners LLP 23,121 217
2017-11-14 13F-HR Paloma Partners Management Co 63,705 103,844 63.01 519 975 87.86
2017-11-14 13F-HR BARCLAYS PLC 381,376 559,909 46.81 3,107 5,258 69.23
2017-11-20 13F-HR/A-1 SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 446,100 136,700 -69.36 3,636 1,284 -64.69
2017-11-14 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 53,841 53,841 0.00 439 506 15.26
2017-11-14 13F-HR BROOKFIELD ASSET MANAGEMENT INC. Call 300,000 0 -100.00 2,445 0 -100.00
2017-10-25 13F-HR FIRST MIDWEST BANK TRUST DIVISION 15,246 0 -100.00 124 0 -100.00
2017-10-06 13F-HR WOODSTOCK CORP 15,365 15,365 0.00 125 144 15.20
2017-11-14 13F-HR D. E. Shaw & Co., Inc. 292,599 0 -100.00 2,384 0 -100.00
2017-11-06 13F-HR Spot Trading L.l.c. Call 300 0 -100.00 2 0 -100.00
2017-08-01 13F-HR Trexquant Investment LP 26,218 0 -100.00 250 0 -100.00
2017-11-14 13F-HR ROYAL BANK OF CANADA 35,614 42,926 20.53 290 404 39.31
2017-07-18 13F-HR NISA INVESTMENT ADVISORS L.L.C. 57,000 0 -100.00 543 0 -100.00
2017-10-24 13F-HR FIRST TRUST ADVISORS LP 219,554 0 -100.00 1,789 0 -100.00
2017-11-09 13F-HR SCHRODER INVESTMENT MANAGEMENT GROUP 774,519 0 -100.00 6,607 0 -100.00
2017-11-14 13F-HR GEODE CAPITAL MANAGEMENT, LLC 585,262 600,210 2.55 4,769 5,635 18.16
2017-11-13 13F-HR ALLIANCEBERNSTEIN L.P. 109,700 109,700 0.00 894 1,030 15.21
2017-08-15 13F-HR Sterling Capital Management LLC 95,798 0 -100.00 913 0 -100.00
2017-11-13 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 135,943 247,708 82.21 1,108 2,326 109.93
2017-08-14 13F-HR Elkfork Partners LLC 3,278 0 -100.00 31 0 -100.00
2017-11-14 13F-HR Quad Capital Management Advisors LLC 951,000 8,930
2017-11-14 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ 74,208 84,508 13.88 605 794 31.24
2017-11-13 13F-HR S. MUOIO & CO. LLC 300,000 364,486 21.50 2,445 3,423 40.00
2017-11-14 13F-HR Cubist Systematic Strategies, LLC 0 25,280 0 237
2017-11-13 13F-HR Royce & Associates LLC 0 2,058 0 19
2017-10-03 13F-HR Eqis Capital Management, Inc. 16,527 0 -100.00 135 0 -100.00
2017-11-14 13F-HR WOLVERINE ASSET MANAGEMENT LLC 161,887 381,605 135.72 1,319 3,583 171.65
2017-11-09 13F-HR CITADEL ADVISORS LLC Put 34,800 0 -100.00 284 0 -100.00
2017-08-14 13F-HR Nuveen Asset Management, LLC 225,353 0 -100.00 2,148 0 -100.00
2017-08-10 13F-HR Fiera Capital Corp 11,100 0 -100.00 106 0 -100.00
2017-08-01 13F-HR CANADA PENSION PLAN INVESTMENT BOARD 501,200 0 -100.00 4,776 0 -100.00
2017-11-14 13F-HR Tower Research Capital LLC (TRC) 78 15,434 19,687.18 1 145 14,400.00
2017-11-14 13F-HR Voya Investment Management LLC 35,443 35,443 0.00 289 333 15.22
2017-10-17 13F-HR CENTRAL TRUST Co 500 500 0.00 4 5 25.00
2017-11-14 13F-HR Her Majesty the Queen in Right of the Province of Alberta as represented by Alberta Investment Management Corp 124,934 124,934 0.00 1,018 1,173 15.23
2017-11-13 13F-HR Gargoyle Investment Advisor L.L.C. 28,957 23,217 -19.82 236 218 -7.63
2017-10-27 13F-HR VICTORY CAPITAL MANAGEMENT INC 7,028 0 -100.00 57 0 -100.00
2017-11-09 13F-HR VIRGINIA RETIREMENT SYSTEMS ET AL 49,583 42,606 -14.07 404 400 -0.99
2017-11-06 13F-HR Bank of New York Mellon Corp 1,879,771 1,823,909 -2.97 15,320 17,127 11.80
2017-11-14 13F-HR COWEN GROUP, INC. 162,811 0 -100.00 1,327 0 -100.00
2018-01-16 13F-HR BANK OF MONTREAL /CAN/ 4,851 0 -100.00 45 0 -100.00
2017-11-14 13F-HR STATE STREET CORP 2,927,632 3,399,219 16.11 23,857 31,916 33.78
2017-11-13 13F-HR MASON STREET ADVISORS, LLC 18,466 20,401 10.48 150 192 28.00
2017-11-13 13F-HR TEACHERS ADVISORS INC 188,875 195,194 3.35 1,539 1,833 19.10
2017-10-25 13F-HR Aperio Group, LLC 127,013 114,391 -9.94 1,035 1,074 3.77
2017-11-14 13F-HR GUGGENHEIM CAPITAL LLC 284,455 325,198 14.32 2,320 3,052 31.55
2017-08-14 13F-HR Glen Harbor Capital Management LLC 5,066 0 -100.00 48 0 -100.00
2017-11-08 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 2,176 2,176 0.00 18 20 11.11
2017-11-14 13F-HR Oceanic Investment Management LTD 348,400 0 -100.00 2,839 0 -100.00
2017-11-14 13F-HR Natixis 12,033 113
2017-11-20 13F-HR PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 23,694 26,116 10.22 193 245 26.94
2017-11-09 13F-HR FNY Partners Fund LP 6,000 56
2017-11-15 13F-HR Wealthcare Advisory Partners LLC 2 0
2017-08-14 13F-HR CUSHING ASSET MANAGEMENT, LP Call 0 0
2017-11-14 13F-HR Ancora Advisors, LLC 202,399 1,901
2017-11-13 13F-HR Pacad Investment Ltd. 26,000 3,200 -87.69 212 30 -85.85
2017-08-11 13F-HR Apollo Management Holdings, L.P. Put 500,000 0 -100.00 4,765 0
2017-11-13 13F-HR WELLINGTON MANAGEMENT GROUP LLP 0 1,211,670 0 11,378
2017-09-14 13F-HR/A-1 ASSETMARK, INC 75 0 -100.00 1 0 -100.00
2017-11-14 13F-HR PANAGORA ASSET MANAGEMENT INC 251,223 214,252 -14.72 2,047 2,012 -1.71
2017-08-09 13F-HR LSV ASSET MANAGEMENT 57,783 0 -100.00 550 0 -100.00
2017-11-14 13F-HR GLG Partners LP 644,057 0 -100.00 5,249 0 -100.00
2017-11-13 13F-HR Engineers Gate Manager LP 0 98,622 0 926
2017-08-14 13F-HR CLINTON GROUP INC 43,429 0 -100.00 413,878 0 -100.00
2018-01-17 13F-HR Cutler Group LP Put 3,400 0 -100.00 1 0 -100.00
2017-08-11 13F-HR ASCEND CAPITAL, LLC 633,444 0 -100.00 6,036 0 -100.00
2017-11-14 13F-HR DEUTSCHE BANK AG\ 800,543 74,988 -90.63 6,523 703 -89.22
2017-11-14 13F-HR CNH PARTNERS LLC 3,361,829 3,978,237 18.34 27,399 37,356 36.34
2017-11-13 13F-HR Allianz Asset Management AG 12,456 10,004 -19.69 102 94 -7.84
2017-11-14 13F-HR QCM Cayman, Ltd. 25,692 0 -100.00 209 0 -100.00
2018-01-10 13F-HR SIMPLEX TRADING, LLC Put 155 0 -100.00 5 0 -100.00
2017-08-10 13F-HR RIVERHEAD CAPITAL MANAGEMENT LLC 1,700 0 -100.00 16 0 -100.00
2017-11-14 13F-HR Gotham Asset Management, LLC 11,156 12,784 14.59 91 120 31.87
2017-10-23 13F-HR Nationwide Fund Advisors 58,089 58,089 0.00 473 545 15.22
2017-11-14 13F-HR VANGUARD GROUP INC 7,609,809 7,426,969 -2.40 62,021 69,741 12.45
2017-11-14 13F-HR Invesco Ltd. 456,142 282,858 -37.99 3,717 2,656 -28.54
2017-11-09 13F-HR JP Morgan Chase & Co Put 50,000 0 -100.00 408 0 -100.00
2017-11-13 13F-HR BRANDES INVESTMENT PARTNERS, LP 12,283 14,333 16.69 100 135 35.00
2017-08-02 13F-HR Traynor Capital Management, Inc. 54,473 0 -100.00 396 0 -100.00
2017-11-09 13F-HR K2 PRINCIPAL FUND, L.P. 90,753 0 -100.00 740 0 -100.00
2017-11-14 13F-HR GARDNER LEWIS ASSET MANAGEMENT L P 961,724 199,165 -79.29 7,838 1,870 -76.14
2017-10-20 13F-HR/A-1 Shell Asset Management Co 53,178 44,387 -16.53 433 417 -3.70
2017-11-15 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 393,400 1,016,314 158.34 3,206 9,543 197.66
2017-11-14 13F-HR CREDIT SUISSE AG/ 53,032 108,119 103.88 432 1,015 134.95
2017-08-14 13F-HR NOMURA ASSET MANAGEMENT CO LTD 4,600 0 -100.00 44 0 -100.00
2017-11-14 13F-HR PDT Partners, LLC 222,670 0 -100.00 1,815 0 -100.00
2017-11-14 13F-HR Walleye Trading LLC Put 2,800 0 -100.00 23 0 -100.00
2017-08-14 13F-HR Point72 Asia (Hong Kong) Ltd 2,928 0 -100.00 28 0 -100.00
2017-10-30 13F-HR PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 15,456 15,456 0.00 126 145 15.08
2017-11-15 13F-HR GROUP ONE TRADING, L.P. Call 104,300 8,000 -92.33 850 75 -91.18
2017-10-27 13F-HR Crossmark Global Holdings, Inc. 36,899 36,899 0.00 346 346 0.00
2017-08-14 13F-HR DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 13,000 0 -100.00 124 0
2017-08-04 13F-HR Marshall Wace LLP 566,978 0 -100.00 5,670 0 -100.00
2017-08-14 13F-HR Meadow Creek Investment Management LLC 4,172 0 -100.00 40 0 -100.00
2017-11-01 13F-HR/A-1 Financial Architects, Inc Call 4,000 0 -100.00 33 0 -100.00
2017-11-13 13F-HR US BANCORP \DE\ 12,960 13,215 1.97 105 124 18.10
2017-11-14 13F-HR ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 1,333,920 25,007 -98.13 10,871 235 -97.84
2017-10-10 SC 13D/A Borr Drilling Ltd 7,800,000 0 -100.00
2018-01-10 13F-HR SIMPLEX TRADING, LLC Call 13 0 -100.00 2 0 -100.00
2017-11-01 13F-HR GLUSKIN SHEFF & ASSOC INC 965,336 0 -100.00 7,868 0 -100.00
2017-11-13 13F-HR TEXAS PERMANENT SCHOOL FUND 54,672 58,806 7.56 446 552 23.77
2017-08-04 13F-HR HERNDON CAPITAL MANAGEMENT LLC 253 0 -100.00 2 0 -100.00
2017-08-22 13F-HR Ahrens Investment Partners Llc 12,000 114
2017-11-14 13F-HR THRIVENT FINANCIAL FOR LUTHERANS 44,550 49,490 11.09 363 465 28.10
2017-11-13 13F-HR ROBOTTI ROBERT 1,181,154 1,288,139 9.06 10,505 12,096 15.15
2017-11-14 13F-HR Arizona State Retirement System 39,100 41,800 6.91 319 393 23.20
2017-11-14 13F-HR BANK OF AMERICA CORP /DE/ 1,870,440 1,804,567 -3.52 15,244 16,945 11.16
2017-11-13 13F-HR Frontier Wealth Management LLC 18,203 10,197 -43.98 148 96 -35.14
2017-11-14 13F-HR GOLDMAN SACHS GROUP INC Call 460,700 10,700 -97.68 3,755 100 -97.34
2017-11-14 13F-HR HBK Sorce Advisory LLC 18,436 22,600 22.59 150 212 41.33
2017-07-31 13F-HR Hodges Capital Management Inc. 35,000 0 -100.00 334 0 -100.00
2017-11-13 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 35,243 1,844 -94.77 287 17 -94.08
2018-01-16 13F-HR Gemmer Asset Management LLC 978 0 -100.00 9 0 -100.00
2017-07-28 13F-HR INGALLS & SNYDER LLC 30,125 0 -100.00 287 0 -100.00
2017-11-30 13F-HR/A-1 PRUDENTIAL FINANCIAL INC 961,634 725,634 -24.54 7,837 6,814 -13.05
2017-10-20 13F-HR LONGFELLOW INVESTMENT MANAGEMENT CO LLC 1,280,000 12,019
2017-11-15 13F-HR GROUP ONE TRADING, L.P. Put 190,100 16,800 -91.16 1,549 158 -89.80
2017-08-14 13F-HR Sheffield Asset Management, L.L.C. 2,553,380 0 -100.00 24,334 0 -100.00
2017-08-14 13F-HR MILLENNIUM MANAGEMENT LLC 2,137,744 0 -100.00 20,373 0 -100.00
2017-08-04 13F-HR KBC Group NV 133,090 0 -100.00 1,268 0 -100.00
2017-11-14 13F-HR UBS Group AG 76,125 91,754 20.53 620 862 39.03
2017-08-14 13F-HR AMP Capital Investors Ltd 30,255 0 -100.00 287 0 -100.00
2017-11-20 13F-HR GSA CAPITAL PARTNERS LLP 165,861 0 -100.00 1,352 0 -100.00
2017-11-09 13F-HR CITADEL ADVISORS LLC Call 53,000 0 -100.00 432 0 -100.00
2017-08-14 13F-HR Point72 Asset Management, L.P. Call 150,000 0 -100.00 1,430 0 -100.00
2017-11-14 13F-HR GLENMEDE TRUST CO NA 300 300 0.00 2 2 0.00
2017-10-19 13F-HR LS Investment Advisors, LLC 5,145 5,651 9.83 42 53 26.19
2017-08-18 13F-HR WFG Advisors, LP 361 591 63.71 3 5 66.67
2017-11-09 13F-HR AMALGAMATED BANK 10,423 98
2017-08-11 13F-HR Acrospire Investment Management LLC 608 0 -100.00 6 0 -100.00
2017-10-30 13F-HR IFP Advisors, Inc 5,267 5,267 0.00 43 49 13.95
2017-11-09 13F-HR Legal & General Group Plc 333,917 340,133 1.86 2,725 3,191 17.10
2017-11-14 13F-HR GAM Holding AG 914,599 714,394 -21.89 7,454 6,708 -10.01
2017-08-11 13F-HR KCG HOLDINGS, INC. 53,158 23,615 -55.58 507 192 -62.13
2017-11-09 13F-HR WELLS FARGO & COMPANY/MN 69,097 104,293 50.94 563 979 73.89
2017-11-01 13F-HR State of Tennessee, Treasury Department 68,617 64,538 -5.94 559 606 8.41
2017-10-30 13F-HR NEW YORK STATE TEACHERS RETIREMENT SYSTEM 159,639 150,439 -5.76 1,301 1,413 8.61
2017-11-06 13F-HR Mraz, Amerine & Associates, Inc. 21,145 20,295 -4.02 172 191 11.05
2018-01-18 13F-HR State of Alaska, Department of Revenue 15,970 0 -100.00 149 0 -100.00
2017-11-03 13F-HR BNP PARIBAS ARBITRAGE, SA 23,112 47,039 103.53 188,363 441,696 134.49
2017-08-14 13F-HR Tyers Asset Management LLC 2,384 0 -100.00 23 0
2017-08-14 13F-HR Connor, Clark & Lunn Investment Management Ltd. 361,861 0 -100.00 3,449 0 -100.00
2017-11-08 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 187 117 -37.43 2 1 -50.00
2017-11-20 13F-HR/A-1 SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 566,900 306,100 -46.00 4,620 2,874 -37.79
2017-11-06 13F-HR Municipal Employees' Retirement System of Michigan 17,670 30,320 71.59 144 285 97.92
2017-11-14 13F-HR BANK OF NOVA SCOTIA 300,000 0 -100.00 2,445 0 -100.00
2017-11-02 13F-HR AlphaMark Advisors, LLC 5,540 5,240 -5.42 45 49 8.89
2017-11-06 13F-HR Kassirer Asset Management Corp 150,100 0 -100.00 1,223 0 -100.00
2017-08-14 13F-HR Covalent Partners LLC 174,323 0 -100.00 1,661 0 -100.00
2017-11-13 13F-HR PROFUND ADVISORS LLC 11,479 14,330 24.84 94 135 43.62
2017-11-13 13F-HR VERTEX ONE ASSET MANAGEMENT INC. 506,400 548,400 8.29 4,127 5,149 24.76
2017-11-14 13F-HR NUMERIC INVESTORS LLC 386,700 0 -100.00 3,152 0 -100.00
2017-08-14 13F-HR O'SHAUGHNESSY ASSET MANAGEMENT, LLC 3,739 0 -100.00 36 0 -100.00
2017-10-20 13F-HR MEEDER ASSET MANAGEMENT INC 478 0 -100.00 4 0 -100.00
2017-08-08 13F-HR AllSquare Wealth Management LLC 300 0 -100.00 3 0 -100.00
2017-10-13 13F-HR JAMES INVESTMENT RESEARCH INC 79,255 0 -100.00 646 0 -100.00
2017-11-14 13F-HR Banco BTG Pactual S.A. 345,000 490,956 42.31 2,812 4,610 63.94
2017-10-12 13F-HR Weaver C. Barksdale & Associates, Inc. 436 0 -100.00 4 0 -100.00
2017-08-10 13F-HR Old Mutual Global Investors (UK) Ltd. 180,391 0 -100.00 1,719 0 -100.00
2017-11-01 13F-HR/A-1 Financial Architects, Inc 2,000 0 -100.00 16 0 -100.00
2017-11-14 13F-HR Squarepoint Ops LLC 404,095 0 -100.00 3,293 0 -100.00
2017-10-11 SC 13D/A OXFORD ASSET MANAGEMENT 4,279,024 0 -100.00
2017-11-15 13F-HR WOLVERINE TRADING, LLC Put 12,200 0 -100.00 104 0 -100.00
2017-11-02 13F-HR IndexIQ Advisors LLC 340,385 422,868 24.23 2,774 3,971 43.15
2017-08-14 13F-HR Parallax Volatility Advisers, L.P. Call 1,000 0 -100.00 10 0
2017-08-14 13F-HR LUMINUS MANAGEMENT LLC 967,057 0 -100.00 9,216 0 -100.00
2017-10-31 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 46,164 46,164 0.00 376 433 15.16
2017-11-14 13F-HR BlackRock Inc. 9,475,980 10,257,858 8.25 77,229 96,321 24.72
2017-11-09 13F-HR Phoenix Investment Adviser LLC 4,000 38
2017-11-01 13F-HR STEVENS CAPITAL MANAGEMENT LP 1,081,866 0 -100.00 8,817 0 -100.00
2017-11-09 SC 13G/A FMR LLC / Fidelity 9,719,593 0 -100.00
2017-11-03 13F-HR Swiss National Bank 123,750 436,250 252.53 1,009 4,096 305.95
2017-11-14 13F-HR MORGAN STANLEY 1,667,481 3,268,000 95.98 13,589 30,687 125.82
2017-08-11 13F-HR ProShare Advisors LLC 11,052 0 -100.00 105 0 -100.00
2017-10-17 13F-HR Robeco Institutional Asset Management B.V. 504,700 0 -100.00 4,113 0 -100.00
2017-11-20 13F-HR Energy Opportunities Capital Management, LLC 180,120 0 -100.00 1,468 0 -100.00
2017-08-04 13F-HR MARSHALL WACE ASIA Ltd 239,319 0 -100.00 2,393 0 -100.00
2017-11-14 13F-HR CSS LLC/IL 0 43,364 0 407
2017-11-13 13F-HR EDMOND DE ROTHSCHILD HOLDING S.A. 2,000 2,000 0.00 16 19 18.75
2017-11-02 13F-HR BNP Paribas Investment Partners S.A. 87,000 47,000 -45.98 709 441 -37.80
2017-11-14 13F-HR MML INVESTORS SERVICES, LLC 103,196 108,759 5.39 841 1,021 21.40
2017-08-14 13F-HR TWO SIGMA INVESTMENTS LLC Call 44,000 0 -100.00 419 0 -100.00
2017-11-09 13F-HR OPPENHEIMER & CO INC 11,412 10,990 -3.70 93 103 10.75
2017-11-13 13F-HR CITIGROUP INC Call 8,600 7,400 -13.95 70 69 -1.43
2017-07-25 13F-HR ACADIAN ASSET MANAGEMENT LLC 564,528 0 -100.00 5,380 0 -100.00
2017-11-14 13F-HR AQR CAPITAL MANAGEMENT LLC 173,344 37,840 -78.17 1,413 355 -74.88
2017-09-12 13F-HR Perigon Wealth Management, LLC 2 0 -100.00 0 0
2017-08-11 13F-HR Quantbot Technologies LP 42,198 0 -100.00 402 0 -100.00
2017-11-06 13F-HR Spot Trading L.l.c. Put 11,300 0 -100.00 92 0 -100.00
2017-11-09 13F-HR FNY Managed Accounts LLC 90,000 845
2017-11-14 13F-HR BRIDGEWAY CAPITAL MANAGEMENT INC 350,000 350,000 0.00 2,853 3,287 15.21
2017-11-13 13F-HR ENVESTNET ASSET MANAGEMENT INC 3 3 0.00 0 0
2017-07-27 13F-HR Parkside Financial Bank & Trust 106 0 -100.00 1 0 -100.00
2017-11-14 13F-HR Fairpointe Capital LLC 87,000 47,000 -45.98 709 441 -37.80
2017-11-13 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 52,721 63,753 20.93 429,676 598,640 39.32
2017-11-06 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 72,500 72,500 0.00 591 681 15.23
2017-11-06 13F-HR Spot Trading L.l.c. 4,676 0 -100.00 38 0 -100.00
CUSIP: 050095108