SecurityASNA / Ascena Retail Group, Inc. (04351G101)
President & CEO-ascena brandsMUTO GARY
IndustryApparel And Accessory Stores
Institutional Owners195
Institutional Shares204,731,933 - 104.34%
Institutional Value$ 1,989,089,000 USD

Institutional Stock Ownership and Shareholders()

ASNA / Ascena Retail Group, Inc. Institutional Ownership

Ascena Retail Group, Inc. (NASDAQ:ASNA) has 195 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 204,731,933 shares. Largest shareholders include BlackRock Inc., Stadium Capital Management Llc, Golden Gate Private Equity, Inc., Nomura Holdings Inc, Dimensional Fund Advisors Lp, Vanguard Group Inc, BlackRock Fund Advisors, Primecap Management Co/ca/, Schwab Charles Investment Management Inc, and State Street Corp.
Ascena Retail Group, Inc. (NASDAQ:ASNA) ownership structure shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-08-08 13F-HR LSV ASSET MANAGEMENT 12,500 0 -100.00 25 0 -100.00
2017-05-01 13F-HR Spot Trading L.L.C Call 9,300 40
2018-08-14 13F-HR STADIUM CAPITAL MANAGEMENT LLC 19,231,162 19,231,162 0.00 38,655 76,636 98.26
2018-08-13 13F-HR PRUDENTIAL FINANCIAL INC 1,353,443 638,263 -52.84 2,720 2,543 -6.51
2018-08-10 13F-HR PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C. 85,000 339
2018-08-14 13F-HR PUBLIC SECTOR PENSION INVESTMENT BOARD 107,354 107,354 0.00 216 428 98.15
2018-08-14 13F-HR STIFEL FINANCIAL CORP 26,937 26,937 0.00 57 107 87.72
2017-02-10 13F-HR BlackRock Fund Advisors 8,917,052 13,731,234 53.99 49,846 84,996 70.52
2018-08-14 13F-HR State of Tennessee, Treasury Department 120,544 116,472 -3.38 242 464 91.74
2018-08-13 13F-HR EVERGREEN CAPITAL MANAGEMENT LLC 27,896 27,896 0.00 56 111 98.21
2018-08-15 13F-HR/A Sapience Investments, LLC 6,783,644 4,084,270 -39.79 13,635 16,276 19.37
2017-02-10 13F-HR BlackRock Investment Management, LLC 1,096,638 910,879 -16.94 6,130 5,638 -8.03
2018-08-14 13F-HR MACQUARIE GROUP LTD 0 25,000 0 100
2018-07-10 13F-HR State of Alaska, Department of Revenue 55,054 55,384 0.60 110 220 100.00
2018-08-14 13F-HR ROYAL BANK OF CANADA Put 181,900 725
2018-08-10 13F-HR HSBC HOLDINGS PLC 0 235,638 0 939
2018-08-10 13F-HR DIMENSIONAL FUND ADVISORS LP 15,118,083 16,413,070 8.57 30,387 65,408 115.25
2018-08-14 13F-HR TWO SIGMA SECURITIES, LLC Call 110,600 441
2018-08-14 13F-HR MILLENNIUM MANAGEMENT LLC 101,301 1,820,197 1,696.82 204 7,253 3,455.39
2018-08-14 13F-HR HBK INVESTMENTS L P 0 326,877 0 1,303
2018-08-14 13F-HR TWO SIGMA ADVISERS, LP 539,970 829,070 53.54 1,085 3,304 204.52
2018-08-01 13F-HR NEW YORK STATE TEACHERS RETIREMENT SYSTEM 367,277 368,386 0.30 738 1,468 98.92
2018-08-14 13F-HR QS Investors, LLC 351,121 275,825 -21.44 706 1,099 55.67
2018-08-14 13F-HR QCM Cayman, Ltd. 11,304 0 -100.00 23 0 -100.00
2018-08-13 13F-HR PRIMECAP MANAGEMENT CO/CA/ 9,163,000 9,163,000 0.00 18,418 36,515 98.26
2018-08-06 13F-HR MACKAY SHIELDS LLC 412,900 138,100 -66.55 830 550 -33.73
2018-08-13 13F-HR Laurion Capital Management LP 0 172,100 0 686
2018-08-01 13F-HR COMERICA BANK 185,290 179,483 -3.13 415 632 52.29
2018-07-24 13F-HR ACADIAN ASSET MANAGEMENT LLC 0 8,723 0 35
2018-08-06 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 4,736 4,736 0.00 10 19 90.00
2018-08-03 13F-HR Parkside Financial Bank & Trust 190 190 0.00 0 1
2018-08-14 13F-HR Lazarus Management Co LLC 92,748 370
2018-08-14 13F-HR VANGUARD GROUP INC 17,103,692 15,897,323 -7.05 34,378 63,351 84.28
2018-08-14 13F-HR SCOPUS ASSET MANAGEMENT, L.P. Put 0 500,000 0 1,993
2018-08-14 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 311,090 268,030 -13.84 625 1,068 70.88
2018-08-03 13F-HR Financial Architects, Inc 5,000 5,000 0.00 10 20 100.00
2018-08-10 13F-HR Cutler Group LP Put 10,000 0 -100.00 11 0 -100.00
2017-05-01 13F-HR Spot Trading L.L.C Put 17,100 73
2018-07-27 13F-HR Advisory Services Network, LLC 180 180 0.00 0 1
2018-08-14 13F-HR/A CITADEL ADVISORS LLC Put 84,100 63,200 -24.85 169 252 49.11
2018-08-14 13F-HR Walleye Trading LLC Put 66,800 13,900 -79.19 134 55 -58.96
2018-02-15 13F-HR Bb&t Investment Services, Inc. 242 242 0.00 1 1 0.00
2018-08-14 13F-HR NORTHERN TRUST CORP 2,123,004 2,160,443 1.76 4,267 8,610 101.78
2018-08-08 13F-HR TOWLE & CO 8,049,300 0 -100.00 16,179 0 -100.00
2018-05-21 13F-HR MASSMUTUAL TRUST CO FSB/ADV 18 0 -100.00 42 0 -100.00
2017-02-10 13F-HR BlackRock Advisors LLC 89,953 91,094 1.27 503 564 12.13
2018-08-10 13F-HR CITIGROUP INC Call 108,100 178,400 65.03 217 711 227.65
2018-08-06 13F-HR RHUMBLINE ADVISERS 419,389 429,504 2.41 843 1,712 103.08
2018-08-14 13F-HR Walleye Trading LLC 27,797 2,396 -91.38 56 10 -82.14
2018-07-26 13F-HR EVERENCE CAPITAL MANAGEMENT INC 24,820 24,820 0.00 50 99 98.00
2018-08-06 13F-HR TEACHER RETIREMENT SYSTEM OF TEXAS 33,078 27,845 -15.82 66 111 68.18
2018-08-09 13F-HR Mutual of America Capital Management LLC 0 627 0 2
2018-07-23 13F-HR TEXAS PERMANENT SCHOOL FUND 112,909 110,165 -2.43 227 439 93.39
2018-08-14 13F-HR Walleye Trading LLC Call 600 23,000 3,733.33 1 92 9,100.00
2018-08-10 13F-HR Cutler Group LP 4,319 0 -100.00 8 0 -100.00
2018-08-10 13F-HR Summit Trail Advisors, Llc 989 0 -100.00 1 0 -100.00
2018-08-13 13F-HR TOCQUEVILLE ASSET MANAGEMENT L.P. 766,200 485,000 -36.70 1,540 1,933 25.52
2018-08-15 13F-HR JANE STREET GROUP, LLC 55,647 130,864 135.17 112 521 365.18
2018-08-14 13F-HR/A CITADEL ADVISORS LLC 24,633 105,017 326.33 50 418 736.00
2018-08-07 13F-HR SG Americas Securities, LLC 320,733 1,016,014 216.78 645 4,049 527.75
2018-08-10 13F-HR CITIGROUP INC Put 169,500 315,500 86.14 341 1,257 268.62
2018-08-14 13F-HR CREDIT SUISSE AG/ 144,697 90,101 -37.73 291 359 23.37
2018-08-14 13F-HR Alambic Investment Management, L.P. 395,700 152,600 -61.44 795 608 -23.52
2018-08-01 13F-HR WELLS FARGO & COMPANY/MN 114,785 117,549 2.41 231 469 103.03
2018-08-14 13F-HR PANAGORA ASSET MANAGEMENT INC 2,584 2,584 0.00 5 10 100.00
2018-08-08 13F-HR AMERICAN INTERNATIONAL GROUP INC 110,325 134,404 21.83 222 536 141.44
2018-08-13 13F-HR LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0 142,349 0 567
2018-07-06 13F-HR Versant Capital Management, Inc 5,401 4,202 -22.20 10 16 60.00
2018-08-14 13F-HR Cubist Systematic Strategies, LLC 0 75,822 0 302
2018-08-10 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 211,903 211,903 0.00 426 844 98.12
2018-08-09 13F-HR CIBC Asset Management Inc 14,450 14,450 0.00 29 58 100.00
2018-08-13 13F-HR PROFUND ADVISORS LLC 32,796 31,882 -2.79 66 127 92.42
2018-08-10 13F-HR CITIGROUP INC 313,692 285,724 -8.92 630 1,139 80.79
2018-08-14 13F-HR Her Majesty the Queen in Right of the Province of Alberta as represented by Alberta Investment Management Corp 66,200 264
2018-08-14 13F-HR Natixis 12,576 0 -100.00 25 0 -100.00
2017-07-27 13F-HR Spot Trading L.l.c. Put 12,600 27
2018-08-10 13F-HR Quantitative Investment Management, LLC 161,800 67,200 -58.47 325 267 -17.85
2018-08-03 13F-HR Seacrest Wealth Management, Llc 59 59 0.00 0 0
2018-08-14 13F-HR Tower Research Capital LLC (TRC) 2,574 19,689 664.92 5 78 1,460.00
2018-08-07 13F-HR Arizona State Retirement System 269,115 248,475 -7.67 541 990 82.99
2017-02-10 13F-HR BlackRock Japan Co. Ltd 1,824 1,824 0.00 10 11 10.00
2018-08-14 13F-HR NGAM ADVISORS, L.P. 58,315 232
2018-08-02 13F-HR PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 31,115 31,115 0.00 63 124 96.83
2018-08-13 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC 649,903 654,043 0.64 1,306 2,606 99.54
2017-05-01 13F-HR Spot Trading L.L.C 0 6,213 0 26
2018-08-08 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 266 286 7.52 1 1 0.00
2018-08-14 13F-HR ROYAL BANK OF CANADA 16,162 5,230 -67.64 33 21 -36.36
2018-08-14 13F-HR Dynamic Technology Lab Private Ltd 12,600 59,413 371.53 25 237 848.00
2018-08-10 13F-HR Legal & General Group Plc 340,507 333,225 -2.14 695 1,353 94.68
2018-08-14 13F-HR TWO SIGMA INVESTMENTS LLC 0 769,213 0 3,065
2018-08-13 13F-HR GROUP ONE TRADING, L.P. Call 110,200 147,400 33.76 222 587 164.41
2018-08-01 13F-HR Connor, Clark & Lunn Investment Management Ltd. 2,609,003 2,577,980 -1.19 5,244 10,273 95.90
2018-08-14 13F-HR BARCLAYS PLC 227,990 221,953 -2.65 457 885 93.65
2018-08-13 13F-HR WOLVERINE TRADING, LLC 24,752 24,752 0.00 50 50 0.00
2018-08-13 13F-HR ALLIANCEBERNSTEIN L.P. 228,468 203,868 -10.77 459 812 76.91
2018-08-13 13F-HR Stone Ridge Asset Management LLC 77,092 24,931 -67.66 155 99 -36.13
2018-08-03 13F-HR AlphaMark Advisors, LLC 190 190 0.00 0 1
2018-07-31 13F-HR LOS ANGELES CAPITAL MANAGEMENT & EQUITY RESEARCH INC 0 98,033 0 391
2018-07-27 13F-HR PIEDMONT INVESTMENT ADVISORS LLC 36,454 39,853 9.32 73 159 117.81
2018-08-13 13F-HR Stratos Wealth Partners, LTD. 198 0 -100.00 0 0
2018-08-14 13F-HR Jefferies Group LLC 38,500 212,237 451.26 77 846 998.70
2018-08-13 13F-HR Renaissance Technologies LLC 2,009,300 4,039
2018-08-14 13F-HR GV Financial Advisors 68 223 227.94 0 1
2018-08-07 13F-HR IFP Advisors, Inc 85 85 0.00 0 0
2018-08-13 13F-HR CSat Investment Advisory, L.P. 135,930 542
2018-08-14 13F-HR MORGAN STANLEY 650,917 2,698,617 314.59 1,308 10,755 722.25
2018-07-31 13F-HR WEDGE CAPITAL MANAGEMENT L L P/NC 136,858 80,573 -41.13 275 321 16.73
2018-08-08 13F-HR Russell Investments Group, Ltd. 0 102,514 0 408
2018-08-14 13F-HR CWA Asset Management Group, LLC 10,056 40
2018-08-10 13F-HR UNITED SERVICES AUTOMOBILE ASSOCIATION 43,849 5,163 -88.23 88 208 136.36
2018-08-14 13F-HR A.R.T. Advisors, LLC 0 116,973 0 466
2017-01-30 13F-HR GRAY FINANCIAL GROUP /GA /ADV /ADV 39,536 39,536 0.00 221,006 245 -99.89
2018-08-14 13F-HR Voya Investment Management LLC 79,480 71,577 -9.94 160 285 78.13
2018-08-15 13F-HR Metlife Investment Advisors, Llc 84,485 84,485 0.00 170 337 98.24
2018-08-14 13F-HR J. Goldman & Co LP 0 37,500 0 149
2018-08-15 13F-HR Mutual Advisors, Llc 376,600 130,000 -65.48 757 518 -31.57
2018-08-06 13F-HR STRS OHIO 137,800 177,200 28.59 276 706 155.80
2018-08-07 13F-HR Convergence Investment Partners, LLC 4,707 0 -100.00 9 0 -100.00
2018-07-13 13F-HR BANK OF MONTREAL /CAN/ 79,901 81,145 1.56 160 323 101.88
2018-08-14 13F-HR/A CITADEL ADVISORS LLC Call 48,200 97,800 102.90 97 390 302.06
2018-08-14 13F-HR Financial Gravity Wealth, Inc. 2 2 0.00 0 0
2017-01-13 13F-HR MetLife Securities, Inc 284 441 55.28 2 3 50.00
2018-08-14 13F-HR GUGGENHEIM CAPITAL LLC 378,816 55,079 -85.46 760 220 -71.05
2018-08-10 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 4,998 6,566 31.37 10 26 160.00
2018-08-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 209,300 288,500 37.84 421 1,150 173.16
2018-07-20 13F-HR LS Investment Advisors, LLC 4,954 4,954 0.00 10 20 100.00
2018-08-09 13F-HR BlackRock Inc. 22,306,993 24,127,097 8.16 44,838 96,147 114.43
2018-08-14 13F-HR BARCLAYS PLC Call 173,800 191,200 10.01 349 762 118.34
2018-08-14 13F-HR SUNTRUST BANKS INC 14,951 0 -100.00 30 0 -100.00
2018-07-18 13F-HR Louisiana State Employees Retirement System 75,700 76,500 1.06 152 305 100.66
2018-08-14 13F-HR GOLDMAN SACHS GROUP INC 1,352,112 4,545,609 236.19 2,718 18,114 566.45
2018-05-11 13F-HR CITIGROUP INC Call 126,400 108,100 -14.48 297 217 -26.94
2018-08-13 13F-HR OXFORD ASSET MANAGEMENT 0 88,695 0 350
2018-05-11 13F-HR CITIGROUP INC Put 134,600 169,500 25.93 316 341 7.91
2018-08-10 13F-HR GOLDEN GATE PRIVATE EQUITY, INC. 17,468,570 17,468,570 0.00 35,112 69,700 98.51
2018-08-13 13F-HR OPPENHEIMER FUNDS INC 1,931,403 880,309 -54.42 3,882 3,508 -9.63
2018-07-27 13F-HR/A WHITTIER TRUST CO 132 0 -100.00 0 0
2018-08-14 13F-HR TUDOR INVESTMENT CORP ET AL 55,236 0 -100.00 111 0 -100.00
2018-08-14 13F-HR UBS Group AG Call 0 100,000 0 399
2018-07-31 13F-HR Crossmark Global Holdings, Inc. 72,962 78,412 7.47 147 312 112.24
2018-07-26 13F-HR TCI Wealth Advisors, Inc. 1,007 1,007 0.00 2 4 100.00
2018-08-10 13F-HR Krasney Financial LLC 10,000 40
2018-08-14 13F-HR Magnetar Financial LLC 10,144 0 -100.00 20 0 -100.00
2018-08-15 13F-HR JANE STREET GROUP, LLC Call 0 98,500 0 393
2018-07-19 13F-HR Municipal Employees' Retirement System of Michigan 63,640 48,120 -24.39 128 192 50.00
2018-07-24 13F-HR MEEDER ASSET MANAGEMENT INC 0 242 0 964
2018-08-13 13F-HR WOLVERINE TRADING, LLC Put 31,600 31,600 0.00 64 64 0.00
2018-08-08 13F-HR SYSTEMATIC FINANCIAL MANAGEMENT LP 582,925 272,945 -53.18 1,172 1,088 -7.17
2017-08-08 13F-HR Airain ltd 0 93,996 0 202
2017-02-10 13F-HR BlackRock Institutional Trust Company, N.A. 5,117,248 4,424,144 -13.54 28,605 27,385 -4.26
2018-07-30 13F-HR SIMPLEX TRADING, LLC 813 0 -100.00 1 0 -100.00
2018-08-14 13F-HR TWO SIGMA SECURITIES, LLC Put 27,700 46,900 69.31 56 187 233.93
2018-08-14 13F-HR Squarepoint Ops LLC 0 34,293 0 137
2018-08-08 13F-HR Private Capital Group, Llc 296 1
2018-08-13 13F-HR Ameritas Investment Partners, Inc. 14,943 14,943 0.00 30 60 100.00
2018-08-06 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 133,287 133,287 0.00 268 531 98.13
2017-02-14 13F-HR GREENWOOD INVESTMENTS, INC. 694,073 690,113 -0.57 3,880 4,272 10.10
2018-08-14 13F-HR HANCOCK HOLDING CO 0 207,937 0 829
2018-04-27 13F-HR Chicago Partners Investment Group LLC 418 418 0.00 1 1 0.00
2018-05-15 13F-HR National Asset Management, Inc. 29,702 30,002 1.01 71 61 -14.08
2018-08-08 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 1,643,839 6,091,221 270.55 3,305 24,274 634.46
2018-08-08 13F-HR Balter Liquid Alternatives, LLC 14,005 16,090 14.89 28 65 132.14
2018-07-18 13F-HR World Asset Management Inc 16,980 0 -100.00 34 0 -100.00
2018-08-08 13F-HR US BANCORP \DE\ 1,348 1,414 4.90 3 6 100.00
2016-11-14 13F-HR MASON STREET ADVISORS, LLC 77,184 431
2018-07-27 13F-HR Eqis Capital Management, Inc. 17,786 0 -100.00 36 0 -100.00
2018-08-14 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 140,702 134,087 -4.70 282 534 89.36
2018-08-02 13F-HR ICM ASSET MANAGEMENT INC/WA 1,834,170 1,687,670 -7.99 3,687 6,725 82.40
2017-07-27 13F-HR Spot Trading L.l.c. Call 17,200 37
2018-08-14 13F-HR Brandywine Global Investment Management, LLC 33,001 0 -100.00 67 0 -100.00
2018-08-14 13F-HR COOPER CREEK PARTNERS MANAGEMENT LLC Put 300,000 1,196
2018-08-14 13F-HR AQR CAPITAL MANAGEMENT LLC 93,285 44,217 -52.60 188 176 -6.38
2018-08-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 3,027 3,027 0.00 6 6 0.00
2018-08-14 13F-HR Think Investments LP 2,369,668 0 -100.00 4,763 0 -100.00
2018-08-14 13F-HR MASON STREET ADVISORS, LLC 47,314 49,291 4.18 95 196 106.32
2018-08-14 13F-HR PEAK6 Investments, L.P. 27,500 0 -100.00 55 0 -100.00
2018-08-14 13F-HR Gryphon Financial Partners Llc 58 58 0.00 0 0
2018-07-30 13F-HR SIMPLEX TRADING, LLC Call 70 85 21.43 1 33 3,200.00
2018-08-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 161,400 257,100 59.29 324 1,025 216.36
2018-08-14 13F-HR Invesco Ltd. 441,572 803,616 81.99 887 3,203 261.10
2018-08-14 13F-HR BARROW HANLEY MEWHINNEY & STRAUSS LLC 353,926 482,951 36.46 712 1,925 170.37
2018-08-14 13F-HR DEUTSCHE BANK AG\ 202,281 300,990 48.80 404 1,197 196.29
2018-08-13 13F-HR ProShare Advisors LLC 28,036 29,271 4.41 56 117 108.93
2018-08-09 13F-HR PineBridge Investments, L.P. 0 313,253 0 1,248
2018-08-15 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 14,435 58,170 302.98 29,014 231,807 698.95
2018-07-25 13F-HR BNP PARIBAS ARBITRAGE, SA 69,291 14,461 -79.13 139,275 57,627 -58.62
2018-08-03 13F-HR COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 15,951 36,106 126.36 32 144 350.00
2018-08-13 13F-HR PRINCIPAL FINANCIAL GROUP INC 1,307,278 1,354,429 3.61 2,628 5,397 105.37
2018-08-10 13F-HR Cutler Group LP Call 2,500 0 -100.00 0 0
2017-02-10 13F-HR BlackRock Group LTD 122,260 354,588 190.03 684 2,194 220.76
2018-08-14 13F-HR/A Quinn Opportunity Partners LLC 43,694 43,694 0.00 88 174 97.73
2018-08-14 13F-HR BANK OF AMERICA CORP /DE/ 70,067 593,027 746.37 141 2,363 1,575.89
2018-08-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 16,209 70,687 336.10 33 282 754.55
2018-08-14 13F-HR GEODE CAPITAL MANAGEMENT, LLC 1,509,055 1,966,548 30.32 3,033 7,835 158.33
2018-08-03 13F-HR SEI INVESTMENTS CO 46 46 0.00 0 0
2018-08-14 13F-HR BlueCrest Capital Management Ltd 0 33,322 0 133
2018-08-13 13F-HR Weiss Asset Management LP 15,747 63
2017-02-08 13F-HR Geduld E E 30,000 0 -100.00 168 0 -100.00
2018-08-10 13F-HR Investors Research Corp 22,000 22,000 0.00 44 88 100.00
2018-08-06 13F-HR Bank of New York Mellon Corp 1,957,830 1,952,368 -0.28 3,935 7,781 97.74
2018-08-13 13F-HR GROUP ONE TRADING, L.P. Put 118,000 87,100 -26.19 237 347 46.41
2018-07-31 13F-HR STONERIDGE INVESTMENT PARTNERS LLC 18,367 0 -100.00 37 0 -100.00
2018-08-14 13F-HR THRIVENT FINANCIAL FOR LUTHERANS 110,303 117,093 6.16 222 467 110.36
2018-08-15 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 1,732,811 993,320 -42.68 3,483 3,958 13.64
2018-08-14 13F-HR CREDIT SUISSE AG/ Put 165,000 658
2018-05-04 13F-HR Financial Gravity Companies, Inc. 2 2 0.00 0 0
2018-08-10 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 175,659 175,659 0.00 353 700 98.30
2018-08-14 13F-HR BARCLAYS PLC Put 6,900 29,200 323.19 14 116 728.57
2018-08-03 13F-HR Engineers Gate Manager LP 0 293,281 0 1,169
2018-08-14 13F-HR Holt Capital Advisors, L.L.C. dba Holt Capital Partners, L.P. 10,770 0 -100.00 22 0 -100.00
2018-08-14 13F-HR Paloma Partners Management Co 0 11,071 0 44
2018-08-13 13F-HR RAYMOND JAMES & ASSOCIATES 20,767 24,267 16.85 42 97 130.95
2018-08-14 13F-HR Gotham Asset Management, LLC 147,612 59,040 -60.00 297 235 -20.88
2018-08-14 13F-HR STATE STREET CORP 4,502,797 4,801,118 6.63 9,051 19,136 111.42
2018-08-14 13F-HR TWO SIGMA SECURITIES, LLC 52,273 0 -100.00 105 0 -100.00
2018-08-07 13F-HR Phoenix Investment Adviser LLC Call 100 0 -100.00 1 0 -100.00
2018-08-14 13F-HR UBS Group AG Put 0 23,100 0 92
2018-08-14 13F-HR J. Goldman & Co LP Put 300,000 1,196
2018-08-14 13F-HR JP Morgan Chase & Co 34,748 741,977 2,035.31 70 2,957 4,124.29
2018-08-14 13F-HR TEACHERS ADVISORS INC 155,630 225,043 44.60 313 897 186.58
2018-08-14 13F-HR Wellington Management Group LLP 0 67,460 0 269
2018-08-14 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 164,484 211,904 28.83 330,613 844,437 155.42
2018-08-14 13F-HR ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0 799,127 0 3,185
2018-08-14 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ 87,934 88,122 0.21 177 351 98.31
2017-07-10 13F-HR CAPSTONE ASSET MANAGEMENT CO 70,032 70,032 0.00 298 151 -49.33
2018-08-10 13F-HR SHELTON CAPITAL MANAGEMENT 16,548 16,548 0.00 33 66 100.00
2018-08-14 13F-HR BRIDGEWAY CAPITAL MANAGEMENT INC 300,000 1,196
2018-08-09 13F-HR Royce & Associates LLC 1,234,468 1,382,466 11.99 2,481 5,509 122.05
2018-08-09 13F-HR Swiss National Bank 256,588 256,588 0.00 516 1,023 98.26
2018-08-13 13F-HR GROUP ONE TRADING, L.P. 23,053 5,590 -75.75 46 22 -52.17
2018-08-14 13F-HR Ruggie Capital Group 0 6 0 0
2018-08-13 13F-HR WOLVERINE TRADING, LLC Call 29,500 29,500 0.00 59 59 0.00
2018-07-26 13F-HR Eagle Ridge Investment Management 19,168 19,168 0.00 39 76 94.87
2018-07-30 13F-HR Raymond James Financial Services Advisors, Inc. 11,051 22,605 104.55 22 90 309.09
2018-07-30 13F-HR Aperio Group, LLC 95,848 74,885 -21.87 193 298 54.40
2018-08-14 13F-HR ELEMENT CAPITAL MANAGEMENT LLC 41,804 82,448 97.23 84 329 291.67
2018-08-13 13F-HR BlueMountain Capital Management, LLC 43,314 173
2018-07-30 13F-HR SIMPLEX TRADING, LLC Put 50 44 -12.00 1 17 1,600.00
2018-08-07 13F-HR CANADA PENSION PLAN INVESTMENT BOARD 1,445,000 2,026,400 40.24 2,904 8,075 178.06
2017-08-14 13F-HR NUMERIC INVESTORS LLC 395,000 0 -100.00 1,683 0 -100.00
2018-08-14 13F-HR BROWN BROTHERS HARRIMAN & CO 2,630 0 -100.00 5 0 -100.00
2018-08-14 13F-HR Point72 Asia (Hong Kong) Ltd 0 8,957 0 36
2018-08-13 13F-HR TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 57,300 57,300 0.00 115 228 98.26
2018-08-17 13F-HR/A NOMURA HOLDINGS INC 19,086,878 17,019,918 -10.83 38,198 67,824 77.56
2018-05-11 13F-HR CITIGROUP INC 10,844 313,692 2,792.77 25 630 2,420.00
2018-08-14 13F-HR AMERIPRISE FINANCIAL INC 886,713 931,713 5.07 1,783 3,712 108.19
2018-08-10 13F-HR YorkBridge Wealth Partners, LLC 28 28 0.00 0 0
2018-02-14 13F-HR CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 58,500 240,500 311.11 143 564 294.41
2018-07-18 13F-HR AMALGAMATED BANK 24,795 25,583 3.18 50 102 104.00
2017-10-31 13F-HR Nine Chapters Capital Management LLC 0 32,300 0 79
2018-08-14 13F-HR UBS Group AG 823,371 758,596 -7.87 1,655 3,023 82.66
2018-07-30 13F-HR/A Virtu Financial LLC 58,226 0 -100.00 117 0 -100.00

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