SecurityASNA / Ascena Retail Group, Inc. (04351G101)
Institutional Owners243 (66 N-Q Owners)
Institutional Shares184,544,330 - 94.06% (ex. N-Q)
Common Stock Shares Outstanding196,200,000 shares (as of 2018-01-27)
Institutional Value$ 849,919,000 USD (ex. N-Q)

Institutional Stock Ownership and Shareholders

Ascena Retail Group, Inc. (NASDAQ:ASNA) has 243 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 184,544,330 shares. Largest shareholders include BlackRock Inc., Nomura Holdings Inc, Stadium Capital Management Llc, Golden Gate Private Equity, Inc., Vanguard Group Inc, Dimensional Fund Advisors Lp, Primecap Management Co/ca/, Towle & Co, Sapience Investments, LLC, and Sterling Capital Management LLC.

Ascena Retail Group, Inc. (NASDAQ:ASNA) ownership summary shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.


File DateFormInvestor Opt Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-02-09 13F-HR Bank of New York Mellon Corp 3,017,008 2,984,426 -1.08 7,390 7,013 -5.10
2018-02-14 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC 21,600 0 -100.00 53 0 -100.00
2018-02-28 N-Q Seasons Series Trust (see advisory)
2018-02-09 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 243,087 211,903 -12.83 595 498 -16.30
2018-02-13 13F-HR TOWLE & CO 4,353,400 8,368,610 92.23 10,666 19,666 84.38
2018-02-13 13F-HR STEVENS CAPITAL MANAGEMENT LP 76,907 16,962 -77.94 188 40 -78.72
2018-02-14 13F-HR Parallax Volatility Advisers, L.P. Put 250,000 0 -100.00 613 0 -100.00
2018-03-01 N-Q Oppenheimer Master Loan Fund, Llc (see advisory)
2018-02-14 13F-HR BARCLAYS PLC Call 103,700 194,900 87.95 254 458 80.31
2018-02-14 13F-HR Tenzing Global Management, LLC 650,000 0 -100.00 1,593 0 -100.00
2017-11-06 13F-HR Spot Trading L.l.c. Put 12,600 45,100 257.94 27 110 307.41
2018-02-08 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 141,260 138,443 -1.99 346 326 -5.78
2018-01-17 13F-HR Cutler Group LP Put 10,200 10,000 -1.96 13 10 -23.08
2018-04-16 13F-HR Crossmark Global Holdings, Inc. 78,264 72,962 -6.77 184 147 -20.11
2018-02-02 13F-HR Aperio Group, LLC 91,472 94,494 3.30 224 222 -0.89
2018-02-09 13F-HR RHUMBLINE ADVISERS 360,564 411,370 14.09 883 967 9.51
2017-12-28 N-Q Franklin Floating Rate Master Trust (see advisory)
2018-02-12 13F-HR Buckingham Asset Management, LLC 10,949 0 -100.00 27 0 -100.00
2018-03-14 N-Q Steward Funds, Inc. (see advisory)
2018-02-13 13F-HR ASSETMARK, INC 0 53 0 0
2018-04-11 13F-HR Ruggie Capital Group 6 0 -100.00 0 0
2018-02-14 13F-HR BOOTHBAY FUND MANAGEMENT, LLC 54,102 0 -100.00 133 0 -100.00
2018-02-09 13F-HR GROUP ONE TRADING, L.P. Put 185,100 124,000 -33.01 454 291 -35.90
2017-11-29 N-Q Blackstone / Gso Strategic Credit Fund (see advisory)
2018-02-15 13F-HR JANE STREET GROUP, LLC 0 11,479 0 27
2018-02-14 13F-HR PIEDMONT INVESTMENT ADVISORS LLC 36,962 35,050 -5.17 91 82 -9.89
2018-02-07 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 56 266 375.00 0 1
2018-02-14 13F-HR MORGAN STANLEY 2,504,637 1,783,005 -28.81 6,137 4,191 -31.71
2018-02-09 13F-HR Alexandria Capital, LLC 12 0 -100.00 0 0
2018-04-06 13F-HR Eqis Capital Management, Inc. 17,706 17,786 0.45 42 36 -14.29
2018-02-14 13F-HR UBS Group AG 967,035 859,177 -11.15 2,369 2,019 -14.77
2018-01-31 13F-HR LSV ASSET MANAGEMENT 18,200 12,500 -31.32 44 29 -34.09
2018-02-14 13F-HR THRIVENT FINANCIAL FOR LUTHERANS 103,796 104,766 0.93 255 246 -3.53
2017-10-24 13F-HR FIRST TRUST ADVISORS LP 490,653 0 -100.00 1,055 0 -100.00
2018-02-26 N-Q Trust For Advised Portfolios (see advisory)
2017-11-01 13F-HR GABELLI FUNDS LLC 250,000 0 -100.00 538 0 -100.00
2018-02-01 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 133,287 133,287 0.00 327 313 -4.28
2017-11-06 13F-HR Spot Trading L.l.c. Call 17,200 50,100 191.28 37 123 232.43
2018-04-13 13F-HR BANK OF MONTREAL /CAN/ 78,990 79,901 1.15 186 160 -13.98
2017-11-28 N-Q Variable Insurance Products Fund Ii (see advisory)
2018-02-14 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 310,174 315,153 1.61 760 741 -2.50
2018-02-14 13F-HR WOLVERINE TRADING, LLC Put 0 31,500 0 74
2018-02-14 13F-HR Squarepoint Ops LLC 0 14,637 0 34
2018-01-17 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 1,321,737 1,515,065 14.63 3,239 3,561 9.94
2018-02-05 13F-HR BOURGEON CAPITAL MANAGEMENT LLC 0 11,000 0 26
2018-02-14 13F-HR NGAM ADVISORS, L.P. 169,227 186,500 10.21 413 438 6.05
2018-02-14 13F-HR WOLVERINE TRADING, LLC Call 0 37,200 0 87
2018-01-29 N-Q Consulting Group Capital Markets Funds (see advisory)
2018-02-13 13F-HR PRIMECAP MANAGEMENT CO/CA/ 9,400,500 9,180,000 -2.35 23,031 21,573 -6.33
2018-01-10 13F-HR SIMPLEX TRADING, LLC Put 88 77 -12.50 11 3 -72.73
2018-02-14 13F-HR MASON STREET ADVISORS, LLC 42,975 44,353 3.21 105 104 -0.95
2017-11-13 13F-HR/A-1 NORGES BANK 4,006,022 4,761,304 18.85 28,002 25,421 -9.22
2018-02-14 13F-HR RAYMOND JAMES & ASSOCIATES 121,826 62,804 -48.45 298 148 -50.34
2018-01-31 13F-HR WEDGE CAPITAL MANAGEMENT L L P/NC 106,441 250
2018-01-17 13F-HR Cutler Group LP 4,348 5,319 22.33 10 12 20.00
2018-02-14 13F-HR Summit Trail Advisors, Llc 406 1
2018-02-14 13F-HR Stone Ridge Asset Management LLC 77,092 181
2018-01-17 13F-HR Cutler Group LP Call 3,700 2,900 -21.62 1 0 -100.00
2018-04-20 13F-HR BB&T CORP 10,194 0 -100.00 24 0 -100.00
2018-02-15 13F-HR Bb&t Investment Services, Inc. 242 242 0.00 1 1 0.00
2018-02-13 13F-HR Financial Gravity Companies, Inc. 2 0
2018-02-08 13F-HR PineBridge Investments, L.P. 304,789 245,534 -19.44 747 577 -22.76
2018-02-13 13F-HR JACOBS LEVY EQUITY MANAGEMENT, INC 0 392,216 0 922
2018-02-28 N-Q Advisors Series Trust (see advisory)
2018-02-13 13F-HR TOCQUEVILLE ASSET MANAGEMENT L.P. 787,604 787,604 0.00 1,930 1,851 -4.09
2018-02-09 13F-HR Royce & Associates LLC 919,468 1,224,468 33.17 2,253 2,877 27.70
2018-02-14 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ 162,549 87,598 -46.11 398 206 -48.24
2018-02-09 13F-HR/A-1 PUBLIC SECTOR PENSION INVESTMENT BOARD 107,354 107,354 0.00 263 252 -4.18
2017-10-30 N-Q Natixis Funds Trust Ii (see advisory)
2018-02-05 13F-HR STONERIDGE INVESTMENT PARTNERS LLC 0 18,367 0 43
2018-02-09 13F-HR SYSTEMATIC FINANCIAL MANAGEMENT LP 514,845 502,240 -2.45 1,261 1,180 -6.42
2018-03-01 N-Q Vericimetry Funds (see advisory)
2018-02-14 13F-HR QS Investors, LLC 391,852 378,155 -3.50 960 889 -7.40
2018-02-14 13F-HR PEAK6 Investments, L.P. 1,191 1,390 16.71 3 3 0.00
2018-02-09 13F-HR CITADEL ADVISORS LLC Put 65,800 69,100 5.02 161 162 0.62
2018-01-19 SC 13G/A BlackRock Inc. 19,552,550 22,179,752 13.44
2018-02-14 13F-HR DEUTSCHE BANK AG\ 408,826 571,738 39.85 1,000 1,342 34.20
2018-02-14 13F-HR TEACHERS ADVISORS INC 204,892 155,630 -24.04 502 366 -27.09
2017-11-28 N-Q Jnl Variable Fund Llc (see advisory)
2018-02-09 13F-HR Connor, Clark & Lunn Investment Management Ltd. 835,700 2,131,528 155.06 2,047 5,009 144.70
2018-02-14 13F-HR TWO SIGMA ADVISERS, LP 246,770 331,070 34.16 605 778 28.60
2018-02-28 N-Q Ishares Trust (see advisory)
2018-02-12 13F-HR CITIGROUP INC Put 138,000 134,600 -2.46 338 316 -6.51
2018-03-14 13F-HR/A-1 CREDIT SUISSE AG/ 211,874 140,955 -33.47 519 331 -36.22
2018-02-07 13F-HR Balter Liquid Alternatives, LLC 12,255 13,104 6.93 30 31 3.33
2017-11-29 N-Q Vanguard Index Funds (see advisory)
2018-02-27 N-Q Etf Series Solutions (see advisory)
2018-02-13 13F-HR ALLIANCEBERNSTEIN L.P. 264,268 231,068 -12.56 647 543 -16.07
2018-02-12 13F-HR OPPENHEIMER FUNDS INC 2,137,051 2,175,286 1.79 5,236 5,112 -2.37
2018-01-29 N-Q Invesco Senior Income Trust (see advisory)
2018-02-14 13F-HR NORTHERN TRUST CORP 2,193,400 2,161,641 -1.45 5,375 5,080 -5.49
2017-11-29 N-Q Vanguard Valley Forge Funds (see advisory)
2018-02-14 13F-HR NOMURA HOLDINGS INC 19,086,878 19,086,878 0.00 46,644 44,830 -3.89
2018-02-14 13F-HR TWO SIGMA SECURITIES, LLC 24,378 45,264 85.68 60 106 76.67
2018-02-15 13F-HR JANE STREET GROUP, LLC Put 100,000 0 -100.00 245 0 -100.00
2018-02-06 13F-HR M&T BANK CORP 76,757 76,188 -0.74 188 179 -4.79
2018-02-28 N-Q Franklin Templeton Etf Trust (see advisory)
2018-03-28 13F-HR Chicago Partners Investment Group LLC 418 418 0.00 1 1 0.00
2018-02-14 13F-HR BALYASNY ASSET MANAGEMENT LLC 36,266 0 -100.00 89 0 -100.00
2018-01-25 N-Q Usaa Etf Trust (see advisory)
2018-01-30 N-Q Shelton Funds (see advisory)
2018-02-14 13F-HR Gotham Asset Management, LLC 104,921 61,884 -41.02 257 145 -43.58
2018-02-14 13F-HR STIFEL FINANCIAL CORP 28,937 26,937 -6.91 70 63 -10.00
2017-11-27 N-Q State Farm Mutual Fund Trust (see advisory)
2018-02-14 13F-HR Melvin Capital Management LP Put 1,000,000 0 -100.00 2,450 0 -100.00
2018-02-02 13F-HR COMERICA BANK 184,960 181,812 -1.70 353 396 12.18
2018-04-18 13F-HR OLD NATIONAL BANCORP /IN/ 40,901 0 -100.00 96 0 -100.00
2018-02-13 13F-HR Investors Research Corp 14,900 35
2018-02-14 13F-HR Parallax Volatility Advisers, L.P. 17,694 38,689 118.66 43 91 111.63
2018-01-10 13F-HR SIMPLEX TRADING, LLC Call 1,252 687 -45.13 37 6 -83.78
2018-02-14 13F-HR STADIUM CAPITAL MANAGEMENT LLC 14,751,920 17,570,644 19.11 36,142 41,291 14.25
2018-02-05 13F-HR Parkside Financial Bank & Trust 125 0 -100.00 0 0
2018-02-14 13F-HR CANADA PENSION PLAN INVESTMENT BOARD 269,800 299,800 11.12 661 705 6.66
2017-11-15 N-Q Oppenheimer Etf Trust (see advisory)
2018-02-09 13F-HR Arizona State Retirement System 88,000 286,615 225.70 216 674 212.04
2018-02-14 13F-HR Harvest Capital Strategies LLC 11,900,000 0 -100.00 29,155 0 -100.00
2018-02-14 13F-HR Walleye Trading LLC Put 0 9,400 0 23
2018-01-26 N-Q Voya Prime Rate Trust (see advisory)
2018-04-19 13F-HR Versant Capital Management, Inc 5,520 5,401 -2.16 12 10 -16.67
2018-03-01 N-Q Eaton Vance Ltd Duration Income Fund (see advisory)
2018-02-12 13F-HR NEW YORK STATE TEACHERS RETIREMENT SYSTEM 367,277 367,277 0.00 900 863 -4.11
2018-02-02 13F-HR EVERENCE CAPITAL MANAGEMENT INC 13,890 23,190 66.95 34 54 58.82
2017-11-14 13F-HR Zebra Capital Management LLC 25,146 0 -100.00 54 0 -100.00
2018-02-27 N-Q Doubleline Income Solutions Fund (see advisory)
2018-02-09 13F-HR AMERICAN INTERNATIONAL GROUP INC 136,311 136,963 0.48 334 322 -3.59
2018-02-09 13F-HR CITADEL ADVISORS LLC Call 96,000 58,300 -39.27 235 137 -41.70
2018-02-09 13F-HR Gryphon Financial Partners Llc 58 0
2018-02-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 195,800 287,500 46.83 480 676 40.83
2018-02-14 13F-HR TWO SIGMA INVESTMENTS LLC 825,116 663,150 -19.63 2,022 1,558 -22.95
2018-02-12 13F-HR CITIGROUP INC Call 67,400 126,400 87.54 165 297 80.00
2018-02-07 13F-HR WHITTIER TRUST CO 132 132 0.00 0 0
2018-02-01 13F-HR TCI Wealth Advisors, Inc. 569 10,000 1,657.47 1 24 2,300.00
2018-02-07 13F-HR Swiss National Bank 256,588 256,588 0.00 629 603 -4.13
2018-02-15 13F-HR Municipal Employees' Retirement System of Michigan 63,640 63,640 0.00 156 150 -3.85
2018-02-12 13F-HR State of Tennessee, Treasury Department 147,704 133,202 -9.82 362 313 -13.54
2018-02-14 13F-HR PEAK6 Investments, L.P. Call 10,000 10,000 0.00 25 24 -4.00
2018-02-13 13F-HR Renaissance Technologies LLC 57,900 960,600 1,559.07 142 2,257 1,489.44
2018-02-12 13F-HR WEIK INVESTMENT SERVICES INC 30,000 28,000 -6.67 73 66 -9.59
2018-02-15 13F-HR Sws Partners 3 0
2018-04-04 13F-HR DAVENPORT & Co LLC 15,000 0 -100.00 35,250 0 -100.00
2018-02-14 13F-HR UNITED SERVICES AUTOMOBILE ASSOCIATION 0 13,015 0 31
2018-02-14 13F-HR Walleye Trading LLC 0 17,874 0 42
2018-02-01 13F-HR Nationwide Fund Advisors 126,330 0 -100.00 310 0 -100.00
2017-11-29 N-Q Eaton Vance Senior Income Trust (see advisory)
2018-02-02 13F-HR PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 31,115 31,115 0.00 76 73 -3.95
2018-02-02 13F-HR CIBC Asset Management Inc 14,450 14,450 0.00 35 34 -2.86
2018-02-12 13F-HR CITIGROUP INC 38,255 10,844 -71.65 94 25 -73.40
2017-11-29 N-Q Griffin Institutional Access Credit Fund (see advisory)
2018-02-14 13F-HR MACQUARIE GROUP LTD 0 13,600 0 32
2018-02-14 13F-HR PROFUND ADVISORS LLC 31,822 28,899 -9.19 78 68 -12.82
2018-02-14 13F-HR UBS Group AG Put 243,000 0 -100.00 595 0 -100.00
2018-02-28 N-Q Acap Strategic Fund (see advisory)
2018-02-12 SC 13G/A VANGUARD GROUP INC 14,986,925 15,897,736 6.08
2017-11-22 N-Q Quantitative Master Series Llc (see advisory)
2018-02-23 13F-HR/A-2 TEACHER RETIREMENT SYSTEM OF TEXAS 12,341 49,225 298.87 30 116 286.67
2018-02-13 13F-HR OXFORD ASSET MANAGEMENT 645,957 0 -100.00 1,571 0 -100.00
2018-02-14 13F-HR Invesco Ltd. 322,774 328,989 1.93 791 773 -2.28
2018-02-28 N-Q Rydex Dynamic Funds (see advisory)
2017-10-31 13F-HR Nine Chapters Capital Management LLC 0 32,300 0 79
2018-02-13 13F-HR GEODE CAPITAL MANAGEMENT, LLC 1,451,586 1,489,466 2.61 3,556 3,500 -1.57
2017-11-14 13F-HR QCM Cayman, Ltd. 21,111 0 -100.00 45 0 -100.00
2018-02-14 13F-HR Pacer Advisors, Inc. 50,731 14,315 -71.78 124 34 -72.58
2018-01-23 13F-HR FNY Managed Accounts LLC 36,000 0 -100.00 88 0 -100.00
2017-11-29 N-Q Vanguard Institutional Index Funds (see advisory)
2017-12-29 N-Q Oppenheimer Senior Floating Rate Plus Fund (see advisory)
2018-03-05 13F-HR/A-1 BNP PARIBAS ARBITRAGE, SA 100,299 98,106 -2.19 245,733 230,549 -6.18
2017-11-21 N-Q Meeder Funds (see advisory)
2017-11-29 N-Q Eaton Vance Variable Trust (see advisory)
2017-11-14 13F-HR Coliseum Capital Management, LLC 2,366,041 0 -100.00 5,087 0 -100.00
2018-02-09 13F-HR GROUP ONE TRADING, L.P. Call 27,700 164,800 494.95 68 387 469.12
2018-02-15 13F-HR ICM ASSET MANAGEMENT INC/WA 733,390 1,521,935 107.52 1,797 3,577 99.05
2018-02-14 13F-HR GUGGENHEIM CAPITAL LLC 449,963 439,435 -2.34 1,102 1,031 -6.44
2018-02-13 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 175,659 175,659 0.00 430 413 -3.95
2018-02-12 13F-HR AMERIPRISE FINANCIAL INC 877,287 1,085,020 23.68 2,149 2,550 18.66
2018-02-02 13F-HR US BANCORP \DE\ 1,348 1,348 0.00 3 3 0.00
2018-02-14 13F-HR STATE STREET CORP 4,137,618 4,489,631 8.51 10,135 10,548 4.07
2017-10-30 N-Q Oppenheimer Global Multi Strategies Fund (see advisory)
2018-02-14 13F-HR D. E. Shaw & Co., Inc. 343,214 0 -100.00 840 0 -100.00
2017-11-13 13F-HR Hudson Bay Capital Management LP Call 50,000 0 -100.00 108 0 -100.00
2018-02-13 13F-HR AMALGAMATED BANK 23,271 25,214 8.35 57 59 3.51
2018-01-29 N-Q Invesco Dynamic Credit Opportunities Fund (see advisory)
2018-02-14 13F-HR HighTower Advisors, LLC 563,790 16,246 -97.12 1,385 38 -97.26
2018-02-14 13F-HR Sapience Investments, LLC 5,891,245 6,019,825 2.18 14,434 14,147 -1.99
2018-02-15 13F-HR National Asset Management, Inc. 21,172 29,702 40.29 53 71 33.96
2018-02-14 13F-HR Ameritas Investment Partners, Inc. 14,943 14,943 0.00 30 35 16.67
2018-02-06 13F-HR SHELTON CAPITAL MANAGEMENT 16,548 16,548 0.00 41 39 -4.88
2018-02-14 13F-HR Okumus Fund Management Ltd. 909,172 0 -100.00 2,227 0 -100.00
2018-02-09 13F-HR FDx Advisors, Inc. 64,154 60,240 -6.10 157 142 -9.55
2018-02-28 N-Q Gps Funds I (see advisory)
2018-02-09 13F-HR BARROW HANLEY MEWHINNEY & STRAUSS LLC 777,262 349,760 -55.00 1,904 822 -56.83
2018-02-02 13F-HR MEEDER ASSET MANAGEMENT INC 1,091 1,426 30.71 3 3 0.00
2017-11-29 N-Q Gabelli Equity Trust Inc (see advisory)
2018-01-29 N-Q Invesco Senior Loan Fund (see advisory)
2018-02-13 13F-HR JP Morgan Chase & Co 137,084 37,233 -72.84 337 87 -74.18
2017-11-29 N-Q Forethought Variable Insurance Trust (see advisory)
2018-01-26 N-Q Fidelity Commonwealth Trust Ii (see advisory)
2018-02-14 13F-HR BlueCrest Capital Management Ltd 98,314 0 -100.00 241 0 -100.00
2017-11-13 13F-HR Alambic Investment Management, L.P. 433,000 0 -100.00 931 0 -100.00
2018-02-27 N-Q Northern Funds (see advisory)
2018-03-01 N-Q City National Rochdale Funds (see advisory)
2018-02-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 227,200 251,700 10.78 557 591 6.10
2018-03-01 N-Q Investment Managers Series Trust (see advisory)
2018-02-14 13F-HR GOLDMAN SACHS GROUP INC Call 261,800 261,800 0.00 641 615 -4.06
2018-02-27 N-Q Blackstone Alternative Investment Funds (see advisory)
2018-02-13 13F-HR PRUDENTIAL FINANCIAL INC 1,356,274 1,349,024 -0.53 3,323 3,170 -4.60
2018-02-09 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 4,203 4,645 10.52 10 11 10.00
2018-02-14 13F-HR BARCLAYS PLC Put 22,300 20,100 -9.87 55 47 -14.55
2017-11-14 13F-HR Paloma Partners Management Co 13,200 0 -100.00 28 0 -100.00
2018-02-14 13F-HR BARCLAYS PLC 479,136 233,459 -51.28 1,174 549 -53.24
2018-02-09 13F-HR GROUP ONE TRADING, L.P. 0 59,054 0 139
2018-02-14 13F-HR Walleye Trading LLC Call 0 100 0 0
2018-02-27 N-Q Massmutual Select Funds (see advisory)
2018-02-12 13F-HR YorkBridge Wealth Partners, LLC 28 0
2018-02-14 13F-HR ZEKE CAPITAL ADVISORS, LLC 10,698 25
2018-02-09 13F-HR CITADEL ADVISORS LLC 147,863 19,297 -86.95 362 45 -87.57
2018-02-14 13F-HR Harvest Capital Strategies LLC Call 1,000,000 1,000,000 0.00 2,450 2,350 -4.08
2018-02-14 13F-HR Cubist Systematic Strategies, LLC 0 34,508 0 81
2018-02-14 13F-HR BRINKER CAPITAL INC 11,691 0 -100.00 29 0 -100.00
2018-02-13 13F-HR Quinn Opportunity Partners LLC 22,694 43,694 92.54 56 103 83.93
2018-02-12 13F-HR HRT FINANCIAL LLC 10,883 25
2018-02-13 13F-HR GOLDEN GATE PRIVATE EQUITY, INC. 17,468,570 17,468,570 0.00 42,798 41,051 -4.08
2017-11-28 N-Q Usaa Mutual Funds Trust (see advisory)
2018-02-14 13F-HR MILLENNIUM MANAGEMENT LLC 98,956 297,885 201.03 242 700 189.26
2017-11-21 N-Q Dreyfus Investment Portfolios (see advisory)
2018-02-07 13F-HR LS Investment Advisors, LLC 6,339 4,954 -21.85 16 12 -25.00
2018-02-14 13F-HR ProShare Advisors LLC 15,980 31,511 97.19 39 74 89.74
2018-04-03 13F-HR Washington Trust Bank 7,760 0 -100.00 18 0 -100.00
2018-02-06 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 1,752,142 2,087,284 19.13 4,293 4,905 14.26
2018-02-14 13F-HR Natixis 26,603 0 -100.00 65 0 -100.00
2017-11-29 N-Q Blackstone / Gso Senior Floating Rate Term Fund (see advisory)
2017-11-14 13F-HR Integral Derivatives, LLC Call 57,000 0 -100.00 123 0 -100.00
2018-02-14 13F-HR GOLDMAN SACHS GROUP INC 2,311,625 1,382,638 -40.19 5,663 3,249 -42.63
2018-04-16 13F-HR Raymond James Financial Services Advisors, Inc. 11,137 11,051 -0.77 26 22 -15.38
2018-02-14 13F-HR ROYAL BANK OF CANADA 22,825 6,364 -72.12 55 15 -72.73
2017-11-29 N-Q Blackstone / Gso Long-short Credit Income Fund (see advisory)
2018-02-14 13F-HR AQR CAPITAL MANAGEMENT LLC 57,376 72,596 26.53 141 171 21.28
2018-02-12 13F-HR PRINCIPAL FINANCIAL GROUP INC 1,302,876 1,299,289 -0.28 3,192 3,054 -4.32
2018-04-23 13F-HR Financial Architects, Inc 5,000 5,000 0.00 12 10 -16.67
2018-02-08 13F-HR WELLS FARGO & COMPANY/MN 299,808 219,928 -26.64 734 517 -29.56
2018-02-23 N-Q Voya Funds Trust (see advisory)
2018-02-14 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 3,806 3,806 0.00 9 9 0.00
2018-02-28 N-Q Rydex Series Funds (see advisory)
2018-02-14 13F-HR Holt Capital Advisors, L.L.C. dba Holt Capital Partners, L.P. 25,980 10,770 -58.55 64 25 -60.94
2018-02-14 13F-HR Brandywine Global Investment Management, LLC 1 1
2018-02-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 0 73,275 0 172
2017-10-27 N-Q Eaton Vance Floating-rate Income Trust (see advisory)
2018-04-23 13F-HR Advisory Services Network, LLC 0 180 0 0
2017-10-27 N-Q Stone Ridge Trust (see advisory)
2018-02-28 N-Q VANGUARD HORIZON FUNDS (see advisory)
2017-11-22 N-Q Legg Mason Global Asset Management Trust (see advisory)
2018-02-09 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 116,241 124,750 7.32 284,790 293,162 2.94
2018-02-14 13F-HR PEAK6 Investments, L.P. Put 2,500 2,500 0.00 6 6 0.00
2018-02-12 13F-HR Spark Investment Management LLC 142,300 623,300 338.02 348 1,464 320.69
2018-01-24 13F-HR SG Americas Securities, LLC 280,219 258,271 -7.83 687 607 -11.64
2018-02-15 13F-HR Metlife Investment Advisors, Llc 28,070 66
2017-11-13 13F-HR SevenBridge Financial Group, LLC 36 0 -100.00 0 0
2018-02-14 13F-HR Quantitative Investment Management, LLC 746,400 404,600 -45.79 1,828 950 -48.03
2018-01-29 13F-HR REILLY FINANCIAL ADVISORS, LLC 200 0 -100.00 0 0
2018-02-06 13F-HR Russell Investments Group, Ltd. 25,300 60
2018-04-20 13F-HR STRS OHIO 137,800 137,800 0.00 323 276 -14.55
2018-01-26 N-Q Vanguard Admiral Funds (see advisory)
2018-02-15 13F-HR Sterling Capital Management LLC 4,865,249 4,845,503 -0.41 11,920 11,387 -4.47
2018-02-14 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC 897,456 596,343 -33.55 2,199 1,401 -36.29
2018-02-13 13F-HR Legal & General Group Plc 323,038 327,454 1.37 791 770 -2.65
2017-10-25 13F-HR SIMPLEX TRADING, LLC 142 0 -100.00 0 0
2017-11-29 N-Q Deutsche Investments Vit Funds (see advisory)
2018-02-14 13F-HR GSA CAPITAL PARTNERS LLP 0 16,843 0 40
2018-02-09 13F-HR Stratos Wealth Partners, LTD. 0 3,968 0 9
2018-02-09 13F-HR SUNTRUST BANKS INC 14,424 14,951 3.65 35 35 0.00
2018-02-14 13F-HR Voya Investment Management LLC 86,839 86,839 0.00 213 204 -4.23
2018-03-01 13F-HR/A-1 MASSMUTUAL TRUST CO FSB/ADV 18 18 0.00 44 42 -4.55
2017-10-27 N-Q Eaton Vance Floating-rate Income Plus Fund (see advisory)
2017-11-27 N-Q State Farm Variable Product Trust (see advisory)
2018-02-09 13F-HR Centaurus Financial, Inc. 10,000 24
2018-01-26 N-Q Fidelity Concord Street Trust (see advisory)
2018-04-20 13F-HR Seacrest Wealth Management, Llc 59 59 0.00 0 0
2018-04-18 13F-HR Louisiana State Employees Retirement System 73,400 75,700 3.13 172 152 -11.63
2018-01-26 13F-HR Eagle Ridge Investment Management 19,168 45
2018-02-14 13F-HR BANK OF AMERICA CORP /DE/ 248,282 140,460 -43.43 608 330 -45.72
2018-04-23 13F-HR World Asset Management Inc 17,526 16,980 -3.12 41 34 -17.07
2017-12-28 N-Q Fidelity Covington Trust (see advisory)
2018-02-08 13F-HR SEI INVESTMENTS CO 49 20 -59.18 0 0
2018-02-14 13F-HR A.R.T. Advisors, LLC 413,118 0 -100.00 1,012 0 -100.00
2017-11-13 13F-HR NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC 29,492 0 -100.00 206 0 -100.00
2018-02-23 N-Q Sterling Capital Funds (see advisory)
2018-02-14 13F-HR CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 58,500 240,500 311.11 143 564 294.41
2017-12-29 N-Q Oppenheimer Senior Floating Rate Fund (see advisory)
2018-01-26 N-Q Voya Senior Income Fund (see advisory)
2018-02-09 13F-HR Tower Research Capital LLC (TRC) 21,718 24,045 10.71 53 56 5.66
2018-02-14 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 103,626 37,911 -63.42 254 89 -64.96
2018-01-24 13F-HR IFP Advisors, Inc 585 1,085 85.47 1 3 200.00
2018-02-09 SC 13G/A DIMENSIONAL FUND ADVISORS LP 11,149,631 13,394,707 20.14
2018-04-19 13F-HR State of Alaska, Department of Revenue 33,574 55,054 63.98 78 110 41.03
2018-02-26 13F-HR First Heartland Consultants, Inc. 165,400 0 -100.00 405 0 -100.00
2018-02-14 13F-HR PANAGORA ASSET MANAGEMENT INC 2,584 2,584 0.00 6 6 0.00
2018-01-31 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 4,736 4,736 0.00 12 11 -8.33
2018-02-28 13F-HR/A-1 FEDERATED INVESTORS INC /PA/ 0 118 0 1
2018-04-20 13F-HR TEXAS PERMANENT SCHOOL FUND 115,270 112,909 -2.05 271 227 -16.24
2017-11-16 N-Q Advantage Advisers Xanthus Fund, L.l.c. (see advisory)
2018-02-09 13F-HR AlphaMark Advisors, LLC 190 190 0.00 0 0
2018-02-14 13F-HR Advisor Group, Inc. 124 124 0.00 0 0
2018-02-14 13F-HR TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 57,300 57,300 0.00 140 135 -3.57
2018-02-02 13F-HR HUNTINGTON NATIONAL BANK 490 490 0.00 1 1 0.00
2017-11-13 13F-HR HARTFORD INVESTMENT MANAGEMENT CO 46,160 0 -100.00 99 0 -100.00

Form N-Q Advisory - Experimental Feature Here!

We have recently started to include coverage of N-Q filers in our ownership database. N-Q forms are unstructured and difficult for machines to parse into accurate financial data.

However, Because of the large number of these institutions and this difficulty in tracking their positions, they represent a significant, yet hidden, market force. In an effort to widen our ownership coverage and provide greater transparency, we are testing various ways to expose these owners in an accurate manner. This early version of the crawler simply identifies mentions of companies in the N-Q forms.

Limitations:

  • We only list underlying securities (the ordinary shares), even though the actual security held might be a derivative or a related bond issue. For example, although the institution is shown on this security page ( ASNA / Ascena Retail Group, Inc. ), the institution may actually own a related security such as a preferred share or a bond. To find out the exact security, click on the institution link and then follow the link to the actual "N-Q".
  • We only list fund sponsors as institutions, even though the security might be held within a fund operated by the listed institution.. For example, the institution listed in the table as the owner is probably a sponsor of a family of ETFs or mutual funds. If so, then this security is owned by a fund or several funds within the family, and not directly owned by the listed institution. The crawler is not yet able to place these holdings within the individual funds. Atain, you must review the actual filing to see the detail.

These limitations are significant but we believe that the increased transparency outweights the limitations. Future revisions of the crawler will resolve these limitations. Use this information at your own risk!

Related Articles

LPCN: Lipocine Inc Analysis and Research Report

8h - Asif

Overview Lipocine is a specialty pharmaceutical company focused on applying its oral drug delivery technology for the development of pharmaceutical products in the area of men’s and women’s health. The company's proprietary delivery technologies are designed to improve patient compliance and safety through orally available treatment options. The company's primary development programs are based on oral delivery solutions for poorly bioavailable drugs. Lipocine has a portfolio of proprietary product candidates designed to produce favorable pharmacokinetic (“PK”) characteristics and facilitate lower dosing requirements, bypass first-pass metabolism in certain cases, reduce side effects, and eliminate gastrointestinal interactions that limit bioavailability. The company's lead product candidate, TLANDO™, is an oral testosterone replacement therapy (“TRT”) and is currently under review by the United States Food and Drug Administration (“FDA”) with a Prescription Drug User Fee Act (“...

RDHL: Redhill Biopharma Ltd (OTC:REDIF) Analysis and Research Report

2018-04-18 - Asif

History and Development of the Company The company's legal and commercial name is RedHill Biopharma Ltd. The company's company was incorporated on August 3, 2009, and was registered as a private company limited by shares under the laws of the State of Israel. The company's principal executive offices are located at 21 Ha’arba’a Street, Tel Aviv, Israel. In February 2011, the company completed its initial public offering in Israel, pursuant to which the company issued 14,302,300 Ordinary Shares, and 7,151,150 tradable Series 1 Warrants to purchase 7,151,150 Ordinary Shares for aggregate gross proceeds of approximately $14 million. On December 27, 2012, the company completed the listing of its ADSs on the NASDAQ Capital Market. The company's Ordinary Shares are traded on the Tel-Aviv Stock Exchange under the symbol “RDHL,” and its ADSs are traded on the NASDAQ Capital Market under the same symbol "RDHL". The company's capital expenditures for the years ended December 31, 2...

SCYX: SCYNEXIS Analysis and Research Report

2018-04-16 - Asif

Overview SCYNEXIS, Inc. is a biotechnology company committed to positively impacting the lives of patients suffering from difficult-to-treat and often life-threatening infections by delivering innovative anti-infective therapies. SCYNEXIS is developing its lead product candidate, SCY-078, as the first representative of a novel oral and intravenous (IV) triterpenoid antifungal family in clinical development for the treatment of several serious fungal infections, including invasive candidiasis, invasive aspergillosis, refractory invasive fungal infections and vulvovaginal candidiasis (VVC). SCY-078 is a structurally distinct glucan synthase inhibitor that has been shown to be effective in vitro and in vivo against a broad range of human fungi pathogens such as Candida and Aspergillus species, including multidrug-resistant strains, as well as Pneumocystis species. Candida and Aspergillus species are the fungi responsible for approximately 85% of all invasive fungal infections in t...

ENRT: Enertopia Corp (CNSX:TOP) Analysis and Research Report

2018-04-16 - Asif

Business History Enertopia Corp. was formed on November 24, 2004 under the laws of the State of Nevada and commenced operations on November 24, 2004. From inception until April 2010, the company were primarily engaged in the acquisition and exploration of natural resource properties. Beginning in April 2010, the company began its entry into the renewable energy sector by purchasing an interest in a solar thermal design and installation company. In late summer 2013, the company began its entry into medicinal marijuana business. During its 2014 fiscal year end its activities in the clean energy sector were discontinued. During fiscal 2015 its activities in the Medicinal Marijuana sector were discontinued. During fiscal 2016 its activities in the Women’s personal healthcare sector were discontinued. The Company is actively pursuing business opportunities in the resource sector, whereby the company signed a definitive agreement for a Lithium Brine Project in May 2016. In May ...

FB: Facebook Analysis and Research Report

2018-04-15 - Asif

Overview The company's mission is to give people the power to build community and bring the world closer together. The company's top priority is to build useful and engaging products that enable people to connect and share with friends and family through mobile devices, personal computers, and other surfaces. The company also help people discover and learn about what is going on in the world around them, enable people to share their opinions, ideas, photos and videos, and other activities with audiences ranging from their closest friends to the public at large, and stay connected everywhere by accessing its products, including: Facebook enables people to connect, share, discover, and communicate with each other on mobile devices and personal computers. There are a number of different ways to engage with people on Facebook, the most important of which is News Feed which displays an algorithmically-ranked series of stories and advertisements individualized for each pers...

CUSIP: 04351G101