Stock Institutional Ownership and Shareholders

SecurityASNA / Ascena Retail Group, Inc. (04351G101)
President & CEOJAFFE DAVID R
Institutional Owners171
Institutional Shares194,455,998
Outstanding Shares195,400,000 (as of 2017-10-28)
Institutional Value$ 957,849,000 USD

Ascena Retail Group, Inc. (NASDAQ:ASNA) has 171 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 194,455,998 shares. Largest shareholders include BlackRock Inc., Nomura Holdings Inc, Golden Gate Private Equity, Inc., Stadium Capital Management Llc, Vanguard Group Inc, Dimensional Fund Advisors Lp, Harvest Capital Strategies LLC, Primecap Management Co/ca/, Sapience Investments, LLC, and Sterling Capital Management LLC.



Ascena Retail Group, Inc. (NASDAQ:ASNA) ownership summary shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev Shares Current Shares Change
(Percent)
Prev Value (x$1000) Current Value (x$1000) Change
(Percent)
2017-11-13 13F-HR HARTFORD INVESTMENT MANAGEMENT CO 46,160 0 -100.00 99 0 -100.00
2017-08-14 13F-HR MASSMUTUAL TRUST CO FSB/ADV 18 39
2017-11-14 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC 0 21,600 0 53
2017-11-06 13F-HR Bank of New York Mellon Corp 3,173,980 3,017,008 -4.95 6,825 7,390 8.28
2017-11-06 13F-HR Advisor Group, Inc. 124 124 0.00 0 0
2017-11-14 13F-HR Paloma Partners Management Co 13,200 0 -100.00 28 0 -100.00
2017-11-14 13F-HR GUGGENHEIM CAPITAL LLC 373,939 449,963 20.33 802 1,102 37.41
2017-11-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 3,806 3,806 0.00 8 9 12.50
2018-01-10 13F-HR SIMPLEX TRADING, LLC Call 1,252 687 -45.13 37 6 -83.78
2017-11-14 13F-HR PUBLIC SECTOR PENSION INVESTMENT BOARD 87,400 107,354 22.83 188 263 39.89
2017-11-09 13F-HR WELLS FARGO & COMPANY/MN 242,450 299,808 23.66 521 734 40.88
2017-11-14 13F-HR BARCLAYS PLC Call 185,400 103,700 -44.07 399 254 -36.34
2017-11-14 13F-HR Parallax Volatility Advisers, L.P. 0 17,694 0 43
2017-10-30 13F-HR TOCQUEVILLE ASSET MANAGEMENT L.P. 1,167,004 787,604 -32.51 2,509 1,930 -23.08
2017-11-13 13F-HR TEXAS PERMANENT SCHOOL FUND 123,823 123,877 0.04 266 303 13.91
2017-11-14 13F-HR Gotham Asset Management, LLC 147,967 104,921 -29.09 318 257 -19.18
2017-08-14 13F-HR LUCUS ADVISORS LLC 95,125 0 -100.00 405 0 -100.00
2017-10-19 13F-HR LS Investment Advisors, LLC 6,339 6,339 0.00 14 16 14.29
2017-11-09 13F-HR AMALGAMATED BANK 24,238 23,271 -3.99 52 57 9.62
2017-10-26 13F-HR Raymond James Financial Services Advisors, Inc. 42,549 45,449 6.82 91 111 21.98
2017-11-13 13F-HR WEIK INVESTMENT SERVICES INC 30,000 30,000 0.00 64 73 14.06
2018-01-17 13F-HR Cutler Group LP Call 3,700 2,900 -21.62 1 0 -100.00
2017-11-14 13F-HR Natixis 26,603 65
2017-11-13 13F-HR STIFEL FINANCIAL CORP 0 28,937 0 70
2017-08-11 13F-HR FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. 85,424 0 -100.00 364 0 -100.00
2017-11-13 13F-HR MASON STREET ADVISORS, LLC 41,823 42,975 2.75 90 105 16.67
2017-11-06 13F-HR TEACHER RETIREMENT SYSTEM OF TEXAS 11,906 12,341 3.65 26 30 15.38
2017-08-14 13F-HR CLINTON GROUP INC 72,256 0 -100.00 307,811 0 -100.00
2017-10-24 13F-HR HUNTINGTON NATIONAL BANK 490 490 0.00 1 1 0.00
2017-11-13 13F-HR Renaissance Technologies LLC 0 57,900 0 142
2017-10-03 13F-HR Eqis Capital Management, Inc. 19,469 16,911 -13.14 42 41 -2.38
2017-11-14 13F-HR UBS Group AG 1,026,150 967,035 -5.76 2,206 2,369 7.39
2017-10-24 13F-HR TCI Wealth Advisors, Inc. 569 569 0.00 1 1 0.00
2017-08-03 13F-HR GAMCO INVESTORS, INC. ET AL 14,000 0 -100.00 60 0 -100.00
2017-08-14 13F-HR JANE STREET GROUP, LLC Call 24,100 0 -100.00 103 0 -100.00
2017-11-02 13F-HR PRINCIPAL FINANCIAL GROUP INC 1,317,805 1,302,876 -1.13 2,833 3,192 12.67
2017-08-11 13F-HR Laurion Capital Management LP Call 1,050,000 0 -100.00 4,473 0
2017-11-14 13F-HR BANK OF AMERICA CORP /DE/ 297,182 248,282 -16.45 639 608 -4.85
2017-11-14 13F-HR Walleye Trading LLC Call 23,500 0 -100.00 50 0 -100.00
2017-08-14 13F-HR WOLVERINE TRADING, LLC 24,026 0 -100.00 104 0 -100.00
2018-01-17 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 1,321,737 1,515,065 14.63 3,239 3,561 9.94
2017-11-30 13F-HR/A-1 BARROW HANLEY MEWHINNEY & STRAUSS LLC 778,662 777,262 -0.18 1,675 1,904 13.67
2017-11-01 13F-HR STEVENS CAPITAL MANAGEMENT LP 23,285 76,907 230.29 50 188 276.00
2017-11-06 13F-HR COMERICA BANK 181,322 184,960 2.01 370 353 -4.59
2017-08-17 13F-HR Advisory Services Network, LLC 1,494 0 -100.00 6 0 -100.00
2017-11-14 13F-HR MILLENNIUM MANAGEMENT LLC 51,610 98,956 91.74 111 242 118.02
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 185,000 227,200 22.81 398 557 39.95
2017-08-03 13F-HR ARCADIA INVESTMENT MANAGEMENT CORP/MI 3,900 0 -100.00 17 0 -100.00
2017-11-14 13F-HR NOMURA HOLDINGS INC 19,090,378 19,086,878 -0.02 40,870 46,644 14.13
2017-11-22 13F-HR Chicago Partners Investment Group LLC 836 418 -50.00 4 1 -75.00
2017-08-14 13F-HR TUDOR INVESTMENT CORP ET AL 106,800 0 -100.00 455 0 -100.00
2017-11-14 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ 62,649 162,549 159.46 135 398 194.81
2017-11-13 13F-HR CITIGROUP INC Put 120,600 138,000 14.43 259 338 30.50
2017-11-14 13F-HR MORGAN STANLEY 1,419,919 2,504,637 76.39 3,053 6,137 101.02
2017-11-06 13F-HR Spot Trading L.l.c. Call 17,200 50,100 191.28 37 123 232.43
2017-11-14 13F-HR Connor, Clark & Lunn Investment Management Ltd. 486,671 835,700 71.72 1,046 2,047 95.70
2018-01-03 13F-HR Washington Trust Bank 7,760 7,760 0.00 19 18 -5.26
2017-11-14 13F-HR BOOTHBAY FUND MANAGEMENT, LLC 0 54,102 0 133
2017-11-13 13F-HR NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC 29,492 0 -100.00 206 0 -100.00
2017-11-06 13F-HR TOWLE & CO 4,202,199 4,353,400 3.60 9,035 10,666 18.05
2017-11-09 13F-HR JP Morgan Chase & Co 0 137,084 0 337
2017-11-13 13F-HR LSV ASSET MANAGEMENT 18,200 18,200 0.00 39 44 12.82
2017-11-01 13F-HR GABELLI FUNDS LLC 250,000 0 -100.00 538 0 -100.00
2017-11-28 13F-HR/A-1 SHELTON CAPITAL MANAGEMENT 16,548 16,548 0.00 36 41 13.89
2017-10-31 13F-HR EVERENCE CAPITAL MANAGEMENT INC 13,890 13,890 0.00 30 34 13.33
2017-08-07 13F-HR Karp Capital Management Corp 77,097 0 -100.00 328 0 -100.00
2017-08-14 13F-HR Parallax Volatility Advisers, L.P. Call 1,600 0 -100.00 7 0 -100.00
2017-10-16 13F-HR Peak Capital Management Llc 50,000 0 -100.00 108 0 -100.00
2018-01-19 13F-HR World Asset Management Inc 17,290 17,526 1.36 42 41 -2.38
2017-11-14 13F-HR BlueCrest Capital Management Ltd 98,515 98,314 -0.20 212 241 13.68
2017-11-06 13F-HR Municipal Employees' Retirement System of Michigan 40,080 63,640 58.78 86 156 81.40
2017-11-14 13F-HR ROYAL BANK OF CANADA 10,573 22,825 115.88 23 55 139.13
2017-11-14 13F-HR GOLDMAN SACHS GROUP INC Call 261,800 261,800 0.00 563 641 13.85
2017-11-08 13F-HR ASSETMARK, INC 8 0 -100.00 0 0
2017-10-20 13F-HR MEEDER ASSET MANAGEMENT INC 1,396 1,091 -21.85 3 3 0.00
2017-11-06 13F-HR RHUMBLINE ADVISERS 350,149 360,564 2.97 753 883 17.26
2017-11-14 13F-HR BARCLAYS PLC 72,121 479,136 564.35 155 1,174 657.42
2017-11-14 13F-HR Quinn Opportunity Partners LLC 22,000 22,694 3.15 47 56 19.15
2018-01-16 13F-HR BANK OF MONTREAL /CAN/ 79,582 78,990 -0.74 195 186 -4.62
2018-01-17 13F-HR Cutler Group LP 4,348 5,319 22.33 10 12 20.00
2017-11-14 13F-HR THRIVENT FINANCIAL FOR LUTHERANS 101,540 103,796 2.22 218 255 16.97
2017-11-14 13F-HR QCM Cayman, Ltd. 21,111 0 -100.00 45 0 -100.00
2017-11-14 13F-HR PANAGORA ASSET MANAGEMENT INC 2,584 2,584 0.00 6 6 0.00
2017-11-06 13F-HR SEI INVESTMENTS CO 211 49 -76.78 0 0
2017-11-13 13F-HR ALLIANCEBERNSTEIN L.P. 264,268 264,268 0.00 568 647 13.91
2017-11-01 13F-HR/A-1 Financial Architects, Inc 5,000 5,000 0.00 11 12 9.09
2017-10-30 13F-HR IFP Advisors, Inc 585 585 0.00 1 1 0.00
2017-11-14 13F-HR Walleye Trading LLC 19,006 0 -100.00 41 0 -100.00
2017-11-14 13F-HR VANGUARD GROUP INC 16,634,350 16,579,166 -0.33 35,763 40,619 13.58
2017-08-09 13F-HR Timber Hill LLC Put 17,000 0 -100.00 72 0 -100.00
2017-11-13 13F-HR Bb&t Investment Services, Inc. 242 1
2017-11-14 13F-HR Harvest Capital Strategies LLC 12,061,354 11,900,000 -1.34 25,932 29,155 12.43
2017-11-13 13F-HR US BANCORP \DE\ 1,348 1,348 0.00 3 3 0.00
2017-11-02 13F-HR AlphaMark Advisors, LLC 190 190 0.00 0 0
2017-11-13 13F-HR CITIGROUP INC 100,685 38,255 -62.01 217 94 -56.68
2017-10-12 13F-HR SENTINEL TRUST CO LBA 19,438 0 -100.00 42 0 -100.00
2017-11-14 13F-HR QS Investors, LLC 395,186 391,852 -0.84 850 960 12.94
2017-11-14 13F-HR CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 92,400 58,500 -36.69 198 143 -27.78
2017-07-31 13F-HR ARP AMERICAS LLC 16,800 0 -100.00 72 0 -100.00
2017-08-10 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 494,881 0 -100.00 2,108 0 -100.00
2018-01-18 13F-HR State of Alaska, Department of Revenue 33,574 33,574 0.00 82 78 -4.88
2017-08-10 13F-HR FNY Partners Fund LP 4,000 0 -100.00 17 0 -100.00
2017-11-15 13F-HR GROUP ONE TRADING, L.P. Call 24,700 27,700 12.15 53 68 28.30
2017-08-04 13F-HR KBC Group NV 89,188 0 -100.00 380 0 -100.00
2017-12-14 SC 13D/A STADIUM CAPITAL MANAGEMENT LLC 14,751,920 17,452,044 18.30
2017-11-09 13F-HR AMERICAN INTERNATIONAL GROUP INC 128,849 136,311 5.79 277 334 20.58
2017-11-13 13F-HR OXFORD ASSET MANAGEMENT 1,182,120 645,957 -45.36 2,542 1,571 -38.20
2017-11-13 13F-HR OPPENHEIMER FUNDS INC 2,301,008 2,137,051 -7.13 4,947 5,236 5.84
2017-11-14 13F-HR Arizona State Retirement System 88,400 88,000 -0.45 190 216 13.68
2017-11-15 13F-HR WOLVERINE TRADING, LLC Call 61,000 0 -100.00 132 0 -100.00
2017-11-09 13F-HR CITADEL ADVISORS LLC Put 47,300 65,800 39.11 102 161 57.84
2017-12-14 13F-HR/A-1 PARAMETRIC PORTFOLIO ASSOCIATES LLC 805,209 897,456 11.46 1,731 2,199 27.04
2017-11-14 13F-HR BRINKER CAPITAL INC 0 11,691 0 29
2017-11-13 13F-HR SevenBridge Financial Group, LLC 36 0 -100.00 0 0
2017-11-09 13F-HR Holt Capital Advisors, L.L.C. dba Holt Capital Partners, L.P. 26,830 25,980 -3.17 58 64 10.34
2017-11-13 13F-HR M&T BANK CORP 78,184 76,757 -1.83 168 188 11.90
2017-08-14 13F-HR Hutchin Hill Capital, LP 565,600 0 -100.00 2,409 0 -100.00
2017-11-08 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 0 56 0 0
2017-11-13 13F-HR NORTHERN TRUST CORP 2,175,014 2,193,400 0.85 4,677 5,375 14.92
2017-11-15 13F-HR GROUP ONE TRADING, L.P. Put 86,600 185,100 113.74 186 454 144.09
2017-11-14 13F-HR PEAK6 Investments, L.P. Call 10,000 10,000 0.00 22 25 13.64
2017-10-30 13F-HR PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 31,115 31,115 0.00 67 76 13.43
2017-11-14 13F-HR Walleye Trading LLC Put 27,300 0 -100.00 58 0 -100.00
2017-11-08 13F-HR SYSTEMATIC FINANCIAL MANAGEMENT LP 634,865 514,845 -18.90 1,365 1,261 -7.62
2017-11-07 13F-HR AMERIPRISE FINANCIAL INC 884,316 877,287 -0.79 1,902 2,149 12.99
2017-11-13 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 874 4,203 380.89 2 10 400.00
2017-08-11 13F-HR GSA CAPITAL PARTNERS LLP 12,240 0 -100.00 52 0 -100.00
2017-07-27 13F-HR Janney Montgomery Scott LLC 14,541 0 -100.00 62 0 -100.00
2017-11-13 13F-HR PROFUND ADVISORS LLC 31,008 31,822 2.63 67 78 16.42
2017-11-09 13F-HR CITADEL ADVISORS LLC Call 36,600 96,000 162.30 79 235 197.47
2017-08-09 13F-HR Timber Hill LLC Call 18,000 0 -100.00 77 0 -100.00
2017-11-15 13F-HR PIEDMONT INVESTMENT ADVISORS LLC 36,669 36,962 0.80 79 91 15.19
2017-08-14 13F-HR Teza Capital Management LLC 14,640 0 -100.00 62 0 -100.00
2017-11-03 13F-HR FDx Advisors, Inc. 69,898 64,154 -8.22 150 157 4.67
2017-11-14 13F-HR GROUP ONE TRADING, L.P. 81,061 0 -100.00 174 0 -100.00
2017-10-23 13F-HR Nationwide Fund Advisors 126,330 126,330 0.00 272 310 13.97
2017-11-13 13F-HR Spark Investment Management LLC 142,300 348
2017-08-14 13F-HR NUMERIC INVESTORS LLC 395,000 0 -100.00 1,683 0 -100.00
2017-11-14 13F-HR Parallax Volatility Advisers, L.P. Put 0 250,000 0 613
2018-01-16 13F-HR Louisiana State Employees Retirement System 68,800 73,400 6.69 169 172 1.78
2017-11-14 13F-HR BARCLAYS PLC Put 20,700 22,300 7.73 45 55 22.22
2018-01-10 13F-HR SIMPLEX TRADING, LLC Put 88 77 -12.50 11 3 -72.73
2017-08-15 13F-HR ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0 0 0 0
2017-11-13 13F-HR National Asset Management, Inc. 21,172 53
2017-11-13 13F-HR TEACHERS ADVISORS INC 204,892 204,892 0.00 441 502 13.83
2017-11-13 13F-HR PRIMECAP MANAGEMENT CO/CA/ 9,884,100 9,400,500 -4.89 21,251 23,031 8.38
2017-10-31 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 133,287 133,287 0.00 287 327 13.94
2017-11-15 13F-HR Sterling Capital Management LLC 4,809,710 4,865,249 1.15 10,341 11,920 15.27
2017-08-14 13F-HR Jefferies Group LLC Call 640,000 0 -100.00 2,726 0
2017-11-13 13F-HR RAYMOND JAMES & ASSOCIATES 38,155 121,826 219.29 82 298 263.41
2017-11-03 13F-HR BNP PARIBAS ARBITRAGE, SA 109,379 100,299 -8.30 235,165 245,733 4.49
2018-01-19 SC 13G/A BlackRock Inc. 19,552,550 22,179,752 13.44
2017-11-14 13F-HR Melvin Capital Management LP Put 0 1,000,000 0 2,450
2017-08-16 13F-HR/A-1 PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 46,164 0 -100.00 197 0 -100.00
2017-10-25 13F-HR SIMPLEX TRADING, LLC 142 0 -100.00 0 0
2017-11-01 13F-HR State of Tennessee, Treasury Department 157,040 147,704 -5.94 338 362 7.10
2017-11-14 13F-HR DEUTSCHE BANK AG\ 246,023 408,826 66.17 527 1,000 89.75
2017-11-06 13F-HR CIBC Asset Management Inc 21,256 14,450 -32.02 46 35 -23.91
2017-11-14 13F-HR Zebra Capital Management LLC 25,146 0 -100.00 54 0 -100.00
2017-08-11 13F-HR Hudson Bay Capital Management LP 39,522 0 -100.00 168 0 -100.00
2017-11-14 13F-HR STATE STREET CORP 4,169,276 4,137,618 -0.76 8,964 10,135 13.06
2017-11-14 13F-HR TWO SIGMA ADVISERS, LP 246,870 246,770 -0.04 531 605 13.94
2017-08-14 13F-HR NOMURA ASSET MANAGEMENT CO LTD 6,700 0 -100.00 29 0 -100.00
2017-11-08 13F-HR GOLDEN GATE PRIVATE EQUITY, INC. 17,468,570 17,468,570 0.00 37,557 42,798 13.95
2017-11-14 13F-HR AQR CAPITAL MANAGEMENT LLC 0 57,376 0 141
2017-11-14 13F-HR Tower Research Capital LLC (TRC) 8,139 21,718 166.84 35 53 51.43
2017-11-14 13F-HR BALYASNY ASSET MANAGEMENT LLC 20,114 36,266 80.30 141 89 -36.88
2017-11-14 13F-HR JANE STREET GROUP, LLC 49,844 0 -100.00 107 0 -100.00
2017-11-14 13F-HR Voya Investment Management LLC 172,852 86,839 -49.76 372 213 -42.74
2017-10-24 13F-HR FIRST TRUST ADVISORS LP 490,653 0 -100.00 1,055 0 -100.00
2017-10-30 13F-HR NEW YORK STATE TEACHERS RETIREMENT SYSTEM 393,377 367,277 -6.63 846 900 6.38
2017-11-14 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 117,550 103,626 -11.85 253 254 0.40
2017-11-09 13F-HR TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 57,300 57,300 0.00 123 140 13.82
2017-10-27 13F-HR Alexandria Capital, LLC 12 12 0.00 0 0
2017-11-03 13F-HR/A-1 CANADA PENSION PLAN INVESTMENT BOARD 349,500 269,800 -22.80 751 661 -11.98
2017-11-03 13F-HR Swiss National Bank 256,588 256,588 0.00 552 629 13.95
2017-11-14 13F-HR GEODE CAPITAL MANAGEMENT, LLC 1,426,835 1,451,586 1.73 3,067 3,556 15.94
2017-11-13 13F-HR Quantitative Investment Management, LLC 0 746,400 0 1,828
2017-11-14 13F-HR PEAK6 Investments, L.P. 1,248 1,191 -4.57 3 3 0.00
2017-08-14 13F-HR TWO SIGMA INVESTMENTS LLC Call 30,400 0 -100.00 130 0 -100.00
2017-11-14 13F-HR Sapience Investments, LLC 5,451,695 5,891,245 8.06 11,721 14,434 23.15
2017-08-14 13F-HR Point72 Asset Management, L.P. 965,300 0 -100.00 4,112 0 -100.00
2017-10-31 13F-HR Nine Chapters Capital Management LLC 0 32,300 0 79
2018-01-17 13F-HR Cutler Group LP Put 10,200 10,000 -1.96 13 10 -23.08
2017-10-27 13F-HR OLD NATIONAL BANCORP /IN/ 42,612 40,865 -4.10 92 100 8.70
2017-11-13 13F-HR/A-1 NORGES BANK 4,006,022 4,761,304 18.85 28,002 25,421 -9.22
2017-11-14 13F-HR Invesco Ltd. 320,477 322,774 0.72 689 791 14.80
2017-11-08 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 4,736 4,736 0.00 10 12 20.00
2017-08-14 13F-HR Jefferies Group LLC 63 0 -100.00 0 0
2017-11-14 13F-HR Harvest Capital Strategies LLC Call 2,002,000 1,000,000 -50.05 4,304 2,450 -43.08
2017-11-09 13F-HR Legal & General Group Plc 613,747 323,038 -47.37 1,318 791 -39.98
2017-11-14 13F-HR NGAM ADVISORS, L.P. 133,080 169,227 27.16 286 413 44.41
2017-08-01 13F-HR STONERIDGE INVESTMENT PARTNERS LLC 300,521 0 -100.00 1,280 0 -100.00
2017-07-28 13F-HR INVESTMENT COUNSELORS OF MARYLAND LLC 767,248 0 -100.00 3,268 0 -100.00
2017-11-13 13F-HR DIMENSIONAL FUND ADVISORS LP 14,899,897 12,789,152 -14.17 32,035 31,333 -2.19
2017-11-15 13F-HR First Heartland Consultants, Inc. 165,400 165,400 0.00 356 405 13.76
2017-11-14 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 143,707 141,260 -1.70 309 346 11.97
2017-11-14 13F-HR JANE STREET GROUP, LLC Put 0 100,000 0 245
2017-08-11 13F-HR MENTA CAPITAL LLC 394,436 0 -100.00 1,680 0 -100.00
2017-11-14 13F-HR HighTower Advisors, LLC 607,614 563,790 -7.21 1,307 1,385 5.97
2017-11-08 13F-HR Buckingham Asset Management, LLC 10,949 27
2017-11-14 13F-HR Integral Derivatives, LLC Call 57,000 0 -100.00 123 0 -100.00
2017-11-14 13F-HR D. E. Shaw & Co., Inc. 12,076 343,214 2,742.12 26 840 3,130.77
2017-11-13 13F-HR Alambic Investment Management, L.P. 433,000 0 -100.00 931 0 -100.00
2017-08-11 13F-HR Meru Capital Group, LP 14,000 0 -100.00 60 0 -100.00
2017-08-08 13F-HR Airain ltd 0 93,996 0 202
2017-11-14 13F-HR TWO SIGMA SECURITIES, LLC 58,282 24,378 -58.17 125 60 -52.00
2017-11-13 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 130,373 116,241 -10.84 280,302 284,790 1.60
2017-11-15 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 1,235,259 1,752,142 41.84 2,656 4,293 61.63
2017-11-09 13F-HR CITADEL ADVISORS LLC 1,042,017 147,863 -85.81 2,240 362 -83.84
2017-11-15 13F-HR Ameritas Investment Partners, Inc. 14,943 14,943 0.00 32 30 -6.25
2017-11-13 13F-HR Royce & Associates LLC 612,518 919,468 50.11 1,317 2,253 71.07
2017-08-02 13F-HR SUMMIT SECURITIES GROUP, LLC 50,444 0 -100.00 215 0 -100.00
2017-11-06 13F-HR Spot Trading L.l.c. Put 12,600 45,100 257.94 27 110 307.41
2017-11-14 13F-HR PEAK6 Investments, L.P. Put 2,500 2,500 0.00 5 6 20.00
2017-08-11 13F-HR Marathon Trading Investment Management LLC 13,000 0 -100.00 55 0 -100.00
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 107,000 195,800 82.99 230 480 108.70
2017-11-13 13F-HR CITIGROUP INC Call 120,500 67,400 -44.07 259 165 -36.29
2017-08-14 13F-HR CSS LLC/IL 19,452 0 -100.00 83 0 -100.00
2017-10-23 13F-HR WHITTIER TRUST CO 132 132 0.00 0 0
2017-11-14 13F-HR SUNTRUST BANKS INC 30,977 14,424 -53.44 66 35 -46.97
2017-11-08 13F-HR Pacer Advisors, Inc. 38,110 50,731 33.12 82 124 51.22
2017-11-07 13F-HR SG Americas Securities, LLC 238,645 280,219 17.42 513 687 33.92
2017-08-08 13F-HR Pacad Investment Ltd. 168,383 0 -100.00 717 0 -100.00
2017-11-15 13F-HR WOLVERINE TRADING, LLC Put 78,900 0 -100.00 170 0 -100.00
2017-11-06 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 175,659 175,659 0.00 378 430 13.76
2017-10-27 13F-HR Crossmark Global Holdings, Inc. 70,032 70,032 0.00 172 172 0.00
2017-11-14 13F-HR TWO SIGMA INVESTMENTS LLC 977,793 825,116 -15.61 2,102 2,022 -3.81
2017-11-14 13F-HR Coliseum Capital Management, LLC 2,366,041 0 -100.00 5,087 0 -100.00
2017-11-02 13F-HR ICM ASSET MANAGEMENT INC/WA 423,800 733,390 73.05 911 1,797 97.26
2018-01-17 13F-HR DAVENPORT & Co LLC 15,000 35,250
2017-11-14 13F-HR Tenzing Global Management, LLC 650,000 1,593
2017-08-14 13F-HR HSBC HOLDINGS PLC 101,719 0 -100.00 433 0 -100.00
2017-11-14 13F-HR GOLDMAN SACHS GROUP INC 2,784,546 2,311,625 -16.98 5,987 5,663 -5.41
2017-11-02 13F-HR PRUDENTIAL FINANCIAL INC 1,357,134 1,356,274 -0.06 2,918 3,323 13.88
2017-11-14 13F-HR A.R.T. Advisors, LLC 0 413,118 0 1,012
2017-11-14 13F-HR CREDIT SUISSE AG/ 74,058 211,874 186.09 159 519 226.42
2017-10-25 13F-HR Aperio Group, LLC 60,467 91,472 51.28 130 224 72.31
2017-11-13 13F-HR ProShare Advisors LLC 19,417 15,980 -17.70 42 39 -7.14
2017-10-20 13F-HR REILLY FINANCIAL ADVISORS, LLC 210 200 -4.76 0 0
2017-11-09 13F-HR FNY Managed Accounts LLC 6,000 36,000 500.00 25 88 252.00
2017-11-13 13F-HR Okumus Fund Management Ltd. 909,172 2,227
2017-11-13 13F-HR PineBridge Investments, L.P. 304,475 304,789 0.10 654 747 14.22
2017-11-13 13F-HR Hudson Bay Capital Management LP Call 50,000 0 -100.00 108 0 -100.00
2017-10-27 13F-HR Parkside Financial Bank & Trust 125 125 0.00 0 0
2017-11-08 13F-HR Ruggie Capital Group 6 0
2017-08-11 13F-HR DEUTSCHE BANK AG\ Call 3,522 0 -100.00 15 0 -100.00
2017-11-09 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 243,087 243,087 0.00 518 595 14.86
2017-08-11 13F-HR KCG HOLDINGS, INC. 45,642 67,465 47.81 194 145 -25.26
2017-10-16 13F-HR Balter Liquid Alternatives, LLC 12,255 12,255 0.00 26 30 15.38
2017-11-14 13F-HR UBS Group AG Put 0 243,000 0 595
2017-10-23 13F-HR STRS OHIO 137,800 137,800 0.00 296 337 13.85
2017-11-13 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 305,753 310,174 1.45 657 760 15.68
CUSIP: 04351G101