Stock Institutional Ownership and Shareholders

SecurityASML / ASML Holding N.V. (ADR) (N07059210)
Institutional Owners264
Institutional Shares104,484,852
Institutional Value$ 34,457,207,000 USD
Related ASMLF / ASML Holding N.V.

ASML Holding N.V. (ADR) (NASDAQ:ASML) has 264 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 104,484,852 shares. Largest shareholders include Intel Corp, Capital World Investors, Sands Capital Management, Llc, State Farm Mutual Automobile Insurance Co, FMR LLC / Fidelity Management & Research, Price T Rowe Associates Inc /md/, Artisan Partners Limited Partnership, Capital International Investors, Fisher Asset Management, LLC, and Waddell & Reed Financial Inc.



ASML Holding N.V. (ADR) (NASDAQ:ASML) ownership summary shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev Shares Current Shares Change
(Percent)
Prev Value (x$1000) Current Value (x$1000) Change
(Percent)
2017-11-14 13F-HR GRANAHAN INVESTMENT MANAGEMENT INC/MA 2,895 2,868 -0.93 377 491 30.24
2017-11-13 13F-HR CITIGROUP INC Call 5,200 30,200 480.77 678 5,170 662.54
2017-11-09 13F-HR SCHRODER INVESTMENT MANAGEMENT GROUP 131 131 0.00 17 22 29.41
2017-11-02 13F-HR/A-1 USA Financial Portformulas Corp 1,777 304
2017-11-14 13F-HR D. E. Shaw & Co., Inc. Put 0 31,300 0 5,359
2017-11-06 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 58,147 61,222 5.29 7,577 10,481 38.33
2017-11-09 13F-HR JACOBSON & SCHMITT ADVISORS, LLC 34,867 34,698 -0.48 4,543 5,940 30.75
2017-11-06 13F-HR Spot Trading L.l.c. Put 10,300 3,700 -64.08 1,342 633 -52.83
2017-11-14 13F-HR Tikvah Management LLC 12,370 12,370 0.00 1,612 2,118 31.39
2017-10-30 13F-HR SUMMIT SECURITIES GROUP, LLC 7,404 0 -100.00 965 0 -100.00
2017-11-06 13F-HR SEI INVESTMENTS CO 660,239 737,887 11.76 86,034 126,326 46.83
2017-11-15 13F-HR Tortoise Investment Management, LLC 23 23 0.00 3 4 33.33
2017-10-17 13F-HR Cutler Group LP Put 1,100 4,400 300.00 4 2 -50.00
2017-11-15 13F-HR BAMCO INC /NY/ 34,401 33,472 -2.70 4,483 5,730 27.82
2017-11-14 13F-HR NGAM ADVISORS, L.P. 43,168 43,899 1.69 5,625 7,515 33.60
2017-11-14 13F-HR Walleye Trading LLC 0 11,773 0 2,016
2017-08-15 13F-HR 1st Global Advisors, Inc. 8,999 8,467 -5.91 1,195 1,103 -7.70
2017-11-09 13F-HR WELLS FARGO & COMPANY/MN 286,399 285,972 -0.15 37,322 48,958 31.18
2017-11-14 13F-HR OPPENHEIMER ASSET MANAGEMENT INC. 12,594 13,484 7.07 1,641 2,308 40.65
2017-11-13 13F-HR FMR LLC / Fidelity Management & Research 3,209,113 2,935,183 -8.54 418,179 502,503 20.16
2017-11-14 13F-HR Parallax Volatility Advisers, L.P. 18,464 1,498 -91.89 2,406 256 -89.36
2017-10-17 13F-HR Fisher Asset Management, LLC 1,950,698 2,018,226 3.46 254,196 345,520 35.93
2017-11-14 13F-HR Intellectus Partners, LLC Call 2,500 1,200 -52.00 7 27 285.71
2017-11-13 13F-HR GREENLEAF TRUST 1,454 249
2017-11-14 13F-HR Tyers Asset Management LLC 4,944 4,944 0.00 644 846 31.37
2017-08-14 13F-HR Passport Capital, LLC 15,404 0 -100.00 2,046 0 -100.00
2017-08-14 13F-HR Parallax Volatility Advisers, L.P. Call 2,800 0 -100.00 372 0 -100.00
2017-11-06 13F-HR Advisor Group, Inc. 2,960 3,692 24.73 385 631 63.90
2017-11-06 13F-HR Spot Trading L.l.c. Call 9,400 7,100 -24.47 1,225 1,216 -0.73
2017-11-03 13F-HR Sandy Spring Bank 79 108 36.71 10 18 80.00
2017-11-16 13F-HR GOFEN & GLOSSBERG LLC /IL/ 177,346 172,221 -2.89 23,110 29,484 27.58
2017-11-22 13F-HR Steward Partners Investment Advisory, Llc 7 30 328.57 0 5
2017-11-14 13F-HR CAPITAL GUARDIAN TRUST CO 739,370 722,793 -2.24 96,347 123,742 28.43
2017-10-26 13F-HR Raymond James Financial Services Advisors, Inc. 2,591 8,946 245.27 338 1,532 353.25
2017-11-14 13F-HR BARCLAYS PLC Put 50,500 53,900 6.73 6,581 9,228 40.22
2017-10-30 13F-HR WRIGHT INVESTORS SERVICE INC 1,650 1,646 -0.24 215 282 31.16
2017-10-17 13F-HR Creative Planning Put 1,700 0 -100.00 4 0 -100.00
2017-11-03 13F-HR SUFFOLK CAPITAL MANAGEMENT LLC 96,712 84,398 -12.73 12,603 14,449 14.65
2017-11-08 13F-HR MACQUARIE GROUP LTD 471,257 620,866 31.75 61,409 106,292 73.09
2017-11-14 13F-HR 1832 Asset Management L.P. 318,700 392,500 23.16 41,579 65,159 56.71
2017-11-14 13F-HR Integral Derivatives, LLC 2,240 1,415 -36.83 292 242 -17.12
2017-11-14 13F-HR Liberty Mutual Group Asset Management Inc. 2,910 0 -100.00 379 0 -100.00
2017-11-14 13F-HR JANE STREET GROUP, LLC 264,491 36,635 -86.15 34,466 6,272 -81.80
2017-11-15 13F-HR/A-1 Whale Rock Capital Management LLC 390,995 66,938
2017-11-13 13F-HR Analyst IMS Investment Management Services Ltd. 5,300 5,300 0.00 687 904 31.59
2017-10-12 13F-HR Glaxis Capital Management, LLC 5,000 0 -100.00 652 0 -100.00
2017-11-13 13F-HR Artisan Partners Limited Partnership 2,228,707 2,422,603 8.70 290,423 414,750 42.81
2017-11-08 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 3,893 4,061 4.32 507 695 37.08
2017-10-23 13F-HR RELIANCE TRUST CO OF DELAWARE 7,773 8,481 9.11 1,013 1,452 43.34
2017-11-14 13F-HR BARCLAYS PLC 12,482 46,532 272.79 1,626 7,966 389.91
2017-11-13 13F-HR Boston Common Asset Management, LLC 98,666 99,679 1.03 12,857 17,065 32.73
2017-11-14 13F-HR Thomas J. Herzfeld Advisors, Inc. 117 159 35.90 15 27 80.00
2017-11-14 13F-HR RUDMAN ERROL M 10,000 10,000 0.00 1,303 1,712 31.39
2017-10-25 13F-HR Aperio Group, LLC 91,140 97,174 6.62 11,876 16,636 40.08
2017-08-14 13F-HR AMP Capital Investors Ltd 2,677 0 -100.00 355 0 -100.00
2017-11-09 13F-HR Legal & General Group Plc 1,655 283
2017-11-14 13F-HR Capital International Investors 2,231,081 2,236,065 0.22 290,732 382,814 31.67
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 107,700 137,000 27.21 14,034 23,454 67.12
2017-11-13 13F-HR HPM Partners LLC 2,085 357
2017-11-08 13F-HR Plante Moran Financial Advisors, LLC 5 5 0.00 1 1 0.00
2017-10-23 13F-HR Adviser Investments LLC 1,337 229
2017-11-14 13F-HR CAPITAL INTERNATIONAL INC /CA/ 22,064 19,964 -9.52 2,875 3,418 18.89
2017-10-13 13F-HR QUADRANT CAPITAL GROUP LLC 795 795 0.00 74 126 70.27
2017-11-14 13F-HR/A-1 HARDING LOEVNER LP 540 540 0.00 70 92 31.43
2017-11-14 13F-HR STATE STREET CORP 9,647 9,647 0.00 1,258 1,651 31.24
2017-11-14 13F-HR JANE STREET GROUP, LLC Call 0 1,400 0 240
2017-11-06 13F-HR Jarislowsky, Fraser Ltd 2,457 8,590 249.61 320 1,470 359.38
2017-11-14 13F-HR WADDELL & REED FINANCIAL INC 1,891,165 2,006,994 6.12 246,438 343,597 39.43
2017-11-14 13F-HR Pacific Center for Financial Services 1,629 1,529 -6.14 212 262 23.58
2017-11-14 13F-HR GOLDMAN SACHS GROUP INC Call 400 25,000 6,150.00 52 4,280 8,130.77
2017-10-12 13F-HR PRIVATE TRUST CO NA 8,205 6,245 -23.89 1,069 1,069 0.00
2017-07-11 13F-HR TOMPKINS FINANCIAL CORP 75 0 -100.00 8 0 -100.00
2017-11-14 13F-HR FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. 0 8,790 0 1,505
2017-11-14 13F-HR Paloma Partners Management Co 0 2,480 0 425
2017-08-10 13F-HR Johnson Financial Group, Inc. 274 0 -100.00 36 0 -100.00
2017-11-02 13F-HR Cavalier Investments 2,100 360
2017-11-13 13F-HR CIM INVESTMENT MANGEMENT INC 1,763 0 -100.00 230 0 -100.00
2017-08-07 13F-HR Geneva Advisors, LLC 18,669 21,070 12.86 2,479 2,746 10.77
2017-11-14 13F-HR UBS Group AG 72,220 25,806 -64.27 9,411 4,418 -53.05
2017-11-13 13F-HR Renaissance Technologies LLC 531,050 0 -100.00 69,200 0 -100.00
2017-10-12 13F-HR Gemmer Asset Management LLC 24 24 0.00 3 4 33.33
2017-10-27 13F-HR Crossmark Global Holdings, Inc. 45,112 45,112 0.00 7,723 7,723 0.00
2017-11-14 13F-HR GLENMEDE TRUST CO NA 16,559 16,814 1.54 2,198 2,878 30.94
2017-11-14 13F-HR BRINKER CAPITAL INC 0 7,913 0 1,355
2017-11-02 13F-HR Harel Insurance Investments & Financial Services Ltd. 380 634 66.84 50 109 118.00
2017-11-14 13F-HR PEAK6 Investments, L.P. Put 76,200 154,700 103.02 9,930 26,485 166.72
2017-10-18 13F-HR SpiderRock Advisors LLC 21
2017-11-14 13F-HR Integral Derivatives, LLC Call 0 1,400 0 240
2017-11-15 13F-HR/A-1 Parallel Advisors, LLC 417 397 -4.80 63 71 12.70
2017-07-11 13F-HR Beacon Capital Management, Inc. 1 0 -100.00 0 0
2017-11-03 13F-HR BESSEMER GROUP INC 340 410 20.59 44 70 59.09
2017-11-14 13F-HR Atlantic Trust Group, LLC 15,547 124,042 697.85 2,026 21,235 948.12
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 29,200 174,700 498.29 3,805 29,909 686.04
2017-11-07 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 5 383 7,560.00 1 66 6,500.00
2017-11-13 13F-HR MARIETTA INVESTMENT PARTNERS LLC 2,467 2,467 0.00 321 422 31.46
2017-11-14 13F-HR Navellier & Associates Inc 0 2,859 0 489
2017-11-14 13F-HR D. E. Shaw & Co., Inc. Call 0 36,300 0 6,215
2017-11-14 13F-HR Zions Bancorporation 46 2,715 5,802.17 6 465 7,650.00
2017-11-13 13F-HR US BANCORP \DE\ 4,887 5,213 6.67 636 892 40.25
2017-09-12 SC 13G/A INTEL CORP 54,377,877 32,777,021 -39.72
2017-11-14 13F-HR NOMURA HOLDINGS INC 0 5,626 0 963
2017-11-14 13F-HR SANDS CAPITAL MANAGEMENT, LLC 3,963,734 3,779,904 -4.64 516,514 647,120 25.29
2017-11-14 13F-HR Winslow Capital Management, LLC 1,443,237 1,967,939 36.36 188,068 336,911 79.14
2017-08-09 13F-HR Timber Hill LLC Call 23,000 0 -100.00 3,054 0 -100.00
2017-10-26 13F-HR PARSONS CAPITAL MANAGEMENT INC/RI 3,825 3,825 0.00 498 655 31.53
2017-10-30 13F-HR IFP Advisors, Inc 2,522 3,037 20.42 329 520 58.05
2017-11-09 13F-HR Peregrine Asset Advisers, Inc. 0 2,151 0 368
2017-10-18 13F-HR SpiderRock Advisors LLC Put 4 21 425.00
2017-11-14 13F-HR A.R.T. Advisors, LLC 15,800 0 -100.00 2,058 0 -100.00
2017-11-08 13F-HR ASSETMARK, INC 1,660 1,681 1.27 216 288 33.33
2017-11-14 13F-HR CREDIT SUISSE AG/ 41,320 0 -100.00 5,385 0 -100.00
2017-08-24 13F-HR/A-1 LORD, ABBETT & CO. LLC 48,950 0 -100.00 6,501 0 -100.00
2017-11-13 13F-HR WETHERBY ASSET MANAGEMENT INC 4,527 4,865 7.47 590 833 41.19
2017-11-14 13F-HR GUGGENHEIM CAPITAL LLC 36,057 34,699 -3.77 4,697 5,941 26.48
2017-11-14 13F-HR FRED ALGER MANAGEMENT INC 15,175 15,175 0.00 1,977 2,598 31.41
2017-11-08 13F-HR NEXT Financial Group, Inc 0 2 0 0
2017-11-13 13F-HR RIVERHEAD CAPITAL MANAGEMENT LLC 2,500 2,500 0.00 326 428 31.29
2017-08-15 13F-HR Cypress Wealth Advisors LLC 1,922 0 -100.00 255 0 -100.00
2017-08-08 13F-HR Homrich & Berg 2,916 0 -100.00 387 0 -100.00
2017-11-14 13F-HR Proficio Capital Partners LLC 442 471 6.56 67 81 20.90
2017-11-14 13F-HR Walleye Trading LLC Call 800 5,400 575.00 104 925 789.42
2017-08-10 13F-HR FNY Partners Fund LP 9,482 0 -100.00 1,259 0 -100.00
2017-10-23 13F-HR Nationwide Fund Advisors 52,400 53,300 1.72 6,828 9,125 33.64
2017-11-14 13F-HR MAPLELANE CAPITAL, LLC 0 1 0 0
2017-11-14 13F-HR Meadow Creek Investment Management LLC 8,652 8,652 0.00 1,128 1,481 31.29
2017-11-13 13F-HR Seven Bridges Advisors LLC 2,201 1,703 -22.63 287 292 1.74
2017-11-14 13F-HR PEAK6 Investments, L.P. Call 104,500 264,100 152.73 13,617 45,214 232.04
2017-11-03 13F-HR BNP PARIBAS ARBITRAGE, SA 9 9 0.00 1,173 1,541 31.37
2017-11-07 13F-HR Advisors Asset Management, Inc. 6,571 6,233 -5.14 856 1,067 24.65
2017-11-13 13F-HR Intercontinental Wealth Advisors, Llc 1,273 218
2017-11-03 13F-HR BRADLEY FOSTER & SARGENT INC/CT 68,654 66,799 -2.70 8,946 11,436 27.83
2017-11-13 13F-HR Allianz Asset Management AG 17,794 29,769 67.30 2,319 5,096 119.75
2017-10-19 13F-HR LS Investment Advisors, LLC 161 161 0.00 21 28 33.33
2017-11-14 13F-HR Glen Harbor Capital Management LLC 10,506 10,506 0.00 1,369 1,799 31.41
2017-11-14 13F-HR MML INVESTORS SERVICES, LLC 2,471 2,913 17.89 322 499 54.97
2017-10-23 13F-HR BB&T CORP 2,654 1,541 -41.94 346 264 -23.70
2017-11-07 13F-HR Commonwealth Equity Services, Inc 1,690 289
2017-11-14 13F-HR AVALON ADVISORS, LLC 15,523 17,156 10.52 2,023 2,937 45.18
2017-11-13 13F-HR WELLINGTON MANAGEMENT GROUP LLP 60,156 122,833 104.19 7,839 21,029 168.26
2017-11-07 13F-HR HANSEATIC MANAGEMENT SERVICES INC 36 36 0.00 5 6 20.00
2017-10-31 13F-HR KORNITZER CAPITAL MANAGEMENT INC /KS 22,741 22,741 0.00 2,963 3,893 31.39
2017-11-14 13F-HR BANK OF AMERICA CORP /DE/ 990,612 1,671,505 68.73 129,087 286,162 121.68
2017-11-14 13F-HR BlackRock Inc. 2,027,677 1,693,017 -16.50 264,226 289,845 9.70
2017-10-27 13F-HR Cable Hill Partners, LLC 102 153 50.00 13 26 100.00
2017-11-01 13F-HR First Personal Financial Services 424 446 5.19 55 76 38.18
2017-11-14 13F-HR TWO SIGMA INVESTMENTS LLC 98,585 1,561 -98.42 12,847 267 -97.92
2017-11-14 13F-HR CAPITAL INTERNATIONAL LTD /CA/ 55,654 55,654 0.00 7,252 9,528 31.38
2017-11-14 13F-HR Integral Derivatives, LLC Put 0 5,100 0 873
2017-11-14 13F-HR EVENTIDE ASSET MANAGEMENT, LLC 200,000 172,000 -14.00 26,062 29,446 12.98
2017-11-02 13F-HR BNP Paribas Investment Partners S.A. 5,622 5,431 -3.40 733 930 26.88
2017-11-14 13F-HR MORGAN STANLEY 37,360 43,450 16.30 4,867 7,438 52.83
2017-11-07 13F-HR AMERIPRISE FINANCIAL INC 69,606 73,571 5.70 9,070 12,595 38.86
2017-11-08 13F-HR Barrett Asset Management, LLC 24 24 0.00 3 4 33.33
2017-10-17 13F-HR Creative Planning 4,973 5,457 9.73 648 934 44.14
2017-10-19 13F-HR Winslow, Evans & Crocker, Inc. 23 24 4.35 2,997 3,938 31.40
2017-11-14 13F-HR Squarepoint Ops LLC 9,200 1,575
2017-10-24 13F-HR FIRST TRUST ADVISORS LP 63,660 49,086 -22.89 8,296 8,404 1.30
2017-11-14 13F-HR TWO SIGMA ADVISERS, LP 24,709 0 -100.00 3,220 0 -100.00
2017-12-14 13F-HR/A-1 PARAMETRIC PORTFOLIO ASSOCIATES LLC 489,357 515,306 5.30 63,768 88,220 38.35
2017-11-14 13F-HR SUNTRUST BANKS INC 7,682 7,682 0.00 1,000 1,314 31.40
2017-11-14 13F-HR ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 72,460 0 -100.00 9,442 0 -100.00
2017-11-17 13F-HR Archford Capital Strategies, LLC 2,385 0 -100.00 61 0 -100.00
2017-08-14 13F-HR Ranger International Management, LP 700 700 0.00 92,960 91 -99.90
2017-11-14 13F-HR Natixis Asset Management 78 78 0.00 10 13 30.00
2017-10-25 13F-HR SIMPLEX TRADING, LLC 5,619 14,945 165.97 732 2,558 249.45
2017-11-14 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 0 8 0 1
2017-11-13 13F-HR PROFUND ADVISORS LLC 9,592 13,134 36.93 1,250 2,249 79.92
2017-10-12 13F-HR SHEETS SMITH WEALTH MANAGEMENT 1,868 320
2017-11-08 13F-HR Mirae Asset Global Investments Co., Ltd. 3,455 5,104 47.73 447 870 94.63
2017-11-14 13F-HR BANK OF NOVA SCOTIA TRUST CO 325 56
2017-10-10 13F-HR Baystate Wealth Management LLC 23 23 0.00 3 4 33.33
2017-10-25 13F-HR Cornerstone Advisors, Inc. 1,094 1,054 -3.66 143 180 25.87
2017-11-13 13F-HR DIMENSIONAL FUND ADVISORS LP 125,357 183,682 46.53 16,335 31,446 92.51
2017-11-14 13F-HR VOLORIDGE INVESTMENT MANAGEMENT, LLC 0 111,160 0 19,031
2017-11-14 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ 2,558,480 2,579,618 0.83 333,396 441,631 32.46
2017-11-14 13F-HR Capital World Investors 25,172,077 25,525,006 1.40 3,280,173 4,369,881 33.22
2017-11-13 13F-HR TIVERTON ASSET MANAGEMENT LLC 20,630 20,630 0.00 2,689 3,532 31.35
2017-10-12 13F-HR Advisory Services Network, LLC 215 215 0.00 28 37 32.14
2017-10-23 13F-HR WHITTIER TRUST CO OF NEVADA INC 142 153 7.75 19 26 36.84
2017-11-15 13F-HR Neuberger Berman Group LLC 1,478,680 1,398,010 -5.46 192,687 239,339 24.21
2017-11-13 13F-HR STATE FARM MUTUAL AUTOMOBILE INSURANCE CO 3,772,041 3,772,041 0.00 491,534 645,774 31.38
2017-11-15 13F-HR/A-1 Valeo Financial Advisors, Llc 30 5
2017-11-15 13F-HR Fieldpoint Private Securities, LLC 225 425 88.89 29 73 151.72
2017-11-14 13F-HR ELLINGTON MANAGEMENT GROUP LLC 9,200 0 -100.00 1,199 0 -100.00
2017-11-14 13F-HR SYMMETRY PEAK MANAGEMENT LLC 2,500 0 -100.00 326 0 -100.00
2017-10-02 13F-HR Hefty Wealth Partners 24 24 0.00 3 4 33.33
2017-11-14 13F-HR MORGENS WATERFALL VINTIADIS & CO INC 25,000 25,000 0.00 3,258 4,280 31.37
2017-11-14 13F-HR GEODE CAPITAL MANAGEMENT, LLC 47,728 48,608 1.84 6,219 8,321 33.80
2017-11-13 13F-HR NN Investment Partners Holdings N.V. 6,090 6,090 0.00 794 794 0.00
2017-11-06 13F-HR Stanley Capital Management, LLC 36,238 36,238 0.00 4,722 6,204 31.39
2017-10-20 13F-HR ROCKEFELLER FINANCIAL SERVICES INC 0 456 0 78
2017-10-13 13F-HR DUBUQUE BANK & TRUST CO 11,588 13,148 13.46 1,510 2,251 49.07
2017-11-13 13F-HR NORTHEAST INVESTMENT MANAGEMENT 0 1,218 0 209
2017-10-20 13F-HR REILLY FINANCIAL ADVISORS, LLC 7,151 7,151 0.00 932 1,224 31.33
2017-10-31 13F-HR Syntal Capital Partners, LLC 4,982 852
2017-11-06 13F-HR Massey, Quick & Co., LLC 633 108
2017-11-15 13F-HR SRS Capital Advisors, Inc. 18 22 22.22 2 3 50.00
2017-11-14 13F-HR Intellectus Partners, LLC 22,976 22,976 0.00 2,994 3,933 31.36
2017-10-27 13F-HR ENTERPRISE FINANCIAL SERVICES CORP 195 195 0.00 25 33 32.00
2017-10-17 13F-HR Cutler Group LP 521 2,951 466.41 67 505 653.73
2017-11-01 13F-HR Mountain Capital Investment Advisors, Inc 42 42 0.00 5 7 40.00
2017-11-13 13F-HR STIFEL FINANCIAL CORP 61,572 64,399 4.59 8,019 11,022 37.45
2017-11-08 13F-HR TURNER INVESTMENTS, L.P. 330 330 0.00 43 56 30.23
2017-11-15 13F-HR WOLVERINE TRADING, LLC Call 0 32,800 0 5,615
2017-08-07 13F-HR Karp Capital Management Corp 82,608 0 -100.00 10,970 0 -100.00
2017-11-08 13F-HR Edge Advisors, Llc 175 29
2017-11-14 13F-HR Walleye Trading LLC Put 400 5,000 1,150.00 52 856 1,546.15
2017-11-14 13F-HR THRIVENT FINANCIAL FOR LUTHERANS 11 2
2017-11-13 13F-HR COMMERZBANK AKTIENGESELLSCHAFT /FI 2,069 2,069 0.00 270 354 31.11
2017-10-19 13F-HR Endurance Wealth Management, Inc. 1,100 188
2017-10-12 13F-HR ATRIA INVESTMENTS LLC 2,364 2,816 19.12 308 482 56.49
2017-10-27 13F-HR GENERAL AMERICAN INVESTORS CO INC 185,850 185,850 0.00 24,218 31,818 31.38
2017-11-22 13F-HR Chicago Partners Investment Group LLC 204 85 -58.33 24 15 -37.50
2017-10-24 13F-HR HUNTINGTON NATIONAL BANK 63 63 0.00 8 11 37.50
2017-11-13 13F-HR Private Advisor Group, LLC 0 5,006 0 856
2017-11-14 13F-HR Baird Financial Group, Inc. 207,727 205,733 -0.96 27,069 35,221 30.12
2017-11-13 13F-HR NORTHERN TRUST CORP 495,818 504,728 1.80 64,610 86,410 33.74
2017-10-17 13F-HR ANDERSON HOAGLAND & CO 9,185 9,185 0.00 1,197 1,572 31.33
2017-11-13 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 33,640 34,516 2.60 4,383,628 5,909,139 34.80
2017-11-08 13F-HR Geneva Partners, Llc 5,380 921
2017-11-02 13F-HR TRILLIUM ASSET MANAGEMENT, LLC 37,392 35,692 -4.55 4,873 6,110 25.38
2017-08-14 13F-HR Dynamic Capital Management Ltd 2,900 0 -100.00 385 0 -100.00
2017-11-13 13F-HR PINNACLE ASSOCIATES LTD 3,145 3,410 8.43 410 584 42.44
2017-11-13 13F-HR Rafferty Asset Management, LLC 33,804 37,795 11.81 4,405 6,471 46.90
2017-11-14 13F-HR DEUTSCHE BANK AG\ 359 51,262 14,179.11 46 8,775 18,976.09
2017-08-09 13F-HR Timber Hill LLC Put 10,700 0 -100.00 1,421 0 -100.00
2017-10-25 13F-HR SIMPLEX TRADING, LLC Put 279 435 55.91 133 101 -24.06
2017-11-14 13F-HR MILLENNIUM MANAGEMENT LLC 0 20,632 0 3,532
2017-11-06 13F-HR Spot Trading L.l.c. 6,719 18,158 170.25 876 3,109 254.91
2017-11-14 13F-HR HENDERSON GROUP PLC 1,556,963 1,839,320 18.14 202,888 314,892 55.20
2017-08-14 13F-HR Bayesian Capital Management, LP 4,100 0 -100.00 544 0 -100.00
2017-11-14 13F-HR UBS OCONNOR LLC 46,530 95,282 104.78 6,063,000 16,312,000 169.04
2017-11-14 13F-HR Capital Research Global Investors 10 14 40.00 1 2 100.00
2017-08-18 13F-HR WFG Advisors, LP 16 16 0.00 2 2 0.00
2017-11-14 13F-HR MAPLELANE CAPITAL, LLC Call 100,000 17,120
2017-11-14 13F-HR Clearbridge Investments, LLC 215,715 240,978 11.71 28,110 41,255 46.76
2017-11-13 13F-HR CITIGROUP INC 22,161 27,785 25.38 2,888 4,757 64.72
2017-11-13 13F-HR/A-1 NORGES BANK 275,670 275,670 0.00 27,349 28,852 5.50
2017-11-02 13F-HR Checchi Capital Advisers, LLC 2,827 2,467 -12.73 368 422 14.67
2017-11-14 13F-HR Saturna Capital CORP 422,600 334,400 -20.87 55,069 57,249 3.96
2017-08-10 13F-HR Twin Tree Management, LP 9,850 0 -100.00 1,308 0 -100.00
2017-10-16 13F-HR BANK OF MONTREAL /CAN/ 12,272 10,820 -11.83 1,599 1,853 15.88
2017-11-03 13F-HR World Asset Management Inc 25,520 25,453 -0.26 3,326 4,358 31.03
2017-11-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 2,342 2,551 8.92 306 436 42.48
2017-11-15 13F-HR Krilogy Financial LLC 28 5
2017-11-14 13F-HR JANE STREET GROUP, LLC Put 7,500 6,000 -20.00 977 1,027 5.12
2017-11-14 13F-HR Miura Global Management, LLC 100,000 17,120
2017-11-14 13F-HR SILVERCREST ASSET MANAGEMENT GROUP LLC 34,795 32,070 -7.83 4,534 5,490 21.09
2017-11-14 13F-HR Minerva Advisors LLC 9,459 1,807 -80.90 1,232 309 -74.92
2017-11-09 13F-HR American Trust Investment Advisors, LLC 1,760 0 -100.00 229 0 -100.00
2017-11-09 13F-HR VAN ECK ASSOCIATES CORP 176,512 241,783 36.98 23,001 41,393 79.96
2017-11-13 13F-HR ALLIANCEBERNSTEIN L.P. 0 10,546 0 1,805
2017-10-18 13F-HR SpiderRock Advisors LLC Call 16 14 -12.50
2017-10-25 13F-HR SIMPLEX TRADING, LLC Call 123 148 20.33 113 336 197.35
2017-11-13 13F-HR EATON VANCE MANAGEMENT 20,574 20,535 -0.19 2,681 3,516 31.15
2017-11-09 13F-HR CITADEL ADVISORS LLC 50,050 6,328 -87.36 6,647 1,083 -83.71
2017-11-14 13F-HR BARCLAYS PLC Call 47,900 58,000 21.09 6,242 9,930 59.08
2017-11-09 13F-HR TD ASSET MANAGEMENT INC 0 6,792 0 1,163
2017-10-17 13F-HR Cutler Group LP Call 0 10,600 0 115
2017-10-30 13F-HR JOHNSTON ASSET MANAGEMENT CORP 813,849 810,806 -0.37 106,053 138,810 30.89
2017-11-14 13F-HR CLEARBRIDGE, LLC 1,300 1,317 1.31 169 225 33.14
2017-11-13 13F-HR MCKINLEY CAPITAL MANAGEMENT LLC /DELAWARE 2,033 3,440 69.21 265 589 122.26
2017-11-06 13F-HR COMERICA BANK 24,533 24,807 1.12 3,771 4,413 17.02
2017-11-14 13F-HR CAPITAL INTERNATIONAL SARL 28,913 28,913 0.00 3,768 4,950 31.37
2017-11-07 13F-HR Mascoma Wealth Management LLC 31 5 -83.87 4 1 -75.00
2017-11-15 13F-HR WOLVERINE TRADING, LLC Put 0 37,700 0 6,454
2017-10-26 13F-HR BALDWIN BROTHERS INC/MA 0 300 0 51
2017-11-14 13F-HR LOGAN CAPITAL MANAGEMENT INC 4,177 4,277 2.39 544 732 34.56
2017-11-14 13F-HR GOLDMAN SACHS GROUP INC 431,080 499,692 15.92 56,174 85,547 52.29
2017-07-10 13F-HR CAPSTONE ASSET MANAGEMENT CO 43,502 42,002 -3.45 5,777 5,473 -5.26
2017-11-09 13F-HR CITADEL ADVISORS LLC Put 17,700 33,600 89.83 2,306 5,752 149.44
2017-11-13 13F-HR M&T BANK CORP 2,775 3,514 26.63 362 601 66.02
2017-10-18 13F-HR Quantitative Systematic Strategies LLC 7,293 1,537 -78.92 945 263 -72.17
2017-10-12 13F-HR Hanson McClain, Inc. 16 3
2017-11-14 13F-HR ROCKY MOUNTAIN ADVISERS, LLC 20 20 0.00 3 3 0.00
2017-11-14 13F-HR HANSBERGER GROWTH INVESTORS, LP 70,524 65,915 -6.54 9,190 11,285 22.80
2017-11-14 13F-HR HBK INVESTMENTS L P 15,352 0 -100.00 2,001 0 -100.00
2017-11-13 13F-HR Bb&t Investment Services, Inc. 15 3
2017-08-02 13F-HR Advisors Preferred, LLC 163 0 -100.00 22 0 -100.00
2017-11-07 13F-HR SG Americas Securities, LLC 9,151 12,594 37.62 1,192 2,156 80.87
2017-11-09 13F-HR PICTON MAHONEY ASSET MANAGEMENT 17,200 16,400 -4.65 2,242 2,808 25.25
2017-11-14 13F-HR Cubist Systematic Strategies, LLC 11,980 3,751 -68.69 1,561 642 -58.87
2017-11-13 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 98,953 126,413 27.75 12,895 21,642 67.83
2017-07-28 13F-HR Daiwa Securities Group Inc. 2,254 0 -100.00 299 0 -100.00
2017-11-14 13F-HR Parallax Volatility Advisers, L.P. Put 65,000 0 -100.00 8,470 0 -100.00
2017-10-18 13F-HR SIT INVESTMENT ASSOCIATES INC 1,726 1,726 0.00 225 295 31.11
2017-11-13 13F-HR CITIGROUP INC Put 21,100 29,600 40.28 2,750 5,068 84.29
2017-11-01 13F-HR AMERICAN CENTURY COMPANIES INC 19,111 24,290 27.10 2,490 4,158 66.99
2017-11-14 13F-HR D. E. Shaw & Co., Inc. 86,748 146,369 68.73 11,304 25,058 121.67
2017-11-06 13F-HR TORONTO DOMINION BANK 366 534 45.90 48 92 91.67
2017-11-13 13F-HR FIRST MERCANTILE TRUST CO 5,126 6,296 22.82 668 1,078 61.38
2017-11-14 13F-HR Capital Bank & Trust Co 375,147 378,988 1.02 48,885 64,883 32.73
2017-11-14 13F-HR VANGUARD GROUP INC 2,375 1,375 -42.11 309 235 -23.95
2017-11-13 13F-HR FRANKLIN RESOURCES INC 866,078 865,784 -0.03 112,859 148,222 31.33
2017-11-14 13F-HR SCOTIA CAPITAL INC. 2,500 2,500 0.00 326 428 31.29
2017-11-14 13F-HR Jericho Capital Asset Management L.P. 176,000 30,131
2017-11-09 13F-HR ROPES WEALTH ADVISORS LLC 541 439 -18.85 70 75 7.14
2017-11-08 13F-HR FAYEZ SAROFIM & CO 599,939 588,235 -1.95 78,179 100,706 28.81
2017-10-25 13F-HR DUNCKER STREETT & CO INC 123 373 203.25 16 64 300.00
2017-11-14 13F-HR HighTower Advisors, LLC 22,064 19,835 -10.10 2,879 3,395 17.92
2017-11-14 13F-HR Connor, Clark & Lunn Investment Management Ltd. 17,825 0 -100.00 2,323 0 -100.00
2017-11-15 13F-HR WOLVERINE TRADING, LLC 0 8,442 0 1,445
2017-11-09 13F-HR JP MORGAN CHASE & CO 275,825 181,744 -34.11 35,943 30,985 -13.79
2017-11-14 13F-HR Prince Street Capital Management LLC 113,560 19,441
2017-11-14 13F-HR MARSICO CAPITAL MANAGEMENT LLC 17,726 17,726 0.00 2,310 3,035 31.39
2017-11-13 13F-HR PRIMECAP MANAGEMENT CO/CA/ 1,801,730 1,704,030 -5.42 234,783 291,730 24.26
2017-11-13 13F-HR ENVESTNET ASSET MANAGEMENT INC 9,917 13,716 38.31 1,291 2,350 82.03
2017-11-13 13F-HR Dorsey & Whitney Trust CO LLC 3,113 2,083 -33.09 406 357 -12.07
2017-10-23 13F-HR WHITTIER TRUST CO 419 460 9.79 55 79 43.64
2017-11-09 13F-HR CITADEL ADVISORS LLC Call 21,100 55,000 160.66 2,750 9,416 242.40
2017-11-14 13F-HR Kemper Corp Master Retirement Trust 15,500 15,500 0.00 2,020 2,654 31.39
2017-11-14 13F-HR UNITED CAPITAL FINANCIAL ADVISERS, LLC 0 1,600 0 274
2017-11-13 13F-HR Citizens Financial Group Inc/RI 661 658 -0.45 86 112 30.23
2017-11-06 13F-HR Winfield Associates, Inc. 145 145 0.00 19 25 31.58
2017-11-06 13F-HR Bank of New York Mellon Corp 340,844 335,206 -1.65 44,417 57,387 29.20
2017-08-04 13F-HR MARSHALL WACE ASIA Ltd 82,339 0 -100.00 10,951 0 -100.00
2017-11-14 13F-HR Tower Research Capital LLC (TRC) 54 0 -100.00 7 0 -100.00
2017-11-13 13F-HR Quantitative Investment Management, LLC 0 25,500 0 4,365
2017-11-14 13F-HR ROYAL BANK OF CANADA 40,775 65,966 61.78 5,315 11,293 112.47
2017-11-14 13F-HR Elkfork Partners LLC 6,798 6,798 0.00 886 1,164 31.38
2017-08-04 13F-HR Marshall Wace North America L.P. 82,339 0 -100.00 10,951 0 -100.00
2017-11-14 13F-HR GOLDMAN SACHS GROUP INC Put 2,600 7,700 196.15 339 1,318 288.79
2017-08-08 13F-HR Bellwether Investment Group, LLC 208 0 -100.00 28 0 -100.00
2017-10-03 13F-HR Eqis Capital Management, Inc. 8,710 9,540 9.53 1,135 1,633 43.88
2017-11-13 13F-HR RAYMOND JAMES & ASSOCIATES 143,742 155,400 8.11 18,731 26,604 42.03
2017-11-08 13F-HR PINNACLE FINANCIAL PARTNERS INC 300 0 -100.00 39 0 -100.00
2017-11-01 13F-HR SHINE INVESTMENT ADVISORY SERVICES INC 274 336 22.63 36 58 61.11
2017-10-24 13F-HR RAYMOND JAMES TRUST N.A. 4,487 4,753 5.93 584 814 39.38
2017-11-07 13F-HR Russell Investments Group, Ltd. 164,868 150,896 -8.47 21,484 25,834 20.25
2017-11-14 13F-HR Invesco Ltd. 38,989 275,934 607.72 5,080 47,239 829.90
2017-11-14 13F-HR UNITED SERVICES AUTOMOBILE ASSOCIATION 78,214 105,059 34.32 10,192 17,986 76.47
2017-11-14 13F-HR HSBC HOLDINGS PLC 2,455 420
2017-11-14 13F-HR LPL Financial LLC 9,840 13,817 40.42 1,282 2,366 84.56
2017-11-14 13F-HR IHT Wealth Management, LLC 26 26 0.00 193 4 -97.93
CUSIP: N07059210