SecurityAR / Antero Resources Corporation (03674X106)
Institutional Owners457 (167 N-Q Owners)
Institutional Shares346,063,463 - 109.33% (ex. N-Q)
Institutional Value$ 17,944,934,000 USD (ex. N-Q)

Institutional Stock Ownership and Shareholders

Antero Resources Corporation (NYSE:AR) has 457 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 346,063,463 shares. Largest shareholders include Warburg Pincus Private Equity VIII, L.P., Warburg Pincus LLC, SailingStone Capital Partners LLC, Baupost Group LLC/MA, Vanguard Group Inc, Fpr Partners Llc, BlackRock Inc., Brave Warrior Advisors, LLC, Sound Shore Management Inc /ct/, and Yorktown Energy Partners VIII, L.P..

Antero Resources Corporation (NYSE:AR) ownership summary shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.


File DateFormInvestor Opt Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-02-15 13F-HR JANE STREET GROUP, LLC 12,797 118,925 829.32 255 2,260 786.27
2018-02-13 13F-HR CREDIT AGRICOLE S A 1,065,499 0 -100.00 21,203 0 -100.00
2018-02-14 13F-HR NOMURA ASSET MANAGEMENT CO LTD 27,490 27,490 0.00 547 522 -4.57
2017-11-06 13F-HR Spot Trading L.l.c. 8,230 5,166 -37.23 178 103 -42.13
2018-03-01 N-Q Spdr Index Shares Funds (formerly Streettracks Index Shares Funds) (see advisory)
2018-02-02 13F-HR Aperio Group, LLC 78,721 52,313 -33.55 1,567 994 -36.57
2018-04-10 13F-HR Andra AP-fonden 84,500 240,200 184.26 1,606 4,768 196.89
2018-04-11 13F-HR DnB Asset Management AS 16,453 19,953 21.27 312,607 396,067 26.70
2018-02-08 13F-HR Trexquant Investment LP 0 131,719 0 2,503
2017-11-27 N-Q Voya Balanced Portfolio Inc (see advisory)
2018-03-23 13F-HR Varma Mutual Pension Insurance Co 395,775 7,519
2018-01-24 13F-HR SG Americas Securities, LLC 0 10,027 0 191
2017-11-20 N-Q Fqf Trust (see advisory)
2018-02-09 13F-HR Tower Research Capital LLC (TRC) 6,057 0 -100.00 121 0 -100.00
2018-02-14 13F-HR COBALT CAPITAL MANAGEMENT INC 1,481,756 193,027 -86.97 29,487 3,668 -87.56
2017-11-13 13F-HR FEDERATED INVESTORS INC /PA/ 46,000 0 -100.00 994 0 -100.00
2018-02-01 13F-HR Nationwide Fund Advisors 358,507 0 -100.00 7,134 0 -100.00
2018-04-12 13F-HR Valeo Financial Advisors, Llc 99 99 0.00 2 2 0.00
2018-02-14 13F-HR Summit Trail Advisors, Llc 4,597 93
2018-02-12 SC 13G/A Warburg Pincus Private Equity VIII, L.P. 56,712,287 46,609,601 -17.81
2018-02-07 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 239 914 282.43 5 17 240.00
2018-02-13 13F-HR AMALGAMATED BANK 40,853 43,436 6.32 813 825 1.48
2018-02-09 13F-HR Baird Financial Group, Inc. 78,029 76,026 -2.57 1,553 1,445 -6.95
2018-02-07 13F-HR Carnick & Kubik Group, LLC 519,998 448,614 -13.73 10,348 8,524 -17.63
2018-02-14 13F-HR EVERGREEN CAPITAL MANAGEMENT LLC 156,035 146,885 -5.86 3,105 2,791 -10.11
2018-02-12 13F-HR ADVANTAGE INVESTMENT MANAGEMENT, LLC 273 273 0.00 5 5 0.00
2018-02-14 13F-HR Old West Investment Management, LLC 263,746 260,488 -1.24 5,248 4,949 -5.70
2018-02-09 13F-HR BlackRock Inc. 11,744,411 11,866,714 1.04 233,713 225,469 -3.53
2017-11-29 N-Q Vanguard Index Funds (see advisory)
2018-02-13 13F-HR GEODE CAPITAL MANAGEMENT, LLC 1,662,150 1,743,451 4.89 33,059 33,108 0.15
2018-02-28 N-Q Virtus Equity Trust (see advisory)
2018-02-09 13F-HR Blume Capital Management, Inc. 8,550 4,825 -43.57 170 92 -45.88
2018-02-03 13F-HR BALASA DINVERNO & FOLTZ LLC 10,608 0 -100.00 211 0 -100.00
2018-02-14 13F-HR PANAGORA ASSET MANAGEMENT INC 9,147 99,935 992.54 182 1,899 943.41
2018-02-14 13F-HR Utah Retirement Systems 42,200 42,900 1.66 840 815 -2.98
2018-03-01 N-Q Rivernorth Funds (see advisory)
2018-02-13 13F-HR GRT CAPITAL PARTNERS L.L.C. 25,333 25,333 0.00 504 481 -4.56
2018-02-14 13F-HR Temasek Holdings (Private) Ltd 9,755,618 9,755,618 0.00 194,137 185,357 -4.52
2018-02-22 13F-HR Elkfork Partners LLC 97,272 1,848
2018-02-27 N-Q Putnam Diversified Income Trust (see advisory)
2018-02-22 N-Q American Century Investment Trust (see advisory)
2017-12-29 N-Q First Trust Exchange-traded Alphadex Fund (see advisory)
2018-02-14 13F-HR CANADA PENSION PLAN INVESTMENT BOARD 10 31,174 311,640.00 0 592
2018-02-13 13F-HR KOCH INDUSTRIES INC 14,265 271
2018-02-14 13F-HR BALYASNY ASSET MANAGEMENT LLC 23,210 46,710 101.25 462 887 91.99
2018-02-14 13F-HR Arbiter Partners Capital Management LLC 28,200 78,200 177.30 561 1,486 164.88
2018-01-31 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 31,224 31,224 0.00 621 593 -4.51
2018-02-06 13F-HR Sumitomo Mitsui Trust Holdings, Inc. 622,874 638,830 2.56 12,395 12,138 -2.07
2018-02-14 13F-HR KEY GROUP HOLDINGS (CAYMAN), LTD. 2,638,081 3,061,225 16.04 52,498 58,163 10.79
2017-10-30 N-Q Delaware Investments Dividend & Income Fund, Inc (see advisory)
2018-02-06 13F-HR ICON ADVISERS INC/CO 155,800 121,300 -22.14 3,100 2,305 -25.65
2018-02-13 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 793,294 983,894 24.03 15,787 18,694 18.41
2018-02-15 13F-HR Her Majesty the Queen in Right of the Province of Alberta as represented by Alberta Investment Management Corp 197,100 308,100 56.32 3,922 5,854 49.26
2018-02-16 13F-HR SALEM INVESTMENT COUNSELORS INC 14,136 9,424 -33.33 287 179 -37.63
2018-02-14 13F-HR D. E. Shaw & Co., Inc. 98,936 18,917 -80.88 1,969 359 -81.77
2018-02-14 13F-HR RAYMOND JAMES & ASSOCIATES 33,954 22,480 -33.79 676 427 -36.83
2018-02-02 13F-HR Trellus Management Company, LLC 20,000 20,000 0.00 398 380 -4.52
2017-10-30 N-Q Tortoise Pipeline & Energy Fund, Inc. (see advisory)
2018-02-14 13F-HR DEUTSCHE BANK AG\ 1,268,463 518,189 -59.15 25,236 9,838 -61.02
2017-10-27 N-Q Putnam High Yield Fund (see advisory)
2017-11-14 13F-HR PUTNAM INVESTMENTS LLC 120,400 0 -100.00 2,602 0 -100.00
2018-02-14 13F-HR Clearbridge Investments, LLC 396 391 -1.26 8 7 -12.50
2018-02-14 13F-HR ProShare Advisors LLC 17,680 15,815 -10.55 352 300 -14.77
2018-02-14 13F-HR PEAK6 Investments, L.P. Call 0 75,000 0 1,425
2018-02-09 13F-HR MARINER INVESTMENT GROUP LLC 83,400 83,400 0.00 1,660 1,585 -4.52
2017-11-27 N-Q American Century Variable Portfolios Inc (see advisory)
2017-11-13 13F-HR NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC 287,264 0 -100.00 7,463 0 -100.00
2018-01-10 13F-HR SIMPLEX TRADING, LLC Put 179 367 105.03 23 16 -30.43
2017-11-29 N-Q Eaton Vance Floating-rate 2022 Target Term Trust (see advisory)
2017-11-21 N-Q Allianz Funds (see advisory)
2017-11-09 13F-HR HITE Hedge Asset Management LLC 65,000 0 -100.00 1,405 0 -100.00
2018-02-14 13F-HR Petrus Trust Company, LTA 469,920 433,130 -7.83 9,351 8,229 -12.00
2018-01-22 N-Q Blackrock Corporate High Yield Fund, Inc. (see advisory)
2017-10-23 13F-HR FOX RUN MANAGEMENT, L.L.C. 43,800 0 -100.00 947 0 -100.00
2017-12-27 N-Q Delaware Group Income Funds (see advisory)
2018-02-14 13F-HR GSA CAPITAL PARTNERS LLP 33,351 12,834 -61.52 664 244 -63.25
2018-02-02 13F-HR Mn Services Vermogensbeheer B.V. 35,799 35,799 0.00 712 566 -20.51
2018-02-09 13F-HR CITADEL ADVISORS LLC Put 58,800 53,000 -9.86 1,170 1,007 -13.93
2017-11-14 13F-HR TWO SIGMA ADVISERS, LP 152,118 0 -100.00 3,287 0 -100.00
2017-11-09 13F-HR Harvest Fund Advisors LLC 0 21,149 0 421
2017-11-28 N-Q Penn Capital Funds Trust (see advisory)
2018-02-14 13F-HR RIVERHEAD CAPITAL MANAGEMENT LLC 87,550 86,950 -0.69 1,742 1,652 -5.17
2017-11-22 N-Q General Electric Rsp U.s. Equity Fund (see advisory)
2017-11-28 N-Q Driehaus Mutual Funds (see advisory)
2017-11-13 13F-HR FMR LLC / Fidelity 97,900 0 -100.00 2,116 0 -100.00
2018-02-06 13F-HR Daiwa Securities Group Inc. 6,100 6,100 0.00 121 116 -4.13
2018-02-14 13F-HR Verition Fund Management LLC 21,704 26,113 20.31 432 496 14.81
2018-02-28 N-Q Ishares Trust (see advisory)
2018-02-12 13F-HR CITIGROUP INC Call 2,000 11,600 480.00 40 220 450.00
2018-01-26 N-Q Fidelity Puritan Trust (see advisory)
2018-02-15 13F-HR UNITED BANK /VA/ 20,458 389
2017-10-30 N-Q Delaware Group Equity Funds V (see advisory)
2018-02-09 13F-HR THOMPSON SIEGEL & WALMSLEY LLC 6,361,895 6,171,874 -2.99 126,602 117,265 -7.38
2017-11-13 13F-HR Laurion Capital Management LP Call 132,000 0 -100.00 2,853 0 -100.00
2017-11-15 13F-HR BAMCO INC /NY/ 67,300 0 -100.00 1,454 0 -100.00
2017-12-28 N-Q Entrepreneurshares Series Trust (see advisory)
2018-02-13 13F-HR Yorktown Management & Research Co Inc 30,200 32,600 7.95 601 619 3.00
2018-01-25 N-Q Putnam High Income Securities Fund (see advisory)
2018-01-18 13F-HR Westpac Banking Corp 13,823 13,823 0.00 275,078 262,637 -4.52
2018-02-08 13F-HR PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 106,830 108,678 1.73 2,126 2,065 -2.87
2018-02-28 N-Q Seasons Series Trust (see advisory)
2018-02-14 13F-HR TORTOISE CAPITAL ADVISORS, L.L.C. 436,950 363,067 -16.91 8,695 6,898 -20.67
2018-02-09 13F-HR GROUP ONE TRADING, L.P. Call 1,100 11,900 981.82 22 226 927.27
2018-03-01 N-Q Janus Investment Fund (see advisory)
2017-11-28 N-Q Jnl Strategic Income Fund Llc (see advisory)
2018-03-01 N-Q Eaton Vance High Income 2021 Target Term Trust (see advisory)
2018-02-28 N-Q Fidelity Central Investment Portfolios Llc (see advisory)
2017-10-30 N-Q Guggenheim Taxable Municipal Managed Duration Trust (see advisory)
2018-01-17 13F-HR Gulf International Bank (UK) Ltd 64,114 79,114 23.40 1,275 1,503 17.88
2017-10-27 N-Q Prudential Short Duration High Yield Fund, Inc. (see advisory)
2018-02-14 13F-HR ROYAL BANK OF CANADA 16,144 54,601 238.21 322 1,037 222.05
2018-02-14 13F-HR FPR PARTNERS LLC 11,893,840 11,920,893 0.23 236,687 226,497 -4.31
2018-02-14 13F-HR MENTA CAPITAL LLC 0 23,044 0 438
2017-11-14 13F-HR AJO, LP 100,776 0 -100.00 2,178 0 -100.00
2018-01-30 13F-HR JJJ Advisors Inc. 148,964 101,231 -32.04 2,964 1,923 -35.12
2018-02-13 13F-HR AVIVA PLC 138,390 122,315 -11.62 2,757 2,324 -15.71
2018-01-25 N-Q Federated High Yield Trust (see advisory)
2018-02-09 13F-HR SCHRODER INVESTMENT MANAGEMENT GROUP 1,401,078 1,530,067 9.21 27,868 29,071 4.32
2018-04-05 13F-HR Edge Wealth Management LLC 2,000 2,000 0.00 38 40 5.26
2018-03-01 N-Q Pimco Funds (see advisory)
2018-02-12 SC 13G/A VANGUARD GROUP INC 15,889,992 18,998,980 19.57
2017-11-29 N-Q First Trust Exchange-traded Fund (see advisory)
2018-01-23 13F-HR STRS OHIO 230,265 289,065 25.54 4,582 5,492 19.86
2017-11-13 13F-HR PineBridge Investments, L.P. 1,555 0 -100.00 34 0 -100.00
2018-02-07 13F-HR IBM Retirement Fund 0 111,720 0 2,048
2018-03-01 N-Q First Investors Income Funds (see advisory)
2017-10-30 N-Q John Hancock Strategic Series (see advisory)
2018-01-17 13F-HR Cascade Investment Advisors, Inc. 39,725 34,350 -13.53 790,527 652,650 -17.44
2018-02-14 13F-HR NUMERIC INVESTORS LLC 19,000 49,500 160.53 378 941 148.94
2018-02-01 13F-HR WESBANCO BANK INC 25,727 0 -100.00 512 0 -100.00
2018-02-09 13F-HR EAGLE ASSET MANAGEMENT INC 0 493,795 0 9,382
2018-02-14 13F-HR Invesco Ltd. 126,487 203,484 60.87 2,517 3,866 53.60
2017-11-29 N-Q Delaware Group Limited-term Government Funds (see advisory)
2018-02-27 N-Q Blackstone Alternative Investment Funds (see advisory)
2018-02-27 N-Q Federated High Income Bond Fund Inc (see advisory)
2018-03-01 N-Q Sei Institutional Managed Trust (see advisory)
2018-02-27 N-Q Massmutual Select Funds (see advisory)
2018-02-12 13F-HR NN Investment Partners Holdings N.V. 63,542 100,065 57.48 1,265 1,902 50.36
2018-02-14 13F-HR WOLVERINE TRADING, LLC Put 39,100 50,500 29.16 778 960 23.39
2018-02-09 13F-HR AMERICAN INTERNATIONAL GROUP INC 6,732 11,873 76.37 134 226 68.66
2017-11-28 N-Q Variable Insurance Products Fund V (see advisory)
2018-03-01 N-Q Advisors Series Trust (see advisory)
2018-02-14 13F-HR MORGAN STANLEY 556,749 546,651 -1.81 11,080 10,387 -6.25
2017-11-14 13F-HR TWO SIGMA INVESTMENTS LLC 264,058 0 -100.00 5,706 0 -100.00
2018-02-14 13F-HR Walleye Trading LLC Call 25,500 2,500 -90.20 508 49 -90.35
2018-02-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 139,200 120,700 -13.29 2,770 2,293 -17.22
2017-10-30 N-Q Sei Institutional Investments Trust (see advisory)
2018-03-01 N-Q Loomis Sayles Funds Ii (see advisory)
2018-02-14 13F-HR GOLDMAN SACHS GROUP INC 4,068,099 7,796,206 91.64 80,955 148,128 82.98
2017-11-06 13F-HR Kingfisher Capital LLC 45,361 0 -100.00 980 0 -100.00
2018-02-14 13F-HR BlueCrest Capital Management Ltd 0 186,096 0 3,536
2018-02-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 72,395 109,414 51.13 1,441 2,079 44.27
2018-03-05 13F-HR/A-1 BNP PARIBAS ARBITRAGE, SA 67,398 50,960 -24.39 1,341,220 968,240 -27.81
2018-01-17 13F-HR Cutler Group LP Put 86,500 41,500 -52.02 129 16 -87.60
2018-02-15 13F-HR GLENMEDE TRUST CO NA 7,359 6,543 -11.09 146 123 -15.75
2017-11-29 N-Q Eaton Vance Senior Income Trust (see advisory)
2018-02-08 13F-HR Morningstar Investment Services LLC 93,070 104,423 12.20 1,852 1,984 7.13
2018-04-13 13F-HR DFT Energy LP 200,000 190,000 -5.00 3,800 3,772 -0.74
2017-11-13 13F-HR M&T BANK CORP 33,143 0 -100.00 716 0 -100.00
2017-11-22 N-Q Quantitative Master Series Llc (see advisory)
2018-02-23 N-Q Icon Funds (see advisory)
2018-02-08 13F-HR Parkwood LLC 385,121 387,089 0.51 7,664 7,355 -4.03
2018-02-14 13F-HR APPALOOSA LP 150,000 0 -100.00 2,985 0 -100.00
2018-01-17 N-Q Ssga Funds (see advisory)
2018-02-14 13F-HR MILLENNIUM MANAGEMENT LLC 1,179,822 1,370,155 16.13 23,478 26,033 10.88
2018-02-13 13F-HR James Hambro & Partners 9,990 190
2017-11-22 N-Q Wesmark Funds (see advisory)
2018-02-09 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 9,504 9,020 -5.09 190 172 -9.47
2018-02-14 13F-HR Nuveen Asset Management, LLC 11,950 160,750 1,245.19 238 3,054 1,183.19
2018-02-14 13F-HR Tyers Asset Management LLC 97,916 97,272 -0.66 1,948 1,848 -5.13
2018-02-14 13F-HR Neuburgh Advisers LLC 76,934 76,428 -0.66 1,531 1,452 -5.16
2018-02-21 13F-HR/A-1 Xact Kapitalforvaltning AB 21,288 24,711 16.08 424 470 10.85
2017-11-14 13F-HR J. Goldman & Co LP Put 90,000 0 -100.00 1,945 0 -100.00
2018-02-09 13F-HR HAP Trading, LLC Put 30,000 30,000 0.00 314 317 0.96
2017-12-29 N-Q American Beacon Funds (see advisory)
2017-11-03 N-Q Sound Shore Fund Inc (see advisory)
2018-02-12 13F-HR Mirae Asset Global Investments Co., Ltd. 86,449 86,171 -0.32 1,720 1,637 -4.83
2018-02-01 13F-HR Quantitative Systematic Strategies LLC 66,516 22,824 -65.69 1,324 434 -67.22
2017-10-27 13F-HR ENTERPRISE FINANCIAL SERVICES CORP 106 0 -100.00 2 0 -100.00
2018-02-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 180,500 127,900 -29.14 3,592 2,430 -32.35
2018-02-08 13F-HR WELLS FARGO & COMPANY/MN 858,994 1,600,752 86.35 17,094 30,415 77.93
2018-01-29 N-Q Invesco Bond Fund (see advisory)
2018-02-13 13F-HR Poplar Forest Capital LLC 639,685 677,211 5.87 12,730 12,867 1.08
2018-02-12 13F-HR Allen Investment Management LLC 14,096 0 -100.00 281 0 -100.00
2018-02-14 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 378,756 377,132 -0.43 7,537 7,166 -4.92
2017-11-15 13F-HR GUARDIAN CAPITAL LP 11,413 0 -100.00 247 0 -100.00
2018-02-13 13F-HR Parallel Advisors, LLC 74 71 -4.05 1 1 0.00
2018-01-29 N-Q Aim Investment Securities Funds (invesco Investment Securities Funds) (see advisory)
2018-02-28 N-Q Guggenheim Energy & Income Fund (see advisory)
2018-02-14 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ 28,457 31,647 11.21 566 601 6.18
2018-02-13 13F-HR Freestone Capital Holdings, LLC 16,183 11,496 -28.96 322 218 -32.30
2017-11-17 N-Q Ultra Series Fund (see advisory)
2018-02-14 13F-HR GOLDMAN SACHS GROUP INC Call 10,100 6,000 -40.59 201 114 -43.28
2018-01-17 13F-HR Cutler Group LP Call 12,200 5,200 -57.38 10 6 -40.00
2018-02-12 13F-HR AMERIPRISE FINANCIAL INC 52,614 46,574 -11.48 1,047 885 -15.47
2018-02-13 SC 13G Baupost Group LLC/MA 14,505,881 24,722,187 70.43
2018-02-14 13F-HR Janney Montgomery Scott LLC 28,592 21,773 -23.85 569 414 -27.24
2018-02-09 13F-HR Bank of New York Mellon Corp 1,102,722 1,235,490 12.04 21,944 23,474 6.97
2018-02-12 13F-HR Smith Asset Management Group LP 2,030 2,250 10.84 40 43 7.50
2018-02-09 13F-HR ELCO Management Co., LLC 24,400 49,000 100.82 486 931 91.56
2018-01-25 13F-HR Sumitomo Mitsui Asset Management Company, LTD 14,135 13,502 -4.48 281 256 -8.90
2018-02-20 13F-HR BRITISH COLUMBIA INVESTMENT MANAGEMENT CORP 155,782 100,016 -35.80 3,100 1,900 -38.71
2017-10-27 N-Q Deutsche Strategic Income Trust (see advisory)
2017-11-08 13F-HR Cowen Prime Services LLC 2,356 0 -100.00 51 0 -100.00
2018-02-08 13F-HR FIRST TRUST ADVISORS LP 759,338 901,336 18.70 15,111 17,125 13.33
2018-02-28 N-Q Sunamerica Income Funds (see advisory)
2017-12-28 N-Q VANGUARD SPECIALIZED FUNDS (see advisory)
2018-02-14 13F-HR EARNEST PARTNERS LLC 140,359 114,794 -18.21 2,793 2,181 -21.91
2018-02-28 N-Q Deutsche High Income Opportunities Fund, Inc. (see advisory)
2018-02-14 13F-HR ELLINGTON MANAGEMENT GROUP LLC 0 52,700 0 1,001
2018-02-14 13F-HR Paloma Partners Management Co 446,966 370,964 -17.00 8,895 7,048 -20.76
2017-11-29 N-Q Investment Managers Series Trust (see advisory)
2018-02-09 13F-HR Proficio Capital Partners LLC 228 21 -90.79 5 0 -100.00
2018-02-13 13F-HR BANK OF NOVA SCOTIA 665,149 171,149 -74.27 13,236 3,252 -75.43
2017-11-29 N-Q Virtus Variable Insurance Trust (see advisory)
2018-02-07 13F-HR RWC Asset Management LLP 270,131 5,132
2017-12-28 N-Q Prudential Global Short Duration High Yield Fund, Inc. (see advisory)
2018-02-05 13F-HR SOUND SHORE MANAGEMENT INC /CT/ 9,932,900 10,799,117 8.72 197,665 205,183 3.80
2018-02-14 13F-HR MACQUARIE GROUP LTD 500 1,900 280.00 10 44 340.00
2018-02-12 13F-HR FJARDE AP-FONDEN /FOURTH SWEDISH NATIONAL PENSION FUND 43,283 49,757 14.96 861 945 9.76
2018-02-14 13F-HR UBS Group AG 323,802 33,711 -89.59 6,443 640 -90.07
2018-01-22 N-Q Blackrock Core Bond Trust (see advisory)
2018-02-14 13F-HR WOLVERINE TRADING, LLC Call 26,300 18,200 -30.80 523 346 -33.84
2018-02-13 13F-HR CAISSE DE DEPOT ET PLACEMENT DU QUEBEC 44,207 46,707 5.66 883 887 0.45
2017-10-23 13F-HR BB&T CORP 11,850 0 -100.00 256 0 -100.00
2018-01-25 13F-HR First Personal Financial Services 2,115 2,115 0.00 42 40 -4.76
2018-02-12 13F-HR VAN ECK ASSOCIATES CORP 41,121 36,076 -12.27 818 685 -16.26
2018-03-01 N-Q Optimum Fund Trust (see advisory)
2018-02-08 13F-HR STATE OF WISCONSIN INVESTMENT BOARD 202,744 200,280 -1.22 4,035 3,805 -5.70
2018-02-05 13F-HR SHUFRO ROSE & CO LLC 22,650 199,730 781.81 451 3,795 741.46
2018-02-02 13F-HR PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 27,671 152,032 449.43 551 2,889 424.32
2017-12-06 13F-HR/A-1 USS Investment Management Ltd 279,168 0 -100.00 6,366 0 -100.00
2017-11-27 N-Q Federated Insurance Series (see advisory)
2018-02-20 13F-HR ENVESTNET ASSET MANAGEMENT INC 0 48 0 1
2018-02-14 13F-HR TPH Asset Management, LLC 12,124 0 -100.00 241 0 -100.00
2018-01-31 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 166 255 53.61 3 5 66.67
2018-02-13 13F-HR LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0 48,655 0 924
2018-02-12 13F-HR PRINCIPAL FINANCIAL GROUP INC 33,116 34,174 3.19 659 649 -1.52
2018-02-09 13F-HR GROUP ONE TRADING, L.P. 0 21,312 0 405
2018-01-23 N-Q Schwab Strategic Trust (see advisory)
2018-02-02 13F-HR Linscomb & Williams, Inc. 11,323 13,209 16.66 225 251 11.56
2018-02-14 13F-HR GLG LLC 8,111 0 -100.00 161 0 -100.00
2017-11-29 N-Q Hc Capital Trust (see advisory)
2018-02-07 13F-HR OPPENHEIMER ASSET MANAGEMENT INC. 163,877 163,877 0.00 3,261 3,261 0.00
2018-02-14 13F-HR PICTET ASSET MANAGEMENT LTD 81,300 92,419 13.68 1,618 1,756 8.53
2018-02-01 13F-HR TCI Wealth Advisors, Inc. 74 74 0.00 1 1 0.00
2017-11-29 N-Q Investment Managers Series Trust Ii (see advisory)
2017-11-28 N-Q Pax World Funds Series Trust I (see advisory)
2017-12-28 N-Q Putnam Premier Income Trust (see advisory)
2018-02-14 13F-HR Board of Trustees of The Leland Stanford Junior University 2,246,194 2,246,194 0.00 44,699 42,678 -4.52
2018-02-28 N-Q Deutsche Income Trust (see advisory)
2018-02-08 13F-HR ADVISORY RESEARCH INC 12,003 12,003 0.00 239 228 -4.60
2017-11-03 13F-HR FDx Advisors, Inc. 21,247 0 -100.00 459 0 -100.00
2018-01-31 13F-HR DUPONT CAPITAL MANAGEMENT Corp 11,963 9,500 -20.59 238 181 -23.95
2018-02-14 13F-HR TWO SIGMA INVESTMENTS LLC Put 18,700 33,600 79.68 372 638 71.51
2018-02-13 13F-HR STEVENS CAPITAL MANAGEMENT LP 114,492 164,205 43.42 2,278 3,120 36.96
2018-04-16 13F-HR Raymond James Financial Services Advisors, Inc. 11,564 10,713 -7.36 220 213 -3.18
2018-01-17 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 851,153 955,070 12.21 16,938 18,147 7.14
2018-02-26 N-Q Alliancebernstein Global High Income Fund Inc (see advisory)
2017-11-08 13F-HR Dynamic Technology Lab Private Ltd 46,145 0 -100.00 997 0 -100.00
2017-11-17 N-Q Nationwide Variable Insurance Trust (see advisory)
2017-11-13 13F-HR Goss Wealth Management LLC 355 0 -100.00 7,558 0 -100.00
2017-11-28 N-Q Putnam Variable Trust (see advisory)
2018-02-14 13F-HR BARCLAYS PLC 79,528 58,646 -26.26 1,583 1,114 -29.63
2017-10-26 N-Q Global X Funds (see advisory)
2018-02-28 N-Q Metropolitan West Funds (see advisory)
2018-04-18 13F-HR REGIONS FINANCIAL CORP 5,000 5,000 0.00 95 99 4.21
2018-02-13 13F-HR OXFORD ASSET MANAGEMENT 436,298 169,741 -61.10 8,678 3,269 -62.33
2017-11-14 13F-HR QVT Financial LP 323,413 0 -100.00 6,989 0 -100.00
2018-01-23 13F-HR FIRST QUADRANT L P/CA 6,200 6,200 0.00 123 118 -4.07
2018-02-09 13F-HR TCW GROUP INC 23,665 0 -100.00 471 0 -100.00
2018-01-29 N-Q Saratoga Advantage Trust (see advisory)
2018-01-26 13F-HR MILLER HOWARD INVESTMENTS INC /NY 13,104 35,907 174.02 261 682 161.30
2018-01-29 N-Q Consulting Group Capital Markets Funds (see advisory)
2018-02-13 13F-HR ALLIANCEBERNSTEIN L.P. 136,694 135,661 -0.76 2,720 2,578 -5.22
2017-11-28 N-Q Variable Insurance Products Fund (see advisory)
2018-01-26 N-Q Fidelity Concord Street Trust (see advisory)
2018-01-10 13F-HR SIMPLEX TRADING, LLC Call 55 76 38.18 5 5 0.00
2018-02-14 13F-HR Point72 Asia (Hong Kong) Ltd 72 0 -100.00 1 0 -100.00
2018-01-26 N-Q Fidelity Merrimack Street Trust (see advisory)
2018-02-14 13F-HR Warburg Pincus LLC 56,712,287 46,609,061 -17.81 1,128,575 885,572 -21.53
2017-12-27 N-Q Usaa Mutual Funds Trust (see advisory)
2017-11-22 N-Q Tiaa Separate Account Va 1 (see advisory)
2017-11-08 13F-HR STEPHENS INC /AR/ 17,043 0 -100.00 368 0 -100.00
2018-02-15 13F-HR Farmstead Capital Management, LLC Call 16,000 30,400
2017-12-28 N-Q Fidelity Covington Trust (see advisory)
2018-02-12 13F-HR BROWN ADVISORY INC 70,270 35,420 -49.59 1,398 673 -51.86
2018-02-14 13F-HR Pacer Advisors, Inc. 37,837 0 -100.00 753 0 -100.00
2017-11-29 N-Q Vanguard Tax-managed Funds (see advisory)
2017-10-30 N-Q Tortoise Energy Independence Fund, Inc. (see advisory)
2018-02-05 13F-HR Parkside Financial Bank & Trust 45 0 -100.00 1 0 -100.00
2017-10-26 13F-HR UNITED BANK, INC. 20,458 20,458 0.00 442 407 -7.92
2018-02-14 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 41,392 41,722 0.80 824 792 -3.88
2018-04-16 13F-HR Riggs Asset Managment Co. Inc. 400 200 -50.00 8 4 -50.00
2017-11-28 N-Q Fidelity Advisor Series Ii (see advisory)
2018-04-13 13F-HR BANK OF MONTREAL /CAN/ 231,197 35,958 -84.45 4,392 713 -83.77
2017-11-14 13F-HR SCOPIA CAPITAL MANAGEMENT LP 4,643,955 0 -100.00 100,356 0 -100.00
2017-10-30 N-Q John Hancock Bond Trust (see advisory)
2018-02-14 13F-HR GOLDMAN SACHS GROUP INC Put 6,900 6,900 0.00 137 131 -4.38
2017-11-29 N-Q Eaton Vance Mutual Funds Trust (see advisory)
2018-02-07 13F-HR Swiss National Bank 811,600 814,700 0.38 16,151 15,479 -4.16
2018-02-26 N-Q Blackrock Funds Ii (see advisory)
2018-02-14 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 741,623 761,357 2.66 14,758 14,466 -1.98
2018-03-12 13F-HR/A-1 HENDERSON GROUP PLC 1,642,822 1,468,493 -10.61 32,693 27,901 -14.66
2018-02-06 13F-HR Russell Investments Group, Ltd. 16,858 16,858 0.00 335 330 -1.49
2018-02-14 13F-HR HSBC HOLDINGS PLC 172,435 242,568 40.67 3,431 4,609 34.33
2018-02-14 13F-HR TWO SIGMA SECURITIES, LLC 18,057 0 -100.00 359 0 -100.00
2018-02-12 13F-HR EATON VANCE MANAGEMENT 1,684,790 1,684,790 0.00 33,527 32,011 -4.52
2018-02-14 13F-HR GUGGENHEIM CAPITAL LLC 399,523 100,482 -74.85 7,950 1,910 -75.97
2018-02-09 13F-HR NORDEA INVESTMENT MANAGEMENT AB 388,988 396,338 1.89 7,741 7,530 -2.73
2018-02-14 13F-HR Parallax Volatility Advisers, L.P. 0 11,085 0 211
2018-02-14 13F-HR STATE STREET CORP 7,881,497 6,950,642 -11.81 156,855 132,067 -15.80
2018-04-17 13F-HR MAI Capital Management 18,093 359
2017-11-29 N-Q Professionally Managed Portfolios (see advisory)
2018-02-14 13F-HR NOMURA HOLDINGS INC 13,619 0 -100.00 271 0 -100.00
2018-03-01 N-Q Northern Lights Fund Trust Iii (see advisory)
2018-02-14 13F-HR Natixis Asset Management 92,745 0 -100.00 1,846 0 -100.00
2018-02-13 13F-HR Legal & General Group Plc 933,904 996,851 6.74 18,585 18,940 1.91
2017-11-20 N-Q Dreyfus Laurel Funds Trust (see advisory)
2018-01-31 13F-HR QUADRANT CAPITAL GROUP LLC 586 261 -55.46 9 4 -55.56
2017-11-14 13F-HR CANNELL CAPITAL LLC 2,793 0 -100.00 60 0 -100.00
2018-03-15 N-Q Tcw Funds Inc (see advisory)
2018-02-02 13F-HR CIBC Asset Management Inc 12,452 13,447 7.99 248 255 2.82
2018-02-07 13F-HR LS Investment Advisors, LLC 3,535 4,867 37.68 70 92 31.43
2017-11-27 N-Q Federated Core Trust/pa (see advisory)
2017-11-14 13F-HR GAM Holding AG 13,676 0 -100.00 296 0 -100.00
2018-02-14 13F-HR WOLVERINE TRADING, LLC 0 37,433 0 711
2018-02-14 13F-HR TEACHERS ADVISORS INC 339,929 342,165 0.66 6,765 6,501 -3.90
2017-11-06 13F-HR Spot Trading L.l.c. Put 15,900 10,900 -31.45 344 217 -36.92
2018-02-14 13F-HR Holocene Advisors, Lp 26,124 496
2018-02-14 13F-HR CAPTRUST FINANCIAL ADVISORS 2,228 42
2018-02-14 13F-HR BROWN BROTHERS HARRIMAN & CO 0 40 0 1
2018-02-14 13F-HR Cubist Systematic Strategies, LLC 45,088 11,547 -74.39 897 219 -75.59
2018-02-14 13F-HR TWO SIGMA INVESTMENTS LLC Call 14,600 39,800 172.60 291 756 159.79
2017-11-29 N-Q Vanguard Variable Insurance Funds (see advisory)
2018-04-06 13F-HR Cerebellum Gp, Llc 83,916 0 -100.00 1,594 0 -100.00
2017-12-27 N-Q Angel Oak Funds Trust (see advisory)
2018-03-14 13F-HR/A-1 CREDIT SUISSE AG/ 310,370 277,376 -10.63 6,176 5,270 -14.67
2018-02-14 13F-HR Neuberger Berman Group LLC 1,535,813 1,932,600 25.84 30,562 36,719 20.15
2018-02-15 13F-HR Pennant Capital Management, LLC 3,051,748 1,808,082 -40.75 60,730 34,354 -43.43
2018-04-18 13F-HR/A-1 Livforsakringsbolaget Skandia, Omsesidigt 3,000 7,300 143.33 57 145 154.39
2017-11-28 N-Q Integrity Funds (see advisory)
2017-10-24 N-Q Cushing Energy Income Fund (see advisory)
2017-10-27 N-Q Virtus Total Return Fund Inc. (see advisory)
2018-02-26 N-Q Ab Bond Fund, Inc. (see advisory)
2018-03-01 N-Q Eaton Vance Ltd Duration Income Fund (see advisory)
2018-02-09 13F-HR SYNOVUS FINANCIAL CORP 38,323 38,378 0.14 763 729 -4.46
2017-11-29 N-Q Aquila Funds Trust (see advisory)
2018-01-19 13F-HR WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 20,799 413
2018-02-12 13F-HR CITIGROUP INC Put 24,500 12,000 -51.02 488 228 -53.28
2018-02-02 13F-HR Texan Capital Management 26,845 25,615 -4.58 534 487 -8.80
2018-01-19 13F-HR Steward Partners Investment Advisory, Llc 80 80 0.00 1 1 0.00
2018-02-23 N-Q Sterling Capital Funds (see advisory)
2018-01-22 N-Q Blackrock Ltd Duration Income Trust (see advisory)
2018-02-13 13F-HR COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 519,648 522,589 0.57 10,341 9,929 -3.98
2017-11-14 13F-HR Global Financial Private Capital, LLC 18,741 0 -100.00 405 0 -100.00
2018-02-09 13F-HR Caymus Capital Partners, L.P. 4,262,350 4,057,340 -4.81 84,821 77,089 -9.12
2018-01-29 N-Q Claymore Exchange-traded Fund Trust (see advisory)
2018-02-09 13F-HR CITADEL ADVISORS LLC 60,113 160,528 167.04 1,197 3,050 154.80
2017-12-21 N-Q American Pension Investors Trust (see advisory)
2018-02-14 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 12,084 11,878 -1.70 240 226 -5.83
2018-02-14 SC 13D/A SailingStone Capital Partners LLC 34,965,677 34,934,370 -0.09
2018-02-28 N-Q Managed Portfolio Series (see advisory)
2018-02-12 13F-HR STALEY CAPITAL ADVISERS INC 112,830 112,830 0.00 2,245 2,144 -4.50
2018-04-12 13F-HR OREGON PUBLIC EMPLOYEES RETIREMENT FUND 39,746 39,922 0.44 755 792 4.90
2018-02-09 13F-HR HONEYWELL INTERNATIONAL INC 23,520 447
2018-02-14 13F-HR Brave Warrior Advisors, LLC 11,172,897 11,044,402 -1.15 222,341 209,844 -5.62
2017-11-28 N-Q Pimco Etf Trust (see advisory)
2018-02-09 13F-HR CITADEL ADVISORS LLC Call 51,100 17,200 -66.34 1,017 327 -67.85
2018-02-14 13F-HR CoreCommodity Management, LLC 39,721 51,248 29.02 790 974 23.29
2018-01-30 13F-HR BESSEMER GROUP INC 57,472 73,790 28.39 1,144 1,402 22.55
2018-02-08 13F-HR Global X Management CO LLC 1,134 1,561 37.65 23 30 30.43
2018-02-14 13F-HR FIFTH THIRD BANCORP 414 231 -44.20 8 4 -50.00
2018-03-05 13F-HR/A-1 NORGES BANK 1,380,117 1,483,337 7.48 32,640 28,184 -13.65
2018-02-14 13F-HR Squarepoint Ops LLC 0 75,452 0 1,434
2017-11-29 N-Q Vanguard Valley Forge Funds (see advisory)
2017-11-14 13F-HR GLG LLC Put 145,000 0 -100.00 3,133 0 -100.00
2018-02-14 13F-HR Rafferty Asset Management, LLC 37,791 29,603 -21.67 752 562 -25.27
2018-02-14 13F-HR Apollo Management Holdings, L.P. 83,401 83,401 0.00 1,660 1,585 -4.52
2018-04-19 13F-HR Versant Capital Management, Inc 138 448 224.64 2 8 300.00
2018-02-09 13F-HR YALE UNIVERSITY 3,674,487 4,067,000 10.68 73,122 77,273 5.68
2018-02-13 13F-HR ASSETMARK, INC 17 0
2018-02-14 13F-HR STELLIAM INVESTMENT MANAGEMENT, LP 3,180,000 0 -100.00 63,282 0 -100.00
2018-02-07 13F-HR FFCM LLC 243 717 195.06 5 14 180.00
2017-11-22 N-Q Thrivent Mutual Funds (see advisory)
2018-01-26 N-Q Jpmorgan Trust Iv (see advisory)
2018-02-14 13F-HR GUARDIAN LIFE INSURANCE CO OF AMERICA 98,250 112,950 14.96 1,955 2,146 9.77
2018-02-02 13F-HR US BANCORP \DE\ 7,507 7,147 -4.80 149 136 -8.72
2018-02-08 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 11,347 10,972 -3.30 226 208 -7.96
2018-02-23 13F-HR/A-2 TEACHER RETIREMENT SYSTEM OF TEXAS 62,481 236,335 278.25 1,243 4,490 261.22
2018-01-26 N-Q Aspiriant Trust (see advisory)
2018-02-14 13F-HR Entrustpermal Partners Offshore Lp 91,500 1,739
2018-02-13 13F-HR MACKENZIE FINANCIAL CORP 132,020 130,099 -1.46 2,627 2,472 -5.90
2018-02-14 13F-HR QS Investors, LLC 24,800 19,800 -20.16 494 376 -23.89
2017-12-27 N-Q Delaware Group Government Fund (see advisory)
2018-02-12 13F-HR HARTFORD INVESTMENT MANAGEMENT CO 270,728 355,030 31.14 5,387 6,746 25.23
2018-02-06 13F-HR Price Capital Management, Inc. 58,293 1,108
2018-02-27 N-Q Pioneer Strategic Income Fund (see advisory)
2018-02-06 13F-HR Mitsubishi UFJ Asset Management Co., Ltd. 29,765 29,514 -0.84 592 584 -1.35
2018-02-09 13F-HR Virtu Financial LLC 21,741 28,598 31.54 433 543 25.40
2017-10-25 N-Q Mainstay Funds Trust (see advisory)
2018-02-14 13F-HR UNITED SERVICES AUTOMOBILE ASSOCIATION 476,887 489,432 2.63 9,490 9,299 -2.01
2018-01-26 N-Q Pioneer Series Trust V (see advisory)
2018-02-12 13F-HR Quantbot Technologies LP 0 3,474 0 66
2018-02-27 N-Q Northern Funds (see advisory)
2018-02-14 13F-HR DIAM Co., Ltd. 339,679 335,979 -1.09 6,759 6,391 -5.44
2017-10-30 N-Q Delaware Enhanced Global Dividend & Income Fund (see advisory)
2017-10-27 N-Q Putnam Funds Trust (see advisory)
2018-02-07 13F-HR KBC Group NV 450,732 547,217 21.41 8,970 10,397 15.91
2018-02-14 13F-HR Walleye Trading LLC Put 8,900 17,000 91.01 178 323 81.46
2018-01-25 N-Q Putnam Investment Funds (see advisory)
2018-02-13 13F-HR JACOBS LEVY EQUITY MANAGEMENT, INC 10,400 0 -100.00 207 0 -100.00
2018-02-20 13F-HR Ashburton (Jersey) Ltd 57,400 57,400 0.00 1,142 1,091 -4.47
2017-12-28 N-Q Fidelity Salem Street Trust (see advisory)
2018-02-09 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 106,000 106,000 0.00 2,105 2,010 -4.51
2017-10-24 13F-HR Cornerstone Advisors, Inc. 36 0 -100.00 1 0 -100.00
2018-02-27 N-Q Federated Income Securities Trust (see advisory)
2018-04-11 13F-HR Capital Impact Advisors, LLC 44,551 0 -100.00 846 0 -100.00
2018-02-14 13F-HR Nissay Asset Management Corp /japan/ /adv 18,710 354
2018-02-14 13F-HR Walleye Trading LLC 28,235 25,131 -10.99 562 477 -15.12
2018-01-26 N-Q Fidelity Income Fund /ma/ (see advisory)
2018-01-10 13F-HR SIMPLEX TRADING, LLC 0 73 0 1
2018-02-08 13F-HR Artemis Investment Management LLP 49,188 0 -100.00 980 0 -100.00
2018-02-28 N-Q Goldman Sachs Trust (see advisory)
2017-11-06 13F-HR Spot Trading L.l.c. Call 3,100 100 -96.77 67 2 -97.01
2018-02-28 N-Q Virtus Opportunities Trust (see advisory)
2018-02-14 13F-HR BlueMountain Capital Management, LLC 0 135,580 0 2,576
2018-02-09 13F-HR Hawkins Capital L.P. Call 47,000 0 -100.00 11 0 -100.00
2018-02-27 N-Q Putnam Asset Allocation Funds (see advisory)
2017-11-22 N-Q State Street Variable Insurance Series Funds Inc (see advisory)
2018-02-02 13F-HR VIRGINIA RETIREMENT SYSTEMS ET AL 138,728 137,728 -0.72 2,761 2,617 -5.22
2018-01-25 N-Q Ab Portfolios (see advisory)
2017-11-29 N-Q Nuveen High Income November 2021 Target Term Fund (see advisory)
2018-03-15 N-Q Madison Funds (see advisory)
2017-10-27 N-Q Deutsche Multi-market Income Trust (see advisory)
2018-02-09 13F-HR Shell Asset Management Co 65,595 13,905 -78.80 1,305 264 -79.77
2017-11-28 N-Q Jnl Variable Fund Llc (see advisory)
2018-02-23 N-Q Legg Mason Global Asset Management Trust (see advisory)
2018-02-09 13F-HR Stratos Wealth Partners, LTD. 0 2,517 0 48
2018-02-28 N-Q Timothy Plan (see advisory)
2018-02-27 N-Q Putnam Master Intermediate Income Trust (see advisory)
2018-04-10 13F-HR NISA INVESTMENT ADVISORS L.L.C. 10,500 0 -100.00 200 0 -100.00
2018-02-09 13F-HR RHUMBLINE ADVISERS 233,520 230,958 -1.10 4,647 4,388 -5.57
2017-11-14 13F-HR IHT Wealth Management, LLC 112 0 -100.00 307 0 -100.00
2018-02-12 13F-HR SCHALLER INVESTMENT GROUP INC 165,000 165,000 0.00 3,283 3,135 -4.51
2017-11-29 N-Q Eaton Vance Series Trust (see advisory)
2018-02-08 13F-HR Manchester Capital Management LLC 21 0 -100.00 0 0
2018-02-09 13F-HR FRONTIER INVESTMENT MGMT CO 221,555 0 -100.00 4,409 0 -100.00
2018-02-14 13F-HR BANK OF AMERICA CORP /DE/ 2,758,953 3,811,638 38.16 54,902 72,421 31.91
2018-02-14 13F-HR STIFEL FINANCIAL CORP 631,469 670,922 6.25 12,560 12,767 1.65
2018-02-09 13F-HR GROUP ONE TRADING, L.P. Put 20,100 74,000 268.16 400 1,406 251.50
2018-02-14 13F-HR NORTHERN TRUST CORP 1,302,468 1,316,937 1.11 25,919 25,021 -3.46
2018-02-14 13F-HR Point72 Asset Management, L.P. Call 0 500,000 0 9,500
2018-02-13 13F-HR Allianz Asset Management AG 164,740 0 -100.00 3,278 0 -100.00
2018-01-25 N-Q Usaa Etf Trust (see advisory)
2018-02-14 13F-HR/A-1 Robeco Institutional Asset Management B.V. 0 28,208 0 535
2018-02-14 13F-HR Flinton Capital Management LLC 118,898 118,116 -0.66 2,366 2,244 -5.16
2018-02-12 13F-HR DIMENSIONAL FUND ADVISORS LP 3,325,460 4,757,715 43.07 66,176 90,415 36.63
2017-11-28 N-Q Fidelity School Street Trust (see advisory)
2018-02-13 13F-HR PRUDENTIAL FINANCIAL INC 161,863 49,460 -69.44 3,221 940 -70.82
2018-01-22 13F-HR S&CO INC 21,296 10,061 -52.76 424 191 -54.95
2018-02-14 13F-HR AQR CAPITAL MANAGEMENT LLC 0 69,264 0 1,316
2017-11-29 N-Q First Investors Life Series Funds (see advisory)
2018-02-12 13F-HR Winfield Associates, Inc. 0 25 0 1
2018-02-12 13F-HR CITIGROUP INC 74,531 43,576 -41.53 1,484 828 -44.20
2018-02-08 13F-HR Advisory Services Network, LLC 200 200 0.00 4 4 0.00
2018-02-14 13F-HR GLG Partners LP 37,688 0 -100.00 750 0 -100.00
2018-02-12 13F-HR Liberty Mutual Group Asset Management Inc. 0 45,788 0 870
2018-01-23 13F-HR DENALI ADVISORS LLC 24,700 0 -100.00 492 0 -100.00
2017-11-29 N-Q Forethought Variable Insurance Trust (see advisory)
2017-11-29 N-Q Tax-managed Growth Portfolio (see advisory)
2018-02-05 13F-HR Mraz, Amerine & Associates, Inc. 43,800 41,700 -4.79 872 792 -9.17
2018-02-14 13F-HR Yorktown Energy Partners VIII, L.P. 10,425,078 10,425,078 0.00 207,459 198,076 -4.52
2018-02-27 N-Q Massmutual Premier Funds (see advisory)
2017-11-29 N-Q Nuveen Nasdaq 100 Dynamic Overwrite Fund (see advisory)
2017-11-08 13F-HR TURNER INVESTMENTS, L.P. 18,600 0 -100.00 402 0 -100.00
2018-02-14 13F-HR Yorktown Energy Partners VII, L.P. 5,368,049 2,479,717 -53.81 106,824 47,115 -55.89
2018-02-13 13F-HR Parisi Gray Wealth Management 868 17
2018-03-01 N-Q City National Rochdale Funds (see advisory)
2018-02-09 13F-HR Itau Unibanco Holding S.A. 1,498 1,712 14.29 94 32 -65.96
2018-04-16 13F-HR Malaga Cove Capital, LLC 83,535 83,060 -0.57 1,587 1,649 3.91
2017-11-15 13F-HR Dana Investment Advisors, Inc. 334,592 0 -100.00 7,231 0 -100.00
2017-11-22 N-Q Blackrock 2022 Global Income Opportunity Trust (see advisory)
2018-02-07 13F-HR Old Mutual Global Investors (UK) Ltd. 40,500 0 -100.00 805 0 -100.00
2017-11-09 N-Q Tcw Strategic Income Fund Inc (see advisory)
2018-02-13 13F-HR PIONEER INVESTMENT MANAGEMENT INC 32,375 615
2018-01-26 N-Q Jpmorgan Trust I (see advisory)
2017-11-08 13F-HR HAP Trading, LLC Call 15,500 0 -100.00 0 0
2017-11-27 N-Q Voya Investors Trust (see advisory)
2018-01-25 N-Q Prudential Investment Portfolios, Inc. 15 (see advisory)
2018-01-24 13F-HR Yellowstone Partners, LLC 250,184 230,651 -7.81 4,979 4,382 -11.99
2018-02-14 13F-HR KEY GROUP HOLDINGS (CAYMAN), LTD. Call 700,000 700,000 0.00 508 245 -51.77
2018-01-18 13F-HR State of Alaska, Department of Revenue 15,000 284
2018-02-14 13F-HR DekaBank Deutsche Girozentrale 27,533 27,533 0.00 541 541 0.00
2017-11-08 13F-HR D.A. DAVIDSON & CO. 749 0 -100.00 16 0 -100.00
2018-02-14 13F-HR Raging Capital Management, LLC 550,000 0 -100.00 10,945 0 -100.00
2018-02-14 13F-HR AMP Capital Investors Ltd 42,524 38,024 -10.58 846 722 -14.66
2018-02-09 13F-HR Tibra Equities Europe Ltd 19,899 378
2018-02-14 13F-HR MILLENNIUM MANAGEMENT LLC Call 292,500 292,500 0.00 5,821 5,558 -4.52
2018-01-17 13F-HR HAMILTON LANE ADVISORS LLC 46,080 285,782 520.19 917 5,430 492.15
2017-10-27 N-Q Western Asset Funds Inc (see advisory)
2018-02-14 13F-HR PEAK6 Investments, L.P. 50,506 26,772 -46.99 1,005 509 -49.35
2018-02-13 13F-HR Renaissance Technologies LLC 734,000 1,010,300 37.64 14,607 19,196 31.42
2017-11-14 13F-HR ALLSTATE CORP 35,913 0 -100.00 776 0 -100.00
2018-02-09 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 581,642 604,378 3.91 11,574,676 11,483,182 -0.79
2018-02-14 13F-HR Voya Investment Management LLC 76,234 73,240 -3.93 1,517 1,392 -8.24
2017-11-24 N-Q Pioneer Variable Contracts Trust /ma/ (see advisory)
2018-02-14 13F-HR Advisor Group, Inc. 998 1,135 13.73 19 21 10.53
2018-01-17 13F-HR Cutler Group LP 27,968 11,423 -59.16 556 217 -60.97
2018-02-09 13F-HR Mitsubishi UFJ Trust & Banking Corp 414,574 414,692 0.03 8,250 7,879 -4.50
2017-10-25 N-Q Northern Lights Fund Trust (see advisory)
2018-02-14 13F-HR Meadow Creek Investment Management LLC 55,952 55,584 -0.66 1,113 1,056 -5.12
2018-03-01 N-Q Loomis Sayles Funds I (see advisory)
2018-02-09 13F-HR HAP Trading, LLC 33,516 25,180 -24.87 667 478 -28.34
2018-02-14 13F-HR Blackstone Group L.P. 0 21,149 0 402
2018-02-13 13F-HR Gargoyle Investment Advisor L.L.C. 23,665 0 -100.00 471 0 -100.00
2018-02-08 13F-HR BABSON CAPITAL MANAGEMENT LLC 193,012 193,012 0.00 3,841 3,667 -4.53
2018-02-28 N-Q Rydex Series Funds (see advisory)
2018-02-08 13F-HR SEI INVESTMENTS CO 25,069 35,675 42.31 500 678 35.60
2018-02-14 13F-HR PEAK6 Investments, L.P. Put 77,300 145,600 88.36 1,538 2,766 79.84
2017-10-27 N-Q Eaton Vance Floating-rate Income Trust (see advisory)
2018-01-30 13F-HR ARCADIA INVESTMENT MANAGEMENT CORP/MI 1,000 19
2018-02-13 13F-HR JP Morgan Chase & Co 1,785,719 2,182,882 22.24 35,519 41,474 16.77
2018-02-08 13F-HR WELLS FARGO & COMPANY/MN Call 336,700 206,100 -38.79 26 127 388.46
2018-02-06 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 390,300 454,531 16.46 7,767 8,636 11.19
2018-02-14 13F-HR PAX WORLD MANAGEMENT LLC 1,793,006 1,430,056 -20.24 35,681 27,171 -23.85
2018-02-15 13F-HR SANDERS MORRIS HARRIS INC. 91,574 190,836 108.40 1,823 3,626 98.90
2018-02-14 13F-HR Alyeska Investment Group, L.P. 0 889,581 0 16,902
2018-02-14 13F-HR Mountain Lake Investment Management LLC 290,000 1,075,000 270.69 5,771 20,425 253.92
2018-02-28 N-Q Guggenheim Funds Trust (see advisory)
2018-03-07 13F-HR Private Capital Group, Llc 379 41
2018-02-12 13F-HR Atlantic Trust Group, LLC 466,136 0 -100.00 9,276 0 -100.00
2018-02-13 13F-HR COMMONWEALTH BANK OF AUSTRALIA 300 400 33.33 5 7 40.00
2018-02-14 13F-HR Jefferies Group LLC 11,640 35,920 208.59 232 682 193.97
2018-04-11 13F-HR Palo Capital, Inc. 4,712 94
2018-01-29 N-Q Invesco High Income Trust Ii (see advisory)
2018-02-16 13F-HR OLD MUTUAL CUSTOMISED SOLUTIONS (PROPRIETARY) LTD 11,800 15,800 33.90 235 300 27.66
2017-11-06 13F-HR AllSquare Wealth Management LLC 1,087 0 -100.00 23 0 -100.00
2017-11-06 13F-HR LUCAS CAPITAL MANAGEMENT 16,000 0 -100.00 346 0 -100.00
2018-02-28 N-Q American High Income Trust (see advisory)
2018-02-09 13F-HR ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 19,200 132,500 590.10 382 2,518 559.16
2018-01-26 N-Q J.p. Morgan Exchange-traded Fund Trust (see advisory)
2018-02-14 13F-HR VOLORIDGE INVESTMENT MANAGEMENT, LLC 0 491,149 0 9,332
2018-02-14 13F-HR Gideon Capital Advisors, Inc. 12,757 0 -100.00 254 0 -100.00
2018-01-30 13F-HR Three Peaks Capital Management, LLC 61,830 0 -100.00 1,230 0 -100.00
2018-02-14 13F-HR Magnetar Financial LLC 36,241 0 -100.00 721 0 -100.00
2018-02-09 13F-HR Twin Tree Management, LP 0 7,523 0 143
2018-02-28 N-Q Pacific Funds Series Trust (see advisory)
2018-02-14 13F-HR CUSHING ASSET MANAGEMENT, LP 17,000 17,000 0.00 338 323 -4.44
2018-02-09 13F-HR Hawkins Capital L.P. 21,000 0 -100.00 417 0 -100.00
2018-02-28 N-Q Ivy Funds (see advisory)
2018-02-08 13F-HR TORONTO DOMINION BANK 9,326 13,015 39.56 186 247 32.80
2017-11-03 13F-HR SMITHFIELD TRUST CO 5,714 0 -100.00 123 0 -100.00
2017-11-22 N-Q Mml Series Investment Fund Ii (see advisory)
2018-02-14 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC 161,848 135,442 -16.32 3,221 2,573 -20.12
2018-01-24 13F-HR Advisors Capital Management, LLC 79,282 0 -100.00 1,578 0 -100.00
2018-01-26 N-Q Bny Mellon Funds Trust (see advisory)
2018-02-02 13F-HR COMERICA BANK 22,636 22,448 -0.83 429 453 5.59
2018-02-13 13F-HR Wellington Management Group LLP 8,774,552 9,103,979 3.75 174,613 172,975 -0.94
2018-02-01 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 313,544 313,544 0.00 6,240 5,957 -4.54
2017-10-26 13F-HR Acrospire Investment Management LLC 1,600 0 -100.00 35 0 -100.00
2017-11-20 N-Q Dreyfus Investment Funds (see advisory)

Form N-Q Advisory - Experimental Feature Here!

We have recently started to include coverage of N-Q filers in our ownership database. N-Q forms are unstructured and difficult for machines to parse into accurate financial data.

However, Because of the large number of these institutions and this difficulty in tracking their positions, they represent a significant, yet hidden, market force. In an effort to widen our ownership coverage and provide greater transparency, we are testing various ways to expose these owners in an accurate manner. This early version of the crawler simply identifies mentions of companies in the N-Q forms.

Limitations:

  • We only list underlying securities (the ordinary shares), even though the actual security held might be a derivative or a related bond issue. For example, although the institution is shown on this security page ( AR / Antero Resources Corporation ), the institution may actually own a related security such as a preferred share or a bond. To find out the exact security, click on the institution link and then follow the link to the actual "N-Q".
  • We only list fund sponsors as institutions, even though the security might be held within a fund operated by the listed institution.. For example, the institution listed in the table as the owner is probably a sponsor of a family of ETFs or mutual funds. If so, then this security is owned by a fund or several funds within the family, and not directly owned by the listed institution. The crawler is not yet able to place these holdings within the individual funds. Atain, you must review the actual filing to see the detail.

These limitations are significant but we believe that the increased transparency outweights the limitations. Future revisions of the crawler will resolve these limitations. Use this information at your own risk!

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CUSIP: 03674X106