SecurityAQMS / Aqua Metals, Inc. (03837J101)
President & CEOClarke Stephen R.
IndustrySecondary Smelting and Refining of Nonferrous Metals
Institutional Owners69
Institutional Shares11,699,356 - 30.17%
Common Shares Outstanding38,779,710 shares (as of 2018-06-30)
Institutional Value$ 2,712,516,000 USD

Institutional Stock Ownership and Shareholders

AQMS / Aqua Metals, Inc. Institutional Ownership

Aqua Metals, Inc. (NASDAQ:AQMS) has 69 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 11,699,356 shares. Largest shareholders include AWM Investment Company, Inc., Vanguard Group Inc, Frontier Capital Management Co Llc, Longboard Capital Advisors, LLC, Manatuck Hill Partners, LLC, Ubs Oconnor Llc, Selz Capital LLC, Millennium Management Llc, Wolverine Asset Management Llc, and BlackRock Fund Advisors.
Aqua Metals, Inc. (NASDAQ:AQMS) ownership structure shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2017-02-10 13F-HR BlackRock Investment Management, LLC 39,155 39,814 1.68 347 522 50.43
2018-08-03 13F-HR FRONTIER CAPITAL MANAGEMENT CO LLC 1,067,689 1,036,560 -2.92 2,765 2,985 7.96
2018-08-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 10,500 84,400 703.81 27 243 800.00
2018-08-13 13F-HR Ameritas Investment Partners, Inc. 838 0 -100.00 2 0 -100.00
2018-08-14 13F-HR GOLDMAN SACHS GROUP INC 17,931 25,890 44.39 46 75 63.04
2018-07-26 13F-HR REGIONS FINANCIAL CORP 70,000 70,000 0.00 181 202 11.60
2018-10-04 13F-HR CENTRAL TRUST Co 1,000 1,000 0.00 3 3 0.00
2018-08-15 13F-HR Herald Investment Management Ltd 400,000 0 -100.00 1,032 0 -100.00
2018-08-14 13F-HR Cetera Advisor Networks LLC 31,000 89
2018-08-14 13F-HR VANGUARD GROUP INC 896,859 1,054,900 17.62 2,323 3,038 30.78
2018-08-14 13F-HR Paloma Partners Management Co 103,200 297
2018-08-01 13F-HR WELLS FARGO & COMPANY/MN 16,956 6,600 -61.08 44 19 -56.82
2018-08-14 13F-HR MILLENNIUM MANAGEMENT LLC 511,847 496,705 -2.96 1,326 1,431 7.92
2018-08-13 13F-HR GROUP ONE TRADING, L.P. Put 5,200 24,900 378.85 13 72 453.85
2018-08-14 13F-HR/A CITADEL ADVISORS LLC Call 39,600 114
2018-08-14 13F-HR UBS OCONNOR LLC 605,051 1,743,000
2018-10-12 13F-HR BANK OF MONTREAL /CAN/ 58,500 58,500 0.00 168 151 -10.12
2018-08-14 13F-HR/A CITADEL ADVISORS LLC Put 10,000 29
2018-08-14 13F-HR BARCLAYS PLC 4,809 63,804 1,226.76 13 183 1,307.69
2018-08-09 13F-HR AWM Investment Company, Inc. 1,101,467 2,480,184 125.17 2,853 7,143 150.37
2018-08-13 13F-HR Catamount Wealth Management 3,950 3,950 0.00 10 9 -10.00
2018-08-13 13F-HR Manatuck Hill Partners, LLC 625,000 1,800
2018-08-14 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 93 93 0.00 0 0
2018-08-14 13F-HR Squarepoint Ops LLC 0 21,622 0 62
2018-08-14 13F-HR WOLVERINE ASSET MANAGEMENT LLC 42,418 470,376 1,008.91 109 1,354 1,142.20
2018-10-10 13F-HR Beech Hill Advisors, Inc. 13,925 15,100 8.44 40 39 -2.50
2018-08-14 13F-HR ELEMENT CAPITAL MANAGEMENT LLC 168,589 486
2018-10-04 13F-HR National Asset Management, Inc. 12,000 0 -100.00 32 0 -100.00
2017-02-10 13F-HR BlackRock Fund Advisors 291,345 344,740 18.33 2,581 4,520 75.13
2018-08-13 13F-HR ALLIANCEBERNSTEIN L.P. 21,200 0 -100.00 55 0 -100.00
2018-08-13 13F-HR Oz Management LP 0 121,700 0 350
2018-08-14 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 34,654 0 -100.00 90 0 -100.00
2018-08-13 13F-HR GROUP ONE TRADING, L.P. Call 12,000 54,500 354.17 31 157 406.45
2018-08-14 13F-HR DEUTSCHE BANK AG\ 30,231 13,042 -56.86 77 37 -51.95
2018-08-10 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 15,400 0 -100.00 40 0 -100.00
2018-08-14 13F-HR MORGAN STANLEY 533,031 123,747 -76.78 1,380 356 -74.20
2018-08-02 13F-HR Leisure Capital Management 175,182 191,462 9.29 454 551 21.37
2018-08-14 13F-HR Invesco Ltd. 239,721 194,576 -18.83 621 560 -9.82
2018-08-09 13F-HR BlackRock Inc. 907,610 206,124 -77.29 2,352 593 -74.79
2018-08-13 13F-HR Advisor Group, Inc. 650 550 -15.38 1 2 100.00
2018-08-10 13F-HR PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C. 117,781 0 -100.00 305 0 -100.00
2017-02-18 SC 13G/A Longboard Capital Advisors, LLC 910,645 865,461 -4.96
2018-08-10 13F-HR Legal & General Group Plc 2,855 0 -100.00 7 0 -100.00
2018-08-14 13F-HR Centaurus Financial, Inc. 500 1
2018-07-24 13F-HR MEEDER ASSET MANAGEMENT INC 508 395 -22.24 1 1,138 113,700.00
2018-08-15 13F-HR JANE STREET GROUP, LLC 13,760 40
2018-07-30 13F-HR SIMPLEX TRADING, LLC 11,073 21,631 95.35 28 62 121.43
2018-08-13 13F-HR RAYMOND JAMES & ASSOCIATES 0 11,946 0 34
2018-08-14 13F-HR BlueCrest Capital Management Ltd 107,493 310
2018-08-13 13F-HR Asset Dedication, LLC 1,000 1,000 0.00 3 3 0.00
2018-08-13 13F-HR WOLVERINE TRADING, LLC Put 11,100 11,100 0.00 29 29 0.00
2018-08-14 13F-HR TEACHERS ADVISORS INC 19,580 0 -100.00 51 0 -100.00
2018-07-30 13F-HR Raymond James Financial Services Advisors, Inc. 15,089 43
2018-08-14 13F-HR JP Morgan Chase & Co 4,582 0 -100.00 12 0 -100.00
2017-02-10 13F-HR BlackRock Advisors LLC 3,024 5,627 86.08 27 74 174.07
2018-07-25 13F-HR BNP PARIBAS ARBITRAGE, SA 41,221 312,009 656.92 106,762 898,586 741.67
2018-10-17 13F-HR Selz Capital LLC 553,000 503,000 -9.04 1,593 1,297 -18.58
2018-05-11 13F-HR CITIGROUP INC 1,692 2,860 69.03 3 7 133.33
2018-08-14 13F-HR BANK OF AMERICA CORP /DE/ 152,073 163,447 7.48 393 471 19.85
2018-07-26 13F-HR FIRST MERCANTILE TRUST CO 17,113 16,508 -3.54 44 48 9.09
2018-07-30 13F-HR Parallel Advisors, LLC 1,000 11,000 1,000.00 3 31 933.33
2018-08-13 13F-HR Westside Investment Management, Inc. 13,000 13,000 0.00 32,110 36,660 14.17
2018-08-03 13F-HR LMR Partners LLP 41,822 120
2018-08-10 13F-HR CITIGROUP INC 2,860 0 -100.00 7 0 -100.00
2018-08-14 13F-HR Parallax Volatility Advisers, L.P. 11,409 9,523 -16.53 30 27 -10.00
2018-10-12 13F-HR BANK OF MONTREAL /CAN/ Put 58,500 58,500 0.00 168 151 -10.12
2018-08-10 13F-HR DIMENSIONAL FUND ADVISORS LP 24,670 71
2018-08-07 13F-HR LEVIN CAPITAL STRATEGIES, L.P. 55,500 10,000 -81.98 144 29 -79.86
2018-08-14 13F-HR GEODE CAPITAL MANAGEMENT, LLC 189,426 175,329 -7.44 490 504 2.86
2018-08-08 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 32,800 0 -100.00 85 0 -100.00
2018-08-14 13F-HR ROYAL BANK OF CANADA 59,546 88,668 48.91 154 255 65.58
2018-09-18 13F-HR/A NORTHERN TRUST CORP 236,980 76,715 -67.63 614 222 -63.84
2018-08-13 13F-HR WOLVERINE TRADING, LLC 10,421 10,421 0.00 27 27 0.00
2018-08-06 13F-HR RHUMBLINE ADVISERS 15,005 0 -100.00 39 0 -100.00
2017-02-10 13F-HR BlackRock Institutional Trust Company, N.A. 72,514 81,880 12.92 642 1,073 67.13
2018-10-17 13F-HR David R. Rahn & Associates Inc. 16,575 16,575 0.00 48 43 -10.42
2018-08-13 13F-HR Oz Management LP Put 0 121,700 0 350
2018-07-31 13F-HR Commonwealth Equity Services, Llc. 10,410 30
2018-08-13 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC 77,494 105,716 36.42 201 304 51.24
2018-08-14 13F-HR STATE STREET CORP 282,603 42,030 -85.13 731 121 -83.45
2018-08-13 13F-HR Stratos Wealth Partners, LTD. 300 0 -100.00 1 0 -100.00
2018-08-13 13F-HR GROUP ONE TRADING, L.P. 38,924 22,475 -42.26 101 65 -35.64
2018-08-14 13F-HR UBS Group AG 53,090 80,238 51.14 138 231 67.39
2018-08-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 0 45,500 0 131
2018-08-02 13F-HR Sigma Planning Corp 79,000 80,000 1.27 205 230 12.20
2018-08-10 13F-HR Cutler Group LP 2,900 2,000 -31.03 7 5 -28.57
2018-08-08 13F-HR AMERICAN INTERNATIONAL GROUP INC 14,545 0 -100.00 38 0 -100.00
2018-08-14 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC 48,966 42,066 -14.09 127 121 -4.72
2018-10-18 13F-HR ICM ASSET MANAGEMENT INC/WA 93,518 95,218 1.82 269 246 -8.55
2018-08-10 13F-HR BROWN ADVISORY INC 14,500 14,500 0.00 38 42 10.53
2018-08-14 13F-HR Tower Research Capital LLC (TRC) 0 30,495 0 88

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CUSIP: 03837J101