Stock Institutional Ownership and Shareholders

SecurityAPLE / Apple Hospitality REIT, Inc. (03784Y200)
President and CEOKNIGHT JUSTIN G
Institutional Owners201
Institutional Shares115,141,209
Outstanding Shares223,057,000 (as of 2017-09-30)
Institutional Value$ 14,153,654,000 USD

Apple Hospitality REIT, Inc. (NYSE:APLE) has 201 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 115,141,209 shares. Largest shareholders include Vanguard Group Inc, BlackRock Inc., Invesco Ltd., Cohen & Steers Inc, State Street Corp, Dimensional Fund Advisors Lp, Wells Fargo & Company/mn, Schwab Charles Investment Management Inc, Northern Trust Corp, and Geode Capital Management, Llc.



Apple Hospitality REIT, Inc. (NYSE:APLE) ownership summary shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev Shares Current Shares Change
(Percent)
Prev Value (x$1000) Current Value (x$1000) Change
(Percent)
2017-11-13 13F-HR NOMURA ASSET MANAGEMENT CO LTD 103,960 121,470 16.84 1,945 2,297 18.10
2017-11-07 13F-HR Commonwealth Equity Services, Inc 23,795 23,502 -1.23 445 444 -0.22
2017-11-14 13F-HR LPL Financial LLC 37,725 31,654 -16.09 706 599 -15.16
2017-10-23 13F-HR STRS OHIO 270,687 264,217 -2.39 5,064 4,996 -1.34
2017-11-01 13F-HR Old Mutual Global Investors (UK) Ltd. 15,836 299
2017-11-03 13F-HR Advantus Capital Management Inc 492,600 502,200 1.95 9,216 9,497 3.05
2017-10-24 13F-HR Tiaa, Fsb 14,904 282
2017-11-14 13F-HR GOLDMAN SACHS GROUP INC 638,966 794,169 24.29 11,955 15,018 25.62
2017-11-13 13F-HR WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC 114,625 156,033 36.12 2,145 2,951 37.58
2017-11-07 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 6,830 9,771 43.06 128 185 44.53
2017-11-14 13F-HR CREDIT SUISSE AG/ 553,027 443,713 -19.77 10,349 8,391 -18.92
2017-11-08 13F-HR Cipher Capital LP 45,106 0 -100.00 844 0 -100.00
2017-11-14 13F-HR AMP Capital Investors Ltd 32,700 86,600 164.83 616 1,638 165.91
2017-10-25 13F-HR SIMPLEX TRADING, LLC 5,710 107
2017-10-20 13F-HR/A-1 Shell Asset Management Co 49,907 48,807 -2.20 934 923 -1.18
2017-11-07 13F-HR Mascoma Wealth Management LLC 500 500 0.00 9 9 0.00
2017-11-14 13F-HR GAM Holding AG 18,100 0 -100.00 339 0 -100.00
2017-07-31 13F-HR Hodges Capital Management Inc. 1,000 0 -100.00 4,385 0 -100.00
2017-11-08 13F-HR D.A. DAVIDSON & CO. 250 0 -100.00 4 0 -100.00
2017-07-13 13F-HR HALLMARK CAPITAL MANAGEMENT INC 4,299 0 -100.00 82 0 -100.00
2017-10-16 13F-HR BANK OF MONTREAL /CAN/ 84,087 64,087 -23.78 1,573 1,212 -22.95
2017-11-14 13F-HR TEACHERS INSURANCE & ANNUITY ASSOCIATION OF AMERICA 210,602 210,602 0.00 3,940 3,982 1.07
2017-10-25 13F-HR SIMPLEX TRADING, LLC Call 840 629 -25.12 12 2 -83.33
2017-11-02 13F-HR PRUDENTIAL FINANCIAL INC 505,019 569,587 12.79 9,449 10,770 13.98
2017-11-14 13F-HR FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. 29,595 27,781 -6.13 554 525 -5.23
2017-11-14 13F-HR Flinton Capital Management LLC 25,670 45,186 76.03 480 854 77.92
2017-11-07 13F-HR SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 184,149 177,053 -3.85 3,445 3,348 -2.82
2017-11-09 13F-HR Arrow Investment Advisors, LLC 34,400 34,127 -0.79 644 645 0.16
2017-11-09 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 95,339 127,869 34.12 1,782 2,414 35.47
2017-11-02 13F-HR Daiwa Securities Group Inc. 14,100 830,431 5,789.58 264 15,704 5,848.48
2017-11-14 13F-HR Jackson, Grant Investment Advisers, Inc. 1,181 1,182 0.08 22 22 0.00
2017-10-13 13F-HR QUADRANT CAPITAL GROUP LLC 64 64 0.00 1 1 0.00
2017-11-06 13F-HR RHUMBLINE ADVISERS 234,702 233,525 -0.50 4,391 4,416 0.57
2017-11-14 13F-HR PEAK6 Investments, L.P. 30,278 573
2017-10-12 13F-HR Gemmer Asset Management LLC 1,939 4,098 111.35 36 18 -50.00
2017-11-14 13F-HR PANAGORA ASSET MANAGEMENT INC 12,050 12,050 0.00 225 228 1.33
2017-08-11 13F-HR KCG HOLDINGS, INC. 0 14,225 0 266
2017-11-14 13F-HR Paloma Partners Management Co 10,482 18,133 72.99 196 343 75.00
2017-11-13 13F-HR Utah Retirement Systems 52,498 52,698 0.38 982 996 1.43
2017-10-26 13F-HR Raymond James Financial Services Advisors, Inc. 13,874 13,996 0.88 260 265 1.92
2017-08-09 13F-HR SYNOVUS FINANCIAL CORP 150 0 -100.00 3 0 -100.00
2017-11-14 13F-HR CREDIT AGRICOLE S A 130,706 111,661 -14.57 2,445 2,112 -13.62
2017-11-14 13F-HR Squarepoint Ops LLC 30,384 27,154 -10.63 568 513 -9.68
2017-11-06 13F-HR Spot Trading L.l.c. Call 62,400 21,100 -66.19 1,168 399 -65.84
2017-11-13 13F-HR RAYMOND JAMES & ASSOCIATES 51,059 51,073 0.03 955 966 1.15
2017-10-31 13F-HR FORSTA AP-FONDEN 80,500 124,000 54.04 1,506 2,345 55.71
2017-11-14 13F-HR TUDOR INVESTMENT CORP ET AL 33,646 0 -100.00 630 0 -100.00
2017-08-14 13F-HR Employees Retirement System of Texas 50,000 0 -100.00 955 0 -100.00
2017-11-14 13F-HR ROYAL BANK OF CANADA 35,565 100,135 181.55 666 1,893 184.23
2017-10-25 13F-HR State of New Jersey Common Pension Fund D 58,500 58,500 0.00 1,095 1,106 1.00
2017-11-01 13F-HR Monarch Partners Asset Management LLC 313,760 431,640 37.57 5,870 8,162 39.05
2017-11-14 13F-HR PUTNAM INVESTMENTS LLC 244,105 221,970 -9.07 4,568 4,197 -8.12
2017-11-08 13F-HR Pacer Advisors, Inc. 41,227 47,446 15.08 771 897 16.34
2017-11-03 13F-HR Global X Management CO LLC 61,970 74,588 20.36 1,159 1,410 21.66
2017-11-14 13F-HR BANK OF AMERICA CORP /DE/ 483,731 551,139 13.94 9,051 10,422 15.15
2017-10-30 13F-HR IFP Advisors, Inc 257 357 38.91 5 7 40.00
2017-11-13 13F-HR Lido Advisors, LLC 15,577 68,517 339.86 291 1,297 345.70
2017-11-08 13F-HR SYSTEMATIC FINANCIAL MANAGEMENT LP 88,825 84,325 -5.07 1,662 1,595 -4.03
2017-07-14 13F-HR DENALI ADVISORS LLC 35,000 0 -100.00 669 0 -100.00
2017-11-09 13F-HR CADENCE CAPITAL MANAGEMENT LLC 11,847 15,241 28.65 222 288 29.73
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 270,733 208,859 -22.85 5,065 3,949 -22.03
2017-11-13 13F-HR ALLIANCEBERNSTEIN L.P. 232,035 236,365 1.87 4,341 4,470 2.97
2017-10-30 13F-HR THOMPSON DAVIS & CO., INC. 336 336 0.00 6 6 0.00
2017-10-12 13F-HR DAVENPORT & Co LLC 17,500 0 -100.00 327,425 0 -100.00
2017-10-26 13F-HR HONEYWELL INTERNATIONAL INC 55,835 87,130 56.05 1,045 1,648 57.70
2017-11-14 13F-HR Verition Fund Management LLC 12,972 27,563 112.48 243 521 114.40
2017-11-13 13F-HR ENVESTNET ASSET MANAGEMENT INC 28,332 28,788 1.61 529 544 2.84
2017-11-14 13F-HR MILLENNIUM MANAGEMENT LLC 956,893 1,254,390 31.09 17,903 23,721 32.50
2017-11-13 13F-HR US BANCORP \DE\ 3,469 2,359 -32.00 65 45 -30.77
2017-11-02 13F-HR PRINCIPAL FINANCIAL GROUP INC 33,543 30,495 -9.09 628 577 -8.12
2017-11-01 13F-HR Mitsubishi UFJ Asset Management Co., Ltd. 23,759 30,080 26.60 445 569 27.87
2017-11-14 13F-HR MORGAN STANLEY 256,057 540,502 111.09 4,792 10,222 113.31
2017-10-30 13F-HR NEW YORK STATE TEACHERS RETIREMENT SYSTEM 11,200 18,500 65.18 210 350 66.67
2017-11-13 13F-HR CITIGROUP INC 448,862 579,981 29.21 8,398 10,967 30.59
2017-10-24 13F-HR FIRST TRUST ADVISORS LP 261,200 191,454 -26.70 4,887 3,620 -25.93
2017-11-14 13F-HR BARCLAYS PLC 148,189 167,108 12.77 2,772 3,160 14.00
2017-11-15 13F-HR GROUP ONE TRADING, L.P. Call 49,200 49,400 0.41 921 934 1.41
2017-11-06 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 453,800 453,800 0.00 8,491 8,581 1.06
2017-08-04 13F-HR KBC Group NV 88,915 0 -100.00 1,698 0 -100.00
2017-11-13 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 656,673 725,060 10.41 12,286 13,711 11.60
2017-11-03 13F-HR Alpha Omega Wealth Management LLC 98,053 103,785 5.85 1,835 1,963 6.98
2017-11-09 13F-HR CITADEL ADVISORS LLC Call 13,000 0 -100.00 243 0 -100.00
2017-11-13 13F-HR Renaissance Technologies LLC 623,200 551,700 -11.47 11,660 10,433 -10.52
2017-11-14 13F-HR OPPENHEIMER ASSET MANAGEMENT INC. 16,258 16,873 3.78 304 319 4.93
2017-11-13 13F-HR National Asset Management, Inc. 31,768 0 -100.00 596 0 -100.00
2017-11-13 13F-HR M&T BANK CORP 0 10,593 0 200
2017-08-14 13F-HR PEAK6 Investments, L.P. Put 2,200 0 -100.00 42 0 -100.00
2017-11-14 13F-HR Grantham, Mayo, Van Otterloo & Co. LLC 240,400 205,900 -14.35 4,498 3,894 -13.43
2017-10-24 13F-HR TCI Wealth Advisors, Inc. 3 3 0.00
2017-10-19 13F-HR APG Asset Management N.V. 297,800 5,631
2017-11-15 13F-HR GROUP ONE TRADING, L.P. Put 0 100 0 2
2017-11-09 13F-HR WELLS FARGO & COMPANY/MN 2,322,545 2,365,975 1.87 43,454 44,741 2.96
2017-11-13 13F-HR Blue Sky Asset Management, LLC 3,090 0 -100.00 58 0 -100.00
2017-11-13 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 386,946 350,816 -9.34 7,240 6,634 -8.37
2017-11-09 13F-HR JP MORGAN CHASE & CO 493,247 450,440 -8.68 9,228 8,514 -7.74
2017-11-20 13F-HR PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 267,138 328,357 22.92 4,998 6,209 24.23
2017-11-13 13F-HR LAZARD ASSET MANAGEMENT LLC 1,350 0 -100.00 25 0 -100.00
2017-11-03 13F-HR Swiss National Bank 354,110 354,110 0.00 6,625 6,696 1.07
2017-11-06 13F-HR HighPoint Advisor Group LLC 11,029 10,429 -5.44 201 197 -1.99
2017-11-14 13F-HR FIFTH THIRD BANCORP 19,605 17,300 -11.76 367 327 -10.90
2017-11-08 13F-HR MACQUARIE GROUP LTD 65,800 68,700 4.41 1,231 1,299 5.52
2017-11-14 13F-HR COHEN & STEERS INC 6,481,168 6,988,766 7.83 121,263 132,158 8.98
2017-11-14 13F-HR HSBC HOLDINGS PLC 24,389 27,859 14.23 456 527 15.57
2017-07-25 13F-HR Parkwood LLC 12,959 0 -100.00 248 0 -100.00
2017-10-16 13F-HR CWM, LLC 0 394 0 7
2017-11-13 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 23,498 28,472 21.17 440 539 22.50
2017-11-09 13F-HR FFCM LLC 8,374 8,146 -2.72 159 154 -3.14
2017-11-14 13F-HR Invesco Ltd. 16,623,684 13,881,806 -16.49 311,028 262,506 -15.60
2017-11-09 13F-HR AMALGAMATED BANK 37,947 37,878 -0.18 710 716 0.85
2017-10-30 13F-HR PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 6,603 6,603 0.00 124 125 0.81
2017-11-07 13F-HR Quantbot Technologies LP 16,620 10,860 -34.66 310 205 -33.87
2017-08-14 13F-HR Walleye Trading LLC 248 0 -100.00 5 0 -100.00
2017-11-09 13F-HR VIRGINIA RETIREMENT SYSTEMS ET AL 233,107 223,807 -3.99 4,361 4,232 -2.96
2017-11-09 13F-HR CITADEL ADVISORS LLC Put 13,100 27,800 112.21 250 526 110.40
2017-11-08 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 14,956 15,419 3.10 280 292 4.29
2017-08-14 13F-HR Tower Research Capital LLC (TRC) 0 0 0 0
2017-11-09 13F-HR EAGLE ASSET MANAGEMENT INC 351,984 357,025 1.43 6,585 6,769 2.79
2017-11-13 13F-HR DIMENSIONAL FUND ADVISORS LP 2,882,610 2,941,920 2.06 53,935 55,632 3.15
2017-11-14 13F-HR CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 274,610 487,964 77.69 5,137 9,227 79.62
2017-10-27 13F-HR Parametrica Management Ltd 0 10,780 0 204
2017-10-17 13F-HR Creative Planning 20,069 34,673 72.77 375 656 74.93
2017-11-15 13F-HR Sterling Capital Management LLC 15,500 39,370 154.00 290 744 156.55
2017-11-14 13F-HR Voya Investment Management LLC 64,384 64,384 0.00 1,205 1,218 1.08
2017-11-14 13F-HR HBK INVESTMENTS L P 13,300 29,900 124.81 249 565 126.91
2017-11-14 13F-HR VANGUARD GROUP INC 32,579,104 32,824,228 0.75 609,555 620,705 1.83
2017-10-26 13F-HR Paragon Capital Management Ltd 12,532 12,934 3.21 234 245 4.70
2017-10-25 13F-HR DEROY & DEVEREAUX PRIVATE INVESTMENT COUNSEL INC 11,775 0 -100.00 220 0 -100.00
2017-11-21 13F-HR NEW MEXICO EDUCATIONAL RETIREMENT BOARD 31,100 31,100 0.00 574 588 2.44
2017-11-14 13F-HR DIAM Co., Ltd. 433,071 548,023 26.54 8,155 10,358 27.01
2017-11-15 13F-HR/A-1 EJF Capital LLC 25,000 0 -100.00 468 0 -100.00
2017-11-13 13F-HR Skandinaviska Enskilda Banken AB (publ) 27,900 80,300 187.81 522 1,518 190.80
2017-11-14 13F-HR Cubist Systematic Strategies, LLC 20,288 18,640 -8.12 380 352 -7.37
2017-11-09 13F-HR SCHRODER INVESTMENT MANAGEMENT GROUP 5,398 25,793 377.83 102 487 377.45
2017-11-13 13F-HR ProShare Advisors LLC 41,720 49,049 17.57 781 928 18.82
2017-11-13 13F-HR JNBA Financial Advisors 1,250 1,250 0.00 23 24 4.35
2017-11-09 13F-HR AMERICAN INTERNATIONAL GROUP INC 4,542 0 -100.00 85 0 -100.00
2017-11-14 13F-HR MML INVESTORS SERVICES, LLC 14,151 0 -100.00 265 0 -100.00
2017-11-06 13F-HR Bank of New York Mellon Corp 1,386,728 1,529,885 10.32 25,945 28,931 11.51
2017-11-14 13F-HR Proficio Capital Partners LLC 66 66 0.00 1 1 0.00
2017-11-13 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 477,704 501,785 5.04 8,937,841 9,488,755 6.16
2017-11-14 13F-HR Focused Wealth Management, Inc 769 226 -70.61 14 4 -71.43
2017-10-13 13F-HR ACADIAN ASSET MANAGEMENT LLC 492,062 55,688 -88.68 9,205 1,053 -88.56
2017-11-13 13F-HR Allianz Asset Management AG 137,866 153,651 11.45 2,581 2,906 12.59
2017-10-12 13F-HR Cascade Investment Advisors, Inc. 56,950 59,625 4.70 1,065,534 1,127,508 5.82
2017-10-31 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 176,786 177,116 0.19 3,308 3,349 1.24
2017-11-13 13F-HR People's United Financial, Inc. 32,216 32,216 0.00 603 609 1.00
2017-11-14 13F-HR Meadow Creek Investment Management LLC 12,080 21,264 76.03 226 402 77.88
2017-11-01 13F-HR STEVENS CAPITAL MANAGEMENT LP 0 59,150 0 1,119
2017-10-26 13F-HR Penserra Capital Management LLC 2,088 39
2017-11-01 13F-HR STATE OF WISCONSIN INVESTMENT BOARD 41,842 42,740 2.15 783 808 3.19
2017-11-14 13F-HR GEODE CAPITAL MANAGEMENT, LLC 1,606,394 1,991,688 23.99 30,055 37,662 25.31
2017-11-14 13F-HR GUGGENHEIM CAPITAL LLC 144,091 145,013 0.64 2,696 2,742 1.71
2017-11-13 13F-HR Vantage Investment Advisors, LLC 1,904 3,904 105.04 36 74 105.56
2017-11-13 13F-HR Pacad Investment Ltd. 8,800 2,300 -73.86 165 43 -73.94
2017-11-01 13F-HR Ken Stern & Associates, Inc. 12,606 13,070 3.68 240 250 4.17
2017-11-09 13F-HR Legal & General Group Plc 604,304 667,461 10.45 11,307 12,622 11.63
2017-11-14 13F-HR STATE STREET CORP 5,687,869 6,433,235 13.10 106,419 121,651 14.31
2017-11-14 13F-HR/A-1 Community Bank of Raymore 104,884 104,884 0.00 1,962 1,984 1.12
2017-11-13 13F-HR/A-1 NORGES BANK 1,573,227 1,573,227 0.00 29,592 27,813 -6.01
2017-11-14 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 14,159 17,639 24.58 265 334 26.04
2017-11-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 19,750 41,043 107.81 369 776 110.30
2017-11-13 13F-HR NORTHERN TRUST CORP 1,877,728 2,004,961 6.78 35,133 37,913 7.91
2017-10-27 13F-HR RMR Advisors LLC 10,000 10,000 0.00 187 189 1.07
2017-11-13 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 1,584,333 2,167,127 36.78 29,643 40,981 38.25
2017-11-07 13F-HR Russell Investments Group, Ltd. 239,323 50,993 -78.69 4,479 965 -78.46
2017-11-14 13F-HR Nuveen Asset Management, LLC 1,461,031 709,540 -51.44 27,336 13,417 -50.92
2017-11-15 13F-HR Independent Advisor Alliance 55,636 58,592 5.31 1,019 1,106 8.54
2017-10-25 13F-HR Aperio Group, LLC 62,642 122,876 96.16 1,172 2,324 98.29
2017-11-13 13F-HR Rafferty Asset Management, LLC 31,119 35,048 12.63 582 663 13.92
2017-10-12 13F-HR Portfolio Solutions, LLC 302 0 -100.00 6 0 -100.00
2017-11-15 13F-HR Janney Montgomery Scott LLC 26,515 26,519 0.02 496 501 1.01
2017-11-16 13F-HR Cetera Advisor Networks LLC 21,185 0 -100.00 397 0 -100.00
2017-11-07 13F-HR SG Americas Securities, LLC 11,771 44,567 278.62 220 843 283.18
2017-11-14 13F-HR IMS Capital Management 7,500 7,500 0.00 140 142 1.43
2017-08-10 13F-HR/A-1 Her Majesty the Queen in Right of the Province of Alberta as represented by Alberta Investment Management Corp 30,300 0 -100.00 605 0 -100.00
2017-11-13 13F-HR PROFUND ADVISORS LLC 10,696 202
2017-11-14 13F-HR Uniplan Investment Counsel, Inc. 583,927 573,724 -1.75 10,925 10,849 -0.70
2017-11-06 13F-HR Advisor Group, Inc. 11,040 7,432 -32.68 206 140 -32.04
2017-10-20 13F-HR MEEDER ASSET MANAGEMENT INC 269 269 0.00 5 5 0.00
2017-11-13 13F-HR TEACHERS ADVISORS INC 299,331 297,870 -0.49 5,600 5,633 0.59
2017-11-14 13F-HR Jefferies Group LLC 30,809 43,158 40.08 576 816 41.67
2017-10-17 13F-HR SPIRIT OF AMERICA MANAGEMENT CORP/NY 174,349 174,349 0.00 3,262 3,297 1.07
2017-11-06 13F-HR SEI INVESTMENTS CO 250,605 275,842 10.07 4,689 5,216 11.24
2017-11-13 13F-HR FORT WASHINGTON INVESTMENT ADVISORS INC /OH/ 16,700 316
2017-11-14 13F-HR TLP GROUP LLC 13,127 13,833 5.38 246 262 6.50
2017-11-14 13F-HR BlackRock Inc. 13,276,704 14,402,548 8.48 248,408 272,351 9.64
2017-11-07 13F-HR Sumitomo Mitsui Trust Holdings, Inc. 152,503 197,666 29.61 2,853 3,738 31.02
2017-11-14 13F-HR UBS Group AG 197,997 191,416 -3.32 3,705 3,620 -2.29
2017-11-01 13F-HR AMERICAN CENTURY COMPANIES INC 65,840 287,604 336.82 1,232 5,439 341.48
2017-11-14 13F-HR PEAK6 Investments, L.P. Call 39,300 5,800 -85.24 735 110 -85.03
2017-11-07 13F-HR AMERIPRISE FINANCIAL INC 40,192 38,636 -3.87 752 730 -2.93
2017-11-14 13F-HR CLINTON GROUP INC 0 125,757 0 2,378
2017-11-14 13F-HR QS Investors, LLC 39,209 94,249 140.38 734 1,782 142.78
2017-10-18 13F-HR Mutual of America Capital Management LLC 6,546 6,546 0.00 122 124 1.64
2017-11-03 13F-HR BNP PARIBAS ARBITRAGE, SA 118,990 72,663 -38.93 2,226,303 1,374,057 -38.28
2017-11-14 13F-HR Magnetar Financial LLC 21,318 0 -100.00 399 0 -100.00
2017-11-14 13F-HR Point72 Asia (Hong Kong) Ltd 0 221 0 4
2017-11-13 13F-HR MARTINGALE ASSET MANAGEMENT L P 968,642 974,742 0.63 18,124 18,434 1.71
2017-11-15 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 386,100 433,863 12.37 7,224 8,204 13.57
2017-11-17 13F-HR/A-1 Virtu Financial LLC 15,264 289
2017-10-25 13F-HR SIMPLEX TRADING, LLC Put 73 82 12.33 0 1
2017-11-14 13F-HR KEMPEN CAPITAL MANAGEMENT N.V. 111,172 124,900 12.35 2,080 2,362 13.56
2017-11-03 13F-HR Breton Hill Capital Ltd. 29,745 28,492 -4.21 557 539 -3.23
2017-11-14 13F-HR DEUTSCHE BANK AG\ 87,186 93,755 7.53 1,630 1,770 8.59
2017-08-11 13F-HR Acrospire Investment Management LLC 555 0 -100.00 11 0 -100.00
2017-08-04 13F-HR Opus Capital Group, LLC 313,908 0 -100.00 5,996 0 -100.00
2017-07-12 13F-HR NEXT Financial Group, Inc 637 0 -100.00 12,000 0 -100.00
2017-11-09 13F-HR FTB Advisors, Inc. 1,032 992 -3.88 19 19 0.00
2017-11-15 13F-HR EII CAPITAL MANAGEMENT, INC. 57,982 1,096
2017-10-17 13F-HR Cutler Group LP Call 900 900 0.00 0 0
2017-11-14 13F-HR Lenox Wealth Management, Inc. 6,908 6,908 0.00 130 130 0.00
2017-11-14 13F-HR GLENMEDE TRUST CO NA 19,403 16,035 -17.36 370 303 -18.11
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 85,400 96,200 12.65 1,598 1,819 13.83
2017-11-14 13F-HR Neuburgh Advisers LLC 16,610 29,238 76.03 311 553 77.81
2017-11-14 13F-HR THRIVENT FINANCIAL FOR LUTHERANS 59,700 58,500 -2.01 1,117 1,106 -0.98
2017-11-13 13F-HR HGK ASSET MANAGEMENT INC 26,653 23,482 -11.90 499 444 -11.02
2017-11-14 13F-HR D. E. Shaw & Co., Inc. 282,683 159,933 -43.42 5,289 3,024 -42.82
2017-11-14 13F-HR VALLEY NATIONAL ADVISERS INC 3 3 0.00
2017-11-20 13F-HR GSA CAPITAL PARTNERS LLP 80,091 120,835 50.87 1,499 2,285 52.43
2017-10-17 13F-HR Cutler Group LP Put 800 300 -62.50 0 0
2017-11-13 13F-HR Bruderman Asset Management, LLC 1,408 0 -100.00 26 0 -100.00
2017-11-09 13F-HR CITADEL ADVISORS LLC 348,873 417,393 19.64 6,527 7,893 20.93
2017-11-06 13F-HR TEACHER RETIREMENT SYSTEM OF TEXAS 17,009 103,815 510.35 318 1,963 517.30
2017-11-13 13F-HR CIBC World Markets Inc. Call 100,000 1,891
2017-11-15 13F-HR M Holdings Securities, Inc. 15,749 298
2017-11-13 13F-HR CBRE CLARION SECURITIES LLC 14,759 0 -100.00 276 0 -100.00
2017-08-07 13F-HR Karp Capital Management Corp 72,756 0 -100.00 1,390 0 -100.00
2017-10-23 13F-HR Nationwide Fund Advisors 5,720 0 -100.00 107 0 -100.00
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 29,900 46,100 54.18 559 872 55.99
2017-08-17 13F-HR Dynamic Technology Lab Private Ltd 12,790 0 -100.00 245 0 -100.00
2017-11-13 13F-HR RIVERHEAD CAPITAL MANAGEMENT LLC 18,990 33,260 75.14 355 629 77.18
2017-10-31 13F-HR Brookstone Capital Management 29,233 29,563 1.13 547 559 2.19
2017-12-14 13F-HR/A-1 PARAMETRIC PORTFOLIO ASSOCIATES LLC 229,859 216,573 -5.78 4,301 4,095 -4.79
2017-12-01 13F-HR/A-1 Axa 83,963 532,155 533.80 1,571 10,063 540.55
2017-11-14 13F-HR Greenwich Investment Management, Inc. 117,051 116,176 -0.75 2,190 2,197 0.32
2017-10-17 13F-HR Cutler Group LP 9,681 2,541 -73.75 181 48 -73.48
2017-11-13 13F-HR CWA Asset Management Group, LLC 10,000 189
2017-11-14 13F-HR Tyers Asset Management LLC 21,140 37,212 76.03 396 704 77.78
2017-10-16 13F-HR State of Alaska, Department of Revenue 101,390 115,070 13.49 1,896 2,175 14.72
2017-11-14 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ 72,089 72,089 0.00 1,349 1,363 1.04
2017-11-15 13F-HR/A-1 Parallel Advisors, LLC 1,113 1,067 -4.13 21 21 0.00
2017-08-14 13F-HR Baird Financial Group, Inc. 47,278 0 -100.00 903 0 -100.00
2017-11-14 13F-HR BOKF, NA 15,937 15,937 0.00 298 301 1.01
2017-11-14 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 7,069 7,069 0.00 132 134 1.52
2017-11-13 13F-HR STIFEL FINANCIAL CORP 66,647 67,178 0.80 1,243 1,269 2.09
2017-11-14 13F-HR BALYASNY ASSET MANAGEMENT LLC 10,780 0 -100.00 202 0 -100.00
2017-11-13 13F-HR WELLINGTON MANAGEMENT GROUP LLP 48,880 48,880 0.00 913 924 1.20
CUSIP: 03784Y200