Stock Institutional Ownership and Shareholders

SecurityAMPE / Ampio Pharmaceuticals, Inc. (03209T109)
Institutional Owners50
Institutional Shares15,598,566
Outstanding Shares68,232,409 (as of 2017-09-30)
Institutional Value$ 4,300,000 USD

Ampio Pharmaceuticals, Inc. (AMEX:AMPE) has 50 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 15,598,566 shares. Largest shareholders include Terker Bruce E, ACT Capital Management, LLLP, Knoll Capital Management, LP, Vanguard Group Inc, BlackRock Inc., Millennium Management Llc, Noven Financial Group, Inc., Geode Capital Management, Llc, Carnick & Kubik Group, LLC, and GHP Investment Advisors, Inc..



Ampio Pharmaceuticals, Inc. (AMEX:AMPE) ownership summary shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev Shares Current Shares Change
(Percent)
Prev Value (x$1000) Current Value (x$1000) Change
(Percent)
2017-08-10 13F-HR TEACHERS ADVISORS INC 95,688 0 -100.00 77 0 -100.00
2017-11-14 13F-HR Squarepoint Ops LLC 17,617 0 -100.00 9 0 -100.00
2017-10-18 13F-HR JJJ Advisors Inc. 16,719 16,719 0.00 9 10 11.11
2017-10-25 13F-HR SIMPLEX TRADING, LLC Put 32 32 0.00 1 1 0.00
2017-11-14 13F-HR BlackRock Inc. 1,214,869 1,226,440 0.95 634 749 18.14
2017-11-15 13F-HR GROUP ONE TRADING, L.P. Call 21,500 6,000 -72.09 11 4 -63.64
2017-10-20 13F-HR MEEDER ASSET MANAGEMENT INC 2,598 3,312 27.48 1 2 100.00
2017-11-14 13F-HR ROYAL BANK OF CANADA 1,200 200 -83.33 1 0 -100.00
2017-11-13 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 13,659 13,659 0.00 7 8 14.29
2017-11-09 13F-HR CITADEL ADVISORS LLC 41,948 18,304 -56.37 22 11 -50.00
2017-10-27 SC 13G ACT Capital Management, LLLP 2,277,500 4,150,000 82.22
2017-11-14 13F-HR BANK OF AMERICA CORP /DE/ 15,055 15,037 -0.12 8 9 12.50
2017-11-14 13F-HR MML INVESTORS SERVICES, LLC 13,000 13,000 0.00 7 8 14.29
2017-11-06 13F-HR Advisor Group, Inc. 35,700 49,701 39.22 19 30 57.89
2017-11-09 13F-HR OPPENHEIMER & CO INC 20,000 20,000 0.00 10 12 20.00
2017-11-14 13F-HR Covington Capital Management 3,200 2
2017-11-14 13F-HR MORGAN STANLEY 93,014 4,805 -94.83 48 3 -93.75
2017-08-10 13F-HR Nationwide Fund Advisors 27,612 0 -100.00 22 0 -100.00
2017-11-13 13F-HR Noven Financial Group, Inc. 245,667 245,667 0.00 128 150 17.19
2017-08-14 13F-HR Voya Investment Management LLC 22,886 0 -100.00 18 0 -100.00
2017-11-14 13F-HR Knoll Capital Management, LP 2,595,484 2,595,484 0.00 1,350 1,609 19.19
2017-10-20 13F-HR JFS WEALTH ADVISORS, LLC 18,150 18,150 0.00 9 11 22.22
2017-10-19 13F-HR Carnick & Kubik Group, LLC 140,567 140,567 0.00 73 86 17.81
2017-11-13 13F-HR BROWN ADVISORY INC 16,700 16,700 0.00 9 10 11.11
2017-11-03 13F-HR GHP Investment Advisors, Inc. 100,000 100,000 0.00 52 61 17.31
2017-11-14 13F-HR BARCLAYS PLC 21,218 0 -100.00 11 0 -100.00
2017-11-14 13F-HR UNITED CAPITAL FINANCIAL ADVISERS, LLC 15,168 9
2017-08-11 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 44,901 0 -100.00 36 0 -100.00
2017-11-14 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 2,096 0 -100.00 1 0 -100.00
2017-11-14 13F-HR GEODE CAPITAL MANAGEMENT, LLC 243,814 241,370 -1.00 127 147 15.75
2017-06-14 SC 13G Terker Bruce E 4,473,330
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 50,500 0 -100.00 26 0 -100.00
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 25,800 0 -100.00 13 0 -100.00
2017-08-11 13F-HR KCG HOLDINGS, INC. 77,870 45,120 -42.06 70 24 -65.71
2017-08-08 13F-HR KEYBANK NATIONAL ASSOCIATION/OH 70,000 0 -100.00 56 0 -100.00
2017-11-14 13F-HR GUGGENHEIM CAPITAL LLC 22,987 23,043 0.24 12 14 16.67
2017-11-14 13F-HR STATE STREET CORP 26,715 26,715 0.00 14 16 14.29
2017-08-14 13F-HR Fort Point Capital Partners, LLC 156,100 0 -100.00 125 0 -100.00
2017-11-17 13F-HR/A-1 Virtu Financial LLC 10,405 6
2017-11-09 13F-HR CITADEL ADVISORS LLC Put 38,200 10,000 -73.82 20 6 -70.00
2017-11-15 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 20,500 20,500 0.00 11 13 18.18
2017-10-25 13F-HR SIMPLEX TRADING, LLC 3,200 3,400 6.25 1 2 100.00
2017-11-09 13F-HR Legal & General Group Plc 326,224 0 -100.00 170 0 -100.00
2017-11-13 13F-HR RAYMOND JAMES & ASSOCIATES 16,000 0 -100.00 8 0 -100.00
2017-11-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 17,250 18,000 4.35 9 11 22.22
2017-11-14 13F-HR MILLENNIUM MANAGEMENT LLC 461,860 355,071 -23.12 241 217 -9.96
2017-11-09 13F-HR CITADEL ADVISORS LLC Call 29,900 50,200 67.89 16 31 93.75
2017-11-03 13F-HR BNP PARIBAS ARBITRAGE, SA 25 25 0.00 13 15 15.38
2017-11-14 13F-HR VANGUARD GROUP INC 1,444,091 1,307,185 -9.48 753 799 6.11
2017-08-11 13F-HR AMERICAN INTERNATIONAL GROUP INC 27,188 0 -100.00 22 0 -100.00
2017-08-14 13F-HR A.R.T. Advisors, LLC 63,117 0 -100.00 50 0 -100.00
2017-11-14 13F-HR GOLDMAN SACHS GROUP INC 283,490 0 -100.00 148 0 -100.00
2017-11-07 13F-HR Cypress Capital Management LLC (WY) 72,000 72,000 0.00 37,519 44 -99.88
2017-11-09 13F-HR WELLS FARGO & COMPANY/MN 18,283 19,033 4.10 10 12 20.00
2017-11-13 13F-HR OXFORD ASSET MANAGEMENT 34,898 0 -100.00 18 0 -100.00
2017-11-09 13F-HR LMR Partners LLP 157,455 0 -100.00 82 0 -100.00
2017-11-15 13F-HR GROUP ONE TRADING, L.P. Put 3,200 38,000 1,087.50 2 23 1,050.00
2017-11-13 13F-HR Private Advisor Group, LLC 12,605 12,605 0.00 7 10 42.86
2017-11-14 13F-HR DEUTSCHE BANK AG\ 60,875 121 -99.80 31 0 -100.00
2017-08-02 13F-HR RHUMBLINE ADVISERS 36,230 0 -100.00 29 0 -100.00
2017-10-25 13F-HR SIMPLEX TRADING, LLC Call 297 48 -83.84 1 0 -100.00
2017-11-01 13F-HR WealthTrust Axiom LLC 10,000 10,000 0.00 5 6 20.00
2017-11-13 13F-HR FEDERATED INVESTORS INC /PA/ 582 582 0.00 1 1 0.00
2017-10-17 13F-HR Creative Planning 6,292 0 -100.00 3 0 -100.00
2017-10-26 13F-HR Concannon Wealth Management, LLC 4,000 4,000 0.00 2 2 0.00
2017-11-06 13F-HR Bank of New York Mellon Corp 37,916 41,201 8.66 20 25 25.00
2017-11-09 13F-HR JP MORGAN CHASE & CO 1,839 1,839 0.00 1 1 0.00
2017-11-02 13F-HR OBERMEYER WOOD INVESTMENT COUNSEL, LLLP 19,508 19,508 0.00 10 12 20.00
2017-11-03 13F-HR COURIER CAPITAL CORP 14,300 14,300 0.00 7 9 28.57
2017-11-14 13F-HR UBS Group AG 3,730 5,821 56.06 2 3 50.00
2017-10-17 13F-HR Cutler Group LP 200 200 0.00 0 0
2017-11-13 13F-HR NORTHERN TRUST CORP 87,289 87,289 0.00 45 53 17.78
2017-08-01 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 70,600 0 -100.00 57 0 -100.00
2017-08-15 13F-HR Ameritas Investment Partners, Inc. 3,423 0 -100.00 3 0 -100.00
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 74,625 0 -100.00 39 0 -100.00
2017-11-14 13F-HR Paloma Partners Management Co 181,100 0 -100.00 94 0 -100.00
2017-11-13 13F-HR ELEMENT CAPITAL MANAGEMENT LLC 290,312 0 -100.00 151 0 -100.00
2017-05-19 13F-HR Tower Research Capital LLC (TRC) 641 28,974 4,420.12 1 23 2,200.00
2017-11-15 13F-HR GROUP ONE TRADING, L.P. 59,184 48,268 -18.44 31 29 -6.45
2017-11-15 13F-HR WOLVERINE TRADING, LLC Call 13,600 0 -100.00 7 0 -100.00
2017-11-08 13F-HR BRIGHTON JONES LLC 30,555 30,555 0.00 16 19 18.75
2017-11-14 13F-HR LPL Financial LLC 10,200 0 -100.00 5 0 -100.00
2017-08-10 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 136,053 0 -100.00 109 0 -100.00
2017-08-15 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 98,922 0 -100.00 79 0 -100.00
2017-11-15 13F-HR WOLVERINE TRADING, LLC 0 11,993 0 7
CUSIP: 03209T109