Stock Institutional Ownership and Shareholders

SecurityAMGN / Amgen Inc. (031162100)
Chairman, CEO and PresidentBradway Robert A
Institutional Owners1605
Institutional Shares577,211,368
Outstanding Shares733,000,000 (as of 2017-09-30)
Institutional Value$ 903,684,101,000 USD
Related 031162AP5 / Amgen Inc. Bond
031162BG4 / Amgen Inc. Bond

Amgen Inc. (NASDAQ:AMGN) has 1605 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 577,211,368 shares. Largest shareholders include FMR LLC / Fidelity Management & Research, Vanguard Group Inc, Capital Research Global Investors, BlackRock Inc., State Street Corp, Primecap Management Co/ca/, Northern Trust Corp, Invesco Ltd., Bank Of America Corp /de/, and Morgan Stanley.



Amgen Inc. (NASDAQ:AMGN) ownership summary shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev Shares Current Shares Change
(Percent)
Prev Value (x$1000) Current Value (x$1000) Change
(Percent)
2017-11-13 13F-HR Northeast Financial Consultants Inc 4,726 4,726 0.00 814 881 8.23
2017-11-15 13F-HR Family Legacy, Inc. 11,150 6,500 -41.70 1,920 1,212 -36.87
2017-10-30 13F-HR SUMMIT SECURITIES GROUP, LLC Call 0 60 0 1,119
2017-11-06 13F-HR YHB Investment Advisors, Inc. 48,840 43,650 -10.63 8,412 8,138 -3.26
2017-11-13 13F-HR FDO Partners, LLC 5,074 0 -100.00 874 0 -100.00
2017-11-07 13F-HR PUTNAM FL INVESTMENT MANAGEMENT CO 1,999 2,397 19.91 328 447 36.28
2017-08-11 13F-HR Vantis Investment Advisers L.P. 135,000 0 -100.00 22,149 0 -100.00
2017-11-13 13F-HR Blume Capital Management, Inc. 400 400 0.00 69 75 8.70
2017-11-14 13F-HR BOKF, NA 81,979 86,694 5.75 14,119 16,464 16.61
2017-08-08 13F-HR Airain ltd 84,719 42,467 -49.87 13,900 7,314 -47.38
2017-10-12 13F-HR Advisory Services Network, LLC 16,213 17,826 9.95 2,792 3,324 19.05
2017-11-14 13F-HR DRIEHAUS CAPITAL MANAGEMENT LLC 2,857 1,680 -41.20 492 313 -36.38
2017-11-03 13F-HR GREENWOOD CAPITAL ASSOCIATES LLC 17,040 16,571 -2.75 2,935 3,090 5.28
2017-11-14 13F-HR PT ASSET MANAGEMENT, LLC Put 26,300 0 -100.00 4,529 0 -100.00
2017-11-13 13F-HR CapWealth Advisors, LLC 10,257 9,810 -4.36 1,767 1,829 3.51
2017-11-15 13F-HR TIEMANN INVESTMENT ADVISORS, LLC 1,444 1,444 0.00 249 269 8.03
2017-11-30 13F-HR/A-1 BARROW HANLEY MEWHINNEY & STRAUSS LLC 247 307 24.29 43 57 32.56
2017-11-13 13F-HR Gargoyle Investment Advisor L.L.C. 17,665 18,574 5.15 3,042 3,463 13.84
2017-11-14 13F-HR Fort Point Capital Partners, LLC 0 4,991 0 931
2017-11-14 13F-HR FAIRFIELD, BUSH & CO. 33,346 33,146 -0.60 5,743 6,180 7.61
2017-11-13 13F-HR SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) 10,247 11,116 8.48 1,765 2,072 17.39
2017-11-07 13F-HR BANQUE PICTET & CIE SA 19,114 8,114 -57.55 3,291 1,513 -54.03
2017-10-31 13F-HR RAY GERALD L & ASSOCIATES LTD 120,909 120,452 -0.38 20,824 22,458 7.85
2017-11-07 13F-HR Russell Investments Group, Ltd. 425,145 568,133 33.63 73,251 105,928 44.61
2017-10-04 13F-HR Stillwater Investment Management, LLC 16,040 16,116 0.47 2,763 3,005 8.76
2017-11-03 13F-HR Spectrum Asset Management, Inc. (NB/CA) 1,090 203
2017-10-27 13F-HR Lakeview Capital Partners, LLC 4,642 4,719 1.66 799 880 10.14
2017-10-17 13F-HR Founders Capital Management 11,735 12,405 5.71 2,021 2,313 14.45
2017-11-14 13F-HR GRAND JEAN CAPITAL MANAGEMENT INC 2,453 2,453 0.00 422 457 8.29
2017-10-12 13F-HR Trust Co 150 150 0.00 26 28 7.69
2017-10-26 13F-HR Fintrust Investment Advisory Services, Llc 1,813 338
2017-11-14 13F-HR LEUTHOLD GROUP, LLC 33,947 33,954 0.02 5,847 6,331 8.28
2017-11-15 13F-HR Balentine LLC 782 1,086 38.87 135 202 49.63
2017-10-12 13F-HR V Wealth Management,LLC 13,189 13,979 5.99 2,271 2,603 14.62
2017-11-15 13F-HR DF DENT & CO INC 1,515 1,406 -7.19 261 262 0.38
2017-11-09 13F-HR Manchester Capital Management LLC 5,316 5,316 0.00 916 991 8.19
2017-10-25 13F-HR Aperio Group, LLC 365,006 391,906 7.37 62,865 73,071 16.23
2017-08-14 13F-HR HBK INVESTMENTS L P Put 400,000 0 -100.00 65,628 0 -100.00
2017-11-02 13F-HR AMG National Trust Bank 14,629 14,378 -1.72 2,520 2,681 6.39
2017-11-13 13F-HR Allianz Asset Management AG Call 133,800 183,000 36.77 23,044 34,120 48.06
2017-11-13 13F-HR Lido Advisors, LLC 3,091 2,520 -18.47 532 441 -17.11
2017-11-06 13F-HR Veritas Investment Management LLP 520 520 0.00 90 97 7.78
2017-10-06 13F-HR WOODSTOCK CORP 8,570 8,540 -0.35 1,476 1,592 7.86
2017-11-03 13F-HR GW HENSSLER & ASSOCIATES LTD 1,216 1,182 -2.80 209 220 5.26
2017-08-14 13F-HR HBK INVESTMENTS L P 380,700 0 -100.00 62,461 0 -100.00
2017-08-14 13F-HR MASSMUTUAL TRUST CO FSB/ADV 11,694 10,888 -6.89 1,918,635 1,875,240 -2.26
2017-10-10 13F-HR CHEMUNG CANAL TRUST CO 9,247 9,082 -1.78 1,592 1,694 6.41
2017-11-14 13F-HR D. E. Shaw & Co., Inc. Put 163,100 191,900 17.66 28,091 35,780 27.37
2017-11-15 13F-HR Arete Wealth Advisors, LLC 7,427 7,507 1.08 1,279 1,400 9.46
2017-11-09 13F-HR TDAM USA INC. 60,185 12,755 -78.81 10,387 2,378 -77.11
2017-11-15 13F-HR/A-1 Valeo Financial Advisors, Llc 15,535 2,896
2017-11-09 13F-HR Reynders McVeigh Capital Management, LLC 10,329 10,304 -0.24 1,779 1,921 7.98
2017-11-14 13F-HR Bragg Financial Advisors, Inc 40,856 41,722 2.12 7,037 7,779 10.54
2017-10-13 13F-HR BKD Wealth Advisors, LLC 3,580 3,693 3.16 617 689 11.67
2017-11-06 13F-HR Mraz, Amerine & Associates, Inc. 6,994 6,523 -6.73 1,204 1,216 1.00
2017-11-09 13F-HR MOGY JOEL R INVESTMENT COUNSEL INC 5,974 6,790 13.66 1,029 1,266 23.03
2017-11-14 13F-HR CAPITAL COUNSEL LLC/NY 1,866 1,866 0.00 321 348 8.41
2017-11-02 13F-HR Bristol Advisors, LLC 0 1,700 0 317
2017-11-14 13F-HR Squarepoint Ops LLC 28,900 30,064 4.03 4,977 5,605 12.62
2017-11-13 13F-HR DODGE & COX 31,137 27,837 -10.60 5,363 5,190 -3.23
2017-11-07 13F-HR Gs Investments, Inc. 12,304 12,342 0.31 2,119,118 2,301,166 8.59
2017-11-08 13F-HR Granite Investment Partners, LLC 6,330 7,585 19.83 1,090 1,414 29.72
2017-11-13 13F-HR CAPITAL FUND MANAGEMENT S.A. Put 9,400 11,600 23.40 1,619 2,163 33.60
2017-08-14 13F-HR CAPSTONE INVESTMENT ADVISORS, LLC Call 200 0 -100.00 32 0 -100.00
2017-11-14 13F-HR CREDIT SUISSE AG/ Put 245,000 401,200 63.76 42,196 74,804 77.28
2017-11-14 13F-HR FIFTH THIRD BANCORP 491,330 501,413 2.05 84,622 93,488 10.48
2017-11-07 13F-HR SG Americas Securities, LLC Call 235,400 512,000 117.50 2,238 5,474 144.59
2017-10-19 13F-HR TEXAS CAPITAL BANCSHARES INC/TX 1,767 1,606 -9.11 304 299 -1.64
2017-11-08 13F-HR/A-1 TELEMUS CAPITAL, LLC 18,707 18,461 -1.32 3,222 3,442 6.83
2017-11-06 13F-HR CIBC Asset Management Inc 89,433 89,630 0.22 15,403 16,712 8.50
2017-10-18 13F-HR BerganKDV Wealth Management, LLC 1,657 3,283 98.13 285 612 114.74
2017-08-01 13F-HR PALISADE CAPITAL MANAGEMENT LLC/NJ 2,780 0 -100.00 456 0 -100.00
2017-11-08 13F-HR Cannell Peter B & Co Inc 8,535 8,535 0.00 1,470 1,591 8.23
2017-11-01 13F-HR CAPE COD FIVE CENTS SAVINGS BANK 45,373 43,334 -4.49 7,815 8,080 3.39
2017-11-02 13F-HR CAMBRIDGE TRUST CO 3,690 3,923 6.31 635 732 15.28
2017-11-08 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 323,561 305,983 -5.43 55,727 57,051 2.38
2017-11-08 13F-HR Wealth Architects, LLC 2,081 388
2017-10-23 13F-HR Investment Counsel Inc. 5,160 5,160 0.00 889 962 8.21
2017-11-13 13F-HR Hirtle Callaghan & Co LLC 0 2,000 0 373
2017-11-13 13F-HR NINE MASTS CAPITAL Ltd Put 650 800 23.08 89 14 -84.27
2017-10-26 13F-HR Integrated Investment Consultants, LLC 6,921 6,921 0.00 1,192 1,290 8.22
2017-11-14 13F-HR Clearbridge Investments, LLC 8,521,489 7,907,099 -7.21 1,467,656 1,474,279 0.45
2017-10-31 13F-HR First City Capital Management, Inc. 4,020 4,020 0.00 692 750 8.38
2017-11-09 13F-HR FTB Advisors, Inc. 34,262 34,520 0.75 5,912 6,442 8.96
2017-11-13 13F-HR PINNACLE ASSOCIATES LTD 77,491 75,776 -2.21 13,346 14,128 5.86
2017-10-11 13F-HR Blue Fin Capital, Inc. 6,306 6,306 0.00 1,086 1,175 8.20
2017-11-03 13F-HR ZWJ INVESTMENT COUNSEL INC 6,653 6,602 -0.77 1,146 1,231 7.42
2017-10-31 13F-HR/A-1 Stuart Chaussee & Associates, Inc. 16 16 0.00 3 3 0.00
2017-10-23 13F-HR Pineno Levin & Ford Asset Management, Inc. 1,948 1,948 0.00 336 363 8.04
2017-10-12 13F-HR Raub Brock Capital Management LP 86,345 91,957 6.50 14,871 17,145 15.29
2017-11-14 13F-HR LOGAN CAPITAL MANAGEMENT INC 1,320 1,570 18.94 227 293 29.07
2017-11-09 13F-HR JP MORGAN CHASE & CO 2,732,704 3,450,576 26.27 470,653 639,943 35.97
2017-11-09 13F-HR FCA CORP /TX 18,316 18,903 3.20 3,155 3,524 11.70
2017-11-13 13F-HR FORT, L.P. 24,930 37,966 52.29 4,294 7,079 64.86
2017-11-13 13F-HR KING LUTHER CAPITAL MANAGEMENT CORP 609,108 601,439 -1.26 104,907 112,138 6.89
2017-11-13 13F-HR JUPITER ASSET MANAGEMENT LTD 69,868 68,212 -2.37 12,033 12,718 5.69
2017-10-05 13F-HR Indiana Trust & Investment Management CO 2,454 2,464 0.41 423 459 8.51
2017-11-14 13F-HR Graham Capital Management, L.P. 7,500 0 -100.00 1,292 0 -100.00
2017-10-12 13F-HR Weaver C. Barksdale & Associates, Inc. 8,576 8,675 1.15 1,477 1,617 9.48
2017-11-14 13F-HR Westover Capital Advisors, LLC 9,539 8,200 -14.04 1,643 1,529 -6.94
2017-11-14 13F-HR CORNERCAP INVESTMENT COUNSEL INC 31,055 39,379 26.80 5,349 7,343 37.28
2017-11-09 13F-HR Johnson Financial Group, Inc. 30,117 29,099 -3.38 5,187 5,426 4.61
2017-11-14 13F-HR MIG Capital, LLC 1,215 0 -100.00 209 0 -100.00
2017-11-14 13F-HR American Beacon Advisors, Inc. 648 648 0.00 111,605 120,820 8.26
2017-11-14 13F-HR PANAGORA ASSET MANAGEMENT INC 1,219,866 1,321,654 8.34 210,098 246,422 17.29
2017-10-13 13F-HR BTIM Corp. 15,413 15,723 2.01 2,655 2,932 10.43
2017-10-10 13F-HR HIGHLAND CAPITAL MANAGEMENT, LLC 33,891 27,558 -18.69 5,837 5,138 -11.98
2017-11-08 13F-HR Biondo Investment Advisors, LLC 12,160 6,075 -50.04 2,109 1,140 -45.95
2017-11-15 13F-HR Rainier Group Investment Advisory LLC 3,141 3,141 0.00 541 586 8.32
2017-10-13 13F-HR Taylor Wealth Management Partners 65 65 0.00 11 12 9.09
2017-11-02 13F-HR PRINCIPAL FINANCIAL GROUP INC 1,217,050 1,172,675 -3.65 209,612 218,645 4.31
2017-10-27 13F-HR BREMER TRUST NATIONAL ASSOCIATION 9,524 9,695 1.80 1,640 1,807 10.18
2017-10-11 13F-HR Copper Rock Capital Partners, LLC 3,301 0 -100.00 483 0 -100.00
2017-11-09 13F-HR PIONEER INVESTMENT MANAGEMENT INC 89,176 288,126 223.10 15,359 53,721 249.77
2017-11-13 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 2,703,713 2,814,394 4.09 465,660,491 524,743,763 12.69
2017-10-25 13F-HR New England Research & Management, Inc. 8,945 3,302 -63.09 1,541 616 -60.03
2017-10-26 13F-HR Acrospire Investment Management LLC 400 0 -100.00 69 0 -100.00
2017-11-13 13F-HR COMMONWEALTH BANK OF AUSTRALIA 56,137 57,204 1.90 9,667 10,661 10.28
2017-11-13 13F-HR NN Investment Partners Holdings N.V. 886,963 759,150 -14.41 152,761 141,544 -7.34
2017-10-16 13F-HR GROESBECK INVESTMENT MANAGEMENT CORP /NJ/ 25,742 25,567 -0.68 4,434 4,767 7.51
2017-11-20 13F-HR PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 517,405 516,476 -0.18 89,113 96,297 8.06
2017-11-06 13F-HR Winfield Associates, Inc. 385 385 0.00 66 71 7.58
2017-11-08 13F-HR Cranbrook Wealth Management, LLC 200 200 0.00 34 37 8.82
2017-10-10 13F-HR Radnor Capital Management, LLC 1,967 1,967 0.00 339 339 0.00
2017-11-14 13F-HR Clark Capital Management Group, Inc. 103,863 140,728 35.49 17,888 26,239 46.68
2017-10-17 13F-HR SPIRIT OF AMERICA MANAGEMENT CORP/NY 3,250 3,250 0.00 560 606 8.21
2017-10-27 13F-HR STEWART & PATTEN CO LLC 11,931 11,731 -1.68 2,055 2,187 6.42
2017-11-13 13F-HR Resources Investment Advisors, Inc. 13,729 11,708 -14.72 2,365 2,183 -7.70
2017-11-14 13F-HR PAYDEN & RYGEL 83,850 83,850 0.00 14,441 15,634 8.26
2017-11-14 13F-HR SSI INVESTMENT MANAGEMENT INC 2,568 2,744 6.85 442 510 15.38
2017-11-15 13F-HR Arbor Wealth Management, LLC 8,713 0 -100.00 1,476 0 -100.00
2017-10-04 13F-HR Lenox Wealth Advisors, Inc. 0 5 0 1
2017-11-13 13F-HR MARTINGALE ASSET MANAGEMENT L P 20,877 20,877 0.00 3,596 3,893 8.26
2017-11-09 13F-HR FOLGER NOLAN FLEMING DOUGLAS CAPITAL MANAGEMENT, INC 4,551 4,551 0.00 784 849 8.29
2017-10-11 13F-HR CAPITAL CITY TRUST CO/FL 4,795 4,795 0.00 826 826 0.00
2017-11-06 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 2,162,334 2,154,534 -0.36 372,419 401,713 7.87
2017-10-20 13F-HR Bristlecone Advisors, LLC 16,807 16,837 0.18 2,895 3,139 8.43
2017-10-20 13F-HR MOUNTAIN PACIFIC INVESTMENT ADVISERS INC/ID 2,780 2,780 0.00 479 518 8.14
2017-11-14 13F-HR Brandywine Global Investment Management, LLC 646,979 625,209 -3.36 111,430 116,571 4.61
2017-10-06 13F-HR CANANDAIGUA NATIONAL BANK & TRUST CO 7,422 7,623 2.71 1,278 1,421 11.19
2017-11-01 13F-HR PHYSICIANS FINANCIAL SERVICES, INC. 10,660 10,610 -0.47 1,836 1,978 7.73
2017-11-08 13F-HR Eliot Finkel Investment Counsel, LLC 32,275 32,185 -0.28 5,559 6,001 7.95
2017-11-13 13F-HR FINANCIAL COUNSELORS INC 62,310 64,214 3.06 10,732 11,973 11.56
2017-11-14 13F-HR Focused Wealth Management, Inc 851 951 11.75 147 177 20.41
2017-11-13 13F-HR FRANKLIN RESOURCES INC 7,100,704 6,969,896 -1.84 1,222,943 1,299,505 6.26
2017-10-23 13F-HR GRATRY & Co LLC 1,645 1,645 0.00 283 307 8.48
2017-11-16 13F-HR Belpointe Asset Management Llc 2,503 467
2017-11-08 13F-HR ProVise Management Group, LLC 51,199 53,027 3.57 8,818 9,887 12.12
2017-11-07 13F-HR Family Firm, Inc. 0 1,088 0 203
2017-11-06 13F-HR SEI INVESTMENTS CO 360,211 314,524 -12.68 62,039 58,619 -5.51
2017-10-23 13F-HR Alpha Cubed Investments, LLC 83,982 88,352 5.20 14,464 16,473 13.89
2017-11-13 13F-HR Investec Asset Management LTD 21,967 0 -100.00 3,783 0 -100.00
2017-10-25 13F-HR DUNCKER STREETT & CO INC 5,580 5,584 0.07 961 1,041 8.32
2017-11-13 13F-HR CITIGROUP INC Call 291,400 441,200 51.41 50,187 82,261 63.91
2017-11-01 13F-HR Good Life Advisors, LLC 2,985 2,727 -8.64 515 505 -1.94
2017-11-14 13F-HR FIRST FOUNDATION ADVISORS 3,656 4,156 13.68 630 775 23.02
2017-11-14 13F-HR CREDIT AGRICOLE S A Call 0 0 0 0
2017-11-01 13F-HR AMERICAN CENTURY COMPANIES INC 1,743,060 1,277,766 -26.69 300,207 238,239 -20.64
2017-11-09 13F-HR ZEKE CAPITAL ADVISORS, LLC 6,416 12,966 102.09 1,105 2,418 118.82
2017-10-10 13F-HR BURNS J W & CO INC/NY 17,563 19,360 10.23 3,025 3,610 19.34
2017-11-13 13F-HR MONETARY MANAGEMENT GROUP INC 22,923 23,918 4.34 3,948 4,460 12.97
2017-11-08 13F-HR Roble, Belko & Company, Inc 437 437 0.00 75 81 8.00
2017-11-22 13F-HR/A-1 INSTITUTIONAL & FAMILY ASSET MANAGEMENT, LLC 24,104 23,497 -2.52 4,151 4,381 5.54
2017-11-14 13F-HR PDT Partners, LLC 53,869 44,469 -17.45 9,278 8,291 -10.64
2017-11-01 13F-HR/A-1 Xact Kapitalforvaltning AB 124,819 126,915 1.68 21,498 23,663 10.07
2017-11-08 13F-HR STEPHENS INC /AR/ 22,110 25,639 15.96 3,808 4,780 25.53
2017-11-14 13F-HR D'Orazio & Associates, Inc. 1,480 1,480 0.00 255 276 8.24
2017-11-09 13F-HR CITADEL ADVISORS LLC Call 449,300 403,100 -10.28 77,383 75,158 -2.88
2017-11-20 13F-HR/A-1 SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 1,779,100 1,451,400 -18.42 306,415 270,613 -11.68
2017-08-14 13F-HR Crestline Management, LP 13,252 0 -100.00 2,174 0 -100.00
2017-11-02 13F-HR TRILLIUM ASSET MANAGEMENT, LLC 1,700 1,666 -2.00 293 311 6.14
2017-11-14 13F-HR Compagnie Odier SCA 232,565 212,552 -8.61 40,052 39,630 -1.05
2017-11-03 13F-HR Brown Advisory Securities, LLC 13,106 13,848 5.66 2,257 2,585 14.53
2017-11-14 13F-HR RMB Capital Management, LLC 84,181 81,182 -3.56 14,499 15,136 4.39
2017-11-08 13F-HR Artal Group S.A. Call 0 100,000 0 18,645
2017-11-08 13F-HR/A-1 MERIDIAN INVESTMENT COUNSEL INC. 7,351 7,351 0.00 1,266 1,371 8.29
2017-11-14 13F-HR VALLEY NATIONAL ADVISERS INC 9,322 13,198 41.58 1,606 2,461 53.24
2017-10-31 13F-HR Savant Capital, LLC 4,411 4,441 0.68 760 828 8.95
2017-11-14 13F-HR WOLVERINE ASSET MANAGEMENT LLC Call 4,500 4,500 0.00 775 839 8.26
2017-11-02 13F-HR WP Advisors, LLC 5,387 5,216 -3.17 928 973 4.85
2017-11-14 13F-HR PRUDENTIAL PLC 1,042,768 1,006,863 -3.44 179,596 187,730 4.53
2017-11-13 13F-HR CKW FINANCIAL GROUP 100 100 0.00 17 19 11.76
2017-11-14 13F-HR Flinton Capital Management LLC 64,770 61,370 -5.25 11,155 11,443 2.58
2017-11-13 13F-HR BOSTON PRIVATE WEALTH LLC 86,752 91,914 5.95 14,941 17,137 14.70
2017-10-23 13F-HR ALTFEST L J & CO INC 13,522 13,057 -3.44 2,329 2,434 4.51
2017-11-13 13F-HR WOODLEY FARRA MANION PORTFOLIO MANAGEMENT INC 1,344 1,344 0.00 231 251 8.66
2017-10-13 13F-HR QUADRANT CAPITAL GROUP LLC 3,673 3,780 2.91 576 691 19.97
2017-11-13 13F-HR OPPENHEIMER FUNDS INC 187,086 179,360 -4.13 32,222 33,442 3.79
2017-11-08 13F-HR Rodgers Brothers Inc. 4,256 4,457 4.72 733 831 13.37
2017-11-03 13F-HR Global X Management CO LLC 2,807 2,898 3.24 483 540 11.80
2017-11-06 13F-HR COMERICA BANK 285,729 284,328 -0.49 51,734 49,641 -4.05
2017-11-14 13F-HR MILLENNIUM MANAGEMENT LLC 42,770 38,590 -9.77 7,366 7,195 -2.32
2017-07-28 13F-HR INGALLS & SNYDER LLC 14,423 0 -100.00 2,366 0 -100.00
2017-11-16 13F-HR Cetera Advisor Networks LLC 20,963 21,409 2.13 3,607 3,995 10.76
2017-10-26 13F-HR Patriot Financial Group Insurance Agency, LLC 514 548 6.61 88 102 15.91
2017-11-14 13F-HR Lombard Odier Asset Management (Switzerland) SA 20,754 3,253 -84.33 3,574 607 -83.02
2017-11-17 13F-HR Garde Capital, Inc. 2,411 2,411 0.00 415 449 8.19
2017-10-11 13F-HR TOTH FINANCIAL ADVISORY CORP 12,326 13,603 10.36 2,123 2,536 19.45
2017-11-08 13F-HR Catalyst Capital Advisors LLC 2,150 1,150 -46.51 370 214 -42.16
2017-10-30 13F-HR BERKSHIRE ASSET MANAGEMENT LLC/PA 119,201 117,711 -1.25 20,530 21,947 6.90
2017-10-25 13F-HR SIMPLEX TRADING, LLC Put 3,275 2,445 -25.34 918 386 -57.95
2017-11-14 13F-HR/A-1 INTL FCSTONE INC. 10,273 1,934 -81.17 1,769 361 -79.59
2017-10-26 13F-HR Eagle Ridge Investment Management 0 3,363 0 627
2017-11-14 13F-HR Adage Capital Partners GP LLC 927,009 816,109 -11.96 159,659 152,164 -4.69
2017-11-15 13F-HR 10-15 ASSOCIATES, INC. 18,832 19,682 4.51 3,243 3,669 13.14
2017-11-13 13F-HR TEACHERS ADVISORS INC 1,617,349 1,630,670 0.82 278,556 304,038 9.15
2017-11-15 13F-HR Janney Capital Management LLC 70,893 68,841 -2.89 12,210 12,835 5.12
2017-11-13 13F-HR Partnervest Advisory Services LLC 4,442 3,511 -20.96 765 655 -14.38
2017-10-17 13F-HR Country Club Trust Company, n.a. 109,585 109,456 -0.12 18,873 20,408 8.13
2017-11-02 13F-HR WESBANCO BANK INC 106,792 106,497 -0.28 18,393 19,857 7.96
2017-11-14 13F-HR Natixis Asset Management 11,301 9,106 -19.42 1,946 1,698 -12.74
2017-11-13 13F-HR TRILOGY GLOBAL ADVISORS LP 189,824 0 -100.00 32,693 0 -100.00
2017-10-19 13F-HR Financial Advisory Service, Inc. 1,974 6,969 253.04 340 1,299 282.06
2017-11-14 13F-HR Ancora Advisors, LLC 14,291 14,856 3.95 2,461 2,769 12.52
2017-11-14 13F-HR Simmons Bank 9,349 10,654 13.96 1,611 1,987 23.34
2017-11-09 13F-HR Budros, Ruhlin & Roe, Inc. 2,506 2,406 -3.99 432 448 3.70
2017-11-15 13F-HR EP Wealth Advisors, Inc. 59,401 61,916 4.23 10,231 11,544 12.83
2017-10-23 13F-HR FOX RUN MANAGEMENT, L.L.C. 0 2,700 0 503
2017-11-14 13F-HR CARRET ASSET MANAGEMENT, LLC 5,571 5,121 -8.08 959 955 -0.42
2017-11-21 13F-HR OPTIMUM INVESTMENT ADVISORS 7,684 7,914 2.99 1,323 1,476 11.56
2017-11-03 13F-HR JENNISON ASSOCIATES LLC 0 189,751 0 35,379
2017-10-27 13F-HR American Assets Investment Management, LLC 25,300 20,300 -19.76 4,357 3,785 -13.13
2017-08-11 13F-HR FT Options LLC Call 16,000 0 -100.00 31 0 -100.00
2017-11-15 13F-HR TANAKA CAPITAL MANAGEMENT INC 115 0 -100.00 20 0 -100.00
2017-11-14 13F-HR Jefferies Group LLC Put 15,600 56,000 258.97 2,687 10,441 288.57
2017-10-13 13F-HR Somerset Trust Co 18,318 18,511 1.05 3,154 3,451 9.42
2017-10-25 13F-HR ROTHSCHILD INVESTMENT CORP /IL 63,521 61,258 -3.56 10,940 11,422 4.41
2017-11-08 13F-HR NORTHSTAR INVESTMENT ADVISORS LLC 1,255 1,255 0.00 216 234 8.33
2017-11-14 13F-HR Lombard Odier Asset Management (Europe) Ltd 8,867 8,867 0.00 1,527 1,653 8.25
2017-10-24 13F-HR DAVIS R M INC 5,487 6,164 12.34 945 1,149 21.59
2017-10-19 13F-HR APG Asset Management N.V. 1,594,472 1,614,772 1.27 274,616 301,074 9.63
2017-10-10 13F-HR First Command Financial Services, Inc. 1,547 1,547 0.00 266 288 8.27
2017-10-17 13F-HR Cohen Klingenstein, LLC 33,020 33,020 0.00 5,687 6,157 8.26
2017-11-14 13F-HR OPPENHEIMER ASSET MANAGEMENT INC. 38,232 38,415 0.48 6,585 7,162 8.76
2017-10-17 13F-HR CITY HOLDING CO 15,639 15,599 -0.26 2,693 2,909 8.02
2017-11-07 13F-HR Carl Domino Inc 7,150 6,460 -9.65 1,231 1,204 -2.19
2017-11-14 13F-HR Birch Hill Investment Advisors LLC 2,263 2,263 0.00 390 422 8.21
2017-11-08 13F-HR D.A. DAVIDSON & CO. 76,157 76,447 0.38 13,116 14,253 8.67
2017-11-13 13F-HR AVIVA PLC 604,150 604,861 0.12 104,053 112,722 8.33
2017-11-07 13F-HR KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC 33,152 33,680 1.59 5,710 6,280 9.98
2017-11-14 13F-HR FRED ALGER MANAGEMENT INC 7,697 7,457 -3.12 1,326 1,390 4.83
2017-10-13 13F-HR NISA INVESTMENT ADVISORS L.L.C. 295,158 318,433 7.89 50,217 59,372 18.23
2017-11-07 13F-HR SFMG, LLC 8,564 8,464 -1.17 1,475 1,578 6.98
2017-11-13 13F-HR Cornerstone Capital, Inc. 51,304 51,302 -0.00 8,836 9,565 8.25
2017-11-14 13F-HR MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 205,768 201,481 -2.08 35,439 37,566 6.00
2017-10-12 13F-HR Laurel Grove Capital, LLC 3,467 3,467 0.00 597 646 8.21
2017-11-13 13F-HR Dorsey & Whitney Trust CO LLC 5,357 5,514 2.93 923 1,028 11.38
2017-11-08 13F-HR Hikari Power Ltd 42,700 57,970 35.76 7,354 10,809 46.98
2017-10-17 13F-HR TOMPKINS FINANCIAL CORP 12,884 13,127 1.89 2,219 2,447 10.27
2017-11-08 13F-HR Armbruster Capital Management, Inc. 3,894 3,840 -1.39 671 716 6.71
2017-10-19 13F-HR MURPHY CAPITAL MANAGEMENT INC 11,074 11,707 5.72 1,907 2,182 14.42
2017-10-13 13F-HR HUDSON VALLEY INVESTMENT ADVISORS INC /ADV 10,956 10,972 0.15 1,887 2,046 8.43
2017-11-14 13F-HR Capital Research Global Investors 53,746,966 52,482,472 -2.35 9,256,840 9,785,357 5.71
2017-11-13 13F-HR KCM INVESTMENT ADVISORS LLC 15,273 15,961 4.50 2,630 2,976 13.16
2017-11-07 13F-HR Timber Hill LLC Put 39,200 0 -100.00 6,751 0 -100.00
2017-11-13 13F-HR RB Capital Management, LLC 6,168 6,807 10.36 1,062 1,269 19.49
2017-11-13 13F-HR/A-1 Ausdal Financial Partners, Inc. 4,201 3,590 -14.54 724 669 -7.60
2017-10-02 13F-HR HALL LAURIE J TRUSTEE 11,900 11,900 0.00 2,049,537 2,218,755 8.26
2017-11-14 13F-HR PT ASSET MANAGEMENT, LLC Call 15,500 0 -100.00 2,670 0 -100.00
2017-11-13 13F-HR EDMOND DE ROTHSCHILD HOLDING S.A. 26,622 26,925 1.14 4,585 5,020 9.49
2017-10-17 13F-HR MU Investments Co., Ltd. 480 360 -25.00 83 67 -19.28
2017-10-27 13F-HR OLD NATIONAL BANCORP /IN/ 16,569 17,223 3.95 2,854 3,211 12.51
2017-10-12 13F-HR Koshinski Asset Management, Inc. 16,025 16,270 1.53 2,760,066 3,033,596 9.91
2017-11-02 13F-HR Boston Partners 11,326 9,897 -12.62 1,951 1,845 -5.43
2017-11-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 90,669 90,831 0.18 15,613 16,936 8.47
2017-11-09 13F-HR MARK SHEPTOFF FINANCIAL PLANNING, LLC 190 191 0.53 33 36 9.09
2017-11-06 13F-HR MOODY LYNN & LIEBERSON, INC. 0 12,620 0 2,353
2017-11-08 13F-HR PARK AVENUE SECURITIES LLC 1,398 0 -100.00 248 0 -100.00
2017-11-13 13F-HR Bb&t Investment Services, Inc. 15,264 19,609 28.47 2,620 3,651 39.35
2017-11-08 13F-HR NEXT Financial Group, Inc 2,996 3,813 27.27 516,000 698 -99.86
2017-10-11 13F-HR FRANKLIN STREET ADVISORS INC /NC 2,587 2,701 4.41 446 504 13.00
2017-10-18 13F-HR Quotient Investors, LLC 0 0 1,349 1,460 8.23
2017-10-11 13F-HR SWARTHMORE GROUP INC 0 1,600 0 298
2017-11-02 13F-HR Harel Insurance Investments & Financial Services Ltd. 1,949 1,549 -20.52 336 289 -13.99
2017-11-08 13F-HR Regal Investment Advisors LLC 14,145 13,418 -5.14 2,436 2,502 2.71
2017-11-13 13F-HR CAPITAL FUND MANAGEMENT S.A. Call 1,400 35,000 2,400.00 241 6,526 2,607.88
2017-11-14 13F-HR LPL Financial LLC 136,493 142,552 4.44 23,508 26,579 13.06
2017-10-20 13F-HR MEEDER ASSET MANAGEMENT INC 24,184 37,605 55.50 4,165 7,011 68.33
2017-10-06 13F-HR FIRST AMERICAN BANK 28,029 28,064 0.12 4,827 5,233 8.41
2017-11-14 13F-HR Aristotle Capital Management, LLC 1,520,785 1,515,717 -0.33 261,925 282,606 7.90
2017-11-13 13F-HR JBF Capital, Inc. 10,000 10,000 0.00 1,722 1,865 8.30
2017-11-13 13F-HR WBI INVESTMENTS, INC. 2,175 0 -100.00 375 0 -100.00
2017-11-14 13F-HR GREYLIN INVESTMENT MANGEMENT INC 14,030 14,057 0.19 2,416 2,621 8.49
2017-11-09 13F-HR ETRADE Capital Management LLC 9,794 10,949 11.79 1,687 2,042 21.04
2017-11-03 13F-HR Candriam Luxembourg S.C.A. 591,743 463,575 -21.66 101,920 86,434 -15.19
2017-11-15 13F-HR LEVEL FOUR ADVISORY SERVICES, LLC 4,574 5,345 16.86 742 991 33.56
2017-11-13 13F-HR Kepos Capital LP 3,467 646
2017-11-14 13F-HR Evanson Asset Management, LLC 1,475 1,487 0.81 254 278 9.45
2017-10-25 13F-HR Pinnacle Advisory Group, Inc. 4,055 4,146 2.24 698 773 10.74
2017-11-07 13F-HR Welch Group, LLC 3,713 0 -100.00 639 0 -100.00
2017-11-07 13F-HR Lee Financial CORP 414 414 0.00 71 77 8.45
2017-11-01 13F-HR NWAM LLC 6,911 6,860 -0.74 1,190 1,279 7.48
2017-11-13 13F-HR ASSOCIATED BANC-CORP 23,850 23,833 -0.07 4,108 4,444 8.18
2017-10-25 13F-HR SIMPLEX TRADING, LLC Call 2,615 3,156 20.69 1,573 2,371 50.73
2017-11-03 13F-HR Breton Hill Capital Ltd. 2,500 2,500 0.00 431 466 8.12
2017-11-14 13F-HR Cubist Systematic Strategies, LLC 3,000 3,117 3.90 517 581 12.38
2017-11-14 13F-HR TRUST CO OF VIRGINIA /VA 62,297 63,560 2.03 10,730 11,851 10.45
2017-11-13 13F-HR Twin Tree Management, LP Call 52,200 14,300 -72.61 8,990 2,666 -70.34
2017-10-10 13F-HR Summit Financial Group Inc 1,955 1,455 -25.58 336 272 -19.05
2017-11-08 13F-HR MACQUARIE GROUP LTD 230,836 217,718 -5.68 39,757 40,594 2.11
2017-11-14 13F-HR CREDIT AGRICOLE S A 862,799 597,834 -30.71 148,598 111,465 -24.99
2017-10-26 13F-HR Penserra Capital Management LLC 1,040 1,180 13.46 179 220 22.91
2017-09-27 13F-HR/A-1 SABBY MANAGEMENT, LLC 37,104 0 -100.00 6,088 0 -100.00
2017-10-24 13F-HR RAYMOND JAMES TRUST N.A. 44,857 48,924 9.07 7,726 9,122 18.07
2017-10-12 13F-HR Livforsakringsbolaget Skandia, Omsesidigt 64,852 62,296 -3.94 11,170 11,615 3.98
2017-11-13 13F-HR Signature Financial Management, Inc. 1,340 1,775 32.46 231 262 13.42
2017-10-23 13F-HR P.A.W. CAPITAL CORP 10,000 8,000 -20.00 1,722 1,492 -13.36
2017-11-08 13F-HR SYSTEMATIC FINANCIAL MANAGEMENT LP 20,828 19,268 -7.49 3,587 3,593 0.17
2017-10-25 13F-HR FIRST QUADRANT L P/CA 328,523 159,566 -51.43 56,582 29,751 -47.42
2017-11-13 13F-HR STATE FARM MUTUAL AUTOMOBILE INSURANCE CO 3,262,437 3,262,437 0.00 561,889 608,282 8.26
2017-10-23 13F-HR Adviser Investments LLC 28,139 28,571 1.54 4,846 5,327 9.93
2017-11-14 13F-HR Perella Weinberg Partners Capital Management LP 5,079 2,717 -46.51 875 507 -42.06
2017-08-14 13F-HR Bayesian Capital Management, LP 14,423 0 -100.00 2,366 0 -100.00
2017-10-25 13F-HR Parsec Financial Management, Inc. 125,557 133,298 6.17 21,625 24,853 14.93
2017-11-14 13F-HR BRYN MAWR TRUST Co 69,212 69,343 0.19 11,921 12,930 8.46
2017-11-13 13F-HR CAPTRUST FINANCIAL ADVISORS 3,045 0 -100.00 525 0 -100.00
2017-10-19 13F-HR CMH Wealth Management LLC 13,608 12,198 -10.36 2,367 2,283 -3.55
2017-10-17 13F-HR P.R. Herzig & Co. Inc. 11,065 10,565 -4.52 1,906 1,970 3.36
2017-11-15 13F-HR Neuberger Berman Group LLC 196,134 199,886 1.91 33,780 37,269 10.33
2017-11-14 13F-HR PEAK6 Investments, L.P. Call 1,033,700 562,000 -45.63 178,034 104,785 -41.14
2017-08-14 13F-HR CAPSTONE INVESTMENT ADVISORS, LLC Put 12,400 0 -100.00 2,033 0 -100.00
2017-10-26 13F-HR Hanson & Doremus Investment Management 1,191 1,191 0.00 205 222 8.29
2017-11-08 13F-HR Willingdon Wealth Management 6,779 6,894 1.70 1,168 1,285 10.02
2017-11-14 13F-HR STONE RUN CAPITAL, LLC 1,350 1,350 0.00 233 252 8.15
2017-11-03 13F-HR PZENA INVESTMENT MANAGEMENT LLC 1,339 1,255 -6.27 231 234 1.30
2017-11-08 13F-HR THOMPSON SIEGEL & WALMSLEY LLC 3,582 3,672 2.51 617 685 11.02
2017-10-20 13F-HR E&G Advisors, LP 1,900 354
2017-11-14 13F-HR BRITISH COLUMBIA INVESTMENT MANAGEMENT CORP 482,191 479,696 -0.52 83,048 89,439 7.70
2017-10-12 13F-HR O'Brien Wealth Partners LLC 2,898 1,151 -60.28 499 215 -56.91
2017-11-09 13F-HR Evanston Investments, Inc., dba Evanston Advisors 45,780 45,604 -0.38 7,885 8,503 7.84
2017-10-23 13F-HR Advisors Capital Management, LLC 3,968 740
2017-11-07 13F-HR ADVISORS MANAGEMENT GROUP INC /ADV 17,434 17,290 -0.83 3,003 3,224 7.36
2017-11-01 13F-HR Portland Global Advisors LLC 15,071 14,970 -0.67 2,596 2,791 7.51
2017-10-20 13F-HR WEATHERLY ASSET MANAGEMENT L. P. 3,574 3,574 0.00 616 666 8.12
2017-11-07 13F-HR USCA RIA LLC 36,423 36,423 0.00 6,273 6,273 0.00
2017-10-05 13F-HR BRIDGES INVESTMENT COUNSEL INC/ 25,869 9,003 -65.20 4,455 1,678 -62.33
2017-11-17 13F-HR/A-1 Virtu Financial LLC 0 20,128 0 3,753
2017-11-14 13F-HR BANK OF AMERICA CORP /DE/ Call 426,100 448,000 5.14 73,387 83,529 13.82
2017-10-12 13F-HR DAVENPORT & Co LLC 242,953 226,260 -6.87 41,843,795 42,186,177 0.82
2017-10-17 13F-HR WENDELL DAVID ASSOCIATES INC 12,500 12,300 -1.60 2,153 2,293 6.50
2017-10-23 13F-HR NOTTINGHAM ADVISORS, INC. 1,320 1,731 31.14 227 323 42.29
2017-10-05 13F-HR/A-1 BRIDGES INVESTMENT MANAGEMENT INC 39,098 55,688 42.43 6,734 10,383 54.19
2017-11-08 13F-HR ASSETMARK, INC 114,639 114,199 -0.38 19,744 21,293 7.85
2017-08-07 13F-HR R. G. NIEDERHOFFER CAPITAL MANAGEMENT INC 5,700 0 -100.00 936 0 -100.00
2017-11-13 13F-HR RidgeWorth Capital Management LLC 1,519 1,519 0.00 260 283 8.85
2017-10-17 13F-HR CONGRESS ASSET MANAGEMENT CO /MA 37,012 36,174 -2.26 6,375 6,745 5.80
2017-10-31 13F-HR WEDGE CAPITAL MANAGEMENT L L P/NC 246,949 221,039 -10.49 42,532 41,213 -3.10
2017-10-25 13F-HR Carroll Financial Associates, Inc. 8,078 7,174 -11.19 1,391 1,340 -3.67
2017-11-14 13F-HR BEACON INVESTMENT ADVISORY SERVICES, INC. 2,296 62,984 2,643.21 395 11,743 2,872.91
2017-11-20 13F-HR/A-1 SUSQUEHANNA INTERNATIONAL GROUP, LLP 240,779 100,748 -58.16 41,469 18,784 -54.70
2017-11-01 13F-HR/A-1 Handelsbanken Fonder AB 23,140 22,940 -0.86 3,985 4,277 7.33
2017-11-06 13F-HR Security Asset Management 4,102 4,221 2.90 706 787 11.47
2017-11-13 13F-HR Marietta Wealth Management, LLC 13,162 13,725 4.28 2,267 2,559 12.88
2017-10-18 13F-HR Newman Dignan & Sheerar, Inc. 11,235 11,086 -1.33 1,935 2,067 6.82
2017-08-09 13F-HR Vivaldi Capital Management, LLC 1,331 0 -100.00 218 0 -100.00
2017-11-07 13F-HR Gareth Morgan Investments Limited Partnership 24,128 29,586 22.62 4,156 5,516 32.72
2017-11-14 13F-HR NS Partners Ltd 20,408 29,936 46.69 3,515 5,582 58.81
2017-11-08 13F-HR EXENCIAL WEALTH ADVISORS, LLC 2,316 2,290 -1.12 399 427 7.02
2017-10-18 13F-HR PEOPLES FINANCIAL SERVICES CORP. 5,700 5,500 -3.51 981 1,025 4.49
2017-11-09 13F-HR Estabrook Capital Management 41,054 40,395 -1.61 7,070,730 7,531,648 6.52
2017-10-27 13F-HR Probity Advisors, Inc. 1,441 1,552 7.70 248 289 16.53
2017-11-14 13F-HR Intellectus Partners, LLC 4,627 4,399 -4.93 797 820 2.89
2017-11-13 13F-HR Bridgewater Associates, LP 26,416 59,273 124.38 4,550 11,051 142.88
2017-11-17 13F-HR Aldebaran Financial Inc. 7,892 7,894 0.03 1,359 1,472 8.31
2017-08-09 13F-HR Delta Lloyd Asset Management N.v. 79,706 13,728
2017-11-14 13F-HR GAMBLE JONES INVESTMENT COUNSEL 36,320 36,764 1.22 6,255 6,855 9.59
2017-11-09 13F-HR CITADEL ADVISORS LLC Put 482,400 400,900 -16.89 83,084 74,748 -10.03
2017-11-06 13F-HR PAPP L ROY & ASSOCIATES 9,278 8,780 -5.37 1,598 1,637 2.44
2017-11-02 13F-HR Halbert, Hargrove/Russell LLC 0 1,099 0 205
2017-10-12 13F-HR Torch Wealth Management LLC 1,900 1,900 0.00 327 354 8.26
2017-10-17 13F-HR VIKING FUND MANAGEMENT LLC 14,000 8,500 -39.29 2,411 1,585 -34.26
2017-09-27 13F-HR/A-1 SABBY MANAGEMENT, LLC Call 798 0 -100.00 13,093 0 -100.00
2017-11-14 13F-HR BlackRock Inc. 49,451,203 49,794,254 0.69 8,516,980 9,284,140 9.01
2017-08-14 13F-HR Rock Springs Capital Management LP 98,000 0 -100.00 16,079 0 -100.00
2017-11-02 13F-HR INVESTORS ASSET MANAGEMENT OF GEORGIA INC /GA/ /ADV 2,090 2,090 0.00 360 390 8.33
2017-11-20 13F-HR GSA CAPITAL PARTNERS LLP 0 3,657 0 682
2017-11-02 13F-HR Reilly Herbert Faulkner III 28,620 28,424 -0.68 4,929 5,300 7.53
2017-10-12 13F-HR PRIVATE TRUST CO NA 7,178 6,906 -3.79 1,236 1,287 4.13
2017-10-30 13F-HR MACGUIRE, CHESWICK & TUTTLE INVESTMENT COUNSEL LLC 1,275 1,275 0.00 220 238 8.18
2017-11-07 13F-HR Glenview Trust Co 6,137 6,205 1.11 1,057 1,157 9.46
2017-10-16 13F-HR Main Street Research LLC 65,199 65,207 0.01 11,229 12,158 8.27
2017-11-13 13F-HR DILLON & ASSOCIATES INC 3,739 3,539 -5.35 643 658 2.33
2017-11-14 13F-HR Boyer & Corporon Wealth Management, LLC 2,070 2,070 0.00 357 386 8.12
2017-08-14 13F-HR Forester Capital Management, LTD 4,447 3,296 -25.88 730 4,963 579.86
2017-11-17 13F-HR Coastline Trust Co 11,300 13,345 18.10 1,947 2,488 27.79
2017-11-13 13F-HR ADVANTAGE INVESTMENT MANAGEMENT, LLC 1,782 1,800 1.01 307 336 9.45
2017-08-15 13F-HR LJ TRUST Co LLC 90,650 0 -100.00 14,873 0 -100.00
2017-11-16 13F-HR Cetera Investment Advisers 3,078 3,464 12.54 529 650 22.87
2017-11-14 13F-HR Coho Partners, Ltd. 1,034,651 967,870 -6.45 178,198 180,459 1.27
2017-10-13 13F-HR FIRST FINANCIAL CORP /IN/ 951 951 0.00 164 177 7.93
2017-11-13 13F-HR Family Management Corp 25,775 24,900 -3.39 4,439 4,642 4.57
2017-11-13 13F-HR PROFUND ADVISORS LLC 328,927 350,131 6.45 56,651 65,282 15.24
2017-11-14 13F-HR Hilltop Holdings Inc. 2,860 2,743 -4.09 493 512 3.85
2017-10-16 13F-HR Pointe Capital Management LLC 1,400 1,400 0.00 241 261 8.30
2017-11-01 13F-HR STONEBRIDGE CAPITAL MANAGEMENT INC 2,822 2,822 0.00 486 526 8.23
2017-11-13 13F-HR Aureus Asset Management, LLC 22,164 22,389 1.02 3,817 4,174 9.35
2017-11-14 13F-HR Institute for Wealth Management, LLC. 11,209 12,172 8.59 1,926 2,278 18.28
2017-10-31 13F-HR AFFINITY INVESTMENT ADVISORS, LLC 64,210 86,669 34.98 11,059 16,159 46.12
2017-11-07 13F-HR WAYNE HUMMER INVESTMENTS L.L.C. 2,896 2,307 -20.34 499 430 -13.83
2017-11-14 13F-HR THRIVENT FINANCIAL FOR LUTHERANS 118,342 214,981 81.66 20,382 40,083 96.66
2017-11-13 13F-HR LSV ASSET MANAGEMENT 3,460,689 3,580,310 3.46 596,034 667,548 12.00
2017-11-14 13F-HR BARCLAYS PLC 1,208,168 1,202,717 -0.45 208,079 224,248 7.77
2017-12-01 13F-HR/A-1 Axa 974,085 971,164 -0.30 167,767 181,074 7.93
2017-11-09 13F-HR Pegasus Partners Ltd. 9,752 9,602 -1.54 1,680 1,790 6.55
2017-11-03 13F-HR BNP PARIBAS ARBITRAGE, SA 338,529 611,597 80.66 58,304,849 114,032,261 95.58
2017-11-14 13F-HR Gotham Asset Management, LLC 234,284 237,851 1.52 40,351 44,347 9.90
2017-11-13 13F-HR MUFG Americas Holdings Corp 94,350 91,673 -2.84 16,250 17,093 5.19
2017-11-14 13F-HR Itau Unibanco Holding S.A. 601 3,381 462.56 103 1,994 1,835.92
2017-10-30 13F-HR GREYSTONE INVESTMENT MANAGEMENT LLC 1,600 1,600 0.00 276 298 7.97
2017-10-24 13F-HR CUE FINANCIAL GROUP, INC. 6,359 6,167 -3.02 1,095 1,150 5.02
2017-11-09 13F-HR GUYASUTA INVESTMENT ADVISORS INC 0 1,155 0 215
2017-11-15 13F-HR Cypress Wealth Advisors LLC 1,375 1,288 -6.33 237 240 1.27
2017-11-14 13F-HR Capital Bank & Trust Co 15,123 15,123 0.00 2,605 2,820 8.25
2017-11-14 13F-HR BANK OF NOVA SCOTIA TRUST CO 0 351 0 66
2017-10-26 13F-HR FORT PITT CAPITAL GROUP, LLC 83,558 82,970 -0.70 14,391 15,470 7.50
2017-10-16 13F-HR National Pension Service 545,932 568,836 4.20 94,222 105,496 11.97
2017-08-14 13F-HR Capital World Investors 267,000 0 -100.00 43,807 0 -100.00
2017-08-15 13F-HR 1st Global Advisors, Inc. 11,748 11,657 -0.77 1,928 2,008 4.15
2017-10-16 13F-HR Bowling Portfolio Management LLC 44,046 38,822 -11.86 7,586 7,238 -4.59
2017-11-14 13F-HR CLS Investments, LLC 6 15 150.00 1 3 200.00
2017-10-20 13F-HR Beech Hill Advisors, Inc. 2,003 2,003 0.00 345 373 8.12
2017-10-11 13F-HR CIGNA INVESTMENTS INC /NEW 38,778 36,214 -6.61 6,679 6,752 1.09
2017-07-06 13F-HR Independent Portfolio Consultants, Inc. 11,263 10,821 -3.92 1,848 1,864 0.87
2017-10-24 13F-HR STOCK YARDS BANK & TRUST CO 8,872 8,990 1.33 1,528 1,676 9.69
2017-11-13 13F-HR Bellevue Group AG 163,728 198,645 21.33 28,199 37,023 31.29
2017-10-24 13F-HR Tiaa, Fsb 116,064 115,511 -0.48 19,989 21,538 7.75
2017-11-13 13F-HR Vantage Investment Advisors, LLC 28,899 30,806 6.60 4,977 5,739 15.31
2017-10-23 13F-HR Swedbank 418,672 340,311 -18.72 72,108 63,451 -12.01
2017-10-24 13F-HR BENJAMIN F. EDWARDS & COMPANY, INC. 14,149 15,782 11.54 2,437 2,943 20.76
2017-08-14 13F-HR TUDOR INVESTMENT CORP ET AL 7,832 0 -100.00 1,285 0
2017-11-14 13F-HR GLG Partners LP 16,000 14,400 -10.00 2,756 2,685 -2.58
2017-10-16 13F-HR Eagle Capital Management, LLC 17,141 17,016 -0.73 2,952 3,173 7.49
2017-10-23 13F-HR WHITTIER TRUST CO OF NEVADA INC 12,215 11,815 -3.27 2,104 2,203 4.71
2017-10-12 13F-HR Cascade Investment Advisors, Inc. 8,605 8,045 -6.51 1,482,039 1,499,990 1.21
2017-10-03 13F-HR McQueen, Ball & Associates Inc. 11,250 11,348 0.87 1,938 2,116 9.18
2017-10-19 13F-HR guardian investment management 16,256 16,236 -0.12 2,800 3,027 8.11
2017-10-06 13F-HR Patton Albertson & Miller, LLC 2,245 2,160 -3.79 391 404 3.32
2017-11-09 13F-HR TORRAY LLC 5,643 1,052
2017-11-13 13F-HR ONTARIO TEACHERS PENSION PLAN BOARD 80,081 71,846 -10.28 13,792 13,396 -2.87
2017-11-15 13F-HR/A-1 MARCO INVESTMENT MANAGEMENT LLC 116,839 6,089 -94.79 20,123 21,645 7.56
2017-11-13 13F-HR Allianz Asset Management AG 2,721,544 2,571,644 -5.51 469,073 479,483 2.22
2017-11-13 13F-HR JNBA Financial Advisors 1,180 1,180 0.00 203 220 8.37
2017-11-07 13F-HR Pictet North America Advisors SA 1,944 1,944 0.00 335 362 8.06
2017-10-31 13F-HR Artemis Investment Management LLP 139,877 138,249 -1.16 24,090 25,763 6.94
2017-11-02 13F-HR Smith, Salley & Associates 19,529 19,531 0.01 3,364 3,642 8.26
2017-11-13 13F-HR Renaissance Technologies LLC 3,400,145 3,917,700 15.22 585,607 730,455 24.73
2017-11-14 13F-HR PUBLIC SECTOR PENSION INVESTMENT BOARD 84,007 201,356 139.69 14,469 37,543 159.47
2017-11-14 13F-HR TLP GROUP LLC Put 10,000 35
2017-10-25 13F-HR CALAMOS WEALTH MANAGEMENT LLC 9,411 0 -100.00 1,621 0 -100.00
2017-11-14 13F-HR IMS Capital Management 1,366 1,674 22.55 235 312 32.77
2017-11-09 13F-HR Van Hulzen Asset Management, LLC 2,100 4,286 104.10 362 799 120.72
2017-10-11 13F-HR American Financial Network Advisory Services Llc 33,685 6,281
2017-10-30 13F-HR FineMark National Bank & Trust 28,763 30,885 7.38 4,954 5,759 16.25
2017-10-31 13F-HR Miracle Mile Advisors, LLC 1,254 1,932 54.07 216 360 66.67
2017-10-16 13F-HR Northstar Group, Inc. 2,280 2,715 19.08 393 506 28.75
2017-11-06 13F-HR Lingohr & Partner Asset Management GmbH 8,165 7,612 -6.77 1,340 1,329 -0.82
2017-11-14 13F-HR 1832 Asset Management L.P. 11 136,677 1,242,418.18 2 24,711 1,235,450.00
2017-11-13 13F-HR/A-1 BURNEY CO/ 9,433 10,058 6.63 1,628 1,865 14.56
2017-10-17 13F-HR Creative Planning Put 2,000 0 -100.00 1 0 -100.00
2017-10-17 13F-HR WINDWARD CAPITAL MANAGEMENT CO /CA 28,455 27,952 -1.77 4,900 5,212 6.37
2017-11-14 13F-HR First Allied Advisory Services, Inc. 38,273 39,288 2.65 6,598 7,311 10.81
2017-10-26 13F-HR Argyle Capital Management Inc. 30,684 30,684 0.00 5,285 5,721 8.25
2017-08-14 13F-HR RPg Family Wealth Advisory, LLC 243 0 -100.00 39,869 0 -100.00
2017-11-13 13F-HR Tredje AP-fonden 114,912 115,972 0.92 19,791 21,623 9.26
2017-10-30 13F-HR Brightworth 2,036 380
2017-10-27 13F-HR Cable Hill Partners, LLC 794 1,296 63.22 137 242 76.64
2017-10-06 13F-HR North Star Investment Management Corp. 25,342 25,229 -0.45 4,365 4,704 7.77
2017-11-13 13F-HR Round Hill Asset Management 67,273 66,748 -0.78 11,586 12,445 7.41
2017-11-03 13F-HR BSW Wealth Partners 2,219 2,232 0.59 382 416 8.90
2017-10-18 13F-HR WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 9,590 5,177 -46.02 1,667 962 -42.29
2017-11-17 13F-HR Archford Capital Strategies, LLC 9,143 11,691 27.87 420 2,180 419.05
2017-11-14 13F-HR HANCOCK HOLDING CO 9,102 8,434 -7.34 1,568 1,573 0.32
2017-11-08 13F-HR ALPINE WOODS CAPITAL INVESTORS, LLC 25,750 22,950 -10.87 4,435 4,279 -3.52
2017-11-14 13F-HR KITZINGER LAUTMANN CAPITAL MANAGEMENT INC 2,400 2,705 12.71 413 504 22.03
2017-11-16 13F-HR Robinson Value Management, Ltd. 4,000 4,000 0.00 689 746 8.27
2017-11-03 13F-HR BNP PARIBAS ARBITRAGE, SA Put 6,542 7,008 7.12 8,536,753 6,958,077 -18.49
2017-11-09 13F-HR NORDEA INVESTMENT MANAGEMENT AB 7,040,599 6,290,937 -10.65 1,212,602 1,172,945 -3.27
2017-11-06 13F-HR Court Place Advisors, LLC 4,248 4,248 0.00 732 792 8.20
2017-10-20 13F-HR LeJeune Puetz Investment Counsel LLC 12,698 12,298 -3.15 2,187 2,293 4.85
2017-11-09 13F-HR TFS CAPITAL LLC 2,704 0 -100.00 466 0 -100.00
2017-10-18 13F-HR Mutual of America Capital Management LLC 89,657 88,186 -1.64 15,442 16,442 6.48
2017-07-25 13F-HR Parametrica Management Ltd 4,038 0 -100.00 663 0 -100.00
2017-11-13 13F-HR HCR Wealth Advisors 0 6,042 0 1,126
2017-11-13 13F-HR WETHERBY ASSET MANAGEMENT INC 13,861 14,094 1.68 2,387 2,628 10.10
2017-10-11 13F-HR BAILARD, INC. 4,592 4,592 0.00 791 856 8.22
2017-11-03 13F-HR GHP Investment Advisors, Inc. 8,134 8,623 6.01 1,401 1,608 14.78
2017-11-07 13F-HR Ashfield Capital Partners, LLC 62,435 61,149 -2.06 10,753 11,401 6.03
2017-11-03 13F-HR BRADLEY FOSTER & SARGENT INC/CT 6,072 7,582 24.87 1,046 1,414 35.18
2017-07-28 13F-HR INGALLS & SNYDER LLC Call 0 0
2017-10-25 13F-HR Supplemental Annuity Collective Trust of NJ 9,000 9,000 0.00 1,550 1,678 8.26
2017-08-14 13F-HR SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 794 0 -100.00 130 0 -100.00
2017-11-07 13F-HR PALLADIUM PARTNERS LLC 112,200 112,543 0.31 19,325 20,983 8.58
2017-11-08 13F-HR KAMES CAPITAL plc 14,577 14,577 0.00 2,510,451 2,716 -99.89
2017-08-10 13F-HR WELLS FARGO & COMPANY/MN Call 133,900 0 -100.00 386 0 -100.00
2017-11-14 13F-HR L & S Advisors Inc 0 14,721 0 2,745
2017-10-06 13F-HR CenturyLink Investment Management Co 16,945 16,945 0.00 2,918 3,159 8.26
2017-11-14 13F-HR BIRINYI ASSOCIATES INC 7,927 7,927 0.00 1,365 1,478 8.28
2017-10-19 13F-HR OSBORNE PARTNERS CAPITAL MANAGEMENT, LLC 17,023 17,023 0.00 2,932 3,174 8.25
2017-10-17 13F-HR Cutler Group LP 4,026 20,417 407.13 693 3,806 449.21
2017-11-13 13F-HR ENVESTNET ASSET MANAGEMENT INC 103,050 99,150 -3.78 17,749 18,484 4.14
2017-11-08 13F-HR RENAISSANCE GROUP LLC 192,829 198,370 2.87 33,211 36,986 11.37
2017-10-18 13F-HR Profit Investment Management, LLC 6,712 6,609 -1.53 1,156 1,232 6.57
2017-10-27 13F-HR BTR CAPITAL MANAGEMENT INC 1,520 1,320 -13.16 262 246 -6.11
2017-11-14 13F-HR Sentinel Asset Management, Inc. 186,900 153,900 -17.66 32,190 28,695 -10.86
2017-11-13 13F-HR WELLINGTON MANAGEMENT GROUP LLP 6,969,314 6,365,436 -8.66 1,200,325 1,186,835 -1.12
2017-11-14 13F-HR ARROWGRASS CAPITAL PARTNERS (US) LP 10,904 0 -100.00 1,878 0 -100.00
2017-08-14 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC 52,944 0 -100.00 8,687 0 -100.00
2017-11-02 13F-HR BNP Paribas Investment Partners S.A. 122,881 109,686 -10.74 21,164 20,451 -3.37
2017-11-13 13F-HR LAZARD ASSET MANAGEMENT LLC 131,322 130,450 -0.66 22,616 24,321 7.54
2017-11-20 13F-HR HARTLINE INVESTMENT CORP/ 10,538 10,562 0.23 1,815 1,969 8.48
2017-10-13 13F-HR Rhenman & Partners Asset Management AB 35,000 0 -100.00 6,028 0 -100.00
2017-08-03 13F-HR ROBSHAW & JULIAN ASSOCIATES INC 34,160 34,685 1.54 5,605 6,012 7.26
2017-10-31 13F-HR KORNITZER CAPITAL MANAGEMENT INC /KS 39,115 38,315 -2.05 6,737 7,144 6.04
2017-11-14 13F-HR PEDDOCK CAPITAL ADVISORS, LLC 65 66 1.54 11 12 9.09
2017-10-16 13F-HR BANK OF MONTREAL /CAN/ Call 92,800 17,303
2017-11-13 13F-HR CAISSE DE DEPOT ET PLACEMENT DU QUEBEC 419,203 351,503 -16.15 71,998 65,813 -8.59
2017-11-14 13F-HR Natixis 0 123,558 0 23,037
2017-10-16 13F-HR DELTA CAPITAL MANAGEMENT LLC 14,835 14,575 -1.75 2,555 2,718 6.38
2017-10-12 13F-HR MITCHELL MCLEOD PUGH & WILLIAMS INC 5,156 5,156 0.00 888 961 8.22
2017-11-03 13F-HR COURIER CAPITAL CORP 17,887 50,989 185.06 3,081 9,507 208.57
2017-11-14 13F-HR HSBC HOLDINGS PLC 943,633 1,092,874 15.82 162,526 203,765 25.37
2017-11-13 13F-HR Argent Trust Co 6,653 7,740 16.34 1,146 1,443 25.92
2017-11-15 13F-HR GROUP ONE TRADING, L.P. Put 21,800 24,800 13.76 3,755 4,624 23.14
2017-11-08 13F-HR Kentucky Retirement Systems Insurance Trust Fund 20,154 19,459 -3.45 3,471 3,628 4.52
2017-11-14 13F-HR UBS Group AG Call 14,800 15,900 7.43 2,549 2,965 16.32
2017-10-06 13F-HR Cardinal Capital Management, Inc. 4,050 4,050 0.00 698 755 8.17
2017-11-14 13F-HR TNB Financial 25,269 25,089 -0.71 4,352 4,678 7.49
2017-11-13 13F-HR BABSON CAPITAL MANAGEMENT LLC 49,286 36,706 -25.52 8,489 6,844 -19.38
2017-10-24 13F-HR EASTERN BANK 69,881 69,293 -0.84 12,035 12,920 7.35
2017-11-02 13F-HR Penobscot Investment Management Company, Inc. 23,990 24,770 3.25 4,132 4,618 11.76
2017-11-14 13F-HR CADINHA & CO LLC 11,286 12,786 13.29 1,944 2,384 22.63
2017-11-14 13F-HR LONDON CO OF VIRGINIA 1,617 1,517 -6.18 278 283 1.80
2017-10-23 13F-HR Gilman Hill Asset Management, LLC 3,912 4,137 5.75 674 771 14.39
2017-10-25 13F-HR New Jersey Better Educational Savings Trust 4,200 4,200 0.00 723 783 8.30
2017-10-11 13F-HR FERGUSON WELLMAN CAPITAL MANAGEMENT, INC 270,835 273,770 1.08 46,646 51,044 9.43
2017-11-13 13F-HR OBERWEIS ASSET MANAGEMENT INC/ 2,027 1,896 -6.46 349 354 1.43
2017-10-26 13F-HR Segment Wealth Management, LLC 16,263 17,323 6.52 2,802 3,230 15.27
2017-10-12 13F-HR MAI Capital Management 73,732 73,923 0.26 12,699 13,783 8.54
2017-11-14 13F-HR FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. 605,895 591,008 -2.46 104,353 110,193 5.60
2017-11-14 13F-HR Thomas J. Herzfeld Advisors, Inc. 700 700 0.00 121 131 8.26
2017-11-03 13F-HR ALPS ADVISORS INC 4,900 5,249 7.12 844 979 16.00
2017-10-23 13F-HR HAVENS ADVISORS LLC 4,000 4,000 0.00 689 746 8.27
2017-10-30 13F-HR NEW YORK STATE TEACHERS RETIREMENT SYSTEM 1,308,296 1,285,690 -1.73 225,328 239,717 6.39
2017-11-13 13F-HR Farmers National Bank 5,166 5,957 15.31 890 1,111 24.83
2017-11-13 13F-HR GREENLEAF TRUST 9,349 10,654 13.96 1,610 1,986 23.35
2017-07-28 13F-HR RONALD BLUE & CO LLC 0 1,283 0 221
2017-08-11 13F-HR KCG HOLDINGS, INC. 22,570 26,738 18.47 3,703 4,605 24.36
2017-11-07 13F-HR NOESIS CAPITAL MANGEMENT CORP 9,819 7,871 -19.84 1,691 1,468 -13.19
2017-11-14 13F-HR RAMPART INVESTMENT MANAGEMENT COMPANY, LLC 9,526 10,083 5.85 1,641 1,880 14.56
2017-11-14 13F-HR DEUTSCHE BANK AG\ Call 2,375 455 -80.84 409 83 -79.71
2017-11-02 13F-HR S&CO INC 18,600 19,600 5.38 3,203 3,654 14.08
2017-11-13 13F-HR MASON STREET ADVISORS, LLC 102,133 101,292 -0.82 17,590 18,886 7.37
2017-10-06 13F-HR LODESTAR INVESTMENT COUNSEL LLC/IL 99,561 100,028 0.47 17,147 18,650 8.77
2017-11-02 13F-HR Nelson Roberts Investment Advisors, LLC 900 777 -13.67 155 145 -6.45
2017-11-13 13F-HR/A-1 Fragasso Group Inc. 20,793 15,658 -24.70 3,581 2,919 -18.49
2017-11-13 13F-HR STIFEL FINANCIAL CORP 11,424 646,490 5,559.05 1,968 120,383 6,017.02
2017-11-02 13F-HR One Capital Management, LLC 16,739 17,275 3.20 2,883 3,221 11.72
2017-11-14 13F-HR BROWN BROTHERS HARRIMAN & CO 7,498 7,221 -3.69 1,291 1,346 4.26
2017-11-09 13F-HR TD ASSET MANAGEMENT INC 569,996 551,698 -3.21 98,171 102,864 4.78
2017-10-30 13F-HR NORTHWEST INVESTMENT COUNSELORS, LLC 2,907 2,846 -2.10 501 531 5.99
2017-11-14 13F-HR TEACHERS INSURANCE & ANNUITY ASSOCIATION OF AMERICA 49,000 49,544 1.11 8,440 9,238 9.45
2017-11-14 13F-HR HBK Sorce Advisory LLC 3,615 3,613 -0.06 623 674 8.19
2017-10-12 13F-HR ATRIA INVESTMENTS LLC 13,186 13,960 5.87 2,271 2,603 14.62
2017-11-09 13F-HR SCHRODER INVESTMENT MANAGEMENT GROUP 3,079,428 2,457,554 -20.19 531,478 455,778 -14.24
2017-10-10 13F-HR Nikko Asset Management Americas, Inc. 4,800 3,800 -20.83 827 709 -14.27
2017-11-14 13F-HR Schonfeld Strategic Advisors LLC 0 20,000 0 3,729
2017-11-08 13F-HR Nelson, Van Denburg & Campbell Wealth Management Group, LLC 5,795 6,145 6.04 998 1,146 14.83
2017-11-14 13F-HR AHL Partners LLP 32,718 45,220 38.21 5,635 8,431 49.62
2017-10-17 13F-HR Capital Investment Advisors, LLC 25,503 22,020 -13.66 4,392 4,106 -6.51
2017-11-14 13F-HR KDI CAPITAL PARTNERS LLC 45,143 46,128 2.18 7,775 8,601 10.62
2017-11-14 13F-HR CLEARARC CAPITAL INC 25,376 23,620 -6.92 4,371 4,404 0.75
2017-10-26 13F-HR UNITED BANK, INC. 27,881 28,160 1.00 4,802 5,250 9.33
2017-10-19 13F-HR FARMERS & MERCHANTS INVESTMENTS INC 26,182 26,113 -0.26 4,509 4,869 7.98
2017-10-16 13F-HR CHICAGO TRUST Co NA 16,681 14,048 -15.78 2,873 2,619 -8.84
2017-10-19 13F-HR Covenant Asset Management, LLC 1,883 1,883 0.00 324 351 8.33
2017-11-14 13F-HR AQR CAPITAL MANAGEMENT LLC 1,537,996 2,927,024 90.31 264,889 545,744 106.03
2017-11-15 13F-HR OPUS INVESTMENT MANAGEMENT INC 37,600 35,600 -5.32 6,476 6,638 2.50
2017-11-09 13F-HR Shoker Investment Counsel, Inc. 9,943 9,501 -4.45 1,712 1,771 3.45
2017-11-08 13F-HR FULLER & THALER ASSET MANAGEMENT, INC. 8,980 7,380 -17.82 1,547 1,376 -11.05
2017-11-14 13F-HR WESTWOOD HOLDINGS GROUP INC 178 0 -100.00 31 0 -100.00
2017-11-02 13F-HR SMITH, MOORE & CO. 2,168 2,344 8.12 373 437 17.16
2017-11-14 13F-HR HighTower Advisors, LLC 357,753 390,858 9.25 61,553 72,927 18.48
2017-10-20 13F-HR JFS WEALTH ADVISORS, LLC 1,692 1,618 -4.37 291 302 3.78
2017-11-14 13F-HR Jump Trading, LLC Call 6,700 6,900 2.99 1,154 1,287 11.53
2017-10-31 13F-HR FIRST MERCHANTS CORP 1,300 1,275 -1.92 224 238 6.25
2017-10-31 13F-HR Csenge Advisory Group 5,658 1,054,934
2017-11-14 13F-HR Aveo Capital Partners, LLC 0 3,959 0 738
2017-11-15 13F-HR Wall Street Access Asset Management, LLC 3,272 2,773 -15.25 564 517 -8.33
2017-11-14 13F-HR Zurich Insurance Group Ltd/FI 107,077 110,258 2.97 18,442 20,558 11.47
2017-11-14 13F-HR Jump Trading, LLC 1,886 0 -100.00 325 0 -100.00
2017-10-26 13F-HR BARING ASSET MANAGEMENT Ltd 4,816 4,428 -8.06 829 825 -0.48
2017-10-19 13F-HR Ahrens Investment Partners Llc 3,496 3,396 -2.86 602 633 5.15
2017-11-09 13F-HR Amica Retiree Medical Trust 4,584 4,584 0.00 790 855 8.23
2017-10-26 13F-HR SOMERVILLE KURT F 2,661 2,661 0.00 458 495 8.08
2017-10-31 13F-HR Foundry Partners, LLC 90,420 88,780 -1.81 15,573 16,553 6.29
2017-10-13 13F-HR JAMES INVESTMENT RESEARCH INC 14,280 34,481 141.46 2,459 6,429 161.45
2017-10-17 13F-HR Cutler Group LP Put 46,000 25,900 -43.70 52 28 -46.15
2017-11-09 13F-HR SAWGRASS ASSET MANAGEMENT LLC 1,710 93,165 5,348.25 295 17,371 5,788.47
2017-11-14 13F-HR AVALON ADVISORS, LLC 140,928 140,600 -0.23 24,272 26,215 8.01
2017-11-07 13F-HR Cypress Capital Management LLC (WY) 55 55 0.00 9,473 10 -99.89
2017-11-13 13F-HR Brookmont Capital Management 21,423 21,571 0.69 3,690 4,022 9.00
2017-11-14 13F-HR Kovitz Investment Group Partners, LLC 2,873 2,873 0.00 495 536 8.28
2017-11-13 13F-HR BERNZOTT CAPITAL ADVISORS 1,310 244
2017-11-08 13F-HR SKBA CAPITAL MANAGEMENT LLC 39,400 53,200 35.03 6,786 9,919 46.17
2017-08-14 13F-HR Magnetar Financial LLC 1,542 0 -100.00 253 0 -100.00
2017-10-25 13F-HR FIRST MIDWEST BANK TRUST DIVISION 15,590 16,385 5.10 2,685 3,055 13.78
2017-11-03 13F-HR Alpha Omega Wealth Management LLC 625 1,412 125.92 108 263 143.52
2017-10-23 13F-HR SCHMIDT P J INVESTMENT MANAGEMENT INC 24,191 23,597 -2.46 4,166 4,400 5.62
2017-11-14 13F-HR Heritage Trust Co 275 341 24.00 47 64 36.17
2017-10-16 13F-HR Baxter Brothers Inc 3,729 3,479 -6.70 642 649 1.09
2017-10-24 13F-HR Intermede Investment Partners Ltd 233,156 235,037 0.81 40,156 43,823 9.13
2017-11-14 13F-HR Baird Financial Group, Inc. 339,537 330,567 -2.64 58,479 61,634 5.40
2017-10-11 13F-HR PIONEER TRUST BANK N A/OR 18,675 19,045 1.98 3,217 3,551 10.38
2017-08-14 13F-HR BOOTHBAY FUND MANAGEMENT, LLC 6,307 0 -100.00 1,035 0 -100.00
2017-11-15 13F-HR WOLVERINE TRADING, LLC 10,041 22,046 119.56 1,733 4,110 137.16
2017-12-05 13F-HR Perigon Wealth Management, LLC 27,027 597 -97.79 4,655 111 -97.62
2017-11-14 13F-HR Arizona State Retirement System 239,974 180,882 -24.62 41,331 33,725 -18.40
2017-10-30 13F-HR Accredited Investors Inc. 1,550 1,556 0.39 267 290 8.61
2017-08-22 13F-HR/A-1 ADVISORY RESEARCH INC 0 2,773 0 478
2017-11-07 13F-HR Motco 26,098 26,682 2.24 4,495 4,975 10.68
2017-10-06 13F-HR Arvest Trust Co 1,508 1,495 -0.86 260 279 7.31
2017-11-14 13F-HR Sullivan, Bruyette, Speros & Blaney, Inc. 7,023 7,222 2.83 1,209 1,347 11.41
2017-11-14 13F-HR GAM Holding AG 206,767 50,107 -75.77 35,611 9,342 -73.77
2017-08-14 13F-HR Iguana Healthcare Management, LLC 50,000 0 -100.00 8,204 0 -100.00
2017-11-09 13F-HR BKS ADVISORS, LLC 1,319 1,305 -1.06 227 243 7.05
2017-10-27 13F-HR EADS & HEALD INVESTMENT COUNSEL/ 11,646 11,493 -1.31 2,006 2,143 6.83
2017-11-07 13F-HR LOWE BROCKENBROUGH & CO INC 29,516 29,466 -0.17 5,084 5,494 8.06
2017-11-14 13F-HR Baker Avenue Asset Management, LP 33,147 34,096 2.86 5,709 6,357 11.35
2017-11-08 13F-HR ROTHSCHILD ASSET MANAGEMENT INC 306,280 146,282 -52.24 52,750 27,274 -48.30
2017-11-13 13F-HR Avalon Global Asset Management LLC Call 0 30,000 0 5,593
2017-11-14 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 364,041 355,085 -2.46 62,699 66,206 5.59
2017-10-23 13F-HR Harrington Investments, Inc 13,657 2,546
2017-11-13 13F-HR WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 6,489 6,487 -0.03 1,118 1,209 8.14
2017-10-12 13F-HR ADIRONDACK TRUST CO 1,430 1,415 -1.05 246 264 7.32
2017-11-06 13F-HR Spot Trading L.l.c. Call 79,500 96,000 20.75 13,692 17,899 30.73
2017-11-16 13F-HR Gyroscope Capital Management Group, LLC 2,450 1,184 -51.67 422 221 -47.63
2017-10-12 13F-HR Regent Investment Management LLC 3,250 3,250 0.00 560 606 8.21
2017-11-14 13F-HR D. E. Shaw & Co., Inc. Call 85,700 41,000 -52.16 14,760 7,644 -48.21
2017-11-02 13F-HR ACCESS FINANCIAL SERVICES, INC. 1,447 1,453 0.41 249 271 8.84
2017-11-15 13F-HR WOLVERINE TRADING, LLC Put 265,800 200,200 -24.68 45,874 37,327 -18.63
2017-10-30 13F-HR TOKIO MARINE ASSET MANAGEMENT CO LTD 7,589 5,685 -25.09 1,307 1,060 -18.90
2017-11-13 13F-HR OXFORD ASSET MANAGEMENT 16,946 0 -100.00 2,919 0 -100.00
2017-11-14 13F-HR Freestone Capital Holdings, LLC 32,283 33,270 3.06 5,560 6,203 11.56
2017-10-24 13F-HR OLD POINT TRUST & FINANCIAL SERVICES N A 24,393 24,518 0.51 4,202 4,571 8.78
2017-11-02 13F-HR Joel Isaacson & Co., LLC 2,978 3,378 13.43 513 630 22.81
2017-10-27 13F-HR TRUE Private Wealth Advisors 2,362 2,362 0.00 406 440 8.37
2017-11-09 13F-HR/A-2 VAUGHAN DAVID INVESTMENTS INC/IL 170,645 169,004 -0.96 29,390 31,511 7.22
2017-08-14 13F-HR Waldron, LP 2,742 0 -100.00 444 0 -100.00
2017-11-03 13F-HR TRADITION CAPITAL MANAGEMENT LLC 8,880 0 -100.00 1,529 0 -100.00
2017-10-05 13F-HR Washington Trust Bank 6,882 10,255 49.01 1,185 1,912 61.35
2017-10-18 13F-HR ARROW FINANCIAL CORP 26,253 25,916 -1.28 4,521 4,833 6.90
2017-10-18 13F-HR FormulaFolio Investments, LLC 1,544 1,612 4.40 266 301 13.16
2017-10-19 13F-HR Tarbox Group, Inc. 1,314 1,345 2.36 226 251 11.06
2017-11-14 13F-HR Paloma Partners Management Co Call 21,300 45,400 113.15 3,668 8,465 130.78
2017-11-09 13F-HR OPPENHEIMER & CO INC 171,548 140,312 -18.21 29,546 26,160 -11.46
2017-11-13 13F-HR Global Endowment Management, LP 19,700 0 -100.00 3,393 0 -100.00
2017-10-30 13F-HR Riggs Asset Managment Co. Inc. 24,109 23,968 -0.58 4,152 4,469 7.63
2017-11-15 13F-HR High Falls Advisors, Inc 3,027 4,418 45.95 521 824 58.16
2017-11-15 13F-HR MV Capital Management, Inc. 2,781 2,598 -6.58 479 484 1.04
2017-08-14 13F-HR Fore Research & Management, LP 2,000 0 -100.00 328 0
2017-11-08 13F-HR Brick & Kyle, Associates 1,225 1,080 -11.84 211 201 -4.74
2017-11-01 13F-HR BADGLEY PHELPS & BELL INC 70,568 70,539 -0.04 12,154 13,152 8.21
2017-11-28 13F-HR/A-1 SHELTON CAPITAL MANAGEMENT 69,484 72,293 4.04 11,967 13,479 12.63
2017-10-11 13F-HR DnB Asset Management AS 78,866 75,866 -3.80 13,583,091 14,145,216 4.14
2017-10-13 13F-HR Legacy Private Trust Co. 9,507 7,682 -19.20 1,637 1,432 -12.52
2017-10-20 13F-HR Norway Savings Bank 153 153 0.00 26 29 11.54
2017-10-12 13F-HR VNBTrust, National Association 1,836 1,836 0.00 316 342 8.23
2017-12-06 13F-HR/A-1 USS Investment Management Ltd 130,100 0 -100.00 21,346 0 -100.00
2017-11-14 13F-HR Carnegie Capital Asset Management, LLC 24,442 28,001 14.56 4,264 5,056 18.57
2017-12-12 13F-HR/A-1 Patten Group, Inc. 2,226 2,089 -6.15 387 389 0.52
2017-11-13 13F-HR SUMITOMO MITSUI FINANCIAL GROUP, INC. 7,371 9,224 25.14 1,270 1,720 35.43
2017-11-03 13F-HR BNP PARIBAS ARBITRAGE, SA Call 2,951 2,818 -4.51 4,219,275 4,533,918 7.46
2017-11-14 13F-HR Jump Trading, LLC Put 10,100 4,500 -55.45 1,740 839 -51.78
2017-11-09 13F-HR JP MORGAN CHASE & CO Call 101,900 175,700 72.42 17,550 32,585 85.67
2017-11-13 13F-HR M&T BANK CORP Call 13 18 38.46 4 11 175.00
2017-10-25 13F-HR EXCALIBUR MANAGEMENT CORP 6,605 6,605 0.00 1,138 1,232 8.26
2017-11-03 13F-HR Rosenbaum Jay D. 11,626 9,626 -17.20 2,002 1,795 -10.34
2017-11-13 13F-HR NORTHEAST INVESTMENT MANAGEMENT 2,735 3,635 32.91 471 678 43.95
2017-10-26 13F-HR PARSONS CAPITAL MANAGEMENT INC/RI 21,769 22,642 4.01 3,749 4,222 12.62
2017-10-30 13F-HR Boulegeris Investments, Inc. 1,300 1,304 0.31 224 243 8.48
2017-11-14 13F-HR SIGNATUREFD, LLC 2,933 3,575 21.89 505 667 32.08
2017-11-15 13F-HR Dana Investment Advisors, Inc. 191,106 164,495 -13.92 32,914 30,670 -6.82
2017-11-14 13F-HR UNITED CAPITAL FINANCIAL ADVISERS, LLC 33,643 158,195 370.22 5,794 29,496 409.08
2017-11-14 13F-HR STELLIAM INVESTMENT MANAGEMENT, LP 195,000 207,500 6.41 33,585 38,688 15.19
2017-10-23 13F-HR BB&T CORP 87,248 92,111 5.57 15,027 17,175 14.29
2017-11-13 13F-HR PRIMECAP MANAGEMENT CO/CA/ 22,983,948 22,259,358 -3.15 3,958,525 4,150,257 4.84
2017-11-13 13F-HR Foresters Asset Management Inc. 3,800 3,800 0.00 850 887 4.35
2017-11-14 13F-HR LOOMIS SAYLES & CO L P 3,187,646 3,265,370 2.44 549,009 608,829 10.90
2017-11-14 13F-HR MADISON INVESTMENT HOLDINGS INC 125,352 157,914 25.98 21,589 29,443 36.38
2017-10-24 13F-HR BOSTON ADVISORS LLC 228,845 230,137 0.56 39,414 42,909 8.87
2017-10-19 13F-HR PENN DAVIS MCFARLAND INC 1,500 1,500 0.00 258 280 8.53
2017-11-03 13F-HR W.G. Shaheen & Associates DBA Whitney & Co 22,558 22,558 0.00 3,885 3,885 0.00
2017-11-14 13F-HR PARADIGM ASSET MANAGEMENT CO LLC 3,500 2,600 -25.71 602,805 484,770 -19.58
2017-10-31 13F-HR COUNTRY TRUST BANK 692 709 2.46 119 132 10.92
2017-10-13 13F-HR CENTRAL BANK & TRUST CO 10,851 10,790 -0.56 1,869 2,012 7.65
2017-10-30 13F-HR BP PLC 86,000 86,000 0.00 14,811 16,024 8.19
2017-10-27 13F-HR Linscomb & Williams, Inc. 22,420 22,846 1.90 3,861 4,260 10.33
2017-11-14 13F-HR TWO SIGMA INVESTMENTS LLC Put 8,000 8,000 0.00 1,378 1,492 8.27
2017-11-14 13F-HR Voya Financial Advisors, Inc. 43,250 45,030 4.12 7,465 8,352 11.88
2017-11-13 13F-HR Horizon Investment Services, LLC 29,373 29,407 0.12 5,059 5,483 8.38
2017-11-09 13F-HR Highland Private Wealth Management 1,568 1,709 8.99 270 319 18.15
2017-11-06 13F-HR Trust Investment Advisors 8,155 8,005 -1.84 1,405 1,493 6.26
2017-11-09 13F-HR Gratus Capital LLC 8,465 7,534 -11.00 1,458 1,405 -3.64
2017-11-09 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 653,772 650,693 -0.47 112,449 120,587 7.24
2017-10-23 13F-HR HENDLEY & CO INC 10,447 0 -100.00 1,799 0 -100.00
2017-07-26 13F-HR ARTHUR M. COHEN & ASSOCIATES, LLC 67,669 66,988 -1.01 11,102 11,575 4.26
2017-10-04 13F-HR/A-1 PRIVATE ASSET MANAGEMENT INC 3,591 4,155 15.71 618 775 25.40
2017-11-14 13F-HR Wallington Asset Management, LLC 72,183 71,844 -0.47 12,432 13,395 7.75
2017-10-24 13F-HR HUNTINGTON NATIONAL BANK 251,054 250,806 -0.10 43,239 46,763 8.15
2017-11-13 13F-HR BlueMountain Capital Management, LLC 40,355 73,649 82.50 6,950 13,732 97.58
2017-11-13 13F-HR/A-1 NORGES BANK 6,772,968 6,816,545 0.64 1,030,507 1,086,023 5.39
2017-11-07 13F-HR Marble Harbor Investment Counsel, LLC 3,668 3,698 0.82 632 689 9.02
2017-09-27 13F-HR/A-1 SABBY MANAGEMENT, LLC Put 3,055 0 -100.00 50,123 0 -100.00
2017-11-14 13F-HR BALYASNY ASSET MANAGEMENT LLC Put 175,000 0 -100.00 30,140 0 -100.00
2017-11-15 13F-HR GROUP ONE TRADING, L.P. Call 34,700 24,900 -28.24 5,976 4,643 -22.31
2017-11-14 13F-HR BARCLAYS PLC Put 189,500 121,600 -35.83 32,638 22,672 -30.53
2017-07-10 13F-HR Cordasco Financial Network 17 0 -100.00 3 0 -100.00
2017-11-09 13F-HR ALBION FINANCIAL GROUP /UT 1,720 1,720 0.00 296 321 8.45
2017-10-13 13F-HR OAKWOOD CAPITAL MANAGEMENT LLC/CA 32,354 31,734 -1.92 5,572 5,917 6.19
2017-10-31 13F-HR Middleton & Co Inc/MA 1,780 1,780 0.00 307 332 8.14
2017-11-13 13F-HR Laurion Capital Management LP Put 97,500 271,600 178.56 16,793 50,638 201.54
2017-10-30 13F-HR Capital Advantage, Inc. 2,136 2,147 0.51 368 400 8.70
2017-10-24 13F-HR Mps Loria Financial Planners, Llc 175 0 -100.00 30 0 -100.00
2017-11-13 13F-HR Epoch Investment Partners, Inc. 100,961 18,824
2017-11-14 13F-HR Connor, Clark & Lunn Investment Management Ltd. 189,225 150,750 -20.33 32,590 28,107 -13.76
2017-10-31 13F-HR TORON CAPITAL MARKETS INC. 47,989 1,694 -96.47 8,265 316 -96.18
2017-11-09 13F-HR AUXIER ASSET MANAGEMENT 3,300 3,300 0.00 568 615 8.27
2017-10-24 13F-HR INDEPENDENT INVESTORS INC 32,955 33,655 2.12 5,675 6,274 10.56
2017-11-08 13F-HR Pinnacle Wealth Management Advisory Group, LLC 3,785 3,965 4.76 652 739 13.34
2017-11-13 13F-HR INVESTMENT CENTERS OF AMERICA INC 8,007 8,284 3.46 1,381 1,546 11.95
2017-10-26 13F-HR GLENVIEW STATE BANK TRUST DEPT. 4,069 4,069 0.00 700 758 8.29
2017-11-13 13F-HR TEXAS PERMANENT SCHOOL FUND 206,764 202,215 -2.20 35,611 37,703 5.87
2017-11-08 13F-HR Buckingham Asset Management, LLC 9,374 9,851 5.09 1,615 1,837 13.75
2017-11-02 13F-HR Forward Management, LLC 5,006 5,298 5.83 862 987 14.50
2017-11-07 13F-HR NBT BANK N A /NY 5,565 6,065 8.98 959 1,130 17.83
2017-08-18 13F-HR TORONTO DOMINION BANK Put 164,000 0 -100.00 26,907 0 -100.00
2017-10-10 13F-HR TRUST DEPARTMENT MB FINANCIAL BANK N A 719 719 0.00 124 134 8.06
2017-11-13 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 2,168,910 2,122,352 -2.15 373,551 395,713 5.93
2017-11-13 13F-HR Goss Wealth Management LLC 10,808 12,117 12.11 1,861,067 2,247 -99.88
2017-08-10 13F-HR ABERDEEN ASSET MANAGEMENT PLC/UK 555,638 586,465 5.55 91,164 101,006 10.80
2017-11-08 13F-HR ING GROEP NV 128,806 188,600 46.42 22,184 35,164 58.51
2017-10-18 13F-HR MEMBERS Trust Co 1,724 1,724 0.00 297 321 8.08
2017-10-17 13F-HR Narwhal Capital Management 19,910 18,510 -7.03 3,429 3,451 0.64
2017-11-07 13F-HR Sowell Financial Services LLC 4,132 4,666 12.92 718 818 13.93
2017-11-14 13F-HR Matarin Capital Management, LLC 6,813 1,270,284
2017-10-11 13F-HR Triangle Securities Wealth Management 12,054 11,894 -1.33 2,076 2,218 6.84
2017-11-14 13F-HR Global Financial Private Capital, LLC 12,478 15,789 26.53 2,149 2,944 36.99
2017-11-14 13F-HR Quinn Opportunity Partners LLC 19,500 19,500 0.00 3,358 3,636 8.28
2017-11-14 13F-HR Jefferies Group LLC Call 11,400 34,200 200.00 1,963 6,377 224.86
2017-11-13 13F-HR LCNB CORP 2,832 2,979 5.19 488 556 13.93
2017-11-09 13F-HR Peregrine Asset Advisers, Inc. 5,500 4,540 -17.45 947 846 -10.67
2017-11-08 13F-HR DIXON HUBARD FEINOUR & BROWN INC/VA 34,895 35,027 0.38 6,010 6,531 8.67
2017-10-16 13F-HR STRALEM & CO INC 102,615 81,855 -20.23 17,673 15,262 -13.64
2017-10-16 13F-HR EDMP, INC. 26,469 26,402 -0.25 4,559 4,923 7.98
2017-10-19 13F-HR Kistler-Tiffany Companies, LLC 12,990 14,164 9.04 2,237 2,641 18.06
2017-11-06 13F-HR MEAG MUNICH ERGO KAPITALANLAGEGESELLSCHAFT MBH 25,530 50,513 97.86 4,398 9,397 113.67
2017-11-14 13F-HR OLD MUTUAL CUSTOMISED SOLUTIONS (PROPRIETARY) LTD 25,583 26,283 2.74 4,406 4,900 11.21
2017-11-14 13F-HR ROOF EIDAM & MAYCOCK/ADV 0 5,095 0 950
2017-11-20 13F-HR/A-1 SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 1,807,000 1,654,400 -8.44 311,219 308,463 -0.89
2017-10-23 13F-HR Oxbow Advisors, LLC 0 1,285 0 240
2017-10-27 13F-HR Alexandria Capital, LLC 512 435 -15.04 88 81 -7.95
2017-11-14 13F-HR Walleye Trading LLC Call 19,800 18,100 -8.59 3,406 3,378 -0.82
2017-08-14 13F-HR Compagnie Odier SCA Call 6,000 0 -100.00 60 0 -100.00
2017-10-12 13F-HR BFSG, LLC 10,994 11,338 3.13 1,893 2,114 11.67
2017-11-08 13F-HR Norinchukin Bank, The 88,926 91,587 2.99 15,316 17,076 11.49
2017-11-14 13F-HR Lombard Odier Asset Management (Europe) Ltd Call 135 0 -100.00 2,325 0 -100.00
2017-11-14 13F-HR NGAM ADVISORS, L.P. 291,409 286,731 -1.61 50,189 53,460 6.52
2017-11-13 13F-HR COCONUT GROVE BANK 731 1,771 142.27 126 330 161.90
2017-11-03 13F-HR Sandy Spring Bank 15,014 15,402 2.58 2,586 2,872 11.06
2017-11-09 13F-HR Burt Wealth Advisors 3,040 3,015 -0.82 523 562 7.46
2017-11-01 13F-HR STATE OF WISCONSIN INVESTMENT BOARD 807,726 849,277 5.14 139,115 158,348 13.83
2017-11-14 13F-HR ORBIMED ADVISORS LLC 1,302,700 1,253,100 -3.81 224,364 233,640 4.13
2017-11-13 13F-HR National Asset Management, Inc. 5,546 6,283 13.29 957 1,173 22.57
2017-10-30 13F-HR IFP Advisors, Inc 21,678 21,887 0.96 3,734 4,081 9.29
2017-10-27 13F-HR Hudock Capital Group, LLC 1,921 1,949 1.46 330 363 10.00
2017-10-16 13F-HR Louisiana State Employees Retirement System 45,600 45,600 0.00 7,854 8,502 8.25
2017-10-16 13F-HR CWM, LLC 14,500 2,500 -82.76 2,497 466 -81.34
2017-11-06 13F-HR Municipal Employees' Retirement System of Michigan 40,920 35,770 -12.59 7,048 6,670 -5.36
2017-11-08 13F-HR Texas Yale Capital Corp. 8,401 8,401 0.00 1,447 1,566 8.22
2017-11-14 13F-HR Pacific Center for Financial Services 80 80 0.00 14 15 7.14
2017-11-08 13F-HR Malaga Cove Capital, LLC 30,821 30,705 -0.38 5,318 5,706 7.30
2017-11-14 13F-HR Tower Research Capital LLC (TRC) 1,330 4,633 248.35 218 864 296.33
2017-11-09 13F-HR ROPES WEALTH ADVISORS LLC 5,979 6,319 5.69 1,030 1,178 14.37
2017-08-14 13F-HR Folger Hill Asset Management LP 3,367 0 -100.00 552 0 -100.00
2017-11-08 13F-HR Genovese Burford & Brothers Wealth & Retirement Plan Management, LLC 270 270 0.00 46 50 8.70
2017-10-25 13F-HR LEAVELL INVESTMENT MANAGEMENT, INC. 13,406 12,646 -5.67 2,309 2,358 2.12
2017-10-17 13F-HR Creative Planning 90,406 87,916 -2.75 15,571 16,392 5.27
2017-11-14 13F-HR JANE STREET GROUP, LLC Put 53,200 165,700 211.47 9,163 30,895 237.17
2017-11-14 13F-HR MML INVESTORS SERVICES, LLC 18,885 23,081 22.22 3,253 4,303 32.28
2017-11-14 13F-HR Voya Investment Management LLC 482,923 467,949 -3.10 83,175 87,249 4.90
2017-11-14 13F-HR Colonial Trust Advisors 1,740 1,740 0.00 300 324 8.00
2017-11-13 13F-HR Douglass Winthrop Advisors, LLC 228,829 226,950 -0.82 39,411 42,315 7.37
2017-11-13 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 2,962,595 3,181,090 7.38 510,248 593,115 16.24
2017-11-14 13F-HR Integral Derivatives, LLC Put 46,200 26,900 -41.77 7,957 5,016 -36.96
2017-11-01 13F-HR Mn Services Vermogensbeheer B.V. 120,363 121,563 1.00 20,730 22,665 9.33
2017-11-14 13F-HR JANE STREET GROUP, LLC 72,412 129,547 78.90 12,472 24,154 93.67
2017-11-14 13F-HR MORGENS WATERFALL VINTIADIS & CO INC 2,500 466
2017-10-30 13F-HR HALLMARK CAPITAL MANAGEMENT INC 92,766 93,551 0.85 15,977 17,443 9.18
2017-11-14 13F-HR CHEMICAL BANK 12,178 11,981 -1.62 2,098 2,234 6.48
2017-11-14 13F-HR COHEN & STEERS INC 26,300 13,000 -50.57 4,530 2,424 -46.49
2017-11-15 13F-HR IFM Investors Pty Ltd 20,203 20,618 2.05 3,480 3,844 10.46
2017-10-18 13F-HR EXANE DERIVATIVES 1,321 400 -69.72 227,473 74,568 -67.22
2017-08-07 13F-HR Karp Capital Management Corp 334,539 0 -100.00 54,888 0 -100.00
2017-08-15 13F-HR/A-1 OLD MISSION CAPITAL LLC 3,450 594
2017-10-12 13F-HR PRIVATE BANK & TRUST CO 4,190 5,724 36.61 721 1,067 47.99
2017-11-14 13F-HR Atlantic Trust Group, LLC 275,279 286,081 3.92 47,411 53,340 12.51
2017-10-31 13F-HR WEDBUSH SECURITIES INC 21,558 21,661 0.48 3,713 4,039 8.78
2017-11-13 13F-HR Fiera Capital Corp 333,367 261,300 -21.62 57,416 48,719 -15.15
2017-11-03 13F-HR Essex Financial Services, Inc. 52,700 52,496 -0.39 9,077 9,788 7.83
2017-11-14 13F-HR Integral Derivatives, LLC Call 42,500 47,600 12.00 7,320 8,875 21.24
2017-11-14 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ 2,981,698 2,793,914 -6.30 513,538 520,925 1.44
2017-11-09 13F-HR Private Ocean, LLC 1,000 1,000 0.00 172 186 8.14
2017-11-14 13F-HR A.R. Schmeidler & Co., Inc. 2,246 20,419 809.13 387 3,807 883.72
2017-10-24 13F-HR Rathbone Brothers plc 50,141 53,871 7.44 8,636 10,044 16.30
2017-10-12 13F-HR PATTEN & PATTEN INC/TN 4,063 3,140 -22.72 700 585 -16.43
2017-10-27 13F-HR Copeland Capital Management, LLC 43,120 36,829 -14.59 7,427 6,867 -7.54
2017-11-13 13F-HR Meiji Yasuda Life Insurance Co 17,717 11,517 -34.99 3,051 2,147 -29.63
2017-11-06 13F-HR Retirement Systems of Alabama 512,600 509,330 -0.64 88,285 94,965 7.57
2017-11-14 13F-HR Verition Fund Management LLC 2,064 2,743 32.90 355 511 43.94
2017-11-13 13F-HR MARIETTA INVESTMENT PARTNERS LLC 3,420 638
2017-11-06 13F-HR River Wealth Advisors LLC 14,772 14,555 -1.47 2,544 2,714 6.68
2017-11-30 13F-HR/A-1 PRUDENTIAL FINANCIAL INC 1,643,952 1,766,612 7.46 283,138 329,384 16.33
2017-10-06 13F-HR MARSHWINDS ADVISORY CO 27,767 27,768 0.00 4,782 5,177 8.26
2017-11-14 13F-HR Chiron Investment Management, LLC 110,599 164,816 49.02 19,048 30,730 61.33
2017-10-31 13F-HR FISHMAN JAY A LTD/MI 65,385 65,435 0.08 11,261,258 12,200,355 8.34
2017-10-12 13F-HR TEALWOOD ASSET MANAGEMENT INC 11,657 0 -100.00 2,008 0 -100.00
2017-11-09 13F-HR Beaton Management Co. Inc. 4,541 4,441 -2.20 782 828 5.88
2017-11-14 13F-HR CIBC WORLD MARKETS CORP 312,755 166,499 -46.76 53,866 31,044 -42.37
2017-11-15 13F-HR Financial Advisors Network, Inc. 4,734 4,734 0.00 815 883 8.34
2017-10-31 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 1,073,005 1,069,765 -0.30 184,804 199,458 7.93
2017-10-30 13F-HR Mercer Capital Advisers, Inc. 5,183 5,183 0.00 893 966 8.17
2017-11-13 13F-HR M&T BANK CORP 352,505 345,822 -1.90 60,711 64,479 6.21
2017-11-14 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC Call 0 4,300 0 805
2017-11-03 13F-HR/A-1 CANADA PENSION PLAN INVESTMENT BOARD 1,706,261 1,650,661 -3.26 293,869 307,766 4.73
2017-10-31 13F-HR WHALEROCK POINT PARTNERS, LLC 6,924 7,477 7.99 1,192 1,394 16.95
2017-08-04 13F-HR First Houston Capital, Inc. 9,450 2,650 -71.96 1,550 456 -70.58
2017-11-14 13F-HR JOHNSON INVESTMENT COUNSEL INC 25,634 26,160 2.05 4,415 4,877 10.46
2017-11-14 13F-HR CREDIT SUISSE AG/ Call 254,600 215,800 -15.24 43,850 40,236 -8.24
2017-10-19 13F-HR OLD SECOND NATIONAL BANK OF AURORA 0 220 0 41
2017-11-14 13F-HR Paloma Partners Management Co Put 21,300 49,700 133.33 3,668 9,267 152.64
2017-11-15 13F-HR Arthur Zaske & Associates, LLC 1,435 1,435 0.00 247 268 8.50
2017-10-10 13F-HR Baystate Wealth Management LLC 93 42 -54.84 17 8 -52.94
2017-08-10 13F-HR Standard Life Investments LTD 837,117 137,015 -83.63 137,362 23,597 -82.82
2017-11-14 13F-HR AlphaOne Investment Services, LLC 401 75
2017-11-07 13F-HR IBM Retirement Fund 18,009 18,283 1.52 3,466 3,752 8.25
2017-11-02 13F-HR AlphaMark Advisors, LLC 30,755 29,520 -4.02 5,297 5,504 3.91
2017-08-10 13F-HR Jasper Ridge Partners, L.P. 15,476 0 -100.00 2,539 0 -100.00
2017-11-09 13F-HR BOSTON RESEARCH & MANAGEMENT INC 1,180 1,180 0.00 203 220 8.37
2017-10-12 13F-HR FIRST CITIZENS BANK & TRUST CO 31,459 25,261 -19.70 5,418 4,710 -13.07
2017-11-14 13F-HR First Long Island Investors, LLC 117,420 128,509 9.44 20,223 23,961 18.48
2017-11-13 13F-HR CWA Asset Management Group, LLC 15,368 16,534 7.59 2,647 3,083 16.47
2017-10-16 13F-HR CULLINAN ASSOCIATES INC 89,537 97,752 9.17 15,421 18,226 18.19
2017-11-16 13F-HR Moors & Cabot, Inc. 28,560 29,988 5.00 4,909 5,599 14.06
2017-11-06 13F-HR TORONTO DOMINION BANK 251,554 279,280 11.02 43,317 52,066 20.20
2017-10-26 13F-HR Page Arthur B 5,025 4,875 -2.99 865 909 5.09
2017-11-01 13F-HR CHICAGO EQUITY PARTNERS LLC 189,185 115,710 -38.84 32,583 21,574 -33.79
2017-11-07 13F-HR MANNING & NAPIER ADVISORS LLC 115,170 114,745 -0.37 19,835 21,392 7.85
2017-10-06 13F-HR FARMERS TRUST CO 28,780 28,982 0.70 4,957 5,403 9.00
2017-11-02 13F-HR Exchange Capital Management, Inc. 24,035 23,675 -1.50 4,140 4,414 6.62
2017-10-31 13F-HR LINCOLN NATIONAL CORP 3,115 2,816 -9.60 537 525 -2.23
2017-11-13 13F-HR FT Options LLC Put 19,900 0 -100.00 60 0 -100.00
2017-11-13 13F-HR Sequoia Financial Advisors, LLC 4,609 4,366 -5.27 794 814 2.52
2017-10-11 13F-HR CHARTER TRUST CO 12,092 10,885 -9.98 2,082 2,029 -2.55
2017-11-13 13F-HR LLBH Private Wealth Management, LLC 1,297 242
2017-10-18 13F-HR ALPHA WINDWARD LLC 1,723 1,718 -0.29 297 320 7.74
2017-11-14 13F-HR HighVista Strategies LLC 3,400 2,700 -20.59 586 503 -14.16
2017-11-06 13F-HR Miller Investment Management, LP 5,229 5,229 0.00 901 975 8.21
2017-11-14 13F-HR Apriem Advisors 1,201 1,119 -6.83 207 209 0.97
2017-08-02 13F-HR Financial Engines Advisors L.L.C. 16 0 -100.00 3 0 -100.00
2017-11-06 13F-HR LOS ANGELES CAPITAL MANAGEMENT & EQUITY RESEARCH INC 543,661 569,172 4.69 93,635 106,122 13.34
2017-11-13 13F-HR Argent Trust Co 4,627 3,951 -14.61 797 737 -7.53
2017-10-11 13F-HR Stillwater Capital Advisors, LLC 1,230 1,230 0.00 212 229 8.02
2017-11-14 13F-HR Standard Life Aberdeen Plc 733,441 136,749
2017-11-13 13F-HR Marshall Wace North America L.P. 0 19,625 0 3,650
2017-11-03 13F-HR COMMUNITY TRUST & INVESTMENT CO 1,706 1,590 -6.80 294 296 0.68
2017-11-14 13F-HR BROOKSIDE CAPITAL MANAGEMENT LLC 141,960 26,468
2017-11-14 13F-HR Opus Point Partners Management, LLC 9,821 11,406 16.14 1,691 2,127 25.78
2017-11-06 13F-HR Migdal Insurance & Financial Holdings Ltd. 520 722 38.85 90 135 50.00
2017-11-13 13F-HR DEARBORN PARTNERS LLC 3,962 3,904 -1.46 682 728 6.74
2017-11-14 13F-HR UBS Group AG Put 105,900 205,100 93.67 18,239 38,241 109.67
2017-11-14 13F-HR BALYASNY ASSET MANAGEMENT LLC 0 60,497 0 11,280
2017-11-13 13F-HR Rafferty Asset Management, LLC 8,809 8,340 -5.32 1,517 1,555 2.50
2017-11-14 13F-HR CAXTON ASSOCIATES LP 2,800 0 -100.00 482 0 -100.00
2017-11-06 13F-HR CI Global Investments Inc. 1,090,430 661,634 -39.32 187,805 123,362 -34.31
2017-11-13 13F-HR/A-1 CHECK CAPITAL MANAGEMENT INC/CA 3,080 3,080 0.00 530 574 8.30
2017-11-15 13F-HR COLONY GROUP LLC 102,409 100,024 -2.33 17,638 18,650 5.74
2017-11-13 13F-HR WEXFORD CAPITAL LP 2,100 10,776 413.14 362 2,009 454.97
2017-11-14 13F-HR Paloma Partners Management Co 47,500 23,835 -49.82 8,181 4,444 -45.68
2017-11-06 13F-HR vontobel swiss wealth advisors AG 11,490 12,176 5.97 1,979 2,270 14.70
2017-10-31 13F-HR Marathon Trading Investment Management LLC Put 8,000 0 -100.00 1,378 0 -100.00
2017-11-07 13F-HR Sumitomo Mitsui Trust Holdings, Inc. 2,107,235 2,074,268 -1.56 362,929 386,747 6.56
2017-10-30 13F-HR Westpac Banking Corp 82,497 80,940 -1.89 14,208,459 15,091,263 6.21
2017-11-14 13F-HR Nuveen Fund Advisors, LLC 54,534 46,131 -15.41 9,392 8,601 -8.42
2017-11-07 13F-HR Opus Capital Group, LLC 2,844 3,260 14.63 489 607 24.13
2017-10-31 13F-HR Marathon Trading Investment Management LLC Call 8,000 0 -100.00 1,378 0 -100.00
2017-11-03 13F-HR Jaffetilchin Investment Partners, LLC 0 3,621 0 675
2017-11-15 13F-HR/A-1 First Western Capital Management Co 3,704 3,704 0.00 638 691 8.31
2017-10-27 13F-HR BOYS ARNOLD & CO INC 6,293 6,293 0.00 1,084 1,173 8.21
2017-10-27 13F-HR BOURGEON CAPITAL MANAGEMENT LLC 3,665 3,665 0.00 631 683 8.24
2017-11-13 13F-HR FARLEY CAPITAL II L.P. 1,090 203
2017-11-09 13F-HR Mitsubishi UFJ Securities Holdings Co., Ltd. 830 600 -27.71 143 112 -21.68
2017-11-13 13F-HR Strategic Global Advisors, LLC 30,461 30,461 0.00 5,246 5,679 8.25
2017-11-09 13F-HR FFCM LLC 23,698 32 -99.86 4,082 6 -99.85
2017-11-08 13F-HR Mirae Asset Global Investments Co., Ltd. 74,922 72,072 -3.80 12,908 13,419 3.96
2017-10-18 13F-HR Moloney Securities Asset Management, LLC 9,397 10,481 11.54 1,619 1,954 20.69
2017-11-06 13F-HR Spot Trading L.l.c. Put 126,700 73,300 -42.15 21,822 13,667 -37.37
2017-11-06 13F-HR CAM Group Holding A/S 115,228 110,716 -3.92 19,846 20,643 4.02
2017-11-09 13F-HR South Dakota Investment Council 232,330 232,330 0.00 40,014 43,318 8.26
2017-11-02 13F-HR Checchi Capital Advisers, LLC 6,602 6,377 -3.41 1,137 1,189 4.57
2017-11-14 13F-HR BlueCrest Capital Management Ltd 2,528 41,802 1,553.56 435 7,794 1,691.72
2017-11-13 13F-HR Spark Investment Management LLC 61,300 61,300 0.00 10,557 11,429 8.26
2017-11-13 13F-HR O'SHAUGHNESSY ASSET MANAGEMENT, LLC 15,648 9,153 -41.51 2,695 1,707 -36.66
2017-10-17 13F-HR Creative Planning Call 100 0 -100.00 2 0 -100.00
2017-10-17 13F-HR Cottage Street Advisors LLC 9,946 9,822 -1.25 1,713 1,832 6.95
2017-11-07 13F-HR Capital Investment Counsel, Inc 2,080 1,655 -20.43 358 309 -13.69
2017-11-06 13F-HR Crescent Grove Advisors, Llc 1,752 1,761 0.51 302 328 8.61
2017-11-14 13F-HR Schafer Cullen Capital Management Inc 2,380 2,380 0.00 410 444 8.29
2017-11-06 13F-HR ADELL HARRIMAN & CARPENTER INC 27,282 28,214 3.42 4,698,739 5,260,567 11.96
2017-08-07 13F-HR Geneva Advisors, LLC 8,327 6,730 -19.18 1,366 1,159 -15.15
2017-11-14 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC Put 2,500 8,700 248.00 430 1,625 277.91
2017-11-13 13F-HR AMG Funds LLC 10,125 9,691 -4.29 1,744 1,807 3.61
2017-11-08 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 4,997 6,089 21.85 861 1,135 31.82
2017-11-13 13F-HR Tekla Capital Management LLC 684,824 620,274 -9.43 117,947 115,650 -1.95
2017-10-11 13F-HR Nadler Financial Group, Inc. 1,586 1,592 0.38 273 297 8.79
2017-11-13 13F-HR WATERS PARKERSON & CO., LLC 8,532 7,490 -12.21 1,469 1,397 -4.90
2017-10-25 13F-HR Doyle Wealth Management 2,908 2,779 -4.44 501 518 3.39
2017-11-06 13F-HR Advisor Group, Inc. 62,081 65,269 5.14 10,693 12,173 13.84
2017-11-01 13F-HR First Personal Financial Services 5,567 5,516 -0.92 959 1,028 7.19
2017-11-07 13F-HR AMERIPRISE FINANCIAL INC 2,158,831 1,965,408 -8.96 373,096 367,194 -1.58
2017-11-14 13F-HR Azimuth Capital Management LLC 7,378 7,400 0.30 1,271 1,380 8.58
2017-10-17 13F-HR FIRST UNITED BANK TRUST/ 6,614 6,732 1.78 1,139 1,255 10.18
2017-11-15 13F-HR COLDSTREAM CAPITAL MANAGEMENT INC 14,958 15,928 6.48 2,576 2,969 15.26
2017-11-06 13F-HR Smead Capital Management, Inc. 722,449 712,902 -1.32 124,427 132,921 6.83
2017-11-13 13F-HR BLUESTEIN R H & CO 2,600 33,350 1,182.69 448 6,218 1,287.95
2017-11-14 13F-HR JANE STREET GROUP, LLC Call 20,800 153,100 636.06 3,582 28,545 696.90
2017-11-14 13F-HR Capstone Financial Advisors, Inc. 1,517 1,866 23.01 261 348 33.33
2017-10-23 13F-HR STRS OHIO 452,065 452,146 0.02 77,859 84,302 8.28
2017-10-12 13F-HR Hutchens Investment Management Inc 13,431 12,767 -4.94 2,313 2,380 2.90
2017-10-11 13F-HR CAMPBELL NEWMAN ASSET MANAGEMENT INC 64,991 61,828 -4.87 11,193 11,528 2.99
2017-11-01 13F-HR Sapphire Star Partners LP 39,500 28,823 -27.03 6,803 5,373 -21.02
2017-11-06 13F-HR Ballentine Partners, LLC 3,441 3,244 -5.73 620 604 -2.58
2017-10-20 13F-HR Conestoga Capital Advisors, LLC 1,330 1,330 0.00 229 248 8.30
2017-10-19 13F-HR Merriman Wealth Management, LLC 147,288 147,189 -0.07 25,367 27,443 8.18
2017-11-08 13F-HR CYPRESS ASSET MANAGEMENT INC/TX 1,375 1,365 -0.73 237 255 7.59
2017-10-16 13F-HR NAPLES GLOBAL ADVISORS, LLC 16,867 17,198 1.96 2,905 3,207 10.40
2017-11-14 13F-HR JT Stratford LLC 1,905 1,933 1.47 328 360 9.76
2017-11-14 13F-HR Modera Wealth Management, LLC 1,308 25,921 1,881.73 225 4,833 2,048.00
2017-11-14 13F-HR GENERAL RE NEW ENGLAND ASSET MANAGEMENT INC 0 970 0 181
2017-11-14 13F-HR NOMURA HOLDINGS INC Call 0 30,000 0 5,533
2017-11-07 13F-HR Clarius Group, LLC 2,361 1,258 -46.72 407 235 -42.26
2017-10-30 13F-HR HOWLAND CAPITAL MANAGEMENT LLC 1,986 1,986 0.00 342 370 8.19
2017-11-14 13F-HR GEODE CAPITAL MANAGEMENT, LLC 7,851,032 7,910,295 0.75 1,350,026 1,472,145 9.05
2017-10-19 13F-HR HALL CAPITAL MANAGEMENT CO INC 3,856 3,941 2.20 664 735 10.69
2017-11-01 13F-HR Mitsubishi UFJ Asset Management Co., Ltd. 111,080 110,103 -0.88 19,131 20,529 7.31
2017-10-23 13F-HR Personal Capital Advisors Corp 101,238 115,757 14.34 17,436 21,583 23.78
2017-11-13 13F-HR Strategic Advisors LLC 3,366 3,840 14.08 580 716 23.45
2017-10-16 13F-HR State of Alaska, Department of Revenue 5,850 6,530 11.62 1,007 1,216 20.75
2017-10-19 13F-HR FOSTER & MOTLEY INC 45,038 46,520 3.29 7,757 8,674 11.82
2017-11-01 13F-HR Bt Investment Management Ltd 69,440 83,887 20.81 11,959,651 15,656,038 30.91
2017-11-13 13F-HR Convergence Investment Partners, LLC 33,587 44,382 32.14 5,785 8,275 43.04
2017-10-27 13F-HR Cambridge Advisors Inc. 26,898 26,952 0.20 4,633 5,025 8.46
2017-10-19 13F-HR ALTA CAPITAL MANAGEMENT LLC/ 3,096 3,096 0.00 533 577 8.26
2017-11-03 13F-HR COHEN LAWRENCE B 3,035 0 -100.00 523 0 -100.00
2017-11-09 13F-HR Mork Capital Management 5,800 5,800 0.00 999 1,081 8.21
2017-10-12 13F-HR