Stock Institutional Ownership and Shareholders

SecurityAMD / Advanced Micro Devices, Inc. (007903107)
President & CEOSu Lisa T
Institutional Owners459
Institutional Shares709,974,193
Outstanding Shares1,042,000,000 (as of 2017-09-30)
Institutional Value$ 60,223,911,000 USD
Related 007903BD8 / Advanced Micro Devices, Inc. Bond 2.125%, 9/1/2026
007903AL1 / Advanced Micro Devices, Inc. Bond 6%, 5/1/2015

Advanced Micro Devices, Inc. (NASDAQ:AMD) has 459 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 709,974,193 shares. Largest shareholders include Mubadala Investment Co Pjsc, Vanguard Group Inc, BlackRock Inc., Wellington Management Group Llp, and FMR LLC / Fidelity Management & Research.


Advanced Micro Devices, Inc. (NASDAQ:AMD) ownership summary shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev Shares Current Shares Change
(Percent)
Prev Value (x$1000) Current Value (x$1000) Change
(Percent)
2017-11-13 13F-HR Allianz Asset Management AG 206,342 39,960 -80.63 2,575 510 -80.19
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 7,075,609 0 -100.00 88,303 0 -100.00
2017-11-14 13F-HR Jefferies Group LLC 711,702 26,604 -96.26 8,882 339 -96.18
2017-11-02 13F-HR OREGON PUBLIC EMPLOYEES RETIREMENT FUND 82,300 318,102 286.52 1,027 4,056 294.94
2017-11-03 13F-HR BNP PARIBAS ARBITRAGE, SA Put 2,400 500 -79.17 231,725 48,000 -79.29
2017-11-14 13F-HR Ionic Capital Management LLC Put 0 250,000 0 3,188
2017-11-14 13F-HR Polar Capital LLP Call 5,159,000 3,690,000 -28.47 64,384 47,048 -26.93
2017-08-14 13F-HR Lombard Odier Asset Management (USA) Corp Put 2,500 0 -100.00 3,638 0 -100.00
2017-11-14 13F-HR CMT Asset Management Ltd Call 31,600 125,000 295.57 394 1,594 304.57
2017-11-14 13F-HR BOARDMAN BAY CAPITAL MANAGEMENT LLC 0 161,334 0 2,057
2017-11-14 13F-HR PEAK6 Investments, L.P. Call 183,200 968,200 428.49 2,286 12,345 440.03
2017-11-14 13F-HR A.R.T. Advisors, LLC 0 61,017 0 777
2017-11-08 13F-HR HAP Trading, LLC Put 81,900 79,400 -3.05 108 46 -57.41
2017-11-14 13F-HR RAMPART INVESTMENT MANAGEMENT COMPANY, LLC 10,453 10,506 0.51 130 134 3.08
2017-11-15 13F-HR GROUP ONE TRADING, L.P. 2,758,161 2,976,296 7.91 34,422 37,948 10.24
2017-11-09 13F-HR LMR Partners LLP 0 59,946 0 765
2017-11-14 13F-HR DIAM Co., Ltd. 1,229,410 1,273,609 3.60 15,350 16,237 5.78
2017-11-13 13F-HR Laurion Capital Management LP Call 41,800 0 -100.00 522 0 -100.00
2017-11-03 13F-HR/A-1 CANADA PENSION PLAN INVESTMENT BOARD 17,700 260,900 1,374.01 221 3,326 1,404.98
2017-11-07 13F-HR SG Americas Securities, LLC 198,756 166,613 -16.17 2,480 2,124 -14.35
2017-08-07 13F-HR Karp Capital Management Corp 297,505 0 -100.00 4,329 0 -100.00
2017-08-14 13F-HR SHELTON CAPITAL MANAGEMENT 58,423 0 -100.00 850 0 -100.00
2017-10-16 13F-HR CWM, LLC 8,032 8,199 2.08 100 105 5.00
2017-10-24 13F-HR TCI Wealth Advisors, Inc. 417 417 0.00 5 5 0.00
2017-11-14 13F-HR CREDIT SUISSE AG/ 2,101,787 2,443,416 16.25 26,230 31,154 18.77
2017-11-01 13F-HR State of Tennessee, Treasury Department 484,146 218,965 -54.77 6,042 2,792 -53.79
2017-11-08 13F-HR ASSETMARK, INC 45 129 186.67 1 2 100.00
2017-11-13 13F-HR Twin Tree Management, LP Put 3,529,700 3,685,500 4.41 44,051 46,990 6.67
2017-11-14 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC Put 426,200 146,600 -65.60 5,321 1,870 -64.86
2017-11-08 13F-HR FULLER & THALER ASSET MANAGEMENT, INC. 1,745,150 1,530,700 -12.29 21,779 19,516 -10.39
2017-11-13 13F-HR CITIGROUP INC 1,037,014 846,875 -18.34 12,942 10,798 -16.57
2017-11-13 13F-HR BLAIR WILLIAM & CO/IL 20,186 17,393 -13.84 252 222 -11.90
2017-11-06 13F-HR Winfield Associates, Inc. 10 10 0.00 0 0
2017-11-14 13F-HR CAPSTONE INVESTMENT ADVISORS, LLC 0 24,300 0 309
2017-11-14 13F-HR Itau Unibanco Holding S.A. 210 6,713 3,096.67 3 271 8,933.33
2017-11-14 13F-HR BANK OF AMERICA CORP /DE/ Put 365,600 200,000 -45.30 4,563 2,550 -44.12
2017-11-14 13F-HR PANAGORA ASSET MANAGEMENT INC 77,006 81,620 5.99 961 1,041 8.32
2017-11-02 13F-HR Hodges Capital Management Inc. 540,050 27,250 -94.95 6,740 347 -94.85
2017-11-14 13F-HR TWO SIGMA INVESTMENTS LLC 6,144,502 1,605,613 -73.87 89,403 20,472 -77.10
2017-10-17 13F-HR Robeco Institutional Asset Management B.V. 7,282 7,282 0.00 91 93 2.20
2017-11-14 13F-HR Walleye Trading LLC Call 741,600 533,300 -28.09 9,254 6,795 -26.57
2017-08-14 13F-HR Quadrature Capital LTD 36,806 0 -100.00 536 0 -100.00
2017-10-19 13F-HR FARMERS & MERCHANTS INVESTMENTS INC 138 199 44.20 2 3 50.00
2017-11-14 13F-HR Cavalry Management Group, LLC 1,161,337 0 -100.00 14,494 0 -100.00
2017-11-13 13F-HR EDMOND DE ROTHSCHILD HOLDING S.A. 0 24,100 0 307
2017-11-14 13F-HR ROYAL BANK OF CANADA Call 265,000 265,000 0.00 3,307 3,379 2.18
2017-11-14 13F-HR HSBC HOLDINGS PLC Call 413,600 941,300 127.59 5,161 12,002 132.55
2017-11-14 13F-HR BRINKER CAPITAL INC 63,335 63,445 0.17 790 809 2.41
2017-11-15 13F-HR WOLVERINE TRADING, LLC 275,745 119,982 -56.49 3,474 1,530 -55.96
2017-11-07 13F-HR HANSEATIC MANAGEMENT SERVICES INC 13,617 11,535 -15.29 170 147 -13.53
2017-11-09 13F-HR NORDEA INVESTMENT MANAGEMENT AB 32,480 32,480 0.00 405 414 2.22
2017-10-12 13F-HR Advisory Services Network, LLC 15,171 16,522 8.91 189 211 11.64
2017-11-07 13F-HR SG Americas Securities, LLC Put 500,000 775,000 55.00 500 676 35.20
2017-10-27 13F-HR VICTORY CAPITAL MANAGEMENT INC 13,355 13,281 -0.55 167 169 1.20
2017-10-27 13F-HR Linscomb & Williams, Inc. 17,759 226
2017-11-14 13F-HR Voya Financial Advisors, Inc. 159,679 168,356 5.43 2,012 2,145 6.61
2017-08-14 13F-HR BRIGADE CAPITAL MANAGEMENT, LP Put 1,000,000 0 -100.00 14,550 0 -100.00
2017-10-24 13F-HR BENJAMIN F. EDWARDS & COMPANY, INC. 1,000 1,000 0.00 12 13 8.33
2017-11-01 13F-HR Parkwood LLC 24,651 15,584 -36.78 308 199 -35.39
2017-11-14 13F-HR Passport Capital, LLC 2,520,364 617,341 -75.51 31,454 7,871 -74.98
2017-11-14 13F-HR GAM Holding AG 527,803 0 -100.00 6,587 0 -100.00
2017-11-14 13F-HR CREDIT SUISSE AG/ Put 2,217,500 832,700 -62.45 27,674 10,617 -61.64
2017-11-14 13F-HR PT ASSET MANAGEMENT, LLC Put 157,000 0 -100.00 1,960 0 -100.00
2017-11-14 13F-HR ARROWGRASS CAPITAL PARTNERS (US) LP Call 200 200 0.00 250 255 2.00
2017-11-13 13F-HR AVIVA PLC 516,180 523,320 1.38 6,442 6,672 3.57
2017-11-06 13F-HR TORONTO DOMINION BANK 263,139 305,200 15.98 3,283 3,890 18.49
2017-08-11 13F-HR Baker Avenue Asset Management, LP 79,195 0 -100.00 1,152 0 -100.00
2017-07-31 13F-HR ARP AMERICAS LLC 34,700 0 -100.00 505 0 -100.00
2017-11-14 13F-HR Walleye Trading LLC Put 2,159,000 4,107,400 90.25 26,942 52,370 94.38
2017-11-07 13F-HR Hood River Capital Management LLC 1,808,268 1,850,689 2.35 22,567 23,596 4.56
2017-10-30 13F-HR THOMPSON DAVIS & CO., INC. 28,246 17,459 -38.19 353 223 -36.83
2017-11-14 13F-HR Hitchwood Capital Management LP 1,100,000 14,025
2017-11-08 13F-HR Bdo Wealth Advisors, Llc 200 0 -100.00 2 0 -100.00
2017-11-13 13F-HR US BANCORP \DE\ 11,001 10,842 -1.45 137 139 1.46
2017-08-04 13F-HR Apriem Advisors 400 0 -100.00 6 0 -100.00
2017-11-08 13F-HR Pacer Advisors, Inc. 17,548 22,036 25.58 219 281 28.31
2017-11-13 13F-HR Twin Tree Management, LP 693,439 900,442 29.85 8,654 11,481 32.67
2017-08-14 13F-HR QCM Cayman, Ltd. Call 35,400 0 -100.00 515 0 -100.00
2017-11-13 13F-HR TEACHERS ADVISORS INC 5,426,456 6,512,756 20.02 67,722 83,038 22.62
2017-11-14 13F-HR Chevy Chase Trust Holdings, Inc. 667,585 701,888 5.14 8,332 8,949 7.41
2017-11-14 13F-HR Intellectus Partners, LLC 17,000 31,000 82.35 0 395
2017-10-30 13F-HR NJ State Employees Deferred Compensation Plan 17,000 17,000 0.00 212 217 2.36
2017-11-07 13F-HR Stratos Wealth Partners, LTD. 10,905 139
2017-07-20 13F-HR Opera Trading Capital Put 1,000 0 -100.00 4 0 -100.00
2017-11-14 13F-HR CSS LLC/IL Put 22,000 82,000 272.73 275 1,046 280.36
2017-11-14 13F-HR NOMURA HOLDINGS INC 133,856 301,121 124.96 1,563 3,839 145.62
2017-11-14 13F-HR BARCLAYS PLC Put 3,994,900 3,476,600 -12.97 49,856 44,327 -11.09
2017-11-08 13F-HR Meiji Yasuda Asset Management Co Ltd. 10,140 10,140 0.00 127 129 1.57
2017-11-14 13F-HR THRIVENT FINANCIAL FOR LUTHERANS 429,650 409,730 -4.64 5,362 5,224 -2.57
2017-10-11 13F-HR CHARTER TRUST CO 10,541 10,191 -3.32 132 130 -1.52
2017-11-14 13F-HR GOLDMAN SACHS GROUP INC Put 2,805,800 3,331,600 18.74 35,016 42,478 21.31
2017-11-09 13F-HR WELLS FARGO & COMPANY/MN Call 0 165,000 0 174
2017-08-14 13F-HR MORGENS WATERFALL VINTIADIS & CO INC 145,000 0 -100.00 2,110 0 -100.00
2017-11-14 13F-HR D. E. Shaw & Co., Inc. Put 1,998,000 4,704,700 135.47 24,935 59,985 140.57
2017-11-09 13F-HR JP MORGAN CHASE & CO Put 1,735,800 300,000 -82.72 21,663 3,822 -82.36
2017-11-14 13F-HR HSBC HOLDINGS PLC Put 198,400 20,000 -89.92 2,476 255 -89.70
2017-11-14 13F-HR MILLENNIUM MANAGEMENT LLC Call 4,500,000 0 -100.00 56,160 0 -100.00
2017-08-11 13F-HR Madden Advisory Services, Inc. 70 0 -100.00 1 0 -100.00
2017-11-14 13F-HR SYMMETRY PEAK MANAGEMENT LLC Call 60,000 100,000 66.67 749 1,275 70.23
2017-11-14 13F-HR DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 84,400 84,400 0.00 1,053 1,076 2.18
2017-10-13 13F-HR Vigilant Capital Management, LLC 200 200 0.00 2 3 50.00
2017-11-14 13F-HR Alpine Partners VI, LLC 0 10,936 0 139
2017-08-14 13F-HR Hillsdale Investment Management Inc. 93,900 0 -100.00 1,366 0 -100.00
2017-11-14 13F-HR Meru Capital Group, LP 235,000 2,996
2017-11-14 13F-HR Proficio Capital Partners LLC 108 89 -17.59 1 1 0.00
2017-11-14 13F-HR Verition Fund Management LLC 20,000 0 -100.00 250 0 -100.00
2017-11-06 13F-HR Sigma Planning Corp 18,000 16,648 -7.51 225 212 -5.78
2017-11-13 13F-HR CAPITAL FUND MANAGEMENT S.A. Call 1,428,200 298,600 -79.09 17,824 3,807 -78.64
2017-10-31 13F-HR Marathon Trading Investment Management LLC 12,000 19,000 58.33 150 242 61.33
2017-11-07 13F-HR BANK HAPOALIM BM 51,098 651
2017-11-06 13F-HR Spot Trading L.l.c. 50,601 58,684 15.97 632 748 18.35
2017-11-07 13F-HR Quantbot Technologies LP 100,635 137,043 36.18 1,255 1,747 39.20
2017-10-17 13F-HR American Research & Management Co. 5 0
2017-10-27 13F-HR Sumitomo Mitsui Asset Management Company, LTD 68,820 61,541 -10.58 858 784 -8.62
2017-11-14 13F-HR MAPLELANE CAPITAL, LLC 1 1 0.00 0 0
2017-11-14 13F-HR ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0 45,500 0 580
2017-11-13 13F-HR/A-1 Ausdal Financial Partners, Inc. 0 10,941 0 139
2017-11-01 13F-HR AMERICAN CENTURY COMPANIES INC 0 3,895,961 0 49,674
2017-08-09 13F-HR SYNOVUS FINANCIAL CORP 5,400 0 -100.00 79 0 -100.00
2017-11-07 13F-HR AMERIPRISE FINANCIAL INC 704,542 513,869 -27.06 8,787 6,552 -25.44
2017-10-20 13F-HR/A-1 Shell Asset Management Co 49,918 35,978 -27.93 623 459 -26.32
2017-08-14 13F-HR LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 12,749 0 -100.00 185 0 -100.00
2017-10-16 13F-HR BANK OF MONTREAL /CAN/ Put 79,800 0 -100.00 996 0 -100.00
2017-11-13 13F-HR COMMONWEALTH BANK OF AUSTRALIA 1,100 100 -90.91 13 1 -92.31
2017-10-19 13F-HR OAKBROOK INVESTMENTS LLC 58,650 76,600 30.61 732 977 33.47
2017-10-24 13F-HR FIRST TRUST ADVISORS LP 826,417 756,747 -8.43 10,314 9,649 -6.45
2017-11-14 13F-HR TWO SIGMA ADVISERS, LP 1,033,403 710,575 -31.24 15,036 9,060 -39.74
2017-11-14 13F-HR ADVENT CAPITAL MANAGEMENT /DE/ 73,000 50,000 -31.51 911 638 -29.97
2017-11-01 13F-HR STATE OF WISCONSIN INVESTMENT BOARD 964,133 1,017,746 5.56 12,032 12,976 7.85
2017-11-15 13F-HR/A-1 Parallel Advisors, LLC 1,186 1,412 19.06 16 16 0.00
2017-11-13 13F-HR NORTHERN TRUST CORP 8,213,923 8,988,846 9.43 102,510 114,607 11.80
2017-11-15 13F-HR GROUP ONE TRADING, L.P. Call 1,813,600 1,137,900 -37.26 22,634 14,508 -35.90
2017-11-14 13F-HR Adage Capital Partners GP LLC 935,523 981,123 4.87 11,675 12,509 7.14
2017-11-14 13F-HR BANK OF AMERICA CORP /DE/ 4,983,293 4,674,116 -6.20 62,192 59,594 -4.18
2017-08-15 13F-HR CASTLEARK MANAGEMENT LLC 628,550 0 -100.00 9,145 0 -100.00
2017-11-14 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC 1,778,928 1,172,275 -34.10 22,201 14,947 -32.67
2017-11-14 13F-HR ROYAL BANK OF CANADA Put 725,000 570,000 -21.38 9,048 7,268 -19.67
2017-08-04 SC 13D/A Mubadala Investment Co Pjsc 171,906,166 131,906,166 -23.27
2017-11-15 13F-HR Virtu Financial LLC 0 147,607 0 2
2017-10-12 13F-HR Livforsakringsbolaget Skandia, Omsesidigt 15,000 15,000 0.00 187 192 2.67
2017-11-13 13F-HR FIDUCIARY FINANCIAL SERVICES OF THE SOUTHWEST INC /TX 10,000 127
2017-11-08 13F-HR Norinchukin Bank, The 53,775 59,898 11.39 671 764 13.86
2017-08-25 13F-HR/A-1 ONTARIO TEACHERS PENSION PLAN BOARD 14,386 0 -100.00 99 0 -100.00
2017-11-14 13F-HR Jump Trading, LLC 386 3,329 762.44 5 42 740.00
2017-11-14 13F-HR QCM Cayman, Ltd. 0 85,045 0 1,084
2017-11-14 13F-HR CSS LLC/IL 23,000 0 -100.00 287 0 -100.00
2017-11-14 13F-HR LORD, ABBETT & CO. LLC 190,604 2,430
2017-10-27 13F-HR K.J. Harrison & Partners Inc 10,000 0 -100.00 125 0 -100.00
2017-11-16 13F-HR Moors & Cabot, Inc. 21,750 22,250 2.30 265 283 6.79
2017-08-14 13F-HR BALYASNY ASSET MANAGEMENT LLC Call 200,000 0 -100.00 2,910 0 -100.00
2017-11-14 13F-HR Polar Capital LLP 4,332,533 4,337,875 0.12 54,054 55,291 2.29
2017-11-09 13F-HR ROPES WEALTH ADVISORS LLC 200 200 0.00 2 3 50.00
2017-11-14 13F-HR Covington Capital Management 2,000 26
2017-10-17 13F-HR Cutler Group LP Call 39,800 9,500 -76.13 63 35 -44.44
2017-11-09 13F-HR TD ASSET MANAGEMENT INC 254,286 241,093 -5.19 3,173 3,074 -3.12
2017-11-09 13F-HR COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 57,571 65,449 13.68 718 834 16.16
2017-11-14 13F-HR BlueCrest Capital Management Ltd 678,995 0 -100.00 8,474 0 -100.00
2017-11-13 13F-HR Employees Retirement System of Texas 791,000 716,000 -9.48 9,872 9,129 -7.53
2017-11-13 13F-HR/A-1 NORGES BANK 3,426,890 4,093,407 19.45 17,614 27,016 53.38
2017-11-14 13F-HR Cubist Systematic Strategies, LLC 54,858 49,783 -9.25 685 635 -7.30
2017-11-14 13F-HR UBS Group AG Put 849,000 820,000 -3.42 10,596 10,455 -1.33
2017-11-14 13F-HR Bluefin Trading, LLC Call 421,700 149,800 -64.48 492 119 -75.81
2017-11-14 13F-HR Walleye Trading LLC 1,397,668 1,796,121 28.51 17,443 22,901 31.29
2017-11-13 13F-HR Vantage Investment Advisors, LLC 100 100 0.00 1 1 0.00
2017-11-03 13F-HR World Asset Management Inc 74,518 76,844 3.12 930 980 5.38
2017-11-14 13F-HR Elkfork Partners LLC 37,488 34,848 -7.04 468 444 -5.13
2017-10-30 13F-HR PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 153,756 153,759 0.00 1,919 1,960 2.14
2017-11-14 13F-HR Virtus Investment Advisers, Inc. 22,431 19,286 -14.02 280 246 -12.14
2017-10-17 13F-HR TB Alternative Assets Ltd. 75,000 956
2017-11-14 13F-HR Lombard Odier Asset Management (Europe) Ltd 12,152 12,152 0.00 152 155 1.97
2017-08-14 13F-HR SUN LIFE FINANCIAL INC 6 0 -100.00 415 0 -100.00
2017-11-01 13F-HR STEVENS CAPITAL MANAGEMENT LP 0 864,970 0 11,028
2017-10-13 13F-HR DUBUQUE BANK & TRUST CO 10,790 10,790 0.00 135 138 2.22
2017-11-14 13F-HR QS Investors, LLC 9,076 9,076 0.00 113 116 2.65
2017-11-14 13F-HR DRIEHAUS CAPITAL MANAGEMENT LLC 0 97,975 0 1,249
2017-11-14 13F-HR Corient Capital Partners, LLC 40,286 0 -100.00 503 0 -100.00
2017-11-14 13F-HR WEALTHFRONT INC 20,050 33,078 64.98 250 422 68.80
2017-11-13 13F-HR Mitsubishi UFJ Trust & Banking Corp 2,363,776 2,320,715 -1.82 29,500 29,589 0.30
2017-11-14 13F-HR BANK OF AMERICA CORP /DE/ Call 2,113,700 837,700 -60.37 26,379 10,681 -59.51
2017-11-01 13F-HR MARINER INVESTMENT GROUP LLC Put 286,400 286,400 0.00 4 1 -75.00
2017-11-13 13F-HR SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) 500 500 0.00 6 6 0.00
2017-11-13 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 6,683,491 9,951,107 48.89 83,410 126,877 52.11
2017-11-15 13F-HR WOLVERINE TRADING, LLC Call 793,200 594,200 -25.09 9,994 7,576 -24.19
2017-11-13 13F-HR WESTFIELD CAPITAL MANAGEMENT CO LP 507,615 6,472
2017-07-14 13F-HR Legacy Private Trust Co. 13,010 0 -100.00 189 0 -100.00
2017-11-03 13F-HR BESSEMER GROUP INC 2,297 2,452 6.75 29 31 6.90
2017-11-14 13F-HR UBS Group AG Call 125,000 172,000 37.60 1,560 2,193 40.58
2017-10-25 13F-HR Cornerstone Advisors, Inc. 185 185 0.00 2 2 0.00
2017-11-01 13F-HR/A-1 Financial Architects, Inc Call 2,000 83,000 4,050.00 24 1,058 4,308.33
2017-11-13 13F-HR TEXAS PERMANENT SCHOOL FUND 217,728 223,024 2.43 2,717 2,844 4.67
2017-11-02 13F-HR INVESTORS ASSET MANAGEMENT OF GEORGIA INC /GA/ /ADV 54,900 54,900 0.00 685 700 2.19
2017-11-14 13F-HR Crawford Lake Capital Management, LLC Call 350,000 500,000 42.86 4,368 6,375 45.95
2017-10-18 13F-HR Quantitative Systematic Strategies LLC 22,643 0 -100.00 285 0 -100.00
2017-11-14 13F-HR PATHSTONE FAMILY OFFICE, LLC 1,000 1,000 0.00 12 12 0.00
2017-11-14 13F-HR Fort Point Capital Partners, LLC 42,676 0 -100.00 533 0 -100.00
2017-11-01 13F-HR/A-1 Financial Architects, Inc 3,300 2,240 -32.12 41 28 -31.71
2017-11-09 13F-HR ZEKE CAPITAL ADVISORS, LLC 0 16,109 0 205
2017-11-14 13F-HR Dynamic Capital Management Ltd 0 36,666 0 467
2017-11-13 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 118,021 141,935 20.26 1,472 1,810 22.96
2017-11-15 13F-HR Krilogy Financial LLC 1,400 225 -83.93 17 3 -82.35
2017-11-06 13F-HR RHUMBLINE ADVISERS 1,564,229 1,504,303 -3.83 19,522 19,180 -1.75
2017-11-06 13F-HR Retirement Systems of Alabama 1,777,943 1,786,377 0.47 22,189 22,776 2.65
2017-11-14 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC Call 465,300 118,400 -74.55 5,807 1,509 -74.01
2017-11-09 13F-HR JP MORGAN CHASE & CO Call 125,000 125,000 0.00 1,560 1,593 2.12
2017-11-13 13F-HR RAYMOND JAMES & ASSOCIATES Call 11,000 2
2017-11-13 13F-HR NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC 177,823 180,428 1.46 2,219 2,300 3.65
2017-11-09 13F-HR 1492 Capital Management LLC 10,000 128
2017-11-13 13F-HR KBC Group NV 106,877 114,372 7.01 1,334 1,458 9.30
2017-08-14 13F-HR PDT Partners, LLC 4,044,756 0 -100.00 58,851 0 -100.00
2017-11-14 13F-HR VALLEY NATIONAL ADVISERS INC 14 14 0.00 0 0
2017-11-09 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 560,414 560,151 -0.05 6,981 7,121 2.01
2017-11-14 13F-HR SUNTRUST BANKS INC 27,194 14,471 -46.79 338 184 -45.56
2017-11-14 13F-HR DEUTSCHE BANK AG\ Call 10,645 8,691 -18.36 132 110 -16.67
2017-11-13 13F-HR SENTRY INVESTMENT MANAGEMENT LLC 46,973 46,973 0.00 586 599 2.22
2017-11-01 13F-HR Old Mutual Global Investors (UK) Ltd. 226 226 0.00 2 2 0.00
2017-10-17 13F-HR Summit X, Llc 13,805 0 -100.00 172 0 -100.00
2017-11-14 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 884,232 897,461 1.50 11,036 11,444 3.70
2017-08-11 13F-HR Acrospire Investment Management LLC 1,727 0 -100.00 25 0 -100.00
2017-10-17 13F-HR VIKING FUND MANAGEMENT LLC 30,000 48,000 60.00 374 612 63.64
2017-10-16 13F-HR Louisiana State Employees Retirement System 48,100 50,200 4.37 600 640 6.67
2017-11-07 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 18,730 36,727 96.09 234 468 100.00
2017-11-13 13F-HR PROFUND ADVISORS LLC 178,848 160,744 -10.12 2,232 2,049 -8.20
2017-10-20 13F-HR BAILLIE GIFFORD & CO 14,804,991 14,730,102 -0.51 184,767 187,809 1.65
2017-11-14 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 409,398 417,673 2.02 5,109 5,325 4.23
2017-11-08 13F-HR NEXT Financial Group, Inc 16,790 17,990 7.15 210,000 256 -99.88
2017-11-14 13F-HR GUARDIAN LIFE INSURANCE CO OF AMERICA 1,753 1,843 5.13 22 23 4.55
2017-11-14 13F-HR BOOTHBAY FUND MANAGEMENT, LLC 112,529 22,753 -79.78 1,404 290 -79.34
2017-11-14 13F-HR Jabre Capital Partners S.A. 350,000 1,100,000 214.29 4,368 14,025 221.09
2017-11-06 13F-HR Massey, Quick & Co., LLC 10 10 0.00 0 0
2017-11-03 13F-HR Advantus Capital Management Inc 78,165 81,746 4.58 975 1,042 6.87
2017-10-12 13F-HR CONTRAVISORY INVESTMENT MANAGEMENT, INC. 292 4
2017-10-16 13F-HR Gradient Investments LLC 348 0 -100.00 4 0 -100.00
2017-11-07 13F-HR SG Americas Securities, LLC Call 419,000 328,000 -21.72 440 645 46.59
2017-11-07 13F-HR Timber Hill LLC Call 16,500 0 -100.00 206 0 -100.00
2017-11-13 13F-HR Hudson Bay Capital Management LP Call 345,600 0 -100.00 4,313 0 -100.00
2017-11-14 13F-HR HSBC HOLDINGS PLC 554,670 611,610 10.27 6,921 7,798 12.67
2017-10-30 13F-HR BP PLC 410,000 410,000 0.00 5,113 5,223 2.15
2017-10-23 13F-HR WHITTIER TRUST CO 95 95 0.00 1 1 0.00
2017-11-13 13F-HR Pacad Investment Ltd. 863,168 0 -100.00 10,772 0 -100.00
2017-10-19 13F-HR LS Investment Advisors, LLC 26,440 27,259 3.10 330 348 5.45
2017-10-23 13F-HR CAPROCK Group, Inc. 10,976 140
2017-11-08 13F-HR Apertura Capital, LLC 1,250,000 400,000 -68.00 15,600 5,100 -67.31
2017-11-14 13F-HR UNITED CAPITAL FINANCIAL ADVISERS, LLC 33,840 47,679 40.90 422 608 44.08
2017-11-14 13F-HR CREDIT SUISSE AG/ Call 1,008,800 801,500 -20.55 12,590 10,219 -18.83
2017-10-13 13F-HR NISA INVESTMENT ADVISORS L.L.C. 15,300 13,300 -13.07 191 170 -10.99
2017-10-30 13F-HR TOCQUEVILLE ASSET MANAGEMENT L.P. 54,500 0 -100.00 680 0 -100.00
2017-07-14 13F-HR Ledyard National Bank 200 0 -100.00 3 0 -100.00
2017-10-25 13F-HR SIMPLEX TRADING, LLC 516,737 249,220 -51.77 6,448 3,177 -50.73
2017-08-14 13F-HR People's United Financial, Inc. 250 0 -100.00 4 0 -100.00
2017-11-02 13F-HR Harel Insurance Investments & Financial Services Ltd. 6,000 77
2017-11-14 13F-HR UNITED SERVICES AUTOMOBILE ASSOCIATION 1,221,904 1,553,868 27.17 15,249 19,812 29.92
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 11,243,200 0 -100.00 140,315 0 -100.00
2017-05-31 13F-HR Sowell Financial Services LLC 860 0 -100.00 11 0 -100.00
2017-11-03 13F-HR FDx Advisors, Inc. 13,786 12,112 -12.14 172 154 -10.47
2017-11-08 13F-HR Nelson, Van Denburg & Campbell Wealth Management Group, LLC 1,450 0 -100.00 18 0 -100.00
2017-11-03 13F-HR JENNISON ASSOCIATES LLC 52,906 0 -100.00 660 0 -100.00
2017-11-14 13F-HR Jump Trading, LLC Call 138,600 74,700 -46.10 1,730 952 -44.97
2017-08-14 13F-HR Schonfeld Strategic Advisors LLC 141,319 0 -100.00 2,056 0 -100.00
2017-08-01 13F-HR Tradewinds Capital Management, LLC 300 0 -100.00 4 0 -100.00
2017-11-13 13F-HR CAPITAL FUND MANAGEMENT S.A. 0 83,764 0 1,068
2017-11-13 13F-HR Laurion Capital Management LP Put 80,300 0 -100.00 1,001 0 -100.00
2017-11-14 13F-HR GEODE CAPITAL MANAGEMENT, LLC 8,663,335 9,100,635 5.05 107,951 115,831 7.30
2017-11-14 13F-HR Focused Wealth Management, Inc 200 0 -100.00 2 0 -100.00
2017-11-14 13F-HR BRITISH COLUMBIA INVESTMENT MANAGEMENT CORP 349,517 349,517 0.00 4,362 4,456 2.15
2017-10-19 13F-HR STATE TREASURER STATE OF MICHIGAN 254,700 244,200 -4.12 3,179 3,114 -2.04
2017-11-14 13F-HR Invesco Ltd. 3,495,826 3,341,872 -4.40 43,627 42,608 -2.34
2017-10-11 13F-HR Sonora Investment Management, LLC 9,250 0 -100.00 115,440 0 -100.00
2017-11-14 13F-HR PEAK6 Investments, L.P. Put 405,400 2,583,600 537.30 5,059 32,941 551.14
2017-11-13 13F-HR Laurion Capital Management LP 96,748 0 -100.00 1,207 0 -100.00
2017-11-15 13F-HR IFM Investors Pty Ltd 23,094 23,094 0.00 288 294 2.08
2017-11-14 13F-HR AMP Capital Investors Ltd 410,416 415,616 1.27 5,172 5,298 2.44
2017-10-17 13F-HR Creative Planning 201,998 125,819 -37.71 2,521 1,604 -36.37
2017-10-19 13F-HR Edge Wealth Management LLC 250 250 0.00 3 3 0.00
2017-11-07 13F-HR Timber Hill LLC Put 16,000 0 -100.00 200 0 -100.00
2017-08-14 13F-HR VOLORIDGE INVESTMENT MANAGEMENT, LLC 8,075,249 0 -100.00 117,495 0 -100.00
2017-11-06 13F-HR Gainplan LLC 32,500 0 -100.00 406 0 -100.00
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 7,965,800 0 -100.00 99,413 0 -100.00
2017-11-14 13F-HR JANE STREET GROUP, LLC Put 398,700 309,600 -22.35 4,976 3,947 -20.68
2017-11-15 13F-HR Ameritas Investment Partners, Inc. 17,746 17,746 0.00 221 230 4.07
2017-11-14 13F-HR Paloma Partners Management Co Call 238,400 247,700 3.90 2,975 3,158 6.15
2017-11-07 13F-HR IBM Retirement Fund 12,225 12,225 0.00 153 156 1.96
2017-08-11 13F-HR Brick & Kyle, Associates 1,000 0 -100.00 15 0 -100.00
2017-11-14 13F-HR MORGAN STANLEY 5,083,856 4,006,036 -21.20 63,447 51,078 -19.50
2017-10-17 13F-HR CENTRAL TRUST Co 100 100 0.00 1 1 0.00
2017-11-08 13F-HR Kentucky Retirement Systems Insurance Trust Fund 21,222 20,490 -3.45 265 261 -1.51
2017-10-18 13F-HR Mutual of America Capital Management LLC 95,069 103,232 8.59 1,186 1,316 10.96
2017-08-14 13F-HR FLOW TRADERS U.S. LLC 13,772 0 -100.00 200 0 -100.00
2017-10-31 13F-HR Marathon Trading Investment Management LLC Call 18,100 57,900 219.89 226 738 226.55
2017-11-03 13F-HR Swiss National Bank 3,009,700 2,979,000 -1.02 37,561 37,982 1.12
2017-11-01 13F-HR NWAM LLC 15,617 17,967 15.05 195 229 17.44
2017-10-30 13F-HR Edgestream Partners, L.P. 13,495 39,475 192.52 168 503 199.40
2017-10-27 13F-HR Cable Hill Partners, LLC 7,300 7,300 0.00 89 93 4.49
2017-11-07 13F-HR PICTET BANK & TRUST Ltd 40,540 40,540 0.00 506 517 2.17
2017-11-14 13F-HR Jump Trading, LLC Put 69,500 26,000 -62.59 867 332 -61.71
2017-11-14 13F-HR Natixis Asset Management 62,512 78,137 25.00 780 996 27.69
2017-11-06 13F-HR GILDER GAGNON HOWE & CO LLC 0 28,323 0 361
2017-10-16 13F-HR BANK OF MONTREAL /CAN/ 1,050,465 949,415 -9.62 13,108 12,105 -7.65
2017-11-14 13F-HR CLEARARC CAPITAL INC 19,011 20,661 8.68 237 263 10.97
2017-11-09 13F-HR AMERICAN INTERNATIONAL GROUP INC 263,684 239,941 -9.00 3,291 3,059 -7.05
2017-11-14 13F-HR JANE STREET GROUP, LLC 3,428,152 651,581 -80.99 42,783 8,308 -80.58
2017-10-25 13F-HR State of New Jersey Common Pension Fund D 3,000,000 2,400,000 -20.00 37,440 30,600 -18.27
2017-11-14 13F-HR NOMURA HOLDINGS INC Put 320,000 0 -100.00 3,736 0 -100.00
2017-10-04 13F-HR/A-1 PRIVATE ASSET MANAGEMENT INC 14,000 26,000 85.71 175 332 89.71
2017-11-06 13F-HR Bank of New York Mellon Corp 5,724,388 5,804,651 1.40 71,441 74,009 3.59
2017-11-14 13F-HR ELCO Management Co., LLC 10,000 0 -100.00 0 0
2017-11-14 13F-HR Standard Life Aberdeen Plc 136,754 1,744
2017-11-14 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC 0 24,365 0 310
2017-10-25 13F-HR SIMPLEX TRADING, LLC Call 13,986 4,161 -70.25 2,035 311 -84.72
2017-11-01 13F-HR First Personal Financial Services 9,942 127
2017-08-14 13F-HR HBK INVESTMENTS L P 535,123 0 -100.00 7,786 0 -100.00
2017-11-14 13F-HR CRITERION CAPITAL MANAGEMENT LLC Call 2,861,100 0 -100.00 35,707 0 -100.00
2017-11-03 13F-HR BNP PARIBAS ARBITRAGE, SA 1,485,650 1,640,969 10.45 18,540,861 20,922,355 12.84
2017-11-13 13F-HR CITIGROUP INC Put 1,076,000 1,152,700 7.13 13,428 14,697 9.45
2017-11-14 13F-HR Vident Investment Advisory, LLC 53,062 677
2017-11-14 13F-HR ZACKS INVESTMENT MANAGEMENT 0 17,353 0 221
2017-11-14 13F-HR ETF MANAGERS GROUP, LLC 31,445 38,183 21.43 392 487 24.23
2017-11-08 13F-HR D.A. DAVIDSON & CO. 3,068 0 -100.00 38 0 -100.00
2017-11-14 13F-HR Honeycomb Asset Management LP 821,891 10,479
2017-11-14 13F-HR BlackRock Inc. 64,109,608 58,490,396 -8.77 800,088 745,752 -6.79
2017-11-14 13F-HR Quinn Opportunity Partners LLC 106,600 336,500 215.67 1,330 4,290 222.56
2017-07-25 13F-HR Wellington Shields Capital Management, LLC 11,200 0 -100.00 163 0 -100.00
2017-11-07 13F-HR Atlanta Capital Group 178,625 178,225 -0.22 2,229 2,272 1.93
2017-11-07 13F-HR Sumitomo Mitsui Trust Holdings, Inc. 2,274,987 2,218,468 -2.48 28,392 28,285 -0.38
2017-10-26 13F-HR Patriot Financial Group Insurance Agency, LLC 1,750 1,625 -7.14 24 22 -8.33
2017-11-14 13F-HR BALYASNY ASSET MANAGEMENT LLC Put 100,000 150,000 50.00 1,248 1,913 53.29
2017-11-03 13F-HR ALPS ADVISORS INC 33,713 33,550 -0.48 421 428 1.66
2017-11-13 13F-HR ENVESTNET ASSET MANAGEMENT INC 2,169 15,221 601.75 27 194 618.52
2017-08-11 13F-HR Cetera Advisors LLC 13,601 0 -100.00 197 0 -100.00
2017-11-09 13F-HR FNY Managed Accounts LLC 15,000 2,036 -86.43 187 25 -86.63
2017-11-06 13F-HR Dorsey Wright & Associates 0 191,934 0 2,447
2017-10-31 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 1,214,023 1,212,365 -0.14 15,151 15,458 2.03
2017-10-25 13F-HR Calamos Advisors LLC 118,885 123,409 3.81 1,484 1,573 6.00
2017-11-13 13F-HR RAYMOND JAMES & ASSOCIATES 327,673 374,777 14.38 4,089 4,778 16.85
2017-08-10 13F-HR Myriad Asset Management Ltd. 1,822,653 0 -100.00 26,520 0 -100.00
2017-10-17 13F-HR Cutler Group LP 2,641 1,650 -37.52 32 21 -34.37
2017-11-14 13F-HR AHL Partners LLP 0 39,676 0 506
2017-11-09 13F-HR AMALGAMATED BANK 166,749 168,876 1.28 2,081 2,153 3.46
2017-10-12 13F-HR ADIRONDACK TRUST CO 100 100 0.00 1 1 0.00
2017-11-14 13F-HR ROYAL BANK OF CANADA 316,515 723,990 128.74 3,949 9,231 133.76
2017-11-14 13F-HR Meadow Creek Investment Management LLC 47,712 44,352 -7.04 595 565 -5.04
2017-11-14 13F-HR CIBC WORLD MARKETS CORP 109,504 121,447 10.91 1,367 1,548 13.24
2017-10-31 13F-HR Advisors Preferred, LLC 2,005 26
2017-11-14 13F-HR Crawford Lake Capital Management, LLC 575,800 807,716 40.28 7,186 10,298 43.31
2017-11-13 13F-HR PineBridge Investments, L.P. 50,458 643
2017-11-07 13F-HR Russell Investments Group, Ltd. 3,373,388 1,782,762 -47.15 42,109 22,728 -46.03
2017-08-14 13F-HR BRIDGEWAY CAPITAL MANAGEMENT INC 849,900 0 -100.00 12,366 0 -100.00
2017-11-14 13F-HR Bayesian Capital Management, LP 0 45,149 0 576
2017-11-14 13F-HR Bluefin Trading, LLC Put 510,400 531,000 4.04 892 502 -43.72
2017-11-14 13F-HR GOLDMAN SACHS GROUP INC Call 3,215,500 3,750,500 16.64 40,129 47,819 19.16
2017-11-02 13F-HR Jacobi Capital Management LLC 1,000 0 -100.00 14 0 -100.00
2017-11-13 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 1,516,247 1,376,678 -9.20 18,923 17,553 -7.24
2017-11-13 13F-HR Hudson Bay Capital Management LP 50,000 0 -100.00 624 0 -100.00
2017-11-09 13F-HR CAPITAL GROWTH MANAGEMENT LP 1,350,000 0 -100.00 16,848 0 -100.00
2017-11-13 13F-HR Twin Tree Management, LP Call 55,300 117,900 113.20 690 1,503 117.83
2017-11-03 13F-HR Candriam Luxembourg S.C.A. 46,157 46,657 1.08 576 595 3.30
2017-11-14 13F-HR D. E. Shaw & Co., Inc. Call 613,600 875,900 42.75 7,658 11,168 45.83
2017-10-11 13F-HR QUANTRES ASSET MANAGEMENT Ltd 295,800 52,500 -82.25 3,692 669 -81.88
2017-10-11 13F-HR Gulf International Bank (UK) Ltd 249,700 249,700 0.00 3,116 3,183 2.15
2017-11-14 13F-HR FRIESS ASSOCIATES LLC 1,376,970 1,537,676 11.67 17,185 19,605 14.08
2017-10-30 13F-HR IFP Advisors, Inc Put 1,500 1,500 0.00 19 19 0.00
2017-11-13 13F-HR DOHENY ASSET MANAGEMENT /CA 123,620 144,770 17.11 1,543 1,846 19.64
2017-11-09 13F-HR Legal & General Group Plc 3,927,691 4,041,764 2.90 49,018 51,531 5.13
2017-11-14 13F-HR Squarepoint Ops LLC 0 125,065 0 1,595
2017-11-09 13F-HR Achmea Investment Management B.V. 23,574 23,574 0.00 294 300 2.04
2017-11-07 13F-HR Hilton Capital Management, LLC 31,000 31,000 0.00 387 395 2.07
2017-11-08 13F-HR COLUMBUS CIRCLE INVESTORS 567,436 7,235
2017-11-13 13F-HR Rafferty Asset Management, LLC 446,255 539,126 20.81 5,569 6,874 23.43
2017-11-13 13F-HR CAPTRUST FINANCIAL ADVISORS 4,168 0 -100.00 52 0 -100.00
2017-11-14 13F-HR ADVISORY RESEARCH INC 88,932 0 -100.00 1,110 0 -100.00
2017-11-09 13F-HR Dai-Ichi Life Insurance Company, Ltd 214,238 262,890 22.71 2,674 3,352 25.36
2017-11-06 13F-HR SEI INVESTMENTS CO 229,024 92,428 -59.64 2,858 1,178 -58.78
2017-10-31 13F-HR Marathon Trading Investment Management LLC Put 14,900 85,400 473.15 186 1,089 485.48
2017-10-25 13F-HR FIRST MANHATTAN CO 20 400 1,900.00 0 5
2017-10-25 13F-HR Aperio Group, LLC 304,485 302,116 -0.78 3,800 3,852 1.37
2017-08-14 13F-HR J. Goldman & Co LP Put 150,000 0 -100.00 2,183 0 -100.00
2017-11-13 13F-HR FEDERATED INVESTORS INC /PA/ 3,913,684 3,906,788 -0.18 48,843 49,812 1.98
2017-11-14 13F-HR PUBLIC SECTOR PENSION INVESTMENT BOARD 113,400 114,195 0.70 1,415 1,456 2.90
2017-10-12 13F-HR V Wealth Management,LLC 862 0 -100.00 10 0 -100.00
2017-11-01 13F-HR CHICAGO EQUITY PARTNERS LLC 502,875 278,465 -44.63 6,276 3,550 -43.44
2017-08-01 13F-HR NEW MEXICO EDUCATIONAL RETIREMENT BOARD 78,200 72,000 -7.93 1,138 980 -13.88
2017-11-01 13F-HR Mitsubishi UFJ Asset Management Co., Ltd. 118,502 118,590 0.07 1,479 1,512 2.23
2017-11-08 13F-HR MACQUARIE GROUP LTD 20,600 155,217 653.48 257 1,978 669.65
2017-11-13 13F-HR Pier Capital, LLC 0 40,628 0 518
2017-10-17 13F-HR Creative Planning Call 10,000 10,000 0.00 36 6 -83.33
2017-11-15 13F-HR GROUP ONE TRADING, L.P. Put 4,103,400 4,763,900 16.10 51,210 60,740 18.61
2017-11-14 13F-HR Carnegie Capital Asset Management, LLC 27,935 79,085 183.10 373 1,115 198.93
2017-05-26 13F-HR Calvert Investment Management, Inc. 39,818 0 -100.00 452 0 -100.00
2017-11-13 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 3,177,101 3,461,152 8.94 39,651 44,130 11.30
2017-11-14 13F-HR Parallax Volatility Advisers, L.P. Call 1,047,800 267,100 -74.51 13,077 3,406 -73.95
2017-11-14 13F-HR Jefferies Group LLC Call 669,300 0 -100.00 8,353 0 -100.00
2017-11-14 13F-HR BALYASNY ASSET MANAGEMENT LLC 510,800 0 -100.00 6,375 0 -100.00
2017-10-31 13F-HR RAY GERALD L & ASSOCIATES LTD 153,555 1,958
2017-10-31 13F-HR EVERENCE CAPITAL MANAGEMENT INC 17,610 17,610 0.00 220 225 2.27
2017-11-02 13F-HR PRUDENTIAL FINANCIAL INC 1,036,773 0 -100.00 12,939 0 -100.00
2017-11-06 13F-HR Spot Trading L.l.c. Call 183,400 80,500 -56.11 2,289 1,026 -55.18
2017-08-01 13F-HR Trexquant Investment LP 48,539 0 -100.00 706 0 -100.00
2017-11-14 13F-HR Ionic Capital Management LLC Call 143,000 1,823
2017-11-14 13F-HR Voya Investment Management LLC 522,930 524,575 0.31 6,526 6,688 2.48
2017-08-07 13F-HR PARADIGM ASSET MANAGEMENT CO LLC 10,700 0 -100.00 155,685 0 -100.00
2017-11-14 13F-HR FIFTH THIRD BANCORP 2,675 2,739 2.39 33 35 6.06
2017-11-13 13F-HR Sequoia Financial Advisors, LLC 22,200 0 -100.00 277 0 -100.00
2017-11-14 13F-HR D. E. Shaw & Co., Inc. 3,193,271 4,734,237 48.26 39,852 60,362 51.47
2017-10-18 13F-HR Asset Dedication, LLC 213 3
2017-11-14 13F-HR PUTNAM INVESTMENTS LLC 13,700 12,600 -8.03 171 161 -5.85
2017-10-31 13F-HR WEDBUSH SECURITIES INC 13,605 13,010 -4.37 170 166 -2.35
2017-11-14 13F-HR Integral Derivatives, LLC Call 253,200 333,300 31.64 3,160 4,250 34.49
2017-11-14 13F-HR Columbia Pacific Advisors, LLC 16,000 204
2017-11-14 13F-HR UBS Group AG 253,065 156,943 -37.98 3,159 2,001 -36.66
2017-07-12 13F-HR SpiderRock Advisors LLC 325 372 14.46
2017-11-07 13F-HR Commonwealth Equity Services, Inc 133,312 140,675 5.52 1,663 1,793 7.82
2017-11-14 13F-HR Tower Research Capital LLC (TRC) 100 3,548 3,448.00 1 45 4,400.00
2017-11-02 13F-HR Daiwa Securities Group Inc. 21,200 25,392 19.77 265 324 22.26
2017-11-14 13F-HR Parallax Volatility Advisers, L.P. Put 243,300 1,535,500 531.11 3,036 19,578 544.86
2017-07-14 13F-HR Portfolio Solutions, LLC 90 0 -100.00 1 0 -100.00
2017-11-14 13F-HR HighTower Advisors, LLC 41,126 37,261 -9.40 512 475 -7.23
2017-11-13 13F-HR CIBC World Markets Inc. 35,475 19,425 -45.24 443 248 -44.02
2017-11-14 13F-HR BRANDYWINE MANAGERS, LLC 15,000 191
2017-08-15 13F-HR SCOTIA CAPITAL INC. Put 20,000 0 -100.00 291 0 -100.00
2017-11-14 13F-HR Granite Point Capital Management, L.P. 150,000 197,550 31.70 1,872 2,519 34.56
2017-11-13 13F-HR Alambic Investment Management, L.P. 11,622 11,622 0.00 145 148 2.07
2017-11-08 13F-HR HAP Trading, LLC 68,165 65,593 -3.77 851 836 -1.76
2017-11-14 13F-HR FUKOKU MUTUAL LIFE INSURANCE Co 3,600 4,200 16.67 45 54 20.00
2017-11-13 13F-HR WELLINGTON MANAGEMENT GROUP LLP 37,043,824 44,706,838 20.69 462,306 570,013 23.30
2017-09-21 13F-HR Lido Advisors, LLC 11,420 130
2017-11-14 13F-HR HENDERSON GROUP PLC 3,833,805 2,115,816 -44.81 47,845 26,976 -43.62
2017-11-13 13F-HR Clear Perspective Advisors, LLC 3,700 0 -100.00 46 0 -100.00
2017-11-09 13F-HR TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 128,400 117,700 -8.33 1,603 1,500 -6.43
2017-11-14 13F-HR CMT Asset Management Ltd 25,670 46,640 81.69 320 595 85.94
2017-11-13 13F-HR RIVERHEAD CAPITAL MANAGEMENT LLC 30,192 28,042 -7.12 377 358 -5.04
2017-11-13 13F-HR STIFEL FINANCIAL CORP 67,630 104,648 54.74 836 1,339 60.17
2017-10-27 13F-HR Crossmark Global Holdings, Inc. 45,702 45,702 0.00 583 583 0.00
2017-06-20 13F-HR/A-1 SYMPHONY ASSET MANAGEMENT LLC 225,000 3,274
2017-11-13 13F-HR Nicholas Investment Partners, LP 339,242 196,084 -42.20 4,233 2,500 -40.94
2017-11-14 13F-HR Jabre Capital Partners S.A. Call 500,000 600,000 20.00 6,240 7,650 22.60
2017-11-13 13F-HR MASON STREET ADVISORS, LLC 107,550 111,716 3.87 1,342 1,424 6.11
2017-10-31 13F-HR Andra AP-fonden 155,500 111,400 -28.36 1,941 1,420 -26.84
2017-11-06 13F-HR Opera Trading Capital 215,396 0 -100.00 2,624 0 -100.00
2017-10-11 13F-HR CIGNA INVESTMENTS INC /NEW 30,394 29,606 -2.59 379 378 -0.26
2017-11-13 13F-HR Oz Management LP Call 577,800 0 -100.00 7,211 0 -100.00
2017-11-14 13F-HR AQR CAPITAL MANAGEMENT LLC 1,469,765 148,762 -89.88 18,343 1,897 -89.66
2017-11-14 13F-HR Parallax Volatility Advisers, L.P. 392,755 728,820 85.57 4,902 9,292 89.56
2017-10-23 13F-HR Bartlett & Co. LLC 1,350 1,350 0.00 17 17 0.00
2017-11-14 13F-HR BANK OF NOVA SCOTIA 398,086 645,449 62.14 4,968 8,229 65.64
2017-08-14 13F-HR Gideon Capital Advisors, Inc. 32,510 0 -100.00 473 0 -100.00
2017-11-13 13F-HR ProShare Advisors LLC 153,282 127,056 -17.11 1,913 1,620 -15.32
2017-11-14 13F-HR Integral Derivatives, LLC Put 339,300 379,200 11.76 4,234 4,835 14.19
2017-11-14 13F-HR Jericho Capital Asset Management L.P. 2,164,873 0 -100.00 27,018 0 -100.00
2017-11-13 13F-HR COMMERZBANK AKTIENGESELLSCHAFT /FI 2,003,892 2,134,688 6.53 25,009 27,217 8.83
2017-11-01 13F-HR Mn Services Vermogensbeheer B.V. 134,115 134,115 0.00 1,674 1,710 2.15
2017-08-08 13F-HR Oz Management LP Put 478,800 0 -100.00 6,966 0 -100.00
2017-10-16 13F-HR National Pension Service 885,866 922,466 4.13 11,162 11,752 5.29
2017-11-13 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 2,364,924 2,364,934 0.00 29,514,250 30,152,910 2.16
2017-11-15 13F-HR GREEN SQUARE CAPITAL LLC 237,149 237,149 0.00 2,960 3,024 2.16
2017-08-10 13F-HR CALDWELL & ORKIN INC 61,000 0 -100.00 888 0 -100.00
2017-08-18 13F-HR WFG Advisors, LP 2,527 3,149 24.61 37 39 5.41
2017-10-30 13F-HR WRIGHT INVESTORS SERVICE INC 35,175 34,215 -2.73 439 436 -0.68
2017-11-14 13F-HR Bluefin Trading, LLC 203,985 140,033 -31.35 2,546 1,785 -29.89
2017-11-03 13F-HR COURIER CAPITAL CORP 10,450 10,450 0.00 130 133 2.31
2017-08-14 13F-HR TUDOR INVESTMENT CORP ET AL 14,834 0 -100.00 216 0 -100.00
2017-11-17 13F-HR Archford Capital Strategies, LLC 1,379 0 -100.00 75 0 -100.00
2017-11-14 13F-HR MILLENNIUM MANAGEMENT LLC 7,360,660 3,900,087 -47.01 91,861 49,726 -45.87
2017-11-06 13F-HR CIBC Asset Management Inc 72,414 78,108 7.86 904 996 10.18
2017-11-13 13F-HR CITIGROUP INC Call 1,080,000 1,547,000 43.24 13,478 19,725 46.35
2017-11-14 13F-HR HighTower Advisors, LLC Call 8,000 5
2017-11-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 63,565 61,588 -3.11 782 784 0.26
2017-10-31 13F-HR DUPONT CAPITAL MANAGEMENT Corp 2,780 0 -100.00 35 0 -100.00
2017-11-13 13F-HR Fiera Capital Corp 0 10,324 0 132
2017-10-31 13F-HR PERKINS CAPITAL MANAGEMENT INC 17,500 223
2017-11-13 13F-HR BLUESTEIN R H & CO 10,000 11,000 10.00 125 140 12.00
2017-10-27 13F-HR FORTALEZA ASSET MANAGEMENT INC/ 0 16,020 0 204
2017-11-14 13F-HR Capital World Investors 2,100,000 2,000,000 -4.76 26,208 25,500 -2.70
2017-11-14 13F-HR Sciencast Management LP 41,908 457
2017-08-14 13F-HR QCM Cayman, Ltd. Put 34,400 0 -100.00 501 0 -100.00
2017-11-14 13F-HR VANGUARD GROUP INC 93,092,619 92,252,602 -0.90 1,161,796 1,176,220 1.24
2017-11-14 13F-HR First Allied Advisory Services, Inc. 75,595 73,833 -2.33 932 938 0.64
2017-10-30 13F-HR IFP Advisors, Inc 323,506 363,137 12.25 4,037 4,630 14.69
2017-11-14 13F-HR NOMURA HOLDINGS INC Call 1,249,000 539,000 -56.85 14,584 6,872 -52.88
2017-11-02 13F-HR BNP Paribas Investment Partners S.A. 24,041 34,430 43.21 300 439 46.33
2017-10-11 13F-HR American Financial Network Advisory Services Llc 58,662 748
2017-11-13 13F-HR National Planning Corp 12,890 12,890 0.00 157 173 10.19
2017-11-14 13F-HR WAFRA INVESTMENT ADVISORY GROUP INC /NY 92,770 223,278 140.68 1,158 2,847 145.85
2017-11-14 13F-HR Intellectus Partners, LLC Put 3,000 6
2017-11-08 13F-HR Regal Investment Advisors LLC 11,000 11,000 0.00 137 140 2.19
2017-11-14 13F-HR JANE STREET GROUP, LLC Call 381,900 248,400 -34.96 4,766 3,167 -33.55
2017-11-09 13F-HR OPPENHEIMER & CO INC 112,335 152,894 36.11 1,402 1,950 39.09
2017-10-16 13F-HR State of Alaska, Department of Revenue 15,750 72,140 358.03 196 918 368.37
2017-11-14 13F-HR BARCLAYS PLC Call 1,834,900 1,638,600 -10.70 22,899 20,892 -8.76
2017-11-09 13F-HR VAN ECK ASSOCIATES CORP 943,940 1,629,419 72.62 11,780 20,775 76.36
2017-11-03 13F-HR GREENWOOD CAPITAL ASSOCIATES LLC 23,892 0 -100.00 298 0 -100.00
2017-10-30 13F-HR NEW YORK STATE TEACHERS RETIREMENT SYSTEM 1,253,745 1,253,395 -0.03 15,647 15,981 2.13
2017-11-09 13F-HR WELLS FARGO & COMPANY/MN Put 0 232,000 0 165
2017-11-13 13F-HR Westside Investment Management, Inc. 2,000 2,000 0.00 27,620 26,940 -2.46
2017-07-21 13F-HR INSIGHT CAPITAL RESEARCH & MANAGEMENT INC 261,697 0 -100.00 3,808 0 -100.00
2017-08-11 13F-HR GSA CAPITAL PARTNERS LLP 0 13,435 0 168
2017-11-09 13F-HR MARK SHEPTOFF FINANCIAL PLANNING, LLC 100 0 -100.00 1 0 -100.00
2017-11-14 13F-HR Tobam 2,463,681 2,322,001 -5.75 30,747 29,606 -3.71
2017-10-10 13F-HR EXXONMOBIL INVESTMENT MANAGEMENT INC /TX 148,782 146,961 -1.22 1,857 1,874 0.92
2017-11-13 13F-HR ALLIANCEBERNSTEIN L.P. 1,298,237 1,512,334 16.49 16,202 19,282 19.01
2017-10-25 13F-HR Supplemental Annuity Collective Trust of NJ 60,000 60,000 0.00 749 765 2.14
2017-11-06 13F-HR Municipal Employees' Retirement System of Michigan 25,300 20,790 -17.83 316 265 -16.14
2017-11-14 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ 1,426,794 1,429,944 0.22 17,806 18,232 2.39
2017-11-14 13F-HR Nuveen Asset Management, LLC 20,765 19,829 -4.51 259 253 -2.32
2017-11-13 13F-HR OPPENHEIMER FUNDS INC 20,072,379 20,053,813 -0.09 250,503 255,686 2.07
2017-11-14 13F-HR Liberty Mutual Group Asset Management Inc. 47,010 31,403 -33.20 586 400 -31.74
2017-11-01 13F-HR/A-1 Xact Kapitalforvaltning AB 117,437 119,670 1.90 1,466 1,526 4.09
2017-11-09 13F-HR CITADEL ADVISORS LLC Put 3,148,400 4,788,500 52.09 39,292 61,053 55.38
2017-11-13 13F-HR FMR LLC / Fidelity Management & Research 29,158,391 35,554,037 21.93 363,897 453,314 24.57
2017-11-14 13F-HR GUGGENHEIM CAPITAL LLC 4,168,227 4,004,672 -3.92 52,020 51,059 -1.85
2017-11-14 13F-HR Natixis 0 906,790 0 11,562
2017-10-26 13F-HR Harbor Advisors LLC 10,000 10,000 0.00 125 128 2.40
2017-11-13 13F-HR Campbell & CO Investment Adviser LLC 0 11,612 0 148
2017-11-14 13F-HR ADVENT CAPITAL MANAGEMENT /DE/ Put 500 400 -20.00 12 2 -83.33
2017-08-14 13F-HR Williams Jones & Associates LLC 10,400 0 -100.00 151 0 -100.00
2017-10-23 13F-HR STRS OHIO 43,356 41,172 -5.04 541 524 -3.14
2017-08-07 13F-HR FAGAN ASSOCIATES, INC. 20,625 0 -100.00 300 0 -100.00
2017-11-07 13F-HR Cambridge Investment Research Advisors, Inc. 70,425 110,627 57.08 879 1,410 60.41
2017-10-24 13F-HR NIPPON LIFE INSURANCE CO 45,597 0 -100.00 569 0 -100.00
2017-11-08 13F-HR HAP Trading, LLC Call 73,100 68,400 -6.43 64 44 -31.25
2017-11-08 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 159,983 159,983 0.00 1,997 2,040 2.15
2017-11-13 13F-HR Utah Retirement Systems 150,871 151,071 0.13 1,882 1,926 2.34
2017-11-14 13F-HR Garelick Capital Partners, LP 1,027,088 1,277,844 24.41 12,818 16,293 27.11
2017-11-09 13F-HR Mitsubishi UFJ Securities Holdings Co., Ltd. 19,000 3,430 -81.95 237 44 -81.43
2017-11-08 13F-HR Ruggie Capital Group 300 4
2017-08-14 13F-HR L & S Advisors Inc 109,265 0 -100.00 1,590 0 -100.00
2017-11-14 13F-HR NEXT CENTURY GROWTH INVESTORS LLC 263,337 243,023 -7.71 3,286 3,098 -5.72
2017-11-13 13F-HR NN Investment Partners Holdings N.V. 5,200 0 -100.00 65 0 -100.00
2017-11-14 13F-HR OLD MUTUAL CUSTOMISED SOLUTIONS (PROPRIETARY) LTD 6,900 6,900 0.00 86 88 2.33
2017-11-09 13F-HR JP MORGAN CHASE & CO 7,987,450 8,713,037 9.08 99,683 111,002 11.35
2017-11-14 13F-HR Lenox Wealth Management, Inc. 1,847 1,847 0.00 23 23 0.00
2017-11-13 13F-HR Quantitative Investment Management, LLC 2,899,800 0 -100.00 36,189 0 -100.00
2017-11-14 13F-HR Zurich Insurance Group Ltd/FI 83,959 0 -100.00 1,048 0 -100.00
2017-11-16 13F-HR Belpointe Asset Management Llc 74,104 945
2017-11-13 13F-HR Mirador Capital Partners LP 20,607 21,169 2.73 270 269 -0.37
2017-11-14 13F-HR CLINTON GROUP INC 34,854 27,071 -22.33 435 345 -20.69
2017-10-23 13F-HR Nationwide Fund Advisors 582,335 639,029 9.74 7,268 8,148 12.11
2017-10-11 13F-HR DnB Asset Management AS 74,200 87,789 18.31 926,016 1,119,310 20.87
2017-11-14 13F-HR Paloma Partners Management Co 927,499 0 -100.00 11,575 0 -100.00
2017-11-13 13F-HR CAISSE DE DEPOT ET PLACEMENT DU QUEBEC 92,400 94,200 1.95 1,150 1,206 4.87
2017-10-27 13F-HR Edge Advisors, Llc 38 0 -100.00 0 0
2017-10-12 13F-HR Gemmer Asset Management LLC 840 840 0.00 10 11 10.00
2017-08-10 13F-HR ABERDEEN ASSET MANAGEMENT PLC/UK 143,872 133,460 -7.24 2,093 1,666 -20.40
2017-11-13 13F-HR Winton Capital Group Ltd 42,320 44,003 3.98 528 561 6.25
2017-11-14 13F-HR PT ASSET MANAGEMENT, LLC Call 102,000 0 -100.00 1,273 0 -100.00
2017-07-19 13F-HR Kessler Investment Group, LLC 22,973 0 -100.00 334 0 -100.00
2017-11-14 13F-HR Crawford Lake Capital Management, LLC Put 200,000 0 -100.00 2,496 0 -100.00
2017-11-09 13F-HR WELLS FARGO & COMPANY/MN 5,105,040 6,033,646 18.19 63,710 76,927 20.75
2017-11-14 13F-HR Paloma Partners Management Co Put 314,300 164,700 -47.60 3,922 2,100 -46.46
2017-11-14 13F-HR SCOTIA CAPITAL INC. 309,504 316,297 2.19 3,862 4,031 4.38
2017-10-18 13F-HR Moloney Securities Asset Management, LLC 14,500 14,500 0.00 181 185 2.21
2017-11-14 13F-HR AVALON ADVISORS, LLC 697,912 8,898
2017-10-17 13F-HR Cutler Group LP Put 6,300 7,500 19.05 5 30 500.00
2017-11-13 13F-HR Marshall Wace North America L.P. 3,052,734 2,967,310 -2.80 36,633 38,575 5.30
2017-10-16 13F-HR GATEWAY INVESTMENT ADVISERS LLC 475,587 476,590 0.21 5,935 6,077 2.39
2017-11-08 13F-HR CHARTWELL INVESTMENT PARTNERS, LLC 68,990 74,599 8.13 861 951 10.45
2017-11-14 13F-HR Discovery Capital Management, LLC Call 3,000,000 2,700,000 -10.00 37,440 34,425 -8.05
2017-11-03 13F-HR HL FINANCIAL SERVICES LLC 48,350 616
2017-10-30 13F-HR Westpac Banking Corp 50,743 49,610 -2.23 633,272 632,528 -0.12
2017-11-15 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 1,452,800 1,522,529 4.80 18,131 19,412 7.07
2017-11-14 13F-HR Ionic Capital Management LLC 69,510 886
2017-11-15 13F-HR WOLVERINE TRADING, LLC Put 890,800 660,700 -25.83 11,224 8,424 -24.95
2017-11-14 13F-HR 1832 Asset Management L.P. 231,700 318,687 37.54 2,895 3,940 36.10
2017-11-16 13F-HR Cetera Investment Advisers 10,675 137
2017-08-11 13F-HR Sandy Spring Bank 1,200 0 -100.00 17 0 -100.00
2017-11-13 13F-HR FORESTERS INVESTMENT MANAGEMENT COMPANY, INC. 33,626 21,253 -36.80 420 271 -35.48
2017-11-01 13F-HR Sapphire Star Partners LP 15,000 15,000 0.00 187 191 2.14
2017-11-14 13F-HR PEAK6 Investments, L.P. 177,089 652,279 268.33 2,210 8,317 276.33
2017-11-14 13F-HR Arizona State Retirement System 192,200 318,552 65.74 2,399 4,062 69.32
2017-11-14 13F-HR Concert Wealth Management Inc. 25,500 0 -100.00 318 0 -100.00
2017-11-06 13F-HR Sanctuary Wealth Advisors, LLC 468 0 -100.00 6 0 -100.00
2017-11-03 13F-HR BANK OF HAWAII 27,605 25,990 -5.85 345 331 -4.06
2017-10-26 13F-HR Raymond James Financial Services Advisors, Inc. 149,103 140,840 -5.54 1,861 1,796 -3.49
2017-11-13 13F-HR Sheaff Brock Investment Advisors, LLC 22,425 31,975 42.59 280 408 45.71
2017-11-14 13F-HR M&R CAPITAL MANAGEMENT INC 480 480 0.00 5 6 20.00
2017-07-31 13F-HR Chicago Partners Investment Group LLC 200 0 -100.00 3 0 -100.00
2017-11-14 13F-HR GLENMEDE TRUST CO NA 53 290 447.17 0 3
2017-11-03 13F-HR BNP PARIBAS ARBITRAGE, SA Call 2,617 1,812 -30.76 141,973 110,680 -22.04
2017-07-10 13F-HR FOX RUN MANAGEMENT, L.L.C. 16,300 0 -100.00 237 0 -100.00
2017-11-13 13F-HR HARTFORD INVESTMENT MANAGEMENT CO 179,781 183,816 2.24 2,244 2,344 4.46
2017-11-13 13F-HR WELLINGTON MANAGEMENT GROUP LLP Call 2,000 1,750 -12.50 604 732 21.19
2017-08-04 13F-HR MARSHALL WACE ASIA Ltd 4,243,588 0 -100.00 63,654 0 -100.00
2017-11-14 13F-HR CRITERION CAPITAL MANAGEMENT LLC 0 1,685,240 0 21,487
2017-11-14 13F-HR TWO SIGMA INVESTMENTS LLC Call 467,900 218,800 -53.24 5,839 2,790 -52.22
2017-11-14 13F-HR Fortis Advisors, LLC 250 3
2017-11-14 13F-HR Odey Asset Management Group Ltd 0 321,050 0 4,093
2017-10-25 13F-HR SIMPLEX TRADING, LLC Put 13,661 8,920 -34.70 1,943 738 -62.02
2017-08-08 13F-HR Bellwether Investment Group, LLC 4,350 0 -100.00 63 0 -100.00
2017-11-06 13F-HR COMERICA BANK 365,653 353,725 -3.26 5,178 3,852 -25.61
2017-11-14 13F-HR GLG LLC 46,589 527,706 1,032.68 581 6,728 1,058.00
2017-10-25 13F-HR New Jersey Better Educational Savings Trust 21,000 19,000 -9.52 262 242 -7.63
2017-08-14 13F-HR WADDELL & REED FINANCIAL INC 504,200 0 -100.00 7,336 0 -100.00
2017-10-13 13F-HR QUADRANT CAPITAL GROUP LLC 301 305 1.33 0 3
2017-11-14 13F-HR J. Goldman & Co LP 0 56,800 0 724
2017-11-14 13F-HR Patten Group, Inc. 100 675 575.00 1 1 0.00
2017-11-15 13F-HR Janney Montgomery Scott LLC 153,810 143,913 -6.43 1,920 1,835 -4.43
2017-11-08 13F-HR SYSTEMATIC FINANCIAL MANAGEMENT LP 81,433 84,777 4.11 1,016 1,081 6.40
2017-11-13 13F-HR DIMENSIONAL FUND ADVISORS LP 3,366,569 2,952,120 -12.31 42,017 37,639 -10.42
2017-08-11 13F-HR KCG HOLDINGS, INC. 49,563 175,370 253.83 721 2,189 203.61
2017-11-06 13F-HR Advisor Group, Inc. 42,986 53,946 25.50 536 686 27.99
2017-11-13 13F-HR Glassman Wealth Services 13 0 -100.00 0 0
2017-08-15 13F-HR BANK OF NOVA SCOTIA Put 20,000 0 -100.00 291 0 -100.00
2017-11-14 13F-HR Glen Harbor Capital Management LLC 57,936 53,856 -7.04 723 687 -4.98
2017-10-23 13F-HR FLAGSHIP HARBOR ADVISORS, LLC 19,220 11,095 -42.27 266 151 -43.23
2017-11-14 13F-HR JACOBS LEVY EQUITY MANAGEMENT, INC 236,200 147,400 -37.60 2,948 1,879 -36.26
2017-10-18 13F-HR EXANE DERIVATIVES 0 6,206 0 79,115
2017-11-14 13F-HR ARDSLEY ADVISORY PARTNERS 25,000 10,000 -60.00 312 128 -58.97
2017-11-14 13F-HR MAPLELANE CAPITAL, LLC Put 7,500 1,000,000 13,233.33 9,360 12,750 36.22
2017-08-14 13F-HR Gotham Asset Management, LLC 32,546 0 -100.00 474 0 -100.00
2017-11-13 13F-HR Skandinaviska Enskilda Banken AB (publ) 94,600 94,600 0.00 1,181 1,206 2.12
2017-11-14 13F-HR GOLDMAN SACHS GROUP INC 8,891,183 9,984,861 12.30 110,962 127,307 14.73
2017-11-09 13F-HR EAGLE ASSET MANAGEMENT INC 0 2,060,956 0 26,194
2017-11-14 13F-HR Zions Bancorporation 196 151 -22.96 2 2 0.00
2017-11-06 13F-HR Spot Trading L.l.c. Put 190,500 146,700 -22.99 2,377 1,870 -21.33
2017-11-09 13F-HR CITADEL ADVISORS LLC Call 3,226,400 2,279,600 -29.35 40,265 29,065 -27.82
2017-07-21 13F-HR WealthTrust-Arizona, LLC 200 0 -100.00 3 0 -100.00
2017-11-14 13F-HR Quad Capital Management Advisors LLC 10,000 128
2017-11-14 13F-HR NGAM ADVISORS, L.P. 43,793 26,771 -38.87 547 341 -37.66
2017-08-14 13F-HR Private Advisory Group LLC 18,343 0 -100.00 267 0 -100.00
2017-11-13 13F-HR National Asset Management, Inc. 20,070 18,475 -7.95 251 236 -5.98
2017-11-13 13F-HR Tredje AP-fonden 160,490 152,270 -5.12 2,003 1,941 -3.10
2017-11-14 13F-HR QUENTEC ASSET MANAGEMENT LLC 310,000 3,952
2017-10-18 13F-HR SIT INVESTMENT ASSOCIATES INC 19,800 137,700 595.45 247 1,756 610.93
2017-08-04 13F-HR TURNER INVESTMENTS, L.P. 20,000 0 -100.00 291 0 -100.00
2017-11-07 13F-HR FJARDE AP-FONDEN /FOURTH SWEDISH NATIONAL PENSION FUND 200,824 191,613 -4.59 2,506 2,443 -2.51
2017-11-03 13F-HR Sterling Investment Advisors, Ltd. 20,000 20,000 0.00 250 255 2.00
2017-11-06 13F-HR CI INVESTMENTS INC. 1,775,900 7,322,893 312.35 22,163 93,367 321.27
2017-08-10 13F-HR BlackRock Inc. Put 10,000 0 -100.00 146 0 -100.00
2017-11-03 13F-HR ADVISOR PARTNERS LLC 16,003 15,697 -1.91 200 200 0.00
2017-11-13 13F-HR Harvest Fund Management Co., Ltd 150,000 53,457 -64.36 1,872 682 -63.57
2017-11-13 13F-HR Sanoor Capital Management LP 1,799,900 1,986,800 10.38 22,463 25,332 12.77
2017-11-15 13F-HR COLDSTREAM CAPITAL MANAGEMENT INC 20,735 20,425 -1.50 259 260 0.39
2017-11-13 13F-HR Hudson Bay Capital Management LP Put 85,600 0 -100.00 1,068 0 -100.00
2017-11-14 13F-HR SYMMETRY PEAK MANAGEMENT LLC 0 12,500 0 159
2017-11-08 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 498 8,741 1,655.22 6 111 1,750.00
2017-11-14 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC 104,077 16,729 -83.93 1,299 213 -83.60
2017-11-06 13F-HR LOS ANGELES CAPITAL MANAGEMENT & EQUITY RESEARCH INC 1,304,390 0 -100.00 16,279 0 -100.00
2017-11-13 13F-HR CAPITAL FUND MANAGEMENT S.A. Put 1,346,600 242,900 -81.96 16,806 3,097 -81.57
2017-11-13 13F-HR Goss Wealth Management LLC 600 0 -100.00 8,286 0 -100.00
2017-11-14 13F-HR A.R. Schmeidler & Co., Inc. 396,086 395,107 -0.25 4,943 5,038 1.92
2017-11-09 13F-HR FFCM LLC 762 762 0.00 9 10 11.11
2017-11-14 13F-HR MML INVESTORS SERVICES, LLC 18,410 0 -100.00 230 0 -100.00
2017-11-14 13F-HR DEUTSCHE BANK AG\ 7,130,263 6,608,455 -7.32 88,982 84,256 -5.31
2017-11-14 13F-HR Magnetar Financial LLC 12,702 76,126 499.32 159 971 510.69
2017-11-14 13F-HR CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 133,003 138,151 3.87 1,658 1,760 6.15
2017-11-13 13F-HR NOMURA ASSET MANAGEMENT CO LTD 139,811 145,009 3.72 1,745 1,848 5.90
2017-11-06 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 1,910,281 1,937,281 1.41 23,840 24,700 3.61
2017-11-15 13F-HR Neuberger Berman Group LLC 70,113 76,294 8.82 875 973 11.20
2017-07-10 13F-HR CAPSTONE ASSET MANAGEMENT CO 27,236 43,916 61.24 396 548 38.38
2017-11-13 13F-HR Private Advisor Group, LLC 16,928 22,189 31.08 234 299 27.78
2017-11-14 13F-HR Integral Derivatives, LLC 146,696 202,584 38.10 1,831 2,583 41.07
2017-11-13 13F-HR Ferris Capital, Llc 175 0 -100.00 2 0 -100.00
2017-11-14 13F-HR CREDIT AGRICOLE S A 220,279 634,413 188.00 2,749 8,089 194.25
2017-10-26 13F-HR PICTET ASSET MANAGEMENT LTD 400,100 398,800 -0.32 4,477 5,085 13.58
2017-10-27 13F-HR Parkside Financial Bank & Trust 137 185 35.04 2 2 0.00
2017-11-09 13F-HR CITADEL ADVISORS LLC 830,648 3,855,167 364.12 12,086 49,153 306.69
2017-07-10 13F-HR Koshinski Asset Management, Inc. 14,150 0 -100.00 205,882 0 -100.00
2017-11-08 13F-HR ING GROEP NV 0 32,271 0 411
2017-11-14 13F-HR GLG Partners LP 960,639 164,433 -82.88 11,989 2,096 -82.52
2017-11-15 13F-HR Independent Advisor Alliance 0 15,846 0 215
2017-11-13 13F-HR MCKINLEY CAPITAL MANAGEMENT LLC /DELAWARE 150,135 1,914
2017-11-13 13F-HR MACKENZIE FINANCIAL CORP 20,001 24,225 21.12 250 309 23.60
2017-11-09 13F-HR FNY Partners Fund LP 0 5,000 0 63
2017-11-14 13F-HR Discovery Capital Management, LLC 19,491,865 21,880,665 12.26 243,258 278,978 14.68
2017-11-13 13F-HR M&T BANK CORP 39,190 40,268 2.75 487 515 5.75
2017-11-14 13F-HR CMT Asset Management Ltd Put 28,300 723,500 2,456.54 353 9,225 2,513.31
2017-11-14 13F-HR LPL Financial LLC 60,608 102,603 69.29 756 1,308 73.02
2017-10-18 13F-HR SpiderRock Advisors LLC Call 47 43 -8.51
2017-11-14 13F-HR DEUTSCHE BANK AG\ Put 1,495 0 -100.00 18 0 -100.00
2017-11-14 13F-HR WOLVERINE ASSET MANAGEMENT LLC Put 1,538,900 1,561,700 1.48 19,205 19,911 3.68
2017-07-17 13F-HR Crow Point Partners, LLC 5,055 0 -100.00 74 0 -100.00
2017-10-25 13F-HR NORTH STAR ASSET MANAGEMENT INC 15,330 223
2017-07-13 13F-HR MEEDER ASSET MANAGEMENT INC 6,902 0 -100.00 100 0 -100.00
2017-11-14 13F-HR Tyers Asset Management LLC 27,264 25,344 -7.04 340 323 -5.00
2017-11-08 13F-HR/A-1 TELEMUS CAPITAL, LLC 20,000 0 -100.00 250 0 -100.00
2017-08-14 13F-HR CSS LLC/IL Call 10,000 0 -100.00 146 0 -100.00
2017-11-14 13F-HR WOLVERINE ASSET MANAGEMENT LLC Call 759,000 559,900 -26.23 9,472 7,138 -24.64
2017-10-31 13F-HR Meridian Wealth Management, LLC 18,500 0 -100.00 231 0 -100.00
2017-08-16 13F-HR/A-1 PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 192,613 634,132 229.23 2,803 7,914 182.34
2017-11-06 13F-HR TEACHER RETIREMENT SYSTEM OF TEXAS 0 1,007,647 0 12,847
2017-11-14 13F-HR STATE STREET CORP 31,759,683 31,440,219 -1.01 396,371 400,870 1.14
2017-11-03 13F-HR Global X Management CO LLC 11,436 12,888 12.70 143 164 14.69
2017-11-14 13F-HR TWO SIGMA INVESTMENTS LLC Put 416,900 140,400 -66.32 5,203 1,790 -65.60
2017-11-14 13F-HR BARCLAYS PLC 2,163,994 2,083,401 -3.72 27,008 26,563 -1.65
2017-11-08 13F-HR Kentucky Retirement Systems 49,675 47,581 -4.22 620 607 -2.10
2017-11-02 13F-HR PRINCIPAL FINANCIAL GROUP INC 1,148,628 1,155,467 0.60 14,335 14,732 2.77
2017-11-02 13F-HR KEYBANK NATIONAL ASSOCIATION/OH 15,377 17,583 14.35 192 224 16.67

Stock Research Report

We are a global semiconductor company with facilities around the world. Within the global semiconductor industry, we offer primarily:

  • x86 microprocessors, as standalone devices or as incorporated as an accelerated processing unit (APU), chipsets, discrete graphics processing units (GPUs) and professional graphics processors; and

  • server and embedded processors, semi-custom System-on-Chip (SoC) products and technology for game consoles. We also license portions of our intellectual property portfolio.

In this section, we will describe the general financial condition and the results of operations of Advanced Micro Devices, Inc. and its wholly-owned subsidiaries (collectively, “us,” “our” or “AMD”), including a discussion of our results of operations for the quarter and six months ended July 1, 2017 compared to the quarter and six months ended June 25, 2016 , an analysis of changes in our financial condition and a discussion of our contractual obligations.

We believe our fin...

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