SecurityAMD / Advanced Micro Devices, Inc. (007903107)
Institutional Owners637 (169 N-Q Owners)
Institutional Shares604,829,623 - 62.41% (ex. N-Q)
Common Shares Outstanding969,110,191 shares (as of 2017-12-30)
Institutional Value$ 51,371,735,000 USD (ex. N-Q)

Institutional Stock Ownership and Shareholders

Advanced Micro Devices, Inc. (NASDAQ:AMD) has 637 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 604,829,623 shares. Largest shareholders include Vanguard Group Inc, BlackRock Inc., FMR LLC / Fidelity, State Street Corp, Oppenheimer Funds Inc, Goldman Sachs Group Inc, Wellington Management Group LLP, Discovery Capital Management, LLC, Morgan Stanley, and Baillie Gifford & Co.

Advanced Micro Devices, Inc. (NASDAQ:AMD) ownership summary shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.


File DateFormInvestor Opt Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-02-13 13F-HR GEODE CAPITAL MANAGEMENT, LLC 9,100,635 9,486,698 4.24 115,831 97,337 -15.97
2018-02-14 13F-HR Stone Ridge Asset Management LLC 0 10,100 0 104
2018-02-05 13F-HR BANK HAPOALIM BM 51,098 71,476 39.88 651 735 12.90
2018-02-13 13F-HR MAPLELANE CAPITAL, LLC Put 1,000,000 0 -100.00 12,750 0 -100.00
2018-02-12 13F-HR Liberty Mutual Group Asset Management Inc. 31,403 32,075 2.14 400 330 -17.50
2018-01-31 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 36,727 60,333 64.27 468 620 32.48
2018-02-13 13F-HR CAISSE DE DEPOT ET PLACEMENT DU QUEBEC 94,200 0 -100.00 1,206 0 -100.00
2018-02-09 13F-HR NORDEA INVESTMENT MANAGEMENT AB 32,480 47,372 45.85 414 487 17.63
2018-01-10 13F-HR SIMPLEX TRADING, LLC Call 4,161 1,651 -60.32 311 82 -73.63
2018-01-31 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 159,983 171,070 6.93 2,040 1,759 -13.77
2018-02-09 13F-HR Norinchukin Bank, The 59,898 65,567 9.46 764 674 -11.78
2018-02-08 13F-HR Cetera Advisor Networks LLC 19,165 201
2017-12-29 N-Q Arrow Investments Trust (see advisory)
2018-01-05 13F-HR QUANTRES ASSET MANAGEMENT Ltd 52,500 116,600 122.10 669 1,199 79.22
2017-11-21 N-Q Mutual Of America Institutional Funds Inc (see advisory)
2018-02-28 N-Q Vanguard Malvern Funds (see advisory)
2018-02-14 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC Put 146,600 0 -100.00 1,870 0 -100.00
2018-02-14 13F-HR Adage Capital Partners GP LLC 981,123 1,046,523 6.67 12,509 10,758 -14.00
2018-02-14 13F-HR AQR CAPITAL MANAGEMENT LLC 148,762 110,204 -25.92 1,897 1,133 -40.27
2018-02-14 13F-HR AHL Partners LLP 39,676 0 -100.00 506 0 -100.00
2018-02-14 13F-HR PUTNAM INVESTMENTS LLC 10,100 104
2017-11-28 N-Q Jpmorgan Trust Ii (see advisory)
2018-04-19 13F-HR Janney Montgomery Scott LLC 57,935 67,937 17.26 596 683 14.60
2018-02-13 13F-HR Focused Wealth Management, Inc 0 87 0 1
2018-01-16 13F-HR NEXT Financial Group, Inc 17,990 17,480 -2.83 256 180 -29.69
2018-04-05 13F-HR Destination Wealth Management 100 1
2017-11-27 N-Q John Hancock Variable Insurance Trust (see advisory)
2018-02-13 13F-HR/A-1 Centerstar Asset Management, Llc Call 4
2018-01-25 13F-HR Harvest Fund Management Co., Ltd 53,457 3,457 -93.53 682 36 -94.72
2018-02-07 13F-HR OPPENHEIMER & CO INC 152,894 70,988 -53.57 1,950 730 -62.56
2018-02-14 13F-HR AMP Capital Investors Ltd 415,616 216,116 -48.00 5,298 2,222 -58.06
2018-02-14 13F-HR RIVERHEAD CAPITAL MANAGEMENT LLC 28,042 34,034 21.37 358 350 -2.23
2018-01-23 N-Q Advisors Series Trust (see advisory)
2018-02-16 13F-HR We Are One Seven, Llc 136 1
2017-12-29 N-Q Nuveen Senior Income Fund (see advisory)
2018-02-20 13F-HR ENVESTNET ASSET MANAGEMENT INC 15,221 11,641 -23.52 194 119 -38.66
2018-02-13 13F-HR MONETA GROUP INVESTMENT ADVISORS LLC 104 1
2018-02-12 13F-HR OPPENHEIMER FUNDS INC 20,053,813 22,076,133 10.08 255,686 226,943 -11.24
2018-04-13 13F-HR National Pension Service 991,466 0 -100.00 10,192 0 -100.00
2018-02-14 13F-HR Jefferies Group LLC Put 0 2,781,300 0 28,592
2018-04-17 13F-HR Calton & Associates, Inc. 5,165 0 -100.00 66 0 -100.00
2018-04-13 13F-HR NORTHWEST WEALTH MANAGEMENT, LLC 100 1
2018-04-20 13F-HR SIT INVESTMENT ASSOCIATES INC 137,700 84,900 -38.34 1,416 853 -39.76
2018-02-09 13F-HR CITADEL ADVISORS LLC 3,855,167 623,093 -83.84 49,153 6,406 -86.97
2018-02-14 13F-HR Parallax Volatility Advisers, L.P. 728,820 22,489 -96.91 9,292 231 -97.51
2018-02-14 13F-HR DEUTSCHE BANK AG\ Call 8,691 4,890 -43.73 110 50 -54.55
2018-01-26 N-Q Fidelity Concord Street Trust (see advisory)
2018-02-27 N-Q Prudential Investment Portfolios 8 (see advisory)
2018-02-14 13F-HR Meadow Creek Investment Management LLC 44,352 56,756 27.97 565 583 3.19
2018-02-09 13F-HR Twin Tree Management, LP Put 3,685,500 2,441,300 -33.76 46,990 25,097 -46.59
2018-02-08 13F-HR PineBridge Investments, L.P. 50,458 59,453 17.83 643 611 -4.98
2018-04-18 13F-HR Louisiana State Employees Retirement System 49,600 50,300 1.41 510 506 -0.78
2017-11-22 N-Q State Street Variable Insurance Series Funds Inc (see advisory)
2018-01-17 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 3,461,152 3,653,790 5.57 44,130 37,561 -14.89
2018-02-23 13F-HR/A-2 TEACHER RETIREMENT SYSTEM OF TEXAS 1,007,647 1,812,424 79.87 12,847 18,632 45.03
2018-01-26 N-Q Fidelity Rutland Square Trust Ii (see advisory)
2018-02-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 11,815,800 14,499,700 22.71 150,651 149,057 -1.06
2018-02-13 13F-HR CIBC WORLD MARKETS CORP 121,447 176,140 45.03 1,548 1,811 16.99
2018-02-09 13F-HR Successful Portfolios Llc 13,936 143
2017-11-13 13F-HR Sequoia Financial Advisors, LLC 22,200 0 -100.00 277 0 -100.00
2018-02-02 13F-HR Sandy Spring Bank 0 2,325 0 24
2018-02-09 13F-HR Keystone Financial Group 20,638 253
2018-02-16 13F-HR/A-1 Commonwealth Equity Services, Inc 133,312 140,675 5.52 1,664 1,794 7.81
2018-04-13 13F-HR BANK OF MONTREAL /CAN/ Put 6,053,800 9,777,200 61.51 62,233 98,261 57.89
2018-02-14 13F-HR IHT Wealth Management, LLC 0 2,761 0 34
2018-02-14 13F-HR TWO SIGMA INVESTMENTS LLC 1,605,613 0 -100.00 20,472 0 -100.00
2018-03-01 N-Q Investment Managers Series Trust Ii (see advisory)
2017-11-14 13F-HR Paloma Partners Management Co 927,499 0 -100.00 11,575 0 -100.00
2018-02-14 13F-HR GLG LLC 527,706 40,306 -92.36 6,728 414 -93.85
2018-04-10 13F-HR/A-1 Massey, Quick & Co., LLC 10 0 -100.00 0 0
2018-01-24 13F-HR FLAGSHIP HARBOR ADVISORS, LLC 11,095 0 -100.00 151 0 -100.00
2018-02-14 13F-HR GOLDMAN SACHS GROUP INC Call 3,750,500 4,490,900 19.74 47,819 46,166 -3.46
2018-02-13 13F-HR M&R CAPITAL MANAGEMENT INC 480 480 0.00 6 4 -33.33
2018-02-09 13F-HR CITADEL ADVISORS LLC Put 4,788,500 7,238,200 51.16 61,053 74,409 21.88
2018-03-05 13F-HR/A-1 NORGES BANK 4,472,836 4,716,321 5.44 50,722 48,483 -4.41
2018-02-13 13F-HR CIBC WORLD MARKETS CORP Put 400,000 4,112
2018-02-12 13F-HR Nan Shan Life Insurance Co., Ltd. 4,271,192 43,908
2018-02-26 N-Q Blackrock Funds Ii (see advisory)
2018-02-13 13F-HR UNITED CAPITAL FINANCIAL ADVISERS, LLC 47,679 41,852 -12.22 608 430 -29.28
2017-10-27 N-Q Ab Global Risk Allocation Fund, Inc. (see advisory)
2018-03-05 13F-HR/A-1 BNP PARIBAS ARBITRAGE, SA Call 1,812 597,000 32,847.02 110,680 6,137,160 5,444.96
2018-01-30 13F-HR LMR Partners LLP 59,946 38,087 -36.46 765 392 -48.76
2018-02-14 13F-HR Magnetar Financial LLC 76,126 0 -100.00 971 0 -100.00
2018-02-14 13F-HR ELLINGTON MANAGEMENT GROUP LLC 0 11,100 0 114
2018-02-14 13F-HR Pacer Advisors, Inc. 22,036 27,932 26.76 281 287 2.14
2017-10-30 13F-HR TOCQUEVILLE ASSET MANAGEMENT L.P. 54,500 0 -100.00 680 0 -100.00
2018-02-12 13F-HR CITIGROUP INC Call 1,547,000 2,427,900 56.94 19,725 24,959 26.53
2018-04-23 13F-HR Sterling Investment Advisors, Ltd. 20,000 20,300 1.50 206 204 -0.97
2018-02-14 13F-HR Crawford Lake Capital Management, LLC 807,716 0 -100.00 10,298 0 -100.00
2018-03-14 13F-HR/A-1 CREDIT SUISSE AG/ Put 832,700 682,200 -18.07 10,617 7,013 -33.95
2018-02-08 13F-HR CHARTWELL INVESTMENT PARTNERS, LLC 74,599 27,225 -63.50 951 280 -70.56
2018-02-13 13F-HR Myda Advisors Llc Call 50,000 514
2018-02-14 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC Call 118,400 0 -100.00 1,509 0 -100.00
2018-03-07 13F-HR/A-1 Strategic Wealth Advisors Group,Inc. 344,929 4,125
2018-01-26 N-Q Brinker Capital Destinations Trust (see advisory)
2018-03-01 N-Q Causeway Capital Management Trust (see advisory)
2018-02-02 13F-HR Trellus Management Company, LLC 0 55,000 0 565
2018-02-14 13F-HR COLDSTREAM CAPITAL MANAGEMENT INC 20,425 18,485 -9.50 260 190 -26.92
2018-02-14 13F-HR Bluefin Trading, LLC Put 531,000 554,600 4.44 502 928 84.86
2018-02-28 13F-HR/A-1 FEDERATED INVESTORS INC /PA/ 3,906,788 3,895,000 -0.30 49,812 40,041 -19.62
2018-02-14 13F-HR GSA CAPITAL PARTNERS LLP 0 141,932 0 1,459
2017-11-29 N-Q Aim Growth Series (invesco Growth Series) (see advisory)
2018-02-14 13F-HR ARROWGRASS CAPITAL PARTNERS (US) LP Call 200 2,000,000 999,900.00 255 20,560 7,962.75
2018-02-14 13F-HR Ionic Capital Management LLC Put 250,000 200,000 -20.00 3,188 2,056 -35.51
2018-02-12 13F-HR CITIGROUP INC 846,875 402,292 -52.50 10,798 4,136 -61.70
2018-02-14 13F-HR UNITED SERVICES AUTOMOBILE ASSOCIATION 1,553,868 1,191,174 -23.34 19,812 12,245 -38.19
2017-11-13 13F-HR Laurion Capital Management LP 96,748 0 -100.00 1,207 0 -100.00
2018-02-09 13F-HR HAP Trading, LLC 65,593 58,846 -10.29 836 605 -27.63
2018-01-30 13F-HR CHICAGO EQUITY PARTNERS LLC 278,465 274,185 -1.54 3,550 2,819 -20.59
2018-02-14 13F-HR WOLVERINE TRADING, LLC 119,982 0 -100.00 1,530 0 -100.00
2018-02-14 13F-HR NOMURA HOLDINGS INC 301,121 455,389 51.23 3,839 4,704 22.53
2018-02-13 13F-HR Legal & General Group Plc 4,041,764 3,876,472 -4.09 51,531 39,854 -22.66
2018-04-18 13F-HR Creative Planning Call 40,000 71,000 77.50 9 42 366.67
2018-02-05 13F-HR Parkside Financial Bank & Trust 185 107 -42.16 2 1 -50.00
2018-02-14 13F-HR ZEKE CAPITAL ADVISORS, LLC 16,109 0 -100.00 205 0 -100.00
2018-02-14 13F-HR SOROS FUND MANAGEMENT LLC 0 26,300 0 270
2017-11-14 13F-HR Concert Wealth Management Inc. 25,500 0 -100.00 318 0 -100.00
2018-01-24 13F-HR SG Americas Securities, LLC Call 328,000 328,000 0.00 645 112 -82.64
2017-11-28 N-Q Highland Funds I (see advisory)
2018-02-07 13F-HR Old Mutual Global Investors (UK) Ltd. 226 0 -100.00 2 0 -100.00
2018-02-12 13F-HR Achmea Investment Management B.V. 23,574 64,841 175.05 300 666 122.00
2018-02-13 13F-HR MACKENZIE FINANCIAL CORP 24,225 42,814 76.73 309 440 42.39
2018-02-06 13F-HR DUBUQUE BANK & TRUST CO 10,790 0 -100.00 138 0 -100.00
2018-02-09 13F-HR WEDBUSH SECURITIES INC 13,010 18,994 46.00 166 195 17.47
2018-02-14 13F-HR TWO SIGMA INVESTMENTS LLC Call 218,800 0 -100.00 2,790 0 -100.00
2018-02-09 13F-HR Mitsubishi UFJ Trust & Banking Corp 2,320,715 2,369,798 2.11 29,589 24,362 -17.67
2018-02-01 13F-HR TCI Wealth Advisors, Inc. 417 427 2.40 5 4 -20.00
2018-02-15 13F-HR National Asset Management, Inc. 18,475 10,875 -41.14 236 112 -52.54
2018-02-14 13F-HR WOLVERINE TRADING, LLC Call 594,200 0 -100.00 7,576 0 -100.00
2018-02-01 13F-HR BNP Paribas Investment Partners S.A. 34,430 66,420 92.91 439 683 55.58
2018-02-14 13F-HR Krilogy Financial LLC 225 225 0.00 3 2 -33.33
2018-04-16 13F-HR NWAM LLC 13,117 11,366 -13.35 135 114 -15.56
2018-04-12 13F-HR EXXONMOBIL INVESTMENT MANAGEMENT INC /TX 130,396 126,107 -3.29 1,340 1,267 -5.45
2018-02-14 13F-HR Belpointe Asset Management Llc 74,104 47,554 -35.83 945 489 -48.25
2017-10-30 N-Q Starboard Investment Trust (see advisory)
2017-11-29 N-Q Vanguard Variable Insurance Funds (see advisory)
2018-02-28 N-Q Fundvantage Trust (see advisory)
2017-11-14 13F-HR PT ASSET MANAGEMENT, LLC Call 102,000 0 -100.00 1,273 0 -100.00
2018-02-14 13F-HR EDMOND DE ROTHSCHILD HOLDING S.A. 24,100 249,074 933.50 307 2,560 733.88
2017-12-19 N-Q Green Century Funds (see advisory)
2018-02-12 13F-HR State of Tennessee, Treasury Department 218,965 212,151 -3.11 2,792 2,181 -21.88
2018-02-14 13F-HR FUKOKU MUTUAL LIFE INSURANCE Co 4,200 4,200 0.00 54 43 -20.37
2018-02-20 N-Q Mercer Funds (see advisory)
2018-02-09 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 2,364,934 2,351,361 -0.57 30,152,910 24,171,990 -19.84
2017-11-08 13F-HR D.A. DAVIDSON & CO. 3,068 0 -100.00 38 0 -100.00
2018-02-09 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 141,935 104,409 -26.44 1,810 1,073 -40.72
2018-04-13 13F-HR Calamos Advisors LLC 120,844 126,825 4.95 1,242 1,275 2.66
2017-12-29 N-Q Domini Investment Trust (see advisory)
2018-02-24 13F-HR/A-1 Elkfork Partners LLC 34,848 44,594 27.97 444 458 3.15
2017-11-29 N-Q Deutsche Investments Vit Funds (see advisory)
2018-02-14 13F-HR UBS Group AG 156,943 981,201 525.20 2,001 10,087 404.10
2017-12-18 N-Q Allianzgi Diversified Income & Convertible Fund (see advisory)
2018-02-14 13F-HR BARCLAYS PLC Put 3,476,600 3,343,100 -3.84 44,327 34,367 -22.47
2018-02-15 13F-HR JANE STREET GROUP, LLC Call 248,400 232,500 -6.40 3,167 2,390 -24.53
2017-11-28 N-Q Integrity Funds (see advisory)
2018-02-06 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 1,522,529 2,006,066 31.76 19,412 20,622 6.23
2018-04-18 13F-HR Sonora Investment Management, LLC 7,000 8,000 14.29 71,960 80,400 11.73
2018-02-14 13F-HR BOARDMAN BAY CAPITAL MANAGEMENT LLC 161,334 180,000 11.57 2,057 1,850 -10.06
2018-03-01 N-Q Calvert Responsible Index Series, Inc. (see advisory)
2018-02-14 13F-HR Genovese Burford & Brothers Wealth & Retirement Plan Management, LLC 100 2
2018-02-14 13F-HR Marathon Trading Investment Management LLC Call 57,900 77,500 33.85 738 797 7.99
2018-02-13 13F-HR Allianz Asset Management AG 39,960 60,802 52.16 510 625 22.55
2018-02-12 13F-HR AMERIPRISE FINANCIAL INC 513,869 507,051 -1.33 6,552 5,211 -20.47
2018-01-26 N-Q Fidelity Advisor Series I (see advisory)
2018-02-14 13F-HR Campbell & CO Investment Adviser LLC 11,612 0 -100.00 148 0 -100.00
2018-02-14 13F-HR BRIGADE CAPITAL MANAGEMENT, LP Call 1,000,000 10,280
2017-11-21 N-Q Penn Series Funds Inc (see advisory)
2018-02-14 13F-HR RAYMOND JAMES & ASSOCIATES 374,777 320,168 -14.57 4,778 3,291 -31.12
2018-02-01 13F-HR STATE TREASURER STATE OF MICHIGAN 244,200 240,400 -1.56 3,114 2,471 -20.65
2018-02-28 N-Q Vanguard Morgan Growth Fund (see advisory)
2018-02-14 13F-HR Invesco Ltd. 3,341,872 4,177,561 25.01 42,608 42,945 0.79
2018-04-24 13F-HR HARTFORD INVESTMENT MANAGEMENT CO 183,724 158,920 -13.50 1,889 1,597 -15.46
2017-10-30 N-Q Franklin Alternative Strategies Funds (see advisory)
2018-02-07 13F-HR FFCM LLC 762 0 -100.00 10 0 -100.00
2018-02-13 13F-HR Winton Capital Group Ltd 44,003 44,438 0.99 561 457 -18.54
2018-02-14 13F-HR Rafferty Asset Management, LLC 539,126 904,304 67.74 6,874 9,296 35.23
2018-02-13 13F-HR JACOBS LEVY EQUITY MANAGEMENT, INC 147,400 99,200 -32.70 1,879 1,020 -45.72
2018-01-17 13F-HR GATEWAY INVESTMENT ADVISERS LLC 476,590 631,346 32.47 6,077 6,490 6.80
2018-02-16 13F-HR/A-1 J. Goldman & Co LP 56,800 0 -100.00 724 0 -100.00
2018-02-14 13F-HR PEAK6 Investments, L.P. Put 2,583,600 6,823,500 164.11 32,941 70,146 112.94
2018-02-06 13F-HR New Jersey Better Educational Savings Trust 19,000 32,000 68.42 242 329 35.95
2018-02-15 13F-HR Pier Capital, LLC 40,628 0 -100.00 518 0 -100.00
2018-02-08 13F-HR MCKINLEY CAPITAL MANAGEMENT LLC /DELAWARE 150,135 0 -100.00 1,914 0 -100.00
2018-02-14 13F-HR Marathon Trading Investment Management LLC 19,000 53,599 182.10 242 551 127.69
2018-02-09 13F-HR Shell Asset Management Co 35,978 35,978 0.00 459 370 -19.39
2018-02-02 13F-HR Linscomb & Williams, Inc. 17,759 0 -100.00 226 0 -100.00
2018-02-09 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 560,151 576,461 2.91 7,121 5,920 -16.87
2018-03-14 13F-HR/A-1 CREDIT SUISSE AG/ Call 801,500 2,047,400 155.45 10,219 21,047 105.96
2018-02-14 13F-HR Tyers Asset Management LLC 25,344 32,432 27.97 323 333 3.10
2018-02-09 13F-HR SUNTRUST BANKS INC 14,471 15,415 6.52 184 157 -14.67
2018-02-14 13F-HR TWO SIGMA SECURITIES, LLC Call 84,800 872
2018-02-14 13F-HR NOMURA ASSET MANAGEMENT CO LTD 145,009 106,249 -26.73 1,848 1,092 -40.91
2018-02-01 13F-HR Harel Insurance Investments & Financial Services Ltd. 6,000 0 -100.00 77 0 -100.00
2018-02-02 13F-HR COLUMBUS CIRCLE INVESTORS 567,436 0 -100.00 7,235 0 -100.00
2018-02-13 13F-HR Wellington Management Group LLP Call 1,750 1,806 3.20 732 425 -41.94
2018-02-14 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 1,376,678 1,388,616 0.87 17,553 14,275 -18.67
2018-01-24 13F-HR IFP Advisors, Inc Put 1,500 1,500 0.00 19 15 -21.05
2018-02-20 13F-HR BRITISH COLUMBIA INVESTMENT MANAGEMENT CORP 349,517 267,619 -23.43 4,456 2,751 -38.26
2018-04-13 13F-HR North Star Investment Management Corp. 159,750 211,250 32.24 1,642 2,123 29.29
2017-11-29 N-Q Vanguard Institutional Index Funds (see advisory)
2018-02-09 13F-HR Bank of New York Mellon Corp 5,804,651 5,911,130 1.83 74,009 60,766 -17.89
2018-02-09 13F-HR GROUP ONE TRADING, L.P. Put 4,763,900 4,840,200 1.60 60,740 49,757 -18.08
2018-02-14 13F-HR ARDSLEY ADVISORY PARTNERS 10,000 40,000 300.00 128 411 221.09
2018-01-26 13F-HR COMMERZBANK AKTIENGESELLSCHAFT /FI 2,134,688 3,429,565 60.66 27,217 35,256 29.54
2018-02-09 13F-HR GROUP ONE TRADING, L.P. 2,976,296 2,449,931 -17.69 37,948 25,185 -33.63
2017-11-29 N-Q Vanguard Index Funds (see advisory)
2017-11-22 N-Q Litman Gregory Funds Trust (see advisory)
2018-02-01 13F-HR Nationwide Fund Advisors 639,029 0 -100.00 8,148 0 -100.00
2017-10-27 13F-HR K.J. Harrison & Partners Inc 10,000 0 -100.00 125 0 -100.00
2018-02-07 13F-HR Hood River Capital Management LLC 1,850,689 1,862,209 0.62 23,596 19,144 -18.87
2017-11-02 13F-HR Jacobi Capital Management LLC 1,000 0 -100.00 14 0 -100.00
2018-01-25 13F-HR First Personal Financial Services 9,942 9,195 -7.51 127 95 -25.20
2017-11-27 N-Q Brighthouse Funds Trust I (see advisory)
2018-02-23 13F-HR/A-1 Sg3 Management, Llc 1,800 0 -100.00 221 0 -100.00
2018-02-14 13F-HR Natixis Asset Management 78,137 0 -100.00 996 0 -100.00
2017-11-22 N-Q Elfun Diversified Fund (see advisory)
2018-02-15 13F-HR Capital Markets Trading Uk Llp Put 1,240,000 12,747
2018-02-12 13F-HR Carnegie Capital Asset Management, LLC 79,085 84,045 6.27 1,115 975 -12.56
2018-02-14 13F-HR/A-1 Nicholas Investment Partners, LP 196,084 0 -100.00 2,500 0 -100.00
2017-12-29 N-Q Nuveen Credit Strategies Income Fund (see advisory)
2018-02-12 13F-HR Standard Life Aberdeen Plc 136,754 145,306 6.25 1,744 1,494 -14.33
2018-02-14 13F-HR UBS Group AG Put 820,000 3,437,200 319.17 10,455 35,334 237.96
2018-02-02 13F-HR CPCM, LLC 16,000 164
2017-12-18 N-Q Allianzgi Nfj Dividend, Interest & Premium Strategy Fund (see advisory)
2017-11-29 N-Q Vanguard Valley Forge Funds (see advisory)
2018-02-15 13F-HR DOHENY ASSET MANAGEMENT /CA 144,770 63,470 -56.16 1,846 652 -64.68
2018-02-13 13F-HR AMALGAMATED BANK 168,876 181,340 7.38 2,153 1,864 -13.42
2018-02-14 13F-HR National Planning Corp 12,890 0 -100.00 164 0 -100.00
2018-02-02 13F-HR AMERICAN CENTURY COMPANIES INC 3,895,961 4,134,446 6.12 49,674 42,502 -14.44
2018-02-12 13F-HR PRINCIPAL FINANCIAL GROUP INC 1,155,467 1,194,680 3.39 14,732 12,281 -16.64
2018-02-09 13F-HR Stratos Wealth Partners, LTD. 10,905 24,965 128.93 139 257 84.89
2018-02-13 13F-HR ROPES WEALTH ADVISORS LLC 200 200 0.00 3 2 -33.33
2018-02-14 13F-HR BANK OF AMERICA CORP /DE/ Put 200,000 2,800,000 1,300.00 2,550 28,784 1,028.78
2018-01-17 13F-HR Cutler Group LP Call 9,500 29,500 210.53 35 66 88.57
2018-02-14 13F-HR FRIESS ASSOCIATES LLC 1,537,676 0 -100.00 19,605 0 -100.00
2018-02-14 13F-HR Vident Investment Advisory, LLC 53,062 60,319 13.68 677 620 -8.42
2018-02-06 13F-HR Supplemental Annuity Collective Trust of NJ 60,000 60,000 0.00 765 617 -19.35
2018-02-14 13F-HR MASON STREET ADVISORS, LLC 111,716 114,231 2.25 1,424 1,174 -17.56
2018-02-15 13F-HR JANE STREET GROUP, LLC 651,581 253,014 -61.17 8,308 2,601 -68.69
2017-11-09 13F-HR MARK SHEPTOFF FINANCIAL PLANNING, LLC 100 0 -100.00 1 0 -100.00
2018-03-14 N-Q Steward Funds, Inc. (see advisory)
2018-02-13 13F-HR COMMONWEALTH BANK OF AUSTRALIA 100 200 100.00 1 2 100.00
2018-02-14 13F-HR/A-1 Horizon Investments, LLC 0 10,277 0 116
2018-01-25 13F-HR Sumitomo Mitsui Asset Management Company, LTD 61,541 60,062 -2.40 784 617 -21.30
2017-11-27 N-Q State Farm Mutual Fund Trust (see advisory)
2017-11-03 13F-HR JENNISON ASSOCIATES LLC 52,906 0 -100.00 660 0 -100.00
2018-02-23 N-Q Legg Mason Partners Equity Trust (see advisory)
2018-02-14 13F-HR Cubist Systematic Strategies, LLC 49,783 0 -100.00 635 0 -100.00
2018-02-14 13F-HR GUARDIAN LIFE INSURANCE CO OF AMERICA 1,843 2,610 41.62 23 27 17.39
2018-02-08 13F-HR First Allied Advisory Services, Inc. 73,833 28,274 -61.71 938 288 -69.30
2018-02-14 13F-HR Fortis Advisors, LLC 250 250 0.00 3 3 0.00
2018-02-14 13F-HR EARNEST PARTNERS LLC 415 4
2018-03-12 13F-HR/A-1 HENDERSON GROUP PLC 2,115,816 1,293,909 -38.85 26,976 13,302 -50.69
2017-11-29 N-Q Nuveen Credit Opportunities 2022 Target Term Fund (see advisory)
2017-12-18 N-Q Allianzgi Equity & Convertible Income Fund (see advisory)
2018-02-14 13F-HR Jabre Capital Partners S.A. 1,100,000 915,000 -16.82 14,025 9,406 -32.93
2018-02-28 N-Q Ivy Funds (see advisory)
2017-11-28 N-Q Variable Insurance Products Fund Iv (see advisory)
2018-02-01 13F-HR VICTORY CAPITAL MANAGEMENT INC 13,281 12,918 -2.73 169 133 -21.30
2017-11-22 N-Q Blackrock Science & Technology Trust (see advisory)
2018-04-23 13F-HR Financial Architects, Inc Call 0 1,000 0 10
2018-04-10 13F-HR Andra AP-fonden 130,300 362,600 178.28 1,339 3,644 172.14
2018-02-14 13F-HR CMT Asset Management Ltd 46,640 0 -100.00 595 0 -100.00
2018-02-14 13F-HR BALYASNY ASSET MANAGEMENT LLC 0 1,054,292 0 10,838
2018-02-09 13F-HR Arizona State Retirement System 318,552 341,620 7.24 4,062 3,512 -13.54
2018-02-07 13F-HR Private Advisor Group, LLC 22,189 13,473 -39.28 299 165 -44.82
2017-11-28 N-Q Variable Insurance Products Fund Ii (see advisory)
2017-11-22 N-Q State Street Institutional Investment Trust (see advisory)
2018-04-20 13F-HR Seacrest Wealth Management, Llc 64,345 53,852 -16.31 661 541 -18.15
2018-02-22 13F-HR Cambridge Investment Research Advisors, Inc. 110,627 108,139 -2.25 1,410 1,112 -21.13
2018-01-17 13F-HR CHARTER TRUST CO 10,191 0 -100.00 130 0 -100.00
2018-02-14 13F-HR WOLVERINE ASSET MANAGEMENT LLC Put 1,561,700 2,539,800 62.63 19,911 26,109 31.13
2018-02-14 13F-HR Ionic Capital Management LLC 69,510 0 -100.00 886 0 -100.00
2018-02-27 N-Q Northern Funds (see advisory)
2018-02-07 13F-HR KBC Group NV 114,372 80,834 -29.32 1,458 831 -43.00
2017-12-29 N-Q Nuveen Floating Rate Income Fund (see advisory)
2018-02-12 13F-HR Atlantic Trust Group, LLC 4,980 51
2017-11-28 N-Q Advisors Preferred Trust (see advisory)
2017-11-14 13F-HR GAM Holding AG 527,803 0 -100.00 6,587 0 -100.00
2018-04-18 13F-HR Integral Derivatives, LLC Call 112,000 77,500 -30.80 1,151 779 -32.32
2017-11-14 13F-HR Corient Capital Partners, LLC 40,286 0 -100.00 503 0 -100.00
2018-02-14 13F-HR Nissay Asset Management Corp /japan/ /adv 143,540 1,476
2018-02-14 13F-HR Walleye Trading LLC 1,796,121 104,311 -94.19 22,901 1,072 -95.32
2017-11-29 N-Q Guggenheim Enhanced Equity Income Fund (f/k/a Old Mutual/claymore Long-short Fund) (see advisory)
2018-02-14 13F-HR BARCLAYS PLC Call 1,638,600 1,618,200 -1.24 20,892 16,635 -20.38
2018-01-24 13F-HR SG Americas Securities, LLC 166,613 122,096 -26.72 2,124 1,255 -40.91
2018-02-12 13F-HR Mirador Capital Partners LP 21,169 0 -100.00 269 0 -100.00
2018-02-09 13F-HR EAGLE ASSET MANAGEMENT INC 2,060,956 3,587,609 74.07 26,194 37,279 42.32
2018-04-16 13F-HR Capital Investment Advisors, LLC 47,766 50,052 4.79 491 503 2.44
2018-01-30 13F-HR BESSEMER GROUP INC 2,452 0 -100.00 31 0 -100.00
2017-11-29 N-Q Amg Funds Ii (see advisory)
2017-11-14 13F-HR CSS LLC/IL 23,000 0 -100.00 287 0 -100.00
2018-02-12 13F-HR Quantbot Technologies LP 137,043 82,582 -39.74 1,747 848 -51.46
2018-02-14 13F-HR AVALON ADVISORS, LLC 697,912 679,560 -2.63 8,898 6,986 -21.49
2018-04-18 13F-HR FNY Partners Fund LP Put 50 0
2017-12-26 N-Q John Hancock Funds Ii (see advisory)
2018-02-06 13F-HR NF Trinity Capital (Hong Kong) Ltd 258,000 2,652
2018-01-26 N-Q Fidelity Select Portfolios (see advisory)
2017-11-13 13F-HR Laurion Capital Management LP Call 41,800 0 -100.00 522 0 -100.00
2018-01-31 13F-HR GILDER GAGNON HOWE & CO LLC 28,323 26,111 -7.81 361 268 -25.76
2018-02-13 13F-HR Dai-Ichi Life Insurance Company, Ltd 262,890 42,890 -83.69 3,352 441 -86.84
2017-11-22 N-Q Manager Directed Portfolios (see advisory)
2018-02-12 13F-HR Johnson Financial Group, Inc. 1,000 10
2018-01-17 13F-HR/A-1 Koshinski Asset Management, Inc. 14,150 0 -100.00 206 0 -100.00
2018-02-13 13F-HR Meiji Yasuda Asset Management Co Ltd. 10,140 10,140 0.00 129 104 -19.38
2018-02-09 13F-HR Edgestream Partners, L.P. 39,475 0 -100.00 503 0 -100.00
2018-04-10 13F-HR NISA INVESTMENT ADVISORS L.L.C. 81,000 202,600 150.12 833 2,050 146.10
2018-02-09 13F-HR/A-1 PUBLIC SECTOR PENSION INVESTMENT BOARD 114,195 41,595 -63.58 1,456 428 -70.60
2018-02-14 13F-HR PEAK6 Investments, L.P. Call 968,200 1,073,600 10.89 12,345 11,037 -10.60
2018-04-20 13F-HR Cable Hill Partners, LLC 7,300 1,000 -86.30 88 10 -88.64
2018-02-14 13F-HR STATE STREET CORP 31,440,219 32,121,298 2.17 400,870 330,207 -17.63
2018-02-14 13F-HR Passport Capital, LLC 617,341 0 -100.00 7,871 0 -100.00
2018-04-04 13F-HR Vigilant Capital Management, LLC 200 200 0.00 2 2 0.00
2017-10-30 N-Q Lord Abbett Research Fund Inc (see advisory)
2018-04-12 13F-HR Prospera Financial Services 28,240 37,260 31.94 290 374 28.97
2018-01-25 13F-HR Moloney Securities Asset Management, LLC 14,500 14,800 2.07 185 152 -17.84
2017-11-07 13F-HR Timber Hill LLC Call 16,500 0 -100.00 206 0 -100.00
2018-04-20 13F-HR TEXAS PERMANENT SCHOOL FUND 223,875 212,838 -4.93 2,301 2,139 -7.04
2018-04-24 13F-HR Parkwood LLC 15,584 0 -100.00 160 0 -100.00
2018-02-12 13F-HR NEW YORK STATE TEACHERS RETIREMENT SYSTEM 1,253,395 1,248,345 -0.40 15,981 12,833 -19.70
2017-11-29 N-Q Vanguard Montgomery Funds (see advisory)
2018-02-14 13F-HR DRW Securities, LLC 35,446 364
2017-11-13 13F-HR Clear Perspective Advisors, LLC 3,700 0 -100.00 46 0 -100.00
2017-12-28 N-Q Fidelity Advisor Series Vii (see advisory)
2018-02-09 13F-HR Proficio Capital Partners LLC 89 0 -100.00 1 0 -100.00
2018-02-14 13F-HR Walleye Trading LLC Call 533,300 3,410,700 539.55 6,795 35,062 416.00
2018-01-26 13F-HR MEAG MUNICH ERGO KAPITALANLAGEGESELLSCHAFT MBH 92,153 978
2017-11-24 N-Q Transamerica Etf Trust (see advisory)
2018-02-14 13F-HR Apriem Advisors 0 20,900 0 215
2018-02-12 13F-HR Advisors Preferred, LLC 2,005 0 -100.00 26 0 -100.00
2018-02-27 N-Q Federated Equity Funds (see advisory)
2018-02-14 13F-HR HANSEATIC MANAGEMENT SERVICES INC 11,535 0 -100.00 147 0 -100.00
2018-02-09 13F-HR Fiera Capital Corp 10,324 0 -100.00 132 0 -100.00
2018-02-06 13F-HR M&T BANK CORP 40,268 33,341 -17.20 515 344 -33.20
2018-04-16 13F-HR WESPAC Advisors SoCal, LLC 100 100 0.00 1 1 0.00
2018-02-12 13F-HR K2 PRINCIPAL FUND, L.P. 225,000 2,313
2018-02-13 13F-HR PIONEER INVESTMENT MANAGEMENT INC 1,102,300 11,332
2018-02-14 13F-HR ROYAL BANK OF CANADA 723,990 1,026,878 41.84 9,231 10,555 14.34
2017-11-13 13F-HR Quantitative Investment Management, LLC 2,899,800 0 -100.00 36,189 0 -100.00
2018-02-07 13F-HR Sigma Planning Corp 16,648 23,879 43.43 212 245 15.57
2017-11-03 N-Q Sit Mid Cap Growth Fund Inc (see advisory)
2018-02-27 N-Q Ellsworth Growth & Income Fund Ltd (see advisory)
2018-02-01 13F-HR CIBC World Markets Inc. 19,425 159,850 722.91 248 1,643 562.50
2018-01-31 13F-HR FIDUCIARY FINANCIAL SERVICES OF THE SOUTHWEST INC /TX 10,000 10,000 0.00 127 103 -18.90
2018-02-14 13F-HR BRANDYWINE MANAGERS, LLC 15,000 16,300 8.67 191 168 -12.04
2018-04-18 13F-HR Integral Derivatives, LLC 152,300 25,727 -83.11 1,566 259 -83.46
2018-02-21 13F-HR/A-1 Xact Kapitalforvaltning AB 119,670 130,097 8.71 1,526 1,337 -12.39
2017-10-30 N-Q Wells Fargo Master Trust (see advisory)
2018-02-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 5,515,767 1,324,143 -75.99 70,326 13,612 -80.64
2017-11-22 N-Q Mml Series Investment Fund (see advisory)
2018-01-24 13F-HR Vantage Investment Advisors, LLC 100 100 0.00 1 1 0.00
2018-04-16 13F-HR Strategic Wealth Partners, Ltd. 100 2
2018-01-24 13F-HR IFP Advisors, Inc 363,137 160,768 -55.73 4,630 1,653 -64.30
2018-01-29 13F-HR IFM Investors Pty Ltd 23,094 23,640 2.36 294 243 -17.35
2018-02-14 13F-HR Polar Capital LLP Call 3,690,000 6,240,000 69.11 47,048 64,147 36.34
2018-02-13 13F-HR MAPLELANE CAPITAL, LLC 1 0 -100.00 0 0
2017-10-31 13F-HR RAY GERALD L & ASSOCIATES LTD 153,555 1,958
2018-01-18 13F-HR CONTRAVISORY INVESTMENT MANAGEMENT, INC. 292 0 -100.00 4 0 -100.00
2018-02-14 13F-HR Utah Retirement Systems 151,071 156,271 3.44 1,926 1,606 -16.61
2018-02-12 13F-HR Carillon Tower Advisers, Inc. 2,616,141 26,894
2018-02-14 13F-HR Dorsey Wright & Associates 191,934 0 -100.00 2,447 0 -100.00
2017-11-06 13F-HR Gainplan LLC 32,500 0 -100.00 406 0 -100.00
2018-02-06 13F-HR Regal Investment Advisors LLC 11,000 0 -100.00 140 0 -100.00
2018-02-28 N-Q Gps Funds I (see advisory)
2018-04-23 13F-HR Financial Architects, Inc 3,090 3,340 8.09 32 34 6.25
2018-02-14 13F-HR FORMULA GROWTH LTD 1,000,000 10,280
2018-02-08 13F-HR WELLS FARGO & COMPANY/MN 6,033,646 1,968,859 -67.37 76,927 20,241 -73.69
2018-02-08 13F-HR Atlanta Capital Group 178,225 0 -100.00 2,272 0 -100.00
2018-02-14 13F-HR A.R.T. Advisors, LLC 61,017 0 -100.00 777 0 -100.00
2018-02-02 13F-HR CIBC Asset Management Inc 78,108 80,702 3.32 996 830 -16.67
2018-03-01 N-Q Forum Funds (see advisory)
2018-02-14 13F-HR BRINKER CAPITAL INC 63,445 73,406 15.70 809 755 -6.67
2017-11-29 N-Q Forethought Variable Insurance Trust (see advisory)
2017-10-30 N-Q Allied Asset Advisors Funds (see advisory)
2017-11-06 13F-HR Spot Trading L.l.c. Put 190,500 146,700 -22.99 2,377 1,870 -21.33
2018-02-13 13F-HR Icon Wealth Partners, Llc 435 4
2018-04-20 13F-HR Steward Partners Investment Advisory, Llc 26,400 26,825 1.61 271 269 -0.74
2017-11-15 N-Q Oppenheimer Etf Trust (see advisory)
2018-02-14 13F-HR RAYMOND JAMES & ASSOCIATES Call 11,000 0 -100.00 2 0 -100.00
2018-01-23 13F-HR FNY Managed Accounts LLC 2,036 0 -100.00 25 0 -100.00
2017-11-29 N-Q Hartford Hls Series Fund Ii Inc (see advisory)
2018-01-25 N-Q Columbia Funds Series Trust (see advisory)
2018-02-27 N-Q Massmutual Premier Funds (see advisory)
2018-02-14 13F-HR DIAM Co., Ltd. 1,273,609 1,228,644 -3.53 16,237 12,647 -22.11
2017-11-13 13F-HR Ferris Capital, Llc 175 0 -100.00 2 0 -100.00
2018-04-17 13F-HR FOX RUN MANAGEMENT, L.L.C. 70,625 0 -100.00 726 0 -100.00
2018-02-13 13F-HR ADVENT CAPITAL MANAGEMENT /DE/ 50,000 0 -100.00 638 0 -100.00
2018-01-30 13F-HR CONNING INC. 14,930 153
2018-02-02 13F-HR US BANCORP \DE\ 10,842 11,442 5.53 139 117 -15.83
2018-02-08 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 897,461 915,785 2.04 11,444 9,414 -17.74
2018-04-11 13F-HR INVESTORS ASSET MANAGEMENT OF GEORGIA INC /GA/ /ADV 52,400 52,400 0.00 539 527 -2.23
2018-02-14 13F-HR TWO SIGMA SECURITIES, LLC 123,514 27,708 -77.57 1,797 285 -84.14
2018-02-15 13F-HR Metlife Investment Advisors, Llc 253,739 2,608
2018-02-14 13F-HR CMT Asset Management Ltd Put 723,500 0 -100.00 9,225 0 -100.00
2018-02-14 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ 1,429,944 1,462,544 2.28 18,232 15,035 -17.54
2018-02-14 13F-HR Jump Trading, LLC 3,329 10,313 209.79 42 106 152.38
2018-02-27 N-Q Massmutual Select Funds (see advisory)
2018-02-14 13F-HR Bluefin Trading, LLC Call 149,800 485,100 223.83 119 30 -74.79
2017-10-27 13F-HR Edge Advisors, Llc 38 0 -100.00 0 0
2018-02-14 13F-HR Columbia Pacific Advisors, LLC 16,000 0 -100.00 204 0 -100.00
2018-01-22 13F-HR FIRST MANHATTAN CO 400 0 -100.00 5 0 -100.00
2018-02-14 13F-HR QS Investors, LLC 9,076 9,076 0.00 116 93 -19.83
2018-02-14 13F-HR Discovery Capital Management, LLC Call 2,700,000 0 -100.00 34,425 0 -100.00
2018-03-29 13F-HR/A-1 Marshall Wace North America L.P. 2,967,310 2,915,446 -1.75 38,575 29,971 -22.30
2018-04-17 13F-HR FARMERS & MERCHANTS INVESTMENTS INC 311 311 0.00 3 3 0.00
2018-02-14 13F-HR TEACHERS ADVISORS INC 6,512,756 9,142,340 40.38 83,038 93,983 13.18
2018-02-14 13F-HR Tobam 2,322,001 2,100,094 -9.56 29,606 21,589 -27.08
2018-04-19 13F-HR Asset Dedication, LLC 346 716 106.94 4 7 75.00
2018-02-05 13F-HR Advantus Capital Management Inc 81,746 83,158 1.73 1,042 855 -17.95
2018-02-09 13F-HR GROUP ONE TRADING, L.P. Call 1,137,900 2,151,300 89.06 14,508 22,115 52.43
2018-02-12 13F-HR Bayesian Capital Management, LP 45,149 0 -100.00 576 0 -100.00
2017-10-27 N-Q Horizon Funds (see advisory)
2018-02-13 13F-HR Renaissance Technologies LLC 8,023,026 2,429,590 -69.72 116,735 24,976 -78.60
2018-04-17 13F-HR BENJAMIN F. EDWARDS & COMPANY, INC. 5,100 9,500 86.27 52 95 82.69
2018-02-07 13F-HR Wealthstreet Investment Advisors, Llc 219,755 2,259
2018-02-14 13F-HR TUDOR INVESTMENT CORP ET AL 0 120,192 0 1,236
2018-02-13 13F-HR Garelick Capital Partners, LP 1,277,844 0 -100.00 16,293 0 -100.00
2018-02-14 13F-HR ZACKS INVESTMENT MANAGEMENT 17,353 0 -100.00 221 0 -100.00
2018-02-12 13F-HR BANK OF HAWAII 25,990 25,990 0.00 331 267 -19.34
2018-03-01 N-Q Loomis Sayles Funds Ii (see advisory)
2018-02-12 13F-HR FJARDE AP-FONDEN /FOURTH SWEDISH NATIONAL PENSION FUND 191,613 234,671 22.47 2,443 2,412 -1.27
2018-02-06 13F-HR Daiwa Securities Group Inc. 25,392 24,372 -4.02 324 251 -22.53
2018-04-18 13F-HR Creative Planning 124,771 105,681 -15.30 1,283 1,062 -17.23
2017-11-29 N-Q Gabelli Convertible & Income Securities Fund Inc (see advisory)
2018-02-02 13F-HR Apertura Capital, LLC 400,000 0 -100.00 5,100 0 -100.00
2018-02-09 13F-HR SFMG, LLC 53,803 553
2018-03-01 N-Q Northern Lights Fund Trust Iii (see advisory)
2018-02-09 13F-HR HAP Trading, LLC Call 68,400 70,900 3.65 44 33 -25.00
2017-11-09 13F-HR CAPITAL GROWTH MANAGEMENT LP 1,350,000 0 -100.00 16,848 0 -100.00
2018-02-14 13F-HR TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 117,700 117,700 0.00 1,500 1,210 -19.33
2018-04-18 13F-HR REGIONS FINANCIAL CORP 1,100 1,667 51.55 11 17 54.55
2018-01-30 13F-HR WRIGHT INVESTORS SERVICE INC 34,215 20,368 -40.47 436 209 -52.06
2018-03-01 N-Q Oppenheimer Global Opportunities Fund (see advisory)
2017-11-29 N-Q New Covenant Funds (see advisory)
2018-03-01 N-Q Nuveen Investment Trust Iii (see advisory)
2017-11-06 13F-HR Spot Trading L.l.c. Call 183,400 80,500 -56.11 2,289 1,026 -55.18
2018-02-13 13F-HR JP Morgan Chase & Co 8,713,037 10,154,238 16.54 111,002 104,383 -5.96
2018-02-14 13F-HR MORGAN STANLEY 4,006,036 15,007,967 274.63 51,078 154,281 202.05
2018-01-24 13F-HR Lenox Wealth Management, Inc. 1,847 2,117 14.62 23 22 -4.35
2018-02-14 13F-HR 1832 Asset Management L.P. 318,687 342,000 7.32 3,940 3,501 -11.14
2018-04-24 13F-HR Rehmann Capital Advisory Group 1,120 11
2018-02-14 13F-HR LPL Financial LLC 102,603 99,285 -3.23 1,308 1,021 -21.94
2018-04-19 13F-HR State of Alaska, Department of Revenue 153,970 166,180 7.93 1,582 1,669 5.50
2017-11-13 N-Q Managed Portfolio Series (see advisory)
2018-02-01 13F-HR NORTH STAR ASSET MANAGEMENT INC 15,330 0 -100.00 195 0 -100.00
2018-02-14 13F-HR Crawford Lake Capital Management, LLC Call 500,000 0 -100.00 6,375 0 -100.00
2018-02-13 13F-HR BANK OF NOVA SCOTIA 645,449 200,337 -68.96 8,229 2,059 -74.98
2018-02-08 13F-HR Nelson, Van Denburg & Campbell Wealth Management Group, LLC 0 3,210 0 33
2018-02-14 13F-HR Polar Capital LLP 4,337,875 6,362,792 46.68 55,291 65,410 18.30
2018-02-14 13F-HR Prime Capital Investment Advisors, Llc 24,100 248
2018-02-12 13F-HR Skandinaviska Enskilda Banken AB (publ) 94,600 107,249 13.37 1,206 1,103 -8.54
2018-03-14 13F-HR/A-1 CREDIT SUISSE AG/ 2,443,416 1,192,750 -51.19 31,154 12,261 -60.64
2018-02-12 13F-HR Sheaff Brock Investment Advisors, LLC 31,975 22,275 -30.34 408 229 -43.87
2018-02-23 13F-HR/A-1 Sg3 Management, Llc Call 798,000 0 -100.00 10,175 0 -100.00
2018-02-12 13F-HR FMR LLC / Fidelity 35,554,037 36,104,766 1.55 453,314 371,156 -18.12
2018-01-26 N-Q Sei Catholic Values Trust (see advisory)
2018-02-14 13F-HR Sanoor Capital Management LP 1,986,800 1,066,700 -46.31 25,332 10,966 -56.71
2018-02-13 13F-HR Axa 0 311,495 0 3,202
2017-11-14 N-Q Wright Managed Equity Trust (see advisory)
2018-02-12 13F-HR Pacad Investment Ltd. 0 129,900 0 1,335
2018-02-12 13F-HR DIMENSIONAL FUND ADVISORS LP 2,952,120 2,156,783 -26.94 37,639 22,175 -41.09
2018-04-19 13F-HR VALLEY NATIONAL ADVISERS INC 14 14 0.00 0 0
2018-02-06 13F-HR ING GROEP NV 32,271 15,796 -51.05 411 162 -60.58
2018-03-01 N-Q Loomis Sayles Funds I (see advisory)
2018-04-23 13F-HR PERKINS CAPITAL MANAGEMENT INC 0 15,900 0 160
2018-02-28 N-Q Rydex Series Funds (see advisory)
2018-02-13 13F-HR Financial Gravity Companies, Inc. 72 1
2017-11-14 13F-HR Crawford Lake Capital Management, LLC Put 200,000 0 -100.00 2,496 0 -100.00
2018-02-09 13F-HR Itau Unibanco Holding S.A. 6,713 7,089 5.60 271 73 -73.06
2018-02-08 13F-HR KEYBANK NATIONAL ASSOCIATION/OH 17,583 0 -100.00 224 0 -100.00
2018-02-02 13F-HR PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 153,759 159,664 3.84 1,960 1,641 -16.28
2018-02-14 13F-HR THRIVENT FINANCIAL FOR LUTHERANS 409,730 430,710 5.12 5,224 4,428 -15.24
2018-02-14 13F-HR Glen Harbor Capital Management LLC 53,856 68,918 27.97 687 708 3.06
2018-02-14 13F-HR HSBC HOLDINGS PLC Put 20,000 5,000 -75.00 255 51 -80.00
2018-04-17 13F-HR Congress Park Capital Llc 26,850 0 -100.00 276 0 -100.00
2018-02-26 N-Q Etf Managers Trust (see advisory)
2018-02-28 N-Q VANGUARD HORIZON FUNDS (see advisory)
2018-04-23 13F-HR CAPROCK Group, Inc. 10,821 0 -100.00 130 0 -100.00
2018-02-14 13F-HR ETF MANAGERS GROUP, LLC 38,183 82,080 114.96 487 901 85.01
2018-02-07 13F-HR WHITTIER TRUST CO 95 95 0.00 1 1 0.00
2018-02-14 13F-HR ProShare Advisors LLC 127,056 198,859 56.51 1,620 2,044 26.17
2018-02-13 13F-HR Quinn Opportunity Partners LLC 336,500 335,500 -0.30 4,290 3,449 -19.60
2018-03-08 N-Q Calamos Investment Trust/il (see advisory)
2018-02-07 13F-HR Candriam Luxembourg S.C.A. 46,657 496,831 964.86 595 5,107 758.32
2018-02-17 13F-HR Hilton Capital Management, LLC 31,000 0 -100.00 395 0 -100.00
2018-02-12 13F-HR Tredje AP-fonden 152,270 130,670 -14.19 1,941 1,343 -30.81
2018-01-26 13F-HR ADVISOR PARTNERS LLC 15,697 13,134 -16.33 200 165 -17.50
2018-02-14 13F-HR Odey Asset Management Group Ltd 321,050 0 -100.00 4,093 0 -100.00
2018-02-13 13F-HR SCOTIA CAPITAL INC. 316,297 236,539 -25.22 4,031 2,432 -39.67
2018-04-23 13F-HR FIRST TRUST ADVISORS LP 756,205 112,843 -85.08 7,774 1,134 -85.41
2018-02-16 13F-HR OLD MUTUAL CUSTOMISED SOLUTIONS (PROPRIETARY) LTD 6,900 6,900 0.00 88 71 -19.32
2018-02-14 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC 1,172,275 840,518 -28.30 14,947 8,641 -42.19
2018-02-22 13F-HR GREEN SQUARE CAPITAL LLC 237,149 237,149 0.00 3,024 2,438 -19.38
2017-11-28 N-Q Kp Funds (see advisory)
2018-02-08 13F-HR Cetera Investment Advisers 10,675 0 -100.00 137 0 -100.00
2018-01-10 SC 13G/A VANGUARD GROUP INC 71,633,026 102,027,325 42.43
2018-02-13 13F-HR ALLIANCEBERNSTEIN L.P. 1,512,334 1,307,380 -13.55 19,282 13,440 -30.30
2018-02-14 13F-HR TLP GROUP LLC 1,816 19
2018-02-15 13F-HR SYMMETRY PEAK MANAGEMENT LLC 12,500 0 -100.00 159 0 -100.00
2018-01-26 N-Q Vanguard Admiral Funds (see advisory)
2018-02-14 13F-HR BALYASNY ASSET MANAGEMENT LLC Put 150,000 1,150,000 666.67 1,913 11,822 517.98
2018-02-14 13F-HR Jump Trading, LLC Put 26,000 50,900 95.77 332 523 57.53
2018-02-12 13F-HR X-square Capital, Llc 220,056 2,262
2017-11-22 N-Q Thrivent Series Fund Inc (see advisory)
2018-04-18 13F-HR/A-1 FNY Partners Fund LP 0 12,000 0 120
2017-11-14 13F-HR DEUTSCHE BANK AG\ Put 1,495 0 -100.00 18 0 -100.00
2018-04-11 13F-HR First Capital Advisors Group, LLC. 844 8
2018-02-13 13F-HR NEXT CENTURY GROWTH INVESTORS LLC 243,023 71,366 -70.63 3,098 733 -76.34
2018-02-13 13F-HR ASSETMARK, INC 129 268 107.75 2 3 50.00
2018-02-12 13F-HR Commonwealth Equity Services, Llc. 125,932 1,295
2018-02-13 13F-HR Lombard Odier Asset Management (Europe) Ltd 12,152 0 -100.00 155 0 -100.00
2018-01-31 13F-HR Mitsubishi UFJ Securities Holdings Co., Ltd. 3,430 0 -100.00 44 0 -100.00
2018-02-26 13F-HR/A-1 Virtus Investment Advisers, Inc. 19,286 17,719 -8.13 246 182 -26.02
2018-02-07 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 8,741 8,678 -0.72 111 89 -19.82
2018-02-09 13F-HR FDx Advisors, Inc. 12,112 11,558 -4.57 154 119 -22.73
2018-04-18 13F-HR WealthTrust-Arizona, LLC 0 25 0 0
2017-11-28 N-Q Fidelity Trend Fund (see advisory)
2018-02-09 13F-HR MARINER INVESTMENT GROUP LLC Put 286,400 286,400 0.00 1 3 200.00
2018-02-14 13F-HR Nuveen Asset Management, LLC 19,829 21,778 9.83 253 224 -11.46
2018-02-14 13F-HR CLINTON GROUP INC 27,071 0 -100.00 345 0 -100.00
2018-04-12 13F-HR OREGON PUBLIC EMPLOYEES RETIREMENT FUND 86,344 88,569 2.58 888 890 0.23
2017-12-29 N-Q Nuveen Short Duration Credit Opportunities Fund (see advisory)
2018-02-07 13F-HR IBM Retirement Fund 12,225 12,225 0.00 156 126 -19.23
2018-02-02 13F-HR SMITHFIELD TRUST CO 315 3
2018-02-28 N-Q Pacific Funds Series Trust (see advisory)
2018-02-14 13F-HR Jump Trading, LLC Call 74,700 77,700 4.02 952 799 -16.07
2017-12-27 N-Q Natixis Funds Trust Iv (see advisory)
2018-04-16 13F-HR Westside Investment Management, Inc. 2,000 2,400 20.00 24,560 22,872 -6.87
2018-02-14 13F-HR WOLVERINE TRADING, LLC Put 660,700 0 -100.00 8,424 0 -100.00
2017-11-14 13F-HR Cavalry Management Group, LLC 1,161,337 0 -100.00 14,494 0 -100.00
2018-02-14 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 61,588 81,850 32.90 784 842 7.40
2018-02-02 13F-HR Aperio Group, LLC 302,116 287,506 -4.84 3,852 2,956 -23.26
2018-02-14 13F-HR Marathon Trading Investment Management LLC Put 85,400 44,600 -47.78 1,089 458 -57.94
2017-10-24 13F-HR NIPPON LIFE INSURANCE CO 45,597 0 -100.00 569 0 -100.00
2018-02-14 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 9,951,107 12,246,187 23.06 126,877 125,891 -0.78
2018-02-14 13F-HR HighTower Advisors, LLC 37,261 29,082 -21.95 475 302 -36.42
2018-02-13 13F-HR AVIVA PLC 523,320 464,680 -11.21 6,672 4,777 -28.40
2018-02-14 13F-HR BRIGADE CAPITAL MANAGEMENT, LP 752,500 7,736
2018-04-18 13F-HR Cornerstone Advisors, Inc. 185 185 0.00 2 2 0.00
2018-02-02 13F-HR COMERICA BANK 353,725 348,339 -1.52 3,852 4,427 14.93
2018-02-14 13F-HR FORESTERS INVESTMENT MANAGEMENT COMPANY, INC. 21,253 0 -100.00 271 0 -100.00
2018-02-14 13F-HR BARCLAYS PLC 2,083,401 3,530,043 69.44 26,563 36,287 36.61
2017-10-31 13F-HR Meridian Wealth Management, LLC 18,500 0 -100.00 231 0 -100.00
2017-11-06 13F-HR LOS ANGELES CAPITAL MANAGEMENT & EQUITY RESEARCH INC 1,304,390 0 -100.00 16,279 0 -100.00
2018-01-31 13F-HR Opera Trading Capital 0 48,596 0 486
2018-02-28 N-Q Wells Fargo Funds Trust (see advisory)
2018-02-02 13F-HR EVERENCE CAPITAL MANAGEMENT INC 17,610 0 -100.00 225 0 -100.00
2018-01-22 N-Q Blackrock Core Bond Trust (see advisory)
2017-11-13 13F-HR Oz Management LP Call 577,800 0 -100.00 7,211 0 -100.00
2018-02-15 13F-HR Municipal Employees' Retirement System of Michigan 20,790 20,790 0.00 265 214 -19.25
2018-02-14 13F-HR ROYAL BANK OF CANADA Call 265,000 265,000 0.00 3,379 2,724 -19.38
2018-02-27 N-Q Vaneck Vectors Etf Trust (see advisory)
2018-02-14 13F-HR MACQUARIE GROUP LTD 155,217 19,000 -87.76 1,978 231 -88.32
2018-03-01 N-Q Spdr Index Shares Funds (formerly Streettracks Index Shares Funds) (see advisory)
2018-01-16 13F-HR Gemmer Asset Management LLC 840 840 0.00 11 9 -18.18
2017-11-08 13F-HR/A-1 TELEMUS CAPITAL, LLC 20,000 0 -100.00 250 0 -100.00
2018-04-10 13F-HR Chevy Chase Trust Holdings, Inc. 710,423 696,092 -2.02 7,303 6,996 -4.20
2018-04-18 13F-HR/A-1 Livforsakringsbolaget Skandia, Omsesidigt 12,200 12,200 0.00 125 123 -1.60
2018-02-14 13F-HR BOOTHBAY FUND MANAGEMENT, LLC 22,753 42,964 88.83 290 442 52.41
2018-02-14 13F-HR QCM Cayman, Ltd. 85,045 0 -100.00 1,084 0 -100.00
2017-11-28 N-Q Wells Fargo Variable Trust (see advisory)
2018-02-01 13F-HR ALGERT GLOBAL LLC 42,973 442
2018-02-06 13F-HR BP PLC 410,000 110,000 -73.17 5,223 1,131 -78.35
2017-11-28 N-Q Variable Insurance Products Fund Iii (see advisory)
2018-02-14 13F-HR CRITERION CAPITAL MANAGEMENT LLC 1,685,240 0 -100.00 21,487 0 -100.00
2018-02-09 13F-HR Stevens First Principles Investment Advisors 45 0
2018-02-09 13F-HR HAP Trading, LLC Put 79,400 155,600 95.97 46 197 328.26
2018-01-02 13F-HR American Financial Network Advisory Services Llc 58,662 0 -100.00 748 0 -100.00
2017-11-17 N-Q Berkshire Funds (see advisory)
2017-11-06 13F-HR Sanctuary Wealth Advisors, LLC 468 0 -100.00 6 0 -100.00
2018-02-26 N-Q Blackrock Funds (see advisory)
2018-02-14 13F-HR Quad Capital Management Advisors LLC Call 4,500 46
2018-02-14 13F-HR MILLENNIUM MANAGEMENT LLC 3,900,087 474,836 -87.82 49,726 4,881 -90.18
2018-02-14 13F-HR NORTHERN TRUST CORP 8,988,846 9,124,429 1.51 114,607 93,799 -18.16
2017-10-27 N-Q Fidelity Mt Vernon Street Trust (see advisory)
2018-02-14 13F-HR Crestline Management, LP 30,000 308
2018-02-28 N-Q Virtus Equity Trust (see advisory)
2017-11-14 13F-HR Verition Fund Management LLC 20,000 0 -100.00 250 0 -100.00
2018-02-14 13F-HR D. E. Shaw & Co., Inc. Call 875,900 233,600 -73.33 11,168 2,401 -78.50
2018-02-14 13F-HR Sciencast Management LP 41,908 0 -100.00 457 0 -100.00
2018-02-14 13F-HR Walleye Trading LLC Put 4,107,400 7,213,400 75.62 52,370 74,152 41.59
2018-02-12 13F-HR NINE MASTS CAPITAL Ltd 9,900 102
2018-02-01 13F-HR FORTALEZA ASSET MANAGEMENT INC/ 16,020 0 -100.00 204 0 -100.00
2018-02-02 13F-HR Mn Services Vermogensbeheer B.V. 134,115 125,015 -6.79 1,710 1,070 -37.43
2018-02-14 13F-HR PANAGORA ASSET MANAGEMENT INC 81,620 92,036 12.76 1,041 946 -9.13
2018-01-10 13F-HR ADIRONDACK TRUST CO 100 100 0.00 1 1 0.00
2018-02-14 13F-HR D. E. Shaw & Co., Inc. Put 4,704,700 3,451,200 -26.64 59,985 35,478 -40.86
2018-02-12 13F-HR CITIGROUP INC Put 1,152,700 1,860,100 61.37 14,697 19,122 30.11
2018-02-14 13F-HR Summit Trail Advisors, Llc 674 8
2017-12-29 N-Q First Trust Exchange-traded Alphadex Fund (see advisory)
2017-11-20 N-Q Dreyfus Stock Index Fund Inc (see advisory)
2018-02-14 13F-HR TIVERTON ASSET MANAGEMENT LLC 13,680 141
2018-02-08 13F-HR SEI INVESTMENTS CO 92,428 76,264 -17.49 1,178 784 -33.45
2018-04-20 13F-HR STRS OHIO 41,226 55,394 34.37 423 556 31.44
2018-02-07 13F-HR Harbor Advisors LLC 10,000 10,000 0.00 128 103 -19.53
2018-02-14 13F-HR Jefferies Group LLC 26,604 2,775,205 10,331.53 339 28,529 8,315.63
2018-01-25 13F-HR COURIER CAPITAL CORP 10,450 10,450 0.00 133 107 -19.55
2018-02-14 13F-HR CANADA PENSION PLAN INVESTMENT BOARD 260,900 157,700 -39.56 3,326 1,621 -51.26
2018-03-05 13F-HR/A-1 BNP PARIBAS ARBITRAGE, SA Put 500 336,700 67,240.00 48,000 3,461,276 7,110.99
2018-02-28 N-Q Select Sector Spdr Trust (see advisory)
2018-01-17 13F-HR Gulf International Bank (UK) Ltd 249,700 249,700 0.00 3,183 2,566 -19.38
2018-04-11 13F-HR DnB Asset Management AS 755,851 831,391 9.99 7,770,148 8,355,480 7.53
2018-02-20 13F-HR/A-1 ALPS ADVISORS INC 33,550 31,205 -6.99 428 321 -25.00
2018-02-14 13F-HR CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 138,151 154,184 11.61 1,760 1,584 -10.00
2018-02-13 13F-HR WESTFIELD CAPITAL MANAGEMENT CO LP 507,615 621,915 22.52 6,472 6,393 -1.22
2018-02-12 13F-HR Hudson Bay Capital Management LP Put 0 200,000 0 2,056
2018-01-29 13F-HR REILLY FINANCIAL ADVISORS, LLC 100 1
2017-11-14 13F-HR Jericho Capital Asset Management L.P. 2,164,873 0 -100.00 27,018 0 -100.00
2018-02-13 13F-HR ADVENT CAPITAL MANAGEMENT /DE/ Put 400 0 -100.00 2 0 -100.00
2017-11-14 13F-HR Zurich Insurance Group Ltd/FI 83,959 0 -100.00 1,048 0 -100.00
2018-02-06 13F-HR Sumitomo Mitsui Trust Holdings, Inc. 2,218,468 2,289,786 3.21 28,285 23,539 -16.78
2017-12-29 N-Q Nuveen Floating Rate Income Opportunity Fund (see advisory)
2018-02-14 13F-HR GLG Partners LP 164,433 1,530,407 830.72 2,096 15,732 650.57
2018-04-23 13F-HR FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD 100,298 1,008
2018-02-28 13F-HR Paulson Wealth Management Inc. 53 1
2018-02-14 13F-HR HighTower Advisors, LLC Call 8,000 0 -100.00 5 0 -100.00
2018-01-18 N-Q Allianzgi Convertible & Income Fund (see advisory)
2018-01-26 13F-HR CIGNA INVESTMENTS INC /NEW 29,606 29,906 1.01 378 308 -18.52
2018-02-13 13F-HR Intellectus Partners, LLC Put 3,000 0 -100.00 6 0 -100.00
2018-02-09 13F-HR RHUMBLINE ADVISERS 1,504,303 1,511,443 0.47 19,180 15,538 -18.99
2017-11-27 N-Q State Farm Variable Product Trust (see advisory)
2018-02-08 13F-HR TORONTO DOMINION BANK 305,200 352,351 15.45 3,890 3,623 -6.86
2018-03-05 13F-HR/A-1 BNP PARIBAS ARBITRAGE, SA 1,640,969 1,250,692 -23.78 20,922,355 12,857,114 -38.55
2018-04-12 13F-HR Valeo Financial Advisors, Llc 650 7
2018-03-08 N-Q Calamos Convertible & High Income Fund (see advisory)
2017-11-24 N-Q Transamerica Funds (see advisory)
2018-01-29 13F-HR EXANE DERIVATIVES 6,206 56,885 816.61 79,115 584,581 638.90
2018-01-29 N-Q Consulting Group Capital Markets Funds (see advisory)
2018-02-28 N-Q Goldman Sachs Trust (see advisory)
2018-02-12 13F-HR VAN ECK ASSOCIATES CORP 1,629,419 2,272,643 39.48 20,775 23,363 12.46
2018-04-09 13F-HR Polaris Wealth Advisers, LLC 486 5
2018-02-14 13F-HR NUMERIC INVESTORS LLC 0 13,800 0 142
2018-02-14 13F-HR FIFTH THIRD BANCORP 2,739 3,200 16.83 35 33 -5.71
2018-02-07 13F-HR SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) 500 500 0.00 6 5 -16.67
2018-02-09 13F-HR CAPITAL FUND MANAGEMENT S.A. Put 242,900 126,200 -48.04 3,097 1,297 -58.12
2018-04-18 13F-HR FNY Partners Fund LP Call 1,435 14
2018-02-23 13F-HR/A-1 Sg3 Management, Llc Put 345,000 0 -100.00 4,399 0 -100.00
2018-02-02 13F-HR TD ASSET MANAGEMENT INC 241,093 241,480 0.16 3,074 2,482 -19.26
2018-02-09 13F-HR PICTET BANK & TRUST Ltd 40,540 0 -100.00 517 0 -100.00
2018-02-14 13F-HR HSBC HOLDINGS PLC 611,610 780,390 27.60 7,798 8,022 2.87
2018-02-09 13F-HR FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. 17,278 178
2018-02-14 13F-HR Jabre Capital Partners S.A. Call 600,000 1,650,000 175.00 7,650 16,962 121.73
2018-01-17 13F-HR Cutler Group LP 1,650 1,850 12.12 21 19 -9.52
2018-02-14 13F-HR BANK OF AMERICA CORP /DE/ Call 837,700 3,653,000 336.07 10,681 37,553 251.59
2018-02-14 13F-HR TWO SIGMA SECURITIES, LLC Put 19,800 204
2017-11-29 N-Q Northwestern Mutual Series Fund Inc (see advisory)
2018-02-07 13F-HR NEW MEXICO EDUCATIONAL RETIREMENT BOARD 72,000 77,400 7.50 918 796 -13.29
2017-11-29 N-Q Vanguard Tax-managed Funds (see advisory)
2018-01-18 13F-HR Westpac Banking Corp 49,610 49,610 0.00 632,528 509,991 -19.37
2018-02-06 13F-HR Mitsubishi UFJ Asset Management Co., Ltd. 118,590 124,412 4.91 1,512 1,437 -4.96
2018-02-14 13F-HR ROYAL BANK OF CANADA Put 570,000 570,000 0.00 7,268 5,860 -19.37
2018-02-02 13F-HR Mandatum Life Insurance Co Ltd 1,435 15
2018-02-27 13F-HR Advisornet Financial, Inc 23,508 242
2018-02-14 13F-HR Sapphire Star Partners LP 15,000 15,000 0.00 191 154 -19.37
2018-02-13 13F-HR Kaizen Advisory, Llc 800 8
2018-02-28 N-Q Morgan Stanley Institutional Fund Trust (see advisory)
2018-02-12 13F-HR Winfield Associates, Inc. 10 10 0.00 0 1
2018-02-09 13F-HR WEALTHFRONT INC 33,078 36,895 11.54 422 379 -10.19
2018-02-06 13F-HR State of New Jersey Common Pension Fund D 2,400,000 3,200,000 33.33 30,600 32,896 7.50
2018-01-22 N-Q Blackrock Corporate High Yield Fund, Inc. (see advisory)
2017-10-30 N-Q John Hancock Bond Trust (see advisory)
2018-02-14 13F-HR CLEARARC CAPITAL INC 20,661 20,866 0.99 263 215 -18.25
2017-11-07 13F-HR Timber Hill LLC Put 16,000 0 -100.00 200 0 -100.00
2018-02-08 13F-HR Global X Management CO LLC 12,888 89,302 592.91 164 918 459.76
2018-02-14 13F-HR Zions Bancorporation 151 0 -100.00 2 0 -100.00
2018-02-14 13F-HR Independent Advisor Alliance Call 15 1
2018-02-09 13F-HR Twin Tree Management, LP Call 117,900 337,300 186.09 1,503 3,467 130.67
2018-02-14 13F-HR Independent Advisor Alliance 15,846 23,133 45.99 215 284 32.09
2018-02-08 13F-HR WELLS FARGO & COMPANY/MN Put 232,000 130,000 -43.97 165 159 -3.64
2017-11-29 N-Q Deutsche Equity 500 Index Portfolio (see advisory)
2017-10-27 N-Q Fidelity Financial Trust (see advisory)
2018-02-28 N-Q Ishares Trust (see advisory)
2018-02-14 13F-HR UBS Group AG Call 172,000 439,200 155.35 2,193 4,515 105.88
2018-02-09 13F-HR ELCO Management Co., LLC 0 10,000 0 103
2018-01-26 N-Q Fidelity Puritan Trust (see advisory)
2018-02-08 13F-HR WELLS FARGO & COMPANY/MN Call 165,000 0 -100.00 174 0 -100.00
2018-02-13 13F-HR Parisi Gray Wealth Management 1,300 14
2017-11-06 13F-HR Spot Trading L.l.c. 50,601 58,684 15.97 632 748 18.35
2018-02-27 N-Q Etf Series Solutions (see advisory)
2018-02-09 13F-HR SYSTEMATIC FINANCIAL MANAGEMENT LP 84,777 80,312 -5.27 1,081 826 -23.59
2018-02-14 13F-HR CAPSTONE INVESTMENT ADVISORS, LLC 24,300 0 -100.00 309 0 -100.00
2018-02-28 N-Q Seasons Series Trust (see advisory)
2018-02-28 N-Q Fidelity Central Investment Portfolios Llc (see advisory)
2018-02-14 13F-HR Hitchwood Capital Management LP 1,100,000 0 -100.00 14,025 0 -100.00
2018-02-08 13F-HR Retirement Systems of Alabama 1,786,377 1,874,760 4.95 22,776 19,273 -15.38
2018-01-24 13F-HR SG Americas Securities, LLC Put 775,000 425,000 -45.16 676 348 -48.52
2018-02-14 13F-HR Parallax Volatility Advisers, L.P. Call 267,100 1,716,200 542.53 3,406 17,642 417.97
2018-02-14 13F-HR Capital World Investors 2,000,000 0 -100.00 25,500 0 -100.00
2018-02-14 13F-HR Advisor Group, Inc. 53,946 30,929 -42.67 686 318 -53.64
2018-02-13 13F-HR JP Morgan Chase & Co Call 125,000 425,000 240.00 1,593 4,369 174.26
2018-02-09 13F-HR Private Ocean, LLC 1,400 14
2017-11-14 13F-HR ADVISORY RESEARCH INC 88,932 0 -100.00 1,110 0 -100.00
2017-11-14 13F-HR PT ASSET MANAGEMENT, LLC Put 157,000 0 -100.00 1,960 0 -100.00
2017-11-21 N-Q Mutual Of America Investment Corp (see advisory)
2018-02-09 13F-HR Employees Retirement System of Texas 716,000 388,000 -45.81 9,129 3,989 -56.30
2018-02-14 13F-HR Quad Capital Management Advisors LLC 10,000 0 -100.00 128 0 -100.00
2018-02-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 8,670,500 12,701,600 46.49 110,549 130,572 18.11
2018-02-14 13F-HR DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 84,400 114,400 35.55 1,076 1,176 9.29
2018-02-14 13F-HR GUGGENHEIM CAPITAL LLC 4,004,672 5,491,166 37.12 51,059 56,450 10.56
2018-02-08 13F-HR STATE OF WISCONSIN INVESTMENT BOARD 1,017,746 975,370 -4.16 12,976 10,027 -22.73
2018-02-14 13F-HR D. E. Shaw & Co., Inc. 4,734,237 1,659,248 -64.95 60,362 17,057 -71.74
2018-02-14 13F-HR NGAM ADVISORS, L.P. 26,771 0 -100.00 341 0 -100.00
2018-02-09 13F-HR Tower Research Capital LLC (TRC) 3,548 19,869 460.01 45 204 353.33
2018-02-14 13F-HR BLAIR WILLIAM & CO/IL 17,393 16,538 -4.92 222 170 -23.42
2018-02-02 13F-HR CI INVESTMENTS INC. 7,322,893 8,593,176 17.35 93,367 88,338 -5.39
2018-02-14 13F-HR HSBC HOLDINGS PLC Call 941,300 60,000 -93.63 12,002 617 -94.86
2018-02-01 13F-HR Kovack Advisors, Inc. 17,296 178
2018-02-07 13F-HR Swiss National Bank 2,979,000 2,979,000 0.00 37,982 30,624 -19.37
2018-02-14 13F-HR Covington Capital Management 2,000 2,000 0.00 26 21 -19.23
2018-02-14 13F-HR Voya Investment Management LLC 524,575 644,414 22.84 6,688 6,625 -0.94
2018-02-13 13F-HR NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC 180,428 185,236 2.66 2,300 1,904 -17.22
2018-02-13 13F-HR Intellectus Partners, LLC 31,000 43,600 40.65 395 448 13.42
2018-01-22 N-Q Blackrock Debt Strategies Fund, Inc. (see advisory)
2018-02-28 N-Q Fidelity Destiny Portfolios (see advisory)
2018-02-13 13F-HR Kentucky Retirement Systems 47,581 50,572 6.29 607 520 -14.33
2018-02-15 13F-HR Laurel Wealth Advisors, Inc. 23,950 246
2018-02-13 13F-HR Winch Advisory Services, LLC 50 1
2018-02-06 13F-HR Hodges Capital Management Inc. 27,250 0 -100.00 347 0 -100.00
2018-02-26 N-Q Allianz Funds Multi-strategy Trust (see advisory)
2018-04-23 13F-HR World Asset Management Inc 72,735 54,260 -25.40 748 545 -27.14
2018-02-02 13F-HR Alambic Investment Management, L.P. 11,622 0 -100.00 148 0 -100.00
2018-02-07 13F-HR SENTRY INVESTMENT MANAGEMENT LLC 46,973 64,144 36.56 599 659 10.02
2018-02-15 13F-HR JANE STREET GROUP, LLC Put 309,600 158,100 -48.93 3,947 1,625 -58.83
2018-02-13 13F-HR LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0 598,199 0 6,149
2018-02-08 13F-HR Granite Point Capital Management, L.P. 197,550 0 -100.00 2,519 0 -100.00
2017-11-14 13F-HR BlueCrest Capital Management Ltd 678,995 0 -100.00 8,474 0 -100.00
2018-01-26 N-Q Trust For Professional Managers (see advisory)
2018-02-14 13F-HR Paloma Partners Management Co Put 164,700 105,800 -35.76 2,100 1,087 -48.24
2018-02-13 13F-HR MML INVESTORS SERVICES, LLC 0 15,574 0 160
2018-02-14 13F-HR BANK OF AMERICA CORP /DE/ 4,674,116 5,813,021 24.37 59,594 59,758 0.28
2018-02-13 13F-HR CIBC WORLD MARKETS CORP Call 400,000 4,112
2018-04-10 13F-HR Gradient Investments LLC 348 348 0.00 4 3 -25.00
2018-02-09 13F-HR Twin Tree Management, LP 900,442 1,412,397 56.86 11,481 14,519 26.46
2018-02-27 N-Q Blackstone Alternative Investment Funds (see advisory)
2018-02-07 13F-HR NuWave Investment Management, LLC 259 3
2018-02-14 13F-HR Honeycomb Asset Management LP 821,891 0 -100.00 10,479 0 -100.00
2018-02-14 13F-HR TWO SIGMA ADVISERS, LP 710,575 0 -100.00 9,060 0 -100.00
2018-02-14 13F-HR Paloma Partners Management Co Call 247,700 119,200 -51.88 3,158 1,226 -61.18
2018-03-01 N-Q Sei Institutional Managed Trust (see advisory)
2018-02-14 13F-HR DRIEHAUS CAPITAL MANAGEMENT LLC 97,975 0 -100.00 1,249 0 -100.00
2018-04-19 13F-HR American Research & Management Co. 5 5 0.00 0 0
2018-02-12 13F-HR PATHSTONE FAMILY OFFICE, LLC 1,000 1,000 0.00 12 10 -16.67
2018-02-09 13F-HR Virtu Financial LLC 147,607 173,268 17.38 1,882 1,781 -5.37
2017-11-13 13F-HR Laurion Capital Management LP Put 80,300 0 -100.00 1,001 0 -100.00
2018-01-26 13F-HR COMMERZBANK AKTIENGESELLSCHAFT /FI Put 39,936 411
2018-01-31 13F-HR Mutual of America Capital Management LLC 103,232 112,909 9.37 1,316 1,161 -11.78
2018-01-22 N-Q Blackrock Ltd Duration Income Trust (see advisory)
2017-10-30 N-Q Lord Abbett Investment Trust (see advisory)
2018-04-23 13F-HR Advisory Services Network, LLC 17,759 17,429 -1.86 183 175 -4.37
2018-02-14 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC 16,729 71,574 327.84 213 736 245.54
2018-02-14 13F-HR QUENTEC ASSET MANAGEMENT LLC 310,000 78,290 -74.75 3,952 805 -79.63
2018-02-06 13F-HR NJ State Employees Deferred Compensation Plan 17,000 17,000 0.00 217 175 -19.35
2018-02-13 13F-HR Delpha Capital Management, Llc 3,902 40
2018-02-14 13F-HR IMS Capital Management 68,300 702
2018-02-14 13F-HR/A-1 Robeco Institutional Asset Management B.V. 7,282 0 -100.00 93 0 -100.00
2017-11-14 13F-HR Fort Point Capital Partners, LLC 42,676 0 -100.00 533 0 -100.00
2018-04-11 13F-HR Ruggie Capital Group 200 0 -100.00 2 0 -100.00
2018-02-14 13F-HR Holocene Advisors, Lp 1,313,757 13,505
2018-02-13 13F-HR BLUESTEIN R H & CO 11,000 0 -100.00 140 0 -100.00
2018-02-13 13F-HR JP Morgan Chase & Co Put 300,000 550,000 83.33 3,822 5,654 47.93
2017-11-17 13F-HR Archford Capital Strategies, LLC 1,379 0 -100.00 75 0 -100.00
2017-10-30 N-Q Sei Institutional Investments Trust (see advisory)
2018-03-08 N-Q Calamos Convertible Opportunities & Income Fund (see advisory)
2018-02-09 13F-HR CITADEL ADVISORS LLC Call 2,279,600 6,765,000 196.76 29,065 69,545 139.27
2018-02-06 13F-HR Glassman Wealth Services 0 14 0 0
2018-01-29 N-Q Claymore Exchange-traded Fund Trust (see advisory)
2017-12-28 N-Q Profunds (see advisory)
2018-02-14 13F-HR Ameritas Investment Partners, Inc. 17,746 17,746 0.00 230 182 -20.87
2018-02-14 13F-HR TWO SIGMA INVESTMENTS LLC Put 140,400 0 -100.00 1,790 0 -100.00
2018-04-05 13F-HR Edge Wealth Management LLC 250 250 0.00 2 3 50.00
2018-03-16 N-Q Amplify Etf Trust (see advisory)
2017-11-14 13F-HR Jefferies Group LLC Call 669,300 0 -100.00 8,353 0 -100.00
2018-02-14 13F-HR PEAK6 Investments, L.P. 652,279 1,975,479 202.86 8,317 20,308 144.17
2018-04-16 13F-HR Raymond James Financial Services Advisors, Inc. 129,868 158,701 22.20 1,335 1,595 19.48
2017-11-29 N-Q Deutsche Institutional Funds (see advisory)
2017-10-30 N-Q Investment Managers Series Trust (see advisory)
2018-02-14 13F-HR Neuberger Berman Group LLC 76,294 77,567 1.67 973 797 -18.09
2018-02-09 13F-HR CAPITAL FUND MANAGEMENT S.A. Call 298,600 115,300 -61.39 3,807 1,185 -68.87
2018-02-28 N-Q Capitol Series Trust (see advisory)
2018-02-14 13F-HR WOLVERINE ASSET MANAGEMENT LLC Call 559,900 554,800 -0.91 7,138 5,703 -20.10
2018-02-13 13F-HR BAILLIE GIFFORD & CO 14,730,102 14,674,851 -0.38 187,809 150,858 -19.67
2018-02-01 13F-HR PICTON MAHONEY ASSET MANAGEMENT Call 320,000 8
2018-02-01 13F-HR HL FINANCIAL SERVICES LLC 48,350 39,850 -17.58 616 410 -33.44
2018-02-14 13F-HR CSS LLC/IL Put 82,000 119,500 45.73 1,046 1,228 17.40
2018-04-12 13F-HR VIKING FUND MANAGEMENT LLC 58,000 58,000 0.00 596 583 -2.18
2017-11-28 N-Q Schwab Annuity Portfolios (see advisory)
2018-01-10 13F-HR SIMPLEX TRADING, LLC 249,220 315,409 26.56 3,177 3,242 2.05
2018-04-18 13F-HR Integral Derivatives, LLC Put 161,500 25,400 -84.27 1,660 255 -84.64
2018-03-28 13F-HR Chicago Partners Investment Group LLC 200 200 0.00 3 2 -33.33
2018-02-13 13F-HR CREDIT AGRICOLE S A 634,413 0 -100.00 8,089 0 -100.00
2018-02-13 13F-HR COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 65,449 73,354 12.08 834 754 -9.59
2018-02-06 13F-HR Russell Investments Group, Ltd. 1,782,762 577,275 -67.62 22,728 6,090 -73.20
2018-01-17 13F-HR Cutler Group LP Put 7,500 27,500 266.67 30 145 383.33
2018-04-04 13F-HR DAVENPORT & Co LLC 13,855 13,355 -3.61 142,429 134,218 -5.76
2018-02-14 13F-HR Mana Advisors Llc 24,386 251
2018-02-09 13F-HR CAPITAL FUND MANAGEMENT S.A. 83,764 7,163,864 8,452.44 1,068 73,645 6,795.60
2018-02-12 13F-HR NN Investment Partners Holdings N.V. 0 130,413 0 1,340
2018-02-14 13F-HR NOMURA HOLDINGS INC Call 539,000 539,000 0.00 6,872 5,567 -18.99
2018-02-13 13F-HR STEVENS CAPITAL MANAGEMENT LP 864,970 459,050 -46.93 11,028 4,719 -57.21
2017-11-13 13F-HR CAPTRUST FINANCIAL ADVISORS 4,168 0 -100.00 52 0 -100.00
2018-04-09 13F-HR Merriman Wealth Management, LLC 11,003 111
2018-02-14 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 417,673 165,446 -60.39 5,325 1,701 -68.06
2018-03-01 N-Q Aqr Funds (see advisory)
2018-02-13 13F-HR Moors & Cabot, Inc. 22,250 19,250 -13.48 283 196 -30.74
2017-11-28 13F-HR/A-1 SHELTON CAPITAL MANAGEMENT 48,876 58,423 19.53 554 850 53.43
2018-02-13 13F-HR Parallel Advisors, LLC 1,412 1,287 -8.85 16 13 -18.75
2018-03-16 N-Q Horizons Etf Trust I (see advisory)
2017-11-03 13F-HR GREENWOOD CAPITAL ASSOCIATES LLC 23,892 0 -100.00 298 0 -100.00
2018-02-14 13F-HR GOLDMAN SACHS GROUP INC Put 3,331,600 7,183,500 115.62 42,478 73,846 73.85
2018-02-13 13F-HR Meru Capital Group, LP 235,000 0 -100.00 2,996 0 -100.00
2017-12-29 N-Q American Beacon Funds (see advisory)
2018-02-13 13F-HR Kentucky Retirement Systems Insurance Trust Fund 20,490 21,779 6.29 261 224 -14.18
2018-02-14 13F-HR Discovery Capital Management, LLC 21,880,665 16,293,165 -25.54 278,978 167,494 -39.96
2018-02-02 13F-HR Patten Group, Inc. 100 0 -100.00 1 0 -100.00
2018-02-14 13F-HR STIFEL FINANCIAL CORP 104,648 108,580 3.76 1,339 1,108 -17.25
2018-02-09 13F-HR AMERICAN INTERNATIONAL GROUP INC 239,941 291,836 21.63 3,059 3,000 -1.93
2018-02-13 13F-HR LINCOLN NATIONAL CORP 15,000 154
2018-02-12 13F-HR Hudson Bay Capital Management LP Call 0 50,000 0 514
2018-01-30 N-Q Shelton Funds (see advisory)
2018-02-15 13F-HR GLENMEDE TRUST CO NA 290 0 -100.00 3 0 -100.00
2018-02-14 13F-HR/A-1 FULLER & THALER ASSET MANAGEMENT, INC. 1,530,700 1,535,400 0.31 19,516 15,784 -19.12
2018-02-14 13F-HR Dynamic Capital Management Ltd 36,666 0 -100.00 467 0 -100.00
2018-01-26 13F-HR ENTERPRISE FINANCIAL SERVICES CORP 0 288 0 3
2018-02-14 13F-HR Natixis 906,790 1,029,523 13.53 11,562 10,583 -8.47
2018-02-14 13F-HR A.R. Schmeidler & Co., Inc. 395,107 114,960 -70.90 5,038 1,182 -76.54
2018-02-28 N-Q Index Funds (see advisory)
2018-04-16 13F-HR Crossmark Global Holdings, Inc. 54,988 52,712 -4.14 565 530 -6.19
2018-02-14 13F-HR GOLDMAN SACHS GROUP INC 9,984,861 20,021,390 100.52 127,307 205,819 61.67
2018-02-14 13F-HR Bdo Wealth Advisors, Llc 0 200 0 2
2018-02-14 13F-HR 1492 Capital Management LLC 10,000 0 -100.00 128 0 -100.00
2018-02-14 13F-HR PROFUND ADVISORS LLC 160,744 202,340 25.88 2,049 2,080 1.51
2018-01-31 13F-HR QUADRANT CAPITAL GROUP LLC 305 291 -4.59 3 2 -33.33
2018-04-04 13F-HR CENTRAL TRUST Co 100 0 -100.00 1 0 -100.00
2018-02-14 13F-HR Parallax Volatility Advisers, L.P. Put 1,535,500 2,517,000 63.92 19,578 25,875 32.16
2017-11-14 13F-HR MILLENNIUM MANAGEMENT LLC Call 4,500,000 0 -100.00 56,160 0 -100.00
2018-02-05 13F-HR THOMPSON DAVIS & CO., INC. 17,459 9,250 -47.02 223 95 -57.40
2018-02-14 13F-HR Squarepoint Ops LLC 125,065 0 -100.00 1,595 0 -100.00
2018-02-12 13F-HR Hudson Bay Capital Management LP 0 25,500 0 262
2018-02-14 13F-HR Patriot Financial Group Insurance Agency, LLC 1,625 1,625 0.00 22 20 -9.09
2018-01-18 N-Q Allianzgi Convertible & Income 2024 Target Term Fund (see advisory)
2018-02-08 SC 13G/A BlackRock Inc. 81,784,076 60,392,728 -26.16
2018-01-10 13F-HR SIMPLEX TRADING, LLC Put 8,920 2,816 -68.43 738 289 -60.84
2018-02-13 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 1,937,281 1,913,523 -1.23 24,700 19,671 -20.36
2017-11-29 N-Q Prudential Series Fund (see advisory)
2018-02-12 13F-HR Cito Capital Group, Llc 15,000 154,200
2018-02-14 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC 24,365 0 -100.00 310 0 -100.00
2017-11-22 N-Q Tiaa-cref Life Funds (see advisory)
2018-02-08 13F-HR PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 506,425 364,025 -28.12 6,457 3,742 -42.05
2018-02-15 13F-HR SYMMETRY PEAK MANAGEMENT LLC Call 100,000 0 -100.00 1,275 0 -100.00
2018-02-07 13F-HR CHILTON INVESTMENT CO LLC 10,000 103
2018-02-14 13F-HR NOMURA HOLDINGS INC Put 0 550,000 0 5,681
2018-02-14 13F-HR LORD, ABBETT & CO. LLC 190,604 190,618 0.01 2,430 1,960 -19.34
2017-10-27 N-Q Fidelity Commonwealth Trust (see advisory)
2017-11-14 13F-HR CRITERION CAPITAL MANAGEMENT LLC Call 2,861,100 0 -100.00 35,707 0 -100.00
2018-02-14 13F-HR BOARDMAN BAY CAPITAL MANAGEMENT LLC Call 50,000 514
2017-12-28 N-Q Fidelity Salem Street Trust (see advisory)
2018-02-28 N-Q Vanguard Quantitative Funds / (see advisory)
2018-02-13 13F-HR Truewealth Llc 1 0
2018-02-13 13F-HR Wellington Management Group LLP 44,706,838 18,561,991 -58.48 570,013 190,817 -66.52
2018-01-19 13F-HR Bartlett & Co. LLC 1,350 1,350 0.00 17 14 -17.65
2018-02-14 13F-HR PICTET ASSET MANAGEMENT LTD 398,800 440,235 10.39 5,085 4,526 -10.99
2017-11-20 N-Q Fqf Trust (see advisory)
2018-04-20 13F-HR Ausdal Financial Partners, Inc. 11,191 13,000 16.16 115 131 13.91
2018-04-19 13F-HR Versant Capital Management, Inc 483 130 -73.08 4 1 -75.00
2018-02-09 13F-HR Gryphon Financial Partners Llc 20 0
2018-02-01 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 1,212,365 1,222,365 0.82 15,458 12,566 -18.71
2018-02-14 13F-HR Bluefin Trading, LLC 140,033 18,611 -86.71 1,785 191 -89.30
2017-11-29 N-Q HARTFORD SERIES FUND INC (see advisory)
2018-02-09 13F-HR ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 45,500 0 -100.00 580 0 -100.00
2018-02-15 13F-HR Capital Markets Trading Uk Llp 48,235 496
2018-02-28 N-Q Virtus Opportunities Trust (see advisory)
2018-02-07 13F-HR LS Investment Advisors, LLC 27,259 30,723 12.71 348 316 -9.20
2018-02-14 13F-HR RAMPART INVESTMENT MANAGEMENT COMPANY, LLC 10,506 0 -100.00 134 0 -100.00
2017-11-28 N-Q Calvert Variable Products, Inc. (see advisory)
2017-11-13 13F-HR Goss Wealth Management LLC 600 0 -100.00 8,286 0 -100.00
2018-04-18 13F-HR OAKBROOK INVESTMENTS LLC 82,630 42,790 -48.21 849 430 -49.35
2017-11-29 N-Q Gateway Trust (see advisory)
2017-10-26 N-Q Northern Lights Fund Trust Ii (see advisory)
2018-02-02 13F-HR HUNTINGTON NATIONAL BANK 0 2,000 0 21
2018-01-25 13F-HR TB Alternative Assets Ltd. 75,000 0 -100.00 956 0 -100.00
2018-01-18 N-Q Allianzgi Convertible & Income Fund Ii (see advisory)
2018-02-14 13F-HR Voya Financial Advisors, Inc. 168,356 0 -100.00 2,145 0 -100.00
2018-01-16 13F-HR CWM, LLC 8,199 8,199 0.00 105 84 -20.00
2018-02-28 N-Q Timothy Plan (see advisory)
2018-02-14 13F-HR DEUTSCHE BANK AG\ 6,608,455 7,286,381 10.26 84,256 74,901 -11.10
2018-02-14 13F-HR Alpine Partners VI, LLC 10,936 0 -100.00 139 0 -100.00
2018-02-14 13F-HR WAFRA INVESTMENT ADVISORY GROUP INC /NY 223,278 601,197 169.26 2,847 6,180 117.07
2018-02-13 13F-HR PRUDENTIAL FINANCIAL INC 1,058,083 1,093,953 3.39 13,491 11,246 -16.64
2017-10-31 13F-HR DUPONT CAPITAL MANAGEMENT Corp 2,780 0 -100.00 35 0 -100.00
2018-03-08 N-Q Calamos Dynamic Convertible & Income Fund (see advisory)
2018-02-14 13F-HR Ionic Capital Management LLC Call 143,000 43,000 -69.93 1,823 442 -75.75
2018-04-06 13F-HR PRIVATE ASSET MANAGEMENT INC 11,000 0 -100.00 113 0 -100.00
2018-02-15 13F-HR Capital Markets Trading Uk Llp Call 464,400 4,774
2018-02-28 N-Q Rydex Dynamic Funds (see advisory)
2018-04-13 13F-HR BANK OF MONTREAL /CAN/ 6,816,446 10,548,125 54.75 70,072 106,009 51.29
2018-02-01 13F-HR Tradewinds Capital Management, LLC 0 25 0 0
2018-02-14 13F-HR CMT Asset Management Ltd Call 125,000 0 -100.00 1,594 0 -100.00

Form N-Q Advisory - Experimental Feature Here!

We have recently started to include coverage of N-Q filers in our ownership database. N-Q forms are unstructured and difficult for machines to parse into accurate financial data.

However, Because of the large number of these institutions and this difficulty in tracking their positions, they represent a significant, yet hidden, market force. In an effort to widen our ownership coverage and provide greater transparency, we are testing various ways to expose these owners in an accurate manner. This early version of the crawler simply identifies mentions of companies in the N-Q forms.

Limitations:

  • We only list underlying securities (the ordinary shares), even though the actual security held might be a derivative or a related bond issue. For example, although the institution is shown on this security page ( AMD / Advanced Micro Devices, Inc. ), the institution may actually own a related security such as a preferred share or a bond. To find out the exact security, click on the institution link and then follow the link to the actual "N-Q".
  • We only list fund sponsors as institutions, even though the security might be held within a fund operated by the listed institution.. For example, the institution listed in the table as the owner is probably a sponsor of a family of ETFs or mutual funds. If so, then this security is owned by a fund or several funds within the family, and not directly owned by the listed institution. The crawler is not yet able to place these holdings within the individual funds. Atain, you must review the actual filing to see the detail.

These limitations are significant but we believe that the increased transparency outweights the limitations. Future revisions of the crawler will resolve these limitations. Use this information at your own risk!

AMD: Advanced Micro Devices Stock Analysis and Research Report

2017-09-28 - Asif

We are a global semiconductor company with facilities around the world. Within the global semiconductor industry, we offer primarily: x86 microprocessors, as standalone devices or as incorporated as an accelerated processing unit (APU), chipsets, discrete graphics processing units (GPUs) and professional graphics processors; and server and embedded processors, semi-custom System-on-Chip (SoC) products and technology for game consoles. We also license portions of our intellectual property portfolio. In this section, we will describe the general financial condition and the results of operations of Advanced Micro Devices, Inc. and its wholly-owned subsidiaries (collectively, “us,” “our” or “AMD”), including a discussion of our results of operations for the quarter and six months ended July 1, 2017 compared to the quarter and six months ended June 25, 2016 , an analysis of changes in our financial condition and a discussion of our contractual obligations. We believe our fin...

Related Articles

LPCN: Lipocine Inc Analysis and Research Report

2018-04-23 - Asif

Overview Lipocine is a specialty pharmaceutical company focused on applying its oral drug delivery technology for the development of pharmaceutical products in the area of men’s and women’s health. The company's proprietary delivery technologies are designed to improve patient compliance and safety through orally available treatment options. The company's primary development programs are based on oral delivery solutions for poorly bioavailable drugs. Lipocine has a portfolio of proprietary product candidates designed to produce favorable pharmacokinetic (“PK”) characteristics and facilitate lower dosing requirements, bypass first-pass metabolism in certain cases, reduce side effects, and eliminate gastrointestinal interactions that limit bioavailability. The company's lead product candidate, TLANDO™, is an oral testosterone replacement therapy (“TRT”) and is currently under review by the United States Food and Drug Administration (“FDA”) with a Prescription Drug User Fee Act (“...