Stock Institutional Ownership and Shareholders

SecurityAMD / Advanced Micro Devices, Inc. (007903107)
President & CEOSu Lisa T
Institutional Owners462
Institutional Shares733,110,117
Outstanding Shares1,042,000,000 (as of 2017-09-30)
Institutional Value$ 65,846,645,000 USD
Related 007903BC0 / Advanced Micro Devices, Inc. Bond
007903BD8 / Advanced Micro Devices, Inc. Bond 2.125%, 9/1/2026
007903AL1 / Advanced Micro Devices, Inc. Bond 6%, 5/1/2015

Advanced Micro Devices, Inc. (NASDAQ:AMD) has 462 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 733,110,117 shares. Largest shareholders include Mubadala Investment Co Pjsc, Vanguard Group Inc, BlackRock Inc., Wellington Management Group Llp, FMR LLC / Fidelity, State Street Corp, Discovery Capital Management, LLC, Oppenheimer Funds Inc, Baillie Gifford & Co, and Susquehanna International Group, Llp.



Advanced Micro Devices, Inc. (NASDAQ:AMD) ownership summary shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev Shares Current Shares Change
(Percent)
Prev Value (x$1000) Current Value (x$1000) Change
(Percent)
2017-11-14 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC 104,077 16,729 -83.93 1,299 213 -83.60
2017-10-12 13F-HR V Wealth Management,LLC 862 0 -100.00 10 0 -100.00
2017-11-13 13F-HR/A-1 Ausdal Financial Partners, Inc. 0 10,941 0 139
2017-11-14 13F-HR PATHSTONE FAMILY OFFICE, LLC 1,000 1,000 0.00 12 12 0.00
2017-11-01 13F-HR/A-1 Financial Architects, Inc 3,300 2,240 -32.12 41 28 -31.71
2017-11-09 13F-HR ZEKE CAPITAL ADVISORS, LLC 0 16,109 0 205
2017-11-14 13F-HR Dynamic Capital Management Ltd 0 36,666 0 467
2017-11-13 13F-HR National Asset Management, Inc. 20,070 18,475 -7.95 251 236 -5.98
2017-11-01 13F-HR Mitsubishi UFJ Asset Management Co., Ltd. 118,502 118,590 0.07 1,479 1,512 2.23
2017-11-08 13F-HR MACQUARIE GROUP LTD 20,600 155,217 653.48 257 1,978 669.65
2017-11-13 13F-HR NOMURA ASSET MANAGEMENT CO LTD 139,811 145,009 3.72 1,745 1,848 5.90
2017-11-15 13F-HR GROUP ONE TRADING, L.P. Put 4,103,400 4,763,900 16.10 51,210 60,740 18.61
2018-01-10 13F-HR ADIRONDACK TRUST CO 100 100 0.00 1 1 0.00
2018-01-17 13F-HR Gulf International Bank (UK) Ltd 249,700 249,700 0.00 3,183 2,566 -19.38
2017-11-15 13F-HR Neuberger Berman Group LLC 70,113 76,294 8.82 875 973 11.20
2017-11-13 13F-HR ProShare Advisors LLC 153,282 127,056 -17.11 1,913 1,620 -15.32
2017-10-26 13F-HR PICTET ASSET MANAGEMENT LTD 400,100 398,800 -0.32 4,477 5,085 13.58
2017-11-14 13F-HR BALYASNY ASSET MANAGEMENT LLC 510,800 0 -100.00 6,375 0 -100.00
2017-10-31 13F-HR RAY GERALD L & ASSOCIATES LTD 153,555 1,958
2017-10-31 13F-HR EVERENCE CAPITAL MANAGEMENT INC 17,610 17,610 0.00 220 225 2.27
2017-11-08 13F-HR Norinchukin Bank, The 53,775 59,898 11.39 671 764 13.86
2017-08-25 13F-HR/A-1 ONTARIO TEACHERS PENSION PLAN BOARD 14,386 0 -100.00 99 0 -100.00
2017-08-01 13F-HR Trexquant Investment LP 48,539 0 -100.00 706 0 -100.00
2017-11-14 13F-HR Ionic Capital Management LLC Call 143,000 1,823
2017-11-14 13F-HR LORD, ABBETT & CO. LLC 190,604 2,430
2017-11-14 13F-HR Voya Investment Management LLC 522,930 524,575 0.31 6,526 6,688 2.48
2017-08-14 13F-HR TUDOR INVESTMENT CORP ET AL 14,834 0 -100.00 216 0 -100.00
2017-11-14 13F-HR MILLENNIUM MANAGEMENT LLC 7,360,660 3,900,087 -47.01 91,861 49,726 -45.87
2017-10-17 13F-HR VIKING FUND MANAGEMENT LLC 30,000 48,000 60.00 374 612 63.64
2017-11-14 13F-HR D. E. Shaw & Co., Inc. 3,193,271 4,734,237 48.26 39,852 60,362 51.47
2017-11-07 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 18,730 36,727 96.09 234 468 100.00
2017-11-14 13F-HR Tyers Asset Management LLC 27,264 25,344 -7.04 340 323 -5.00
2017-11-13 13F-HR Fiera Capital Corp 0 10,324 0 132
2017-11-14 13F-HR WOLVERINE ASSET MANAGEMENT LLC Call 759,000 559,900 -26.23 9,472 7,138 -24.64
2018-01-11 13F-HR INVESTORS ASSET MANAGEMENT OF GEORGIA INC /GA/ /ADV 54,900 52,400 -4.55 700 539 -23.00
2017-11-13 13F-HR MCKINLEY CAPITAL MANAGEMENT LLC /DELAWARE 150,135 1,914
2017-11-14 13F-HR Columbia Pacific Advisors, LLC 16,000 204
2017-11-14 13F-HR UBS Group AG 253,065 156,943 -37.98 3,159 2,001 -36.66
2018-01-17 13F-HR Edge Wealth Management LLC 250 250 0.00 3 2 -33.33
2017-11-14 13F-HR NOMURA HOLDINGS INC Call 1,249,000 539,000 -56.85 14,584 6,872 -52.88
2017-11-13 13F-HR Allianz Asset Management AG 206,342 39,960 -80.63 2,575 510 -80.19
2017-11-03 13F-HR BNP PARIBAS ARBITRAGE, SA Put 2,400 500 -79.17 231,725 48,000 -79.29
2017-11-14 13F-HR Jefferies Group LLC 711,702 26,604 -96.26 8,882 339 -96.18
2017-11-14 13F-HR Ionic Capital Management LLC Put 0 250,000 0 3,188
2017-08-14 13F-HR Lombard Odier Asset Management (USA) Corp Put 2,500 0 -100.00 3,638 0 -100.00
2017-11-14 13F-HR BRANDYWINE MANAGERS, LLC 15,000 191
2017-11-14 13F-HR CREDIT SUISSE AG/ Call 1,008,800 801,500 -20.55 12,590 10,219 -18.83
2017-08-15 13F-HR SCOTIA CAPITAL INC. Put 20,000 0 -100.00 291 0 -100.00
2017-11-13 13F-HR Mitsubishi UFJ Trust & Banking Corp 2,363,776 2,320,715 -1.82 29,500 29,589 0.30
2017-11-13 13F-HR Alambic Investment Management, L.P. 11,622 11,622 0.00 145 148 2.07
2017-11-01 13F-HR MARINER INVESTMENT GROUP LLC Put 286,400 286,400 0.00 4 1 -75.00
2017-11-14 13F-HR DIAM Co., Ltd. 1,229,410 1,273,609 3.60 15,350 16,237 5.78
2017-11-13 13F-HR Laurion Capital Management LP Call 41,800 0 -100.00 522 0 -100.00
2017-11-22 13F-HR Steward Partners Investment Advisory, Llc 2,800 3,000 7.14 34 38 11.76
2017-11-03 13F-HR/A-1 CANADA PENSION PLAN INVESTMENT BOARD 17,700 260,900 1,374.01 221 3,326 1,404.98
2017-08-07 13F-HR Karp Capital Management Corp 297,505 0 -100.00 4,329 0 -100.00
2017-11-13 13F-HR Clear Perspective Advisors, LLC 3,700 0 -100.00 46 0 -100.00
2017-11-14 13F-HR Jump Trading, LLC Call 138,600 74,700 -46.10 1,730 952 -44.97
2017-11-13 13F-HR RIVERHEAD CAPITAL MANAGEMENT LLC 30,192 28,042 -7.12 377 358 -5.04
2017-11-13 13F-HR STIFEL FINANCIAL CORP 67,630 104,648 54.74 836 1,339 60.17
2018-01-18 13F-HR REGIONS FINANCIAL CORP 0 1,100 0 11
2017-11-13 13F-HR Nicholas Investment Partners, LP 339,242 196,084 -42.20 4,233 2,500 -40.94
2017-11-14 13F-HR Jabre Capital Partners S.A. Call 500,000 600,000 20.00 6,240 7,650 22.60
2017-11-08 13F-HR HAP Trading, LLC Put 81,900 79,400 -3.05 108 46 -57.41
2017-10-31 13F-HR Andra AP-fonden 155,500 111,400 -28.36 1,941 1,420 -26.84
2017-11-06 13F-HR Opera Trading Capital 215,396 0 -100.00 2,624 0 -100.00
2017-10-11 13F-HR CIGNA INVESTMENTS INC /NEW 30,394 29,606 -2.59 379 378 -0.26
2017-11-14 13F-HR AQR CAPITAL MANAGEMENT LLC 1,469,765 148,762 -89.88 18,343 1,897 -89.66
2017-11-14 13F-HR CREDIT SUISSE AG/ 2,101,787 2,443,416 16.25 26,230 31,154 18.77
2017-11-08 13F-HR Ruggie Capital Group 300 4
2017-11-01 13F-HR State of Tennessee, Treasury Department 484,146 218,965 -54.77 6,042 2,792 -53.79
2017-08-14 13F-HR L & S Advisors Inc 109,265 0 -100.00 1,590 0 -100.00
2017-11-08 13F-HR ASSETMARK, INC 45 129 186.67 1 2 100.00
2017-11-13 13F-HR Twin Tree Management, LP Put 3,529,700 3,685,500 4.41 44,051 46,990 6.67
2017-11-14 13F-HR Integral Derivatives, LLC Put 339,300 379,200 11.76 4,234 4,835 14.19
2017-11-14 13F-HR NEXT CENTURY GROWTH INVESTORS LLC 263,337 243,023 -7.71 3,286 3,098 -5.72
2018-01-12 13F-HR NISA INVESTMENT ADVISORS L.L.C. 13,300 81,000 509.02 170 833 390.00
2017-11-08 13F-HR FULLER & THALER ASSET MANAGEMENT, INC. 1,745,150 1,530,700 -12.29 21,779 19,516 -10.39
2017-11-06 13F-HR Winfield Associates, Inc. 10 10 0.00 0 0
2017-11-14 13F-HR CAPSTONE INVESTMENT ADVISORS, LLC 0 24,300 0 309
2017-11-13 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 2,364,924 2,364,934 0.00 29,514,250 30,152,910 2.16
2017-11-15 13F-HR GREEN SQUARE CAPITAL LLC 237,149 237,149 0.00 2,960 3,024 2.16
2017-08-10 13F-HR CALDWELL & ORKIN INC 61,000 0 -100.00 888 0 -100.00
2017-08-18 13F-HR WFG Advisors, LP 2,527 3,149 24.61 37 39 5.41
2017-10-30 13F-HR WRIGHT INVESTORS SERVICE INC 35,175 34,215 -2.73 439 436 -0.68
2017-11-14 13F-HR TWO SIGMA INVESTMENTS LLC 6,144,502 1,605,613 -73.87 89,403 20,472 -77.10
2017-11-14 13F-HR Paloma Partners Management Co Call 238,400 247,700 3.90 2,975 3,158 6.15
2017-11-13 13F-HR CAISSE DE DEPOT ET PLACEMENT DU QUEBEC 92,400 94,200 1.95 1,150 1,206 4.87
2017-11-17 13F-HR Archford Capital Strategies, LLC 1,379 0 -100.00 75 0 -100.00
2017-08-14 13F-HR Quadrature Capital LTD 36,806 0 -100.00 536 0 -100.00
2018-01-16 13F-HR BANK OF MONTREAL /CAN/ 949,415 6,816,446 617.96 12,105 70,072 478.87
2017-10-19 13F-HR FARMERS & MERCHANTS INVESTMENTS INC 138 199 44.20 2 3 50.00
2017-11-14 13F-HR Cavalry Management Group, LLC 1,161,337 0 -100.00 14,494 0 -100.00
2017-11-14 13F-HR ROYAL BANK OF CANADA Call 265,000 265,000 0.00 3,307 3,379 2.18
2017-11-13 13F-HR Winton Capital Group Ltd 42,320 44,003 3.98 528 561 6.25
2017-11-22 13F-HR/A-1 National Planning Corp 12,890 12,890 0.00 157 164 4.46
2017-11-14 13F-HR BRINKER CAPITAL INC 63,335 63,445 0.17 790 809 2.41
2017-11-14 13F-HR Sciencast Management LP 41,908 457
2018-01-17 13F-HR Capital Investment Advisors, LLC 47,766 491
2017-08-14 13F-HR QCM Cayman, Ltd. Put 34,400 0 -100.00 501 0 -100.00
2017-11-08 13F-HR CHARTWELL INVESTMENT PARTNERS, LLC 68,990 74,599 8.13 861 951 10.45
2017-11-09 13F-HR AMERICAN INTERNATIONAL GROUP INC 263,684 239,941 -9.00 3,291 3,059 -7.05
2017-11-14 13F-HR Voya Financial Advisors, Inc. 159,679 168,356 5.43 2,012 2,145 6.61
2018-01-17 13F-HR BENJAMIN F. EDWARDS & COMPANY, INC. 1,000 5,100 410.00 13 52 300.00
2017-11-08 13F-HR D.A. DAVIDSON & CO. 3,068 0 -100.00 38 0 -100.00
2017-11-14 13F-HR Honeycomb Asset Management LP 821,891 10,479
2017-11-01 13F-HR Sapphire Star Partners LP 15,000 15,000 0.00 187 191 2.14
2017-07-25 13F-HR Wellington Shields Capital Management, LLC 11,200 0 -100.00 163 0 -100.00
2017-11-09 13F-HR VAN ECK ASSOCIATES CORP 943,940 1,629,419 72.62 11,780 20,775 76.36
2017-11-14 13F-HR BARCLAYS PLC Call 1,834,900 1,638,600 -10.70 22,899 20,892 -8.76
2017-11-08 13F-HR Apertura Capital, LLC 1,250,000 400,000 -68.00 15,600 5,100 -67.31
2017-11-03 13F-HR GREENWOOD CAPITAL ASSOCIATES LLC 23,892 0 -100.00 298 0 -100.00
2017-11-07 13F-HR Sumitomo Mitsui Trust Holdings, Inc. 2,274,987 2,218,468 -2.48 28,392 28,285 -0.38
2018-01-17 13F-HR GATEWAY INVESTMENT ADVISERS LLC 476,590 631,346 32.47 6,077 6,490 6.80
2017-11-15 13F-HR WOLVERINE TRADING, LLC 275,745 119,982 -56.49 3,474 1,530 -55.96
2017-10-30 13F-HR NEW YORK STATE TEACHERS RETIREMENT SYSTEM 1,253,745 1,253,395 -0.03 15,647 15,981 2.13
2017-11-09 13F-HR WELLS FARGO & COMPANY/MN Put 0 232,000 0 165
2017-11-13 13F-HR Westside Investment Management, Inc. 2,000 2,000 0.00 27,620 26,940 -2.46
2017-11-14 13F-HR Tobam 2,463,681 2,322,001 -5.75 30,747 29,606 -3.71
2017-11-20 13F-HR/A-1 SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 11,243,200 11,815,800 5.09 140,315 150,651 7.37
2017-11-14 13F-HR PT ASSET MANAGEMENT, LLC Put 157,000 0 -100.00 1,960 0 -100.00
2017-11-13 13F-HR Sheaff Brock Investment Advisors, LLC 22,425 31,975 42.59 280 408 45.71
2017-11-14 13F-HR ARROWGRASS CAPITAL PARTNERS (US) LP Call 200 200 0.00 250 255 2.00
2017-11-13 13F-HR AVIVA PLC 516,180 523,320 1.38 6,442 6,672 3.57
2017-11-06 13F-HR TORONTO DOMINION BANK 263,139 305,200 15.98 3,283 3,890 18.49
2017-11-14 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ 1,426,794 1,429,944 0.22 17,806 18,232 2.39
2017-11-14 13F-HR Walleye Trading LLC Put 2,159,000 4,107,400 90.25 26,942 52,370 94.38
2017-11-07 13F-HR Hood River Capital Management LLC 1,808,268 1,850,689 2.35 22,567 23,596 4.56
2017-11-14 13F-HR Liberty Mutual Group Asset Management Inc. 47,010 31,403 -33.20 586 400 -31.74
2017-11-09 13F-HR CITADEL ADVISORS LLC Put 3,148,400 4,788,500 52.09 39,292 61,053 55.38
2017-10-30 13F-HR THOMPSON DAVIS & CO., INC. 28,246 17,459 -38.19 353 223 -36.83
2017-11-08 13F-HR Bdo Wealth Advisors, Llc 200 0 -100.00 2 0 -100.00
2017-11-13 13F-HR US BANCORP \DE\ 11,001 10,842 -1.45 137 139 1.46
2018-01-10 13F-HR SIT INVESTMENT ASSOCIATES INC 137,700 137,700 0.00 1,756 1,416 -19.36
2017-08-04 13F-HR Apriem Advisors 400 0 -100.00 6 0 -100.00
2017-10-26 13F-HR Harbor Advisors LLC 10,000 10,000 0.00 125 128 2.40
2017-11-13 13F-HR Campbell & CO Investment Adviser LLC 0 11,612 0 148
2017-08-14 13F-HR Williams Jones & Associates LLC 10,400 0 -100.00 151 0 -100.00
2017-10-23 13F-HR STRS OHIO 43,356 41,172 -5.04 541 524 -3.14
2017-10-24 13F-HR NIPPON LIFE INSURANCE CO 45,597 0 -100.00 569 0 -100.00
2017-11-08 13F-HR HAP Trading, LLC Call 73,100 68,400 -6.43 64 44 -31.25
2017-11-08 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 159,983 159,983 0.00 1,997 2,040 2.15
2017-07-20 13F-HR Opera Trading Capital Put 1,000 0 -100.00 4 0 -100.00
2017-11-14 13F-HR BARCLAYS PLC Put 3,994,900 3,476,600 -12.97 49,856 44,327 -11.09
2017-11-14 13F-HR THRIVENT FINANCIAL FOR LUTHERANS 429,650 409,730 -4.64 5,362 5,224 -2.57
2017-11-14 13F-HR GOLDMAN SACHS GROUP INC Put 2,805,800 3,331,600 18.74 35,016 42,478 21.31
2017-11-09 13F-HR WELLS FARGO & COMPANY/MN Call 0 165,000 0 174
2017-11-14 13F-HR D. E. Shaw & Co., Inc. Put 1,998,000 4,704,700 135.47 24,935 59,985 140.57
2017-08-11 13F-HR Madden Advisory Services, Inc. 70 0 -100.00 1 0 -100.00
2017-11-20 13F-HR PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 634,132 506,425 -20.14 7,914 6,457 -18.41
2017-11-13 13F-HR Quantitative Investment Management, LLC 2,899,800 0 -100.00 36,189 0 -100.00
2017-11-14 13F-HR Zurich Insurance Group Ltd/FI 83,959 0 -100.00 1,048 0 -100.00
2017-11-16 13F-HR Belpointe Asset Management Llc 74,104 945
2017-11-09 13F-HR CAPITAL GROWTH MANAGEMENT LP 1,350,000 0 -100.00 16,848 0 -100.00
2017-11-13 13F-HR Mirador Capital Partners LP 20,607 21,169 2.73 270 269 -0.37
2017-10-23 13F-HR Nationwide Fund Advisors 582,335 639,029 9.74 7,268 8,148 12.11
2018-01-09 13F-HR EXXONMOBIL INVESTMENT MANAGEMENT INC /TX 146,961 130,396 -11.27 1,874 1,340 -28.50
2017-11-06 13F-HR Sigma Planning Corp 18,000 16,648 -7.51 225 212 -5.78
2017-10-27 13F-HR Edge Advisors, Llc 38 0 -100.00 0 0
2017-12-12 13F-HR/A-1 Patten Group, Inc. 100 100 0.00 1 1 0.00
2017-11-07 13F-HR BANK HAPOALIM BM 51,098 651
2017-11-13 13F-HR DOHENY ASSET MANAGEMENT /CA 123,620 144,770 17.11 1,543 1,846 19.64
2017-11-07 13F-HR Quantbot Technologies LP 100,635 137,043 36.18 1,255 1,747 39.20
2017-11-14 13F-HR GOLDMAN SACHS GROUP INC 8,891,183 9,984,861 12.30 110,962 127,307 14.73
2017-10-27 13F-HR Sumitomo Mitsui Asset Management Company, LTD 68,820 61,541 -10.58 858 784 -8.62
2017-11-14 13F-HR Zions Bancorporation 196 151 -22.96 2 2 0.00
2017-11-14 13F-HR MAPLELANE CAPITAL, LLC 1 1 0.00 0 0
2017-07-19 13F-HR Kessler Investment Group, LLC 22,973 0 -100.00 334 0 -100.00
2017-10-30 13F-HR Edgestream Partners, L.P. 13,495 39,475 192.52 168 503 199.40
2017-11-08 13F-HR COLUMBUS CIRCLE INVESTORS 567,436 7,235
2017-11-14 13F-HR Paloma Partners Management Co Put 314,300 164,700 -47.60 3,922 2,100 -46.46
2017-10-18 13F-HR Moloney Securities Asset Management, LLC 14,500 14,500 0.00 181 185 2.21
2017-11-09 13F-HR JP Morgan Chase & Co 7,987,450 8,713,037 9.08 99,683 111,002 11.35
2017-11-14 13F-HR Natixis Asset Management 62,512 78,137 25.00 780 996 27.69
2017-11-13 13F-HR FMR LLC / Fidelity 29,158,391 35,554,037 21.93 363,897 453,314 24.57
2017-11-13 13F-HR Marshall Wace North America L.P. 3,052,734 2,967,310 -2.80 36,633 38,575 5.30
2017-11-14 13F-HR Verition Fund Management LLC 20,000 0 -100.00 250 0 -100.00
2017-10-24 13F-HR FIRST TRUST ADVISORS LP 826,417 756,747 -8.43 10,314 9,649 -6.45
2017-11-14 13F-HR TWO SIGMA ADVISERS, LP 1,033,403 710,575 -31.24 15,036 9,060 -39.74
2017-11-09 13F-HR JP Morgan Chase & Co Put 1,735,800 300,000 -82.72 21,663 3,822 -82.36
2017-11-14 13F-HR ADVENT CAPITAL MANAGEMENT /DE/ 73,000 50,000 -31.51 911 638 -29.97
2017-08-14 13F-HR J. Goldman & Co LP Put 150,000 0 -100.00 2,183 0 -100.00
2017-11-01 13F-HR STATE OF WISCONSIN INVESTMENT BOARD 964,133 1,017,746 5.56 12,032 12,976 7.85
2017-11-15 13F-HR WOLVERINE TRADING, LLC Put 890,800 660,700 -25.83 11,224 8,424 -24.95
2017-11-03 13F-HR ADVISOR PARTNERS LLC 16,003 15,697 -1.91 200 200 0.00
2018-01-17 13F-HR Cutler Group LP Call 9,500 29,500 210.53 35 66 88.57
2017-11-13 13F-HR NORTHERN TRUST CORP 8,213,923 8,988,846 9.43 102,510 114,607 11.80
2017-11-06 13F-HR LOS ANGELES CAPITAL MANAGEMENT & EQUITY RESEARCH INC 1,304,390 0 -100.00 16,279 0 -100.00
2017-11-14 13F-HR PEAK6 Investments, L.P. 177,089 652,279 268.33 2,210 8,317 276.33
2017-11-14 13F-HR Concert Wealth Management Inc. 25,500 0 -100.00 318 0 -100.00
2017-11-06 13F-HR Sanctuary Wealth Advisors, LLC 468 0 -100.00 6 0 -100.00
2017-11-03 13F-HR BANK OF HAWAII 27,605 25,990 -5.85 345 331 -4.06
2017-11-14 13F-HR Polar Capital LLP 4,332,533 4,337,875 0.12 54,054 55,291 2.29
2017-11-09 13F-HR ROPES WEALTH ADVISORS LLC 200 200 0.00 2 3 50.00
2017-11-14 13F-HR Integral Derivatives, LLC 146,696 202,584 38.10 1,831 2,583 41.07
2017-11-13 13F-HR Ferris Capital, Llc 175 0 -100.00 2 0 -100.00
2017-11-14 13F-HR Covington Capital Management 2,000 26
2017-11-14 13F-HR CREDIT AGRICOLE S A 220,279 634,413 188.00 2,749 8,089 194.25
2017-11-13 13F-HR HARTFORD INVESTMENT MANAGEMENT CO 179,781 183,816 2.24 2,244 2,344 4.46
2018-01-16 13F-HR NEXT Financial Group, Inc 17,990 17,480 -2.83 256 180 -29.69
2017-11-09 13F-HR COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 57,571 65,449 13.68 718 834 16.16
2017-11-09 13F-HR TD ASSET MANAGEMENT INC 254,286 241,093 -5.19 3,173 3,074 -3.12
2017-08-15 13F-HR CASTLEARK MANAGEMENT LLC 628,550 0 -100.00 9,145 0 -100.00
2017-08-04 13F-HR MARSHALL WACE ASIA Ltd 4,243,588 0 -100.00 63,654 0 -100.00
2017-11-14 13F-HR Fortis Advisors, LLC 250 3
2017-11-09 13F-HR AMALGAMATED BANK 166,749 168,876 1.28 2,081 2,153 3.46
2017-11-14 13F-HR Jump Trading, LLC 386 3,329 762.44 5 42 740.00
2017-11-06 13F-HR COMERICA BANK 365,653 353,725 -3.26 5,178 3,852 -25.61
2017-11-14 13F-HR GLG LLC 46,589 527,706 1,032.68 581 6,728 1,058.00
2017-10-25 13F-HR New Jersey Better Educational Savings Trust 21,000 19,000 -9.52 262 242 -7.63
2017-08-14 13F-HR BALYASNY ASSET MANAGEMENT LLC Call 200,000 0 -100.00 2,910 0 -100.00
2017-08-14 13F-HR WADDELL & REED FINANCIAL INC 504,200 0 -100.00 7,336 0 -100.00
2017-11-14 13F-HR WOLVERINE ASSET MANAGEMENT LLC Put 1,538,900 1,561,700 1.48 19,205 19,911 3.68
2018-01-02 13F-HR American Financial Network Advisory Services Llc 58,662 0 -100.00 748 0 -100.00
2017-11-14 13F-HR Cubist Systematic Strategies, LLC 54,858 49,783 -9.25 685 635 -7.30
2017-11-13 13F-HR Sequoia Financial Advisors, LLC 22,200 0 -100.00 277 0 -100.00
2017-11-14 13F-HR Bluefin Trading, LLC Call 421,700 149,800 -64.48 492 119 -75.81
2017-11-14 13F-HR Walleye Trading LLC 1,397,668 1,796,121 28.51 17,443 22,901 31.29
2017-11-13 13F-HR Vantage Investment Advisors, LLC 100 100 0.00 1 1 0.00
2017-11-03 13F-HR World Asset Management Inc 74,518 76,844 3.12 930 980 5.38
2017-11-14 13F-HR Integral Derivatives, LLC Call 253,200 333,300 31.64 3,160 4,250 34.49
2017-10-30 13F-HR PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 153,756 153,759 0.00 1,919 1,960 2.14
2017-08-14 13F-HR CSS LLC/IL Call 10,000 0 -100.00 146 0 -100.00
2017-11-06 13F-HR TEACHER RETIREMENT SYSTEM OF TEXAS 0 1,007,647 0 12,847
2017-10-17 13F-HR TB Alternative Assets Ltd. 75,000 956
2018-01-05 13F-HR QUANTRES ASSET MANAGEMENT Ltd 52,500 116,600 122.10 669 1,199 79.22
2017-11-14 13F-HR Lombard Odier Asset Management (Europe) Ltd 12,152 12,152 0.00 152 155 1.97
2017-11-02 13F-HR Jacobi Capital Management LLC 1,000 0 -100.00 14 0 -100.00
2017-11-14 13F-HR Glen Harbor Capital Management LLC 57,936 53,856 -7.04 723 687 -4.98
2017-11-13 13F-HR Hudson Bay Capital Management LP 50,000 0 -100.00 624 0 -100.00
2017-11-14 13F-HR D. E. Shaw & Co., Inc. Call 613,600 875,900 42.75 7,658 11,168 45.83
2017-11-13 13F-HR SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) 500 500 0.00 6 6 0.00
2017-11-13 13F-HR WESTFIELD CAPITAL MANAGEMENT CO LP 507,615 6,472
2017-11-14 13F-HR MAPLELANE CAPITAL, LLC Put 7,500 1,000,000 13,233.33 9,360 12,750 36.22
2017-11-03 13F-HR BESSEMER GROUP INC 2,297 2,452 6.75 29 31 6.90
2017-11-14 13F-HR UBS Group AG Call 125,000 172,000 37.60 1,560 2,193 40.58
2017-10-25 13F-HR Cornerstone Advisors, Inc. 185 185 0.00 2 2 0.00
2017-11-01 13F-HR/A-1 Financial Architects, Inc Call 2,000 83,000 4,050.00 24 1,058 4,308.33
2017-11-13 13F-HR TEXAS PERMANENT SCHOOL FUND 217,728 223,024 2.43 2,717 2,844 4.67
2017-11-14 13F-HR Crawford Lake Capital Management, LLC Call 350,000 500,000 42.86 4,368 6,375 45.95
2017-11-14 13F-HR Quad Capital Management Advisors LLC 10,000 128
2017-11-14 13F-HR NGAM ADVISORS, L.P. 43,793 26,771 -38.87 547 341 -37.66
2017-08-14 13F-HR Private Advisory Group LLC 18,343 0 -100.00 267 0 -100.00
2017-11-14 13F-HR Granite Point Capital Management, L.P. 150,000 197,550 31.70 1,872 2,519 34.56
2017-11-14 13F-HR WEALTHFRONT INC 20,050 33,078 64.98 250 422 68.80
2017-11-13 13F-HR Tredje AP-fonden 160,490 152,270 -5.12 2,003 1,941 -3.10
2017-11-09 13F-HR Dai-Ichi Life Insurance Company, Ltd 214,238 262,890 22.71 2,674 3,352 25.36
2017-11-14 13F-HR QUENTEC ASSET MANAGEMENT LLC 310,000 3,952
2017-11-06 13F-HR Retirement Systems of Alabama 1,777,943 1,786,377 0.47 22,189 22,776 2.65
2017-11-13 13F-HR RAYMOND JAMES & ASSOCIATES Call 11,000 2
2017-11-07 13F-HR SG Americas Securities, LLC 198,756 166,613 -16.17 2,480 2,124 -14.35
2017-08-10 13F-HR BlackRock Inc. Put 10,000 0 -100.00 146 0 -100.00
2017-08-14 13F-HR SHELTON CAPITAL MANAGEMENT 58,423 0 -100.00 850 0 -100.00
2017-11-13 13F-HR NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC 177,823 180,428 1.46 2,219 2,300 3.65
2017-11-13 13F-HR Sanoor Capital Management LP 1,799,900 1,986,800 10.38 22,463 25,332 12.77
2017-11-09 13F-HR 1492 Capital Management LLC 10,000 128
2017-11-13 13F-HR KBC Group NV 106,877 114,372 7.01 1,334 1,458 9.30
2017-08-14 13F-HR PDT Partners, LLC 4,044,756 0 -100.00 58,851 0 -100.00
2017-11-13 13F-HR Hudson Bay Capital Management LP Put 85,600 0 -100.00 1,068 0 -100.00
2017-11-13 13F-HR CAPITAL FUND MANAGEMENT S.A. Put 1,346,600 242,900 -81.96 16,806 3,097 -81.57
2017-10-27 13F-HR Crossmark Global Holdings, Inc. 45,702 45,702 0.00 583 583 0.00
2017-11-14 13F-HR MML INVESTORS SERVICES, LLC 18,410 0 -100.00 230 0 -100.00
2017-11-14 13F-HR DEUTSCHE BANK AG\ 7,130,263 6,608,455 -7.32 88,982 84,256 -5.31
2017-11-13 13F-HR Oz Management LP Call 577,800 0 -100.00 7,211 0 -100.00
2017-11-14 13F-HR Parallax Volatility Advisers, L.P. 392,755 728,820 85.57 4,902 9,292 89.56
2017-11-06 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 1,910,281 1,937,281 1.41 23,840 24,700 3.61
2017-11-14 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 884,232 897,461 1.50 11,036 11,444 3.70
2017-11-14 13F-HR BANK OF NOVA SCOTIA 398,086 645,449 62.14 4,968 8,229 65.64
2017-08-11 13F-HR Acrospire Investment Management LLC 1,727 0 -100.00 25 0 -100.00
2017-11-13 13F-HR PROFUND ADVISORS LLC 178,848 160,744 -10.12 2,232 2,049 -8.20
2017-11-13 13F-HR Private Advisor Group, LLC 16,928 22,189 31.08 234 299 27.78
2018-01-18 13F-HR Livforsakringsbolaget Skandia, Omsesidigt 15,000 12,200 -18.67 192 125 -34.90
2018-01-10 13F-HR SIMPLEX TRADING, LLC Put 8,920 2,816 -68.43 738 289 -60.84
2017-11-14 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 409,398 417,673 2.02 5,109 5,325 4.23
2017-11-14 13F-HR GUARDIAN LIFE INSURANCE CO OF AMERICA 1,753 1,843 5.13 22 23 4.55
2017-10-27 13F-HR Parkside Financial Bank & Trust 137 185 35.04 2 2 0.00
2017-11-13 13F-HR BLAIR WILLIAM & CO/IL 20,186 17,393 -13.84 252 222 -11.90
2017-11-14 13F-HR BOOTHBAY FUND MANAGEMENT, LLC 112,529 22,753 -79.78 1,404 290 -79.34
2017-11-13 13F-HR CITIGROUP INC 1,037,014 846,875 -18.34 12,942 10,798 -16.57
2017-11-09 13F-HR CITADEL ADVISORS LLC 830,648 3,855,167 364.12 12,086 49,153 306.69
2017-11-08 13F-HR ING GROEP NV 0 32,271 0 411
2017-11-15 13F-HR Independent Advisor Alliance 0 15,846 0 215
2017-11-09 13F-HR FNY Partners Fund LP 0 5,000 0 63
2017-11-13 13F-HR M&T BANK CORP 39,190 40,268 2.75 487 515 5.75
2017-11-06 13F-HR Spot Trading L.l.c. Call 183,400 80,500 -56.11 2,289 1,026 -55.18
2017-11-14 13F-HR CMT Asset Management Ltd Put 28,300 723,500 2,456.54 353 9,225 2,513.31
2017-11-14 13F-HR LPL Financial LLC 60,608 102,603 69.29 756 1,308 73.02
2017-10-16 13F-HR Gradient Investments LLC 348 0 -100.00 4 0 -100.00
2017-11-07 13F-HR SG Americas Securities, LLC Call 419,000 328,000 -21.72 440 645 46.59
2017-11-14 13F-HR Walleye Trading LLC Call 741,600 533,300 -28.09 9,254 6,795 -26.57
2017-11-06 13F-HR CIBC Asset Management Inc 72,414 78,108 7.86 904 996 10.18
2017-11-13 13F-HR Hudson Bay Capital Management LP Call 345,600 0 -100.00 4,313 0 -100.00
2018-01-17 13F-HR/A-1 Koshinski Asset Management, Inc. 14,150 0 -100.00 206 0 -100.00
2017-10-30 13F-HR BP PLC 410,000 410,000 0.00 5,113 5,223 2.15
2017-11-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 63,565 61,588 -3.11 782 784 0.26
2017-11-08 13F-HR/A-1 TELEMUS CAPITAL, LLC 20,000 0 -100.00 250 0 -100.00
2017-10-23 13F-HR WHITTIER TRUST CO 95 95 0.00 1 1 0.00
2018-01-17 13F-HR CHARTER TRUST CO 10,191 0 -100.00 130 0 -100.00
2017-11-14 13F-HR STATE STREET CORP 31,759,683 31,440,219 -1.01 396,371 400,870 1.14
2017-10-19 13F-HR LS Investment Advisors, LLC 26,440 27,259 3.10 330 348 5.45
2017-11-03 13F-HR Global X Management CO LLC 11,436 12,888 12.70 143 164 14.69
2018-01-17 13F-HR Cutler Group LP 1,650 1,850 12.12 21 19 -9.52
2018-01-11 13F-HR/A-1 OREGON PUBLIC EMPLOYEES RETIREMENT FUND 318,102 86,344 -72.86 4,056 888 -78.11
2017-11-02 13F-HR PRINCIPAL FINANCIAL GROUP INC 1,148,628 1,155,467 0.60 14,335 14,732 2.77
2017-11-22 13F-HR Chicago Partners Investment Group LLC 0 200 0 3
2017-11-14 13F-HR WAFRA INVESTMENT ADVISORY GROUP INC /NY 92,770 223,278 140.68 1,158 2,847 145.85
2017-11-02 13F-HR Harel Insurance Investments & Financial Services Ltd. 6,000 77
2017-11-14 13F-HR UNITED SERVICES AUTOMOBILE ASSOCIATION 1,221,904 1,553,868 27.17 15,249 19,812 29.92
2017-08-14 13F-HR BRIGADE CAPITAL MANAGEMENT, LP Put 1,000,000 0 -100.00 14,550 0 -100.00
2017-11-03 13F-HR FDx Advisors, Inc. 13,786 12,112 -12.14 172 154 -10.47
2017-11-08 13F-HR Nelson, Van Denburg & Campbell Wealth Management Group, LLC 1,450 0 -100.00 18 0 -100.00
2017-11-14 13F-HR PEAK6 Investments, L.P. Call 183,200 968,200 428.49 2,286 12,345 440.03
2017-11-14 13F-HR A.R.T. Advisors, LLC 0 61,017 0 777
2017-11-14 13F-HR RAMPART INVESTMENT MANAGEMENT COMPANY, LLC 10,453 10,506 0.51 130 134 3.08
2017-07-21 13F-HR INSIGHT CAPITAL RESEARCH & MANAGEMENT INC 261,697 0 -100.00 3,808 0 -100.00
2017-11-14 13F-HR BRITISH COLUMBIA INVESTMENT MANAGEMENT CORP 349,517 349,517 0.00 4,362 4,456 2.15
2017-11-14 13F-HR Nuveen Asset Management, LLC 20,765 19,829 -4.51 259 253 -2.32
2017-07-31 13F-HR ARP AMERICAS LLC 34,700 0 -100.00 505 0 -100.00
2017-11-14 13F-HR Hitchwood Capital Management LP 1,100,000 14,025
2017-11-14 13F-HR PEAK6 Investments, L.P. Put 405,400 2,583,600 537.30 5,059 32,941 551.14
2018-01-16 13F-HR Louisiana State Employees Retirement System 50,200 49,600 -1.20 640 510 -20.31
2018-01-17 13F-HR National Pension Service 922,466 991,466 7.48 11,752 10,192 -13.27
2017-10-24 13F-HR TCI Wealth Advisors, Inc. 417 417 0.00 5 5 0.00
2017-08-07 13F-HR FAGAN ASSOCIATES, INC. 20,625 0 -100.00 300 0 -100.00
2017-11-07 13F-HR Cambridge Investment Research Advisors, Inc. 70,425 110,627 57.08 879 1,410 60.41
2017-11-13 13F-HR MASON STREET ADVISORS, LLC 107,550 111,716 3.87 1,342 1,424 6.11
2017-11-13 13F-HR Laurion Capital Management LP Put 80,300 0 -100.00 1,001 0 -100.00
2018-01-18 13F-HR State of Alaska, Department of Revenue 72,140 153,970 113.43 918 1,582 72.33
2018-01-10 13F-HR SIMPLEX TRADING, LLC Call 4,161 1,651 -60.32 311 82 -73.63
2017-11-14 13F-HR CSS LLC/IL Put 22,000 82,000 272.73 275 1,046 280.36
2017-11-14 13F-HR NOMURA HOLDINGS INC 133,856 301,121 124.96 1,563 3,839 145.62
2017-11-14 13F-HR Garelick Capital Partners, LP 1,027,088 1,277,844 24.41 12,818 16,293 27.11
2017-11-15 13F-HR Ameritas Investment Partners, Inc. 17,746 17,746 0.00 221 230 4.07
2017-11-07 13F-HR IBM Retirement Fund 12,225 12,225 0.00 153 156 1.96
2017-08-11 13F-HR Brick & Kyle, Associates 1,000 0 -100.00 15 0 -100.00
2017-10-17 13F-HR CENTRAL TRUST Co 100 100 0.00 1 1 0.00
2017-11-08 13F-HR Kentucky Retirement Systems Insurance Trust Fund 21,222 20,490 -3.45 265 261 -1.51
2017-10-18 13F-HR Mutual of America Capital Management LLC 95,069 103,232 8.59 1,186 1,316 10.96
2017-11-14 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC Put 426,200 146,600 -65.60 5,321 1,870 -64.86
2017-11-13 13F-HR NN Investment Partners Holdings N.V. 5,200 0 -100.00 65 0 -100.00
2017-08-14 13F-HR FLOW TRADERS U.S. LLC 13,772 0 -100.00 200 0 -100.00
2017-11-14 13F-HR Itau Unibanco Holding S.A. 210 6,713 3,096.67 3 271 8,933.33
2017-11-15 13F-HR IFM Investors Pty Ltd 23,094 23,094 0.00 288 294 2.08
2017-11-14 13F-HR Lenox Wealth Management, Inc. 1,847 1,847 0.00 23 23 0.00
2017-11-14 13F-HR BANK OF AMERICA CORP /DE/ Put 365,600 200,000 -45.30 4,563 2,550 -44.12
2017-11-14 13F-HR Bluefin Trading, LLC 203,985 140,033 -31.35 2,546 1,785 -29.89
2017-11-03 13F-HR COURIER CAPITAL CORP 10,450 10,450 0.00 130 133 2.31
2017-11-14 13F-HR PANAGORA ASSET MANAGEMENT INC 77,006 81,620 5.99 961 1,041 8.32
2017-11-02 13F-HR Hodges Capital Management Inc. 540,050 27,250 -94.95 6,740 347 -94.85
2017-11-14 13F-HR CLEARARC CAPITAL INC 19,011 20,661 8.68 237 263 10.97
2017-11-14 13F-HR JANE STREET GROUP, LLC 3,428,152 651,581 -80.99 42,783 8,308 -80.58
2017-10-17 13F-HR Robeco Institutional Asset Management B.V. 7,282 7,282 0.00 91 93 2.20
2017-11-14 13F-HR NOMURA HOLDINGS INC Put 320,000 0 -100.00 3,736 0 -100.00
2017-11-14 13F-HR ELCO Management Co., LLC 10,000 0 -100.00 0 0
2017-11-14 13F-HR Standard Life Aberdeen Plc 136,754 1,744
2017-11-01 13F-HR First Personal Financial Services 9,942 127
2017-08-14 13F-HR HBK INVESTMENTS L P 535,123 0 -100.00 7,786 0 -100.00
2017-10-17 13F-HR American Research & Management Co. 5 0
2017-11-13 13F-HR CITIGROUP INC Put 1,076,000 1,152,700 7.13 13,428 14,697 9.45
2017-11-14 13F-HR Vident Investment Advisory, LLC 53,062 677
2017-11-14 13F-HR HSBC HOLDINGS PLC Call 413,600 941,300 127.59 5,161 12,002 132.55
2017-11-14 13F-HR ZACKS INVESTMENT MANAGEMENT 0 17,353 0 221
2017-11-14 13F-HR ETF MANAGERS GROUP, LLC 31,445 38,183 21.43 392 487 24.23
2017-11-09 13F-HR WELLS FARGO & COMPANY/MN 5,105,040 6,033,646 18.19 63,710 76,927 20.75
2017-11-14 13F-HR SCOTIA CAPITAL INC. 309,504 316,297 2.19 3,862 4,031 4.38
2017-11-07 13F-HR HANSEATIC MANAGEMENT SERVICES INC 13,617 11,535 -15.29 170 147 -13.53
2017-11-09 13F-HR NORDEA INVESTMENT MANAGEMENT AB 32,480 32,480 0.00 405 414 2.22
2017-10-12 13F-HR Advisory Services Network, LLC 15,171 16,522 8.91 189 211 11.64
2017-10-26 13F-HR Patriot Financial Group Insurance Agency, LLC 1,750 1,625 -7.14 24 22 -8.33
2018-01-18 13F-HR FOX RUN MANAGEMENT, L.L.C. 0 70,625 0 726
2017-08-11 13F-HR Cetera Advisors LLC 13,601 0 -100.00 197 0 -100.00
2017-10-27 13F-HR VICTORY CAPITAL MANAGEMENT INC 13,355 13,281 -0.55 167 169 1.20
2017-11-09 13F-HR FNY Managed Accounts LLC 15,000 2,036 -86.43 187 25 -86.63
2017-10-27 13F-HR Linscomb & Williams, Inc. 17,759 226
2017-11-15 13F-HR/A-1 Parallel Advisors, LLC 1,186 1,412 19.06 16 16 0.00
2017-10-25 13F-HR Calamos Advisors LLC 118,885 123,409 3.81 1,484 1,573 6.00
2017-11-16 13F-HR Cetera Investment Advisers 10,675 137
2017-08-11 13F-HR Sandy Spring Bank 1,200 0 -100.00 17 0 -100.00
2017-08-10 13F-HR Myriad Asset Management Ltd. 1,822,653 0 -100.00 26,520 0 -100.00
2017-11-14 13F-HR Adage Capital Partners GP LLC 935,523 981,123 4.87 11,675 12,509 7.14
2017-11-14 13F-HR BANK OF AMERICA CORP /DE/ 4,983,293 4,674,116 -6.20 62,192 59,594 -4.18
2017-11-01 13F-HR Parkwood LLC 24,651 15,584 -36.78 308 199 -35.39
2017-11-14 13F-HR Passport Capital, LLC 2,520,364 617,341 -75.51 31,454 7,871 -74.98
2017-11-14 13F-HR Arizona State Retirement System 192,200 318,552 65.74 2,399 4,062 69.32
2017-11-09 13F-HR MARK SHEPTOFF FINANCIAL PLANNING, LLC 100 0 -100.00 1 0 -100.00
2017-11-14 13F-HR GAM Holding AG 527,803 0 -100.00 6,587 0 -100.00
2017-11-14 13F-HR CREDIT SUISSE AG/ Put 2,217,500 832,700 -62.45 27,674 10,617 -61.64
2017-08-11 13F-HR Baker Avenue Asset Management, LP 79,195 0 -100.00 1,152 0 -100.00
2017-10-31 13F-HR Advisors Preferred, LLC 2,005 26
2017-11-14 13F-HR Crawford Lake Capital Management, LLC 575,800 807,716 40.28 7,186 10,298 43.31
2017-11-13 13F-HR PineBridge Investments, L.P. 50,458 643
2017-08-14 13F-HR BRIDGEWAY CAPITAL MANAGEMENT INC 849,900 0 -100.00 12,366 0 -100.00
2017-11-14 13F-HR Bayesian Capital Management, LP 0 45,149 0 576
2018-01-05 13F-HR PRIVATE ASSET MANAGEMENT INC 26,000 11,000 -57.69 332 113 -65.96
2017-11-14 13F-HR Bluefin Trading, LLC Put 510,400 531,000 4.04 892 502 -43.72
2017-11-14 13F-HR Odey Asset Management Group Ltd 0 321,050 0 4,093
2017-11-14 13F-HR CRITERION CAPITAL MANAGEMENT LLC 0 1,685,240 0 21,487
2017-11-14 13F-HR TWO SIGMA INVESTMENTS LLC Call 467,900 218,800 -53.24 5,839 2,790 -52.22
2017-11-14 13F-HR ADVENT CAPITAL MANAGEMENT /DE/ Put 500 400 -20.00 12 2 -83.33
2017-11-14 13F-HR AHL Partners LLP 0 39,676 0 506
2017-11-30 13F-HR/A-1 PRUDENTIAL FINANCIAL INC 1,036,773 1,058,083 2.06 12,939 13,491 4.27
2017-08-08 13F-HR Bellwether Investment Group, LLC 4,350 0 -100.00 63 0 -100.00
2017-08-14 13F-HR QCM Cayman, Ltd. Call 35,400 0 -100.00 515 0 -100.00
2017-11-13 13F-HR TEACHERS ADVISORS INC 5,426,456 6,512,756 20.02 67,722 83,038 22.62
2017-11-14 13F-HR Chevy Chase Trust Holdings, Inc. 667,585 701,888 5.14 8,332 8,949 7.41
2017-10-30 13F-HR NJ State Employees Deferred Compensation Plan 17,000 17,000 0.00 212 217 2.36
2017-11-07 13F-HR Stratos Wealth Partners, LTD. 10,905 139
2018-01-18 13F-HR OAKBROOK INVESTMENTS LLC 76,600 82,630 7.87 977 849 -13.10
2017-11-14 13F-HR FRIESS ASSOCIATES LLC 1,376,970 1,537,676 11.67 17,185 19,605 14.08
2017-11-08 13F-HR Meiji Yasuda Asset Management Co Ltd. 10,140 10,140 0.00 127 129 1.57
2017-10-30 13F-HR IFP Advisors, Inc Put 1,500 1,500 0.00 19 19 0.00
2017-08-14 13F-HR MORGENS WATERFALL VINTIADIS & CO INC 145,000 0 -100.00 2,110 0 -100.00
2017-11-14 13F-HR Elkfork Partners LLC 37,488 34,848 -7.04 468 444 -5.13
2018-01-18 13F-HR Westpac Banking Corp 49,610 49,610 0.00 632,528 509,991 -19.37
2017-11-14 13F-HR MILLENNIUM MANAGEMENT LLC Call 4,500,000 0 -100.00 56,160 0 -100.00
2017-11-14 13F-HR Virtus Investment Advisers, Inc. 22,431 19,286 -14.02 280 246 -12.14
2017-11-14 13F-HR Squarepoint Ops LLC 0 125,065 0 1,595
2017-11-09 13F-HR Achmea Investment Management B.V. 23,574 23,574 0.00 294 300 2.04
2017-11-17 13F-HR/A-1 Virtu Financial LLC 0 147,607 0 1,882
2017-08-11 13F-HR KCG HOLDINGS, INC. 49,563 175,370 253.83 721 2,189 203.61
2017-11-07 13F-HR Hilton Capital Management, LLC 31,000 31,000 0.00 387 395 2.07
2017-11-14 13F-HR SYMMETRY PEAK MANAGEMENT LLC Call 60,000 100,000 66.67 749 1,275 70.23
2017-11-14 13F-HR DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 84,400 84,400 0.00 1,053 1,076 2.18
2017-11-14 13F-HR Alpine Partners VI, LLC 0 10,936 0 139
2017-11-13 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 6,683,491 9,951,107 48.89 83,410 126,877 52.11
2017-10-31 13F-HR Marathon Trading Investment Management LLC Put 14,900 85,400 473.15 186 1,089 485.48
2017-10-25 13F-HR Aperio Group, LLC 304,485 302,116 -0.78 3,800 3,852 1.37
2017-10-31 13F-HR Marathon Trading Investment Management LLC 12,000 19,000 58.33 150 242 61.33
2017-11-20 13F-HR/A-1 SUSQUEHANNA INTERNATIONAL GROUP, LLP 7,075,609 5,515,767 -22.05 88,303 70,326 -20.36
2017-11-06 13F-HR Spot Trading L.l.c. 50,601 58,684 15.97 632 748 18.35
2018-01-10 SC 13G/A VANGUARD GROUP INC 71,633,026 102,027,325 42.43
2017-11-14 13F-HR PUBLIC SECTOR PENSION INVESTMENT BOARD 113,400 114,195 0.70 1,415 1,456 2.90
2017-11-14 13F-HR ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0 45,500 0 580
2017-11-14 13F-HR Crawford Lake Capital Management, LLC Put 200,000 0 -100.00 2,496 0 -100.00
2017-11-13 13F-HR CAPTRUST FINANCIAL ADVISORS 4,168 0 -100.00 52 0 -100.00
2017-11-01 13F-HR AMERICAN CENTURY COMPANIES INC 0 3,895,961 0 49,674
2017-08-09 13F-HR SYNOVUS FINANCIAL CORP 5,400 0 -100.00 79 0 -100.00
2017-11-07 13F-HR AMERIPRISE FINANCIAL INC 704,542 513,869 -27.06 8,787 6,552 -25.44
2017-10-20 13F-HR/A-1 Shell Asset Management Co 49,918 35,978 -27.93 623 459 -26.32
2017-08-14 13F-HR LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 12,749 0 -100.00 185 0 -100.00
2017-11-13 13F-HR COMMONWEALTH BANK OF AUSTRALIA 1,100 100 -90.91 13 1 -92.31
2017-11-14 13F-HR Carnegie Capital Asset Management, LLC 27,935 79,085 183.10 373 1,115 198.93
2017-11-07 13F-HR FJARDE AP-FONDEN /FOURTH SWEDISH NATIONAL PENSION FUND 200,824 191,613 -4.59 2,506 2,443 -2.51
2017-11-14 13F-HR Parallax Volatility Advisers, L.P. Call 1,047,800 267,100 -74.51 13,077 3,406 -73.95
2017-11-15 13F-HR GROUP ONE TRADING, L.P. Call 1,813,600 1,137,900 -37.26 22,634 14,508 -35.90
2017-11-14 13F-HR VALLEY NATIONAL ADVISERS INC 14 14 0.00 0 0
2017-11-14 13F-HR ROYAL BANK OF CANADA Put 725,000 570,000 -21.38 9,048 7,268 -19.67
2017-08-04 SC 13D/A Mubadala Investment Co Pjsc 171,906,166 131,906,166 -23.27
2017-11-01 13F-HR CHICAGO EQUITY PARTNERS LLC 502,875 278,465 -44.63 6,276 3,550 -43.44
2017-11-13 13F-HR FIDUCIARY FINANCIAL SERVICES OF THE SOUTHWEST INC /TX 10,000 127
2017-11-16 13F-HR Moors & Cabot, Inc. 21,750 22,250 2.30 265 283 6.79
2017-11-14 13F-HR QCM Cayman, Ltd. 0 85,045 0 1,084
2017-10-27 13F-HR K.J. Harrison & Partners Inc 10,000 0 -100.00 125 0 -100.00
2018-01-17 13F-HR DAVENPORT & Co LLC 13,855 142,429
2017-11-14 13F-HR CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 133,003 138,151 3.87 1,658 1,760 6.15
2017-08-07 13F-HR PARADIGM ASSET MANAGEMENT CO LLC 10,700 0 -100.00 155,685 0 -100.00
2017-11-14 13F-HR FIFTH THIRD BANCORP 2,675 2,739 2.39 33 35 6.06
2018-01-17 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 3,461,152 3,653,790 5.57 44,130 37,561 -14.89
2017-10-31 13F-HR WEDBUSH SECURITIES INC 13,605 13,010 -4.37 170 166 -2.35
2017-10-20 13F-HR BAILLIE GIFFORD & CO 14,804,991 14,730,102 -0.51 184,767 187,809 1.65
2018-01-17 13F-HR Creative Planning 125,819 124,771 -0.83 1,604 1,283 -20.01
2017-11-14 13F-HR BlueCrest Capital Management Ltd 678,995 0 -100.00 8,474 0 -100.00
2018-01-11 13F-HR North Star Investment Management Corp. 159,750 1,642
2017-10-18 13F-HR SpiderRock Advisors LLC Call 47 43 -8.51
2017-11-07 13F-HR Commonwealth Equity Services, Inc 133,312 140,675 5.52 1,663 1,793 7.82
2017-11-02 13F-HR Daiwa Securities Group Inc. 21,200 25,392 19.77 265 324 22.26
2017-11-14 13F-HR Parallax Volatility Advisers, L.P. Put 243,300 1,535,500 531.11 3,036 19,578 544.86
2017-11-14 13F-HR HSBC HOLDINGS PLC 554,670 611,610 10.27 6,921 7,798 12.67
2017-11-14 13F-HR HighTower Advisors, LLC 41,126 37,261 -9.40 512 475 -7.23
2017-10-31 13F-HR Meridian Wealth Management, LLC 18,500 0 -100.00 231 0 -100.00
2017-11-13 13F-HR CIBC World Markets Inc. 35,475 19,425 -45.24 443 248 -44.02
2017-08-14 13F-HR SUN LIFE FINANCIAL INC 6 0 -100.00 415 0 -100.00
2017-11-01 13F-HR STEVENS CAPITAL MANAGEMENT LP 0 864,970 0 11,028
2017-08-15 13F-HR BANK OF NOVA SCOTIA Put 20,000 0 -100.00 291 0 -100.00
2017-10-13 13F-HR DUBUQUE BANK & TRUST CO 10,790 10,790 0.00 135 138 2.22
2017-10-23 13F-HR FLAGSHIP HARBOR ADVISORS, LLC 19,220 11,095 -42.27 266 151 -43.23
2017-11-14 13F-HR DRIEHAUS CAPITAL MANAGEMENT LLC 0 97,975 0 1,249
2017-11-14 13F-HR Corient Capital Partners, LLC 40,286 0 -100.00 503 0 -100.00
2017-11-14 13F-HR JACOBS LEVY EQUITY MANAGEMENT, INC 236,200 147,400 -37.60 2,948 1,879 -36.26
2018-01-10 13F-HR SIMPLEX TRADING, LLC 249,220 315,409 26.56 3,177 3,242 2.05
2017-11-14 13F-HR BANK OF AMERICA CORP /DE/ Call 2,113,700 837,700 -60.37 26,379 10,681 -59.51
2018-01-16 13F-HR BANK OF MONTREAL /CAN/ Put 0 6,053,800 0 62,233
2017-11-15 13F-HR WOLVERINE TRADING, LLC Call 793,200 594,200 -25.09 9,994 7,576 -24.19
2017-11-14 13F-HR FUKOKU MUTUAL LIFE INSURANCE Co 3,600 4,200 16.67 45 54 20.00
2017-11-13 13F-HR WELLINGTON MANAGEMENT GROUP LLP 37,043,824 44,706,838 20.69 462,306 570,013 23.30
2017-09-21 13F-HR Lido Advisors, LLC 11,420 130
2017-11-14 13F-HR HENDERSON GROUP PLC 3,833,805 2,115,816 -44.81 47,845 26,976 -43.62
2017-08-14 13F-HR People's United Financial, Inc. 250 0 -100.00 4 0 -100.00
2017-11-09 13F-HR TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 128,400 117,700 -8.33 1,603 1,500 -6.43
2017-11-14 13F-HR CMT Asset Management Ltd 25,670 46,640 81.69 320 595 85.94
2017-11-03 13F-HR JENNISON ASSOCIATES LLC 52,906 0 -100.00 660 0 -100.00
2017-11-14 13F-HR Polar Capital LLP Call 5,159,000 3,690,000 -28.47 64,384 47,048 -26.93
2017-11-14 13F-HR CMT Asset Management Ltd Call 31,600 125,000 295.57 394 1,594 304.57
2017-11-14 13F-HR BOARDMAN BAY CAPITAL MANAGEMENT LLC 0 161,334 0 2,057
2017-10-18 13F-HR Quantitative Systematic Strategies LLC 22,643 0 -100.00 285 0 -100.00
2017-11-14 13F-HR Fort Point Capital Partners, LLC 42,676 0 -100.00 533 0 -100.00
2017-11-13 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 118,021 141,935 20.26 1,472 1,810 22.96
2017-11-15 13F-HR Krilogy Financial LLC 1,400 225 -83.93 17 3 -82.35
2017-11-06 13F-HR RHUMBLINE ADVISERS 1,564,229 1,504,303 -3.83 19,522 19,180 -1.75
2017-11-09 13F-HR LMR Partners LLP 0 59,946 0 765
2017-11-14 13F-HR Focused Wealth Management, Inc 200 0 -100.00 2 0 -100.00
2017-11-14 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC Call 465,300 118,400 -74.55 5,807 1,509 -74.01
2017-10-23 13F-HR Bartlett & Co. LLC 1,350 1,350 0.00 17 17 0.00
2017-08-14 13F-HR Gideon Capital Advisors, Inc. 32,510 0 -100.00 473 0 -100.00
2017-10-19 13F-HR STATE TREASURER STATE OF MICHIGAN 254,700 244,200 -4.12 3,179 3,114 -2.04
2017-11-09 13F-HR JP Morgan Chase & Co Call 125,000 125,000 0.00 1,560 1,593 2.12
2018-01-17 13F-HR Cutler Group LP Put 7,500 27,500 266.67 30 145 383.33
2018-01-17 13F-HR Creative Planning Call 10,000 40,000 300.00 6 9 50.00
2017-11-14 13F-HR Jericho Capital Asset Management L.P. 2,164,873 0 -100.00 27,018 0 -100.00
2017-11-13 13F-HR COMMERZBANK AKTIENGESELLSCHAFT /FI 2,003,892 2,134,688 6.53 25,009 27,217 8.83
2017-11-01 13F-HR Mn Services Vermogensbeheer B.V. 134,115 134,115 0.00 1,674 1,710 2.15
2017-08-08 13F-HR Oz Management LP Put 478,800 0 -100.00 6,966 0 -100.00
2017-11-09 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 560,414 560,151 -0.05 6,981 7,121 2.01
2017-11-14 13F-HR SUNTRUST BANKS INC 27,194 14,471 -46.79 338 184 -45.56
2017-11-13 13F-HR Goss Wealth Management LLC 600 0 -100.00 8,286 0 -100.00
2017-11-14 13F-HR A.R. Schmeidler & Co., Inc. 396,086 395,107 -0.25 4,943 5,038 1.92
2017-11-14 13F-HR DEUTSCHE BANK AG\ Call 10,645 8,691 -18.36 132 110 -16.67
2017-11-09 13F-HR FFCM LLC 762 762 0.00 9 10 11.11
2017-11-13 13F-HR SENTRY INVESTMENT MANAGEMENT LLC 46,973 46,973 0.00 586 599 2.22
2017-11-14 13F-HR Magnetar Financial LLC 12,702 76,126 499.32 159 971 510.69
2017-11-01 13F-HR Old Mutual Global Investors (UK) Ltd. 226 226 0.00 2 2 0.00
2017-11-20 13F-HR/A-1 SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 7,965,800 8,670,500 8.85 99,413 110,549 11.20
2017-10-17 13F-HR Summit X, Llc 13,805 0 -100.00 172 0 -100.00
2017-11-13 13F-HR CITIGROUP INC Call 1,080,000 1,547,000 43.24 13,478 19,725 46.35
2017-11-14 13F-HR MORGAN STANLEY 5,083,856 4,006,036 -21.20 63,447 51,078 -19.50
2017-11-14 13F-HR HighTower Advisors, LLC Call 8,000 5
2018-01-17 13F-HR Asset Dedication, LLC 213 346 62.44 3 4 33.33
2017-10-31 13F-HR DUPONT CAPITAL MANAGEMENT Corp 2,780 0 -100.00 35 0 -100.00
2017-10-31 13F-HR PERKINS CAPITAL MANAGEMENT INC 17,500 223
2017-11-13 13F-HR BLUESTEIN R H & CO 10,000 11,000 10.00 125 140 12.00
2017-11-03 13F-HR Swiss National Bank 3,009,700 2,979,000 -1.02 37,561 37,982 1.12
2017-10-27 13F-HR FORTALEZA ASSET MANAGEMENT INC/ 0 16,020 0 204
2017-11-14 13F-HR GLG Partners LP 960,639 164,433 -82.88 11,989 2,096 -82.52
2017-11-14 13F-HR Jabre Capital Partners S.A. 350,000 1,100,000 214.29 4,368 14,025 221.09
2017-10-25 13F-HR/A-1 NORTH STAR ASSET MANAGEMENT INC 15,330 15,330 0.00 191 195 2.09
2017-11-13 13F-HR MACKENZIE FINANCIAL CORP 20,001 24,225 21.12 250 309 23.60
2017-11-14 13F-HR Discovery Capital Management, LLC 19,491,865 21,880,665 12.26 243,258 278,978 14.68
2017-11-06 13F-HR Massey, Quick & Co., LLC 10 10 0.00 0 0
2017-11-03 13F-HR Advantus Capital Management Inc 78,165 81,746 4.58 975 1,042 6.87
2017-11-14 13F-HR DEUTSCHE BANK AG\ Put 1,495 0 -100.00 18 0 -100.00
2017-11-14 13F-HR First Allied Advisory Services, Inc. 75,595 73,833 -2.33 932 938 0.64
2017-10-25 13F-HR State of New Jersey Common Pension Fund D 3,000,000 2,400,000 -20.00 37,440 30,600 -18.27
2017-10-30 13F-HR IFP Advisors, Inc 323,506 363,137 12.25 4,037 4,630 14.69
2017-11-06 13F-HR Bank of New York Mellon Corp 5,724,388 5,804,651 1.40 71,441 74,009 3.59
2017-11-07 13F-HR Timber Hill LLC Call 16,500 0 -100.00 206 0 -100.00
2017-11-02 13F-HR BNP Paribas Investment Partners S.A. 24,041 34,430 43.21 300 439 46.33
2017-11-14 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC 0 24,365 0 310
2017-11-14 13F-HR CRITERION CAPITAL MANAGEMENT LLC Call 2,861,100 0 -100.00 35,707 0 -100.00
2017-11-14 13F-HR Intellectus Partners, LLC Put 3,000 6
2017-11-13 13F-HR EDMOND DE ROTHSCHILD HOLDING S.A. 0 24,100 0 307
2017-11-08 13F-HR Regal Investment Advisors LLC 11,000 11,000 0.00 137 140 2.19
2017-11-09 13F-HR OPPENHEIMER & CO INC 112,335 152,894 36.11 1,402 1,950 39.09
2017-11-14 13F-HR JANE STREET GROUP, LLC Call 381,900 248,400 -34.96 4,766 3,167 -33.55
2017-11-13 13F-HR Pacad Investment Ltd. 863,168 0 -100.00 10,772 0 -100.00
2017-11-14 13F-HR BlackRock Inc. 64,109,608 58,490,396 -8.77 800,088 745,752 -6.79
2017-11-14 13F-HR TWO SIGMA INVESTMENTS LLC Put 416,900 140,400 -66.32 5,203 1,790 -65.60
2017-11-14 13F-HR Capital World Investors 2,100,000 2,000,000 -4.76 26,208 25,500 -2.70
2017-11-14 13F-HR UNITED CAPITAL FINANCIAL ADVISERS, LLC 33,840 47,679 40.90 422 608 44.08
2017-11-14 13F-HR BARCLAYS PLC 2,163,994 2,083,401 -3.72 27,008 26,563 -1.65
2017-11-08 13F-HR Kentucky Retirement Systems 49,675 47,581 -4.22 620 607 -2.10
2017-10-30 13F-HR TOCQUEVILLE ASSET MANAGEMENT L.P. 54,500 0 -100.00 680 0 -100.00
2017-11-02 13F-HR KEYBANK NATIONAL ASSOCIATION/OH 15,377 17,583 14.35 192 224 16.67
2017-11-03 13F-HR ALPS ADVISORS INC 33,713 33,550 -0.48 421 428 1.66
2017-11-07 13F-HR SG Americas Securities, LLC Put 500,000 775,000 55.00 500 676 35.20
2017-11-13 13F-HR ENVESTNET ASSET MANAGEMENT INC 2,169 15,221 601.75 27 194 618.52
2017-11-13 13F-HR ALLIANCEBERNSTEIN L.P. 1,298,237 1,512,334 16.49 16,202 19,282 19.01
2017-10-25 13F-HR Supplemental Annuity Collective Trust of NJ 60,000 60,000 0.00 749 765 2.14
2017-11-06 13F-HR Municipal Employees' Retirement System of Michigan 25,300 20,790 -17.83 316 265 -16.14
2017-11-13 13F-HR OPPENHEIMER FUNDS INC 20,072,379 20,053,813 -0.09 250,503 255,686 2.07
2017-11-01 13F-HR/A-1 Xact Kapitalforvaltning AB 117,437 119,670 1.90 1,466 1,526 4.09
2017-11-13 13F-HR RAYMOND JAMES & ASSOCIATES 327,673 374,777 14.38 4,089 4,778 16.85
2018-01-16 13F-HR CWM, LLC 8,199 8,199 0.00 105 84 -20.00
2017-11-14 13F-HR GUGGENHEIM CAPITAL LLC 4,168,227 4,004,672 -3.92 52,020 51,059 -1.85
2017-11-14 13F-HR Natixis 0 906,790 0 11,562
2017-08-14 13F-HR Schonfeld Strategic Advisors LLC 141,319 0 -100.00 2,056 0 -100.00
2017-08-01 13F-HR Tradewinds Capital Management, LLC 300 0 -100.00 4 0 -100.00
2017-11-13 13F-HR CAPITAL FUND MANAGEMENT S.A. 0 83,764 0 1,068
2017-11-14 13F-HR GEODE CAPITAL MANAGEMENT, LLC 8,663,335 9,100,635 5.05 107,951 115,831 7.30
2017-11-15 13F-HR GROUP ONE TRADING, L.P. 2,758,161 2,976,296 7.91 34,422 37,948 10.24
2017-11-13 13F-HR Utah Retirement Systems 150,871 151,071 0.13 1,882 1,926 2.34
2017-11-09 13F-HR Mitsubishi UFJ Securities Holdings Co., Ltd. 19,000 3,430 -81.95 237 44 -81.43
2017-11-07 13F-HR Russell Investments Group, Ltd. 3,373,388 1,782,762 -47.15 42,109 22,728 -46.03
2017-11-14 13F-HR Invesco Ltd. 3,495,826 3,341,872 -4.40 43,627 42,608 -2.34
2017-11-14 13F-HR OLD MUTUAL CUSTOMISED SOLUTIONS (PROPRIETARY) LTD 6,900 6,900 0.00 86 88 2.33
2017-10-11 13F-HR Sonora Investment Management, LLC 9,250 0 -100.00 115,440 0 -100.00
2017-11-13 13F-HR Laurion Capital Management LP 96,748 0 -100.00 1,207 0 -100.00
2017-11-13 13F-HR Twin Tree Management, LP 693,439 900,442 29.85 8,654 11,481 32.67
2017-11-14 13F-HR AMP Capital Investors Ltd 410,416 415,616 1.27 5,172 5,298 2.44
2017-11-07 13F-HR Timber Hill LLC Put 16,000 0 -100.00 200 0 -100.00
2017-08-14 13F-HR VOLORIDGE INVESTMENT MANAGEMENT, LLC 8,075,249 0 -100.00 117,495 0 -100.00
2017-11-06 13F-HR Gainplan LLC 32,500 0 -100.00 406 0 -100.00
2017-11-14 13F-HR JANE STREET GROUP, LLC Put 398,700 309,600 -22.35 4,976 3,947 -20.68
2017-11-14 13F-HR Paloma Partners Management Co 927,499 0 -100.00 11,575 0 -100.00
2018-01-17 13F-HR CAPROCK Group, Inc. 10,976 10,821 -1.41 140 130 -7.14
2017-11-20 13F-HR GSA CAPITAL PARTNERS LLP 13,435 0 -100.00 168 0 -100.00
2017-11-14 13F-HR HSBC HOLDINGS PLC Put 198,400 20,000 -89.92 2,476 255 -89.70
2017-11-09 13F-HR Legal & General Group Plc 3,927,691 4,041,764 2.90 49,018 51,531 5.13
2017-08-10 13F-HR ABERDEEN ASSET MANAGEMENT PLC/UK 143,872 133,460 -7.24 2,093 1,666 -20.40
2017-10-31 13F-HR Marathon Trading Investment Management LLC Call 18,100 57,900 219.89 226 738 226.55
2017-11-14 13F-HR PT ASSET MANAGEMENT, LLC Call 102,000 0 -100.00 1,273 0 -100.00
2017-11-01 13F-HR NWAM LLC 15,617 17,967 15.05 195 229 17.44
2017-10-27 13F-HR Cable Hill Partners, LLC 7,300 7,300 0.00 89 93 4.49
2017-11-07 13F-HR PICTET BANK & TRUST Ltd 40,540 40,540 0.00 506 517 2.17
2017-11-21 13F-HR NEW MEXICO EDUCATIONAL RETIREMENT BOARD 72,000 72,000 0.00 980 918 -6.33
2017-11-14 13F-HR Jump Trading, LLC Put 69,500 26,000 -62.59 867 332 -61.71
2017-11-14 13F-HR CLINTON GROUP INC 34,854 27,071 -22.33 435 345 -20.69
2017-11-06 13F-HR GILDER GAGNON HOWE & CO LLC 0 28,323 0 361
2017-11-14 13F-HR Discovery Capital Management, LLC Call 3,000,000 2,700,000 -10.00 37,440 34,425 -8.05
2018-01-18 13F-HR CONTRAVISORY INVESTMENT MANAGEMENT, INC. 292 0 -100.00 4 0 -100.00
2017-11-03 13F-HR HL FINANCIAL SERVICES LLC 48,350 616
2017-11-13 13F-HR CAPITAL FUND MANAGEMENT S.A. Call 1,428,200 298,600 -79.09 17,824 3,807 -78.64
2017-11-15 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 1,452,800 1,522,529 4.80 18,131 19,412 7.07
2017-11-14 13F-HR Ionic Capital Management LLC 69,510 886
2017-11-14 13F-HR 1832 Asset Management L.P. 231,700 318,687 37.54 2,895 3,940 36.10
2017-11-03 13F-HR BNP PARIBAS ARBITRAGE, SA 1,485,650 1,640,969 10.45 18,540,861 20,922,355 12.84
2018-01-10 13F-HR DnB Asset Management AS 87,789 755,851 760.99 1,119,310 7,770,148 594.19
2017-11-13 13F-HR FORESTERS INVESTMENT MANAGEMENT COMPANY, INC. 33,626 21,253 -36.80 420 271 -35.48
2017-11-14 13F-HR Quinn Opportunity Partners LLC 106,600 336,500 215.67 1,330 4,290 222.56
2017-11-07 13F-HR Atlanta Capital Group 178,625 178,225 -0.22 2,229 2,272 1.93
2017-11-14 13F-HR AVALON ADVISORS, LLC 697,912 8,898
2017-11-13 13F-HR Pier Capital, LLC 0 40,628 0 518
2017-11-14 13F-HR BALYASNY ASSET MANAGEMENT LLC Put 100,000 150,000 50.00 1,248 1,913 53.29
2017-10-26 13F-HR Raymond James Financial Services Advisors, Inc. 149,103 140,840 -5.54 1,861 1,796 -3.49
2017-11-14 13F-HR M&R CAPITAL MANAGEMENT INC 480 480 0.00 5 6 20.00
2017-11-14 13F-HR GLENMEDE TRUST CO NA 53 290 447.17 0 3
2017-11-03 13F-HR BNP PARIBAS ARBITRAGE, SA Call 2,617 1,812 -30.76 141,973 110,680 -22.04
2017-11-06 13F-HR Dorsey Wright & Associates 0 191,934 0 2,447
2017-10-31 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 1,214,023 1,212,365 -0.14 15,151 15,458 2.03
2017-11-14 13F-HR Jefferies Group LLC Call 669,300 0 -100.00 8,353 0 -100.00
2017-11-13 13F-HR WELLINGTON MANAGEMENT GROUP LLP Call 2,000 1,750 -12.50 604 732 21.19
2017-11-14 13F-HR CSS LLC/IL 23,000 0 -100.00 287 0 -100.00
2017-11-14 13F-HR ROYAL BANK OF CANADA 316,515 723,990 128.74 3,949 9,231 133.76
2017-11-14 13F-HR Meadow Creek Investment Management LLC 47,712 44,352 -7.04 595 565 -5.04
2017-11-14 13F-HR CIBC WORLD MARKETS CORP 109,504 121,447 10.91 1,367 1,548 13.24
2017-10-13 13F-HR QUADRANT CAPITAL GROUP LLC 301 305 1.33 0 3
2017-11-14 13F-HR J. Goldman & Co LP 0 56,800 0 724
2017-11-14 13F-HR PUTNAM INVESTMENTS LLC 13,700 12,600 -8.03 171 161 -5.85
2017-11-15 13F-HR Janney Montgomery Scott LLC 153,810 143,913 -6.43 1,920 1,835 -4.43
2017-11-08 13F-HR SYSTEMATIC FINANCIAL MANAGEMENT LP 81,433 84,777 4.11 1,016 1,081 6.40
2017-11-13 13F-HR DIMENSIONAL FUND ADVISORS LP 3,366,569 2,952,120 -12.31 42,017 37,639 -10.42
2017-11-06 13F-HR Advisor Group, Inc. 42,986 53,946 25.50 536 686 27.99
2017-11-13 13F-HR Glassman Wealth Services 13 0 -100.00 0 0
2017-11-14 13F-HR GOLDMAN SACHS GROUP INC Call 3,215,500 3,750,500 16.64 40,129 47,819 19.16
2017-11-08 13F-HR Pacer Advisors, Inc. 17,548 22,036 25.58 219 281 28.31
2017-11-13 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 1,516,247 1,376,678 -9.20 18,923 17,553 -7.24
2017-11-13 13F-HR Employees Retirement System of Texas 791,000 716,000 -9.48 9,872 9,129 -7.53
2017-11-13 13F-HR/A-1 NORGES BANK 3,426,890 4,093,407 19.45 17,614 27,016 53.38
2017-11-13 13F-HR Twin Tree Management, LP Call 55,300 117,900 113.20 690 1,503 117.83
2017-11-14 13F-HR Intellectus Partners, LLC 17,000 31,000 82.35 0 395
2017-11-03 13F-HR Candriam Luxembourg S.C.A. 46,157 46,657 1.08 576 595 3.30
2017-11-14 13F-HR ARDSLEY ADVISORY PARTNERS 25,000 10,000 -60.00 312 128 -58.97
2017-11-14 13F-HR Tower Research Capital LLC (TRC) 100 3,548 3,448.00 1 45 4,400.00
2017-12-14 13F-HR/A-1 PARAMETRIC PORTFOLIO ASSOCIATES LLC 1,749,566 1,172,275 -33.00 21,835 14,947 -31.55
2017-11-14 13F-HR UBS Group AG Put 849,000 820,000 -3.42 10,596 10,455 -1.33
2017-08-14 13F-HR Gotham Asset Management, LLC 32,546 0 -100.00 474 0 -100.00
2017-11-13 13F-HR Skandinaviska Enskilda Banken AB (publ) 94,600 94,600 0.00 1,181 1,206 2.12
2017-11-09 13F-HR EAGLE ASSET MANAGEMENT INC 0 2,060,956 0 26,194
2017-11-06 13F-HR Spot Trading L.l.c. Put 190,500 146,700 -22.99 2,377 1,870 -21.33
2017-11-09 13F-HR CITADEL ADVISORS LLC Call 3,226,400 2,279,600 -29.35 40,265 29,065 -27.82
2017-07-21 13F-HR WealthTrust-Arizona, LLC 200 0 -100.00 3 0 -100.00
2017-10-13 13F-HR Vigilant Capital Management, LLC 200 200 0.00 2 3 50.00
2017-11-14 13F-HR QS Investors, LLC 9,076 9,076 0.00 113 116 2.65
2017-11-13 13F-HR Rafferty Asset Management, LLC 446,255 539,126 20.81 5,569 6,874 23.43
2017-08-14 13F-HR Hillsdale Investment Management Inc. 93,900 0 -100.00 1,366 0 -100.00
2017-11-14 13F-HR ADVISORY RESEARCH INC 88,932 0 -100.00 1,110 0 -100.00
2017-10-18 13F-HR EXANE DERIVATIVES 0 6,206 0 79,115
2017-11-06 13F-HR SEI INVESTMENTS CO 229,024 92,428 -59.64 2,858 1,178 -58.78
2017-11-14 13F-HR Meru Capital Group, LP 235,000 2,996
2017-11-14 13F-HR Proficio Capital Partners LLC 108 89 -17.59 1 1 0.00
2017-11-08 13F-HR HAP Trading, LLC 68,165 65,593 -3.77 851 836 -1.76
2017-10-25 13F-HR FIRST MANHATTAN CO 20 400 1,900.00 0 5
2017-08-04 13F-HR TURNER INVESTMENTS, L.P. 20,000 0 -100.00 291 0 -100.00
2017-11-03 13F-HR Sterling Investment Advisors, Ltd. 20,000 20,000 0.00 250 255 2.00
2017-11-06 13F-HR CI INVESTMENTS INC. 1,775,900 7,322,893 312.35 22,163 93,367 321.27
2017-11-13 13F-HR Harvest Fund Management Co., Ltd 150,000 53,457 -64.36 1,872 682 -63.57
2017-11-13 13F-HR FEDERATED INVESTORS INC /PA/ 3,913,684 3,906,788 -0.18 48,843 49,812 1.98
2017-11-15 13F-HR COLDSTREAM CAPITAL MANAGEMENT INC 20,735 20,425 -1.50 259 260 0.39
2018-01-16 13F-HR Gemmer Asset Management LLC 840 840 0.00 11 9 -18.18
2017-11-14 13F-HR SYMMETRY PEAK MANAGEMENT LLC 0 12,500 0 159
2017-11-08 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 498 8,741 1,655.22 6 111 1,750.00

Stock Research Report

We are a global semiconductor company with facilities around the world. Within the global semiconductor industry, we offer primarily:

  • x86 microprocessors, as standalone devices or as incorporated as an accelerated processing unit (APU), chipsets, discrete graphics processing units (GPUs) and professional graphics processors; and

  • server and embedded processors, semi-custom System-on-Chip (SoC) products and technology for game consoles. We also license portions of our intellectual property portfolio.

In this section, we will describe the general financial condition and the results of operations of Advanced Micro Devices, Inc. and its wholly-owned subsidiaries (collectively, “us,” “our” or “AMD”), including a discussion of our results of operations for the quarter and six months ended July 1, 2017 compared to the quarter and six months ended June 25, 2016 , an analysis of changes in our financial condition and a discussion of our contractual obligations.

We believe our fin...

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