Stock Institutional Ownership and Shareholders

SecurityAMCX / AMC Networks Inc. (00164V103)
President and CEOSapan Joshua W
Institutional Owners321
Institutional Shares57,822,438
Outstanding Shares64,447,000 (as of 2017-09-30)
Institutional Value$ 132,038,409,000 USD

AMC Networks Inc. (NASDAQ:AMCX) has 321 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 57,822,438 shares. Largest shareholders include Clearbridge Investments, LLC, BlackRock Inc., Vanguard Group Inc, Cooperman Leon G, Thompson Siegel & Walmsley Llc, Shapiro Capital Management Llc, Investec Asset Management LTD, State Street Corp, Omega Advisors Inc., and Lsv Asset Management.



AMC Networks Inc. (NASDAQ:AMCX) ownership summary shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev Shares Current Shares Change
(Percent)
Prev Value (x$1000) Current Value (x$1000) Change
(Percent)
2017-10-02 13F-HR HALL LAURIE J TRUSTEE 240 240 0.00 12,818 14,033 9.48
2017-11-15 13F-HR Neuberger Berman Group LLC 11,537 10,651 -7.68 616 623 1.14
2017-11-15 13F-HR DEAN INVESTMENT ASSOCIATES, LLC 105,195 109,710 4.29 5,618 6,415 14.19
2017-08-14 13F-HR Pagoda Asset Management, LP 137,640 0 -100.00 8,077 0 -100.00
2017-11-14 13F-HR Matarin Capital Management, LLC 12,862 134,971 949.38 686,959 7,891,755 1,048.80
2017-11-06 13F-HR Advisor Group, Inc. 2,111 3,051 44.53 112 177 58.04
2017-11-14 13F-HR Parallax Volatility Advisers, L.P. 0 102 0 6
2017-11-13 13F-HR RIVERHEAD CAPITAL MANAGEMENT LLC 3,228 3,533 9.45 172 207 20.35
2017-08-14 13F-HR Schonfeld Strategic Advisors LLC 57,500 0 -100.00 3,374 0 -100.00
2017-11-14 13F-HR GOLDMAN SACHS GROUP INC Put 0 100 0 6
2017-11-22 13F-HR Steward Partners Investment Advisory, Llc 38 38 0.00 2 2 0.00
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 36,700 106,600 190.46 1,960 6,233 218.01
2017-11-13 13F-HR OXFORD ASSET MANAGEMENT 53,484 49,655 -7.16 2,857 2,913 1.96
2017-11-02 13F-HR Boyar Asset Management Inc. 11,236 11,236 0.00 600 657 9.50
2017-11-14 13F-HR Zions Bancorporation 0 1,167 0 68
2017-11-14 13F-HR Origin Asset Management LLP 5,145 301
2017-11-09 13F-HR FNY Managed Accounts LLC 96 5
2017-11-09 13F-HR FFCM LLC 1,014 874 -13.81 55 52 -5.45
2017-11-13 13F-HR BABSON CAPITAL MANAGEMENT LLC 25,300 25,300 0.00 1,351 1,479 9.47
2017-11-14 13F-HR AJO, LP 996,174 936,276 -6.01 53,206 54,744 2.89
2017-11-02 13F-HR Jacobi Capital Management LLC 13 13 0.00 1 1 0.00
2017-11-20 13F-HR/A-1 ClariVest Asset Management LLC 32 32 0.00 2 2 0.00
2017-11-14 13F-HR Proficio Capital Partners LLC 57 57 0.00 4 3 -25.00
2017-11-14 13F-HR BALYASNY ASSET MANAGEMENT LLC 31,377 785,069 2,402.05 1,676 45,903 2,638.84
2017-07-31 13F-HR Nine Chapters Capital Management LLC 4,700 0 -100.00 276 0 -100.00
2017-08-18 13F-HR WFG Advisors, LP 11 11 0.00 1 1 0.00
2017-11-06 13F-HR Municipal Employees' Retirement System of Michigan 21,420 15,750 -26.47 1,144 921 -19.49
2017-11-02 13F-HR Boston Partners 380,274 388,842 2.25 20,311 22,736 11.94
2017-11-14 13F-HR TUDOR INVESTMENT CORP ET AL 7,153 3,716 -48.05 382 217 -43.19
2017-11-14 13F-HR Invesco Ltd. 162,703 140,886 -13.41 8,690 8,238 -5.20
2017-11-13 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 962,669 856,141 -11.07 51,416 50,059 -2.64
2017-11-13 13F-HR Goss Wealth Management LLC 39 0 -100.00 2,151 0 -100.00
2017-11-14 13F-HR Ionic Capital Management LLC 8,900 4,450 -50.00 475 260 -45.26
2017-11-14 13F-HR Squarepoint Ops LLC 8,879 0 -100.00 474 0 -100.00
2017-10-16 13F-HR CLARK ESTATES INC/NY 59,000 62,900 6.61 3,151 3,678 16.72
2017-11-08 13F-HR MACQUARIE GROUP LTD 14,900 26,600 78.52 796 1,555 95.35
2017-11-14 13F-HR ROYAL BANK OF CANADA Call 44,900 2,625
2017-11-14 13F-HR GEODE CAPITAL MANAGEMENT, LLC 470,493 459,587 -2.32 25,128 26,871 6.94
2017-11-09 13F-HR TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 11,570 11,570 0.00 618 676 9.39
2017-11-15 13F-HR RWC Asset Management LLP 41,311 54,224 31.26 2,206 3,170 43.70
2017-11-13 13F-HR Investec Asset Management LTD 1,240,793 1,799,372 45.02 66,271 105,209 58.76
2017-11-14 13F-HR MILLENNIUM MANAGEMENT LLC 352,868 241,874 -31.45 18,847 14,142 -24.96
2017-08-14 13F-HR Parallax Volatility Advisers, L.P. Call 6,000 0 -100.00 352 0 -100.00
2017-11-09 13F-HR South Dakota Investment Council 119,082 99,182 -16.71 6,360 5,799 -8.82
2017-11-14 13F-HR TPG Group Holdings (SBS) Advisors, Inc. 35,501 35,501 0.00 1,896 2,076 9.49
2017-11-14 13F-HR Covington Capital Management 51 3
2017-10-17 13F-HR Cutler Group LP Call 100 2,000 1,900.00 0 2
2017-11-13 13F-HR OPPENHEIMER FUNDS INC 13,236 12,844 -2.96 707 751 6.22
2017-11-08 13F-HR Dynamic Technology Lab Private Ltd 15,213 0 -100.00 813 0 -100.00
2017-11-13 13F-HR MARTINGALE ASSET MANAGEMENT L P 180,145 158,045 -12.27 9,622 9,241 -3.96
2017-11-14 13F-HR AHL Partners LLP 42,635 69,599 63.24 2,277 4,069 78.70
2017-10-12 13F-HR Advisory Services Network, LLC 320 320 0.00 17 19 11.76
2017-11-14 13F-HR CREDIT AGRICOLE S A 5,466 4,517 -17.36 292 264 -9.59
2017-11-13 13F-HR ENVESTNET ASSET MANAGEMENT INC 8,041 8,608 7.05 427 501 17.33
2017-11-07 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 447 512 14.54 24 30 25.00
2017-11-13 13F-HR DIMENSIONAL FUND ADVISORS LP 343,238 370,000 7.80 18,332 21,634 18.01
2017-11-14 13F-HR D. E. Shaw & Co., Inc. 36,095 18,641 -48.36 1,928 1,090 -43.46
2017-12-14 13F-HR/A-1 PARAMETRIC PORTFOLIO ASSOCIATES LLC 95,376 125,930 32.04 5,094 7,363 44.54
2017-11-14 13F-HR ROYAL BANK OF CANADA 93,357 94,448 1.17 4,986 5,521 10.73
2017-11-13 13F-HR TEACHERS ADVISORS INC 183,586 204,574 11.43 9,805 11,961 21.99
2017-11-14 13F-HR Cantab Capital Partners LLP 23,080 37,639 63.08 1,233,000 2,201,000 78.51
2017-11-13 13F-HR Gideon Capital Advisors, Inc. 0 5,533 0 324
2017-08-14 13F-HR Allianz Asset Management AG 149,541 0 -100.00 8,775 0 -100.00
2017-11-15 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 140,400 142,644 1.60 7,499 8,340 11.21
2017-11-13 13F-HR PROFUND ADVISORS LLC 6,402 6,162 -3.75 342 360 5.26
2017-11-13 13F-HR STIFEL FINANCIAL CORP 30,333 35,740 17.83 1,603 2,101 31.07
2017-10-17 13F-HR CAPITAL ONE, NATIONAL ASSOCIATION 7,381 7,371 -0.14 394 431 9.39
2017-11-09 13F-HR TWIN CAPITAL MANAGEMENT INC 41,487 35,804 -13.70 2,216 2,093 -5.55
2017-11-06 13F-HR RHUMBLINE ADVISERS 113,536 118,629 4.49 6,064 6,936 14.38
2017-11-14 13F-HR Schafer Cullen Capital Management Inc 9,785 8,940 -8.64 523 523 0.00
2017-10-23 13F-HR Nationwide Fund Advisors 205,788 187,126 -9.07 10,991 10,941 -0.45
2017-11-13 13F-HR ProShare Advisors LLC 4,109 3,603 -12.31 219 211 -3.65
2017-11-14 13F-HR Tyers Asset Management LLC 2,944 3,136 6.52 157 183 16.56
2017-11-09 13F-HR Mork Capital Management 20,000 20,000 0.00 1,068 1,169 9.46
2017-11-14 13F-HR GUGGENHEIM CAPITAL LLC 74,443 17,370 -76.67 3,974 1,016 -74.43
2017-11-07 13F-HR AMERIPRISE FINANCIAL INC 510,465 162,436 -68.18 27,264 9,497 -65.17
2017-08-15 13F-HR WESTWOOD HOLDINGS GROUP INC 152,862 0 -100.00 8,970 0 -100.00
2017-11-09 13F-HR NorthCoast Asset Management LLC 5,423 0 -100.00 290 0 -100.00
2017-11-14 13F-HR JACOBS LEVY EQUITY MANAGEMENT, INC 226,056 216,804 -4.09 12,074 12,677 4.99
2017-11-14 13F-HR Glen Harbor Capital Management LLC 6,256 6,664 6.52 334 390 16.77
2017-11-13 13F-HR M&T BANK CORP 5,182 5,093 -1.72 278 299 7.55
2017-10-19 13F-HR STATE TREASURER STATE OF MICHIGAN 22,750 19,550 -14.07 1,215 1,143 -5.93
2017-11-13 13F-HR Convergence Investment Partners, LLC 4,589 46,886 921.70 245 2,741 1,018.78
2017-11-14 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 54,207 51,481 -5.03 2,895 3,010 3.97
2017-08-14 13F-HR BlueCrest Capital Management Ltd 12,338 0 -100.00 724 0 -100.00
2017-10-26 13F-HR Acrospire Investment Management LLC 600 0 -100.00 32 0 -100.00
2017-10-19 13F-HR LS Investment Advisors, LLC 4,376 4,178 -4.52 234 244 4.27
2017-11-14 13F-HR FIFTH THIRD BANCORP 10 10 0.00 1 1 0.00
2017-11-13 13F-HR Investec Asset Management North America, Inc. 18,428 26,651 44.62 984 1,558 58.33
2017-08-01 13F-HR Ruggie Capital Group 77 0 -100.00 5 0 -100.00
2017-07-27 13F-HR BESSEMER GROUP INC 2,320 0 -100.00 136 0 -100.00
2017-10-12 13F-HR DAVENPORT & Co LLC 18,650 18,550 -0.54 996,097 1,084,619 8.89
2017-11-14 13F-HR IHT Wealth Management, LLC 15 1
2017-11-14 13F-HR PDT Partners, LLC 112,800 138,209 22.53 6,025 8,081 34.12
2017-08-14 13F-HR/A-5 Pine River Capital Management L.P. 0 0 0 0
2017-11-14 13F-HR NGAM ADVISORS, L.P. 46,093 47,653 3.38 2,462 2,786 13.16
2017-11-13 13F-HR Quantitative Investment Management, LLC 0 67,800 0 3,964
2017-11-13 13F-HR Ferris Capital, Llc 265 0 -100.00 14 0 -100.00
2017-08-15 13F-HR Verition Fund Management LLC 5,173 0 -100.00 304 0 -100.00
2017-11-03 13F-HR World Asset Management Inc 3,972 3,869 -2.59 212 226 6.60
2017-11-13 13F-HR O'SHAUGHNESSY ASSET MANAGEMENT, LLC 8 0
2017-11-02 13F-HR PRUDENTIAL FINANCIAL INC 337,589 289,554 -14.23 18,031 16,931 -6.10
2017-08-09 13F-HR OPPENHEIMER & CO INC 9,500 0 -100.00 557 0 -100.00
2017-11-08 13F-HR Pacer Advisors, Inc. 9,770 9,294 -4.87 522 543 4.02
2017-11-14 13F-HR Bayesian Capital Management, LP 0 6,300 0 368
2017-11-09 13F-HR JP MORGAN CHASE & CO 505,435 424,550 -16.00 26,996 24,908 -7.73
2017-11-20 13F-HR DELPHI MANAGEMENT INC /MA/ 41,142 41,098 -0.11 2,197 2,403 9.38
2017-11-07 13F-HR SG Americas Securities, LLC 20,608 9,667 -53.09 1,101 565 -48.68
2017-08-10 13F-HR BlueMountain Capital Management, LLC 26,035 0 -100.00 1,528 0 -100.00
2017-10-30 13F-HR THOMPSON DAVIS & CO., INC. 56 56 0.00 3 3 0.00
2017-10-11 13F-HR CIGNA INVESTMENTS INC /NEW 6,384 6,265 -1.86 341 366 7.33
2017-11-09 13F-HR VIRGINIA RETIREMENT SYSTEMS ET AL 24,100 20,600 -14.52 1,287 1,204 -6.45
2017-08-14 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC 2,700 0 -100.00 158 0 -100.00
2017-11-13 13F-HR Gargoyle Investment Advisor L.L.C. 12,053 12,053 0.00 644 705 9.47
2017-11-06 13F-HR SEI INVESTMENTS CO 48,982 2,507 -94.88 2,616 146 -94.42
2017-10-27 13F-HR Parkside Financial Bank & Trust 6,122 6,085 -0.60 327 356 8.87
2017-10-31 13F-HR DUPONT CAPITAL MANAGEMENT Corp 155,174 105,000 -32.33 8,288 6,139 -25.93
2017-11-14 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 81,709 77,658 -4.96 4,364 4,541 4.06
2017-11-14 13F-HR Magnetar Financial LLC 13,511 9,232 -31.67 722 540 -25.21
2017-10-17 13F-HR Cutler Group LP Put 1,000 8,700 770.00 1 36 3,500.00
2017-11-14 13F-HR CLINTON GROUP INC 75,814 0 -100.00 4,049 0 -100.00
2017-11-15 13F-HR WOLVERINE TRADING, LLC 10,921 0 -100.00 582 0 -100.00
2017-11-14 13F-HR PEDDOCK CAPITAL ADVISORS, LLC 331 177 -46.53 18 10 -44.44
2017-11-13 13F-HR Utah Retirement Systems 9,816 9,816 0.00 524 574 9.54
2017-11-14 13F-HR BUCKHEAD CAPITAL MANAGEMENT LLC 14,510 14,510 0.00 775 848 9.42
2017-11-09 13F-HR FTB Advisors, Inc. 171 171 0.00 10 9 -10.00
2017-11-14 13F-HR DEUTSCHE BANK AG\ 482,492 453,097 -6.09 25,767 26,490 2.81
2017-10-27 13F-HR YorkBridge Wealth Partners, LLC 663 606 -8.60 36 35 -2.78
2017-10-16 13F-HR BANK OF MONTREAL /CAN/ 396,236 350,249 -11.61 21,163 20,479 -3.23
2017-11-14 13F-HR Cubist Systematic Strategies, LLC 18,392 12,671 -31.11 982 741 -24.54
2017-11-14 13F-HR STATE STREET CORP 1,494,483 1,451,325 -2.89 79,824 84,857 6.31
2017-11-13 13F-HR CITIGROUP INC 47,301 47,974 1.42 2,527 2,805 11.00
2017-11-09 13F-HR COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 8,043 7,618 -5.28 430 445 3.49
2017-11-14 13F-HR NOMURA HOLDINGS INC 23,868 7,469 -68.71 1,278 437 -65.81
2017-08-14 13F-HR NOMURA ASSET MANAGEMENT CO LTD 380 0 -100.00 22 0 -100.00
2017-11-08 13F-HR Cipher Capital LP 78,426 56,187 -28.36 4,189 3,285 -21.58
2017-08-07 13F-HR Karp Capital Management Corp 20,185 0 -100.00 1,184 0 -100.00
2017-10-13 13F-HR QUADRANT CAPITAL GROUP LLC 294 294 0.00 13 15 15.38
2017-11-14 13F-HR PEAK6 Investments, L.P. Put 11,000 3,600 -67.27 588 210 -64.29
2017-08-08 13F-HR Airain ltd 51,364 28,653 -44.22 3,014 1,530 -49.24
2017-10-31 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 84,635 84,755 0.14 4,520 4,956 9.65
2017-10-25 13F-HR Carroll Financial Associates, Inc. 75 75 0.00 4 4 0.00
2017-11-08 13F-HR CONDOR CAPITAL MANAGEMENT 10,470 10,760 2.77 559 629 12.52
2017-11-14 13F-HR/A-1 U S GLOBAL INVESTORS INC 0 25,000 0 1,462
2017-11-13 13F-HR RAYMOND JAMES & ASSOCIATES 170,737 174,224 2.04 9,119 10,187 11.71
2017-11-09 13F-HR NORDEA INVESTMENT MANAGEMENT AB 165,493 166,360 0.52 8,839 9,727 10.05
2017-10-20 13F-HR ROCKEFELLER FINANCIAL SERVICES INC 2,325 6,975 200.00 124 408 229.03
2017-11-08 13F-HR Plante Moran Financial Advisors, LLC 8 0 -100.00 0 0
2017-11-01 13F-HR GAMCO INVESTORS, INC. ET AL 1,109,850 1,103,813 -0.54 59,277 64,540 8.88
2017-11-13 13F-HR MASON STREET ADVISORS, LLC 26,921 25,850 -3.98 1,438 1,511 5.08
2017-11-14 13F-HR Gotham Asset Management, LLC 162,651 48,843 -69.97 8,687 2,856 -67.12
2017-11-06 13F-HR Spot Trading L.l.c. Put 9,700 567
2017-11-14 13F-HR Voya Investment Management LLC 20,670 20,490 -0.87 1,104 1,198 8.51
2017-08-14 13F-HR Quadrature Capital LTD 7,711 0 -100.00 452 0 -100.00
2017-11-14 13F-HR JANE STREET GROUP, LLC 0 16,215 0 948
2017-10-31 13F-HR KORNITZER CAPITAL MANAGEMENT INC /KS 111,891 28,919 -74.15 5,976 1,691 -71.70
2017-07-27 13F-HR Winfield Associates, Inc. 30 0 -100.00 2 0 -100.00
2017-11-01 13F-HR Mountain Capital Investment Advisors, Inc 32 32 0.00 2 2 0.00
2017-11-15 13F-HR/A-1 Parallel Advisors, LLC 50 130 160.00 3 6 100.00
2017-11-14 13F-HR Paloma Partners Management Co 0 3,741 0 219
2017-10-11 13F-HR American Financial Network Advisory Services Llc 59 3
2017-11-13 13F-HR Spark Investment Management LLC 93,300 93,300 0.00 4,983 5,455 9.47
2017-10-24 13F-HR FIRST TRUST ADVISORS LP 60,544 27,776 -54.12 3,234 1,624 -49.78
2017-11-14 13F-HR GOLDMAN SACHS GROUP INC Call 89,200 500 -99.44 4,764 29 -99.39
2017-11-14 13F-HR Elkfork Partners LLC 4,048 4,312 6.52 216 252 16.67
2017-11-13 13F-HR CT Mason 67,285 85,452 27.00 3,594 4,996 39.01
2017-11-14 13F-HR Itau Unibanco Holding S.A. 150 1,794 1,096.00 8 332 4,050.00
2017-08-15 13F-HR ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 7,462 0 -100.00 438 0 -100.00
2017-11-14 13F-HR Nuveen Asset Management, LLC 28,302 128,802 355.10 1,512 7,531 398.08
2017-11-17 13F-HR/A-1 Virtu Financial LLC 5,457 319
2017-11-14 13F-HR LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 13,080 0 -100.00 699 0 -100.00
2017-11-08 13F-HR Catalyst Capital Advisors LLC 5,200 0 -100.00 278 0 -100.00
2017-11-20 13F-HR PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 43,522 54,061 24.22 2,325 3,161 35.96
2017-10-26 13F-HR Raymond James Financial Services Advisors, Inc. 0 3,722 0 218
2017-11-14 13F-HR Brandywine Global Investment Management, LLC 105,090 179,592 70.89 5,613 10,501 87.08
2017-10-25 13F-HR Aperio Group, LLC 18,128 38,273 111.13 968 2,238 131.20
2017-10-23 13F-HR RELIANCE TRUST CO OF DELAWARE 6,748 6,726 -0.33 360 393 9.17
2017-11-14 13F-HR GOLDMAN SACHS GROUP INC 439,234 397,014 -9.61 23,460 23,214 -1.05
2017-11-13 13F-HR PineBridge Investments, L.P. 0 1,700 0 99
2017-10-31 13F-HR Foundry Partners, LLC 37,590 37,480 -0.29 2,008 2,191 9.11
2017-08-02 13F-HR Advisors Preferred, LLC 426 0 -100.00 25 0 -100.00
2017-11-03 13F-HR Advantus Capital Management Inc 6,957 6,597 -5.17 372 386 3.76
2017-11-01 13F-HR GABELLI FUNDS LLC 764,600 757,600 -0.92 40,837 44,297 8.47
2017-11-14 13F-HR BANK OF AMERICA CORP /DE/ 530,903 716,329 34.93 28,356 41,884 47.71
2017-11-14 13F-HR/A-1 UBS Group AG Put 12,400 0 -100.00 649 0 -100.00
2017-10-06 13F-HR North Star Investment Management Corp. 250 250 0.00 13 15 15.38
2017-11-08 13F-HR FIRST INTERSTATE BANK 278 242 -12.95 15 14 -6.67
2017-08-03 13F-HR ARCADIA INVESTMENT MANAGEMENT CORP/MI 760 0 -100.00 45 0 -100.00
2017-11-13 13F-HR KBC Group NV 34,649 33,887 -2.20 1,851 1,981 7.02
2017-11-14 13F-HR Arizona State Retirement System 23,200 29,480 27.07 1,239 1,724 39.14
2017-11-14 13F-HR PEAK6 Investments, L.P. 6,185 12,873 108.13 330 753 128.18
2017-11-14 13F-HR Westover Capital Advisors, LLC 5,274 16,918 220.78 282 989 250.71
2017-11-16 13F-HR AMERICAFIRST CAPITAL MANAGEMENT, LLC 2,859 0 -100.00 153 0 -100.00
2017-11-14 13F-HR MORGAN STANLEY 220,055 183,418 -16.65 11,753 10,725 -8.75
2017-11-14 13F-HR VANGUARD GROUP INC 4,455,552 4,222,433 -5.23 237,971 246,886 3.75
2017-11-02 13F-HR BNP Paribas Investment Partners S.A. 36,549 31,993 -12.47 1,952 1,871 -4.15
2017-11-13 13F-HR Bridgewater Associates, LP 12,339 0 -100.00 659 0 -100.00
2017-10-25 13F-HR SIMPLEX TRADING, LLC Call 3 2 -33.33 0 0
2017-08-14 13F-HR TWO SIGMA INVESTMENTS LLC 198,722 0 -100.00 11,661 0 -100.00
2017-11-14 13F-HR A.R.T. Advisors, LLC 18,200 15,300 -15.93 972 894 -8.02
2017-11-13 13F-HR Hillsdale Investment Management Inc. 140 140 0.00 7 8 14.29
2017-11-09 13F-HR WELLS FARGO & COMPANY/MN 332,475 590,647 77.65 17,758 34,535 94.48
2017-11-14 13F-HR PANAGORA ASSET MANAGEMENT INC 213,371 163,152 -23.54 11,396 9,539 -16.30
2017-11-01 13F-HR CHICAGO EQUITY PARTNERS LLC 9,100 9,100 0.00 486 532 9.47
2017-11-08 13F-HR THOMPSON SIEGEL & WALMSLEY LLC 2,167,154 2,134,439 -1.51 115,747 124,801 7.82
2017-10-25 13F-HR SIMPLEX TRADING, LLC Put 88 33 -62.50 20 0 -100.00
2017-11-13 13F-HR NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC 9,486 6,813 -28.18 507 398 -21.50
2017-11-13 13F-HR US BANCORP \DE\ 1,101 1,143 3.81 59 67 13.56
2017-11-13 13F-HR BROWN ADVISORY INC 0 3,477 0 203
2017-11-14 13F-HR Honeycomb Asset Management LP 250,000 14,618
2017-11-14 13F-HR Dean Capital Management 67,495 74,975 11.08 3,605 4,384 21.61
2017-11-06 13F-HR COMERICA BANK 43,001 40,703 -5.34 2,644 2,095 -20.76
2017-10-12 13F-HR TEALWOOD ASSET MANAGEMENT INC 44,964 44,339 -1.39 2,402 2,593 7.95
2017-11-14 13F-HR UBS Group AG 121,268 178,159 46.91 6,477 10,417 60.83
2017-11-09 13F-HR Legal & General Group Plc 46,479 58,260 25.35 2,482 3,406 37.23
2017-08-15 13F-HR Intellectus Partners, LLC Call 1,000 0 -100.00 9 0 -100.00
2017-10-19 13F-HR APG Asset Management N.V. 0 108,400 0 6,338
2017-11-14 13F-HR Hutchin Hill Capital, LP 28,900 7,209 -75.06 1,544 422 -72.67
2017-11-13 13F-HR S. MUOIO & CO. LLC 131,388 111,388 -15.22 7,017 6,513 -7.18
2017-11-01 13F-HR AMERICAN CENTURY COMPANIES INC 0 345,686 0 20,212
2017-11-09 13F-HR CADENCE CAPITAL MANAGEMENT LLC 26,491 24,400 -7.89 1,415 1,427 0.85
2017-11-14 13F-HR Folger Hill Asset Management LP 150,000 0 -100.00 8,012 0 -100.00
2017-11-06 13F-HR Retirement Systems of Alabama 148,126 67,199 -54.63 7,911 3,929 -50.33
2017-11-13 13F-HR NORTHERN TRUST CORP 504,721 491,830 -2.55 26,957 28,757 6.68
2017-08-24 13F-HR/A-1 LORD, ABBETT & CO. LLC 908,113 0 -100.00 53,288 0
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 50,700 54,300 7.10 2,708 3,175 17.25
2017-11-06 13F-HR Opera Trading Capital 30,000 0 -100.00 1,602 0 -100.00
2017-11-14 13F-HR Walleye Trading LLC Put 2,400 500 -79.17 128 29 -77.34
2017-08-14 13F-HR CAPSTONE INVESTMENT ADVISORS, LLC 54,716 0 -100.00 3,210 0 -100.00
2017-11-14 13F-HR Honeycomb Asset Management LP Call 250,000 14,618
2017-11-13 13F-HR Blue Sky Asset Management, LLC 8,190 0 -100.00 437 0 -100.00
2017-11-13 13F-HR LSV ASSET MANAGEMENT 721,131 1,283,172 77.94 38,515 75,027 94.80
2017-11-03 13F-HR BNP PARIBAS ARBITRAGE, SA 33,080 32,307 -2.34 1,766,803 1,888,990 6.92
2017-11-13 13F-HR TEXAS PERMANENT SCHOOL FUND 40,235 38,021 -5.50 2,149 2,223 3.44
2017-11-07 13F-HR Financial Engines Advisors L.L.C. 0 9 0 1
2017-11-14 13F-HR HANCOCK HOLDING CO 216,485 223,761 3.36 11,563 13,083 13.15
2017-08-14 13F-HR Zebra Capital Management LLC 20,423 0 -100.00 1,198 0 -100.00
2017-11-13 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 95,638 86,442 -9.62 5,108 5,054 -1.06
2017-11-14 13F-HR BARCLAYS PLC 146,805 105,428 -28.19 7,841 6,165 -21.37
2017-11-13 SC 13G COOPERMAN LEON G 2,941,912
2017-08-15 13F-HR Americafirst Quantitative Trust - Americafirst Defensive Growth & Income Portfolio, Series 2 2,859 153
2017-10-25 13F-HR FIRST QUADRANT L P/CA 221,155 221,155 0.00 11,812 12,931 9.47
2017-10-16 13F-HR State of Alaska, Department of Revenue 5,222 5,652 8.23 278 330 18.71
2017-11-14 13F-HR AlphaOne Investment Services, LLC 0 2,632 0 154
2017-11-14 13F-HR PEAK6 Investments, L.P. Call 8,400 100 -98.81 449 6 -98.66
2017-10-19 13F-HR OAKBROOK INVESTMENTS LLC 4,440 4,100 -7.66 237 240 1.27
2017-10-24 13F-HR BENJAMIN F. EDWARDS & COMPANY, INC. 2,426 2,426 0.00 130 142 9.23
2017-11-15 13F-HR Sterling Capital Management LLC 0 41,580 0 2,431
2017-11-15 13F-HR WOLVERINE TRADING, LLC Put 10,200 0 -100.00 543 0 -100.00
2017-11-14 13F-HR AMP Capital Investors Ltd 21,637 27,067 25.10 1,153 1,583 37.29
2017-11-13 13F-HR FEDERATED INVESTORS INC /PA/ 90,698 87,666 -3.34 4,844 5,126 5.82
2017-11-13 13F-HR PINNACLE ASSOCIATES LTD 808,664 785,587 -2.85 43,191 45,933 6.35
2017-11-09 13F-HR AMALGAMATED BANK 11,358 10,667 -6.08 607 624 2.80
2017-11-07 13F-HR Advisors Asset Management, Inc. 169 0 -100.00 9 0 -100.00
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 14,011 9,653 -31.10 748 564 -24.60
2017-11-06 13F-HR LOS ANGELES CAPITAL MANAGEMENT & EQUITY RESEARCH INC 464,968 41,732 -91.02 24,834 2,440 -90.17
2017-11-03 13F-HR ALPS ADVISORS INC 0 8,336 0 487
2017-11-13 13F-HR BB&T SECURITIES, LLC 6,560 6,880 4.88 350 402 14.86
2017-10-12 13F-HR Gemmer Asset Management LLC 57 57 0.00 3 3 0.00
2017-11-14 13F-HR Meadow Creek Investment Management LLC 5,152 5,488 6.52 275 321 16.73
2017-11-14 13F-HR CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 19,815 45,436 129.30 1,058 2,656 151.04
2017-11-14 13F-HR Kemnay Advisory Services Inc. 14,017 820
2017-11-14 13F-HR GLENMEDE TRUST CO NA 229 206 -10.04 13 12 -7.69
2017-11-14 13F-HR First Pacific Advisors, LLC 31,750 0 -100.00 1,696 0 -100.00
2017-11-14 13F-HR JANE STREET GROUP, LLC Put 26,600 1,555
2017-11-13 13F-HR Resources Investment Advisors, Inc. 250 250 0.00 13 15 15.38
2017-11-15 13F-HR GROUP ONE TRADING, L.P. Call 0 4,200 0 246
2017-10-24 13F-HR HUNTINGTON NATIONAL BANK 159 159 0.00 8 9 12.50
2017-10-25 13F-HR Cornerstone Advisors, Inc. 75 75 0.00 4 4 0.00
2017-11-14 13F-HR BROWN BROTHERS HARRIMAN & CO 34 34 0.00 2 2 0.00
2017-11-09 13F-HR SCHRODER INVESTMENT MANAGEMENT GROUP 224,290 287,390 28.13 11,946 16,862 41.15
2017-08-10 13F-HR SEVEN EIGHT CAPITAL, LLC 10,200 0 -100.00 599 0 -100.00
2017-10-27 13F-HR Cable Hill Partners, LLC 176 346 96.59 10 20 100.00
2017-11-14 13F-HR Jefferies Group LLC 14,725 61,326 316.48 786 3,586 356.23
2017-11-28 13F-HR/A-1 SHELTON CAPITAL MANAGEMENT 4,438 4,438 0.00 237 259 9.28
2017-10-25 13F-HR SIMPLEX TRADING, LLC 3,169 0 -100.00 169 0 -100.00
2017-11-13 13F-HR Winton Capital Group Ltd 35,558 0 -100.00 1,899 0 -100.00
2017-10-13 13F-HR JAMES INVESTMENT RESEARCH INC 20,700 26,800 29.47 1,106 1,567 41.68
2017-11-09 13F-HR CITADEL ADVISORS LLC Call 19,300 13,300 -31.09 1,031 778 -24.54
2017-11-15 13F-HR Balentine LLC 440 597 35.68 24 35 45.83
2017-08-01 13F-HR KELLY LAWRENCE W & ASSOCIATES INC/CA 1 0 -100.00 0 0
2017-10-30 13F-HR PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 11,995 11,560 -3.63 641 676 5.46
2017-11-06 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 184,261 173,353 -5.92 9,841 10,136 3.00
2017-11-14 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC 10,731 0 -100.00 572 0 -100.00
2017-10-13 13F-HR Somerset Trust Co 6,415 375
2017-10-17 13F-HR Creative Planning 814 0 -100.00 43 0 -100.00
2017-11-14 13F-HR BANK OF AMERICA CORP /DE/ Call 10,000 0 -100.00 534 0 -100.00
2017-11-14 13F-HR AQR CAPITAL MANAGEMENT LLC 309,751 361,400 16.67 16,544 21,131 27.73
2017-11-13 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 306,966 312,148 1.69 16,396 18,252 11.32
2017-08-11 13F-HR KCG HOLDINGS, INC. 0 14,889 0 795
2017-11-14 13F-HR Horizon Kinetics LLC 771,732 751,035 -2.68 41,219 43,913 6.54
2017-07-31 13F-HR TELEMUS CAPITAL, LLC 45,688 0 -100.00 2,681 0 -100.00
2017-11-09 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 33,977 31,048 -8.62 1,814 1,821 0.39
2017-11-01 13F-HR State of Tennessee, Treasury Department 10,000 10,000 0.00 534 585 9.55
2017-11-13 13F-HR Renaissance Technologies LLC 42,500 163,300 284.24 2,270 9,548 320.62
2017-08-08 13F-HR Bellwether Investment Group, LLC 27 0 -100.00 2 0 -100.00
2017-10-16 13F-HR Louisiana State Employees Retirement System 14,400 13,900 -3.47 769 813 5.72
2017-08-14 13F-HR Sciencast Management LP 4,336 0 -100.00 254 0 -100.00
2017-11-13 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 3,274 3,811 16.40 175 223 27.43
2017-11-08 13F-HR D.A. DAVIDSON & CO. 13,547 13,591 0.32 723 794 9.82
2017-11-01 13F-HR Perpetual Ltd 8,151 0 -100.00 435 0 -100.00
2017-10-23 13F-HR FOX RUN MANAGEMENT, L.L.C. 8,500 4,100 -51.76 454 240 -47.14
2017-11-09 13F-HR AMERICAN INTERNATIONAL GROUP INC 112,795 106,547 -5.54 6,024 6,230 3.42
2017-11-08 13F-HR NEXT Financial Group, Inc 114 70 -38.60 6,000 4 -99.93
2017-11-13 13F-HR Alambic Investment Management, L.P. 20,440 1,195
2017-11-08 13F-HR FAYEZ SAROFIM & CO 6,220 6,220 0.00 332 364 9.64
2017-07-25 13F-HR ACADIAN ASSET MANAGEMENT LLC 799 0 -100.00 47 0 -100.00
2017-11-14 13F-HR Clearbridge Investments, LLC 8,616,444 8,395,606 -2.56 460,204 490,891 6.67
2017-10-27 13F-HR Mosaic Family Wealth, LLC 661 648 -1.97 35 38 8.57
2017-11-09 13F-HR WELLS FARGO & COMPANY/MN Call 18,700 29
2017-11-08 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 100 190 90.00 5 11 120.00
2017-07-18 13F-HR/A-3 BOOTHBAY FUND MANAGEMENT, LLC Call 5,000 0 -100.00 373 0 -100.00
2017-11-03 13F-HR WRAPMANAGER INC 4,102 4,111 0.22 219 240 9.59
2017-11-13 13F-HR Catamount Wealth Management 85 0 -100.00 5 0 -100.00
2017-11-15 13F-HR Krilogy Financial LLC 1,631 1,631 0.00 87 95 9.20
2017-11-13 13F-HR Laurion Capital Management LP 6,900 0 -100.00 369 0 -100.00
2017-11-13 13F-HR WELLINGTON MANAGEMENT GROUP LLP 14,570 0 -100.00 778 0 -100.00
2017-11-15 13F-HR Ameritas Investment Partners, Inc. 16,583 15,633 -5.73 886 950 7.22
2017-11-13 13F-HR FORT, L.P. 390,794 355,785 -8.96 20,872 20,803 -0.33
2017-08-14 13F-HR GMT CAPITAL CORP 87,100 0 -100.00 5,111 0 -100.00
2017-10-30 13F-HR IFP Advisors, Inc 850 767 -9.76 45 45 0.00
2017-11-13 13F-HR PATHSTONE FAMILY OFFICE, LLC 600 0 -100.00 32 0 -100.00
2017-11-14 13F-HR OPPENHEIMER ASSET MANAGEMENT INC. 3,077 3,208 4.26 164 188 14.63
2017-11-08 13F-HR ING GROEP NV 6,704 6,378 -4.86 358 373 4.19
2017-11-13 13F-HR/A-1 NORGES BANK 349,462 387,685 10.94 21,114 19,203 -9.05
2017-11-06 13F-HR Lingohr & Partner Asset Management GmbH 13,790 710
2017-10-18 13F-HR Mutual of America Capital Management LLC 86,207 82,572 -4.22 4,604 4,828 4.87
2017-11-03 13F-HR JENNISON ASSOCIATES LLC 1,590,605 1,155,348 -27.36 84,954 67,553 -20.48
2017-11-15 13F-HR GROUP ONE TRADING, L.P. 0 6,403 0 374
2017-10-10 13F-HR Baystate Wealth Management LLC 10 10 0.00 1 1 0.00
2017-11-14 13F-HR DREMAN VALUE MANAGEMENT, L L C 5,384 5,384 0.00 288 315 9.38
2017-10-12 13F-HR Sonora Investment Management, LLC 25 1,462
2017-11-14 13F-HR Walleye Trading LLC 4,876 7,893 61.87 260 462 77.69
2017-07-13 13F-HR Princeton Alpha Management LP 7,784 0 -100.00 457 0 -100.00
2017-11-06 13F-HR TEACHER RETIREMENT SYSTEM OF TEXAS 4,513 4,589 1.68 241 268 11.20
2017-11-09 13F-HR BBT Capital Management, LLC Call 0 98,000 0 5,730
2017-11-13 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 51,669 52,361 1.34 2,759,641 3,061,548 10.94
2017-11-14 13F-HR Intellectus Partners, LLC Put 1,500 0 -100.00 5 0 -100.00
2017-11-13 13F-HR FMR LLC / Fidelity Management & Research 1,172,084 855,932 -26.97 62,601 50,046 -20.06
2017-11-14 13F-HR CREDIT SUISSE AG/ 98,065 57,831 -41.03 5,238 3,381 -35.45
2017-10-26 13F-HR Integrated Investment Consultants, LLC 83 83 0.00 4 5 25.00
2017-11-14 13F-HR TLP GROUP LLC 4,817 0 -100.00 257 0 -100.00
2017-10-30 13F-HR NEW YORK STATE TEACHERS RETIREMENT SYSTEM 114,300 112,900 -1.22 6,105 6,601 8.12
2017-11-14 13F-HR Clark Capital Management Group, Inc. 12,252 14,135 15.37 654 826 26.30
2017-11-14 13F-HR Intellectus Partners, LLC 24,729 10,304 -58.33 25 602 2,308.00
2017-11-02 13F-HR BECKER CAPITAL MANAGEMENT INC 170,330 0 -100.00 9,097 0 -100.00
2017-11-08 13F-HR Berkeley Capital Partners, LLC 12,713 13,101 3.05 679 766 12.81
2017-11-13 13F-HR LAZARD ASSET MANAGEMENT LLC 14,678 14,678 0.00 783 858 9.58
2017-11-14 13F-HR Tourbillon Capital Partners, L.P. 771,756 817,016 5.86 41,219 47,771 15.90
2017-11-14 13F-HR FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. 6,982 6,565 -5.97 373 384 2.95
2017-11-03 13F-HR Swiss National Bank 93,700 92,200 -1.60 5,005 5,391 7.71
2017-11-13 13F-HR ALLIANCEBERNSTEIN L.P. 386,224 350,759 -9.18 20,628 20,509 -0.58
2017-08-14 13F-HR Teza Capital Management LLC 4,137 0 -100.00 243 0
2017-10-12 13F-HR Weaver C. Barksdale & Associates, Inc. 261 253 -3.07 14 15 7.14
2017-11-07 13F-HR Russell Investments Group, Ltd. 97,460 53,269 -45.34 5,205 3,114 -40.17
2017-11-20 13F-HR GSA CAPITAL PARTNERS LLP 17,207 4,987 -71.02 919 292 -68.23
2017-08-10 13F-HR Engineers Gate Manager LP 75,153 0 -100.00 4,410 0 -100.00
2017-11-13 13F-HR Bb&t Investment Services, Inc. 2 84 4,100.00 0 3
2017-11-14 13F-HR THRIVENT FINANCIAL FOR LUTHERANS 11,150 11,130 -0.18 596 651 9.23
2017-10-10 13F-HR AMERICAN NATIONAL BANK 34,567 38,214 10.55 1,846 2,234 21.02
2017-11-14 13F-HR HighTower Advisors, LLC 5,718 5,625 -1.63 289 322 11.42
2017-10-13 13F-HR NISA INVESTMENT ADVISORS L.L.C. 7,982 10,982 37.58 423 642 51.77
2017-11-06 13F-HR DekaBank Deutsche Girozentrale 58,897 3,602
2017-11-13 13F-HR Invictus RG 116 0 -100.00 6 0 -100.00
2017-11-15 13F-HR Wealthcare Advisory Partners LLC 49 3
2017-11-14 13F-HR NUMERIC INVESTORS LLC 9,100 0 -100.00 486 0 -100.00
2017-11-07 13F-HR Quantbot Technologies LP 1,427 5,103 257.60 76 298 292.11
2017-11-13 13F-HR Evercore Wealth Management, LLC 31,305 27,985 -10.61 1,672 1,637 -2.09
2017-10-27 13F-HR Alexandria Capital, LLC 4 6 50.00 0 0
2017-11-14 13F-HR BlackRock Inc. Call 140,000 177,500 26.79 7,477 10,378 38.80
2017-11-14 13F-HR BlackRock Inc. Put 50,500 0 -100.00 2,697 0 -100.00
2017-11-02 13F-HR OREGON PUBLIC EMPLOYEES RETIREMENT FUND 20,794 19,200 -7.67 1,111 1,123 1.08
2017-08-14 13F-HR SECOR Capital Advisors, LP 5,587 0 -100.00 328 0 -100.00
2017-10-25 13F-HR FIRST MANHATTAN CO 15 64 326.67 0 3
2017-11-07 13F-HR Mascoma Wealth Management LLC 1,000 58
2017-11-13 13F-HR Pacad Investment Ltd. 21,266 7,700 -63.79 1,136 450 -60.39
2017-11-14 13F-HR Omega Advisors Inc. 885,185 1,353,517 52.91 47,278 79,140 67.39
2017-11-08 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 2,164 2,164 0.00 116 127 9.48
2017-11-03 13F-HR/A-1 CANADA PENSION PLAN INVESTMENT BOARD 46,486 127,386 174.03 2,483 7,448 199.96
2017-11-13 13F-HR HPM Partners LLC 0 6,094 0 356
2017-11-14 13F-HR Liberty Mutual Group Asset Management Inc. 21,535 14,415 -33.06 1,151 843 -26.76
2017-11-14 13F-HR TWO SIGMA ADVISERS, LP 9,815 16,515 68.26 524 966 84.35
2017-11-15 13F-HR Janney Montgomery Scott LLC 21,399 17,957 -16.08 1,143 1,050 -8.14
2017-11-14 13F-HR HSBC HOLDINGS PLC 38,040 4,040 -89.38 2,033 236 -88.39
2017-08-31 13F-HR/A-1 UBS OCONNOR LLC 83,891 0 -100.00 4,923,000 0 -100.00
2017-11-06 13F-HR Bank of New York Mellon Corp 725,470 778,748 7.34 38,746 45,533 17.52
2017-11-14 13F-HR Her Majesty the Queen in Right of the Province of Alberta as represented by Alberta Investment Management Corp 14,781 24,000 62.37 789 1,403 77.82
2017-11-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 1,508 2,149 42.51 81 126 55.56
2017-10-12 13F-HR CONTRAVISORY INVESTMENT MANAGEMENT, INC. 15 1
2017-11-14 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ 39,685 34,818 -12.26 2,120 2,036 -3.96
2017-11-22 13F-HR Chicago Partners Investment Group LLC 500 603 20.60 26 35 34.62
2017-10-25 13F-HR Clear Harbor Asset Management, LLC 59,580 60,345 1.28 3,352 3,528 5.25
2017-11-15 13F-HR WOLVERINE TRADING, LLC Call 3,900 0 -100.00 208 0 -100.00
2017-11-14 13F-HR Natixis 0 3,422 0 200
2017-10-18 13F-HR HOWE & RUSLING INC 100 100 0.00 5 6 20.00
2017-12-07 SC 13G/A BlackRock Inc. 5,031,464 5,377,937 6.89
2017-08-14 13F-HR LUCUS ADVISORS LLC 7,014 0 -100.00 412 0 -100.00
2017-10-12 13F-HR SENTINEL TRUST CO LBA 10,982 10,982 0.00 587 642 9.37
2017-11-03 13F-HR GREENWOOD CAPITAL ASSOCIATES LLC 5,093 4,862 -4.54 272 284 4.41
2017-11-13 13F-HR SHAPIRO CAPITAL MANAGEMENT LLC 2,394,009 1,934,897 -19.18 127,864,020 113,133,427 -11.52
2017-11-14 13F-HR PRUDENTIAL PLC 100,000 100,000 0.00 5,341 5,847 9.47
2017-11-15 13F-HR GROUP ONE TRADING, L.P. Put 0 3,600 0 210
2017-12-01 13F-HR/A-1 Axa 43,100 245,100 468.68 2,302 14,331 522.55
2017-11-06 13F-HR TCW GROUP INC 12,053 12,053 0.00 644 705 9.47
2017-08-01 13F-HR Trexquant Investment LP 5,200 0 -100.00 305 0 -100.00
2017-11-14 13F-HR Kynikos Associates LP 45,933 2,655
2017-10-24 13F-HR Consolidated Investment Group LLC 31,375 31,375 0.00 1,675 1,834 9.49
2017-11-01 13F-HR STATE OF WISCONSIN INVESTMENT BOARD 10,694 10,920 2.11 571 638 11.73
2017-11-16 13F-HR ALGERT GLOBAL LLC 9,680 0 -100.00 517 0 -100.00
2017-10-16 13F-HR RNC CAPITAL MANAGEMENT LLC 4,662 4,662 0.00 249 273 9.64
2017-08-14 13F-HR/A-1 Freestone Capital Holdings, LLC 8,943 0 -100.00 525 0 -100.00
2017-11-14 13F-HR SOROS FUND MANAGEMENT LLC 6,100 5,400 -11.48 326 316 -3.07
2017-10-20 13F-HR MEEDER ASSET MANAGEMENT INC 924 6,461 599.24 49 378 671.43
2017-11-14 13F-HR LPL Financial LLC 13,845 23,501 69.74 750 1,363 81.73
2017-11-01 13F-HR STEVENS CAPITAL MANAGEMENT LP 92,926 40,318 -56.61 4,963 2,357 -52.51
2017-11-02 13F-HR PRINCIPAL FINANCIAL GROUP INC 236,847 224,205 -5.34 12,650 13,109 3.63
2017-10-17 13F-HR Cutler Group LP 132 14,803 11,114.39 7 865 12,257.14
2017-11-15 13F-HR/A-1 Valeo Financial Advisors, Llc 500 29
2017-11-09 13F-HR CITADEL ADVISORS LLC Put 4,900 18,300 273.47 262 1,070 308.40
2017-08-11 13F-HR Tricadia Capital Management, LLC 131,585 0 -100.00 7,721 0 -100.00
2017-08-14 13F-HR Parallax Volatility Advisers, L.P. Put 5,000 0 -100.00 294 0 -100.00
2017-11-08 13F-HR STEPHENS INC /AR/ 7,793 0 -100.00 416 0 -100.00
2017-11-14 13F-HR BOOTHBAY FUND MANAGEMENT, LLC 4,691 0 -100.00 251 0 -100.00
2017-11-14 13F-HR Walleye Trading LLC Call 1,800 0 -100.00 96 0 -100.00
CUSIP: 00164V103