SecurityAMBA / Ambarella, Inc. (G037AX101)
CEOWang Feng-Ming
IndustrySemiconductors and Related Devices
Institutional Owners238
Institutional Shares25,139,527 - 64.26%
Share Based Compensation Arrangement By Share Based Payment Award Options Outstanding Intrinsic Value39,119,000 shares (as of 2018-04-30)
Institutional Value$ 1,986,830,000 USD
Related 00B7KH3G6 / Ambarella, Inc. Bond

Institutional Stock Ownership and Shareholders()

AMBA / Ambarella, Inc. Institutional Ownership

Ambarella, Inc. (NASDAQ:AMBA) has 238 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 25,139,527 shares. Largest shareholders include Vanguard Group Inc, BlackRock Inc., Van Berkom & Associates Inc., Axa, Tide Point Capital Management, Lp, BlackRock Fund Advisors, Pinnacle Associates Ltd, Henderson Group Plc, Wellington Management Group LLP, and Nan Shan Life Insurance Co., Ltd..
Ambarella, Inc. (NASDAQ:AMBA) ownership structure shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

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File DateFormInvestor Opt Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-05-15 13F-HR GOLDMAN SACHS GROUP INC Put 261,700 163,900 -37.37 15,375 8,029 -47.78
2018-05-07 13F-HR Focused Wealth Management, Inc 79 0 -100.00 5 0 -100.00
2018-05-15 13F-HR Arrowpoint Asset Management, LLC 65,000 83,555 28.55 3,819 4,093 7.17
2018-05-02 13F-HR FTB Advisors, Inc. 2,200 2,200 0.00 129 108 -16.28
2018-05-08 13F-HR SIGNATUREFD, LLC 55 3
2018-05-15 13F-HR Nicholas Investment Partners, LP 34,186 0 -100.00 2,008 0 -100.00
2018-04-24 13F-HR McAdam, LLC 275 13
2018-05-15 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC Call 3,900 7,400 89.74 231 362 56.71
2018-05-04 13F-HR PRUDENTIAL FINANCIAL INC 3,438 0 -100.00 202 0 -100.00
2018-04-19 13F-HR Tributary Capital Management, LLC 258,968 277,859 7.29 15,214 13,612 -10.53
2018-05-14 13F-HR Shell Asset Management Co 160,600 160,600 0.00 9,435 7,868 -16.61
2018-05-15 13F-HR BARCLAYS PLC Put 103,700 52,500 -49.37 6,092 2,572 -57.78
2018-06-14 13F-HR/A Dynamic Technology Lab Private Ltd 0 5,000 0 245
2018-02-14 13F-HR Belpointe Asset Management Llc 4,417 3,667 -16.98 216 215 -0.46
2018-05-15 13F-HR TWO SIGMA INVESTMENTS LLC Put 13,400 21,700 61.94 787 1,063 35.07
2018-05-15 13F-HR PEAK6 Investments, L.P. Put 96,400 177,700 84.34 5,664 8,706 53.71
2018-05-15 13F-HR Squarepoint Ops LLC 66,111 45,036 -31.88 3,884 2,206 -43.20
2018-05-10 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 0 25,300 0 1,239
2018-05-14 13F-HR Carillon Tower Advisers, Inc. 70,400 34,489
2018-05-15 13F-HR GEODE CAPITAL MANAGEMENT, LLC 88,075 93,453 6.11 5,174 4,578 -11.52
2018-05-10 13F-HR Artisan Partners Limited Partnership 401,087 450,312 12.27 23,564 22,061 -6.38
2018-05-15 13F-HR Parallax Volatility Advisers, L.P. Call 10,800 3,700 -65.74 634 181 -71.45
2018-05-09 13F-HR BlackRock Inc. 1,516,046 1,504,165 -0.78 89,066 73,689 -17.26
2018-05-04 13F-HR Financial Gravity Companies, Inc. 17 18 5.88 1 1 0.00
2018-05-01 13F-HR Alpha Omega Wealth Management LLC 110 110 0.00 6 5 -16.67
2018-04-17 13F-HR BENJAMIN F. EDWARDS & COMPANY, INC. 1,820 1,218 -33.08 107 60 -43.93
2018-05-04 13F-HR Formidable Asset Management, LLC 14 0 -100.00 1 0 -100.00
2018-02-16 13F-HR/A Commonwealth Equity Services, Inc 31,612 28,521 -9.78 1,535 1,398 -8.93
2018-04-23 13F-HR FIRST TRUST ADVISORS LP 9,244 10,278 11.19 543 504 -7.18
2018-05-15 13F-HR J. Goldman & Co LP 8,800 431
2018-05-08 13F-HR THRIVENT FINANCIAL FOR LUTHERANS 95,341 96,598 1.32 5,602 4,732 -15.53
2018-05-15 13F-HR Parallax Volatility Advisers, L.P. Put 95,700 136,500 42.63 5,622 6,688 18.96
2018-05-15 13F-HR TWO SIGMA ADVISERS, LP 28,700 16,100 -43.90 1,686 789 -53.20
2018-04-13 13F-HR BANK OF MONTREAL /CAN/ 245 333 35.92 15 17 13.33
2018-05-11 13F-HR Well Done, LLC 139 7
2018-05-15 13F-HR EDMOND DE ROTHSCHILD HOLDING S.A. 0 1,630 0 81
2018-05-08 13F-HR Aperio Group, LLC 4,814 4,370 -9.22 283 214 -24.38
2018-05-09 13F-HR Cambridge Investment Research Advisors, Inc. 3,917 0 -100.00 230 0 -100.00
2018-04-23 13F-HR Advisory Services Network, LLC 920 920 0.00 54 45 -16.67
2018-05-10 13F-HR SMITHFIELD TRUST CO 2,000 2,000 0.00 118 98 -16.95
2018-04-10 13F-HR Curbstone Financial Management Corp 3,545 0 -100.00 208 0 -100.00
2018-05-03 13F-HR SG Americas Securities, LLC 0 7,702 0 377
2018-04-26 13F-HR SIMPLEX TRADING, LLC Put 317 160 -49.53 38 61 60.53
2018-05-15 13F-HR LPL Financial LLC 20,729 18,067 -12.84 1,218 885 -27.34
2018-05-17 13F-HR Atlantic Trust Group, LLC 160 160 0.00 9 8 -11.11
2018-05-14 13F-HR Nuveen Asset Management, LLC 0 10,000 0 490
2018-05-14 13F-HR Commonwealth Equity Services, Llc. 26,785 20,210 -24.55 1,574 990 -37.10
2018-05-15 13F-HR FORMULA GROWTH LTD 0 60,000 0 2,939
2018-05-14 13F-HR AMERIPRISE FINANCIAL INC 39,326 672,584 1,610.28 2,311 32,950 1,325.79
2017-02-10 13F-HR CG Asset Management LLC 23,650 16,250 -31.29 1,741 880 -49.45
2018-05-30 13F-HR Reliant Investment Management, LLC 31,010 31,435 1.37 1,822 1,540 -15.48
2018-05-15 13F-HR UBS Group AG Put 11,800 0 -100.00 693 0 -100.00
2017-02-10 13F-HR BlackRock Fund Advisors 815,936 960,096 17.67 60,061 51,970 -13.47
2018-04-26 13F-HR SIMPLEX TRADING, LLC Call 946 566 -40.17 555 139 -74.95
2018-05-15 13F-HR WOLVERINE TRADING, LLC Call 212,200 170,600 -19.60 12,467 8,358 -32.96
2018-05-11 13F-HR Mutual of America Capital Management LLC 28,088 0 -100.00 1,650 0 -100.00
2018-05-14 13F-HR BlueMountain Capital Management, LLC 0 6,267 0 307
2018-05-08 13F-HR Van Berkom & Associates Inc. 1,018,476 1,382,108 35.70 59,835 67,709 13.16
2018-05-15 13F-HR JANE STREET GROUP, LLC Call 691,900 99,000 -85.69 40,649 4,850 -88.07
2018-05-10 13F-HR Vantage Investment Advisors, LLC 300 300 0.00 18 15 -16.67
2018-05-23 13F-HR Financial Gravity Wealth, Inc. 18 1
2018-05-15 13F-HR Walleye Trading LLC Put 78,500 24,400 -68.92 4,615 1,195 -74.11
2018-05-10 13F-HR JP Morgan Chase & Co Put 0 100,000 0 4,899
2018-04-25 13F-HR FIRST INTERSTATE BANK 400 400 0.00 24 20 -16.67
2018-04-23 13F-HR Financial Architects, Inc 0 1,200 0 59
2017-04-07 13F-HR CT Financial Advisors LLC 365 365 0.00 19,757 19,969 1.07
2018-05-10 13F-HR Stratos Wealth Partners, LTD. 2,690 2,402 -10.71 158 118 -25.32
2018-05-10 13F-HR DENVER INVESTMENT ADVISORS LLC 7,564 8,249 9.06 444 404 -9.01
2018-05-15 13F-HR CMT Capital Markets Trading GmbH Put 72,700 68,300 -6.05 4,272 3,345 -21.70
2018-05-07 13F-HR SYNOVUS FINANCIAL CORP 4,477 8,554 91.07 267 425 59.18
2018-05-04 13F-HR Swiss National Bank 57,133 58,433 2.28 3,357 2,863 -14.72
2018-05-11 13F-HR CITIGROUP INC Call 97,600 114,500 17.32 5,734 5,609 -2.18
2018-05-15 13F-HR Jefferies Group LLC Put 17,500 0 -100.00 1,028 0 -100.00
2018-05-11 13F-HR CITADEL ADVISORS LLC Put 190,100 9,313
2018-05-15 13F-HR DEUTSCHE BANK AG\ 267,418 374,358 39.99 15,708 18,337 16.74
2018-05-15 13F-HR Edge Advisors, Llc 100 100 0.00 5 4 -20.00
2018-05-15 13F-HR A.R.T. Advisors, LLC 42,300 0 -100.00 2,485 0 -100.00
2018-04-30 13F-HR REILLY FINANCIAL ADVISORS, LLC 100 100 0.00 6 5 -16.67
2018-05-15 13F-HR ARDSLEY ADVISORY PARTNERS 4,000 0 -100.00 235 0 -100.00
2018-05-15 13F-HR CMT Capital Markets Trading GmbH 4,447 0 -100.00 727 0 -100.00
2018-05-14 13F-HR ALLIANCEBERNSTEIN L.P. 375,150 429,204 14.41 22,040 21,027 -4.60
2018-05-15 13F-HR CREDIT SUISSE AG/ 25,395 32,168 26.67 1,492 1,576 5.63
2018-04-18 13F-HR Creative Planning 6,769 6,175 -8.78 398 303 -23.87
2018-05-14 13F-HR HENDERSON GROUP PLC 673,482 814,693 20.97 39,570 39,908 0.85
2018-05-01 13F-HR OPPENHEIMER & CO INC 21,498 0 -100.00 1,263 0 -100.00
2017-05-01 13F-HR Spot Trading L.L.C Put 12,300 673
2018-05-11 13F-HR Russell Investments Group, Ltd. 18,430 21,226 15.17 1,097 1,040 -5.20
2018-05-10 13F-HR DUBUQUE BANK & TRUST CO 3,923 4,048 3.19 230 198 -13.91
2018-05-11 13F-HR Mitsubishi UFJ Securities Holdings Co., Ltd. 640 31
2018-04-30 13F-HR GREENLEAF TRUST 63,785 63,308 -0.75 3,747 3,101 -17.24
2018-05-18 13F-HR Xact Kapitalforvaltning AB 4,344 213
2018-05-14 13F-HR Cipher Capital LP 8,695 0 -100.00 510 0 -100.00
2018-05-14 13F-HR Vident Investment Advisory, LLC 316,183 419,882 32.80 18,576 21,779 17.24
2018-05-02 13F-HR Creative Financial Designs Inc /adv 225 225 0.00 13 11 -15.38
2018-05-14 13F-HR Baird Financial Group, Inc. 36,808 27,976 -23.99 2,162 1,371 -36.59
2018-05-15 13F-HR JANE STREET GROUP, LLC Put 24,300 39,100 60.91 1,428 1,916 34.17
2018-05-11 13F-HR Cutler Group LP 6,423 9,907 54.24 377 485 28.65
2018-05-15 13F-HR HighTower Advisors, LLC 4,794 0 -100.00 284 0 -100.00
2018-05-15 13F-HR HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC 14,214 14,396 1.28 835 705 -15.57
2018-04-09 13F-HR Trust Co 176 0 -100.00 10 0 -100.00
2018-05-15 13F-HR CAPITAL FUND MANAGEMENT S.A. 242,871 0 -100.00 14,269 0 -100.00
2018-05-10 13F-HR Mirae Asset Global Investments Co., Ltd. 10,570 518
2017-07-27 13F-HR Spot Trading L.l.c. Put 55,900 2,714
2018-05-15 13F-HR/A Caption Management, Llc Call 75,000 3,674
2018-05-03 13F-HR Jacobi Capital Management LLC 355 430 21.13 22 20 -9.09
2018-05-14 13F-HR Patriot Financial Group Insurance Agency, LLC 100 5
2018-05-14 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ 271,650 358,155 31.84 15,959 17,546 9.94
2018-05-15 13F-HR Parallax Volatility Advisers, L.P. 166,735 131,165 -21.33 9,796 6,426 -34.40
2018-04-25 13F-HR Genovese Burford & Brothers Wealth & Retirement Plan Management, LLC 1,500 1,500 0.00 76 73 -3.95
2018-05-11 13F-HR Cortina Asset Management, LLC 33,232 41,488 24.84 1,952 2,032 4.10
2018-05-15 13F-HR TWO SIGMA SECURITIES, LLC Call 5,200 27,900 436.54 306 1,367 346.73
2017-05-01 13F-HR Spot Trading L.L.C Call 32,800 1,794
2018-05-15 13F-HR VANGUARD GROUP INC 2,185,404 2,253,727 3.13 128,392 110,410 -14.01
2018-05-14 13F-HR WHITE PINE CAPITAL LLC 17,850 17,450 -2.24 1,049 855 -18.49
2018-05-15 13F-HR BARCLAYS PLC Call 143,400 64,900 -54.74 8,425 3,179 -62.27
2018-05-15 13F-HR Wellington Management Group LLP 593,787 771,540 29.94 34,885 37,798 8.35
2017-01-23 13F-HR CenterStar Fund, LLC Call 2
2018-05-07 13F-HR ETRADE Capital Management LLC 0 4,694 0 230
2018-05-01 13F-HR PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 7,125 7,030 -1.33 419 344 -17.90
2018-05-15 13F-HR BARCLAYS PLC 48,747 74,616 53.07 2,865 3,655 27.57
2018-05-11 13F-HR Cutler Group LP Call 30,100 28,000 -6.98 84 30 -64.29
2018-05-10 13F-HR JP Morgan Chase & Co 267,888 72,559 -72.91 15,738 3,555 -77.41
2018-05-14 13F-HR RAYMOND JAMES & ASSOCIATES 37,601 43,021 14.41 2,209 2,108 -4.57
2018-04-18 13F-HR Cornerstone Advisors, Inc. 75 75 0.00 4 4 0.00
2018-05-02 13F-HR WELLS FARGO & COMPANY/MN 70,783 71,428 0.91 4,159 3,499 -15.87
2018-05-11 13F-HR CITADEL ADVISORS LLC Call 202,400 9,916
2018-05-15 13F-HR Tower Research Capital LLC (TRC) 0 4,236 0 208
2018-05-14 13F-HR SEVEN EIGHT CAPITAL, LLC 68,085 0 -100.00 4,000 0 -100.00
2018-05-15 13F-HR TWO SIGMA SECURITIES, LLC Put 4,000 21,100 427.50 235 1,034 340.00
2018-05-15 13F-HR BALYASNY ASSET MANAGEMENT LLC Call 100,000 0 -100.00 5,875 0 -100.00
2018-05-15 13F-HR STATE STREET CORP 618,851 607,936 -1.76 36,358 29,784 -18.08
2018-05-15 13F-HR ADVANTAGE INVESTMENT MANAGEMENT, LLC 187 187 0.00 11 9 -18.18
2018-05-15 13F-HR Ameritas Investment Partners, Inc. 2,765 2,765 0.00 162 135 -16.67
2018-05-14 13F-HR TEACHERS ADVISORS INC 58,586 60,221 2.79 3,442 2,950 -14.29
2018-05-15 13F-HR TWO SIGMA INVESTMENTS LLC 6,780 49,238 626.22 398 2,412 506.03
2018-05-14 13F-HR Renaissance Technologies LLC 56,100 282,700 403.92 3,296 13,849 320.18
2018-05-15 13F-HR PEAK6 Investments, L.P. 19,625 46,601 137.46 1,153 2,283 98.01
2018-05-16 13F-HR/A GROUP ONE TRADING, L.P. 83,016 3,920 -95.28 4,877 192 -96.06
2018-05-03 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 1,355 2,053 51.51 80 101 26.25
2018-05-22 13F-HR AMALGAMATED BANK 4,369 4,302 -1.53 257 211 -17.90
2018-05-09 13F-HR SCOUT INVESTMENTS, INC. 68,450 74,175 8.36 4,021 3,634 -9.62
2018-05-02 13F-HR RHUMBLINE ADVISERS 34,204 32,454 -5.12 2,009 1,590 -20.86
2018-05-15 13F-HR Krilogy Financial LLC 60 60 0.00 4 3 -25.00
2018-04-27 13F-HR Woodard & Co Asset Management Group Inc /adv 300 300 0.00 18 15 -16.67
2018-05-15 13F-HR SYMMETRY PEAK MANAGEMENT LLC Call 25,000 0 -100.00 1,469 0 -100.00
2018-05-18 13F-HR/A ROYAL BANK OF CANADA 202,559 231,510 14.29 11,900 11,342 -4.69
2018-05-14 13F-HR/A CITADEL ADVISORS LLC Call 297,900 202,400 -32.06 17,502 9,916 -43.34
2018-05-15 13F-HR Clearbridge Investments, LLC 312,093 316,256 1.33 18,335 15,493 -15.50
2018-05-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 3,334 4,207 26.18 197 206 4.57
2018-02-14 13F-HR Arthur Zaske & Associates, LLC 4,195 4,195 0.00 206 246 19.42
2018-05-11 13F-HR PITCAIRN CO 0 4,573 0 224
2018-05-09 13F-HR NORTHERN TRUST CORP 333,410 332,679 -0.22 19,588 16,297 -16.80
2018-04-26 13F-HR Lenox Wealth Management, Inc. 300 300 0.00 18 14 -22.22
2018-05-14 13F-HR Firsthand Capital Management, Inc. 50,000 50,000 0.00 2,938 2,450 -16.61
2018-05-07 13F-HR STATE OF WISCONSIN INVESTMENT BOARD 150,000 150,000 0.00 8,813 7,348 -16.62
2018-05-07 13F-HR AMERICAN INTERNATIONAL GROUP INC 21,868 20,752 -5.10 1,285 1,017 -20.86
2018-05-09 13F-HR MESSNER & SMITH THEME VALUE INVESTMENT MANAGEMENT LTD /CA/ 0 38,920 0 1,907
2018-05-15 13F-HR TUDOR INVESTMENT CORP ET AL 0 4,657 0 228
2018-04-19 13F-HR American Research & Management Co. 1,150 350 -69.57 68 17 -75.00
2018-05-14 13F-HR Bayesian Capital Management, LP 25,800 18,700 -27.52 1,516 916 -39.58
2018-04-20 13F-HR Steward Partners Investment Advisory, Llc 5,400 264
2018-05-02 13F-HR Global X Management CO LLC 23,377 27,424 17.31 1,373 1,344 -2.11
2018-05-15 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 51,174 49,441 -3.39 3,006 2,422 -19.43
2018-05-08 13F-HR TEACHER RETIREMENT SYSTEM OF TEXAS 11,487 7,356 -35.96 675 360 -46.67
2018-05-15 13F-HR HPM Partners LLC 3,520 0 -100.00 207 0 -100.00
2018-05-14 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 79,329 81,677 2.96 4,661 4,001 -14.16
2018-05-15 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC 3,102 5,170 66.67 182 253 39.01
2017-02-10 13F-HR BlackRock Advisors LLC 11,840 15,316 29.36 872 829 -4.93
2018-05-16 13F-HR Private Capital Group, Llc 114 83 -27.19 7 4 -42.86
2018-05-15 13F-HR Krasney Financial LLC 152 7
2018-04-20 13F-HR Radnor Capital Management, LLC 9,800 10,000 2.04 576 490 -14.93
2018-04-18 13F-HR Sonora Investment Management, LLC 100 100 0.00 5,875 4,899 -16.61
2017-07-27 13F-HR Spot Trading L.l.c. 34,887 1,694
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 184,671 18,747 -89.85 10,850 918 -91.54
2017-07-06 13F-HR Independent Portfolio Consultants, Inc. 9,970 8,577 -13.97 545 416 -23.67
2018-05-11 13F-HR SevenBridge Financial Group, LLC 280 100 -64.29 16 5 -68.75
2018-05-15 13F-HR Invesco Ltd. 12,410 18,654 50.31 729 914 25.38
2018-05-09 13F-HR Candriam Luxembourg S.C.A. 0 161,715 0 7,923
2018-04-12 13F-HR Valeo Financial Advisors, Llc 27 1
2018-05-01 13F-HR Handelsinvest Investeringsforvaltning 41,700 41,700 0.00 2,450 2,043 -16.61
2018-05-11 13F-HR DIMENSIONAL FUND ADVISORS LP 172,765 303,351 75.59 10,150 14,861 46.41
2018-04-19 13F-HR Janney Montgomery Scott LLC 3,958 4,970 25.57 233 243 4.29
2018-05-15 13F-HR BALYASNY ASSET MANAGEMENT LLC 545,605 22,375 -95.90 32,054 1,096 -96.58
2018-05-15 13F-HR OXFORD ASSET MANAGEMENT 0 26,582 0 1,302
2018-04-20 13F-HR SIT INVESTMENT ASSOCIATES INC 11,350 11,350 0.00 667 556 -16.64
2017-02-10 13F-HR BlackRock Institutional Trust Company, N.A. 315,718 319,822 1.30 23,240 17,312 -25.51
2018-04-26 13F-HR CWM, LLC 19 1
2016-11-14 13F-HR Westend Capital Management LLC 16,846 1,240
2018-05-10 13F-HR HALL LAURIE J TRUSTEE 570 570 0.00 33 28 -15.15
2018-05-11 13F-HR CITIGROUP INC Put 76,500 138,700 81.31 4,494 6,795 51.20
2018-05-14 13F-HR NOMURA ASSET MANAGEMENT CO LTD 10,500 10,500 0.00 617 514 -16.69
2018-05-04 13F-HR VIRGINIA RETIREMENT SYSTEMS ET AL 0 12,000 0 588
2018-04-30 13F-HR Truewealth Llc 100 100 0.00 6 5 -16.67
2018-05-11 13F-HR PINNACLE ASSOCIATES LTD 940,939 900,934 -4.25 55,280 44,137 -20.16
2018-05-04 13F-HR Trustcore Financial Services, Llc 142 7
2018-05-15 13F-HR Diametric Capital, Lp 9,473 11,981 26.48 557 587 5.39
2018-04-26 13F-HR LOCKHEED MARTIN INVESTMENT MANAGEMENT CO 10,630 0 -100.00 625 0 -100.00
2018-05-11 13F-HR Sg3 Management, Llc Call 50,000 0 -100.00 2,938 0 -100.00
2018-05-11 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 770 1,191 54.68 46 58 26.09
2018-04-18 13F-HR/A FNY Partners Fund LP Call 5 0 -100.00 0 0
2018-02-14 13F-HR AHL Partners LLP 69,591 12,898 -81.47 3,411 758 -77.78
2018-05-14 13F-HR Evercore Wealth Management, LLC 500 0 -100.00 29 0 -100.00
2018-02-13 13F-HR COLUMBIA WANGER ASSET MANAGEMENT LLC 197,284 535,129 171.25 9,669 31,439 225.15
2018-05-11 13F-HR CITADEL ADVISORS LLC 90,883 4,452
2018-05-10 13F-HR JP Morgan Chase & Co Call 0 548,400 0 26,866
2018-05-07 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 55,600 57,500 3.42 3,267 2,817 -13.77
2018-05-15 13F-HR Bluefin Trading, LLC 34,874 0 -100.00 2,049 0 -100.00
2018-05-15 13F-HR Jericho Capital Asset Management L.P. 461,154 0 -100.00 27,093 0 -100.00
2018-05-08 13F-HR US BANCORP \DE\ 1,967 2,119 7.73 116 103 -11.21
2018-05-15 13F-HR TWO SIGMA INVESTMENTS LLC Call 27,000 19,000 -29.63 1,586 931 -41.30
2018-05-15 13F-HR Holocene Advisors, Lp 473,014 0 -100.00 27,790 0 -100.00
2018-05-10 13F-HR Employees Retirement System of Texas 82,000 82,000 0.00 4,818 4,017 -16.63
2018-05-15 13F-HR DRIEHAUS CAPITAL MANAGEMENT LLC 44,000 0 -100.00 2,585 0 -100.00
2018-05-14 13F-HR ProShare Advisors LLC 4,820 4,149 -13.92 283 203 -28.27
2017-02-10 13F-HR BlackRock Group LTD 16,815 21,380 27.15 1,238 1,157 -6.54
2018-05-14 13F-HR Portolan Capital Management, LLC 110,229 0 -100.00 6,476 0 -100.00
2018-05-11 13F-HR SEI INVESTMENTS CO 88,401 85,938 -2.79 5,194 4,210 -18.94
2018-05-09 13F-HR ENVESTNET ASSET MANAGEMENT INC 8,621 3,607 -58.16 506 174 -65.61
2018-05-15 13F-HR HONKAMP KRUEGER FINANCIAL SERVICES INC /ADV 235 12
2018-05-14 13F-HR Nan Shan Life Insurance Co., Ltd. 118,069 690,992 485.24 5,787 33,852 484.97
2018-05-14 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 38 372 878.95 2 18 800.00
2018-05-15 13F-HR Bank of New York Mellon Corp 130,540 121,854 -6.65 7,668 5,970 -22.14
2018-05-14 13F-HR GREYLIN INVESTMENT MANGEMENT INC 23,175 22,400 -3.34 1,362 1,097 -19.46
2018-05-15 13F-HR Man Group plc 42,909 2,102
2018-05-15 13F-HR GOLDMAN SACHS GROUP INC 556,718 285,183 -48.77 32,707 13,971 -57.28
2018-05-14 13F-HR Prince Street Capital Management LLC 189,800 287,300 51.37 11,151 14,075 26.22
2018-05-15 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 24,659 24,061 -2.43 1,450 1,180 -18.62
2018-05-15 13F-HR GOLDMAN SACHS GROUP INC Call 125,500 60,800 -51.55 7,373 2,979 -59.60
2018-05-15 13F-HR WOLVERINE TRADING, LLC Put 228,300 143,300 -37.23 13,413 7,020 -47.66
2018-05-08 13F-HR Advisornet Financial, Inc 2,150 550 -74.42 126 27 -78.57
2018-05-15 13F-HR FIFTH THIRD BANCORP 1,000 1,000 0.00 59 49 -16.95
2018-05-15 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC 3,902 25,246 547.00 229 1,237 440.17
2018-04-20 13F-HR America First Investment Advisors, LLC 45 45 0.00 3 2 -33.33
2018-05-01 13F-HR WHITTIER TRUST CO 40 40 0.00 2 2 0.00
2018-05-07 13F-HR/A Redmond Asset Management, LLC 29,102 28,887 -0.74 1,710 1,415 -17.25
2018-05-11 13F-HR HAP Trading, LLC Put 14,100 0 -100.00 5 0 -100.00
2018-05-17 13F-HR Legal & General Group Plc 17,387 259,032 1,389.80 1,023 12,690 1,140.47
2018-05-15 13F-HR Advisor Group, Inc. 7,374 8,169 10.78 433 399 -7.85
2018-05-15 13F-HR GUGGENHEIM CAPITAL LLC 12,547 19,093 52.17 737 934 26.73
2018-05-15 13F-HR Walleye Trading LLC Call 85,700 39,500 -53.91 5,039 1,935 -61.60
2018-05-15 13F-HR CAXTON ASSOCIATES LP 35,000 0 -100.00 2,056 0 -100.00
2018-05-14 13F-HR/A CITADEL ADVISORS LLC Put 163,700 190,100 16.13 9,617 9,313 -3.16
2018-05-15 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC Put 4,600 7,400 60.87 273 363 32.97
2018-05-04 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 19,570 18,314 -6.42 1,150 897 -22.00
2018-05-15 13F-HR TIDE POINT CAPITAL MANAGEMENT, LP Call 531,400 1,042,800 96.24 31,220 51,087 63.64
2018-05-15 13F-HR PIONEER INVESTMENT MANAGEMENT INC 121,920 211,120 73.16 7,163 10,342 44.38
2018-05-14 13F-HR MORGAN STANLEY 468,986 635,475 35.50 27,553 31,131 12.99
2018-05-16 13F-HR/A GROUP ONE TRADING, L.P. Call 155,400 126,100 -18.85 9,130 6,178 -32.33
2018-05-04 13F-HR VICTORY CAPITAL MANAGEMENT INC 3,762 3,225 -14.27 221 158 -28.51
2018-05-15 13F-HR JANE STREET GROUP, LLC 16,592 23,619 42.35 975 1,157 18.67
2018-04-30 13F-HR HUNTINGTON NATIONAL BANK 133 0 -100.00 8 0 -100.00
2018-05-15 13F-HR Point72 Asia (Hong Kong) Ltd 0 2,830 0 139
2018-05-14 13F-HR Dalton Investments LLC 47,400 47,400 0.00 2,785 2,322 -16.62
2018-05-15 13F-HR MILLENNIUM MANAGEMENT LLC 461,750 152,934 -66.88 27,128 7,492 -72.38
2018-05-11 13F-HR W.G. Shaheen & Associates DBA Whitney & Co 300 15
2018-04-30 13F-HR Certified Advisory Corp 50 50 0.00 2 2 0.00
2018-01-29 13F-HR EXANE DERIVATIVES 33 33 0.00 1,617 1,938 19.85
2018-04-30 13F-HR EXANE DERIVATIVES 33 33 0.00 1,938 1,650 -14.86
2017-02-10 13F-HR BlackRock Investment Management, LLC 127,552 126,798 -0.59 9,389 6,864 -26.89
2017-08-14 13F-HR Cantab Capital Partners LLP 1,484 0 -100.00 81,000 0 -100.00
2018-04-10 13F-HR NISA INVESTMENT ADVISORS L.L.C. 125 6
2018-05-15 13F-HR Voya Investment Management LLC 14,648 14,116 -3.63 861 692 -19.63
2017-01-13 13F-HR MetLife Securities, Inc 1,534 1,379 -10.10 113 74 -34.51
2017-02-21 13F-HR/A Thrax Management, LLC Put 10,000 541
2018-05-04 13F-HR Sandy Spring Bank 2,250 110
2018-05-09 13F-HR Tygh Capital Management, Inc. 70,526 3,455
2018-05-15 13F-HR WOLVERINE TRADING, LLC 15,589 19,231 23.36 916 942 2.84
2018-05-15 13F-HR D. E. Shaw & Co., Inc. 402,159 248,821 -38.13 23,627 12,190 -48.41
2018-05-15 13F-HR Advisors Asset Management, Inc. 1,096 1,047 -4.47 64 50 -21.87
2018-05-10 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 116,258 128,212 10.28 6,830 6,281 -8.04
2018-05-11 13F-HR CITIGROUP INC 12,150 32,780 169.79 714 1,606 124.93
2018-05-04 13F-HR SECURITY NATIONAL TRUST CO 1,200 1,200 0.00 71 58 -18.31
2018-05-15 13F-HR PEAK6 Investments, L.P. Call 53,800 53,900 0.19 3,161 2,641 -16.45
2018-05-11 13F-HR BNP PARIBAS ARBITRAGE, SA 12,667 13,602 7.38 744,186 666,362 -10.46
2018-05-21 13F-HR/A Handelsbanken Fonder AB 80,000 130,000 62.50 4,700 6,369 35.51
2018-05-11 13F-HR STIFEL FINANCIAL CORP 63,225 61,833 -2.20 3,726 3,030 -18.68
2018-05-15 13F-HR Krane Funds Advisors Llc 4,488 2,199
2018-05-15 13F-HR CREDIT SUISSE AG/ Call 0 275,000 0 13,473
2017-05-01 13F-HR Spot Trading L.L.C 1,865 0 -100.00 101 0 -100.00
2018-05-11 13F-HR D L CARLSON INVESTMENT GROUP INC 0 65,005 0 3,185
2018-05-14 13F-HR OAK ASSOCIATES LTD /OH/ 24,070 24,070 0.00 1,414 1,179 -16.62
2018-04-30 13F-HR CRITERION CAPITAL MANAGEMENT LLC 599,300 0 -100.00 35,209 0 -100.00
2018-05-15 13F-HR Cubist Systematic Strategies, LLC 0 8,933 0 438
2018-05-15 13F-HR D. E. Shaw & Co., Inc. Put 60,000 10,000 -83.33 3,525 490 -86.10
2018-04-19 13F-HR Mccollum Christoferson Group Llc 66,894 66,930 0.05 3,930 3,279 -16.56
2018-05-16 13F-HR/A GROUP ONE TRADING, L.P. Put 128,500 23,200 -81.95 7,549 1,137 -84.94
2017-10-26 13F-HR Acrospire Investment Management LLC 1,400 0 -100.00 68 0 -100.00
2018-05-15 13F-HR TIDE POINT CAPITAL MANAGEMENT, LP 771,731 494,772 -35.89 45,339 24,239 -46.54
2018-05-15 13F-HR GLENMEDE TRUST CO NA 75 75 0.00 4 4 0.00
2018-05-02 13F-HR Daiwa Securities Group Inc. 37,839 2,223 1,402 -36.93
2018-05-14 13F-HR/A CITADEL ADVISORS LLC 8,613 90,883 955.18 506 4,452 779.84
2018-05-04 13F-HR SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) 8,125 8,000 -1.54 477 392 -17.82
2018-05-14 13F-HR RPG Investment Advisory, LLC 94,418 96,832 2.56 5,547 4,743 -14.49
2017-07-27 13F-HR Spot Trading L.l.c. Call 57,600 2,796
2018-04-18 13F-HR Integral Derivatives, LLC Put 10,600 0 -100.00 623 0 -100.00
2018-04-27 13F-HR Mengis Capital Management, Inc. 17,488 27,570 57.65 1,027 1,350 31.45
2018-05-01 13F-HR Centerstar Asset Management, Llc Call 63
2018-05-07 13F-HR SUFFOLK CAPITAL MANAGEMENT LLC 12,722 0 -100.00 747 0 -100.00
2018-05-15 13F-HR Jefferies Group LLC Call 55,500 0 -100.00 3,261 0 -100.00
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 886,900 488,000 -44.98 52,106 23,907 -54.12
2018-05-09 13F-HR IFP Advisors, Inc 1,666 1,696 1.80 98 83 -15.31
2018-05-07 13F-HR ING GROEP NV 14,500 710
2018-05-15 13F-HR BOWEN HANES & CO INC 4,500 0 -100.00 264 0 -100.00
2018-04-18 13F-HR/A FNY Partners Fund LP 4,750 0 -100.00 279 0 -100.00
2018-05-14 13F-HR Axa 1,064,316 1,219,361 14.57 62,528 59,736 -4.47
2018-04-26 13F-HR Winslow, Evans & Crocker, Inc. 250 250 0.00 14,688 12,248 -16.61
2018-05-15 13F-HR HBK INVESTMENTS L P 0 5,110 0 250
2018-05-15 13F-HR UBS Group AG Call 18,600 0 -100.00 1,093 0 -100.00
2018-05-15 13F-HR ETF MANAGERS GROUP, LLC 29,723 30,914 4.01 1,853 1,451 -21.69
2018-05-14 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC 22,692 28,183 24.20 1,333 1,381 3.60
2018-05-15 13F-HR CMT Capital Markets Trading GmbH Call 67,700 46,100 -31.91 3,978 2,258 -43.24
2018-05-11 13F-HR MACQUARIE GROUP LTD 7,500 0 -100.00 441 0 -100.00
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 884,600 435,200 -50.80 51,970 21,320 -58.98
2018-05-08 13F-HR ROTHSCHILD ASSET MANAGEMENT INC 511,572 498,696 -2.52 30,055 24,431 -18.71
2018-05-11 13F-HR Cutler Group LP Put 12,400 21,500 73.39 21 64 204.76
2018-04-18 13F-HR REGIONS FINANCIAL CORP 981 981 0.00 57 48 -15.79
2018-05-15 13F-HR Jefferies Group LLC 1,900 0 -100.00 112 0 -100.00
2018-05-11 13F-HR State of Tennessee, Treasury Department 575,300 630,000 9.51 33,799 30,864 -8.68
2018-05-03 13F-HR FIRST NATIONAL BANK OF OMAHA 26,633 27,368 2.76 1,565 1,341 -14.31
2018-05-07 13F-HR MUFG Americas Holdings Corp 264 200 -24.24 16 10 -37.50
2018-05-14 13F-HR Royce & Associates LLC 188 205 9.04 11 10 -9.09
2018-05-14 13F-HR Acorn Wealth Advisors, Llc 100 0 -100.00 6 0 -100.00
2018-04-18 13F-HR Creative Planning Call 0 100 0 1
2016-11-14 13F-HR EDMOND DE ROTHSCHILD ASSET MANAGEMENT (FRANCE) 10,100 0 -100.00 513 0
2018-05-15 13F-HR BANK OF AMERICA CORP /DE/ 117,573 111,191 -5.43 6,908 5,447 -21.15
2018-05-10 13F-HR BAILLIE GIFFORD & CO 196,537 265,085 34.88 11,546 12,986 12.47
2018-04-23 13F-HR Jafra Capital Management LP 40,829 0 -100.00 2,399 0 -100.00
2018-05-11 13F-HR BNP PARIBAS ARBITRAGE, SA Put 50,000 0 -100.00 2,937,500 0 -100.00
2018-05-15 13F-HR Walleye Trading LLC 0 4,026 0 197
2018-05-15 13F-HR UBS Group AG 37,867 25,800 -31.87 2,225 1,264 -43.19
2018-05-15 13F-HR Mana Advisors Llc 8,582 0 -100.00 504 0 -100.00
2018-05-15 13F-HR AQR CAPITAL MANAGEMENT LLC 0 10,663 0 522

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CUSIP: G037AX101