Stock Institutional Ownership and Shareholders

SecurityAMAG / AMAG Pharmaceuticals, Inc. (00163U106)
CEOHEIDEN WILLIAM K
Institutional Owners193
Institutional Shares41,927,435
Institutional Value$ 3,219,131,000 USD
Related 00163UAA4 / AMAG Pharmaceuticals, Inc. 2.5% Bond Due 2/15/2019
00163UAD8 / AMAG Pharmaceuticals, Inc. Bond

AMAG Pharmaceuticals, Inc. (NASDAQ:AMAG) has 193 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 41,927,435 shares. Largest shareholders include BlackRock Inc., Palo Alto Investors, LLC, Vanguard Group Inc, Camber Capital Management LLC, State Street Corp, FMR LLC / Fidelity Management & Research, Millennium Management Llc, Lsv Asset Management, D. E. Shaw & Co., Inc., and Dimensional Fund Advisors Lp.



AMAG Pharmaceuticals, Inc. (NASDAQ:AMAG) ownership summary shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev Shares Current Shares Change
(Percent)
Prev Value (x$1000) Current Value (x$1000) Change
(Percent)
2017-11-13 13F-HR KBC Group NV 81,910 0 -100.00 1,507 0 -100.00
2017-11-14 13F-HR AQR CAPITAL MANAGEMENT LLC 313,424 233,319 -25.56 5,767 4,305 -25.35
2017-11-13 13F-HR Employees Retirement System of Texas 34,000 48,000 41.18 626 886 41.53
2017-11-14 13F-HR QS Investors, LLC 96,901 109,898 13.41 1,783 2,028 13.74
2017-11-13 13F-HR HARTFORD INVESTMENT MANAGEMENT CO 10,057 186
2017-11-14 13F-HR TWO SIGMA INVESTMENTS LLC 0 30,745 0 567
2017-10-23 13F-HR STRS OHIO 41,700 40,300 -3.36 767 743 -3.13
2017-11-07 13F-HR 361 CAPITAL LLC 10,664 197
2017-11-14 13F-HR Palo Alto Investors, LLC 3,344,620 3,441,233 2.89 61,541 63,491 3.17
2017-11-13 13F-HR/A-1 NORGES BANK 317,567 377,106 18.75 7,596 8,828 16.22
2017-11-14 13F-HR Connor, Clark & Lunn Investment Management Ltd. 360,471 564,271 56.54 6,633 10,411 56.96
2017-10-17 13F-HR Robeco Institutional Asset Management B.V. 525,989 651,708 23.90 9,679 12,025 24.24
2017-10-16 13F-HR State of Alaska, Department of Revenue 6,871 6,941 1.02 126 128 1.59
2017-11-14 13F-HR Zebra Capital Management LLC 13,332 246
2017-10-30 13F-HR IFP Advisors, Inc 20 20 0.00 0 0
2017-11-14 13F-HR STATE STREET CORP 2,789,932 2,462,684 -11.73 51,336 45,436 -11.49
2017-10-16 13F-HR CLARK ESTATES INC/NY 150,100 163,300 8.79 2,762 3,013 9.09
2017-11-13 13F-HR FEDERATED INVESTORS INC /PA/ 34,747 49,918 43.66 639 921 44.13
2017-11-13 13F-HR RIVERHEAD CAPITAL MANAGEMENT LLC 2,496 3,383 35.54 46 62 34.78
2017-11-08 13F-HR ASSETMARK, INC 349 386 10.60 6 7 16.67
2017-11-03 13F-HR Swiss National Bank 56,157 56,157 0.00 1,033 1,036 0.29
2017-11-14 13F-HR CREDIT SUISSE AG/ 50,748 -26.94 987 936 -5.17
2017-11-13 13F-HR MASON STREET ADVISORS, LLC 8,642 8,937 3.41 159 165 3.77
2017-11-09 13F-HR TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 9,400 9,400 0.00 173 173 0.00
2017-11-14 13F-HR MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 70,058 69,028 -1.47 1,289 1,274 -1.16
2017-11-09 13F-HR Legal & General Group Plc 67,812 68,561 1.10 1,247 1,264 1.36
2017-11-15 13F-HR WOLVERINE TRADING, LLC Put 52,100 0 -100.00 951 0 -100.00
2017-11-14 13F-HR WOLVERINE ASSET MANAGEMENT LLC Put 10,000 92,900 829.00 184 1,714 831.52
2017-10-30 13F-HR TOCQUEVILLE ASSET MANAGEMENT L.P. 214,510 3,958
2017-11-13 13F-HR LSV ASSET MANAGEMENT 1,678,098 1,483,898 -11.57 30,876 27,377 -11.33
2017-11-15 13F-HR GROUP ONE TRADING, L.P. Put 74,100 65,800 -11.20 1,363 1,214 -10.93
2017-11-09 13F-HR VIRGINIA RETIREMENT SYSTEMS ET AL 78,400 64,000 -18.37 1,443 1,181 -18.16
2017-11-13 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 62,128 56,498 -9.06 1,143 1,042 -8.84
2017-11-14 13F-HR SABBY MANAGEMENT, LLC 88,878 80,108 -9.87 1,635 1,478 -9.60
2017-08-10 13F-HR AJO, LP 470,676 0 -100.00 10,614 0 -100.00
2017-11-13 13F-HR NN Investment Partners Holdings N.V. 18,640 0 -100.00 343 0 -100.00
2017-11-06 13F-HR Spot Trading L.l.c. Put 5,700 105
2017-11-13 13F-HR OPPENHEIMER FUNDS INC 26,538 20,322 -23.42 488 375 -23.16
2017-10-30 13F-HR PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 9,158 9,158 0.00 169 169 0.00
2017-10-31 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 23,701 46,075 94.40 436 850 94.95
2017-11-14 13F-HR BlueCrest Capital Management Ltd 20,016 6,500 369 -94.32
2017-11-13 13F-HR Royce & Associates LLC 0 575 0 11
2017-11-13 13F-HR UNIVERSITY OF NOTRE DAME DU LAC 123,140 0 -100.00 2,266 0 -100.00
2017-11-13 13F-HR ENVESTNET ASSET MANAGEMENT INC 122 122 0.00 2 2 0.00
2017-11-13 13F-HR Pacad Investment Ltd. 0 3,500 0 65
2017-11-13 13F-HR WELLINGTON MANAGEMENT GROUP LLP 52,037 0 -100.00 957 0 -100.00
2017-11-20 13F-HR/A-1 ClariVest Asset Management LLC 37,200 38,100 2.42 685 703 2.63
2017-11-02 13F-HR Jacobi Capital Management LLC 17 17 0.00 0 0
2017-11-14 13F-HR HIGHLAND CAPITAL MANAGEMENT LP 61,500 1,135
2017-11-14 13F-HR VANGUARD GROUP INC 3,007,424 3,221,655 7.12 55,336 59,440 7.42
2017-08-03 13F-HR ARCADIA INVESTMENT MANAGEMENT CORP/MI 780 0 -100.00 18 0 -100.00
2017-11-09 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 48,946 48,946 0.00 898 869 -3.23
2017-11-03 13F-HR ALPS ADVISORS INC 31,633 34,752 9.86 582 641 10.14
2017-11-13 13F-HR ASCEND CAPITAL, LLC 165,476 0 -100.00 3,045 0 -100.00
2017-10-17 13F-HR Cutler Group LP Call 700 500 -28.57 0 2
2017-10-16 13F-HR Gradient Investments LLC 100 0 -100.00 2 0 -100.00
2017-11-13 13F-HR ADVANTAGE INVESTMENT MANAGEMENT, LLC 89 89 0.00 2 2 0.00
2017-08-10 13F-HR CAPITAL FUND MANAGEMENT S.A. 113,703 0 -100.00 2,564 0 -100.00
2017-10-26 13F-HR Parkside Financial Bank & Trust 17 0 -100.00 0 0
2017-11-13 13F-HR PineBridge Investments, L.P. 4,618 4,380 -5.15 85 81 -4.71
2017-08-15 13F-HR NOMURA HOLDINGS INC 25,000 0 -100.00 562 0 -100.00
2017-10-23 13F-HR Nationwide Fund Advisors 52,624 50,978 -3.13 968 941 -2.79
2017-11-14 13F-HR Meadow Creek Investment Management LLC 3,780 5,208 37.78 69 96 39.13
2017-11-14 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC 400 2,459 514.75 7 45 542.86
2017-11-06 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 40,900 40,900 0.00 753 755 0.27
2017-11-14 13F-HR Glen Harbor Capital Management LLC 4,590 6,324 37.78 84 117 39.29
2017-11-13 13F-HR DIMENSIONAL FUND ADVISORS LP 1,215,249 1,151,226 -5.27 22,361 21,240 -5.01
2017-11-13 13F-HR Renaissance Technologies LLC 778,800 681,000 -12.56 14,330 12,564 -12.32
2017-11-14 13F-HR GEODE CAPITAL MANAGEMENT, LLC 363,318 372,027 2.40 6,684 6,863 2.68
2017-11-09 13F-HR CITADEL ADVISORS LLC Call 22,500 26,100 16.00 414 482 16.43
2017-11-14 13F-HR Invesco Ltd. 1,502,752 134,999 -91.02 27,651 2,491 -90.99
2017-11-14 13F-HR PDT Partners, LLC 0 293,400 0 5,413
2017-11-14 13F-HR A.R.T. Advisors, LLC 24,306 0 -100.00 447 0 -100.00
2017-11-08 13F-HR Pacer Advisors, Inc. 2,896 2,817 -2.73 53 52 -1.89
2017-10-31 13F-HR SignalPoint Asset Management, LLC 0 21,072 0 388
2017-11-13 13F-HR ALLIANCEBERNSTEIN L.P. 60,353 60,353 0.00 1,110 1,114 0.36
2017-11-14 13F-HR Piermont Capital Management LLC 12,670 0 -100.00 233 0 -100.00
2017-10-25 13F-HR SIMPLEX TRADING, LLC Call 138 85 -38.41 6 3 -50.00
2017-11-08 13F-HR MACQUARIE GROUP LTD 14,400 266
2017-11-09 13F-HR Trexquant Investment LP 0 22,322 0 412
2017-11-06 13F-HR LOS ANGELES CAPITAL MANAGEMENT & EQUITY RESEARCH INC 29,458 0 -100.00 542 0 -100.00
2017-11-14 13F-HR FALCON POINT CAPITAL, LLC 672,302 839,477 24.87 12,370 13,180 6.55
2017-11-14 13F-HR Cubist Systematic Strategies, LLC 0 10,653 0 197
2017-08-14 13F-HR TUDOR INVESTMENT CORP ET AL 22,300 0 -100.00 503 0
2017-11-06 13F-HR RHUMBLINE ADVISERS 73,235 74,765 2.09 1,348 1,379 2.30
2017-11-15 13F-HR Ameritas Investment Partners, Inc. 4,012 4,012 0.00 73 68 -6.85
2017-11-14 13F-HR SABBY MANAGEMENT, LLC Call 105 254 141.90 193 469 143.01
2017-11-06 13F-HR SEI INVESTMENTS CO 10,799 15,795 46.26 199 291 46.23
2017-11-09 13F-HR NORDEA INVESTMENT MANAGEMENT AB 37,200 38,100 2.42 684 703 2.78
2017-07-10 13F-HR CAPSTONE ASSET MANAGEMENT CO 12,986 12,476 -3.93 293 230 -21.50
2017-11-13 13F-HR Gideon Capital Advisors, Inc. 0 11,725 0 216
2017-12-14 13F-HR/A-1 PARAMETRIC PORTFOLIO ASSOCIATES LLC 285,189 284,391 -0.28 5,247 5,247 0.00
2017-10-24 13F-HR TCI Wealth Advisors, Inc. 0 49 0 1
2017-10-30 13F-HR NEW YORK STATE TEACHERS RETIREMENT SYSTEM 14,925 15,025 0.67 275 277 0.73
2017-10-24 13F-HR FIRST TRUST ADVISORS LP 0 39,843 0 735
2017-11-07 13F-HR Russell Investments Group, Ltd. 564,965 645,182 14.20 10,395 11,903 14.51
2017-11-14 13F-HR JANE STREET GROUP, LLC 400,000 11,273 -97.18 385 208 -45.97
2017-11-06 13F-HR DekaBank Deutsche Girozentrale 18,650 18,650 0.00 340 325 -4.41
2017-08-14 13F-HR WOLVERINE TRADING, LLC 19,069 0 -100.00 438 0 -100.00
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 182,300 182,400 0.05 3,354 3,365 0.33
2017-11-14 13F-HR ROYAL BANK OF CANADA 37,724 35,589 -5.66 694 656 -5.48
2017-11-14 13F-HR Walleye Trading LLC Put 3,800 2,500 -34.21 71 46 -35.21
2017-10-27 13F-HR Crossmark Global Holdings, Inc. 13,226 13,226 0.00 244 244 0.00
2017-11-14 13F-HR BARCLAYS PLC 10,563 5,532 -47.63 194 103 -46.91
2017-11-06 13F-HR Advisor Group, Inc. 359 30 -91.64 7 1 -85.71
2017-11-14 13F-HR MORGAN STANLEY 573,106 2,261 10,574 367.67
2017-11-14 13F-HR Camber Capital Management LLC 1,700,000 2,650,000 55.88 31,280 48,893 56.31
2017-10-12 13F-HR Livforsakringsbolaget Skandia, Omsesidigt 49,600 49,600 0.00 912 915 0.33
2017-11-13 13F-HR Allianz Asset Management AG 129,806 17,483 -86.53 2,389 323 -86.48
2017-11-14 13F-HR UBS Group AG 59,093 24,551 -58.45 1,087 453 -58.33
2017-11-03 13F-HR BNP PARIBAS ARBITRAGE, SA 75,084 81,231 8.19 1,381,546 1,498,712 8.48
2017-11-01 13F-HR IRONWOOD INVESTMENT MANAGEMENT LLC 38,354 38,358 0.01 706 708 0.28
2017-11-14 13F-HR Tyers Asset Management LLC 2,160 2,976 37.78 40 55 37.50
2017-11-07 13F-HR SG Americas Securities, LLC 17,320 0 -100.00 319 0 -100.00
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 165,514 154,814 -6.46 3,046 2,856 -6.24
2017-11-14 13F-HR BANK OF AMERICA CORP /DE/ 61,389 70,483 14.81 1,130 1,301 15.13
2017-11-01 13F-HR AMERICAN CENTURY COMPANIES INC 209,192 0 -100.00 3,849 0 -100.00
2017-11-14 13F-HR Tower Research Capital LLC (TRC) 106 0 -100.00 2 0 -100.00
2017-11-09 13F-HR AMERICAN INTERNATIONAL GROUP INC 26,262 27,802 5.86 483 513 6.21
2017-11-14 13F-HR GLENMEDE TRUST CO NA 338 338 0.00 7 6 -14.29
2017-08-14 13F-HR BUCKHEAD CAPITAL MANAGEMENT LLC 15,555 0 -100.00 351 0 -100.00
2017-11-13 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 18,766 12,758 -32.02 346 235 -32.08
2017-11-02 13F-HR/A-1 LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA 62 1
2017-11-14 13F-HR PUBLIC SECTOR PENSION INVESTMENT BOARD 17,700 21,823 23.29 326 403 23.62
2017-11-14 13F-HR CREDIT AGRICOLE S A 67,100 67,100 0.00 1,235 1,238 0.24
2017-11-14 13F-HR GUGGENHEIM CAPITAL LLC 164,523 187,357 13.88 3,029 3,456 14.10
2017-11-14 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 24,140 24,140 0.00 444 445 0.23
2017-11-15 13F-HR GROUP ONE TRADING, L.P. Call 15,100 18,500 22.52 278 341 22.66
2017-11-14 13F-HR CSS LLC/IL Put 35,100 25,000 -28.77 646 460 -28.79
2017-11-14 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ 206,822 196,586 -4.95 3,806 3,627 -4.70
2017-11-15 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 82,800 84,241 1.74 1,524 1,554 1.97
2017-08-08 13F-HR Airain ltd 26,833 0 -100.00 605 0 -100.00
2017-11-14 13F-HR Fortis Advisors, LLC 3,502 65
2017-11-13 13F-HR CITIGROUP INC 80,028 10 1,477 14,670.00
2017-11-07 13F-HR Advisors Asset Management, Inc. 6,754 6,488 -3.94 124 120 -3.23
2017-11-14 13F-HR Her Majesty the Queen in Right of the Province of Alberta as represented by Alberta Investment Management Corp 32,500 67,600 108.00 598 1,247 108.53
2017-11-14 13F-HR BARCLAYS PLC Call 15,800 57,300 262.66 291 1,057 263.23
2017-11-08 13F-HR SYSTEMATIC FINANCIAL MANAGEMENT LP 92,305 84,590 -8.36 1,698 1,561 -8.07
2017-08-02 13F-HR Convergence Investment Partners, LLC 50,182 0 -100.00 1,132 0 -100.00
2017-11-14 13F-HR Clearbridge Investments, LLC 1,585 1,634 3.09 29 30 3.45
2017-11-14 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 27,100 27,116 0.06 499 501 0.40
2017-11-14 13F-HR CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 24,701 12,351 -50.00 454 227 -50.00
2017-10-25 13F-HR FIRST MIDWEST BANK TRUST DIVISION 43,844 809
2017-11-07 13F-HR Quantbot Technologies LP 0 2,623 0 48
2017-11-13 13F-HR TEXAS PERMANENT SCHOOL FUND 25,587 25,762 0.68 471 475 0.85
2017-08-14 13F-HR Cantab Capital Partners LLP 3,191 0 -100.00 72,000 0 -100.00
2017-11-13 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 290,795 424,875 46.11 5,351 7,839 46.50
2017-07-25 13F-HR AFFINITY INVESTMENT ADVISORS, LLC 9,747 0 -100.00 220 0 -100.00
2017-10-20 13F-HR MEEDER ASSET MANAGEMENT INC 809 1,035 27.94 15 19 26.67
2017-11-08 13F-HR Dynamic Technology Lab Private Ltd 0 18,528 0 342
2017-11-09 13F-HR SCHRODER INVESTMENT MANAGEMENT GROUP 41,712 83,945 101.25 761 1,490 95.80
2017-11-08 13F-HR ROTHSCHILD ASSET MANAGEMENT INC 40,132 0 -100.00 738 0 -100.00
2017-11-13 13F-HR OXFORD ASSET MANAGEMENT 143,107 102,160 -28.61 2,633 1,873 -28.86
2017-10-25 13F-HR Aperio Group, LLC 0 10,730 0 198
2017-11-14 13F-HR PANAGORA ASSET MANAGEMENT INC 177,732 220,925 24.30 3,270 4,076 24.65
2017-11-01 13F-HR/A-1 Financial Architects, Inc 300 200 -33.33 6 4 -33.33
2017-11-14 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC Put 35,300 30,300 -14.16 651 560 -13.98
2017-11-14 13F-HR Gotham Asset Management, LLC 800,055 431,411 -46.08 14,721 7,960 -45.93
2017-11-20 13F-HR GSA CAPITAL PARTNERS LLP 93,000 133,270 43.30 1,711 2,459 43.72
2017-10-25 13F-HR SIMPLEX TRADING, LLC Put 330 347 5.15 52 45 -13.46
2017-11-13 13F-HR NORTHERN TRUST CORP 464,647 463,260 -0.30 8,550 8,547 -0.04
2017-11-14 13F-HR Arizona State Retirement System 18,300 18,300 0.00 337 338 0.30
2017-11-14 13F-HR D. E. Shaw & Co., Inc. 1,187,183 25.17 7,293 21,904 200.34
2017-11-15 13F-HR WOLVERINE TRADING, LLC Call 38,000 0 -100.00 694 0 -100.00
2017-11-14 13F-HR GOLDMAN SACHS GROUP INC 559,590 631,471 12.85 10,296 11,651 13.16
2017-08-14 13F-HR PERCEPTIVE ADVISORS LLC 560,000 0 -100.00 12,628 0 -100.00
2017-10-16 13F-HR Louisiana State Employees Retirement System 14,300 14,300 0.00 263 264 0.38
2017-11-06 13F-HR COMERICA BANK 36,655 37,107 1.23 728 586 -19.51
2017-11-02 13F-HR PRUDENTIAL FINANCIAL INC 534,697 725,357 35.66 9,839 13,382 36.01
2017-11-13 13F-HR ProShare Advisors LLC 21,610 22,974 6.31 398 424 6.53
2017-11-14 13F-HR DEUTSCHE BANK AG\ 109,306 -19.83 11,159 2,014 -81.95
2017-11-14 13F-HR Jabre Capital Partners S.A. 120,000 5,328 2,214 -58.45
2017-11-01 13F-HR State of Tennessee, Treasury Department 31,328 29,466 -5.94 576 544 -5.56
2017-11-13 13F-HR US BANCORP \DE\ 2,488 2,213 -11.05 46 41 -10.87
2017-11-03 13F-HR/A-1 CANADA PENSION PLAN INVESTMENT BOARD 20,800 7,800 -62.50 383 144 -62.40
2017-11-14 13F-HR Voya Investment Management LLC 93,379 61,637 -33.99 1,718 1,137 -33.82
2017-10-23 13F-HR WHITTIER TRUST CO 2,292 2,292 0.00 42 42 0.00
2017-11-14 13F-HR Kamunting Street Capital Management, L.P. 12,300 2,397 227 -90.53
2017-11-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 527 527 0.00 10 10 0.00
2017-11-01 13F-HR STATE OF WISCONSIN INVESTMENT BOARD 26,000 26,000 0.00 478 480 0.42
2017-11-06 13F-HR Municipal Employees' Retirement System of Michigan 8,280 13,150 58.82 152 243 59.87
2017-11-06 13F-HR Bank of New York Mellon Corp 717,253 709,139 -1.13 13,197 13,084 -0.86
2017-08-14 13F-HR/A-5 Pine River Capital Management L.P. 12,061 0 -100.00 282 0 -100.00
2017-08-14 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC 88,975 0 -100.00 2,006 0 -100.00
2017-11-14 13F-HR BlackRock Inc. 5,288,334 875 97,570 11,050.86
2017-10-19 13F-HR LS Investment Advisors, LLC 3,095 4,401 42.20 57 81 42.11
2017-11-13 13F-HR TEACHERS ADVISORS INC 62,481 64,579 3.36 1,150 1,191 3.57
2017-08-14 13F-HR BALYASNY ASSET MANAGEMENT LLC 10,301 0 -100.00 232 0 -100.00
2017-11-09 13F-HR WELLS FARGO & COMPANY/MN 47,992 51,002 6.27 883 941 6.57
2017-11-09 13F-HR JP MORGAN CHASE & CO 569,214 546,166 -4.05 10,473 9,695 -7.43
2017-11-14 13F-HR Elkfork Partners LLC 2,970 4,092 37.78 55 76 38.18
2017-11-14 13F-HR Voce Capital Management LLC 94,109 110,789 17.72 1,732 2,044 18.01
2017-11-14 13F-HR LOOMIS SAYLES & CO L P 152 152 0.00 3 3 0.00
2017-11-01 13F-HR CHICAGO EQUITY PARTNERS LLC 70,180 0 -100.00 1,291 0 -100.00
2017-11-15 13F-HR EII CAPITAL MANAGEMENT, INC. 84,600 119,690 41.48 1,557 2,208 41.81
2017-10-17 13F-HR Cutler Group LP Put 5,900 100 -98.31 41 0 -100.00
2017-11-14 13F-HR Walleye Trading LLC Call 2,900 1,500 -48.28 55 27 -50.91
2017-10-18 13F-HR HOWE & RUSLING INC 163 163 0.00 3 3 0.00
2017-11-13 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 173,023 157,438 -9.01 3,184 2,905 -8.76
2017-11-14 13F-HR ACUTA CAPITAL PARTNERS, LLC Put 50,000 923
2017-11-14 13F-HR Squarepoint Ops LLC 0 136,133 0 2,512
2017-11-14 13F-HR Brandywine Global Investment Management, LLC 0 70,250 0 1,297
2017-11-14 13F-HR Point72 Asia (Hong Kong) Ltd 0 758 0 14
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 91,700 72,700 -20.72 1,687 1,341 -20.51
2017-11-14 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC Call 25,900 0 -100.00 477 0 -100.00
2017-11-13 13F-HR Gargoyle Investment Advisor L.L.C. 10,127 0 -100.00 186 0 -100.00
2017-11-14 13F-HR NUMERIC INVESTORS LLC 609,944 350,844 -42.48 11,223 6,473 -42.32
2017-11-13 13F-HR O'SHAUGHNESSY ASSET MANAGEMENT, LLC 2,357 818 -65.29 43 15 -65.12
2017-10-25 13F-HR State of New Jersey Common Pension Fund D 66,167 66,167 0.00 1,217 1,221 0.33
2017-08-11 13F-HR Quantitative Investment Management, LLC 88,600 0 -100.00 1,997 0 -100.00
2017-11-14 13F-HR Baird Financial Group, Inc. 0 10,021 0 185
2017-11-15 13F-HR GROUP ONE TRADING, L.P. 25,845 10,326 -60.05 476 191 -59.87
2017-11-14 13F-HR MILLENNIUM MANAGEMENT LLC 1,452,373 1,534,292 5.64 26,724 28,308 5.93
2017-11-08 13F-HR Hikari Power Ltd 70,000 70,000 0.00 1,288 1,292 0.31
2017-08-11 13F-HR TFS CAPITAL LLC 55,361 0 -100.00 1,248 0 -100.00
2017-10-18 13F-HR EXANE DERIVATIVES 21,007 15,406 -26.66 386,450 284,192 -26.46
2017-11-15 13F-HR/A-1 Parallel Advisors, LLC 70 70 0.00 1 1 0.00
2017-08-15 13F-HR ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 194,207 0 -100.00 4,379 0 -100.00
2017-11-13 13F-HR Alambic Investment Management, L.P. 74,600 151,442 103.01 1,373 2,794 103.50
2017-11-06 13F-HR Spot Trading L.l.c. Call 9,600 177
2017-11-07 13F-HR AMERIPRISE FINANCIAL INC 185,457 185,762 0.16 3,412 3,446 1.00
2017-11-13 13F-HR Skandinaviska Enskilda Banken AB (publ) 165,700 157,400 -5.01 3,049 2,904 -4.76
2017-10-31 13F-HR DUPONT CAPITAL MANAGEMENT Corp 9,731 19,731 102.76 179 364 103.35
2017-10-17 13F-HR Creative Planning 400 0 -100.00 7 0 -100.00
2017-11-14 13F-HR THRIVENT FINANCIAL FOR LUTHERANS 21,060 21,500 2.09 388 397 2.32
2017-11-14 13F-HR Matarin Capital Management, LLC 36,447 36,108 -0.93 670,625 666,193 -0.66
2017-10-23 13F-HR FOX RUN MANAGEMENT, L.L.C. 12,300 0 -100.00 226 0 -100.00
2017-10-16 13F-HR BANK OF MONTREAL /CAN/ 116,052 142,788 23.04 2,135 2,635 23.42
2017-11-14 13F-HR Credit Capital Investments LLC 15,000 15,000 0.00 276 277 0.36
2017-10-26 13F-HR Acrospire Investment Management LLC 3,400 0 -100.00 63 0 -100.00
2017-11-14 13F-HR TWO SIGMA ADVISERS, LP 17,800 27,300 53.37 328 504 53.66
2017-11-14 13F-HR SABBY MANAGEMENT, LLC Put 2,140 3,004 40.37 3,938 5,542 40.73
2017-10-13 13F-HR ACADIAN ASSET MANAGEMENT LLC 1,223,517 897,975 -26.61 22,510 16,565 -26.41
2017-07-21 13F-HR Cornerstone Financial Partners, LLC 49,492 0 -100.00 1,116 0 -100.00
2017-11-13 13F-HR FMR LLC / Fidelity Management & Research 1,964,154 1,852,954 -5.66 36,140 34,187 -5.40
2017-11-13 13F-HR GLOBEFLEX CAPITAL L P 8,840 15,377 73.95 163 284 74.23
2017-10-30 13F-HR ADAMS DIVERSIFIED EQUITY FUND, INC. 28,700 27,700 -3.48 528 511 -3.22
2017-08-09 13F-HR JP MORGAN CHASE & CO Put 7,381,580 0 -100.00 166,455 0 -100.00
2017-08-07 13F-HR Karp Capital Management Corp 10,296 0 -100.00 232 0 -100.00
2017-11-01 13F-HR STEVENS CAPITAL MANAGEMENT LP 0 26,084 0 481
2017-11-13 13F-HR Marshall Wace North America L.P. 90,085 1,621
2017-11-14 13F-HR UNITED SERVICES AUTOMOBILE ASSOCIATION 10,400 11,000 5.77 191 203 6.28
2017-11-09 13F-HR CITADEL ADVISORS LLC Put 19,000 24,800 30.53 350 458 30.86
2017-11-08 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 1,049 1,049 0.00 19 19 0.00
2017-11-14 13F-HR BRIDGEWAY CAPITAL MANAGEMENT INC 75,500 75,500 0.00 1,389 1,393 0.29
2017-10-17 13F-HR Cutler Group LP 5,550 1,250 -77.48 102 23 -77.45
2017-11-14 13F-HR CSS LLC/IL 4,500 83
2017-11-02 13F-HR PRINCIPAL FINANCIAL GROUP INC 267,561 267,124 -0.16 4,923 4,928 0.10
2017-11-09 13F-HR CITADEL ADVISORS LLC 1,164,079 0 -100.00 21,419 0 -100.00
2017-10-20 13F-HR/A-1 Shell Asset Management Co 0 34,493 0 636
2017-08-14 13F-HR Breithorn Capital Management 143,700 2,644
2017-11-14 13F-HR Walleye Trading LLC 5,400 24,919 361.46 99 460 364.65
2017-07-18 13F-HR/A-4 BOOTHBAY FUND MANAGEMENT, LLC 9,800 0 -100.00 389 0 -100.00
2017-11-14 13F-HR BARCLAYS PLC Put 102,400 107,800 5.27 1,884 1,989 5.57
CUSIP: 00163U106