SecurityALXN / Alexion Pharmaceuticals, Inc. (015351109)
CEOHANTSON LUDWIG
IndustryPharmaceutical Preparations
Institutional Owners636
Institutional Shares204,640,865 - 91.83%
Common Shares Outstanding222,859,148 shares (as of 2018-06-30)
Institutional Value$ 292,027,215,000 USD

Institutional Stock Ownership and Shareholders

Alexion Pharmaceuticals, Inc. (NASDAQ:ALXN) has 636 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 204,640,865 shares. Largest shareholders include Price T Rowe Associates Inc /md/, BlackRock Inc., Vanguard Group Inc, State Street Corp, Baker Brothers Advisors LP, Ameriprise Financial Inc, BlackRock Institutional Trust Company, N.A., Jennison Associates Llc, BlackRock Fund Advisors, and Clearbridge Investments, LLC.
Alexion Pharmaceuticals, Inc. (NASDAQ:ALXN) ownership structure shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-08-13 13F-HR AMP Capital Investors Ltd 83,528 96,093 15.04 9,238 11,929 29.13
2018-08-27 13F-HR Bdo Wealth Advisors, Llc 13 113 769.23 1 14 1,300.00
2018-07-25 13F-HR ADVISOR PARTNERS LLC 2,778 3,106 11.81 310 386 24.52
2017-07-06 13F-HR Independent Portfolio Consultants, Inc. 1,065 912 -14.37 129 111 -13.95
2018-08-13 13F-HR/A Robeco Institutional Asset Management B.V. 15,933 15,910 -0.14 1,774 1,975 11.33
2018-08-10 13F-HR GUARDIAN LIFE INSURANCE CO OF AMERICA 514 612 19.07 57 76 33.33
2018-08-15 13F-HR/A Qube Research & Technologies Ltd 1,138 0 -100.00 126 0 -100.00
2018-08-01 13F-HR NEW YORK STATE TEACHERS RETIREMENT SYSTEM 351,534 335,552 -4.55 39,182 41,659 6.32
2018-08-17 13F-HR/A NOMURA HOLDINGS INC Put 300,000 0 -100.00 35,890 0 -100.00
2018-08-14 13F-HR Pacer Advisors, Inc. 14,431 17,501 21.27 1,608 2,173 35.14
2018-08-14 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 3,505,784 2,626,125 -25.09 390,755 326,033 -16.56
2018-05-11 13F-HR HSBC HOLDINGS PLC 283,063 183,667 -35.11 33,851 20,472 -39.52
2018-08-14 13F-HR Wellington Management Group LLP 14,651 21,532 46.97 1,633 2,674 63.75
2018-08-03 13F-HR Seacrest Wealth Management, Llc 792 699 -11.74 88 87 -1.14
2018-08-13 13F-HR Fosun International Ltd 33,224 51,405 54.72 3,703 6,382 72.35
2017-07-27 13F-HR Spot Trading L.l.c. Call 75,900 9,235
2018-08-15 13F-HR SALEM INVESTMENT COUNSELORS INC 31,905 32,810 2.84 3,446 4,073 18.20
2018-08-14 13F-HR PANAGORA ASSET MANAGEMENT INC 92,651 81,236 -12.32 10,327 10,085 -2.34
2018-08-14 13F-HR AQR CAPITAL MANAGEMENT LLC 760,719 328,472 -56.82 84,790 40,780 -51.90
2018-08-10 13F-HR DIMENSIONAL FUND ADVISORS LP 384,441 394,135 2.52 42,850 48,927 14.18
2018-07-30 13F-HR SIMPLEX TRADING, LLC Call 1,122 786 -29.95 201 9,758 4,754.73
2018-08-13 13F-HR Hudson Bay Capital Management LP 60,000 30,000 -50.00 6,688 3,725 -44.30
2018-08-14 13F-HR Temasek Holdings (Private) Ltd 1,505,325 1,505,325 0.00 167,784 186,886 11.38
2018-02-16 13F-HR/A Commonwealth Equity Services, Inc 7,596 7,544 -0.68 924 1,058 14.50
2018-07-18 13F-HR Westpac Banking Corp 13,562 13,562 0.00 1,511,620 1,683,723 11.39
2018-10-16 13F-HR GATEWAY INVESTMENT ADVISERS LLC 138,397 138,110 -0.21 17,182 19,199 11.74
2018-07-30 13F-HR Raymond James Financial Services Advisors, Inc. 26,012 27,476 5.63 2,899 3,411 17.66
2018-08-14 13F-HR HighTower Advisors, LLC Call 100 0 -100.00 0 0
2018-08-07 13F-HR Essex Financial Services, Inc. 1,872 232
2018-08-03 13F-HR MOODY NATIONAL BANK TRUST DIVISION 3,205 3,205 0.00 357 397 11.20
2018-08-14 13F-HR Coyle Financial Counsel, Inc. 21 3
2018-10-10 13F-HR ARROW FINANCIAL CORP 2,000 278
2018-08-08 13F-HR Spark Investment Management LLC 15,800 0 -100.00 1,761 0 -100.00
2018-08-14 13F-HR Valeo Financial Advisors, Llc 1,078 793 -26.44 120 94 -21.67
2018-08-13 13F-HR International Biotechnology Trust Plc 72,441 81,641 12.70 8,074 10,136 25.54
2018-08-14 13F-HR FLAGSHIP HARBOR ADVISORS, LLC 672 83
2018-07-31 13F-HR Commonwealth Equity Services, Llc. 7,636 7,717 1.06 851 958 12.57
2018-08-08 13F-HR BAILARD, INC. 2,000 0 -100.00 223 0 -100.00
2018-08-01 13F-HR Connor, Clark & Lunn Investment Management Ltd. 215,358 109,883 -48.98 24,004 13,642 -43.17
2018-07-18 13F-HR OAKBROOK INVESTMENTS LLC 0 17,980 0 2,232
2018-07-17 13F-HR Edge Wealth Management LLC 1,938 2,338 20.64 216 290 34.26
2018-08-03 13F-HR Capital Analysts, Inc. 1,769 1,769 0.00 197 219,621 111,382.74
2018-08-13 13F-HR IHT Wealth Management, LLC 14 0 -100.00 2 0 -100.00
2017-03-16 13F-HR ISRAEL DISCOUNT BANK OF NEW YORK /GFN 199 24
2018-07-30 13F-HR Harel Insurance Investments & Financial Services Ltd. 3,200 2,200 -31.25 357 273 -23.53
2018-08-13 13F-HR LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 2,687 334
2018-08-07 13F-HR SEVEN EIGHT CAPITAL, LLC 37,752 0 -100.00 4,208 0 -100.00
2018-08-02 13F-HR Advanced Asset Management Advisors Inc 7,000 7,000 0.00 780 869 11.41
2018-07-30 13F-HR Parallel Advisors, LLC 294 731 148.64 33 90 172.73
2018-07-18 13F-HR Cornerstone Advisors, Inc. 1,244 1,146 -7.88 139 142 2.16
2018-08-07 13F-HR IFP Advisors, Inc 635 314 -50.55 71 39 -45.07
2018-08-14 13F-HR State of Tennessee, Treasury Department 158,043 206,631 30.74 17,615 25,654 45.64
2018-08-13 13F-HR COMMONWEALTH BANK OF AUSTRALIA 121 201 66.12 12 23 91.67
2018-08-03 13F-HR COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 19,836 23,292 17.42 2,211 2,892 30.80
2018-08-06 13F-HR FUKOKU MUTUAL LIFE INSURANCE Co 1,100 1,100 0.00 123 137 11.38
2018-08-14 13F-HR Palo Alto Investors, LLC 1,135,845 1,186,427 4.45 126,601 147,295 16.35
2018-08-14 13F-HR PURA VIDA INVESTMENTS, LLC Put 300 0 -100.00 269 0 -100.00
2018-07-31 13F-HR NICOLET BANKSHARES INC 3,543 3,415 -3.61 395 424 7.34
2018-08-14 13F-HR Sofinnova Ventures Inc 9,126 14,498 58.86 1,017 1,800 76.99
2018-08-06 13F-HR SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) 45 663 1,373.33 5 83 1,560.00
2018-08-01 13F-HR IRIDIAN ASSET MANAGEMENT LLC/CT 9,941 1,496,192 14,950.72 1,108 185,752 16,664.62
2018-08-13 13F-HR Dynamic Capital Management Ltd 2,000 1,967 -1.65 223 244 9.42
2018-02-14 13F-HR GLG Partners LP 2,233 9,602 330.00 313 1,148 266.77
2018-10-11 13F-HR Swedbank 820,890 587,545 -28.43 101,913 81,675 -19.86
2018-08-13 13F-HR PRUDENTIAL FINANCIAL INC 269,538 355,278 31.81 30,042 44,108 46.82
2018-08-01 13F-HR Sumitomo Mitsui Trust Holdings, Inc. 644,305 681,884 5.83 71,814 84,656 17.88
2018-08-10 13F-HR Investec Asset Management (PTY) Ltd 9,193 27,083 194.60 1,022 3,372 229.94
2018-08-06 13F-HR HMS Capital Management, LLC 2,309 287
2018-08-13 13F-HR BlueMountain Capital Management, LLC 65,146 18,962 -70.89 7,261 2,354 -67.58
2018-08-13 13F-HR EARNEST PARTNERS LLC 99 99 0.00 11 12 9.09
2018-10-12 13F-HR BANK OF MONTREAL /CAN/ 669,309 256,796 -61.63 83,095 35,696 -57.04
2018-07-26 13F-HR REGIONS FINANCIAL CORP 2,498 2,605 4.28 278 323 16.19
2017-02-14 13F-HR EverPoint Asset Management, LLC 170,000 124,000 -27.06 20,832 15,171 -27.17
2018-08-13 13F-HR American National Registered Investment Advisor, Inc. 3,265 3,265 0.00 364 405 11.26
2018-08-14 13F-HR BANK OF AMERICA CORP /DE/ 2,222,099 1,960,582 -11.77 247,675 243,406 -1.72
2018-08-13 13F-HR Trust Asset Management LLC 470 58
2018-08-13 13F-HR SECTORAL ASSET MANAGEMENT INC 96,000 180,300 87.81 10,700 22,384 109.20
2018-08-14 13F-HR Clearbridge Investments, LLC 4,044,294 4,486,767 10.94 450,777 557,032 23.57
2018-08-14 13F-HR Resources Investment Advisors, Inc. 70 86 22.86 8 11 37.50
2018-08-10 13F-HR Maytech Global Investments, Llc 200 200 0.00 22 25 13.64
2018-08-14 13F-HR Edge Advisors, Llc 5 5 0.00 0 0
2018-08-10 13F-HR CREDIT AGRICOLE S A 0 246 0 31
2018-08-22 13F-HR/A Advisors Asset Management, Inc. 14,856 18,428 24.04 1,745 2,288 31.12
2018-08-20 13F-HR MASSMUTUAL TRUST CO FSB/ADV 67 50 -25.37 7,468 6,208 -16.87
2018-07-31 13F-HR Rockefeller Capital Management L.p. 8,550 8,576 0.30 953 1,065 11.75
2018-08-14 13F-HR SECOR Capital Advisors, LP 19,150 0 -100.00 2,134 0 -100.00
2018-10-09 13F-HR Covenant Asset Management, LLC 5,898 5,898 0.00 732 820 12.02
2018-08-13 13F-HR Neuberger Berman Group LLC 379,179 524,579 38.35 42,263 65,126 54.10
2018-08-13 13F-HR APG Asset Management N.V. 64,532 64,532 0.00 5,848 6,862 17.34
2018-08-10 13F-HR Cutler Group LP Put 13,600 13,100 -3.68 176 25 -85.80
2018-08-13 13F-HR Allianz Asset Management AG Put 129,500 134,300 3.71 14,434 16,673 15.51
2018-10-10 13F-HR FACTORY MUTUAL INSURANCE CO 594,400 665,300 11.93 73,795 92,483 25.32
2018-08-14 13F-HR DEUTSCHE BANK AG\ 1,199,134 1,156,227 -3.58 133,648 143,537 7.40
2018-08-14 13F-HR MACQUARIE GROUP LTD 245,349 242,679 -1.09 27,346 30,128 10.17
2018-08-13 13F-HR Ameritas Investment Partners, Inc. 8,601 8,201 -4.65 959 1,018 6.15
2018-02-02 13F-HR RAINIER INVESTMENT MANAGEMENT LLC 9,610 0 -100.00 1,348 0 -100.00
2018-08-13 13F-HR ADVANTAGE INVESTMENT MANAGEMENT, LLC 861 861 0.00 96 107 11.46
2018-08-02 13F-HR Fiera Capital Corp 4,460 4,425 -0.78 497 549 10.46
2018-08-14 13F-HR DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 22,900 0 -100.00 2,552 0 -100.00
2018-10-10 13F-HR McAdam, LLC 17 17 0.00 2 2 0.00
2018-08-14 13F-HR Point72 Asia (Hong Kong) Ltd 977 437 -55.27 109 54 -50.46
2018-08-14 13F-HR QS Investors, LLC 21,410 21,363 -0.22 2,386 2,652 11.15
2018-07-24 13F-HR Squar Milner Financial Services Llc 154 19
2018-07-27 13F-HR FIRST QUADRANT L P/CA 5,097 7,497 47.09 568 931 63.91
2018-10-12 13F-HR WEBSTER BANK, N. A. 7,000 120 -98.29 869 17 -98.04
2017-10-26 13F-HR Acrospire Investment Management LLC 800 0 -100.00 97 0 -100.00
2018-08-02 13F-HR PITCAIRN CO 4,475 4,194 -6.28 499 521 4.41
2018-08-14 13F-HR Premier Asset Managment LLC 19,650 89,575 355.85 2,190 11,121 407.81
2018-08-13 13F-HR FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. 3,981 3,976 -0.13 444 493 11.04
2018-08-10 13F-HR Pacad Investment Ltd. 0 4,200 0 511
2018-08-13 13F-HR Meiji Yasuda Life Insurance Co 5,990 4,300 -28.21 668 534 -20.06
2018-08-14 13F-HR Skandinaviska Enskilda Banken AB (publ) 109,440 119,343 9.05 12,198 14,816 21.46
2018-07-27 13F-HR/A WHITTIER TRUST CO OF NEVADA INC 143 143 0.00 16 18 12.50
2018-08-14 13F-HR Balentine LLC 0 70 0 9
2018-08-14 13F-HR Tourbillon Capital Partners, L.P. Put 375,000 0 -100.00 41,798 0 -100.00
2018-08-14 13F-HR AMERIPRISE FINANCIAL INC 7,476,257 7,455,859 -0.27 833,306 925,299 11.04
2018-08-13 13F-HR SPHERA FUNDS MANAGEMENT LTD. 82,000 160,544 95.79 9,140 19,932 118.07
2018-02-14 13F-HR AHL Partners LLP 28,903 6,938 -76.00 4,055 830 -79.53
2018-08-15 13F-HR Krilogy Financial LLC 21 0 -100.00 2 0 -100.00
2018-08-14 13F-HR NGAM ADVISORS, L.P. 24,149 2,998
2018-07-09 13F-HR IFM Investors Pty Ltd 6,915 10,003 44.66 771 1,242 61.09
2018-08-02 13F-HR Atlantic Trust Group, LLC 11,348 11,287 -0.54 1,265 1,401 10.75
2018-08-09 13F-HR GAM Holding AG 36,200 36,200 0.00 4,035 4,494 11.38
2018-08-14 13F-HR Opus Point Partners Management, LLC 13,853 13,734 -0.86 1,544 1,705 10.43
2018-08-09 13F-HR BRITISH COLUMBIA INVESTMENT MANAGEMENT CORP 84,048 99,833 18.78 9,368 12,394 32.30
2017-02-10 13F-HR BlackRock Advisors LLC 2,286,891 1,751,063 -23.43 280,236 214,242 -23.55
2018-10-15 13F-HR Bartlett & Co. LLC 50 50 0.00 6 7 16.67
2018-07-18 13F-HR REILLY FINANCIAL ADVISORS, LLC 8 0 -100.00 1 0 -100.00
2018-08-08 13F-HR CIBC World Markets Inc. 5,954 6,976 17.16 664 866 30.42
2018-08-14 13F-HR LPL Financial LLC 27,709 28,166 1.65 3,088 3,497 13.24
2018-08-14 13F-HR GOLDMAN SACHS GROUP INC Call 2,500 1,000 -60.00 279 124 -55.56
2018-07-31 13F-HR HOWE & RUSLING INC 54 54 0.00 6 7 16.67
2018-08-10 13F-HR Cutler Group LP Call 47,000 22,500 -52.13 139 76 -45.32
2018-08-08 13F-HR INTRUST BANK NA 2,055 1,948 -5.21 229 242 5.68
2017-07-13 13F-HR Princeton Alpha Management LP 1,808 0 -100.00 219 0 -100.00
2018-02-09 13F-HR RidgeWorth Capital Management LLC 62,193 68,801 10.62 8,725 8,228 -5.70
2018-08-13 13F-HR Tekla Capital Management LLC 498,975 438,416 -12.14 55,616 54,429 -2.13
2018-07-25 13F-HR BESSEMER GROUP INC 737,785 1,089,692 47.70 82,233 135,285 64.51
2018-08-07 13F-HR CANADA PENSION PLAN INVESTMENT BOARD 183,179 396,150 116.26 20,417 49,182 140.89
2018-08-13 13F-HR ALLIANCEBERNSTEIN L.P. 576,978 455,569 -21.04 64,310 56,559 -12.05
2018-08-14 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC 69,055 10,919 -84.19 7,697 1,355 -82.40
2018-07-19 13F-HR HARTFORD INVESTMENT MANAGEMENT CO 41,932 25,166 -39.98 4,674 3,124 -33.16
2018-07-30 13F-HR Sequent Asset Management, LLC 5,000 5,000 0.00 606 621 2.48
2018-08-13 13F-HR C M BIDWELL & ASSOCIATES LTD 250 31
2018-08-10 13F-HR OPPENHEIMER & CO INC 8,012 7,667 -4.31 893 952 6.61
2018-08-14 13F-HR Banco Santander, S.A. 512,788 513,907 0.22 57,156 63,801 11.63
2018-08-02 13F-HR BABSON CAPITAL MANAGEMENT LLC 3,040 3,205 5.43 339 397 17.11
2018-07-30 13F-HR Trustcore Financial Services, Llc 31 4
2018-08-01 13F-HR Migdal Insurance & Financial Holdings Ltd. 20 648 3,140.00 2 80 3,900.00
2018-02-14 13F-HR GLG LLC 39,133 64,133 63.88 5,490 7,670 39.71
2018-10-05 13F-HR OPTIMUM INVESTMENT ADVISORS 100 100 0.00 12 14 16.67
2018-08-08 13F-HR Hanson McClain, Inc. 0 50 0 6
2018-08-06 13F-HR Sonora Investment Management, LLC 5 5 0.00 557 1 -99.82
2018-08-14 13F-HR BROWN BROTHERS HARRIMAN & CO 275 100 -63.64 31 12 -61.29
2018-08-08 13F-HR STATE TREASURER STATE OF MICHIGAN 365,278 365,878 0.16 40,714 45,424 11.57
2018-07-18 13F-HR Global Trust Asset Management, Llc 24 24 0.00 3 3 0.00
2018-08-14 13F-HR STATE STREET CORP 9,105,116 9,811,542 7.76 1,014,850 1,218,101 20.03
2018-08-01 13F-HR Psagot Investment House Ltd. 65 0 -100.00 7 0 -100.00
2018-08-15 13F-HR SENTINEL TRUST CO LBA 70,920 60,147 -15.19 7,905 7,467 -5.54
2018-08-15 13F-HR JANE STREET GROUP, LLC Put 120,200 49,700 -58.65 13,397 6,170 -53.94
2018-08-14 13F-HR Walleye Trading LLC Call 16,600 6,200 -62.65 1,850 770 -58.38
2018-07-27 13F-HR PIEDMONT INVESTMENT ADVISORS LLC 32,266 9,322 -71.11 3,596 1,157 -67.83
2018-08-10 13F-HR Mosaic Family Wealth, LLC 263 263 0.00 29 33 13.79
2018-08-09 13F-HR Timber Hill LLC 2,953 0 -100.00 329 0 -100.00
2018-08-15 13F-HR/A PUTNAM INVESTMENTS LLC 732,826 1,160,859 58.41 81,681 144,120 76.44
2018-08-13 13F-HR IBM Retirement Fund 4,740 4,104 -13.42 528 510 -3.41
2018-08-14 13F-HR Gryphon Financial Partners Llc 122 114 -6.56 14 14 0.00
2018-07-24 13F-HR MEEDER ASSET MANAGEMENT INC 7,668 15,884 107.15 855 1,971,999 230,543.16
2018-08-14 13F-HR TAURUS ASSET MANAGEMENT, LLC 105,571 106,556 0.93 11,767 13,229 12.42
2018-05-11 13F-HR Delpha Capital Management, Llc 852 0 -100.00 102 0 -100.00
2018-08-14 13F-HR Marshall Wace North America L.P. 1,084,891 1,005,169 -7.35 120,922 124,792 3.20
2018-08-13 13F-HR Axa 956,629 1,037,497 8.45 106,626 128,805 20.80
2018-08-14 13F-HR/A CITADEL ADVISORS LLC 693,953 1,728,490 149.08 77,349 214,592 177.43
2018-08-14 13F-HR ORBIMED ADVISORS LLC 3,268,275 3,124,603 -4.40 364,282 387,919 6.49
2018-08-14 13F-HR Jacobi Capital Management LLC 78 78 0.00 8 10 25.00
2018-07-31 13F-HR Tarbox Group, Inc. 21 36 71.43 2 4 100.00
2018-08-14 13F-HR OLD MUTUAL CUSTOMISED SOLUTIONS (PROPRIETARY) LTD 3,258 3,258 0.00 363 404 11.29
2018-07-19 13F-HR EXANE DERIVATIVES 1,155 0 -100.00 126,904 0 -100.00
2018-08-14 13F-HR VANGUARD GROUP INC 15,371,641 15,618,434 1.61 1,713,324 1,939,030 13.17
2018-08-14 13F-HR D. E. Shaw & Co., Inc. Put 20,000 10,000 -50.00 2,229 1,242 -44.28
2018-08-15 13F-HR Verition Fund Management LLC 2,181 3,100 42.14 243 385 58.44
2018-08-09 13F-HR Private Advisor Group, LLC 2,338 10,874 365.10 260 1,352 420.00
2018-08-13 13F-HR LAZARD ASSET MANAGEMENT LLC 12 12 0.00 1 1 0.00
2018-08-09 13F-HR PICTET BANK & TRUST Ltd 6,850 6,850 0.00 764 850 11.26
2018-08-14 13F-HR Vident Investment Advisory, LLC 3,780 0 -100.00 416 0 -100.00
2018-08-09 13F-HR Bay Colony Advisory Group, Inc D/b/a Bay Colony Advisors 181 22
2018-08-09 13F-HR BANQUE PICTET & CIE SA 80,675 59,288 -26.51 8,992 7,361 -18.14
2018-08-10 13F-HR Compagnie Odier SCA 4,630 4,630 0.00 516 575 11.43
2018-10-11 13F-HR World Asset Management Inc 14,735 14,655 -0.54 1,829 2,037 11.37
2018-07-25 13F-HR CONNING INC. 5,380 5,290 -1.67 600 657 9.50
2018-07-23 13F-HR DELTA ASSET MANAGEMENT LLC/TN 15 15 0.00 2 2 0.00
2018-08-13 13F-HR Kentucky Retirement Systems Insurance Trust Fund 5,075 4,190 -17.44 566 520 -8.13
2018-08-14 13F-HR BANK OF AMERICA CORP /DE/ Call 116,600 82,200 -29.50 12,996 10,205 -21.48
2018-08-14 13F-HR Lombard Odier Asset Management (Europe) Ltd 2,219 2,219 0.00 247 275 11.34
2018-08-10 13F-HR Neuburgh Advisers LLC 8,092 9,350 15.55 902 1,161 28.71
2018-08-14 13F-HR GEODE CAPITAL MANAGEMENT, LLC 2,370,918 2,437,909 2.83 263,590 302,011 14.58
2018-08-03 13F-HR CITIZENS & NORTHERN CORP 12,680 13,406 5.73 1,413 1,664 17.76
2018-08-16 13F-HR Nelson, Van Denburg & Campbell Wealth Management Group, LLC 7 0 -100.00 1 0 -100.00
2018-08-02 13F-HR NORTHERN CAPITAL MANAGEMENT LLC 7,145 8,460 18.40 796 1,050 31.91
2018-04-12 13F-HR EXXONMOBIL INVESTMENT MANAGEMENT INC /TX 35,523 33,937 -4.46 4,248 3,783 -10.95
2017-01-23 13F-HR KANALY TRUST CO 4,619 3,498 -24.27 566 428 -24.38
2017-05-16 13F-HR JANUS CAPITAL MANAGEMENT LLC 919,413 982,224 6.83 112,504 119,079 5.84
2018-08-10 13F-HR CITIGROUP INC Put 85,600 69,200 -19.16 9,541 8,591 -9.96
2018-08-14 13F-HR Cnb Bank 2,491 2,881 15.66 278 357 28.42
2018-08-08 13F-HR AT Bancorp 14,449 8,660 -40.07 1,611 1,075 -33.27
2018-04-18 13F-HR Integral Derivatives, LLC 15,780 0 -100.00 1,887 0 -100.00
2018-08-16 13F-HR Global X Management CO LLC 2,817 4,280 51.93 314 531 69.11
2018-10-04 13F-HR Xr Securities Llc Call 13,100 177
2018-08-13 13F-HR Bridgewater Associates, LP 0 17,053 0 2,117
2018-08-13 13F-HR ITHAKA GROUP LLC 80,166 78,422 -2.18 8,935 9,736 8.96
2018-08-14 13F-HR Candriam Luxembourg S.C.A. 261,119 294,042 12.61 29,106 36,507 25.43
2018-08-14 13F-HR Her Majesty the Queen in Right of the Province of Alberta as represented by Alberta Investment Management Corp 0 4,300 0 534
2018-08-14 13F-HR Jefferies Group LLC 7,986 73,369 818.72 890 9,109 923.48
2018-08-07 13F-HR Oakworth Capital, Inc. 2,200 2,200 0.00 259 273 5.41
2018-08-14 13F-HR BARCLAYS PLC 607,027 294,130 -51.55 67,662 36,517 -46.03
2018-08-14 13F-HR Zurich Insurance Group Ltd/FI 49,299 0 -100.00 5,495 0 -100.00
2018-07-19 13F-HR FRED ALGER MANAGEMENT INC 23,914 24,092 0.74 2,665 2,991 12.23
2018-08-14 13F-HR LONDON CO OF VIRGINIA 591,833 558,734 -5.59 65,966 69,367 5.16
2018-08-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 1,328,400 1,143,100 -13.95 148,064 141,915 -4.15
2018-08-03 13F-HR STATE OF WISCONSIN INVESTMENT BOARD 376,917 341,106 -9.50 42,011 42,348 0.80
2018-07-18 13F-HR Fny Investment Advisers, Llc Call 33 4
2018-07-30 13F-HR First Capital Advisors Group, LLC. 30 0 -100.00 3 0 -100.00
2018-08-10 13F-HR Pictet & Cie (Europe) SA 6,095 1,895 -68.91 679 235 -65.39
2018-08-14 13F-HR Lee Financial CORP 26 23 -11.54 3 3 0.00
2018-07-26 13F-HR TCI Wealth Advisors, Inc. 253 123 -51.38 28 15 -46.43
2018-07-30 13F-HR Aperio Group, LLC 71,922 88,435 22.96 8,016 10,979 36.96
2018-08-13 13F-HR PICTET ASSET MANAGEMENT LTD 1,572,001 1,699,841 8.13 175,215 211,035 20.44
2018-08-14 13F-HR Walleye Trading LLC 22,493 17,899 -20.42 2,507 2,222 -11.37
2018-08-14 13F-HR MILLENNIUM MANAGEMENT LLC 931,131 206,242 -77.85 103,784 25,605 -75.33
2018-08-14 13F-HR EULAV Asset Management 372,000 387,000 4.03 41,463 48,046 15.88
2018-08-14 13F-HR LOOMIS SAYLES & CO L P 179,292 120,993 -32.52 19,984 15,021 -24.83
2018-08-14 13F-HR Point72 Asset Management, L.P. 85,000 437,800 415.06 9,474 54,353 473.71
2018-08-14 13F-HR BANK OF AMERICA CORP /DE/ Put 487,600 80,500 -83.49 54,348 9,994 -81.61
2018-08-14 13F-HR CIGNA INVESTMENTS INC /NEW 8,099 7,065 -12.77 902 877 -2.77
2018-08-14 13F-HR EMORY UNIVERSITY 21,793 22,081 1.32 2,429 2,741 12.84
2018-08-14 13F-HR SUMMIT PARTNERS PUBLIC ASSET MANAGEMENT, LLC Call 80,000 9,932
2018-08-17 13F-HR/A NOMURA HOLDINGS INC 17,498 4,030 -76.97 1,951 500 -74.37
2018-07-31 13F-HR Front Row Advisors Llc 32 4
2018-08-14 13F-HR Tourbillon Capital Partners, L.P. 357,816 353,106 -1.32 39,882 43,838 9.92
2018-08-13 13F-HR HONKAMP KRUEGER FINANCIAL SERVICES INC /ADV 155 0 -100.00 17 0 -100.00
2018-08-31 13F-HR Chicago Partners Investment Group LLC 115 416 261.74 13 52 300.00
2018-08-13 13F-HR Global Retirement Partners, Llc 0 51 0 6
2018-08-13 13F-HR Mitsubishi UFJ Securities Holdings Co., Ltd. 300 300 0.00 33 37 12.12
2018-08-01 13F-HR BNP Paribas Investment Partners S.A. 9,650 9,206 -4.60 1,076 1,143 6.23
2018-08-13 13F-HR BRINKER CAPITAL INC 5,685 5,778 1.64 634 717 13.09
2018-08-14 13F-HR GUGGENHEIM CAPITAL LLC 572,651 250,244 -56.30 63,828 31,069 -51.32
2018-04-18 13F-HR/A FNY Managed Accounts LLC Call 10 1
2018-08-14 13F-HR UBS Group AG 628,379 261,506 -58.38 70,040 32,467 -53.65
2018-07-19 13F-HR Cwm Advisors, Llc 0 2,111 0 262
2018-07-17 13F-HR MEAG MUNICH ERGO KAPITALANLAGEGESELLSCHAFT MBH 0 10,449 0 1,282
2018-08-07 13F-HR NF Trinity Capital (Hong Kong) Ltd 46,000 46,000 0.00 5,127 5,711 11.39
2018-08-13 13F-HR Weiss Asset Management LP 4,150 4,150 0.00 463 515 11.23
2018-08-14 13F-HR Crawford Lake Capital Management, LLC 15,158 0 -100.00 1,690 0 -100.00
2018-10-09 13F-HR State of Alaska, Department of Revenue 39,240 40,103 2.20 4,869 5,573 14.46
2017-11-13 13F-HR PARTNERS CAPITAL INVESTMENT GROUP LLC 4,433 622
2018-09-20 13F-HR Rehmann Capital Advisory Group 2,723 2,650 -2.68 304 328,998 108,123.03
2018-08-15 13F-HR/A LMM LLC 421,065 442,345 5.05 46,932 54,917 17.01
2018-07-25 13F-HR BNP PARIBAS ARBITRAGE, SA Call 1,000 10 -99.00 111,460 124,150 11.39
2018-07-11 13F-HR Xact Kapitalforvaltning AB 48,752 46,870 -3.86 5,434 5,819 7.09
2018-07-27 13F-HR BENDER ROBERT & ASSOCIATES 32,659 32,764 0.32 3,640 4,068 11.76
2018-08-10 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 3,212 3,115 -3.02 358 386 7.82
2018-08-13 13F-HR PIONEER INVESTMENT MANAGEMENT INC 977,301 497,728 -49.07 108,932 61,793 -43.27
2018-08-13 13F-HR CSat Investment Advisory, L.P. 56 7
2018-08-13 13F-HR BTG Pactual Global Asset Management Ltd 4,733 5,061 6.93 528 628 18.94
2018-08-09 13F-HR Advantus Capital Management Inc 22,553 22,653 0.44 2,514 2,812 11.85
2018-07-25 13F-HR INTACT INVESTMENT MANAGEMENT INC. 5,300 5,300 0.00 591 658 11.34
2018-08-10 13F-HR Employees Retirement System of Texas 77,000 30,000 -61.04 8,582 3,725 -56.60
2018-07-13 13F-HR Campbell & CO Investment Adviser LLC 0 2,306 0 286
2018-08-08 13F-HR AMERICAN INTERNATIONAL GROUP INC 99,006 99,131 0.13 11,035 12,307 11.53
2018-10-12 13F-HR Gemmer Asset Management LLC 89 87 -2.25 11 12 9.09
2018-08-08 13F-HR Glassman Wealth Services 4 12 200.00 0 1
2018-08-14 13F-HR MORGAN STANLEY 1,014,932 765,874 -24.54 113,125 95,082 -15.95
2018-08-06 13F-HR Granite Investment Partners, LLC 48,571 47,286 -2.65 5,414 5,871 8.44
2018-05-11 13F-HR HSBC HOLDINGS PLC Put 0 300 0 33
2018-08-14 13F-HR TWO SIGMA INVESTMENTS LLC 0 191,398 0 23,762
2018-08-10 13F-HR GABELLI FUNDS LLC 47,500 36,000 -24.21 5,294 4,469 -15.58
2018-08-14 13F-HR ARDSLEY ADVISORY PARTNERS 147,000 127,000 -13.61 16,385 15,767 -3.77
2018-08-13 13F-HR BLAIR WILLIAM & CO/IL 2,861 2,206 -22.89 319 274 -14.11
2018-10-10 13F-HR Kiley Juergens Wealth Management, Llc 333 333 0.00 41 46 12.20
2018-08-14 13F-HR NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC 40,350 42,608 5.60 4,497 5,290 17.63
2018-08-14 13F-HR ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 474,114 701,814 48.03 52,845 87,131 64.88
2018-07-27 13F-HR Eqis Capital Management, Inc. 6,756 20,812 208.05 753 2,584 243.16
2017-08-18 13F-HR WFG Advisors, LP 1 1 0.00 0 0
2018-08-14 13F-HR Parallax Volatility Advisers, L.P. 635 0 -100.00 71 0 -100.00
2018-08-07 13F-HR Quantitative Systematic Strategies LLC 3,314 2,464 -25.65 369 306 -17.07
2018-08-22 13F-HR/A CLEARARC CAPITAL INC 5,680 5,674 -0.11 633 704 11.22
2018-08-14 13F-HR JP Morgan Chase & Co Call 224,500 88,000 -60.80 25,023 10,925 -56.34
2018-08-09 13F-HR Lucia Wealth Services, Llc 1,714 1,905 11.14 191 237 24.08
2018-08-08 13F-HR AMERICAN CENTURY COMPANIES INC 656,028 720,820 9.88 73,121 89,490 22.39
2018-08-20 13F-HR/A Odey Asset Management Group Ltd 18,898 18,898 0.00 2,106 2,346 11.40
2018-08-14 13F-HR GV Financial Advisors 103 348 237.86 11 43 290.91
2018-08-06 13F-HR FTB Advisors, Inc. 63 3,478 5,420.63 6 431 7,083.33
2018-08-08 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 648 705 8.80 72 88 22.22
2018-08-14 13F-HR TWO SIGMA INVESTMENTS LLC Put 19,100 28,000 46.60 2,129 3,476 63.27
2018-08-15 13F-HR GLENMEDE TRUST CO NA 8,044 11,859 47.43 961 1,473 53.28
2018-10-04 13F-HR National Asset Management, Inc. 3,208 3,179 -0.90 359 396 10.31
2018-07-18 13F-HR/A Mitsubishi Ufj Asset Management (uk) Ltd. 11,000 1,365
2018-08-13 13F-HR TWIN CAPITAL MANAGEMENT INC 8,375 0 -100.00 933 0 -100.00
2018-08-14 13F-HR Bluefin Trading, LLC 56,574 0 -100.00 6,306 0 -100.00
2018-08-14 13F-HR GREAT POINT PARTNERS LLC 110,506 13,719
2018-08-14 13F-HR Natixis 17,764 44,310 149.44 1,980 5,501 177.83
2018-02-14 13F-HR NUMERIC INVESTORS LLC 11,000 73,700 570.00 1,543 8,814 471.22
2018-08-14 13F-HR TWO SIGMA ADVISERS, LP 0 244,640 0 30,372
2018-08-10 13F-HR FEDERATED INVESTORS INC /PA/ 26,571 15,816 -40.48 2,960 1,963 -33.68
2017-01-18 13F-HR WALL STREET ASSOCIATES 2,000 2,000 0.00 245 245 0.00
2018-08-14 13F-HR UBS Group AG Put 85,000 30,000 -64.71 9,474 3,725 -60.68
2018-07-17 13F-HR Assenagon Asset Management S.A. 71,598 313,444 337.78 7,980 38,914 387.64
2017-07-27 13F-HR Spot Trading L.l.c. Put 220,400 26,816
2018-08-14 13F-HR Jabre Capital Partners S.A. 30,000 12,500 -58.33 3,344 1,552 -53.59
2018-08-13 13F-HR GROUP ONE TRADING, L.P. Put 129,500 234,100 80.77 14,434 29,064 101.36
2018-08-02 13F-HR VICTORY CAPITAL MANAGEMENT INC 144,698 172,671 19.33 16,129 21,437 32.91
2018-05-15 13F-HR Iguana Healthcare Management, LLC 0 27,500 0 3,065
2018-07-24 13F-HR COLUMBUS CIRCLE INVESTORS 188,836 0 -100.00 21,048 0 -100.00
2017-05-01 13F-HR Spot Trading L.L.C Call 6,200 752
2018-08-14 13F-HR SUNTRUST BANKS INC 34,102 19,673 -42.31 3,800 2,441 -35.76
2018-07-20 13F-HR Channing Capital Management, LLC 118,073 100,190 -15.15 13,160 12,439 -5.48
2017-05-15 13F-HR Lebenthal Asset Management, LLC 27,271 27,468 0.72 3,337 3,330 -0.21
2018-08-10 13F-HR Liberty Mutual Group Asset Management Inc. 8,895 8,894 -0.01 991 1,104 11.40
2018-08-10 13F-HR Investec Asset Management North America, Inc. 31,307 33,388 6.65 3,489 4,145 18.80
2018-08-10 13F-HR Avestar Capital, Llc 774 865 11.76 67 86 28.36
2018-08-13 13F-HR Westside Investment Management, Inc. 4,365 4,595 5.27 474,206 574,375 21.12
2018-08-09 13F-HR BB BIOTECH AG 1,394,428 1,344,428 -3.59 155,423 166,911 7.39
2018-08-13 13F-HR Morris Capital Advisors, LLC 22,056 23,665 7.30 2,458 2,938 19.53
2018-08-13 13F-HR Hilton Capital Management, LLC 32 4
2018-08-14 13F-HR Invesco Ltd. 3,887,611 4,296,311 10.51 433,313 533,387 23.10
2018-08-13 13F-HR Allianz Asset Management AG 39,352 172,099 337.33 4,386 21,367 387.16
2018-05-11 13F-HR CITIGROUP INC Put 48,900 85,600 75.05 5,848 9,541 63.15
2018-09-27 13F-HR/A UNITED SERVICES AUTOMOBILE ASSOCIATION 219,386 290,788 32.55 24,453 36,101 47.63
2018-08-13 13F-HR WESTFIELD CAPITAL MANAGEMENT CO LP 239,080 236,585 -1.04 26,648 29,372 10.22
2018-10-11 13F-HR Berson & Corrado Investment Advisors, LLC 1,656 0 -100.00 205 0 -100.00
2018-08-14 13F-HR Walleye Trading LLC Put 68,300 44,100 -35.43 7,613 5,475 -28.08
2018-08-13 13F-HR Wealthcare Advisory Partners LLC 14 14 0.00 2 2 0.00
2017-08-07 13F-HR Geneva Advisors, LLC 11,326 11,408 0.72 1,373 1,388 1.09
2018-08-10 13F-HR Shell Asset Management Co 15,213 16,982 11.63 1,696 2,108 24.29
2018-08-14 13F-HR THRIVENT FINANCIAL FOR LUTHERANS 929,822 9,343 -99.00 103,638 1,160 -98.88
2018-07-17 13F-HR Calamos Advisors LLC Call 61,000 7,573
2018-08-07 13F-HR Convergence Investment Partners, LLC 575 0 -100.00 64 0 -100.00
2018-10-12 13F-HR Versant Capital Management, Inc 151 151 0.00 18 20 11.11
2018-08-14 13F-HR HIGHLAND CAPITAL MANAGEMENT LP 6,950 0 -100.00 774 0 -100.00
2018-08-14 13F-HR Tourbillon Capital Partners, L.P. Call 375,000 200,000 -46.67 41,798 24,830 -40.60
2018-08-14 13F-HR Voya Investment Management LLC 79,259 81,352 2.64 8,834 10,100 14.33
2018-08-06 13F-HR TEACHER RETIREMENT SYSTEM OF TEXAS 85,410 80,013 -6.32 9,520 9,934 4.35
2017-01-13 13F-HR MetLife Securities, Inc 4,290 3,203 -25.34 526 392 -25.48
2018-08-13 13F-HR MACKENZIE FINANCIAL CORP 4,309 4,461 3.53 480 554 15.42
2018-08-09 13F-HR Tredje AP-fonden 73,851 85,031 15.14 8,231 10,557 28.26
2018-10-16 13F-HR TEALWOOD ASSET MANAGEMENT INC 12,612 12,220 -3.11 1,566 1,699 8.49
2018-08-15 13F-HR JANE STREET GROUP, LLC 102,224 0 -100.00 11,394 0 -100.00
2018-05-11 13F-HR HSBC HOLDINGS PLC Call 0 3,700 0 412
2018-07-16 13F-HR RELIANCE TRUST CO OF DELAWARE 6,045 7,489 23.89 673 930 38.19
2018-08-14 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 347,218 347,908 0.20 38,701 43,193 11.61
2018-08-14 13F-HR PEAK6 Investments, L.P. Put 92,300 153,800 66.63 10,288 19,094 85.59
2018-08-10 13F-HR Elk Creek Partners, LLC 4,643 4,579 -1.38 518 568 9.65
2018-08-14 13F-HR TWO SIGMA SECURITIES, LLC Call 79,200 39,100 -50.63 8,828 4,854 -45.02
2018-08-14 13F-HR PUBLIC SECTOR PENSION INVESTMENT BOARD 24,411 12,511 -48.75 2,721 1,553 -42.93
2018-08-13 13F-HR Silvant Capital Management Llc 33,054 32,678 -1.14 3,684 4,057 10.12
2018-08-07 13F-HR CIM INVESTMENT MANGEMENT INC 4,488 4,379 -2.43 500 544 8.80
2018-07-11 13F-HR Harbour Capital Advisors, LLC 4,600 4,300 -6.52 513 538 4.87
2018-08-13 13F-HR BB&T SECURITIES, LLC 3,639 4,043 11.10 405 501 23.70
2018-08-14 13F-HR Patriot Financial Group Insurance Agency, LLC 28 0 -100.00 3 0 -100.00
2018-08-14 13F-HR Redmile Group, LLC 404,800 489,300 20.87 45,119 60,747 34.64
2016-11-14 13F-HR Mizuho Asset Management Co.,Ltd. 1,953 239
2018-08-13 13F-HR Kepos Capital LP 27,809 27,805 -0.01 3,100 3,452 11.35
2018-08-09 13F-HR JBF Capital, Inc. 58,000 78,000 34.48 6,465 9,684 49.79
2018-08-14 13F-HR Jefferies Group LLC Put 0 142,500 0 17,691
2018-10-11 13F-HR Vigilant Capital Management, LLC 86,540 107,720 24.47 10,744 14,974 39.37
2018-07-27 13F-HR ENTERPRISE FINANCIAL SERVICES CORP 3 44 1,366.67 0 5
2018-08-01 13F-HR Mitsubishi UFJ Securities International PLC 249 31
2018-05-11 13F-HR CITIGROUP INC Call 51,800 87,800 69.50 6,195 9,787 57.98
2018-08-10 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 45,708 44,359 -2.95 5,092 5,507 8.15
2018-10-16 13F-HR NJ State Employees Deferred Compensation Plan 12,000 12,000 0.00 1,490 1,668 11.95
2018-08-14 13F-HR HealthCor Management, L.P. 0 486,300 0 60,374
2018-08-07 13F-HR Johnson Financial Group, Inc. 4,720 4,841 2.56 527 601 14.04
2018-08-14 13F-HR Sterling Capital Management LLC 22,882 25,864 13.03 2,550 3,211 25.92
2018-08-02 13F-HR D.A. DAVIDSON & CO. 1,975 1,895 -4.05 220 235 6.82
2018-08-08 13F-HR Nissay Asset Management Corp /japan/ /adv 26,886 26,278 -2.26 2,997 3,262 8.84
2018-07-12 13F-HR PEREGRINE CAPITAL MANAGEMENT LLC 149,151 149,608 0.31 16,624 18,574 11.73
2018-08-03 13F-HR WEDBUSH SECURITIES INC 5,059 5,324 5.24 564 661 17.20
2018-08-03 13F-HR Global Financial Private Capital, LLC 3,913 3,879 -0.87 436 482 10.55
2018-08-06 13F-HR Sivik Global Healthcare LLC 30,000 30,000 0.00 3,344 3,725 11.39
2018-08-20 13F-HR GREEN SQUARE CAPITAL LLC 9,247 9,247 0.00 1,031 1,148 11.35
2018-08-14 13F-HR Copernicus Capital Management, Llc 50,000 0 -100.00 5,573 0 -100.00
2018-08-13 13F-HR Vatera Holdings Llc 24,700 24,700 0.00 2,753 3,067 11.41
2018-08-10 13F-HR Summit Trail Advisors, Llc 72,264 0 -100.00 72 0 -100.00
2018-07-27 13F-HR GRANDFIELD & DODD, LLC 3,815 3,845 0.79 425 477 12.24
2018-08-10 13F-HR Legal & General Group Plc 991,564 947,095 -4.48 110,520 117,582 6.39
2018-08-14 13F-HR Centaurus Financial, Inc. 2,125 264
2018-08-02 13F-HR JENNISON ASSOCIATES LLC 7,487,593 6,028,122 -19.49 834,567 748,391 -10.33
2018-08-14 13F-HR TWO SIGMA SECURITIES, LLC 0 15,691 0 1,948
2018-08-08 13F-HR/A MONTAG A & ASSOCIATES INC 11,165 1,386
2018-08-14 13F-HR NICHOLAS CO INC /WI 42,770 48,400 13.16 4,767 6,008 26.03
2018-08-07 13F-HR Twin Tree Management, LP 0 12,720 0 1,579
2018-08-14 13F-HR Bridgeworth, LLC 42 5
2018-08-01 13F-HR Israel Discount Bank of New York 4,403 5,015 13.90 491 622 26.68
2018-08-13 13F-HR CAISSE DE DEPOT ET PLACEMENT DU QUEBEC 6,672 6,582 -1.35 744 817 9.81
2018-08-10 13F-HR Stephens Investment Management Group LLC 20,468 20,714 1.20 2,281 2,520 10.48
2018-08-10 13F-HR QUANTRES ASSET MANAGEMENT Ltd 25,300 10,300 -59.29 2,820 1,279 -54.65
2018-07-16 13F-HR CAPITAL ONE, NATIONAL ASSOCIATION 8,159 7,838 -3.93 909 973 7.04
2018-08-13 13F-HR Stratos Wealth Partners, LTD. 1,655 0 -100.00 184 0 -100.00
2018-08-14 13F-HR Mirae Asset Global Investments Co., Ltd. 26,331 18,951 -28.03 2,934 2,333 -20.48
2018-08-07 13F-HR First Personal Financial Services 261 105 -59.77 29 13 -55.17
2018-02-02 13F-HR ROCKEFELLER FINANCIAL SERVICES INC 8,550 8,550 0.00 1,199 1,022 -14.76
2018-08-13 13F-HR WOLVERINE TRADING, LLC Call 94,100 94,100 0.00 10,488 10,488 0.00
2018-08-14 13F-HR PEAK6 Investments, L.P. 15,199 21,645 42.41 1,694 2,687 58.62
2018-08-14 13F-HR GOLDMAN SACHS GROUP INC Put 12,500 7,300 -41.60 1,393 906 -34.96
2018-08-10 13F-HR DE BURLO GROUP INC 20,096 19,996 -0.50 2,239 2,482 10.85
2018-08-14 13F-HR HBK INVESTMENTS L P 75,040 29,869 -60.20 8,364 3,708 -55.67
2018-08-03 13F-HR Financial Architects, Inc 3,554 54 -98.48 396 7 -98.23
2018-08-14 13F-HR Crestline Management, LP 27,513 41,179 49.67 3,067 5,112 66.68
2018-08-07 13F-HR SG Americas Securities, LLC 29,326 21,460 -26.82 3,269 2,664 -18.51
2018-08-10 13F-HR CITIGROUP INC 216,700 178,664 -17.55 24,154 22,180 -8.17
2018-08-13 13F-HR CIBC WORLD MARKETS CORP 41,093 49,449 20.33 4,580 6,139 34.04
2018-08-07 13F-HR Verity Asset Management, Inc. 0 2,520 0 313
2018-08-14 13F-HR ARMISTICE CAPITAL, LLC 0 112,000 0 13,905
2018-07-19 13F-HR SIT INVESTMENT ASSOCIATES INC 29,750 27,775 -6.64 3,316 3,448 3.98
2018-08-09 13F-HR Edgestream Partners, L.P. 20,130 2,499
2018-08-13 13F-HR WEALTHSOURCE PARTNERS, LLC 2,876 0 -100.00 349 0 -100.00
2018-08-14 13F-HR Cubist Systematic Strategies, LLC 5,879 4,976 -15.36 655 618 -5.65
2018-08-14 13F-HR GOLDMAN SACHS GROUP INC 2,463,246 2,434,163 -1.18 274,553 302,201 10.07
2018-08-14 13F-HR Polar Capital LLP 125,000 215,000 72.00 13,933 26,692 91.57
2018-07-23 13F-HR TEXAS PERMANENT SCHOOL FUND 57,278 54,295 -5.21 6,384 6,741 5.59
2018-08-14 13F-HR FIFTH THIRD BANCORP 37,342 13,094 -64.93 4,162 1,626 -60.93
2018-08-14 13F-HR/A CITADEL ADVISORS LLC Put 224,900 189,200 -15.87 25,068 23,489 -6.30
2018-07-05 13F-HR Gulf International Bank (UK) Ltd 69,777 69,777 0.00 7,777 8,662 11.38
2018-08-13 13F-HR PRINCIPAL FINANCIAL GROUP INC 324,824 325,896 0.33 36,205 40,460 11.75
2018-08-01 13F-HR COMERICA BANK 56,847 57,861 1.78 6,352 7,892 24.24
2018-08-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 1,166,500 574,000 -50.79 130,018 71,262 -45.19
2018-07-20 13F-HR Creative Planning 29,017 16,388 -43.52 3,234 2,035 -37.07
2018-08-13 13F-HR Meiji Yasuda Asset Management Co Ltd. 6,473 4,573 -29.35 721 568 -21.22
2018-08-13 13F-HR NINE MASTS CAPITAL Ltd Put 450 0 -100.00 484 0 -100.00
2018-08-15 13F-HR JANE STREET GROUP, LLC Call 95,200 43,200 -54.62 10,611 5,363 -49.46
2018-08-14 13F-HR DSM Capital Partners LLC 963 963 0.00 107 120 12.15
2017-02-10 13F-HR BlackRock Group LTD 2,031,472 1,987,406 -2.17 248,936 243,159 -2.32
2018-08-13 13F-HR TT INTERNATIONAL 57,788 55,143 -4.58 6,441 6,846 6.29
2018-08-10 13F-HR Artal Group S.A. Call 150,000 0 -100.00 16,719 0 -100.00
2018-08-10 13F-HR HSBC HOLDINGS PLC Call 3,700 13,400 262.16 412 1,664 303.88
2018-08-13 13F-HR WOLVERINE TRADING, LLC 24,076 24,076 0.00 2,684 2,684 0.00
2016-11-14 13F-HR MASON STREET ADVISORS, LLC 30,336 3,717
2018-08-14 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 217,077 661,763 204.85 24,196 82,158 239.55
2017-02-10 13F-HR CG Asset Management LLC 3,750 0 -100.00 460 0
2018-08-13 13F-HR Korea Investment CORP 118,574 148,274 25.05 13,216 18,408 39.29
2018-08-10 13F-HR M&T BANK CORP 31,153 31,972 2.63 3,472 3,970 14.34
2018-08-13 13F-HR PROFUND ADVISORS LLC 89,171 84,931 -4.75 9,939 10,544 6.09
2018-08-03 13F-HR Tobam 117,676 0 -100.00 13,116 0 -100.00
2018-08-03 13F-HR KBC Group NV 27,492 141,014 412.93 3,064 17,507 471.38
2018-08-02 13F-HR Chevy Chase Trust Holdings, Inc. 187,607 187,426 -0.10 20,911 23,269 11.28
2018-08-13 13F-HR CAPTRUST FINANCIAL ADVISORS 17 0 -100.00 2 0 -100.00
2018-08-14 13F-HR WADDELL & REED FINANCIAL INC 883,991 287,455 -67.48 98,530 35,688 -63.78
2018-08-14 13F-HR TWO SIGMA INVESTMENTS LLC Call 25,100 16,300 -35.06 2,798 2,024 -27.66
2018-08-10 13F-HR WASHINGTON TRUST Co 176 22
2018-08-09 13F-HR Mutual of America Capital Management LLC 28,412 28,711 1.05 3,167 3,564 12.54
2018-08-23 13F-HR/A BROOKSIDE CAPITAL MANAGEMENT LLC 56,985 70,753 24.16 6,352 8,784 38.29
2018-07-30 13F-HR American Assets Investment Management, LLC 2,500 3,500 40.00 279 426 52.69
2018-07-30 13F-HR SIMPLEX TRADING, LLC Put 1,092 574 -47.44 1,346 7,126 429.42
2018-08-10 13F-HR Norinchukin Bank, The 20,312 25,210 24.11 2,264 3,130 38.25
2018-08-07 13F-HR Bellevue Group AG 131,390 163,730 24.61 14,645 20,327 38.80
2018-08-13 13F-HR RAYMOND JAMES & ASSOCIATES 200,980 237,099 17.97 22,401 29,436 31.40
2018-08-13 13F-HR Allianz Asset Management AG Call 7,600 8,400 10.53 847 1,043 23.14
2018-08-13 13F-HR Kentucky Retirement Systems 11,569 9,447 -18.34 1,289 1,173 -9.00
2018-08-14 13F-HR THORNBURG INVESTMENT MANAGEMENT INC 117,174 117,552 0.32 13,060 14,594 11.75
2018-08-08 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 920,725 876,606 -4.79 102,625 108,831 6.05
2018-07-18 13F-HR TOKIO MARINE ASSET MANAGEMENT CO LTD 14,883 14,682 -1.35 1,659 1,823 9.89
2018-10-09 13F-HR NEXT Financial Group, Inc 0 190 0 26
2018-08-07 13F-HR Twin Tree Management, LP Call 20,500 4,800 -76.59 2,285 596 -73.92
2018-08-17 13F-HR/A NOMURA HOLDINGS INC Call 800 0 -100.00 96 0 -100.00
2018-08-09 13F-HR Mitsubishi UFJ Asset Management Co., Ltd. 30,506 30,233 -0.89 3,400 3,753 10.38
2018-08-10 13F-HR Cutler Group LP 4,249 5,110 20.26 473 634 34.04
2018-08-13 13F-HR Baird Financial Group, Inc. 29,118 258,794 788.78 3,245 32,129 890.11
2018-08-14 13F-HR ROYAL BANK OF CANADA 134,773 77,515 -42.48 15,022 9,624 -35.93
2018-08-14 13F-HR Jefferies Group LLC Call 0 62,600 0 7,772
2018-08-13 13F-HR Tavio Capital LLC 118,689 164,933 38.96 13,229 20,476 54.78
2018-08-13 13F-HR HAP Trading, LLC Call 393,300 294,000 -25.25 804 514 -36.07
2018-08-10 13F-HR EATON VANCE MANAGEMENT 1,151,098 1,173,665 1.96 128,301 145,710 13.57
2018-08-09 13F-HR KWMG, LLC 50 6
2018-08-08 13F-HR Private Capital Group, Llc 2,436 2,424 -0.49 272 300 10.29
2018-07-27 13F-HR/A WHITTIER TRUST CO 602 602 0.00 67 75 11.94
2018-08-13 13F-HR BOKF, NA 2,390 6,251 161.55 266 776 191.73
2018-10-16 13F-HR FIRST HAWAIIAN BANK 732 102
2018-07-31 13F-HR TD ASSET MANAGEMENT INC 402,538 413,499 2.72 44,867 51,336 14.42
2018-08-09 13F-HR Standard Life Aberdeen Plc 50,442 62,999 24.89 5,622 7,823 39.15
2017-07-20 13F-HR MANNING & NAPIER ADVISORS LLC 1,105,568 0 -100.00 134,038 0 -100.00
2018-08-09 13F-HR Delek Group, Ltd. 104,178 134,178 28.80 11,624 16,658 43.31
2018-08-01 13F-HR Altman Advisors, Inc. 14,368 0 -100.00 1,601 0 -100.00
2018-08-07 13F-HR Twin Tree Management, LP Put 4,200 16,200 285.71 468 2,011 329.70
2018-08-14 13F-HR Dynamic Technology Lab Private Ltd 2,300 0 -100.00 257 0 -100.00
2018-10-15 13F-HR CITY HOLDING CO 38 38 0.00 5 5 0.00
2018-10-09 13F-HR ATRIA INVESTMENTS LLC 2,732 2,854 4.47 339 397 17.11
2018-08-02 13F-HR SOUND SHORE MANAGEMENT INC /CT/ 1,084,094 134,590
2017-08-08 13F-HR Airain ltd 75,494 33,629 -55.45 9,153 4,092 -55.29
2018-08-14 13F-HR National Pension Service 219,174 232,160 5.92 24,429 28,245 15.62
2018-02-14 13F-HR CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 48,361 54,244 12.16 6,783 6,486 -4.38
2018-08-14 13F-HR Diametric Capital, Lp 13,404 11,669 -12.94 1,494 1,449 -3.01
2018-08-14 13F-HR CLEARBRIDGE, LLC 847,498 819,133 -3.35 94,462 798 -99.16
2018-01-17 13F-HR CrestPoint Capital Management, LLC 3,800 0 -100.00 533 0 -100.00
2018-08-10 13F-HR Amerivest Investment Management LLC 8 1
2018-08-07 13F-HR Trexquant Investment LP 44,818 6,638 -85.19 4,995 824 -83.50
2018-08-09 13F-HR BlackRock Inc. 17,876,402 16,260,585 -9.04 1,992,506 2,018,751 1.32
2018-10-16 13F-HR NISA INVESTMENT ADVISORS L.L.C. 41,065 53,681 30.72 5,098 7,462 46.37
2018-07-30 13F-HR BP PLC 26,000 26,000 0.00 2,898 3,228 11.39
2018-08-14 13F-HR/A CITADEL ADVISORS LLC Call 102,100 253,900 148.68 11,380 31,522 176.99
2018-05-11 13F-HR CITIGROUP INC 148,438 216,700 45.99 17,751 24,154 36.07
2018-08-14 13F-HR EDMOND DE ROTHSCHILD HOLDING S.A. 250 250 0.00 28 31 10.71
2018-08-02 13F-HR SHINE INVESTMENT ADVISORY SERVICES INC 419 419 0.00 47 52 10.64
2018-08-01 13F-HR ASSETMARK, INC 491 507 3.26 55 63 14.55
2018-08-13 13F-HR TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 278,863 191,162 -31.45 31,082 23,733 -23.64
2018-08-13 13F-HR OAK RIDGE INVESTMENTS LLC 82,767 80,218 -3.08 9,225 9,959 7.96
2018-08-14 13F-HR Squarepoint Ops LLC 101,647 34,973 -65.59 11,330 4,342 -61.68
2018-08-15 13F-HR D. SCOTT NEAL, INC. 1,200 1,200 0.00 134 149 11.19
2018-08-13 13F-HR MML INVESTORS SERVICES, LLC 4,514 4,759 5.43 503 591 17.50
2018-08-14 13F-HR ETRADE Capital Management LLC 13,787 13,615 -1.25 1,537 1,690 9.95
2017-02-10 13F-HR BlackRock Fund Advisors 5,147,286 5,510,165 7.05 630,748 674,169 6.88
2017-08-10 13F-HR ABERDEEN ASSET MANAGEMENT PLC/UK 46,982 47,713 1.56 5,696 5,806 1.93
2018-08-14 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ 20,833,291 22,050,828 5.84 2,322,078 2,737,611 17.89
2018-08-14 13F-HR TUDOR INVESTMENT CORP ET AL 20,202 37,743 86.83 2,252 4,686 108.08
2018-07-24 13F-HR Janney Montgomery Scott LLC 17,486 17,221 -1.52 1,949 2,138 9.70
2018-08-13 13F-HR Partners Capital Investment Group, Llp 19,494 24,593 26.16 2,173 3,053 40.50
2018-08-14 13F-HR Kazazian Asset Management, LLC 23,283 26,494 13.79 2,595 3,289 26.74
2018-05-04 13F-HR Financial Gravity Companies, Inc. 732 1,845 152.05 87 211 142.53
2018-08-14 13F-HR ROYAL BANK OF CANADA Call 11,900 6,000 -49.58 1,326 745 -43.82
2018-07-25 13F-HR BNP PARIBAS ARBITRAGE, SA 133,488 375,310 181.16 14,878,572 46,594,736 213.17
2018-08-10 13F-HR Proficio Capital Partners LLC 231 251 8.66 26 31 19.23
2018-08-14 13F-HR Natixis Asset Management 850 1,806 112.47 95 224 135.79
2018-08-06 13F-HR Cedar Wealth Management, LLC 32 4
2018-08-14 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 1,877,960 1,656,742 -11.78 209,317,422 205,684,520 -1.74
2018-07-26 13F-HR BB&T CORP 6,750 6,649 -1.50 752 825 9.71
2018-10-16 13F-HR Andra AP-fonden 12,000 17,000 41.67 1,490 2,363 58.59
2018-07-20 13F-HR LS Investment Advisors, LLC 6,527 6,678 2.31 727 829 14.03
2017-05-15 13F-HR R&F Capital Advisors LP 2,796 5,857 109.48 342 710 107.60
2018-08-13 13F-HR ProShare Advisors LLC 268,368 244,700 -8.82 29,912 30,380 1.56
2018-08-10 13F-HR SHELTON CAPITAL MANAGEMENT 20,343 20,343 0.00 2,267 2,526 11.42
2018-08-14 13F-HR QCM Cayman, Ltd. 0 2,123 0 264
2018-08-13 13F-HR RAMPART INVESTMENT MANAGEMENT COMPANY, LLC 3,569 8,602 141.02 398 1,068 168.34
2018-08-06 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 65,762 64,655 -1.68 7,330 8,027 9.51
2018-08-07 13F-HR Gideon Capital Advisors, Inc. 0 2,472 0 307
2018-08-08 13F-HR FDx Advisors, Inc. 10,078 2,415 -76.04 1,123 300 -73.29
2018-08-06 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 299,724 305,655 1.98 33,407 37,947 13.59
2018-08-10 13F-HR SENTRY INVESTMENT MANAGEMENT LLC 15,527 14,640 -5.71 1,731 1,818 5.03
2017-05-10 13F-HR Concert Wealth Management Inc. 1,866 0 -100.00 229 0 -100.00
2018-08-14 13F-HR Baker Brothers Advisors LP 8,555,894 8,555,894 0.00 953,640 1,062,214 11.39
2018-08-14 13F-HR PERCEPTIVE ADVISORS LLC 873,450 463,450 -46.94 97,355 57,537 -40.90
2018-08-03 13F-HR VIRGINIA RETIREMENT SYSTEMS ET AL 152,200 96,600 -36.53 16,964 11,993 -29.30
2018-08-14 13F-HR/A Winslow Capital Management, LLC 17 17 0.00 2 2 0.00
2018-08-14 13F-HR Marshall Wace LLP 13,277 229,657 1,629.74 1,480 28,512 1,826.49
2018-08-14 13F-HR Teza Capital Management LLC 8,361 1,038
2018-08-02 13F-HR PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 40,504 40,296 -0.51 4,515 5,003 10.81
2018-08-14 13F-HR Holocene Advisors, Lp 2,211 0 -100.00 246 0 -100.00
2018-08-01 13F-HR Seatown Holdings Pte. Ltd. 59,500 0 -100.00 6,632 0 -100.00
2018-08-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 320,900 185,629 -42.15 35,768 23,045 -35.57
2018-08-01 13F-HR Hudock Capital Group, LLC 182 182 0.00 20 22 10.00
2018-08-14 13F-HR TEACHERS ADVISORS INC 853,900 433,174 -49.27 95,176 53,779 -43.50
2017-08-14 13F-HR NUMERIC INVESTORS LLC 9,300 5,200 -44.09 1,128 633 -43.88
2018-08-13 13F-HR UNIVERSITY OF NOTRE DAME DU LAC 45,668 45,231 -0.96 5,090 5,615 10.31
2018-08-14 13F-HR Flaharty Asset Management, LLC 29,648 28,148 -5.06 3,221 3,495 8.51
2018-07-23 13F-HR FARMERS & MERCHANTS INVESTMENTS INC 79 79 0.00 9 10 11.11
2018-08-10 13F-HR HSBC HOLDINGS PLC Put 300 2,300 666.67 33 286 766.67
2018-07-13 13F-HR Minichmacgregor Wealth Management, Llc 6 0 -100.00 0 0
2018-08-14 13F-HR MILLENNIUM MANAGEMENT LLC Call 50,000 0 -100.00 5,573 0 -100.00
2018-08-09 13F-HR PineBridge Investments, L.P. 1,744 1,732 -0.69 194 215 10.82
2018-08-10 13F-HR INGALLS & SNYDER LLC 6,999 6,792 -2.96 780 843 8.08
2018-08-14 13F-HR NEXTHERA CAPITAL LP 0 132,623 0 16,465
2017-02-10 13F-HR BlackRock Japan Co. Ltd 288,910 299,847 3.79 35,403 36,686 3.62
2018-08-13 13F-HR NINE MASTS CAPITAL Ltd 24,977 0 -100.00 2,784 0 -100.00
2018-08-13 13F-HR First Eagle Investment Management, LLC 214,982 26,690
2018-08-14 13F-HR JP Morgan Chase & Co Put 62,900 95,300 51.51 7,011 11,831 68.75
2018-10-15 13F-HR HILLS BANK & TRUST CO 7,288 7,744 6.26 905 1,076 18.90
2018-08-03 13F-HR NOMURA ASSET MANAGEMENT CO LTD 33,780 34,433 1.93 3,765 4,275 13.55
2018-08-13 13F-HR INSTITUTIONAL & FAMILY ASSET MANAGEMENT, LLC 215 270 25.58 24 34 41.67
2018-10-12 13F-HR Rathbone Brothers plc 2,560 2,660 3.91 318 370 16.35
2018-07-11 13F-HR Handelsbanken Fonder AB 51,200 46,200 -9.77 5,707 5,736 0.51
2018-08-14 13F-HR Odey Holdings AG 460 460 0.00 51 57 11.76
2018-08-13 13F-HR Flinton Capital Management LLC 6,664 7,700 15.55 743 956 28.67
2018-08-14 13F-HR Schonfeld Strategic Advisors LLC 38,451 35,000 -8.98 4,286 4,345 1.38
2018-08-07 13F-HR TAM Capital Management Inc. 39,110 0 -100.00 4,359 0 -100.00
2018-08-07 13F-HR Arizona State Retirement System 55,004 72,461 31.74 6,131 8,996 46.73
2018-07-30 13F-HR Daiwa Securities Group Inc. 8,474 8,674 2.36 945 1,077 13.97
2018-08-10 13F-HR HENDERSON GROUP PLC 1,201,429 1,061,389 -11.66 133,912 131,772 -1.60
2017-08-14 13F-HR I.G. INVESTMENT MANAGEMENT, LTD. 13,000 28,000 115.38 1,576 3,407 116.18
2018-08-13 13F-HR OPPENHEIMER FUNDS INC 2,478 2,595 4.72 276 322 16.67
2018-08-01 13F-HR TCW GROUP INC 597,285 570,732 -4.45 66,574 70,856 6.43
2018-08-10 13F-HR Highstreet Asset Management Inc. 1,194 0 -100.00 133 0 -100.00
2018-07-31 13F-HR Crossmark Global Holdings, Inc. 19,303 18,669 -3.28 2,152 2,318 7.71
2018-07-19 13F-HR HUNTINGTON NATIONAL BANK 301 298 -1.00 34 37 8.82
2018-08-01 13F-HR SYNOVUS FINANCIAL CORP 106 106 0.00 12 13 8.33
2018-08-01 13F-HR NEW MEXICO EDUCATIONAL RETIREMENT BOARD 21,300 20,400 -4.23 2,374 2,533 6.70
2018-08-14 13F-HR HighTower Advisors, LLC 4,460 4,797 7.56 493 592 20.08
2018-08-14 13F-HR Rock Springs Capital Management LP 485,000 492,500 1.55 54,058 61,144 13.11
2018-08-13 13F-HR South Dakota Investment Council 0 7,100 0 881
2018-08-14 13F-HR Nuveen Fund Advisors, LLC 1,966 0 -100.00 219 0 -100.00
2018-09-06 13F-HR Exane Asset Management 112,999 0 -100.00 12,594,869 0 -100.00
2018-08-14 13F-HR Rafferty Asset Management, LLC 13,483 21,435 58.98 1,503 2,661 77.05
2018-07-26 13F-HR ADAMS DIVERSIFIED EQUITY FUND, INC. 107,200 107,200 0.00 11,949 13,309 11.38
2018-08-14 13F-HR BARCLAYS PLC Call 138,400 179,300 29.55 15,426 22,260 44.30
2018-08-13 13F-HR AMERICAN NATIONAL INSURANCE CO /TX/ 29,050 29,050 0.00 3,238 3,607 11.40
2018-08-10 13F-HR RIVERHEAD CAPITAL MANAGEMENT LLC 5,760 6,373 10.64 642 791 23.21
2018-07-30 13F-HR DUPONT CAPITAL MANAGEMENT Corp 1,973 0 -100.00 220 0 -100.00
2018-08-10 13F-HR BROWN ADVISORY INC 5,092 20,261 297.90 567 2,516 343.74
2018-08-09 13F-HR CADENCE CAPITAL MANAGEMENT LLC 6,622 6,704 1.24 738 832 12.74
2018-08-13 13F-HR COMERICA SECURITIES INC 4,260 4,615 8.33 475 573 20.63
2018-07-24 13F-HR WETHERBY ASSET MANAGEMENT INC 9,832 10,158 3.32 1,096 1,261 15.05
2018-10-15 13F-HR State of New Jersey Common Pension Fund D 265,000 265,000 0.00 32,900 36,838 11.97
2018-08-06 13F-HR RHUMBLINE ADVISERS 395,321 408,713 3.39 44,062 50,742 15.16
2018-08-03 13F-HR ICON ADVISERS INC/CO 36,400 36,400 0.00 4,057 4,519 11.39
2018-08-06 13F-HR INVESTMENT MANAGEMENT OF VIRGINIA LLC 5,230 9,125 74.47 583 1,133 94.34
2018-08-10 13F-HR ING GROEP NV 19,333 0 -100.00 2,155 0 -100.00
2018-08-13 13F-HR OREGON PUBLIC EMPLOYEES RETIREMENT FUND 23,800 23,990 0.80 2,653 2,978 12.25
2018-08-08 13F-HR Russell Investments Group, Ltd. 36,830 52,380 42.22 4,082 6,470 58.50
2018-07-26 13F-HR Plante Moran Financial Advisors, LLC 121 56 -53.72 13 7 -46.15
2018-08-23 13F-HR/A BROOKSIDE CAPITAL MANAGEMENT LLC Call 450 0 -100.00 82 0 -100.00
2018-08-14 13F-HR Paloma Partners Management Co 17,830 1,714 -90.39 1,987 213 -89.28
2018-08-14 13F-HR MASON STREET ADVISORS, LLC 30,880 31,217 1.09 3,442 3,876 12.61
2018-08-14 13F-HR JP Morgan Chase & Co 816,805 1,460,192 78.77 91,043 181,282 99.12
2018-10-15 13F-HR Sumitomo Mitsui Asset Management Company, LTD 15,514 15,397 -0.75 1,926 2,140 11.11
2018-08-10 13F-HR Acorn Wealth Advisors, Llc 11 0 -100.00 1 0 -100.00
2018-08-10 13F-HR HSBC HOLDINGS PLC 183,667 135,832 -26.04 20,472 16,863 -17.63
2018-08-15 13F-HR Metlife Investment Advisors, Llc 66,712 65,499 -1.82 7,436 8,132 9.36
2018-08-02 13F-HR FIRST TRUST ADVISORS LP 481,422 540,419 12.25 53,659 67,093 25.04
2018-08-09 13F-HR Redpoint Investment Management Pty Ltd 12,571 12,571 0.00 1,401 1,561 11.42
2018-08-13 13F-HR Mn Services Vermogensbeheer B.V. 34,955 34,955 0.00 3,896 4,340 11.40
2018-08-10 13F-HR GAMCO INVESTORS, INC. ET AL 6,000 5,000 -16.67 669 621 -7.17
2018-04-18 13F-HR Integral Derivatives, LLC Put 9,000 8,800 -2.22 1,076 981 -8.83
2018-08-14 13F-HR LOCKHEED MARTIN INVESTMENT MANAGEMENT CO 2,500 0 -100.00 279 0 -100.00
2018-08-14 13F-HR Mariner Wealth Advisors, LLC 0 6,199 0 770
2018-08-13 13F-HR GROUP ONE TRADING, L.P. Call 206,400 28,700 -86.09 23,005 3,563 -84.51
2018-08-14 13F-HR Sabby Management, LLC Put 96 0 -100.00 1,070 0 -100.00
2018-07-26 13F-HR EVERENCE CAPITAL MANAGEMENT INC 4,295 4,295 0.00 479 533 11.27
2018-10-03 13F-HR Rhenman & Partners Asset Management AB 191,863 243,329 26.82 23,820 33,825 42.00
2018-07-25 13F-HR CONGRESS ASSET MANAGEMENT CO /MA 46,778 42,367 -9.43 5,214 5,260 0.88
2018-08-10 13F-HR Tyers Asset Management LLC 5,236 6,050 15.55 584 751 28.60
2018-08-15 13F-HR PARADIGM ASSET MANAGEMENT CO LLC 550 550 0.00 61,303 68,283 11.39
2018-08-10 13F-HR COMMERZBANK AKTIENGESELLSCHAFT /FI 111,425 98,777 -11.35 12,419 12,263 -1.26
2018-08-08 13F-HR COMMERCE BANK 0 1,752 0 218
2018-08-09 13F-HR CIBC Asset Management Inc 53,912 55,003 2.02 6,009 6,829 13.65
2018-08-10 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 565,648 603,109 6.62 63,047 74,876 18.76
2018-07-20 13F-HR Steward Partners Investment Advisory, Llc 720 509 -29.31 80 63 -21.25
2018-08-13 13F-HR NORDEA INVESTMENT MANAGEMENT AB 102,620 105,900 3.20 11,438 13,147 14.94
2018-10-15 13F-HR Winslow, Evans & Crocker, Inc. 404 404 0.00 52 58 11.54
2018-08-14 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC Call 3,000 0 -100.00 334 0 -100.00
2017-02-10 13F-HR BlackRock Institutional Trust Company, N.A. 5,971,101 6,089,611 1.98 731,699 745,064 1.83
2018-08-10 13F-HR CITIGROUP INC Call 87,800 45,700 -47.95 9,787 5,674 -42.03
2018-10-09 13F-HR BREMER TRUST NATIONAL ASSOCIATION 13,021 16,699 28.25 1,616 2,322 43.69
2018-08-03 13F-HR SEI INVESTMENTS CO 26,590 141,621 432.61 2,963 17,582 493.39
2018-09-19 13F-HR ROYAL LONDON ASSET MANAGEMENT LTD 75,344 90,639 20.30 8,798 11,254 27.92
2018-09-18 13F-HR/A NORTHERN TRUST CORP 2,847,997 2,867,981 0.70 317,437 356,060 12.17
2018-08-09 13F-HR Swiss National Bank 716,841 733,241 2.29 79,899 91,032 13.93
2018-08-13 13F-HR Quantbot Technologies LP 12,764 3,218 -74.79 1,422 399 -71.94
2017-04-17 13F-HR Pinnacle Bank 61 7
2018-07-24 13F-HR BANK OF THE WEST 35,236 38,045 7.97 3,928 4,724 20.26
2018-07-30 13F-HR SIMPLEX TRADING, LLC 49,991 24,187 -51.62 5,571 3,002 -46.11
2018-08-14 13F-HR Adage Capital Partners GP LLC 9,898 20,494 107.05 1,103 2,544 130.64
2018-07-18 13F-HR BOSTON ADVISORS LLC 169,371 250,849 48.11 18,878 31,143 64.97
2018-08-06 13F-HR STRS OHIO 573,483 635,454 10.81 63,920 78,891 23.42
2018-08-14 13F-HR DIAM Co., Ltd. 353,602 356,339 0.77 39,412 44,194 12.13
2018-07-17 13F-HR Retirement Systems of Alabama 105,900 104,513 -1.31 11,804 12,975 9.92
2018-08-13 13F-HR Penserra Capital Management LLC 1,824 18,570 918.09 203 2,305 1,035.47
2018-10-16 13F-HR RAYMOND JAMES TRUST N.A. 2,412 2,683 11.24 299 373 24.75
2018-08-06 13F-HR RPG Investment Advisory, LLC 125 3,005 2,304.00 14 16 14.29
2018-08-14 13F-HR Sabby Management, LLC Call 593 0 -100.00 6,610 0 -100.00
2018-07-10 13F-HR Livforsakringsbolaget Skandia, Omsesidigt 3,372 3,372 0.00 376 419 11.44
2018-08-14 13F-HR ORBIMED ADVISORS LLC Call 50,000 70,000 40.00 5,573 8,691 55.95
2018-07-19 13F-HR PRENTISS SMITH & CO INC 2,474 1,115 -54.93 276 138 -50.00
2018-08-14 13F-HR D. E. Shaw & Co., Inc. 650,363 591,891 -8.99 72,489 73,483 1.37
2018-08-08 13F-HR QUADRANT CAPITAL GROUP LLC 221 228 3.17 19 22 15.79
2018-08-14 13F-HR DekaBank Deutsche Girozentrale 121,903 64,845 -46.81 13,598 8,006 -41.12
2018-08-14 13F-HR BARCLAYS PLC Put 384,100 141,200 -63.24 42,812 17,530 -59.05
2018-10-12 13F-HR Parkside Financial Bank & Trust 115 116 0.87 14 17 21.43
2018-08-14 13F-HR LEVEL FOUR ADVISORY SERVICES, LLC 6,945 6,490 -6.55 774 806 4.13
2018-08-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 3,854 3,854 0.00 429 429 0.00
2018-08-15 13F-HR Focused Wealth Management, Inc Call 5,600 20
2018-08-10 13F-HR Dai-Ichi Life Insurance Company, Ltd 19,756 19,756 0.00 2,202 2,453 11.40
2018-10-09 13F-HR PRIVATE TRUST CO NA 10,640 10,786 1.37 1,320 1,499 13.56
2018-08-13 13F-HR Covington Capital Management 458 458 0.00 51 57 11.76
2018-10-09 13F-HR We Are One Seven, Llc 544 0 -100.00 61 0 -100.00
2018-08-14 13F-HR Cetera Advisor Networks LLC 2,639 3,094 17.24 295 383 29.83
2018-08-10 13F-HR Utah Retirement Systems 40,103 39,603 -1.25 4,470 4,917 10.00
2018-08-07 13F-HR Ken Stern & Associates, Inc. 2,200 2,200 0.00 245 273 11.43
2018-07-31 13F-HR LOS ANGELES CAPITAL MANAGEMENT & EQUITY RESEARCH INC 80,818 70,000 -13.39 9,008 8,691 -3.52
2018-07-17 13F-HR Legacy Financial Advisors, Inc. 76 87 14.47 8 12 50.00
2018-08-15 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 41,980 42,334 0.84 4,679,089 5,255,766 12.32
2018-08-08 13F-HR Bienville Capital Management, LLC 2,039 2,000 -1.91 227 248 9.25
2017-05-09 13F-HR LBA Wealth Management, LLC 13 13 0.00 2 2 0.00
2018-08-14 13F-HR Nuveen Asset Management, LLC 6,483 6,247 -3.64 723 776 7.33
2018-08-08 13F-HR US BANCORP \DE\ 31,100 33,667 8.25 3,466 4,180 20.60
2018-08-14 13F-HR DEUTSCHE BANK AG\ Put 150 150 0.00 16 18 12.50
2018-08-01 13F-HR BRAUN STACEY ASSOCIATES INC 101,058 106,829 5.71 11,264 13,263 17.75
2018-08-14 13F-HR Parallax Volatility Advisers, L.P. Put 5,000 0 -100.00 557 0 -100.00
2018-08-13 13F-HR Glen Harbor Capital Management LLC 3,808 4,400 15.55 424 546 28.77
2018-02-15 13F-HR Bb&t Investment Services, Inc. 149 216 44.97 21 26 23.81
2017-07-10 13F-HR CAPSTONE ASSET MANAGEMENT CO 21,132 20,292 -3.98 2,562 2,469 -3.63
2018-08-14 13F-HR STIFEL FINANCIAL CORP 54,423 61,532 13.06 6,073 7,566 24.58
2018-08-14 13F-HR LORD, ABBETT & CO. LLC 53,556 57,273 6.94 5,969 7,110 19.12
2018-08-14 13F-HR PURA VIDA INVESTMENTS, LLC 45,000 10,000 -77.78 5,016 1,242 -75.24
2018-08-15 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 526,569 485,027 -7.89 58,691 60,216 2.60
2018-08-14 13F-HR CREDIT SUISSE AG/ 326,461 281,652 -13.73 36,388 34,966 -3.91
2018-08-14 13F-HR UBS Group AG Call 399,600 166,400 -58.36 44,539 20,659 -53.62
2018-08-14 13F-HR Financial Gravity Wealth, Inc. 1,845 1,622 -12.09 211 193 -8.53
2018-08-13 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC 498,372 391,493 -21.45 55,549 48,604 -12.50
2018-08-10 13F-HR YorkBridge Wealth Partners, LLC 1,506 1,506 0.00 168 187 11.31
2018-08-13 13F-HR VAN ECK ASSOCIATES CORP 172,056 151,945 -11.69 19,177 18,864 -1.63
2017-07-27 13F-HR Spot Trading L.l.c. 37,256 4,533
2018-08-14 13F-HR SANDS CAPITAL MANAGEMENT, LLC 3,441,608 3,224,339 -6.31 383,602 400,302 4.35
2018-08-06 13F-HR Fieldpoint Private Securities, LLC 2,386 2,456 2.93 266 305 14.66
2018-08-14 13F-HR Tower Research Capital LLC (TRC) 331 12,315 3,620.54 37 1,529 4,032.43
2018-07-19 13F-HR Municipal Employees' Retirement System of Michigan 5,770 5,900 2.25 643 732 13.84
2018-07-27 13F-HR Advisory Services Network, LLC 360 883 145.28 40 121 202.50
2017-05-09 13F-HR BEACON TRUST CO 1,868 1,814 -2.89 229 238 3.93
2018-08-14 13F-HR Holistic Financial Partners 598 0 -100.00 67 0 -100.00
2018-07-19 13F-HR STRALEM & CO INC 117,085 81,535 -30.36 13,050 10,123 -22.43
2018-07-31 13F-HR CWM, LLC 169 136 -19.53 19 17 -10.53
2018-08-13 13F-HR GROUP ONE TRADING, L.P. 11,074 44,727 303.89 1,234 5,553 350.00
2018-08-10 13F-HR PHILADELPHIA TRUST CO 3,500 3,500 0.00 390 435 11.54
2018-08-01 13F-HR TrueNorth, Inc. 84 10
2018-08-10 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 159,989 157,102 -1.80 17,856 19,509 9.26
2018-04-18 13F-HR/A FNY Partners Fund LP 600 0 -100.00 71 0 -100.00
2018-08-10 13F-HR Investec Asset Management LTD 466,037 548,998 17.80 51,944 68,158 31.21
2018-07-27 13F-HR FORT WASHINGTON INVESTMENT ADVISORS INC /OH/ 3,369 4,410 30.90 376 547 45.48
2018-08-08 13F-HR Price Wealth Management, Inc. 18 2
2018-08-14 13F-HR TWO SIGMA SECURITIES, LLC Put 30,500 33,000 8.20 3,400 4,097 20.50
2018-08-13 13F-HR Advisor Group, Inc. 5,214 5,416 3.87 581 672 15.66
2018-08-13 13F-HR Asset Dedication, LLC 0 1 0 0
2018-04-18 13F-HR Integral Derivatives, LLC Call 7,700 17,100 122.08 921 1,906 106.95
2018-08-15 13F-HR HPM Partners LLC 21,410 19,766 -7.68 2,386 2,454 2.85
2018-04-18 13F-HR/A FNY Managed Accounts LLC 408 45
2018-08-14 13F-HR A.R.T. Advisors, LLC 59,800 0 -100.00 6,665 0 -100.00
2018-08-03 13F-HR Well Done, LLC 266 0 -100.00 30 0 -100.00
2018-07-27 13F-HR Achmea Investment Management B.V. 6,036 6,036 0.00 672 749 11.46
2018-08-13 13F-HR ALTRINSIC GLOBAL ADVISORS LLC 50,000 50,000 0.00 5,573 6,208 11.39
2018-08-13 13F-HR HAP Trading, LLC Put 0 44,200 0 283
2018-08-13 13F-HR OXFORD ASSET MANAGEMENT 7,967 42,588 434.56 888 5,279 494.48
2018-08-09 13F-HR GSA CAPITAL PARTNERS LLP 15,180 2,203 -85.49 1,692 274 -83.81
2018-08-14 13F-HR PointState Capital LP 432,400 707,800 63.69 48,195 87,873 82.33
2018-07-20 13F-HR ZWJ INVESTMENT COUNSEL INC 61,418 63,169 2.85 6,846 7,842 14.55
2018-08-14 13F-HR BALYASNY ASSET MANAGEMENT LLC 521,138 151,068 -71.01 58,086 18,755 -67.71
2018-08-14 13F-HR Man Group plc 124,075 76,291 -38.51 13,829 9,471 -31.51
2018-08-13 13F-HR WOLVERINE TRADING, LLC Put 79,100 79,100 0.00 8,816 8,816 0.00
2017-05-01 13F-HR Spot Trading L.L.C Put 4,300 521
2018-08-14 13F-HR SIGNATUREFD, LLC 296 568 91.89 33 71 115.15
2018-08-10 13F-HR Mitsubishi UFJ Trust & Banking Corp 451,004 452,388 0.31 50,269 56,164 11.73
2018-07-26 13F-HR Kaizen Advisory, Llc 218 499 128.90 24 62 158.33
2018-08-13 13F-HR BOGLE INVESTMENT MANAGEMENT L P /DE/ 0 113,589 0 14,102
2017-02-10 13F-HR BlackRock Investment Management, LLC 2,243,677 2,305,045 2.74 274,940 282,022 2.58
2018-08-01 13F-HR AVIVA PLC 175,672 173,399 -1.29 19,581 21,528 9.94
2018-08-10 13F-HR Cambridge Investment Research Advisors, Inc. 2,308 2,295 -0.56 257 285 10.89
2018-07-18 13F-HR AMALGAMATED BANK 30,681 32,533 6.04 3,420 4,039 18.10
2018-08-14 13F-HR BALYASNY ASSET MANAGEMENT LLC Call 656,500 266,200 -59.45 73,173 33,049 -54.83
2018-08-14 13F-HR FRANKLIN RESOURCES INC 2,219,775 2,189,375 -1.37 247,416 271,811 9.86
2018-08-01 13F-HR WELLS FARGO & COMPANY/MN 1,307,717 1,485,735 13.61 145,759 184,454 26.55
2018-08-10 13F-HR TIVERTON ASSET MANAGEMENT LLC 2,273 3,801 67.22 253 472 86.56
2018-07-23 13F-HR LEAVELL INVESTMENT MANAGEMENT, INC. 9,650 9,650 0.00 1,076 1,198 11.34
2018-08-03 13F-HR CAM Group Holding A/S 75,574 75,574 0.00 8,423 9,383 11.40
2018-08-03 13F-HR Cable Hill Partners, LLC 62 0 -100.00 7 0 -100.00
2018-08-07 13F-HR PILLAR PACIFIC CAPITAL MANAGEMENT LLC 19,605 19,890 1.45 2,186 2,470 12.99
2018-08-14 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC 0 3,894 0 483
2018-10-11 13F-HR Gradient Investments LLC 6,014 8,256 37.28 747 1,148 53.68
2018-05-17 13F-HR McKinley Carter Wealth Services, Inc. 2,300 2,300 0.00 275 256 -6.91
2018-08-07 13F-HR Independence Bank Of Kentucky 33 0 -100.00 4 0 -100.00
2018-08-09 13F-HR MARK SHEPTOFF FINANCIAL PLANNING, LLC 150 150 0.00 17 19 11.76
2018-08-14 13F-HR BRIDGER MANAGEMENT, LLC 92,074 0 -100.00 10,263 0 -100.00
2018-07-18 13F-HR Louisiana State Employees Retirement System 13,500 13,100 -2.96 1,505 1,626 8.04
2018-08-06 13F-HR MACKAY SHIELDS LLC 51,257 48,383 -5.61 5,713 6,007 5.15
2018-08-22 13F-HR PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 144,986 143,261 -1.19 16,160 17,786 10.06
2018-08-10 13F-HR ENVESTNET ASSET MANAGEMENT INC 8,966 9,091 1.39 1,005 1,129 12.34
2018-08-10 13F-HR OPPENHEIMER ASSET MANAGEMENT INC. 23,235 23,940 3.03 2,590 2,972 14.75
2018-07-20 13F-HR Creative Planning Put 1,000 0 -100.00 5 0 -100.00
2018-08-06 13F-HR TORONTO DOMINION BANK 119,616 149,053 24.61 13,329 18,500 38.80
2018-08-14 13F-HR PEAK6 Investments, L.P. Call 30,100 17,000 -43.52 3,355 2,111 -37.08
2018-08-10 13F-HR Ferris Capital, Llc 1,820 1,787 -1.81 203 222 9.36
2018-08-14 13F-HR Bluefin Trading, LLC Put 98,500 0 -100.00 882 0 -100.00
2018-08-13 13F-HR Veritable, L.P. 4,538 5,489 20.96 506 681 34.58
2018-07-17 13F-HR Calamos Advisors LLC 595,578 622,746 4.56 66,384 77,314 16.46
2018-08-10 13F-HR Artisan Partners Limited Partnership 1,048,156 1,097,644 4.72 116,827 136,273 16.65
2018-10-10 13F-HR DnB Asset Management AS 26,208 27,175 3.69 3,253,723 3,777,597 16.10
2018-08-08 13F-HR HONEYWELL INTERNATIONAL INC 122,700 89,700 -26.89 13,676 11,136 -18.57
2018-08-14 13F-HR CREDIT SUISSE AG/ Put 45,700 45,700 0.00 5,094 5,674 11.39
2018-08-08 13F-HR SYSTEMATIC FINANCIAL MANAGEMENT LP 52,151 6,475
2018-08-07 13F-HR IPG Investment Advisors LLC 8,000 6,700 -16.25 891,680 831,805 -6.71
2018-07-12 13F-HR FJARDE AP-FONDEN /FOURTH SWEDISH NATIONAL PENSION FUND 61,283 61,632 0.57 6,831 7,652 12.02
2018-08-10 13F-HR FIL Ltd 130,964 150,582 14.98 14,597 18,695 28.07
2018-08-02 13F-HR Adviser Investments LLC 150 19
2018-08-16 13F-HR/A BANK OF NOVA SCOTIA 28,217 24,435 -13.40 3,144 3,033 -3.53

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