SecurityAKBA / Akebia Therapeutics, Inc. (00972D105)
CEO and PresidentButler John P.
Institutional Owners163
Form N-Q Owners29
Institutional Shares35,778,092 - 75.69% (ex. N-Q)
Common Shares Outstanding47,269,153 shares (as of 2017-09-30) (ex. N-Q)
Institutional Value$ 464,155,000 USD (ex. N-Q)

Institutional Stock Ownership and Shareholders

Akebia Therapeutics, Inc. (NASDAQ:AKBA) has 163 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 35,778,092 shares. Largest shareholders include BlackRock Inc., Eagle Asset Management Inc, Novo A/S, Novartis Bioventures Ltd, Carillon Tower Advisers, Inc., Perceptive Advisors Llc, Vanguard Group Inc, Nantahala Capital Management, LLC, Renaissance Technologies LLC, and State Street Corp.

Akebia Therapeutics, Inc. (NASDAQ:AKBA) ownership summary shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

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File DateFormInvestor Opt Prev Shares Current Shares Change
(Percent)
Prev Value (x$1000) Current Value (x$1000) Change
(Percent)
2018-02-14 13F-HR D. E. Shaw & Co., Inc. 99,937 51,349 -48.62 1,966 764 -61.14
2018-02-12 13F-HR AMERIPRISE FINANCIAL INC 156,500 168,206 7.48 3,078 2,501 -18.75
2018-02-14 13F-HR DEUTSCHE BANK AG\ 211,440 161,640 -23.55 4,158 2,402 -42.23
2018-02-14 13F-HR FIFTH THIRD BANCORP 6,600 6,600 0.00 130 98 -24.62
2018-01-18 13F-HR FOX RUN MANAGEMENT, L.L.C. 0 27,550 0 410
2017-11-13 13F-HR Monashee Investment Management LLC 125,000 0 -100.00 1,796 0 -100.00
2018-01-17 13F-HR Creative Planning 10,650 10,650 0.00 209 158 -24.40
2017-11-13 13F-HR Foresite Capital Management II, LLC 50,000 0 -100.00 719 0 -100.00
2017-11-13 13F-HR FT Options LLC Put 0 30,000 0 104
2017-11-14 13F-HR GUGGENHEIM CAPITAL LLC 10,921 0 -100.00 157 0 -100.00
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 20,000 0 -100.00 287 0 -100.00
2017-10-23 N-Q Blackrock Funds (see advisory)
2017-11-29 N-Q Vanguard Index Funds (see advisory)
2018-02-14 13F-HR BROWN BROTHERS HARRIMAN & CO 0 113 0 2
2017-11-24 N-Q Blackrock Funds Iii (see advisory)
2018-02-15 13F-HR Metlife Investment Advisors, Llc 21,429 319
2017-12-22 N-Q Legg Mason Etf Investment Trust (see advisory)
2018-02-14 13F-HR Ameritas Investment Partners, Inc. 2,800 3,813 36.18 46 57 23.91
2018-02-14 13F-HR LPL Financial LLC 0 23,559 0 350
2018-02-14 13F-HR Summit Trail Advisors, Llc 185 3
2018-02-09 13F-HR CITADEL ADVISORS LLC Call 16,000 15,200 -5.00 315 226 -28.25
2017-11-09 13F-HR CITADEL ADVISORS LLC 20,470 0 -100.00 294 0 -100.00
2018-02-14 13F-HR MILLENNIUM MANAGEMENT LLC 783,800 1,024,492 30.71 15,417 15,234 -1.19
2017-10-30 N-Q Oppenheimer Global Multi Strategies Fund (see advisory)
2018-02-12 13F-HR Pacad Investment Ltd. 2,700 40
2018-02-01 13F-HR Plante Moran Financial Advisors, LLC 1,500 1,500 0.00 30 22 -26.67
2018-01-22 13F-HR FIRST MANHATTAN CO 912,500 565,066 -38.07 17,948 8,402 -53.19
2017-11-07 SC 13G/A Novartis Bioventures Ltd 2,312,403
2017-10-23 N-Q Blackrock Series, Inc. (see advisory)
2018-02-14 13F-HR SECOR Capital Advisors, LP 0 48,435 0 720
2018-02-13 13F-HR Renaissance Technologies LLC 1,420,900 1,821,200 28.17 27,949 27,081 -3.11
2018-01-31 13F-HR Mutual of America Capital Management LLC 111,400 130,179 16.86 2,191 1,936 -11.64
2018-02-14 13F-HR BARCLAYS PLC 1,568 17,984 1,046.94 30 268 793.33
2017-09-29 N-Q Aim Investment Funds (invesco Investment Funds) (see advisory)
2018-02-14 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 59 59 0.00 1 1 0.00
2018-02-14 13F-HR BANK OF AMERICA CORP /DE/ 309,530 192,592 -37.78 6,088 2,864 -52.96
2018-02-08 13F-HR WELLS FARGO & COMPANY/MN 89,188 121,212 35.91 1,754 1,802 2.74
2018-02-13 13F-HR Mosaic Family Wealth, LLC 400 400 0.00 8 6 -25.00
2018-02-14 13F-HR TWO SIGMA INVESTMENTS LLC 154,293 0 -100.00 3,035 0 -100.00
2018-02-09 13F-HR Virtu Financial LLC 10,372 12,387 19.43 204 184 -9.80
2018-01-17 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 238,333 296,131 24.25 4,689 4,404 -6.08
2018-02-13 13F-HR Allianz Asset Management AG 47,440 0 -100.00 933 0 -100.00
2017-11-21 N-Q Mutual Of America Institutional Funds Inc (see advisory)
2018-02-08 13F-HR Trexquant Investment LP 17,606 21,102 19.86 346 314 -9.25
2017-11-14 13F-HR Crestline Management, LP 35,098 0 -100.00 504 0 -100.00
2018-02-14 13F-HR Advisor Group, Inc. 666 666 0.00 13 10 -23.08
2017-11-14 13F-HR TUDOR INVESTMENT CORP ET AL 12,155 0 -100.00 175 0 -100.00
2018-02-14 13F-HR RAYMOND JAMES & ASSOCIATES 36,838 39,559 7.39 725 588 -18.90
2017-11-14 13F-HR VOLORIDGE INVESTMENT MANAGEMENT, LLC 34,090 0 -100.00 490 0 -100.00
2018-02-14 13F-HR TWO SIGMA ADVISERS, LP 78,500 84,300 7.39 1,544 1,254 -18.78
2018-02-14 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC 105,198 95,464 -9.25 2,069 1,420 -31.37
2018-02-09 13F-HR Baird Financial Group, Inc. 10,285 0 -100.00 202 0 -100.00
2018-02-12 13F-HR Spark Investment Management LLC 31,800 116,400 266.04 625 1,730 176.80
2018-02-14 13F-HR JOHNSON INVESTMENT COUNSEL INC 62,462 61,462 -1.60 1,228 913 -25.65
2018-02-14 13F-HR MACQUARIE GROUP LTD 9,300 19,200 106.45 183 286 56.28
2018-02-07 13F-HR Swiss National Bank 0 64,300 0 956
2018-02-14 13F-HR 361 CAPITAL LLC 139,489 0 -100.00 2,744 0 -100.00
2018-02-14 13F-HR Pacer Advisors, Inc. 900 13
2018-02-13 13F-HR Legal & General Group Plc 11,519 11,105 -3.59 225 167 -25.78
2017-09-28 N-Q Fidelity Salem Street Trust (see advisory)
2018-02-07 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 9 0
2018-02-14 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 71,586 70,557 -1.44 1,408 1,049 -25.50
2017-11-29 N-Q Hartford Hls Series Fund Ii Inc (see advisory)
2018-02-14 13F-HR Alyeska Investment Group, L.P. 127,274 103,360 -18.79 2,503 1,537 -38.59
2018-02-20 13F-HR/A-1 ALPS ADVISORS INC 46,372 52,379 12.95 912 779 -14.58
2018-02-13 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 48,100 52,670 9.50 946 783 -17.23
2017-11-28 N-Q Variable Insurance Products Fund Ii (see advisory)
2018-02-14 13F-HR VANGUARD GROUP INC 1,721,018 1,941,202 12.79 33,852 28,866 -14.73
2018-02-01 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 13,949 14,169 1.58 274 211 -22.99
2018-01-16 13F-HR BANK OF MONTREAL /CAN/ 54,884 67,639 23.24 1,079 1,006 -6.77
2018-02-12 13F-HR EAM Investors, LLC 235,470 233,737 -0.74 4,632 3,476 -24.96
2018-02-14 13F-HR DAFNA Capital Management LLC 135,738 135,738 0.00 2,670 2,018 -24.42
2018-02-12 13F-HR Carillon Tower Advisers, Inc. 2,060,804 30,644
2017-10-20 N-Q Strategic Funds, Inc. (see advisory)
2018-02-09 13F-HR Dynamic Technology Lab Private Ltd 21,115 0 -100.00 415 0 -100.00
2018-02-14 13F-HR AQR CAPITAL MANAGEMENT LLC 51,616 39,831 -22.83 1,015 592 -41.67
2018-01-24 13F-HR SG Americas Securities, LLC 8,650 0 -100.00 170 0 -100.00
2018-02-05 13F-HR ISTHMUS PARTNERS, LLC 411 6
2018-02-08 13F-HR STATE OF WISCONSIN INVESTMENT BOARD 26,000 26,000 0.00 511 387 -24.27
2017-10-23 N-Q Blackrock Master Llc (see advisory)
2018-01-10 13F-HR SIMPLEX TRADING, LLC Put 20 20 0.00 0 5
2018-02-14 13F-HR NUMERIC INVESTORS LLC 377,074 218,219 -42.13 7,417 3,245 -56.25
2017-10-02 N-Q Hartford Mutual Funds Ii Inc (see advisory)
2017-11-14 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC 24,522 0 -100.00 352 0 -100.00
2018-02-01 13F-HR BNP PARIBAS ARBITRAGE, SA 4,329 8,792 103.10 85,151 130,737 53.54
2017-09-27 N-Q Etfis Series Trust I (see advisory)
2018-01-17 13F-HR CAPROCK Group, Inc. 14,450 0 -100.00 284 0 -100.00
2018-02-15 13F-HR Sterling Capital Management LLC 42,903 0 -100.00 844 0 -100.00
2018-02-14 13F-HR TEACHERS ADVISORS INC 70,312 80,443 14.41 1,383 1,196 -13.52
2018-02-14 13F-HR GOLDMAN SACHS GROUP INC 639,997 683,920 6.86 12,589 10,170 -19.22
2017-10-30 N-Q Northern Lights Fund Trust Ii (see advisory)
2017-12-28 N-Q Fidelity Advisor Series Vii (see advisory)
2018-02-12 13F-HR HANCOCK HOLDING CO 66,900 995
2018-01-17 13F-HR Cutler Group LP Call 8,400 5,200 -38.10 26 1 -96.15
2018-02-14 SC 13G/A Nantahala Capital Management, LLC 2,232,408 1,933,867 -13.37
2017-11-14 13F-HR Cubist Systematic Strategies, LLC 11,038 0 -100.00 159 0 -100.00
2018-02-14 13F-HR Marshall Wace LLP 89,847 204,196 127.27 1,797 3,036 68.95
2018-02-13 13F-HR PIONEER INVESTMENT MANAGEMENT INC 2,700 40
2018-02-06 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 59,000 61,000 3.39 1,161 907 -21.88
2018-02-06 13F-HR Russell Investments Group, Ltd. 77,640 39,546 -49.06 1,527 612 -59.92
2018-02-09 13F-HR Connor, Clark & Lunn Investment Management Ltd. 13,755 0 -100.00 271 0 -100.00
2018-01-29 SC 13G/A BlackRock Inc. 2,672,546 3,905,506 46.13
2018-02-13 13F-HR Piermont Capital Management LLC 27,770 12,500 -54.99 546 186 -65.93
2018-02-13 13F-HR BOGLE INVESTMENT MANAGEMENT L P /DE/ 85,131 0 -100.00 1,674 0 -100.00
2018-02-14 13F-HR BALYASNY ASSET MANAGEMENT LLC 0 12,049 0 179
2018-01-22 13F-HR HARTWELL J M LIMITED PARTNERSHIP 10,000 0 -100.00 197 0 -100.00
2018-02-14 13F-HR Voya Investment Management LLC 20,308 20,308 0.00 399 302 -24.31
2018-02-02 13F-HR LOS ANGELES CAPITAL MANAGEMENT & EQUITY RESEARCH INC 53,040 57,880 9.13 1,043 861 -17.45
2018-01-10 13F-HR SIMPLEX TRADING, LLC Call 21 11 -47.62 11 0 -100.00
2017-11-14 13F-HR DRIEHAUS CAPITAL MANAGEMENT LLC 10,313 0 -100.00 148 0 -100.00
2017-11-29 N-Q Vanguard Institutional Index Funds (see advisory)
2018-02-13 13F-HR ALLIANCEBERNSTEIN L.P. 43,200 43,200 0.00 850 642 -24.47
2018-02-14 13F-HR ELLINGTON MANAGEMENT GROUP LLC 12,100 0 -100.00 238 0 -100.00
2018-02-02 13F-HR AMERICAN CENTURY COMPANIES INC 215,544 353,111 63.82 4,240 5,251 23.84
2018-02-20 13F-HR ENVESTNET ASSET MANAGEMENT INC 2,108 2,351 11.53 41 35 -14.63
2018-02-12 13F-HR DIMENSIONAL FUND ADVISORS LP 35,572 0 -100.00 700 0 -100.00
2018-02-14 13F-HR ROYAL BANK OF CANADA 4,652 568 -87.79 92 9 -90.22
2018-02-15 13F-HR Her Majesty the Queen in Right of the Province of Alberta as represented by Alberta Investment Management Corp 43,300 644
2018-02-14 13F-HR CAXTON ASSOCIATES LP 12,500 0 -100.00 246 0 -100.00
2018-02-14 13F-HR FARALLON CAPITAL MANAGEMENT LLC 730,000 825,000 13.01 14,359 12,268 -14.56
2018-02-14 13F-HR FEDERATED INVESTORS INC /PA/ 517 266 -48.55 10 4 -60.00
2018-01-26 N-Q Sei Catholic Values Trust (see advisory)
2018-02-13 13F-HR LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 14,346 34,101 137.70 282 507 79.79
2017-11-08 13F-HR D.A. DAVIDSON & CO. 480 0 -100.00 6 0 -100.00
2018-02-23 13F-HR/A-2 TEACHER RETIREMENT SYSTEM OF TEXAS 0 12,641 0 188
2017-11-14 13F-HR JANE STREET GROUP, LLC 26,186 0 -100.00 376 0 -100.00
2018-02-14 13F-HR Opus Point Partners Management, LLC 21,009 21,009 0.00 413 312 -24.46
2018-02-09 13F-HR RidgeWorth Capital Management LLC 0 23,459 0 349
2018-02-14 13F-HR Invesco Ltd. 587,932 197,173 -66.46 11,565 2,932 -74.65
2018-02-14 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 275,784 248,569 -9.87 5,425 3,696 -31.87
2017-11-29 N-Q Vanguard Valley Forge Funds (see advisory)
2018-02-02 13F-HR US BANCORP \DE\ 6,114 7,600 24.30 120 113 -5.83
2018-01-19 13F-HR Steward Partners Investment Advisory, Llc 1,360 20
2018-02-13 13F-HR Delpha Capital Management, Llc 1,954 29
2018-02-12 13F-HR CITIGROUP INC 27,301 42,272 54.84 537 629 17.13
2017-11-13 13F-HR Laurion Capital Management LP 121,678 0 -100.00 1,749 0 -100.00
2018-02-14 13F-HR ProShare Advisors LLC 29,632 32,110 8.36 583 477 -18.18
2017-11-21 N-Q Mutual Of America Investment Corp (see advisory)
2018-02-14 13F-HR PERCEPTIVE ADVISORS LLC 1,630,000 1,987,400 21.93 32,062 29,553 -7.83
2018-02-13 13F-HR ADAMS DIVERSIFIED EQUITY FUND, INC. 47,300 28,500 -39.75 930 424 -54.41
2018-02-14 13F-HR QS Investors, LLC 161 2
2017-11-13 13F-HR FT Options LLC Call 151,300 190,400 25.84 633 1,451 129.23
2018-02-09 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 4,675 69
2018-02-14 13F-HR STATE STREET CORP 1,288,886 1,486,239 15.31 25,355 22,100 -12.84
2018-02-14 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 29,941 14,181 -52.64 589 211 -64.18
2018-02-09 13F-HR Valeo Financial Advisors, Llc 500 7
2018-01-17 13F-HR Cutler Group LP 18,670 629 -96.63 367 9 -97.55
2018-02-14 13F-HR MORGAN STANLEY 712,372 766,888 7.65 14,012 11,403 -18.62
2017-09-25 N-Q Eagle Series Trust (see advisory)
2018-02-09 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 48 0
2018-02-01 13F-HR Nationwide Fund Advisors 23,765 0 -100.00 467 0 -100.00
2018-02-14 13F-HR PANAGORA ASSET MANAGEMENT INC 30,126 146,544 386.44 593 2,179 267.45
2018-01-16 13F-HR CWM, LLC 31 31 0.00 1 0 -100.00
2018-02-09 13F-HR Tower Research Capital LLC (TRC) 1,474 1,176 -20.22 29 17 -41.38
2018-02-12 SC 13G Novo A/S 1,516,387 2,481,400 63.64
2017-11-29 N-Q Deutsche Investments Vit Funds (see advisory)
2018-01-08 SC 13G/A EAGLE ASSET MANAGEMENT INC 3,497,954 2,716,724 -22.33
2018-02-22 13F-HR Cable Hill Partners, LLC 585 585 0.00 12 9 -25.00
2018-02-09 13F-HR GROUP ONE TRADING, L.P. Call 300 10,500 3,400.00 6 156 2,500.00
2018-02-09 13F-HR HAP Trading, LLC Call 10,500 8
2018-01-24 13F-HR IFP Advisors, Inc 28 428 1,428.57 1 6 500.00
2018-02-08 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 34,632 34,725 0.27 681 516 -24.23
2018-01-26 N-Q Fidelity Commonwealth Trust Ii (see advisory)
2018-02-08 13F-HR SEI INVESTMENTS CO 546 1,065 95.05 11 16 45.45
2018-02-09 13F-HR RHUMBLINE ADVISERS 44,765 40,772 -8.92 881 606 -31.21
2018-02-14 13F-HR Parallax Volatility Advisers, L.P. 0 6,888 0 102
2018-02-13 13F-HR PRUDENTIAL FINANCIAL INC 49,360 0 -100.00 971 0 -100.00
2017-08-28 N-Q VANGUARD HORIZON FUNDS (see advisory)
2018-01-17 13F-HR Cutler Group LP Put 0 1,000 0 0
2018-02-13 13F-HR GEODE CAPITAL MANAGEMENT, LLC 555,917 501,263 -9.83 10,934 7,453 -31.84
2018-02-14 13F-HR CREDIT SUISSE AG/ 36,239 44,690 23.32 712 664 -6.74
2018-01-10 13F-HR SIMPLEX TRADING, LLC 2,441 2,121 -13.11 48 31 -35.42
2018-02-09 13F-HR AMERICAN INTERNATIONAL GROUP INC 29,720 30,151 1.45 585 448 -23.42
2018-02-14 13F-HR Marshall Wace North America L.P. 488,901 603,814 23.50 9,778 8,979 -8.17
2018-02-14 13F-HR VIRTUS ETF ADVISERS LLC 23,019 23,459 1.91 453 349 -22.96
2018-02-09 13F-HR Stratos Wealth Partners, LTD. 0 740 0 11
2018-01-26 N-Q Fidelity Concord Street Trust (see advisory)
2017-11-24 N-Q Master Investment Portfolio (see advisory)
2018-01-18 13F-HR ACADIAN ASSET MANAGEMENT LLC 728,229 625,167 -14.15 14,324 9,296 -35.10
2017-11-13 13F-HR FT Options LLC 30 0 -100.00 0 0
2018-02-02 13F-HR MEEDER ASSET MANAGEMENT INC 0 220 0 3
2018-02-14 13F-HR NORTHERN TRUST CORP 515,155 513,456 -0.33 10,133 7,635 -24.65
2018-02-14 13F-HR DIAM Co., Ltd. 23,940 370
2018-02-09 13F-HR GROUP ONE TRADING, L.P. 5,713 0 -100.00 112 0 -100.00
2018-02-08 13F-HR MUFG Americas Holdings Corp 328 204 -37.80 6 3 -50.00
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 72,701 0 -100.00 1,045 0 -100.00
2018-02-12 13F-HR FMR LLC / Fidelity 1,036,955 814,155 -21.49 20,397 12,106 -40.65
2018-02-09 13F-HR ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 121,089 0 -100.00 2,382 0 -100.00
2018-02-09 13F-HR GROUP ONE TRADING, L.P. Put 6,000 12,100 101.67 118 180 52.54
2018-02-13 13F-HR JACOBS LEVY EQUITY MANAGEMENT, INC 21,790 36,410 67.09 429 541 26.11
2018-02-13 13F-HR JP Morgan Chase & Co 0 286,257 0 4,256
2017-11-14 13F-HR Crawford Lake Capital Management, LLC 323,874 0 -100.00 4,654 0 -100.00
2018-01-23 13F-HR STRS OHIO 46,000 51,700 12.39 904 768 -15.04
2017-11-14 13F-HR A.R.T. Advisors, LLC 22,770 0 -100.00 327 0 -100.00
2017-11-14 13F-HR BlueMar Capital Management, LLC 24,800 0 -100.00 356 0 -100.00
2018-01-26 N-Q Fidelity Select Portfolios (see advisory)
2017-11-14 13F-HR Point72 Asia (Hong Kong) Ltd 3,828 0 -100.00 55 0 -100.00
2018-02-14 13F-HR Campbell & CO Investment Adviser LLC 10,173 10,075 -0.96 200 150 -25.00
2018-02-14 13F-HR UBS Group AG 76,378 115,869 51.70 1,502 1,723 14.71
2017-10-24 N-Q Alps Etf Trust (see advisory)
2018-02-09 13F-HR Royce & Associates LLC 247 347 40.49 5 5 0.00
2018-02-13 13F-HR OXFORD ASSET MANAGEMENT 204,460 174,752 -14.53 4,004 2,612 -34.77
2017-11-14 13F-HR RA Capital Management, LLC 836,337 0 -100.00 12,018 0 -100.00
2018-02-14 13F-HR Squarepoint Ops LLC 0 37,804 0 562
2018-02-09 13F-HR Bank of New York Mellon Corp 223,985 251,393 12.24 4,406 3,737 -15.18
2018-02-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 19,900 0 -100.00 391 0 -100.00
2018-02-13 13F-HR Wellington Management Group LLP 312,981 376,926 20.43 6,156 5,605 -8.95
2018-02-13 13F-HR ASSETMARK, INC 39 1
2018-02-06 13F-HR MCF Advisors LLC 913 913 0.00 18 14 -22.22

Form N-Q Advisory - Experimental Feature Here!

We have recently started to include coverage of N-Q filers in our ownership database. N-Q forms are unstructured and difficult for machines to parse into accurate financial data.

However, Because of the large number of these institutions and this difficulty in tracking their positions, they represent a significant, yet hidden, market force. In an effort to widen our ownership coverage and provide greater transparency, we are testing various ways to expose these owners in an accurate manner. This early version of the crawler simply identifies mentions of companies in the N-Q forms.

Limitations:

  • We only list underlying securities (the ordinary shares), even though the actual security held might be a derivative or a related bond issue. For example, although the institution is shown on this security page ( AKBA / Akebia Therapeutics, Inc. ), the institution may actually own a related security such as a preferred share or a bond. To find out the exact security, click on the institution link and then follow the link to the actual "N-Q".
  • We only list fund sponsors as institutions, even though the security might be held within a fund operated by the listed institution.. For example, the institution listed in the table as the owner is probably a sponsor of a family of ETFs or mutual funds. If so, then this security is owned by a fund or several funds within the family, and not directly owned by the listed institution. The crawler is not yet able to place these holdings within the individual funds. Atain, you must review the actual filing to see the detail.

These limitations are significant but we believe that the increased transparency outweights the limitations. Future revisions of the crawler will resolve these limitations. Use this information at your own risk!


CUSIP: 00972D105