Stock Institutional Ownership and Shareholders

SecurityAKAO / Achaogen, Inc. (004449104)
Institutional Owners99
Institutional Shares38,232,182
Outstanding Shares43,211,059 (as of 2017-09-30)
Institutional Value$ 21,144,799,000 USD

Achaogen, Inc. (NASDAQ:AKAO) has 99 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 38,232,182 shares. Largest shareholders include Duggan Robert W, NEA Management Company, LLC, FMR LLC / Fidelity, Point72 Asset Management, L.P., BlackRock Inc., State Street Corp, Foresite Capital Management III, LLC, Polar Capital LLP, Vanguard Group Inc, and TimesSquare Capital Management, LLC.



Achaogen, Inc. (NASDAQ:AKAO) ownership summary shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev Shares Current Shares Change
(Percent)
Prev Value (x$1000) Current Value (x$1000) Change
(Percent)
2017-11-06 13F-HR Sigma Planning Corp 9,450 0 -100.00 205 0 -100.00
2017-11-14 13F-HR Invesco Ltd. 17,951 13,228 -26.31 390 211 -45.90
2017-11-13 13F-HR FRANKLIN RESOURCES INC 400,000 0 -100.00 8,692 0 -100.00
2017-12-01 13F-HR/A-1 Axa 203,690 80,584 -60.44 4,426 1,285 -70.97
2017-11-08 13F-HR EAM Investors, LLC 151,522 0 -100.00 3,293 0 -100.00
2017-11-01 13F-HR STATE OF WISCONSIN INVESTMENT BOARD 22,000 22,000 0.00 478 351 -26.57
2017-11-06 13F-HR Sanctuary Wealth Advisors, LLC 328 0 -100.00 7 0 -100.00
2017-11-14 13F-HR ROYAL BANK OF CANADA 142 3,491 2,358.45 3 56 1,766.67
2017-11-15 13F-HR GROUP ONE TRADING, L.P. Call 94,500 3,000 -96.83 2,053 48 -97.66
2017-11-14 13F-HR ICONIQ Capital, LLC 28,629 28,629 0.00 622 457 -26.53
2017-10-13 13F-HR Versant Venture Management, LLC 1,281,152 1,281,152 0.00 27,852,244 20,600,924 -26.03
2017-11-14 13F-HR UBS Group AG 75,480 56,954 -24.54 1,640 908 -44.63
2017-11-07 13F-HR AMERIPRISE FINANCIAL INC 44,184 0 -100.00 960 0 -100.00
2017-08-10 13F-HR FNY Partners Fund LP 9,250 0 -100.00 233 0 -100.00
2017-11-07 13F-HR Russell Investments Group, Ltd. 14,363 10,092 -29.74 312 161 -48.40
2017-11-14 13F-HR HARBOURVEST PARTNERS LLC 20,000 319
2017-11-09 13F-HR AMERICAN INTERNATIONAL GROUP INC 17,991 19,445 8.08 391 310 -20.72
2017-11-03 13F-HR NEA Management Company, LLC 5,215,128 5,215,128 0.00 113,325 83,181 -26.60
2017-11-15 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 11,200 0 -100.00 243 0 -100.00
2017-11-14 13F-HR BANK OF AMERICA CORP /DE/ 98,818 92,974 -5.91 2,147 1,482 -30.97
2017-11-14 13F-HR GOLDMAN SACHS GROUP INC 19,449 321,772 1,554.44 423 5,132 1,113.24
2017-11-15 13F-HR GROUP ONE TRADING, L.P. Put 78,700 132,200 67.98 1,710 2,109 23.33
2017-11-13 13F-HR ALLIANCEBERNSTEIN L.P. 47,400 107,400 126.58 1,030 1,713 66.31
2017-11-14 13F-HR MORGAN STANLEY 126,934 182,601 43.86 2,758 2,913 5.62
2017-11-14 13F-HR Schonfeld Strategic Advisors LLC 589,441 476,199 -19.21 12,808 7,595 -40.70
2017-11-13 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 78,641 86,614 10.14 1,709 1,381 -19.19
2017-11-16 13F-HR/A-1 Iguana Healthcare Management, LLC 60,000 30,000 -50.00 1,304 479 -63.27
2017-11-14 13F-HR VANGUARD GROUP INC 1,410,129 1,531,127 8.58 30,641 24,422 -20.30
2017-11-03 13F-HR BNP PARIBAS ARBITRAGE, SA 3,040 2,920 -3.95 66,059 46,574 -29.50
2018-01-17 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 122,684 137,716 12.25 1,957 1,480 -24.37
2018-01-12 13F-HR Hikari Power Ltd 30,000 60,000 100.00 479 644 34.45
2017-11-14 13F-HR MILLENNIUM MANAGEMENT LLC 22,770 0 -100.00 495 0 -100.00
2017-11-14 13F-HR Cubist Systematic Strategies, LLC 0 900 0 14
2017-11-01 13F-HR GABELLI FUNDS LLC 61,800 61,800 0.00 1,343 986 -26.58
2017-11-03 13F-HR Swiss National Bank 44,300 44,300 0.00 963 707 -26.58
2017-11-14 13F-HR TUDOR INVESTMENT CORP ET AL 163,968 0 -100.00 3,563 0 -100.00
2017-11-14 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 20,412 20,412 0.00 444 326 -26.58
2017-11-13 13F-HR NORTHERN TRUST CORP 341,367 381,078 11.63 7,418 6,078 -18.06
2017-11-14 13F-HR EMORY UNIVERSITY 64,513 100,821 56.28 1,402 1,608 14.69
2017-11-01 13F-HR/A-1 Financial Architects, Inc 1,950 31
2017-11-14 13F-HR STATE STREET CORP 1,677,097 1,959,670 16.85 36,444 31,258 -14.23
2017-10-10 13F-HR HARTWELL J M LIMITED PARTNERSHIP 28,000 14,000 -50.00 608 223 -63.32
2017-11-13 13F-HR FMR LLC / Fidelity 4,532,503 5,062,388 11.69 98,491 80,744 -18.02
2017-10-31 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 16,486 16,486 0.00 358 263 -26.54
2017-11-13 13F-HR Hudson Bay Capital Management LP 21,901 90,000 310.94 476 1,436 201.68
2017-08-14 13F-HR HSBC HOLDINGS PLC 20,968 0 -100.00 529 0 -100.00
2017-11-14 13F-HR BARCLAYS PLC Call 1,000 0 -100.00 22 0 -100.00
2017-11-14 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ 1,016,919 938,876 -7.67 22,098 14,975 -32.23
2018-01-16 13F-HR BANK OF MONTREAL /CAN/ 10,000 21,000 110.00 160 225 40.63
2017-11-27 13F-HR/A-1 SPHERA FUNDS MANAGEMENT LTD. 75,000 0 -100.00 1,630 0 -100.00
2017-11-09 13F-HR JP Morgan Chase & Co 11,077 3,700 -66.60 240 60 -75.00
2017-11-09 13F-HR Trexquant Investment LP 16,436 0 -100.00 357 0 -100.00
2017-11-20 13F-HR/A-1 SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 201,400 86,800 -56.90 4,376 1,384 -68.37
2017-11-03 13F-HR Candriam Luxembourg S.C.A. 200,555 182,555 -8.98 4,358 2,912 -33.18
2017-11-09 13F-HR TD ASSET MANAGEMENT INC 44,826 39,726 -11.38 974 634 -34.91
2017-11-09 13F-HR TimesSquare Capital Management, LLC 1,088,300 1,361,665 25.12 23,649 21,719 -8.16
2017-10-25 13F-HR FIRST MIDWEST BANK TRUST DIVISION 20,388 46,036 125.80 443 734 65.69
2017-11-14 13F-HR FARALLON CAPITAL MANAGEMENT LLC 948,500 0 -100.00 20,611 0 -100.00
2017-11-13 13F-HR Foresite Capital Management III, LLC 1,250,000 1,912,106 52.97 27,163 30,498 12.28
2017-11-13 13F-HR US BANCORP \DE\ 2,055 2,603 26.67 45 42 -6.67
2017-11-14 13F-HR LORD, ABBETT & CO. LLC 435,953 411,992 -5.50 9,473 6,571 -30.63
2017-08-11 13F-HR Laurion Capital Management LP 100,199 0 -100.00 2,528 0 -100.00
2017-08-02 13F-HR Segantii Capital Management Ltd 41,625 0 -100.00 1,050 0 -100.00
2017-10-26 13F-HR Raymond James Financial Services Advisors, Inc. 106,040 109,940 3.68 2,304 1,754 -23.87
2017-11-14 13F-HR UBS OCONNOR LLC 78,697 0 -100.00 1,710,000 0 -100.00
2017-11-14 13F-HR Point72 Asset Management, L.P. 1,449,000 2,255,899 55.69 31,487 35,982 14.28
2017-11-14 13F-HR DEUTSCHE BANK AG\ 233,061 126,980 -45.52 5,062 2,024 -60.02
2017-10-17 13F-HR Creative Planning 1,000 0 -100.00 22 0 -100.00
2017-11-14 13F-HR/A-1 PERCEPTIVE ADVISORS LLC 27,551 27,551 0.00 599 439 -26.71
2017-08-14 13F-HR Graticule Asia Macro Advisors LLC 34,800 0 -100.00 878 0 -100.00
2017-11-09 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 2,200 2,200 0.00 48 36 -25.00
2017-11-13 13F-HR UNIVERSITY OF NOTRE DAME DU LAC 103,868 155,654 49.86 2,257 2,483 10.01
2017-11-13 13F-HR Renaissance Technologies LLC 0 18,800 0 300
2017-08-14 13F-HR BRIDGEWAY CAPITAL MANAGEMENT INC 120,785 0 -100.00 3,047 0 -100.00
2017-11-06 13F-HR SEI INVESTMENTS CO 72,000 88,000 22.22 1,565 1,404 -10.29
2017-11-13 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 51,400 54,466 5.96 1,117 869 -22.20
2017-10-11 13F-HR Sonora Investment Management, LLC 500 0 -100.00 10,865 0 -100.00
2017-11-14 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC Call 19,100 304
2017-08-14 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 2,000 0 -100.00 50 0 -100.00
2017-11-06 13F-HR Ballentine Partners, LLC 19,823 19,823 0.00 394 316 -19.80
2017-08-11 13F-HR CITADEL ADVISORS LLC Call 28,700 0 -100.00 724 0 -100.00
2018-01-17 13F-HR Cutler Group LP Put 0 3,700 0 6
2017-11-14 13F-HR ARDSLEY ADVISORY PARTNERS 10,000 0 -100.00 217 0 -100.00
2017-11-14 13F-HR NEXTHERA CAPITAL LP 577,766 9,215
2017-11-14 13F-HR Weiss Multi-Strategy Advisers LLC 30,500 35,500 16.39 663 566 -14.63
2017-11-14 13F-HR AWM Investment Company, Inc. 130,200 120,200 -7.68 2,829 1,917 -32.24
2017-11-13 13F-HR Engineers Gate Manager LP 26,436 0 -100.00 574 0 -100.00
2017-11-14 13F-HR Tower Research Capital LLC (TRC) 884 3,923 343.78 19 62 226.32
2017-10-26 13F-HR Raymond James Financial Services Advisors, Inc. Put 33,600 36,100 7.44 60 173 188.33
2017-08-14 13F-HR BlueCrest Capital Management Ltd 12,229 0 -100.00 309 0 -100.00
2017-11-06 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 41,946 32,500 -22.52 911 518 -43.14
2017-08-08 13F-HR Airain ltd 31,507 685
2017-11-09 13F-HR CITADEL ADVISORS LLC 866,583 736,089 -15.06 18,831 11,740 -37.66
2017-10-23 13F-HR Nationwide Fund Advisors 16,418 18,843 14.77 357 301 -15.69
2017-11-14 13F-HR BANK OF NOVA SCOTIA 80,061 0 -100.00 1,740 0 -100.00
2017-11-02 13F-HR/A-1 Advisor Group, Inc. 357 0 -100.00 1 0 -100.00
2018-01-17 13F-HR HAMILTON LANE ADVISORS LLC 11,428 0 -100.00 182 0 -100.00
2017-11-13 13F-HR Nicholas Investment Partners, LP 180,871 0 -100.00 3,931 0 -100.00
2017-11-13 13F-HR Allianz Asset Management AG 51,084 51,120 0.07 1,110 815 -26.58
2018-01-17 13F-HR Cutler Group LP 200 1,400 600.00 3 15 400.00
2017-10-30 13F-HR ESSEX INVESTMENT MANAGEMENT CO LLC 26,330 0 -100.00 572 0 -100.00
2017-11-13 13F-HR Fiera Capital Corp 239,969 224,211 -6.57 5,214 3,576 -31.42
2018-01-18 13F-HR CONTRAVISORY INVESTMENT MANAGEMENT, INC. 27 27 0.00 0 0
2018-01-10 13F-HR SIMPLEX TRADING, LLC Put 703 362 -48.51 98 118 20.41
2017-11-13 13F-HR Pacad Investment Ltd. 17,800 284
2018-01-19 13F-HR Steward Partners Investment Advisory, Llc 150 7,650 5,000.00 2 82 4,000.00
2017-11-07 13F-HR SG Americas Securities, LLC 16,650 0 -100.00 362 0 -100.00
2017-11-14 13F-HR OPPENHEIMER ASSET MANAGEMENT INC. 7,654 7,603 -0.67 166 121 -27.11
2017-11-14 13F-HR CREDIT SUISSE AG/ 44,950 48,211 7.25 977 769 -21.29
2018-01-10 13F-HR SIMPLEX TRADING, LLC 24,063 7,797 -67.60 383 83 -78.33
2018-01-10 SC 13G/A Baker Brothers Advisors LP 4,582,382 122,482 -97.33
2017-10-26 13F-HR Raymond James Financial Services Advisors, Inc. Call 102,800 0 -100.00 108 0 -100.00
2017-11-07 13F-HR Marcus Capital, LLC 81,425 53,650 -34.11 1,769 856 -51.61
2018-01-11 13F-HR Gierl Augustine Investment Management Inc 600 1,000 66.67 10 11 10.00
2017-11-13 13F-HR TEACHERS ADVISORS INC 52,107 54,346 4.30 1,132 867 -23.41
2017-11-14 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 23,225 26,943 16.01 505 430 -14.85
2017-11-14 13F-HR BARCLAYS PLC 23 31,402 136,430.43 0 501
2017-11-15 13F-HR Ameritas Investment Partners, Inc. 2,546 2,546 0.00 55 47 -14.55
2017-10-20 13F-HR REILLY FINANCIAL ADVISORS, LLC 100 2
2017-11-09 13F-HR WELLS FARGO & COMPANY/MN 24,730 33,213 34.30 538 530 -1.49
2017-08-14 13F-HR GLG Partners LP 10,075 0 -100.00 254 0 -100.00
2017-11-08 13F-HR Artal Group S.A. 200,000 250,000 25.00 4,346 3,988 -8.24
2017-11-13 13F-HR Spark Investment Management LLC 236,700 0 -100.00 5,143 0 -100.00
2017-11-06 13F-HR Bank of New York Mellon Corp 191,670 139,844 -27.04 4,165 2,231 -46.43
2017-11-14 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC 14,097 0 -100.00 306 0 -100.00
2017-11-09 13F-HR CITADEL ADVISORS LLC Put 18,100 33,500 85.08 393 534 35.88
2017-12-14 13F-HR/A-1 PARAMETRIC PORTFOLIO ASSOCIATES LLC 47,917 0 -100.00 1,041 0 -100.00
2017-11-13 13F-HR BLAIR WILLIAM & CO/IL 47,054 12,154 -74.17 1,022 194 -81.02
2018-01-18 13F-HR REGIONS FINANCIAL CORP 4,500 48
2017-11-14 13F-HR AQR CAPITAL MANAGEMENT LLC 33,394 533
2017-11-14 13F-HR Point72 Asia (Hong Kong) Ltd 1,391 22
2018-01-17 13F-HR Cutler Group LP Call 400 3,400 750.00 0 1
2017-11-14 13F-HR BlackRock Inc. 1,874,006 2,207,299 17.79 40,722 35,205 -13.55
2017-11-13 13F-HR CITIGROUP INC 63,457 58,127 -8.40 1,379 927 -32.78
2017-11-03 13F-HR ALPS ADVISORS INC 36,868 41,593 12.82 801 663 -17.23
2017-11-09 13F-HR Legal & General Group Plc 7,732 8,645 11.81 168 137 -18.45
2017-11-14 13F-HR GEODE CAPITAL MANAGEMENT, LLC 271,240 293,612 8.25 5,894 4,683 -20.55
2017-11-06 13F-HR RHUMBLINE ADVISERS 32,724 34,580 5.67 711 552 -22.36
2017-08-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 116,723 0 -100.00 2,945 0 -100.00
2017-11-13 13F-HR SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) 600 10
2018-01-16 13F-HR BANK OF MONTREAL /CAN/ Put 9,000 97
2017-11-20 13F-HR/A-1 SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 120,200 76,800 -36.11 2,612 1,225 -53.10
2017-12-09 SC 13D/A DUGGAN ROBERT W 3,074,717 5,579,910 81.48
2017-11-15 13F-HR GROUP ONE TRADING, L.P. 0 87,408 0 1,394
2017-11-14 13F-HR Polar Capital LLP 1,460,496 1,902,458 30.26 31,737 30,344 -4.39
2017-11-14 13F-HR Voya Investment Management LLC 13,580 15,435 13.66 295 246 -16.61

Stock Research Report

Achaogen is a late-stage biopharmaceutical company passionately committed to the discovery, development, and commercialization of novel antibacterial treatments against multi-drug resistant (“MDR”) gram-negative infections. Achaogen is researching and developing plazomicin, its lead product candidate, for the treatment of serious bacterial infections, including complicated urinary tract infection (“cUTI”), blood stream infections and other infections due to MDR Enterobacteriaceae, including carbapenem-resistant Enterobacteriaceae (“CRE”). In 2013, the Centers for Disease Control and Prevention identified CRE as a “nightmare bacteria” and an immediate public health threat that requires “urgent and aggressive action” and in 2017 the World Health Organization identified CRE as a Global Priority 1 Pathogen: Critical Need for Research and Development of New Antibiotics.

On December 12, 2016, the company announced positive data from its two Phase 3 clinical trials for plazomicin. The firs...

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CUSIP: 004449104