SecurityAGO / Assured Guaranty Ltd. (G0585R106)
President/CEO/Deputy ChairmanFREDERICO DOMINIC
IndustrySurety Insurance
Institutional Owners300
Institutional Shares115,498,052 - 105.37%
Institutional Value$ 72,814,869,000 USD

Institutional Stock Ownership and Shareholders

AGO / Assured Guaranty Ltd. Institutional Ownership

Assured Guaranty Ltd. (NYSE:AGO) has 300 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 115,498,052 shares. Largest shareholders include Vanguard Group Inc, Wellington Management Group LLP, BlackRock Inc., Putnam Investments Llc, Aqr Capital Management Llc, Goldman Sachs Group Inc, Dimensional Fund Advisors Lp, Thrivent Financial For Lutherans, BlackRock Institutional Trust Company, N.A., and Principal Financial Group Inc.
Assured Guaranty Ltd. (NYSE:AGO) ownership structure shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-07-24 13F-HR RAMSEY QUANTITATIVE SYSTEMS 0 9,321 0 333
2018-08-10 13F-HR M&T BANK CORP 19,881 20,435 2.79 721 731 1.39
2018-02-14 13F-HR CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 226,209 116,499 -48.50 8,538 3,945 -53.79
2018-08-14 13F-HR ELEMENT CAPITAL MANAGEMENT LLC 13,111 15,319 16.84 475 547 15.16
2018-08-14 13F-HR Philadelphia Financial Management of San Francisco, LLC 1,034,316 1,034,933 0.06 37,442 36,978 -1.24
2018-08-14 13F-HR Legg Mason Asset Management (Japan) Co., Ltd. 23,700 22,900 -3.38 858 819 -4.55
2018-08-14 13F-HR MACQUARIE GROUP LTD 34,400 34,400 0.00 1,245 1,229 -1.29
2018-08-03 13F-HR SEI INVESTMENTS CO 78,530 85,682 9.11 2,843 3,062 7.70
2018-08-10 13F-HR Proficio Capital Partners LLC 1,331 1,534 15.25 48 55 14.58
2018-08-13 13F-HR FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. 10,023 10,242 2.18 363 366 0.83
2018-07-12 13F-HR PEREGRINE CAPITAL MANAGEMENT LLC 268 10
2018-10-16 13F-HR NISA INVESTMENT ADVISORS L.L.C. 1,000 900 -10.00 36 38 5.56
2018-08-14 13F-HR ROYAL BANK OF CANADA 133,615 102,012 -23.65 4,837 3,645 -24.64
2018-08-14 13F-HR Wellington Management Group LLP 10,192,991 9,952,252 -2.36 368,987 355,593 -3.63
2017-08-08 13F-HR Airain ltd 0 20,517 0 856
2018-10-16 13F-HR FIRST HAWAIIAN BANK 755 32
2018-08-13 13F-HR APG Asset Management N.V. 502,300 266,500 -46.94 14,785 8,156 -44.84
2018-08-14 13F-HR BANK OF AMERICA CORP /DE/ Call 0 20,000 0 715
2018-05-09 13F-HR Tahithromos, L.L.C. 26,600 37,000 39.10 901 1,339 48.61
2018-08-08 13F-HR Russell Investments Group, Ltd. 1,136,313 562,277 -50.52 41,082 20,096 -51.08
2018-08-14 13F-HR BANK OF AMERICA CORP /DE/ 720,225 691,527 -3.98 26,072 24,708 -5.23
2018-08-03 13F-HR VIRGINIA RETIREMENT SYSTEMS ET AL 15,500 15,500 0.00 561 554 -1.25
2018-04-18 13F-HR/A FNY Managed Accounts LLC 211 145 -31.28 7 5 -28.57
2018-08-14 13F-HR TWO SIGMA INVESTMENTS LLC Call 6,700 239
2018-08-14 13F-HR A.R.T. Advisors, LLC 0 9,400 0 335
2018-08-13 13F-HR PRINCIPAL FINANCIAL GROUP INC 2,151,733 2,869,984 33.38 77,893 102,544 31.65
2018-08-14 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC 0 38,505 0 1,376
2018-08-14 13F-HR Clearbridge Investments, LLC 37 41 10.81 1 1 0.00
2018-08-14 13F-HR Lombard Odier Asset Management (USA) Corp 155,397 157,948 1.64 5,625 5,643 0.32
2018-07-24 13F-HR Janney Montgomery Scott LLC 22,018 21,824 -0.88 797 780 -2.13
2018-08-13 13F-HR BRINKER CAPITAL INC 11,311 14,105 24.70 409 504 23.23
2018-10-15 13F-HR Zweig-DiMenna Associates LLC 438,015 565,467 29.10 15,650 23,880 52.59
2018-08-14 13F-HR/A CITADEL ADVISORS LLC Put 113,600 192,400 69.37 4,112 6,874 67.17
2018-08-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 89,600 122,525 36.75 3,244 4,377 34.93
2018-08-13 13F-HR Neuberger Berman Group LLC 11,753 0 -100.00 425 0 -100.00
2018-08-15 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 3,351 2,970 -11.37 121,306 106,118 -12.52
2018-08-09 13F-HR CHARTWELL INVESTMENT PARTNERS, LLC 60,377 61,832 2.41 2,186 2,209 1.05
2018-07-30 13F-HR PhiloSmith Capital Corp 100 100 0.00 4,000 4,000 0.00
2018-07-27 13F-HR FIRST QUADRANT L P/CA 29,400 29,400 0.00 1,064 1,050 -1.32
2018-08-14 13F-HR Elm Ridge Management, LLC 435,339 355,278 -18.39 15,759 12,695 -19.44
2018-08-07 13F-HR First Personal Financial Services 2,956 277 -90.63 107 10 -90.65
2018-05-11 13F-HR CITIGROUP INC 115,795 89,969 -22.30 3,922 3,258 -16.93
2018-08-01 13F-HR Connor, Clark & Lunn Investment Management Ltd. 191,700 193,950 1.17 6,940 6,930 -0.14
2017-01-23 13F-HR CenterStar Fund, LLC 77 69 -10.39
2018-08-17 13F-HR/A NOMURA HOLDINGS INC 36,915 70,405 90.72 1,336 2,516 88.32
2017-07-27 13F-HR Spot Trading L.l.c. Call 15,700 655
2018-08-13 13F-HR ProShare Advisors LLC 17,295 16,482 -4.70 626 589 -5.91
2018-08-02 13F-HR BABSON CAPITAL MANAGEMENT LLC 14,700 14,700 0.00 532 525 -1.32
2018-07-18 13F-HR St. Johns Investment Management Company, LLC 520 0 -100.00 19 0 -100.00
2018-08-03 13F-HR STATE OF WISCONSIN INVESTMENT BOARD 23,237 21,601 -7.04 841 772 -8.20
2018-08-14 13F-HR Schafer Cullen Capital Management Inc 10,035 8,815 -12.16 363 315 -13.22
2018-08-14 13F-HR VANGUARD GROUP INC 10,295,740 10,420,176 1.21 372,706 372,312 -0.11
2018-08-10 13F-HR FEDERATED INVESTORS INC /PA/ 221,441 372,891 68.39 8,016 13,323 66.21
2018-08-09 13F-HR Royce & Associates LLC 302,014 285,914 -5.33 10,933 10,216 -6.56
2018-08-14 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 194,298 186,154 -4.19 7,034 6,651 -5.44
2018-08-14 13F-HR STIFEL FINANCIAL CORP 113,999 114,011 0.01 4,149 4,123 -0.63
2018-05-15 13F-HR LUCUS ADVISORS LLC 9,885 0 -100.00 335 0 -100.00
2018-08-14 13F-HR TWO SIGMA INVESTMENTS LLC Put 11,600 414
2018-08-13 13F-HR Glen Harbor Capital Management LLC 269,994 262,038 -2.95 9,774 9,363 -4.21
2018-07-27 13F-HR PIEDMONT INVESTMENT ADVISORS LLC 43 2
2018-08-14 13F-HR Tower Research Capital LLC (TRC) 2,888 8,057 178.98 104 288 176.92
2018-08-08 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 1,122,137 730,126 -34.93 40,622 26,088 -35.78
2018-07-20 13F-HR Tiaa, Fsb 32,264 19,243 -40.36 1,168 688 -41.10
2018-08-14 13F-HR GOLDMAN SACHS GROUP INC Call 20,200 0 -100.00 731 0 -100.00
2018-08-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 1,760 1,760 0.00 63 63 0.00
2018-08-14 13F-HR UBS Group AG 73,078 75,824 3.76 2,645 2,709 2.42
2018-08-02 13F-HR PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 23,068 22,776 -1.27 835 814 -2.51
2018-08-14 13F-HR NFC Investments, LLC 454,943 422,173 -7.20 16,468 15,084 -8.40
2018-07-18 13F-HR AMALGAMATED BANK 22,024 20,958 -4.84 797 749 -6.02
2018-08-15 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 484,751 474,371 -2.14 17,548 16,949 -3.41
2018-07-19 13F-HR MYCIO WEALTH PARTNERS, LLC 15,285 14,985 -1.96 553 535 -3.25
2018-08-08 13F-HR BAILARD, INC. 6,000 6,000 0.00 217 214 -1.38
2018-07-23 13F-HR Parametrica Management Ltd 8,017 0 -100.00 290 0 -100.00
2018-08-09 13F-HR GSA CAPITAL PARTNERS LLP 0 15,391 0 550
2018-08-14 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC 9,444 0 -100.00 341 0 -100.00
2018-08-06 13F-HR TEACHER RETIREMENT SYSTEM OF TEXAS 25,989 23,405 -9.94 941 836 -11.16
2018-08-14 13F-HR Sterling Capital Management LLC 718,276 700,487 -2.48 26,002 25,028 -3.75
2018-08-08 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 305 297 -2.62 11 11 0.00
2018-08-14 13F-HR CLEARBRIDGE, LLC 349,471 390,001 11.60 12,651 13,935 10.15
2018-08-14 13F-HR Mountain Lake Investment Management LLC 145,000 5,181
2018-08-07 13F-HR Quantitative Systematic Strategies LLC 9,223 21,418 132.22 334 765 129.04
2018-08-13 13F-HR GARDNER LEWIS ASSET MANAGEMENT L P 104,925 0 -100.00 3,798 0 -100.00
2018-07-20 13F-HR Cornerstone Wealth Management, LLC 9,970 278
2018-08-09 13F-HR BlackRock Inc. 6,109,801 6,867,562 12.40 221,176 245,377 10.94
2018-08-14 13F-HR BARCLAYS PLC Call 47,700 19,700 -58.70 1,727 704 -59.24
2018-08-08 13F-HR LSV ASSET MANAGEMENT 1,174,231 1,158,531 -1.34 42,507 41,394 -2.62
2018-08-13 13F-HR Allianz Asset Management AG 12,823 0 -100.00 464 0 -100.00
2018-07-31 13F-HR LOS ANGELES CAPITAL MANAGEMENT & EQUITY RESEARCH INC 270,733 412,630 52.41 9,801 14,743 50.42
2018-08-13 13F-HR HONKAMP KRUEGER FINANCIAL SERVICES INC /ADV 530 0 -100.00 19 0 -100.00
2018-08-07 13F-HR DIAMOND HILL CAPITAL MANAGEMENT INC 148,096 147,436 -0.45 5,361 5,268 -1.73
2018-08-06 13F-HR CarVal Investors, LLC 0 316,310 0 11,302
2018-07-26 13F-HR FIRST MERCANTILE TRUST CO 4,261 5,001 17.37 154 179 16.23
2018-08-08 13F-HR People's United Financial, Inc. 10,308 9,480 -8.03 373 339 -9.12
2018-08-14 13F-HR ELLINGTON MANAGEMENT GROUP LLC 8,700 0 -100.00 315 0 -100.00
2018-08-15 13F-HR/A PUTNAM INVESTMENTS LLC 6,723,631 6,578,255 -2.16 243,396 235,041 -3.43
2018-07-20 13F-HR Steward Partners Investment Advisory, Llc 763 27
2018-08-17 13F-HR/A NOMURA HOLDINGS INC Put 100,000 100,000 0.00 3,389 3,573 5.43
2018-08-08 13F-HR US BANCORP \DE\ 14,677 15,828 7.84 531 565 6.40
2018-08-14 13F-HR Man Group plc 2,019,771 1,954,536 -3.23 73,115 69,836 -4.48
2018-08-01 13F-HR BALASA DINVERNO & FOLTZ LLC 65,967 65,614 -0.54 2,388 2,344 -1.84
2018-08-14 13F-HR THRIVENT FINANCIAL FOR LUTHERANS 3,467,330 3,526,720 1.71 125,518 126,010 0.39
2017-02-10 13F-HR BlackRock Fund Advisors 1,339,111 1,472,218 9.94 37,160 55,606 49.64
2018-08-14 13F-HR HBK INVESTMENTS L P Put 140,000 140,000 0.00 5,068 5,002 -1.30
2018-08-13 13F-HR BOKF, NA 38,551 37,100 -3.76 1,395 1,326 -4.95
2018-08-14 13F-HR Dynamic Technology Lab Private Ltd 14,347 5,817 -59.45 520 208 -60.00
2017-01-13 13F-HR MetLife Securities, Inc 30,008 30,008 0.00 833 1,133 36.01
2018-09-27 13F-HR/A UNITED SERVICES AUTOMOBILE ASSOCIATION 20,791 23,257 11.86 753 831 10.36
2018-08-14 13F-HR QS Investors, LLC 105,170 105,170 0.00 3,807 3,758 -1.29
2018-08-13 13F-HR Quantbot Technologies LP 9,701 2,090 -78.46 351 74 -78.92
2018-08-13 13F-HR South Dakota Investment Council 50,000 50,000 0.00 1,810 1,787 -1.27
2018-08-13 13F-HR ALLIANCEBERNSTEIN L.P. 202,255 188,717 -6.69 7,322 6,743 -7.91
2018-02-14 13F-HR NUMERIC INVESTORS LLC 2,143,736 1,949,536 -9.06 80,926 66,031 -18.41
2017-02-10 13F-HR BlackRock Group LTD 457,923 506,605 10.63 12,707 19,136 50.59
2018-08-14 13F-HR Venor Capital Management LP 451,500 469,500 3.99 16,344 16,775 2.64
2018-08-08 13F-HR AMERICAN INTERNATIONAL GROUP INC 2,423 2,056 -15.15 88 73 -17.05
2018-08-13 13F-HR OPPENHEIMER FUNDS INC 1,120,918 518,906 -53.71 40,577 18,541 -54.31
2018-08-14 13F-HR Cubist Systematic Strategies, LLC 15,700 15,252 -2.85 568 545 -4.05
2018-07-23 13F-HR DUNCKER STREETT & CO INC 200 0 -100.00 7 0 -100.00
2018-08-01 13F-HR COMERICA BANK 23,815 23,278 -2.25 878 847 -3.53
2018-07-30 13F-HR Raymond James Financial Services Advisors, Inc. 9,365 9,254 -1.19 339 331 -2.36
2017-05-15 13F-HR Amici Capital, LLC 188,341 0 -100.00 7,114 0 -100.00
2017-01-23 13F-HR KANALY TRUST CO 140 5
2018-08-10 13F-HR CITIGROUP INC 89,969 71,706 -20.30 3,258 2,562 -21.36
2018-08-14 13F-HR Walleye Trading LLC Put 6,700 221,600 3,207.46 243 7,918 3,158.44
2018-10-12 13F-HR Parkside Financial Bank & Trust 1,503 1,503 0.00 54 64 18.52
2018-08-14 13F-HR Sciencast Management LP 8,262 0 -100.00 305 0 -100.00
2018-07-26 13F-HR TCI Wealth Advisors, Inc. 56 56 0.00 2 2 0.00
2018-08-03 13F-HR Boston Partners 1,359,609 1,856,469 36.54 49,218 66,332 34.77
2018-08-13 13F-HR RAYMOND JAMES & ASSOCIATES 177,563 249,729 40.64 6,428 8,923 38.81
2018-10-12 13F-HR BANK OF MONTREAL /CAN/ 198,941 33,307 -83.26 7,109 1,407 -80.21
2018-08-14 13F-HR THORNBURG INVESTMENT MANAGEMENT INC 1,790,850 1,842,982 2.91 64,829 65,850 1.57
2018-08-14 13F-HR PANAGORA ASSET MANAGEMENT INC 8,290 8,290 0.00 300 296 -1.33
2018-08-13 13F-HR EARNEST PARTNERS LLC 35 35 0.00 1 1 0.00
2018-08-14 13F-HR Taconic Capital Advisors LP 700,000 840,000 20.00 25,340 30,013 18.44
2018-08-03 13F-HR KBC Group NV 1,879 870 -53.70 68 31 -54.41
2017-02-10 13F-HR BlackRock Investment Management, LLC 86,672 76,614 -11.60 2,405 2,894 20.33
2018-08-06 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 7,358 6,853 -6.86 266 245 -7.89
2018-08-23 13F-HR/A SCHRODER INVESTMENT MANAGEMENT GROUP 305,200 241,600 -20.84 11,048 8,640 -21.80
2018-08-10 13F-HR Cutler Group LP 582 4,182 618.56 21 149 609.52
2018-08-10 13F-HR Utah Retirement Systems 21,516 20,416 -5.11 779 729 -6.42
2018-08-14 13F-HR Paloma Partners Management Co 10,597 19,900 87.79 384 711 85.16
2018-08-09 13F-HR GAM Holding AG 22,097 790
2018-08-10 13F-HR Meadow Creek Investment Management LLC 222,348 215,796 -2.95 8,049 7,711 -4.20
2018-08-14 13F-HR DEUTSCHE BANK AG\ 352,107 88,832 -74.77 12,744 3,172 -75.11
2018-08-10 13F-HR Cutler Group LP Put 6,600 6,600 0.00 29 24 -17.24
2018-08-14 13F-HR BARCLAYS PLC 74,210 34,895 -52.98 2,686 1,248 -53.54
2018-08-14 13F-HR GUGGENHEIM CAPITAL LLC 71,809 56,939 -20.71 2,600 2,034 -21.77
2018-08-10 13F-HR Itau Unibanco Holding S.A. 25,502 13,647 -46.49 923 487 -47.24
2018-07-30 13F-HR DUPONT CAPITAL MANAGEMENT Corp 48,000 59,900 24.79 1,738 2,140 23.13
2018-08-14 13F-HR Point72 Asia (Hong Kong) Ltd 337 1,204 257.27 12 43 258.33
2018-08-10 13F-HR CHICAGO EQUITY PARTNERS LLC 7,730 76,715 892.43 280 2,741 878.93
2018-08-08 13F-HR Glassman Wealth Services 6 0
2018-08-13 13F-HR Axa 239,100 259,400 8.49 8,655 9,268 7.08
2018-08-09 13F-HR Swiss National Bank 207,100 200,700 -3.09 7,497 7,171 -4.35
2018-08-14 13F-HR GOLDENTREE ASSET MANAGEMENT LP 1,164,113 827,131 -28.95 42,164 29,553 -29.91
2018-08-08 13F-HR QUADRANT CAPITAL GROUP LLC 1,959 1,959 0.00 68 68 0.00
2018-07-30 13F-HR Aperio Group, LLC 695,738 744,336 6.99 25,186 26,595 5.59
2018-08-14 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 407,313 528,045 29.64 14,744,732 18,867,048 27.96
2018-08-10 13F-HR Summit Trail Advisors, Llc 9,632 0 -100.00 10 0 -100.00
2018-08-10 13F-HR Legal & General Group Plc 121,179 114,781 -5.28 4,387 4,101 -6.52
2017-08-14 13F-HR NUMERIC INVESTORS LLC 2,306,236 2,269,436 -1.60 85,584 94,726 10.68
2018-08-14 13F-HR MILLENNIUM MANAGEMENT LLC 907,823 57,319 -93.69 32,863 2,048 -93.77
2018-08-13 13F-HR EVERGREEN CAPITAL MANAGEMENT LLC 13,259 13,259 0.00 480 474 -1.25
2018-08-14 13F-HR Skandinaviska Enskilda Banken AB (publ) 32,500 32,500 0.00 1,177 1,161 -1.36
2018-08-13 13F-HR Weiss Asset Management LP 10,081 9,445 -6.31 365 337 -7.67
2018-07-30 13F-HR Daiwa Securities Group Inc. 56,924 59,657 4.80 2,061 2,132 3.44
2018-08-14 13F-HR GEODE CAPITAL MANAGEMENT, LLC 1,063,621 1,067,045 0.32 38,503 38,125 -0.98
2018-08-13 13F-HR Global Retirement Partners, Llc 1,789 1,789 0.00 65 64 -1.54
2018-08-14 13F-HR Capital Returns Management, LLC 960,000 930,302 -3.09 34,752 33,240 -4.35
2018-10-06 13F-HR DENALI ADVISORS LLC 123,700 51,600 -58.29 4,420 2,179 -50.70
2018-05-11 13F-HR CITIGROUP INC Call 29,600 21,900 -26.01 1,003 793 -20.94
2018-08-01 13F-HR Mitsubishi UFJ Securities International PLC 300,000 229,300 -23.57 10,860 8,193 -24.56
2017-02-10 13F-HR BlackRock Institutional Trust Company, N.A. 3,422,380 3,506,580 2.46 94,971 132,444 39.46
2018-08-01 13F-HR ASSETMARK, INC 141 136 -3.55 5 5 0.00
2018-08-14 13F-HR Raging Capital Management, LLC Call 485,000 17,329
2018-07-30 13F-HR Parallel Advisors, LLC 3,407 3,836 12.59 123 137 11.38
2018-02-15 13F-HR Bb&t Investment Services, Inc. 37 37 0.00 1 1 0.00
2018-08-14 13F-HR JACOBS LEVY EQUITY MANAGEMENT, INC 6,190 0 -100.00 224 0 -100.00
2018-02-14 13F-HR AHL Partners LLP 87,832 197,044 124.34 3,316 6,674 101.27
2018-07-18 13F-HR REILLY FINANCIAL ADVISORS, LLC 130 130 0.00 5 5 0.00
2018-08-13 13F-HR BlueMountain Capital Management, LLC 98,537 65,464 -33.56 3,567 2,339 -34.43
2018-07-31 13F-HR Front Row Advisors Llc 28,486 29,206 2.53 1,031 1,081 4.85
2018-08-14 13F-HR Jefferies Group LLC 16,041 0 -100.00 581 0 -100.00
2018-08-13 13F-HR/A Robeco Institutional Asset Management B.V. 932,703 970,158 4.02 33,764 34,665 2.67
2018-08-14 13F-HR FIFTH THIRD BANCORP 1,734 1,734 0.00 63 62 -1.59
2018-08-13 13F-HR ASCEND CAPITAL, LLC 0 240,118 0 8,579
2018-08-14 13F-HR/A Quinn Opportunity Partners LLC 12,000 12,000 0.00 434 429 -1.15
2017-10-26 13F-HR Acrospire Investment Management LLC 1,328 0 -100.00 55 0 -100.00
2018-08-15 13F-HR Verition Fund Management LLC 25,413 20,443 -19.56 920 730 -20.65
2018-08-14 13F-HR BROWN BROTHERS HARRIMAN & CO 500 500 0.00 18 18 0.00
2018-08-10 13F-HR ENVESTNET ASSET MANAGEMENT INC 11,454 11,332 -1.07 414 405 -2.17
2018-08-13 13F-HR BLAIR WILLIAM & CO/IL 9,000 9,000 0.00 326 322 -1.23
2018-08-10 13F-HR CITIGROUP INC Put 21,900 25,900 18.26 793 925 16.65
2018-08-14 13F-HR CAXTON ASSOCIATES LP 0 11,837 0 423
2018-08-13 13F-HR PRUDENTIAL FINANCIAL INC 339,393 248,575 -26.76 12,286 8,882 -27.71
2018-07-20 13F-HR Creative Planning 9,773 9,773 0.00 354 349 -1.41
2018-07-11 13F-HR Xact Kapitalforvaltning AB 15,204 16,204 6.58 550 579 5.27
2018-08-13 13F-HR MML INVESTORS SERVICES, LLC 32,537 0 -100.00 1,178 0 -100.00
2018-07-18 13F-HR BOSTON ADVISORS LLC 0 127,703 0 4,563
2018-08-06 13F-HR RHUMBLINE ADVISERS 109,060 100,094 -8.22 3,948 3,576 -9.42
2018-08-14 13F-HR BARCLAYS PLC Put 62,300 46,700 -25.04 2,255 1,669 -25.99
2018-08-09 13F-HR OMERS ADMINISTRATION Corp 157,300 157,300 0.00 5,694 5,620 -1.30
2018-08-10 13F-HR HSBC HOLDINGS PLC 283,820 278,703 -1.80 10,274 9,958 -3.08
2018-08-15 13F-HR/A Sapience Investments, LLC 205,290 201,090 -2.05 7,431 7,185 -3.31
2017-02-10 13F-HR BlackRock Advisors LLC 778,132 783,208 0.65 21,593 29,582 37.00
2018-10-12 13F-HR Versant Capital Management, Inc 29 29 0.00 1 1 0.00
2018-08-14 13F-HR Walleye Trading LLC 0 96,958 0 3,464
2018-08-09 13F-HR THOMPSON SIEGEL & WALMSLEY LLC 74,754 4 -99.99 2,706 0 -100.00
2018-07-16 13F-HR CAPITAL ONE, NATIONAL ASSOCIATION 82,434 81,894 -0.66 2,984 2,926 -1.94
2018-08-13 13F-HR GREAT LAKES ADVISORS, LLC 355,178 345,966 -2.59 12,857 12,361 -3.86
2018-08-15 13F-HR GLENMEDE TRUST CO NA 0 59 0 2
2018-08-07 13F-HR Trexquant Investment LP 53,451 11,344 -78.78 1,935 405 -79.07
2018-08-13 13F-HR BURNEY CO/ 58,830 48,735 -17.16 2,130 1,741 -18.26
2018-08-10 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 3,762 3,755 -0.19 137 134 -2.19
2018-08-14 13F-HR CREDIT SUISSE AG/ Call 16,700 0 -100.00 605 0 -100.00
2018-08-13 13F-HR Fine Capital Partners, L.P. 1,155,658 1,109,254 -4.02 41,835 39,634 -5.26
2018-10-04 13F-HR CENTRAL TRUST Co 165 0 -100.00 6 0 -100.00
2018-08-13 13F-HR Stansberry Asset Management, Llc 5,936 212
2018-08-14 13F-HR D. E. Shaw & Co., Inc. Call 0 10,800 0 386
2018-08-14 13F-HR BALYASNY ASSET MANAGEMENT LLC 29,917 267,873 795.39 1,083 9,571 783.75
2018-08-13 13F-HR NORDEA INVESTMENT MANAGEMENT AB 666,161 307,173 -53.89 24,115 10,975 -54.49
2018-08-14 13F-HR Squarepoint Ops LLC 43,732 82,449 88.53 1,583 2,946 86.10
2018-08-14 13F-HR BRIGADE CAPITAL MANAGEMENT, LP 6,500 311,700 4,695.38 235 11,137 4,639.15
2018-08-22 13F-HR/A Advisors Asset Management, Inc. 3,956 3,790 -4.20 137 135 -1.46
2018-08-14 13F-HR Brandywine Global Investment Management, LLC 33,377 1,219 -96.35 1,209 44 -96.36
2018-07-25 13F-HR BNP PARIBAS ARBITRAGE, SA 23,366 36,737 57.22 845,849 1,312,613 55.18
2018-08-01 13F-HR TCW GROUP INC 51,111 55,116 7.84 1,850 1,969 6.43
2018-07-26 13F-HR Abacus Planning Group, Inc. 19,474 18,902 -2.94 705 675 -4.26
2018-08-14 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 526,104 3,986 -99.24 19,045 142 -99.25
2018-08-07 13F-HR IFP Advisors, Inc 234 234 0.00 8 8 0.00
2018-08-10 13F-HR CITIGROUP INC Call 21,900 13,300 -39.27 793 475 -40.10
2018-08-14 13F-HR Invesco Ltd. 344,400 328,079 -4.74 12,468 11,723 -5.98
2018-08-14 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ 3,757,647 1,512,386 -59.75 136,027 54,038 -60.27
2018-02-12 13F-HR Hutchin Hill Capital, LP 10,600 0 -100.00 400 0 -100.00
2018-08-13 13F-HR Icon Wealth Partners, Llc 1,284 46
2018-10-05 13F-HR FOX RUN MANAGEMENT, L.L.C. 0 6,919 0 292
2018-08-06 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 198,744 198,234 -0.26 7,195 7,083 -1.56
2018-08-10 13F-HR Holowesko Partners Ltd. Put 485,000 0 -100.00 17,557 0 -100.00
2018-08-07 13F-HR CANADA PENSION PLAN INVESTMENT BOARD 39,500 39,200 -0.76 1,430 1,401 -2.03
2018-08-14 13F-HR D. E. Shaw & Co., Inc. 223,726 120,321 -46.22 8,099 4,299 -46.92
2018-07-10 13F-HR Livforsakringsbolaget Skandia, Omsesidigt 17,200 17,200 0.00 623 615 -1.28
2018-08-14 13F-HR QUANTUM CAPITAL MANAGEMENT 5,853 6,519 11.38 212 233 9.91
2018-08-14 13F-HR CREDIT SUISSE AG/ 133,214 123,724 -7.12 4,823 4,421 -8.34
2018-08-13 13F-HR Stone Ridge Asset Management LLC 10,999 393
2018-08-14 13F-HR SIGNATUREFD, LLC 3,426 6,237 82.05 124 223 79.84
2018-08-09 13F-HR SEIZERT CAPITAL PARTNERS, LLC 1,886,080 1,886,080 0.00 68,276 68,276 0.00
2018-08-15 13F-HR JANE STREET GROUP, LLC Call 31,400 0 -100.00 1,137 0 -100.00
2018-08-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 978,200 1,029,600 5.25 35,411 36,788 3.89
2018-10-09 13F-HR State of Alaska, Department of Revenue 12,730 11,088 -12.90 454 468 3.08
2018-08-13 13F-HR AMP Capital Investors Ltd 6,400 6,400 0.00 231 229 -0.87
2018-08-14 13F-HR Gargoyle Investment Advisor L.L.C. 11,186 10,186 -8.94 405 364 -10.12
2018-05-11 13F-HR CITIGROUP INC Put 26,500 21,900 -17.36 898 793 -11.69
2018-08-14 13F-HR PEAK6 Investments, L.P. 16,323 46,370 184.08 591 1,657 180.37
2018-08-01 13F-HR WELLS FARGO & COMPANY/MN 727,239 227,616 -68.70 26,326 8,132 -69.11
2018-08-14 13F-HR BlueCrest Capital Management Ltd 0 16,172 0 578
2018-07-26 13F-HR OLD NATIONAL BANCORP /IN/ 6,085 6,073 -0.20 220 217 -1.36
2018-07-30 13F-HR MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 18,175 25,311 39.26 658 904 37.39
2018-08-14 13F-HR TUDOR INVESTMENT CORP ET AL 88,633 55,401 -37.49 3,209 1,979 -38.33
2018-08-08 13F-HR SYSTEMATIC FINANCIAL MANAGEMENT LP 39,365 38,015 -3.43 1,425 1,358 -4.70
2018-08-13 13F-HR SCHNEIDER CAPITAL MANAGEMENT CORP 812,541 810,541 -0.25 29,414 28,961 -1.54
2018-08-06 13F-HR KAHN BROTHERS GROUP INC /DE/ 1,240,092 1,257,760 1.42 44,891,330 44,939,765 0.11
2018-08-14 13F-HR AQR CAPITAL MANAGEMENT LLC 4,230,892 4,091,745 -3.29 153,950 146,971 -4.53
2018-08-14 13F-HR Strategic Global Advisors, LLC 6,076 6,076 0.00 220 220 0.00
2018-08-13 13F-HR Kepos Capital LP 62,775 62,775 0.00 2,272 2,243 -1.28
2018-07-19 13F-HR Unison Advisors Llc 6,352 6,379 0.43 230 228 -0.87
2018-08-13 13F-HR Renaissance Technologies LLC 588,800 21,315
2018-08-14 13F-HR/A CITADEL ADVISORS LLC 231,836 366,913 58.26 8,393 13,110 56.20
2018-07-27 13F-HR Advisory Services Network, LLC 979 1,019 4.09 35 38 8.57
2018-08-14 13F-HR TEGEAN CAPITAL MANAGEMENT, LLC 526,200 561,200 6.65 19,048 20,052 5.27
2018-08-17 13F-HR Trilogy Capital Inc. 5,610 200
2018-08-13 13F-HR GROUP ONE TRADING, L.P. Call 4,100 23,400 470.73 148 836 464.86
2018-08-14 13F-HR ROCKY MOUNTAIN ADVISERS, LLC 230 0 -100.00 8 0 -100.00
2018-08-10 13F-HR RIVERHEAD CAPITAL MANAGEMENT LLC 140,252 136,002 -3.03 5,077 4,859 -4.29
2018-08-14 13F-HR LPL Financial LLC 21,459 21,593 0.62 777 772 -0.64
2018-08-14 13F-HR HBK INVESTMENTS L P 82,519 17,919 -78.29 2,987 640 -78.57
2018-08-10 13F-HR Pacad Investment Ltd. 7,300 300 -95.89 264 11 -95.83
2017-02-10 13F-HR BlackRock Japan Co. Ltd 34,506 30,487 -11.65 958 1,151 20.15
2017-07-27 13F-HR Spot Trading L.l.c. Put 300 13
2018-08-16 13F-HR M Holdings Securities, Inc. 203,759 213,815 4.94 7,376 7,640 3.58
2018-08-14 13F-HR D. E. Shaw & Co., Inc. Put 0 10,900 0 389
2018-08-02 13F-HR Atlantic Trust Group, LLC 16,272 16,272 0.00 589 582 -1.19
2018-07-30 13F-HR SIMPLEX TRADING, LLC Call 159 72 -54.72 32 257 703.13
2018-08-13 13F-HR EJF Capital LLC 0 362,810 0 12,963
2018-08-08 13F-HR Private Capital Group, Llc 120 120 0.00 4 4 0.00
2018-08-14 13F-HR NGAM ADVISORS, L.P. 23,340 834
2018-08-14 13F-HR PEAK6 Investments, L.P. Put 112,500 221,300 96.71 4,073 7,907 94.13
2017-08-15 13F-HR 1st Global Advisors, Inc. 9,910 414
2018-08-08 13F-HR Point View Wealth Management, Inc. 6,377 8,796 37.93 231 314 35.93
2018-08-10 13F-HR Omnia Family Wealth, LLC 1,569 1,569 0.00 57 56 -1.75
2018-07-03 13F-HR Washington Trust Bank 180 0 -100.00 7 0 -100.00
2017-05-16 13F-HR JANUS CAPITAL MANAGEMENT LLC 47,000 198,500 322.34 1,775 7,366 314.99
2018-08-10 13F-HR TAYLOR ASSET MANAGEMENT INC 764,400 738,800 -3.35 27,740 26,397 -4.84
2018-10-15 13F-HR DEPRINCE RACE & ZOLLO INC 50,451 0 -100.00 1,803 0 -100.00
2018-08-14 13F-HR HighTower Advisors, LLC 6,071 0 -100.00 220 0 -100.00
2018-08-07 13F-HR GREENLEAF TRUST 0 15,512 0 554
2018-08-14 13F-HR TWO SIGMA SECURITIES, LLC Call 7,400 0 -100.00 268 0 -100.00
2018-08-14 13F-HR DekaBank Deutsche Girozentrale 99,367 109,870 10.57 3,600 3,967 10.19
2017-02-10 13F-HR Pyrrho Capital Management, LP 22,500 0 -100.00 624 0
2018-08-14 13F-HR JP Morgan Chase & Co 213,970 154,514 -27.79 7,746 5,522 -28.71
2018-05-11 13F-HR Delpha Capital Management, Llc 1,205 0 -100.00 41 0 -100.00
2017-07-13 13F-HR Princeton Alpha Management LP 18,103 0 -100.00 672 0 -100.00
2018-08-10 13F-HR DIMENSIONAL FUND ADVISORS LP 3,913,753 3,792,699 -3.09 141,677 135,514 -4.35
2018-08-14 13F-HR FLAGSHIP HARBOR ADVISORS, LLC 169 6
2018-10-11 13F-HR World Asset Management Inc 5,871 5,841 -0.51 210 247 17.62
2018-07-24 13F-HR Unigestion Holding Sa 76,226 2,724
2018-08-15 13F-HR Lingohr & Partner Asset Management GmbH 50,243 40,643 -19.11 1,819 1,452 -20.18
2018-08-14 13F-HR Walleye Trading LLC Call 25,000 40,700 62.80 905 1,454 60.66
2018-08-14 13F-HR/A CITADEL ADVISORS LLC Call 53,400 78,300 46.63 1,933 2,798 44.75
2018-08-07 13F-HR FULLER & THALER ASSET MANAGEMENT, INC. 2,071,127 2,035,878 -1.70 74,975 72,742 -2.98
2018-08-14 13F-HR MORGAN STANLEY 752,083 507,130 -32.57 27,225 18,119 -33.45
2018-07-31 13F-HR TD ASSET MANAGEMENT INC 44,081 0 -100.00 1,596 0 -100.00
2018-08-10 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 404,536 298,636 -26.18 14,644 10,670 -27.14
2018-08-13 13F-HR X-square Capital, Llc 236,976 410,335 73.15 8,579 14,661 70.89
2018-08-14 13F-HR Voya Investment Management LLC 82,609 75,074 -9.12 2,991 2,682 -10.33
2018-07-19 13F-HR JAMES INVESTMENT RESEARCH INC 19,645 19,136 -2.59 711 683 -3.94
2018-08-13 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC 330,155 311,267 -5.72 11,952 11,122 -6.94
2018-08-14 13F-HR GOLDMAN SACHS GROUP INC 4,325,146 3,985,500 -7.85 156,570 142,402 -9.05
2018-08-14 13F-HR Cipher Capital LP 6,328 18,902 198.70 229 675 194.76
2018-08-14 13F-HR STATE STREET CORP 2,121,506 1,917,639 -9.61 76,795 68,520 -10.78
2018-08-15 13F-HR Krilogy Financial LLC 513 0 -100.00 19 0 -100.00
2018-08-03 13F-HR Clear Harbor Asset Management, LLC 93,472 93,736 0.28 3,384 3,349 -1.03
2018-08-14 13F-HR TWO SIGMA SECURITIES, LLC Put 6,600 27,600 318.18 239 986 312.55
2018-08-15 13F-HR JANE STREET GROUP, LLC Put 0 7,300 0 261
2018-08-14 13F-HR TWO SIGMA INVESTMENTS LLC 269,461 124,366 -53.85 9,754 4,444 -54.44
2018-07-31 13F-HR CWM, LLC 162 162 0.00 6 6 0.00
2018-05-11 13F-HR HSBC HOLDINGS PLC 239,794 283,820 18.36 8,122 10,274 26.50
2018-08-22 13F-HR Mount Yale Investment Advisors, Llc 16,343 15,973 -2.26 592 571 -3.55
2018-08-14 13F-HR TEACHERS ADVISORS INC 168,036 133,517 -20.54 6,083 4,771 -21.57
2018-08-13 13F-HR MACKENZIE FINANCIAL CORP 264,429 264,429 0.00 9,572 9,448 -1.30
2018-08-13 13F-HR CAPTRUST FINANCIAL ADVISORS 668 859 28.59 24 31 29.17
2018-08-13 13F-HR AJO, LP 41,296 34,028 -17.60 1,495 1,216 -18.66
2018-08-14 13F-HR PEAK6 Investments, L.P. Call 400 400 0.00 14 14 0.00
2018-08-09 13F-HR Aviance Capital Partners, LLC 6,160 220
2018-07-30 13F-HR Trustcore Financial Services, Llc 66 2
2018-08-14 13F-HR ETRADE Capital Management LLC 15,197 16,393 7.87 550 586 6.55
2018-08-09 13F-HR Delek Group, Ltd. 300,000 300,000 0.00 10,871 10,719 -1.40
2018-08-13 13F-HR Elkfork Partners LLC 174,702 169,554 -2.95 6,324 6,058 -4.21
2018-08-14 13F-HR Vident Investment Advisory, LLC 0 19,799 0 707
2018-08-14 13F-HR AMERIPRISE FINANCIAL INC 36,275 36,456 0.50 1,313 1,303 -0.76
2018-08-13 13F-HR OXFORD ASSET MANAGEMENT 0 23,156 0 828
2017-08-14 13F-HR Cantab Capital Partners LLP 52,572 83,812 59.42 1,951,000 3,498,000 79.29
2018-08-13 13F-HR Advisor Group, Inc. 1,744 1,739 -0.29 63 62 -1.59
2018-08-09 13F-HR STEVENS CAPITAL MANAGEMENT LP 0 59,190 0 2,115
2018-08-14 13F-HR Marshall Wace North America L.P. 0 29,823 0 1,066
2018-08-02 13F-HR FIRST TRUST ADVISORS LP 522,972 476,709 -8.85 18,932 17,033 -10.03
2018-08-10 13F-HR Tyers Asset Management LLC 127,056 123,312 -2.95 4,599 4,406 -4.20
2018-08-14 13F-HR Rafferty Asset Management, LLC 29,534 28,952 -1.97 1,069 1,034 -3.27
2018-07-19 13F-HR HUNTINGTON NATIONAL BANK 75 75 0.00 3 3 0.00
2018-08-15 13F-HR JANE STREET GROUP, LLC 19,032 0 -100.00 689 0 -100.00
2018-08-07 13F-HR Convergence Investment Partners, LLC 118 0 -100.00 4 0 -100.00
2018-08-14 13F-HR TWO SIGMA ADVISERS, LP 64,381 0 -100.00 2,331 0 -100.00
2017-05-12 13F-HR Seawolf Capital, LLC Call 35,000 1,374
2018-09-18 13F-HR/A NORTHERN TRUST CORP 975,487 1,000,411 2.56 35,313 35,744 1.22
2018-08-14 13F-HR TimesSquare Capital Management, LLC 2,044,755 1,887,300 -7.70 74,020 67,433 -8.90
2018-08-14 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 189,891 145,513 -23.37 6,874 5,199 -24.37
2018-08-13 13F-HR Bridgewater Associates, LP 7,101 0 -100.00 257 0 -100.00
2017-05-03 13F-HR TIAA CREF TRUST CO FSB/MO 82,197 76,717 -6.67 3,105 2,847 -8.31
2017-08-14 13F-HR Scoria Capital Partners LP 0 10,000 0 417
2018-08-13 13F-HR GROUP ONE TRADING, L.P. Put 35,500 75,300 112.11 1,285 2,690 109.34
2018-08-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 150,900 135,800 -10.01 5,463 4,852 -11.18
2018-08-08 13F-HR FDx Advisors, Inc. 9,872 0 -100.00 357 0 -100.00
2018-07-30 13F-HR Cambria Investment Management, L.P. 46,131 41,339 -10.39 1,670 1,477 -11.56
2018-08-14 13F-HR Banco De Sabadell, S.a 24,103 25,448 5.58 872 910 4.36
2018-10-16 13F-HR Searle & Co. 55,850 55,850 0.00 1,996 2,359 18.19
2018-08-13 13F-HR FFCM LLC 0 152 0 5
2018-07-30 13F-HR SIMPLEX TRADING, LLC Put 647 1,070 65.38 49 3,823 7,702.04

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CUSIP: G0585R106