SecurityAG / First Majestic Silver Corp. (32076V103)
Institutional Owners136
Form N-Q Owners12
Institutional Shares49,915,834 (ex. N-Q)
Institutional Value$ 954,606,000 USD (ex. N-Q)

Institutional Stock Ownership and Shareholders

First Majestic Silver Corp. (NYSE:AG) has 136 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 49,915,834 shares. Largest shareholders include Van Eck Associates Corp, Morgan Stanley, Vanguard Group Inc, Global X Management CO LLC, Commerzbank Aktiengesellschaft /fi, Credit Suisse Ag/, Connor, Clark & Lunn Investment Management Ltd., Prudential Plc, Susquehanna International Group, Llp, and Td Asset Management Inc.

First Majestic Silver Corp. (NYSE:AG) ownership summary shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

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File DateFormInvestor Opt Prev Shares Current Shares Change
(Percent)
Prev Value (x$1000) Current Value (x$1000) Change
(Percent)
2018-02-01 13F-HR Tradewinds Capital Management, LLC 310 310 0.00 2 2 0.00
2017-09-22 N-Q Indexiq Etf Trust (see advisory)
2018-02-14 13F-HR UBS Group AG Call 40,000 40,000 0.00 274 270 -1.46
2018-01-18 13F-HR Carroll Financial Associates, Inc. 1,700 2,591 52.41 11 17 54.55
2018-02-14 13F-HR Invesco Ltd. 41,853 37,306 -10.86 287 252 -12.20
2018-02-14 13F-HR Patriot Financial Group Insurance Agency, LLC 1,445 0 -100.00 11 0 -100.00
2018-02-13 13F-HR Legal & General Group Plc 28,252 28,252 0.00 192 191 -0.52
2018-02-14 13F-HR PROFUND ADVISORS LLC 22,544 22,272 -1.21 154 150 -2.60
2018-02-14 13F-HR CREDIT SUISSE AG/ 1,152,910 1,492,194 29.43 7,885 10,057 27.55
2017-11-06 13F-HR COBBLESTONE CAPITAL ADVISORS LLC /NY/ 22,000 0 -100.00 183 0 -100.00
2018-02-14 13F-HR ETF MANAGERS GROUP, LLC 397,471 334,501 -15.84 2,719 2,415 -11.18
2018-02-09 13F-HR Virtu Financial LLC 48,709 66,442 36.41 333 448 34.53
2018-02-14 13F-HR Paloma Partners Management Co 32,426 0 -100.00 222 0 -100.00
2018-02-14 13F-HR Brasada Capital Management, Lp 29,727 200
2018-02-09 13F-HR Stratos Wealth Partners, LTD. 277 2
2017-09-29 N-Q Financial Investors Trust (see advisory)
2018-02-05 13F-HR ALPS ADVISORS INC 1,136,833 1,054,560 -7.24 7,776 7,108 -8.59
2017-11-29 N-Q Vaneck Vectors Etf Trust (see advisory)
2018-02-14 13F-HR GOLDMAN SACHS GROUP INC Call 210,500 165,600 -21.33 1,440 1,116 -22.50
2017-11-13 13F-HR Renaissance Technologies LLC 66,400 0 -100.00 551 0 -100.00
2018-02-09 13F-HR GROUP ONE TRADING, L.P. Call 210,100 163,900 -21.99 1,437 1,105 -23.10
2018-02-14 13F-HR BANK OF AMERICA CORP /DE/ 74,377 45,264 -39.14 509 305 -40.08
2018-01-29 13F-HR EXANE DERIVATIVES 4 0 -100.00 27 0 -100.00
2018-02-09 13F-HR CITADEL ADVISORS LLC Put 331,200 494,400 49.28 2,265 3,332 47.11
2017-11-13 13F-HR/A-1 NORGES BANK 1,402,122 1,015,097 -27.60 18,948 9,981 -47.32
2017-11-14 13F-HR TWO SIGMA INVESTMENTS LLC Put 105,500 0 -100.00 877 0 -100.00
2018-02-02 13F-HR CIBC Asset Management Inc 65,664 67,526 2.84 447 457 2.24
2018-02-01 13F-HR CIBC World Markets Inc. 97,151 77,931 -19.78 665 525 -21.05
2018-02-09 SC 13G/A VAN ECK ASSOCIATES CORP 18,726,259 19,813,412 5.81
2018-02-14 13F-HR Walleye Trading LLC 62,510 26,047 -58.33 428 176 -58.88
2018-02-12 13F-HR CITIGROUP INC Call 197,100 136,700 -30.64 1,343 925 -31.12
2018-02-14 13F-HR WOLVERINE TRADING, LLC Put 111,700 131,300 17.55 764 885 15.84
2018-02-07 13F-HR LS Investment Advisors, LLC 1,325 1,325 0.00 9 9 0.00
2018-02-14 13F-HR ROYAL BANK OF CANADA Call 0 360,000 0 2,426
2018-02-14 13F-HR INTACT INVESTMENT MANAGEMENT INC. 521,200 471,200 -9.59 4,423 3,986 -9.88
2018-02-12 13F-HR CITIGROUP INC Put 109,700 107,600 -1.91 748 728 -2.67
2017-11-15 13F-HR/A-1 Valeo Financial Advisors, Llc 0 0
2018-02-09 13F-HR CITADEL ADVISORS LLC 176,209 313,223 77.76 1,205 2,111 75.19
2018-02-09 13F-HR Raymond James Financial Services Advisors, Inc. 12,000 12,000 0.00 82 81 -1.22
2018-01-16 13F-HR BANK OF MONTREAL /CAN/ Put 26,000 25,000 -3.85 177 168 -5.08
2017-08-28 N-Q Etf Managers Trust (see advisory)
2018-02-14 13F-HR AQR CAPITAL MANAGEMENT LLC 72,410 72,410 0.00 493 490 -0.61
2018-02-14 13F-HR RAYMOND JAMES & ASSOCIATES 204,506 264,043 29.11 1,399 1,780 27.23
2018-02-09 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 2,575 2,000 -22.33 18 13 -27.78
2017-09-26 13F-HR Perpetual Ltd 0 0 0 0
2017-09-29 N-Q Global X Funds (see advisory)
2018-02-14 13F-HR D. E. Shaw & Co., Inc. 216,823 249,435 15.04 1,483 1,681 13.35
2017-11-14 13F-HR HighTower Advisors, LLC 10,197 0 -100.00 85 0 -100.00
2018-02-16 13F-HR/A-1 OLD MISSION CAPITAL LLC Put 38,008 0 -100.00 260 0 -100.00
2017-12-28 N-Q VANGUARD SPECIALIZED FUNDS (see advisory)
2018-02-16 13F-HR/A-1 Compagnie Odier SCA 3,200 3,200 0.00 22 22 0.00
2017-11-14 13F-HR A.R.T. Advisors, LLC 307,800 0 -100.00 2,557 0 -100.00
2018-02-08 13F-HR MUFG Americas Holdings Corp 7,700 0 -100.00 53 0 -100.00
2018-02-09 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 31,766 31,510 -0.81 218 212 -2.75
2018-01-17 13F-HR Cutler Group LP 84,159 85,283 1.34 575 574 -0.17
2018-02-12 13F-HR Quantbot Technologies LP 0 2,400 0 16
2018-02-05 13F-HR Calton & Associates, Inc. 2,500 17
2018-01-10 13F-HR SIMPLEX TRADING, LLC Call 569 515 -9.49 12 24 100.00
2018-02-07 13F-HR SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) 24,570 22,500 -8.42 168 152 -9.52
2018-02-05 13F-HR Cypress Wealth Services, Llc 43,660 294
2018-01-22 13F-HR Oakworth Capital, Inc. 300 2
2018-02-15 13F-HR JANE STREET GROUP, LLC 306,261 70,920 -76.84 2,090 478 -77.13
2018-01-24 13F-HR Tower View Investment Management & Research Llc 225 2
2018-02-14 13F-HR Advisor Group, Inc. 56,481 48,940 -13.35 387 330 -14.73
2017-11-14 13F-HR BlueCrest Capital Management Ltd 14,388 0 -100.00 120 0 -100.00
2018-02-09 13F-HR Connor, Clark & Lunn Investment Management Ltd. 1,984,977 1,439,402 -27.49 13,523 9,742 -27.96
2018-02-12 13F-HR Blackhawk Capital Partners Llc. 1,250 8
2018-02-14 13F-HR Walleye Trading LLC Call 21,000 35,300 68.10 145 239 64.83
2018-02-14 13F-HR DEUTSCHE BANK AG\ 941,075 57,080 -93.93 6,436 383 -94.05
2018-01-26 13F-HR COMMERZBANK AKTIENGESELLSCHAFT /FI 2,109,456 1,991,528 -5.59 14,429 13,423 -6.97
2018-01-17 13F-HR BENJAMIN F. EDWARDS & COMPANY, INC. 600 1,750 191.67 4 12 200.00
2018-01-17 13F-HR Creative Planning 45,041 40,914 -9.16 308 276 -10.39
2017-11-06 13F-HR Spot Trading L.l.c. Call 11,400 20,000 75.44 95 137 44.21
2018-01-17 13F-HR Cutler Group LP Call 33,400 33,100 -0.90 23 15 -34.78
2018-02-09 13F-HR Tower Research Capital LLC (TRC) 11,788 31,852 170.21 100 215 115.00
2018-02-09 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 56,477 56,477 0.00 384,747 382,237 -0.65
2018-02-09 13F-HR Bank of New York Mellon Corp 78,590 63,500 -19.20 537 428 -20.30
2018-02-12 13F-HR CITIGROUP INC 384,757 402,530 4.62 2,622 2,724 3.89
2018-02-13 13F-HR PIONEER INVESTMENT MANAGEMENT INC 50,000 337
2018-02-14 13F-HR EARNEST PARTNERS LLC 0 8,100 0 55
2018-02-14 13F-HR STIFEL FINANCIAL CORP 28,742 19,984 -30.47 196 140 -28.57
2018-02-12 13F-HR Pacad Investment Ltd. 0 21,500 0 145
2018-02-09 13F-HR WEDBUSH SECURITIES INC 10,500 71
2018-02-14 13F-HR AHL Partners LLP 0 28,564 0 193
2018-02-09 13F-HR FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. 21,850 51,000 133.41 149 344 130.87
2017-10-16 13F-HR Independence Advisors, LLC 11,789 0 -100.00 1,401 0 -100.00
2018-02-02 13F-HR TD ASSET MANAGEMENT INC 1,257,722 1,074,622 -14.56 8,568 7,273 -15.11
2017-10-26 13F-HR Integrated Investment Consultants, LLC 101,500 86,500 -14.78 833 598 -28.21
2018-02-07 13F-HR Sigma Planning Corp 50,231 35,846 -28.64 344 242 -29.65
2018-02-14 13F-HR LPL Financial LLC 0 46,214 0 311
2018-02-14 13F-HR DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 470,700 470,700 0.00 3,215 3,175 -1.24
2018-02-14 13F-HR CoreCommodity Management, LLC 19,036 120,107 530.95 130 810 523.08
2018-02-07 13F-HR OPPENHEIMER & CO INC 12,160 10,818 -11.04 83 73 -12.05
2018-02-08 13F-HR TORONTO DOMINION BANK Put 7,700 10,300 33.77 53 70 32.08
2018-02-08 13F-HR TORONTO DOMINION BANK 83,070 88,167 6.14 567 596 5.11
2018-02-01 13F-HR PICTON MAHONEY ASSET MANAGEMENT Call 310,000 2,629
2018-02-09 13F-HR Shell Asset Management Co 15,583 15,583 0.00 133 105 -21.05
2017-08-29 N-Q Rydex Series Funds (see advisory)
2018-02-08 13F-HR WELLS FARGO & COMPANY/MN 90,052 77,994 -13.39 616 526 -14.61
2017-08-29 N-Q Morgan Stanley Institutional Fund Trust (see advisory)
2018-01-11 13F-HR North Star Investment Management Corp. 6,000 6,000 0.00 41 40 -2.44
2018-02-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 1,134,400 1,029,000 -9.29 7,759 6,935 -10.62
2017-11-14 13F-HR/A-1 OLD MISSION CAPITAL LLC 0 38,008 0 260
2018-02-01 13F-HR BNP PARIBAS ARBITRAGE, SA 129,421 53,924 -58.33 981,641 365,124 -62.80
2018-02-01 13F-HR BNP PARIBAS ARBITRAGE, SA Call 41,089 0 -100.00 413,157 0 -100.00
2018-02-09 13F-HR CAPITAL FUND MANAGEMENT S.A. 201,774 379,074 87.87 1,380 2,555 85.14
2018-02-14 13F-HR Squarepoint Ops LLC 63,643 0 -100.00 435 0 -100.00
2018-02-12 13F-HR Commonwealth Equity Services, Llc. 21,913 148
2017-11-14 13F-HR Parallax Volatility Advisers, L.P. Put 800 0 -100.00 7 0 -100.00
2017-11-13 13F-HR CAPITAL FUND MANAGEMENT S.A. Call 11,000 0 -100.00 91 0 -100.00
2018-02-14 13F-HR BLAIR WILLIAM & CO/IL 25,187 25,187 0.00 172 170 -1.16
2018-02-09 13F-HR Baird Financial Group, Inc. 407,584 340,858 -16.37 2,788 2,297 -17.61
2018-01-08 13F-HR CONFLUENCE INVESTMENT MANAGEMENT LLC 17,091 16,186 -5.30 117 109 -6.84
2018-02-01 13F-HR NORTHWEST INVESTMENT COUNSELORS, LLC 570 0 -100.00 4 0 -100.00
2017-11-14 13F-HR Parallax Volatility Advisers, L.P. Call 35,100 0 -100.00 292 0 -100.00
2018-02-14 13F-HR BARCLAYS PLC 43,700 205,969 371.32 298 1,388 365.77
2018-02-12 13F-HR Ninepoint Partners Lp 553,614 261,400 -52.78 3,787 1,762 -53.47
2018-02-07 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 1,000 1,000 0.00 7 7 0.00
2017-11-14 13F-HR HighTower Advisors, LLC Call 5,000 0 -100.00 6 0 -100.00
2018-01-31 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 15,536 13,076 -15.83 106 88 -16.98
2018-02-14 13F-HR FIFTH THIRD BANCORP 1,384 1,384 0.00 9 9 0.00
2018-02-14 13F-HR HSBC HOLDINGS PLC 92,900 92,900 0.00 635 635 0.00
2018-01-10 13F-HR SIMPLEX TRADING, LLC 46,534 6,547 -85.93 318 44 -86.16
2018-01-24 13F-HR IFP Advisors, Inc 1,765 500 -71.67 12 3 -75.00
2018-01-17 13F-HR BENJAMIN F. EDWARDS & COMPANY, INC. Call 500 500 0.00 3 3 0.00
2017-08-17 13F-HR Dynamic Technology Lab Private Ltd 41,634 0 -100.00 338 0 -100.00
2017-08-23 13F-HR/A-5 BROOKFIELD ASSET MANAGEMENT INC. 288,221 215,879 -25.10 3,897 2,225 -42.90
2018-02-14 13F-HR Integral Derivatives, LLC Call 23,600 18,900 -19.92 161 127 -21.12
2018-02-12 13F-HR AMERIPRISE FINANCIAL INC 15,700 106
2018-02-08 13F-HR SEI INVESTMENTS CO 1,559 8,704 458.31 11 59 436.36
2018-02-12 13F-HR DIMENSIONAL FUND ADVISORS LP 160,983 160,983 0.00 1,101 1,085 -1.45
2018-01-03 13F-HR Washington Trust Bank 1,000 1,000 0.00 7 7 0.00
2018-02-16 13F-HR/A-1 Commonwealth Equity Services, Inc 14,673 18,238 24.30 122 125 2.46
2018-02-09 13F-HR/A-1 PUBLIC SECTOR PENSION INVESTMENT BOARD 914,753 795,153 -13.07 6,232 5,382 -13.64
2018-02-09 13F-HR BlackRock Inc. 8,191 12,491 52.50 56 84 50.00
2018-02-13 13F-HR BARD ASSOCIATES INC 209,492 204,850 -2.22 1,433 1,381 -3.63
2018-02-14 13F-HR BARCLAYS PLC Put 29,600 55,100 86.15 202 371 83.66
2018-02-02 13F-HR Aperio Group, LLC 97,191 114,506 17.82 665 772 16.09
2018-02-13 13F-HR BANK OF NOVA SCOTIA 28,699 28,002 -2.43 196 189 -3.57
2017-11-07 13F-HR Timber Hill LLC 16,641 0 -100.00 138 0 -100.00
2017-11-29 N-Q Rydex Variable Trust (see advisory)
2018-02-13 13F-HR FIRST INTERSTATE BANK 10,000 7,000 -30.00 68 47 -30.88
2018-02-12 13F-HR CQS Cayman LP 145,000 95,000 -34.48 993 640 -35.55
2018-02-14 13F-HR Integral Derivatives, LLC 12,736 0 -100.00 87 0 -100.00
2018-02-14 13F-HR UBS Group AG Put 20,000 20,000 0.00 137 135 -1.46
2018-02-14 13F-HR GUGGENHEIM CAPITAL LLC 305,047 179,882 -41.03 2,086 1,213 -41.85
2018-02-09 13F-HR HAP Trading, LLC Call 11,500 0 -100.00 9 0 -100.00
2018-01-16 13F-HR NEXT Financial Group, Inc 800 0 -100.00 6 0 -100.00
2018-02-14 13F-HR BARCLAYS PLC Call 133,400 103,000 -22.79 912 694 -23.90
2018-02-13 13F-HR SCOTIA CAPITAL INC. 63,304 78,364 23.79 432 528 22.22
2018-02-14 13F-HR WOLVERINE TRADING, LLC Call 112,300 88,000 -21.64 768 593 -22.79
2018-02-14 13F-HR PRUDENTIAL PLC 1,409,994 1,409,994 0.00 9,644 9,503 -1.46
2017-09-28 N-Q Old Westbury Funds Inc (see advisory)
2018-02-02 13F-HR AMERICAN CENTURY COMPANIES INC 22,900 22,900 0.00 157 154 -1.91
2018-02-08 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 137,557 190,333 38.37 941 1,282 36.24
2018-01-24 13F-HR SG Americas Securities, LLC Call 17,600 17,600 0.00 9 4 -55.56
2018-02-14 13F-HR Cubist Systematic Strategies, LLC 50,622 35,614 -29.65 346 240 -30.64
2018-02-09 13F-HR GROUP ONE TRADING, L.P. 748,158 645,195 -13.76 5,117 4,349 -15.01
2018-02-14 13F-HR National Planning Corp 46,523 0 -100.00 318 0 -100.00
2018-01-24 13F-HR SG Americas Securities, LLC 108,534 0 -100.00 742 0 -100.00
2018-01-10 13F-HR SIMPLEX TRADING, LLC Put 368 224 -39.13 76 8 -89.47
2018-02-14 13F-HR PEAK6 Investments, L.P. 53,198 0 -100.00 364 0 -100.00
2017-10-20 13F-HR INGALLS & SNYDER LLC 12,460 0 -100.00 104 0 -100.00
2018-02-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 1,137,515 439,608 -61.35 7,781 2,963 -61.92
2018-02-14 13F-HR D. E. Shaw & Co., Inc. Put 50,000 50,000 0.00 342 337 -1.46
2017-11-08 13F-HR HAP Trading, LLC Put 11,300 0 -100.00 17 0 -100.00
2018-02-14 13F-HR UBS Group AG 904,548 928,335 2.63 6,188 6,257 1.12
2018-02-08 13F-HR Global X Management CO LLC 2,052,117 2,184,100 6.43 13,980 14,782 5.74
2017-11-14 13F-HR TWO SIGMA INVESTMENTS LLC Call 98,600 0 -100.00 819 0 -100.00
2018-02-15 13F-HR JANE STREET GROUP, LLC Call 48,000 31,600 -34.17 328 213 -35.06
2018-02-15 13F-HR JANE STREET GROUP, LLC Put 33,600 33,700 0.30 229 227 -0.87
2018-02-14 13F-HR SPROTT INC. 57,760 51,861 -10.21 395 349 -11.65
2018-02-08 13F-HR TORONTO DOMINION BANK Call 15,100 35,400 134.44 103 240 133.01
2018-02-14 13F-HR VANGUARD GROUP INC 3,439,832 3,447,482 0.22 23,528 23,236 -1.24
2018-02-14 13F-HR GOLDMAN SACHS GROUP INC 171,351 109,749 -35.95 1,172 740 -36.86
2018-02-12 13F-HR Atlantic Trust Group, LLC 10,000 10,000 0.00 68 67 -1.47
2017-09-28 N-Q Vanguard Star Funds (see advisory)
2018-02-09 13F-HR GROUP ONE TRADING, L.P. Put 346,600 375,800 8.42 2,371 2,533 6.83
2018-02-09 13F-HR CITADEL ADVISORS LLC Call 210,400 239,800 13.97 1,439 1,616 12.30
2018-02-06 13F-HR MCF Advisors LLC 11,002 11,002 0.00 75 74 -1.33
2017-11-08 13F-HR Friedberg Investment Management 29,027 0 -100.00 241 0 -100.00
2018-02-08 13F-HR Advisory Services Network, LLC 190 190 0.00 1 1 0.00
2018-02-14 13F-HR Walleye Trading LLC Put 48,100 69,200 43.87 328 466 42.07
2018-02-14 13F-HR TWO SIGMA ADVISERS, LP 90,800 177,222 95.18 621 1,194 92.27
2018-02-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 922,400 1,273,300 38.04 6,309 8,582 36.03
2018-01-17 13F-HR Cutler Group LP Put 120,700 116,200 -3.73 233 195 -16.31
2018-02-14 13F-HR IHT Wealth Management, LLC 7,102 6,922 -2.53 53 48 -9.43
2018-02-14 13F-HR ROYAL BANK OF CANADA 226,150 73,446 -67.52 1,548 494 -68.09
2018-02-14 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 7,275 10,200 40.21 50 68 36.00
2017-11-06 13F-HR Spot Trading L.l.c. Put 127,300 79,700 -37.39 1,058 545 -48.49
2018-02-14 13F-HR TWO SIGMA SECURITIES, LLC 0 31,864 0 215
2017-11-06 13F-HR Spot Trading L.l.c. 163,743 107,950 -34.07 1,361 738 -45.78
2018-02-14 13F-HR WOLVERINE TRADING, LLC 51,208 126,923 147.86 350 855 144.29
2017-09-29 N-Q Ishares U.s. Etf Trust (see advisory)
2018-02-14 13F-HR GOLDMAN SACHS GROUP INC Put 67,600 29,700 -56.07 462 200 -56.71
2018-01-16 13F-HR BANK OF MONTREAL /CAN/ Call 15,000 0 -100.00 103 0 -100.00
2018-02-07 13F-HR Swiss National Bank 275,600 275,600 0.00 1,882 1,861 -1.12
2018-01-16 13F-HR BANK OF MONTREAL /CAN/ 408,842 452,555 10.69 2,798 3,050 9.01
2018-02-14 13F-HR MORGAN STANLEY 3,400,485 3,631,596 6.80 23,259 24,476 5.23
2018-02-06 13F-HR ING GROEP NV 26,420 21,920 -17.03 181 148 -18.23
2018-01-24 13F-HR HOWE & RUSLING INC 130 1
2018-02-14 13F-HR 1832 Asset Management L.P. 0 200 0 1

Form N-Q Advisory - Experimental Feature Here!

We have recently started to include coverage of N-Q filers in our ownership database. N-Q forms are unstructured and difficult for machines to parse into accurate financial data.

However, Because of the large number of these institutions and this difficulty in tracking their positions, they represent a significant, yet hidden, market force. In an effort to widen our ownership coverage and provide greater transparency, we are testing various ways to expose these owners in an accurate manner. This early version of the crawler simply identifies mentions of companies in the N-Q forms.

Limitations:

  • We only list underlying securities (the ordinary shares), even though the actual security held might be a derivative or a related bond issue. For example, although the institution is shown on this security page ( AG / First Majestic Silver Corp. ), the institution may actually own a related security such as a preferred share or a bond. To find out the exact security, click on the institution link and then follow the link to the actual "N-Q".
  • We only list fund sponsors as institutions, even though the security might be held within a fund operated by the listed institution.. For example, the institution listed in the table as the owner is probably a sponsor of a family of ETFs or mutual funds. If so, then this security is owned by a fund or several funds within the family, and not directly owned by the listed institution. The crawler is not yet able to place these holdings within the individual funds. Atain, you must review the actual filing to see the detail.

These limitations are significant but we believe that the increased transparency outweights the limitations. Future revisions of the crawler will resolve these limitations. Use this information at your own risk!

CUSIP: 32076V103