Stock Institutional Ownership and Shareholders

SecurityAFSI / AmTrust Financial Services, Inc. (032359309)
Chairman, President and CEOZyskind Barry D
Institutional Owners162
Institutional Shares111,672,086
Outstanding Shares195,891,000 (as of 2017-09-30)
Institutional Value$ 1,816,803,000 USD
Related 032359AG6 / AmTrust Financial Services, Inc. 2.75% Bond due 2044-12-15
032359AC5 / AmTrust Financial Services, Inc. 5.50% Bond due 2021-12-15
AFSI.PRA / AmTrust Financial Services, Inc. 6.75% Preferred Series A
AFSI.PRF / AmTrust Financial Services, Inc. 6.95% Preferred Series F
AFSI.PRB / AmTrust Financial Services, Inc. 7.25% Preferred Series B
AFSS / AmTrust Financial Services, Inc. 7.25% Subordinated Bond due 2055-06-16
AFSI.PRD / Amtrust Financial Services, Inc. 7.50% Preferred Series D
AFST / AmTrust Financial Services, Inc. 7.50% Subordinated Bond due 2055-09-15
AFSI.PRC / AmTrust Financial Services, Inc. 7.625% Preferred Series C
AFSI.PRE / AmTrust Financial Services, Inc. 7.75% Preferred Series E

AmTrust Financial Services, Inc. (NASDAQ:AFSI) has 162 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 111,672,086 shares. Largest shareholders include Zyskind Barry D, Invesco Ltd., Vanguard Group Inc, BlackRock Inc., Goldman Sachs Group Inc, Principal Financial Group Inc, State Street Corp, Royal Bank Of Canada, Dimensional Fund Advisors Lp, and Jp Morgan Chase & Co.



AmTrust Financial Services, Inc. (NASDAQ:AFSI) ownership summary shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev Shares Current Shares Change
(Percent)
Prev Value (x$1000) Current Value (x$1000) Change
(Percent)
2017-11-01 13F-HR Sapphire Star Partners LP 0 11,359 0 153
2017-08-14 13F-HR Parallax Volatility Advisers, L.P. Put 2,100 0 -100.00 39 0 -100.00
2017-11-14 13F-HR Navellier & Associates Inc 0 11,359 0 153
2017-11-14 13F-HR Tyers Asset Management LLC 110,768 0 -100.00 1,677 0 -100.00
2017-11-02 13F-HR PRINCIPAL FINANCIAL GROUP INC 6,559,648 3,701,583 -43.57 99,313 49,824 -49.83
2017-11-06 13F-HR Trust Investment Advisors 38,807 37,609 -3.09 588 506 -13.95
2017-11-14 13F-HR Tower Research Capital LLC (TRC) 31 12,978 41,764.52 0 175
2017-11-02 13F-HR NEW AMSTERDAM PARTNERS LLC/NY 55,827 0 -100.00 845 0 -100.00
2017-10-23 13F-HR Nationwide Fund Advisors 52,054 51,017 -1.99 788 687 -12.82
2017-11-14 13F-HR Clearbridge Investments, LLC 2,411 2,513 4.23 37 34 -8.11
2017-11-14 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC 781,701 0 -100.00 11,835 0 -100.00
2017-11-13 13F-HR/A-1 BURNEY CO/ 20,950 19,950 -4.77 322 273 -15.22
2017-11-20 13F-HR/A-1 SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 429,700 358,000 -16.69 6,506 4,819 -25.93
2017-07-31 13F-HR ARP AMERICAS LLC 20,400 0 -100.00 377 0 -100.00
2017-11-13 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 151,108 136,616 -9.59 2,288 1,839 -19.62
2017-07-19 13F-HR HIGHLAND CAPITAL MANAGEMENT, LLC 57,768 0 -100.00 1,066 0 -100.00
2017-11-03 13F-HR SYMONS CAPITAL MANAGEMENT INC 12,747 172
2017-11-09 13F-HR Trexquant Investment LP 0 26,982 0 363
2017-11-14 13F-HR RBF Capital, LLC 130,000 130,000 0.00 1,968 1,750 -11.08
2017-11-13 13F-HR CITIGROUP INC Call 38,600 12,600 -67.36 584 170 -70.89
2017-10-24 13F-HR FIRST TRUST ADVISORS LP 781,753 316,242 -59.55 11,836 4,257 -64.03
2017-11-08 13F-HR Pacer Advisors, Inc. 14,972 0 -100.00 227 0 -100.00
2017-11-09 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 7,833 7,833 0.00 118 107 -9.32
2017-08-07 13F-HR Parallel Advisors, LLC 182 0 -100.00 3 0 -100.00
2017-11-14 13F-HR Meadow Creek Investment Management LLC 63,296 0 -100.00 958 0 -100.00
2017-11-03 13F-HR BNP PARIBAS ARBITRAGE, SA Put 149 0 -100.00 45,892 0 -100.00
2017-08-14 13F-HR D. E. Shaw & Co., Inc. 75,539 0 -100.00 1,394 0 -100.00
2017-11-14 13F-HR BlueCrest Capital Management Ltd 0 11,045 0 149
2017-10-25 13F-HR Aperio Group, LLC 83,062 48,145 -42.04 1,258 648 -48.49
2017-07-24 13F-HR CUE FINANCIAL GROUP, INC. 14,770 0 -100.00 273 0 -100.00
2017-11-14 13F-HR Jefferies Group LLC Put 32,600 30,000 -7.98 494 404 -18.22
2017-10-16 13F-HR State of Alaska, Department of Revenue 9,230 9,230 0.00 139 124 -10.79
2017-11-06 13F-HR LOS ANGELES CAPITAL MANAGEMENT & EQUITY RESEARCH INC 31,394 0 -100.00 475 0 -100.00
2017-07-14 13F-HR DENALI ADVISORS LLC 104,400 0 -100.00 1,927 0 -100.00
2017-08-09 13F-HR Mork Capital Management 50,000 0 -100.00 923 0 -100.00
2017-11-13 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 2,309,189 7,955 -99.66 34,960 107 -99.69
2017-08-10 13F-HR ICON ADVISERS INC/CO 151,900 0 -100.00 2,804 0 -100.00
2017-10-27 13F-HR VICTORY CAPITAL MANAGEMENT INC 0 23,344 0 314
2017-11-13 13F-HR RIVERHEAD CAPITAL MANAGEMENT LLC 98,909 0 -100.00 1,498 0 -100.00
2017-08-04 13F-HR Marshall Wace LLP 11,274 0 -100.00 203 0 -100.00
2017-11-14 13F-HR IHT Wealth Management, LLC 15,120 207
2017-10-26 13F-HR DELTA ASSET MANAGEMENT LLC/TN 80 80 0.00 1 1 0.00
2017-11-07 13F-HR Advisors Asset Management, Inc. 28,762 23,218 -19.28 435 313 -28.05
2017-11-02 13F-HR Boston Partners 1,230,210 1,262,810 2.65 18,625 16,997 -8.74
2017-11-03 13F-HR SMITHFIELD TRUST CO 400 5
2017-08-11 13F-HR Neumeier Poma Investment Counsel LLC 339,702 0 -100.00 6,271 0 -100.00
2017-08-14 13F-HR Interval Partners, LP 171,000 0 -100.00 3,157 0 -100.00
2017-07-12 13F-HR TRUST CO OF VERMONT 950 0 -100.00 17 0 -100.00
2017-10-26 13F-HR Paragon Capital Management Ltd 12,224 165
2017-10-11 13F-HR Trust Co 750 0 -100.00 11 0 -100.00
2017-11-13 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 242,136 421,099 73.91 3,666 5,668 54.61
2017-11-07 13F-HR/A-1 COMMERCE BANK 49,500 49,500 0.00 749 666 -11.08
2017-11-02 13F-HR AlphaMark Advisors, LLC 300 4
2017-08-09 13F-HR Glassman Wealth Services 1,056 0 -100.00 19 0 -100.00
2017-11-09 13F-HR CADENCE CAPITAL MANAGEMENT LLC 56,709 0 -100.00 859 0 -100.00
2017-11-14 13F-HR Voya Investment Management LLC 38,324 38,324 0.00 580 516 -11.03
2017-09-22 13F-HR/A-1 HighTower Advisors, LLC 36,109 0 -100.00 667 0 -100.00
2017-11-13 13F-HR VERTEX ONE ASSET MANAGEMENT INC. 70,000 95,000 35.71 1,060 1,279 20.66
2017-11-13 13F-HR PINNACLE ASSOCIATES LTD 21,515 13,677 -36.43 326 184 -43.56
2017-11-14 13F-HR JANE STREET GROUP, LLC Call 42,600 0 -100.00 645 0 -100.00
2017-11-06 13F-HR Stanley Capital Management, LLC 186,200 186,200 0.00 2,819 2,506 -11.10
2017-11-14 13F-HR Zebra Capital Management LLC 103,273 61,988 -39.98 1,564 834 -46.68
2017-11-14 13F-HR DEUTSCHE BANK AG\ 160,241 146,881 -8.34 2,423 1,975 -18.49
2017-08-07 13F-HR TWIN CAPITAL MANAGEMENT INC 71,020 0 -100.00 1,311 0 -100.00
2017-11-13 13F-HR Blue Sky Asset Management, LLC 90,600 0 -100.00 1,372 0 -100.00
2017-08-08 13F-HR Utah Retirement Systems 16,000 0 -100.00 296 0 -100.00
2017-11-14 13F-HR GEODE CAPITAL MANAGEMENT, LLC 905,154 940,725 3.93 13,704 12,662 -7.60
2017-11-15 13F-HR GROUP ONE TRADING, L.P. 247,619 89,316 -63.93 3,749 1,202 -67.94
2017-11-14 13F-HR STATE STREET CORP 3,292,917 3,253,756 -1.19 49,854 43,796 -12.15
2017-11-14 13F-HR Horizon Kinetics LLC 33,617 35,595 5.88 509 479 -5.89
2017-11-13 13F-HR CITIGROUP INC Put 110,600 1,000 -99.10 1,674 13 -99.22
2017-11-13 13F-HR CORSAIR CAPITAL MANAGEMENT, L.P. 16,532 100,055 505.22 250 6,628 2,551.20
2017-11-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 26,707 2,104 -92.12 405 28 -93.09
2017-10-18 13F-HR EXANE DERIVATIVES 4 0 -100.00 61 0 -100.00
2017-08-14 13F-HR Petrus Trust Company, LTA 29,783 0 -100.00 550 0 -100.00
2017-08-11 13F-HR STEVENS CAPITAL MANAGEMENT LP 20,054 0 -100.00 370 0 -100.00
2017-11-14 13F-HR Walleye Trading LLC Put 18,200 2,800 -84.62 277 38 -86.28
2017-08-07 13F-HR Ifrah Financial Services, Inc. 17,888 0 -100.00 330 0 -100.00
2017-08-14 13F-HR AHL Partners LLP 37,029 0 -100.00 683 0 -100.00
2017-07-27 13F-HR BESSEMER GROUP INC 37,901 0 -100.00 700 0 -100.00
2017-07-31 13F-HR TrueNorth, Inc. 25,168 0 -100.00 465 0 -100.00
2017-11-22 13F-HR Steward Partners Investment Advisory, Llc 101 1,250 1,137.62 1 16 1,500.00
2017-08-14 13F-HR Philadelphia Financial Management of San Francisco, LLC 692,084 0 -100.00 12,776 0 -100.00
2017-10-24 13F-HR HUNTINGTON NATIONAL BANK 2,153 0 -100.00 33 0 -100.00
2017-11-14 13F-HR Jefferies Group LLC Call 150,000 0 -100.00 2,271 0 -100.00
2017-11-03 13F-HR BNP PARIBAS ARBITRAGE, SA 23,809 10,016 -57.93 360,468 134,815 -62.60
2017-08-08 13F-HR Neuberger Berman Group LLC 821,344 0 -100.00 15,162 0 -100.00
2017-11-07 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0 153 0 2
2017-11-07 13F-HR AMERIPRISE FINANCIAL INC 334,124 330,230 -1.17 5,059 4,445 -12.14
2017-11-14 13F-HR MENTA CAPITAL LLC 38,766 0 -100.00 587 0 -100.00
2017-11-14 13F-HR AQR CAPITAL MANAGEMENT LLC 67,989 0 -100.00 1,029 0 -100.00
2017-08-10 13F-HR Axa 31,900 0 -100.00 589 0 -100.00
2017-08-11 13F-HR UNITED CAPITAL FINANCIAL ADVISERS, LLC 45,957 0 -100.00 848 0 -100.00
2017-07-05 13F-HR Polianta Ltd 44,300 0 -100.00 817 0 -100.00
2017-07-27 13F-HR MARINER INVESTMENT GROUP LLC Put 20,000 0 -100.00 10 0 -100.00
2017-11-14 13F-HR Proficio Capital Partners LLC 1,637 1,312 -19.85 26 18 -30.77
2017-08-11 13F-HR FULLER & THALER ASSET MANAGEMENT, INC. 3,100 0 -100.00 57 0 -100.00
2017-08-07 13F-HR Karp Capital Management Corp 20,527 0 -100.00 379 0 -100.00
2017-10-27 13F-HR OLD NATIONAL BANCORP /IN/ 10,487 0 -100.00 159 0 -100.00
2017-08-10 13F-HR Citizens Financial Group Inc/RI 167 0 -100.00 3 0 -100.00
2017-07-14 13F-HR Ledyard National Bank 169,505 0 -100.00 3,129 0 -100.00
2017-10-17 13F-HR Creative Planning 15,913 18,392 15.58 241 248 2.90
2017-10-18 13F-HR ARCADIA INVESTMENT MANAGEMENT CORP/MI 29,800 25,850 -13.26 451 348 -22.84
2017-11-13 13F-HR CITIGROUP INC 126,946 24,846 -80.43 1,922 335 -82.57
2017-08-07 13F-HR GREAT LAKES ADVISORS, LLC 130,395 0 -100.00 2,407 0 -100.00
2017-11-14 13F-HR Parallax Volatility Advisers, L.P. Call 152,000 0 -100.00 2,301 0 -100.00
2017-11-03 13F-HR Maple Capital Management, Inc. 30,225 25,975 -14.06 458 350 -23.58
2017-11-15 13F-HR WOLVERINE TRADING, LLC 61,444 27,079 -55.93 943 364 -61.40
2017-11-08 13F-HR ASSETMARK, INC 9 0
2017-11-14 13F-HR VANGUARD GROUP INC 7,900,301 9,836,293 24.51 119,611 132,396 10.69
2017-11-09 13F-HR CITADEL ADVISORS LLC 301,831 88,093 -70.81 4,569 1,186 -74.04
2017-11-13 13F-HR DIMENSIONAL FUND ADVISORS LP 2,038,448 2,698,536 32.38 30,864 36,324 17.69
2017-11-14 13F-HR BRINKER CAPITAL INC 21,974 13,475 -38.68 333 182 -45.35
2017-11-14 13F-HR BANK OF AMERICA CORP /DE/ 248,937 369,487 48.43 3,770 4,973 31.91
2017-11-03 13F-HR FDx Advisors, Inc. 16,357 0 -100.00 248 0 -100.00
2017-08-10 13F-HR EATON VANCE MANAGEMENT 225,688 0 -100.00 4,166 0 -100.00
2017-11-14 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 69,324 68,540 -1.13 1,050 923 -12.10
2017-11-08 13F-HR HAP Trading, LLC Call 0 11,700 0 3
2017-11-13 13F-HR Governors Lane LP Put 1,450,000 0 -100.00 21,953 0 -100.00
2017-10-25 13F-HR Carroll Financial Associates, Inc. 507 507 0.00 7 7 0.00
2017-08-18 13F-HR WFG Advisors, LP 0 1,110 0 17
2017-11-09 13F-HR Legal & General Group Plc 31,958 43,000 34.55 484 580 19.83
2017-11-13 13F-HR Quantitative Investment Management, LLC 94,600 0 -100.00 1,432 0 -100.00
2017-11-14 13F-HR Neuburgh Advisers LLC 87,032 0 -100.00 1,318 0 -100.00
2017-11-14 13F-HR BARCLAYS PLC Call 7,000 0 -100.00 106 0 -100.00
2017-11-13 13F-HR WBI INVESTMENTS, INC. 36,731 34,660 -5.64 556 467 -16.01
2017-08-14 13F-HR PDT Partners, LLC 116,005 0 -100.00 2,141 0 -100.00
2017-10-23 13F-HR EQUITEC SPECIALISTS, LLC Call 37,100 34,900 -5.93 562 470 -16.37
2017-11-13 13F-HR ADVANTAGE INVESTMENT MANAGEMENT, LLC 358 358 0.00 5 5 0.00
2017-11-01 13F-HR MARINER INVESTMENT GROUP LLC Call 10,000 0 -100.00 0 0
2017-10-31 13F-HR WEDBUSH SECURITIES INC 16,700 17,000 1.80 253 229 -9.49
2017-11-14 13F-HR MORGAN STANLEY 420,582 329,927 -21.55 6,367 4,441 -30.25
2017-11-14 13F-HR JANE STREET GROUP, LLC Put 86,900 15,200 -82.51 1,316 205 -84.42
2017-11-09 13F-HR JP MORGAN CHASE & CO 744,289 2,145,149 188.21 11,269 29,388 160.79
2017-11-14 13F-HR CARLSON CAPITAL L P Put 10,000 0 -100.00 575 0 -100.00
2017-08-11 13F-HR Acrospire Investment Management LLC 1,664 0 -100.00 31 0 -100.00
2017-11-14 13F-HR Natixis 0 10,504 0 141
2017-11-14 13F-HR Paloma Partners Management Co 13,676 0 -100.00 207 0 -100.00
2017-10-20 13F-HR REILLY FINANCIAL ADVISORS, LLC 0 131 0 2
2017-08-11 13F-HR SUNTRUST BANKS INC 83,751 0 -100.00 1,545 0 -100.00
2017-11-14 13F-HR Empire Life Investments Inc. 16,297 25,506 56.51 246 343 39.43
2017-11-14 13F-HR BALYASNY ASSET MANAGEMENT LLC 218,104 123,986 -43.15 3,302 1,669 -49.45
2017-08-15 13F-HR NOMURA HOLDINGS INC 20,812 0 -100.00 384 0
2017-11-15 13F-HR GROUP ONE TRADING, L.P. Call 242,200 92,900 -61.64 3,667 1,250 -65.91
2017-11-20 13F-HR/A-1 SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 91,600 248,200 170.96 1,387 3,341 140.88
2017-10-17 13F-HR Robeco Institutional Asset Management B.V. 341,282 310,816 -8.93 5,168 4,183 -19.06
2017-10-25 13F-HR SIMPLEX TRADING, LLC Put 587 209 -64.40 85 22 -74.12
2017-11-14 13F-HR PANAGORA ASSET MANAGEMENT INC 630,570 456,253 -27.64 9,547 6,141 -35.68
2017-11-14 13F-HR Walleye Trading LLC 21,950 655 -97.02 332 9 -97.29
2017-11-14 13F-HR DREMAN VALUE MANAGEMENT, L L C 22,560 22,560 0.00 342 304 -11.11
2017-11-06 13F-HR SEI INVESTMENTS CO 4,455 4,625 3.82 68 148 117.65
2017-08-09 13F-HR Gareth Morgan Investments Limited Partnership 71,948 0 -100.00 1,328 0 -100.00
2017-11-14 13F-HR QS Investors, LLC 25,729 25,729 0.00 390 346 -11.28
2017-11-09 13F-HR CITADEL ADVISORS LLC Put 140,300 19,300 -86.24 2,124 260 -87.76
2017-08-11 13F-HR ETRADE Capital Management LLC 14,611 0 -100.00 269 0 -100.00
2017-11-20 13F-HR PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 4,567 5,996 31.29 69 81 17.39
2017-11-14 13F-HR TWO SIGMA ADVISERS, LP 100,053 79,227 -20.81 1,515 1,066 -29.64
2017-08-14 13F-HR HBK INVESTMENTS L P 42,100 0 -100.00 777 0 -100.00
2017-08-11 13F-HR LAZARD ASSET MANAGEMENT LLC 77,032 0 -100.00 1,422 0 -100.00
2017-11-08 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 3,691 3,691 0.00 56 50 -10.71
2017-11-13 13F-HR ALLIANCEBERNSTEIN L.P. 121,270 121,360 0.07 1,836 1,634 -11.00
2017-07-21 13F-HR Quantitative Systematic Strategies LLC 22,202 0 -100.00 410 0 -100.00
2017-11-09 13F-HR AMERICAN INTERNATIONAL GROUP INC 94,142 57,187 -39.25 1,425 770 -45.96
2017-11-14 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 58,753 57,608 -1.95 890 775 -12.92
2017-11-14 13F-HR GUGGENHEIM CAPITAL LLC 222,631 185,604 -16.63 3,369 2,498 -25.85
2017-10-31 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 55,037 55,037 0.00 833 741 -11.04
2017-10-13 13F-HR JAMES INVESTMENT RESEARCH INC 350 0 -100.00 5 0 -100.00
2017-10-27 13F-HR INTACT INVESTMENT MANAGEMENT INC. 51,300 90,600 76.61 776 1,219 57.09
2017-10-17 13F-HR American Research & Management Co. 2,200 6,800 209.09 33 92 178.79
2017-11-14 13F-HR BlackRock Inc. 5,901,214 5,702,177 -3.37 89,345 76,750 -14.10
2017-11-08 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 336 291 -13.39 5 4 -20.00
2017-11-09 13F-HR WELLS FARGO & COMPANY/MN 1,058,920 751,077 -29.07 16,032 10,110 -36.94
2017-10-25 13F-HR Calamos Advisors LLC Put 100,000 0 -100.00 1,514 0 -100.00
2017-11-06 13F-HR Advisor Group, Inc. 8,892 7,717 -13.21 135 104 -22.96
2017-08-14 13F-HR Cantab Capital Partners LLP 16,929 0 -100.00 313,000 0 -100.00
2017-08-14 13F-HR LUCUS ADVISORS LLC 22,018 0 -100.00 406 0 -100.00
2017-10-12 13F-HR Livforsakringsbolaget Skandia, Omsesidigt 34,818 34,818 0.00 527 468 -11.20
2017-11-03 13F-HR Swiss National Bank 140,480 140,480 0.00 2,127 1,891 -11.10
2017-11-14 13F-HR BARCLAYS PLC Put 3,000 2,900 -3.33 45 39 -13.33
2017-11-14 13F-HR S&T BANK/PA 454,559 419,308 -7.75 6,881 5,644 -17.98
2017-10-25 13F-HR FIRST QUADRANT L P/CA 42,992 0 -100.00 651 0 -100.00
2017-10-25 13F-HR SIMPLEX TRADING, LLC 37,017 4,976 -86.56 560 66 -88.21
2017-11-02 13F-HR STONERIDGE INVESTMENT PARTNERS LLC 35,715 21,887 -38.72 541 295 -45.47
2017-10-31 13F-HR DUPONT CAPITAL MANAGEMENT Corp 58,420 0 -100.00 884 0 -100.00
2017-11-13 13F-HR US BANCORP \DE\ 2,520 1,884 -25.24 38 25 -34.21
2017-10-12 13F-HR Weaver C. Barksdale & Associates, Inc. 333 0 -100.00 5 0 -100.00
2017-11-14 13F-HR FIFTH THIRD BANCORP 1,231 1,231 0.00 19 17 -10.53
2017-11-13 13F-HR BlueMountain Capital Management, LLC 18,234 0 -100.00 276 0 -100.00
2017-11-14 13F-HR BARCLAYS PLC 170,701 791,145 363.47 2,584 10,649 312.11
2017-08-11 13F-HR MCKINLEY CAPITAL MANAGEMENT LLC /DELAWARE 11,420 0 -100.00 211 0 -100.00
2017-11-13 13F-HR BB&T SECURITIES, LLC 19,505 0 -100.00 295 0 -100.00
2017-08-14 13F-HR Connor, Clark & Lunn Investment Management Ltd. 86,500 0 -100.00 1,597 0 -100.00
2017-11-13 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 805,811 829,629 2.96 12,200 11,167 -8.47
2017-08-14 13F-HR Park West Asset Management LLC 758,487 0 -100.00 14,002 0 -100.00
2017-10-26 13F-HR PARSONS CAPITAL MANAGEMENT INC/RI 59,455 59,455 0.00 900 800 -11.11
2017-11-14 13F-HR LMM LLC 15,000 15,000 0.00 227 202 -11.01
2017-11-14 13F-HR Legg Mason Asset Management (Japan) Co., Ltd. 6,800 92
2017-11-09 13F-HR SCHRODER INVESTMENT MANAGEMENT GROUP 40,500 382,798 845.18 622 5,244 743.09
2017-11-13 13F-HR LSV ASSET MANAGEMENT 279,200 279,200 0.00 4,227 3,758 -11.10
2017-11-06 13F-HR DekaBank Deutsche Girozentrale 0 750 0 10
2017-11-13 13F-HR FMR LLC / Fidelity Management & Research 321,673 87,900 -72.67 4,870 1,183 -75.71
2017-10-13 13F-HR ACADIAN ASSET MANAGEMENT LLC 49 0 -100.00 1 0 -100.00
2017-11-14 13F-HR CREDIT SUISSE AG/ 51,645 127,229 146.35 782 1,713 119.05
2017-11-06 13F-HR Bank of New York Mellon Corp 740,272 738,599 -0.23 11,207 9,942 -11.29
2017-11-15 13F-HR WOLVERINE TRADING, LLC Put 120,300 105,300 -12.47 1,847 1,417 -23.28
2017-11-08 13F-HR D.A. DAVIDSON & CO. 400 0 -100.00 6 0 -100.00
2017-11-14 13F-HR BANK OF AMERICA CORP /DE/ Put 100,000 0 -100.00 1,514 0 -100.00
2017-08-11 13F-HR Stillwater Investment Management, L.P. Call 390,200 0 -100.00 7,203 0
2017-11-13 13F-HR TEACHERS ADVISORS INC 828,934 958,057 15.58 12,550 12,895 2.75
2017-10-23 13F-HR EQUITEC SPECIALISTS, LLC Put 64,200 20,000 -68.85 972 269 -72.33
2017-11-09 13F-HR AMALGAMATED BANK 10,848 10,638 -1.94 164 143 -12.80
2017-11-14 13F-HR GOLDMAN SACHS GROUP INC 5,205,209 5,161,640 -0.84 78,807 69,476 -11.84
2017-11-14 13F-HR LPL Financial LLC 10,838 13,875 28.02 164 187 14.02
2017-11-06 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 113,087 113,087 0.00 1,712 1,522 -11.10
2017-11-14 13F-HR Anchorage Capital Group, L.L.C. Put 500,000 0 -100.00 7,570 0 -100.00
2017-11-13 13F-HR Allianz Asset Management AG 542,164 341,783 -36.96 8,259 4,601 -44.29
2017-10-13 13F-HR NISA INVESTMENT ADVISORS L.L.C. 25,458 41,858 64.42 371 563 51.75
2017-11-14 13F-HR PEAK6 Investments, L.P. 11,054 0 -100.00 167 0 -100.00
2017-11-14 13F-HR Flinton Capital Management LLC 134,504 0 -100.00 2,036 0 -100.00
2017-08-11 13F-HR Rafferty Asset Management, LLC 15,998 0 -100.00 295 0 -100.00
2017-08-14 13F-HR CREDIT AGRICOLE S A 111,202 0 -100.00 8,648 0 -100.00
2017-08-14 13F-HR TUDOR INVESTMENT CORP ET AL 56,215 0 -100.00 1,038 0
2017-11-13 13F-HR DENVER INVESTMENT ADVISORS LLC 2,262,970 1,870,875 -17.33 34,261 25,182 -26.50
2017-08-02 13F-HR WEDGE CAPITAL MANAGEMENT L L P/NC 36,460 0 -100.00 673 0 -100.00
2017-12-07 SC 13D/A Zyskind Barry D 44,876,575 44,776,575 -0.22
2017-07-19 13F-HR EQUITEC SPECIALISTS, LLC 12,118 0 -100.00 224 0 -100.00
2017-10-17 13F-HR Cutler Group LP 41,326 8,447 -79.56 625 113 -81.92
2017-08-10 13F-HR CIBC World Markets Inc. 41,242 0 -100.00 761 0 -100.00
2017-08-10 13F-HR HAP Trading, LLC Put 79,500 0 -100.00 30 0 -100.00
2017-11-30 13F-HR/A-1 PRUDENTIAL FINANCIAL INC 0 46,730 0 629
2017-11-07 13F-HR SG Americas Securities, LLC 0 22,952 0 309
2017-11-13 13F-HR NN Investment Partners Holdings N.V. 30,466 0 -100.00 461 0 -100.00
2017-11-15 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 345,660 338,200 -2.16 5,233 4,552 -13.01
2017-12-07 13F-HR/A-1 683 Capital Management, LLC 255,901 0 -100.00 3,874 0 -100.00
2017-11-14 13F-HR ROYAL BANK OF CANADA 4,012,368 2,932,164 -26.92 60,748 39,467 -35.03
2017-11-13 13F-HR Elk Creek Partners, LLC 194,683 221,263 13.65 2,948 2,978 1.02
2017-11-13 13F-HR Royce & Associates LLC 0 1,606 0 22
2017-11-14 13F-HR Walleye Trading LLC Call 23,600 9,800 -58.47 357 132 -63.03
2017-07-12 13F-HR BANCED CORP 19,906 0 -100.00 367 0 -100.00
2017-10-16 13F-HR Gradient Investments LLC 326 0 -100.00 5 0 -100.00
2017-07-17 13F-HR CrestPoint Capital Management, LLC 51,600 0 -100.00 953 0 -100.00
2017-08-11 13F-HR BancorpSouth Inc 13,359 0 -100.00 247 0 -100.00
2017-11-13 13F-HR BLAIR WILLIAM & CO/IL 74,849 75,074 0.30 1,133 1,010 -10.86
2017-10-25 13F-HR SIMPLEX TRADING, LLC Call 502 37 -92.63 105 3 -97.14
2017-11-14 13F-HR Gotham Asset Management, LLC 32,471 15,015 -53.76 492 202 -58.94
2017-11-13 13F-HR RAYMOND JAMES & ASSOCIATES 398,009 268,538 -32.53 6,026 3,615 -40.01
2017-11-13 13F-HR ENVESTNET ASSET MANAGEMENT INC 3,357 2,339 -30.32 51 32 -37.25
2017-11-09 13F-HR BABSON CAPITAL MANAGEMENT LLC 10,900 0 -100.00 201 0 -100.00
2017-11-14 13F-HR Jefferies Group LLC 75,000 77,402 3.20 1,136 1,042 -8.27
2017-10-12 13F-HR Advisory Services Network, LLC 768 644 -16.15 12 9 -25.00
2017-11-14 13F-HR UBS Group AG 43,383 34,478 -20.53 657 464 -29.38
2017-11-13 13F-HR Resources Investment Advisors, Inc. 404 3,654 804.46 6 49 716.67
2017-08-14 13F-HR CLINTON GROUP INC 93,989 0 -100.00 1,735,037 0 -100.00
2017-11-15 13F-HR Ameritas Investment Partners, Inc. 7,487 7,487 0.00 113 92 -18.58
2017-08-08 13F-HR Airain ltd 131,064 0 -100.00 2,419 0 -100.00
2017-11-09 13F-HR JP MORGAN CHASE & CO Call 29,000 397
2017-11-14 13F-HR MILLENNIUM MANAGEMENT LLC 183,634 61,796 -66.35 2,780 832 -70.07
2017-08-14 13F-HR FTB Advisors, Inc. 1,549 0 -100.00 28 0 -100.00
2017-11-14 13F-HR GLENMEDE TRUST CO NA 70,265 106 -99.85 1,307 1 -99.92
2017-07-26 13F-HR PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 2,798 0 -100.00 52 0 -100.00
2017-12-14 13F-HR/A-1 PARAMETRIC PORTFOLIO ASSOCIATES LLC 95,243 87,720 -7.90 1,442 1,181 -18.10
2017-07-13 13F-HR Integrated Investment Consultants, LLC 5,923 0 -100.00 109 0 -100.00
2017-11-06 13F-HR RHUMBLINE ADVISERS 178,400 153,910 -13.73 2,701 2,072 -23.29
2017-08-02 13F-HR Monarch Partners Asset Management LLC 540,720 0 -100.00 9,982 0 -100.00
2017-10-23 13F-HR NORTHPOINTE CAPITAL LLC 546,719 282,253 -48.37 8,277 3,799 -54.10
2017-10-17 13F-HR Cutler Group LP Call 6,000 5,800 -3.33 5 0 -100.00
2017-10-13 13F-HR QUADRANT CAPITAL GROUP LLC 229 0 -100.00 3 0 -100.00
2017-11-14 13F-HR DEUTSCHE BANK AG\ Put 3,302 0 -100.00 49 0 -100.00
2017-10-18 13F-HR Shell Asset Management Co 30,054 0 -100.00 455 0 -100.00
2017-11-20 13F-HR/A-1 SUSQUEHANNA INTERNATIONAL GROUP, LLP 117,600 355,609 202.39 1,780 4,786 168.88
2017-11-13 13F-HR/A-1 NORGES BANK 883,055 854,185 -3.27 21,635 21,889 1.17
2017-08-14 13F-HR Quadrature Capital LTD 103,436 0 -100.00 1,909 0 -100.00
2017-11-07 13F-HR Russell Investments Group, Ltd. 20,724 33,940 63.77 313 457 46.01
2017-08-15 13F-HR Grandeur Peak Global Advisors, LLC 124,925 0 -100.00 2,306 0
2017-08-11 13F-HR Quantbot Technologies LP 6,568 0 -100.00 121 0 -100.00
2017-11-14 13F-HR GOLDMAN SACHS GROUP INC Put 0 68,400 0 921
2017-11-01 13F-HR STATE OF WISCONSIN INVESTMENT BOARD 313,600 313,600 0.00 4,748 4,221 -11.10
2017-10-17 13F-HR Cutler Group LP Put 59,600 26,700 -55.20 119 8 -93.28
2017-11-17 13F-HR/A-1 Virtu Financial LLC 14,715 198
2017-11-09 13F-HR FNY Managed Accounts LLC 22,192 298
2017-11-03 13F-HR/A-1 CANADA PENSION PLAN INVESTMENT BOARD 1,000 900 -10.00 15 12 -20.00
2017-11-14 13F-HR JANE STREET GROUP, LLC 26,355 11,363 -56.88 399 153 -61.65
2017-11-13 13F-HR FEDERATED INVESTORS INC /PA/ 25,729 0 -100.00 390 0 -100.00
2017-11-13 13F-HR ProShare Advisors LLC 556,369 609,930 9.63 8,423 8,210 -2.53
2017-11-14 13F-HR Nuveen Asset Management, LLC 12,458 10,059 -19.26 189 135 -28.57
2017-08-24 13F-HR/A-1 LORD, ABBETT & CO. LLC 270,200 0 -100.00 4,988 0 -100.00
2017-10-16 13F-HR BANK OF MONTREAL /CAN/ 12,179 11,229 -7.80 184 151 -17.93
2017-11-14 13F-HR TWO SIGMA INVESTMENTS LLC 92,382 428,149 363.46 1,399 5,763 311.94
2017-08-14 13F-HR BANK OF AMERICA CORP /DE/ Call 50,000 0 -100.00 923 0 -100.00
2017-11-13 13F-HR COMMERZBANK AKTIENGESELLSCHAFT /FI 0 10,052 0 135
2017-11-07 13F-HR Commonwealth Equity Services, Inc 191,899 193,782 0.98 2,905 2,608 -10.22
2017-10-27 13F-HR Cable Hill Partners, LLC 550 550 0.00 8 7 -12.50
2017-11-14 13F-HR Squarepoint Ops LLC 16,783 28,846 71.88 254 388 52.76
2017-08-14 13F-HR PUTNAM INVESTMENTS LLC 64,940 0 -100.00 1,199 0 -100.00
2017-11-09 13F-HR VIRGINIA RETIREMENT SYSTEMS ET AL 18,000 0 -100.00 273 0 -100.00
2017-07-26 13F-HR STRS OHIO 754,000 0 -100.00 13,918 0 -100.00
2017-08-14 13F-HR DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 4,265 0 -100.00 79 0 -100.00
2017-08-14 13F-HR HRS Investment Holdings, LLC 75,000 0 -100.00 1,385 0 -100.00
2017-11-15 13F-HR GROUP ONE TRADING, L.P. Put 340,400 220,400 -35.25 5,154 2,967 -42.43
2017-11-15 13F-HR WOLVERINE TRADING, LLC Call 43,000 39,000 -9.30 660 525 -20.45
2017-11-14 13F-HR CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 156,833 24,100 -84.63 2,374 324 -86.35
2017-11-14 13F-HR Invesco Ltd. 9,865,911 9,945,872 0.81 149,370 133,871 -10.38
2017-10-26 13F-HR Raymond James Financial Services Advisors, Inc. 13,181 0 -100.00 200 0 -100.00
2017-11-09 13F-HR CITADEL ADVISORS LLC Call 58,100 12,100 -79.17 880 163 -81.48
2017-06-20 13F-HR/A-1 SYMPHONY ASSET MANAGEMENT LLC 25,067 463
2017-11-13 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 42,329 56,908 34.44 640,861 765,981 19.52
2017-11-06 13F-HR TCW GROUP INC 292,623 0 -100.00 4,430 0 -100.00
2017-10-23 13F-HR Alpha Cubed Investments, LLC 13,200 13,200 0.00 200 178 -11.00
2017-11-13 13F-HR NORTHERN TRUST CORP 1,304,835 1,245,469 -4.55 19,755 16,764 -15.14
2017-11-14 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ 45,851 45,851 0.00 694 617 -11.10
CUSIP: 032359309