Institutional and Fund Ownership

SecurityAFMD / Affimed N.V.
Institutional Owners34
Institutional Shares20,779,650

Affimed N.V. (NASDAQ:AFMD) has 34 institutional investors that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 20,779,650 shares. Major holders include Wellington Management Group Llp, NEA Management Company, LLC, Brookside Capital Management Llc, Hawkes Bay Master Investors (Cayman) L.P., and Orbimed Advisors Llc.


Affimed N.V. (NASDAQ:AFMD) ownership summary shows current positions in the company by institutions and funds, as well as latest changes in position size. Owners can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions.

File DateFormInvestor Opt Prev Shares Current Shares Change
(Percent)
Prev Value (x$1000) Current Value (x$1000) Change
(Percent)
2017-07-12 13F-HR Creative Planning * 65,000 70,000 7.69 150 144 -4.00
2017-08-14 13F-HR WELLINGTON MANAGEMENT GROUP LLP * 5,413,291 5,394,386 -0.35 12,450 11,059 -11.17
2017-08-14 13F-HR Moore Capital Management, LP * 250,000 250,000 0.00 575 513 -10.78
2017-08-14 13F-HR Frigate Ventures LP * 140,500 0 -100.00 323 0 -100.00
2017-08-02 13F-HR WEDBUSH SECURITIES INC * 15,000 22,000 46.67 35 45 28.57
2017-08-11 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM * 175,000 175,000 0.00 403 359 -10.92
2017-02-21 13F-HR Opaleye Management Inc. * 430,000 0 -100.00 1,195 0 -100.00
2017-05-15 13F-HR Paloma Partners Management Co * 14,851 0 -100.00 27 0 -100.00
2017-07-11 13F-HR BANK OF MONTREAL /CAN/ * 9 0 -100.00 0 0
2017-08-14 13F-HR BROOKSIDE CAPITAL MANAGEMENT LLC * 3,209,013 3,209,013 0.00 7,381 6,578 -10.88
2017-08-14 13F-HR GOLDMAN SACHS GROUP INC * 45,290 39,326 -13.17 104 81 -22.12
2017-07-12 13F-HR SIMPLEX TRADING, LLC * Put 191 8
2017-08-11 13F-HR MUHLENKAMP & CO INC * 72,786 72,786 0.00 167 149 -10.78
2017-08-14 13F-HR UBS Group AG * 0 2,858 0 6
2017-08-14 13F-HR PERCEPTIVE ADVISORS LLC * 734,301 668,214 -9.00 1,689 1,369 -18.95
2017-08-11 13F-HR MORGAN STANLEY * 100 100 0.00 0 0
2017-08-14 13F-HR BARCLAYS PLC * 13,385 13,385 0.00 31 27 -12.90
2017-08-14 13F-HR DAFNA Capital Management LLC * 92,500 92,500 0.00 213 190 -10.80
2017-05-19 13F-HR Tower Research Capital LLC (TRC) * 839 100 -88.08 2 0 -100.00
2017-07-18 13F-HR Advocacy Wealth Management Services, LLC * 1,000 1,000 0.00 2 2 0.00
2017-08-10 13F-HR TCI Wealth Advisors, Inc. * 500 500 0.00 1 1 0.00
2017-05-12 13F-HR Renaissance Technologies LLC * 51,200 0 -100.00 92 0 -100.00
2017-08-14 13F-HR Tekla Capital Management LLC * 1,405,324 1,405,324 0.00 3,232 2,881 -10.86
2017-08-11 13F-HR KCG HOLDINGS, INC. * 0 70,439 0 144
2017-08-14 13F-HR Baker Brothers Advisors LP * 400,000 400,000 0.00 920 820 -10.87
2017-08-14 13F-HR ROYAL BANK OF CANADA * 511 500 -2.15 1 1 0.00
2017-08-14 13F-HR GEODE CAPITAL MANAGEMENT, LLC * 23,439 18,764 -19.95 53 38 -28.30
2017-05-15 13F-HR BANK OF AMERICA CORP /DE/ * 1,698 0 -100.00 3 0 -100.00
2017-08-14 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC * 3,000 3,000 0.00 7 6 -14.29
2017-08-10 13F-HR Nationwide Fund Advisors * 484,027 506,199 4.58 1,113 1,038 -6.74
2017-03-10 SC 13G Hawkes Bay Master Investors (Cayman) L.P. * 2,181,685
2017-07-12 13F-HR SIMPLEX TRADING, LLC * 15,509 0 -100.00 35 0 -100.00
2017-08-07 13F-HR Parallel Advisors, LLC * 15,000 0 -100.00 33 0 -100.00
2017-08-11 13F-HR Acrospire Investment Management LLC * 4,201 658 -84.34 10 1 -90.00
2017-08-14 13F-HR Telemetry Investments, L.L.C. * 48,717 367,067 653.47 112 752 571.43
2017-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP * Put 18,300 15,600 -14.75 33 36 9.09
2017-08-14 13F-HR MILLENNIUM MANAGEMENT LLC * 17,658 0 -100.00 41 0 -100.00
2017-08-14 13F-HR GROUP ONE TRADING, L.P. * 11,600 24
2017-08-11 13F-HR DIMENSIONAL FUND ADVISORS LP * 15,010 15,010 0.00 35 31 -11.43
2017-08-14 13F-HR GROUP ONE TRADING, L.P. * Put 19,400 40
2017-08-10 13F-HR WELLS FARGO & COMPANY/MN * 27,273 30,103 10.38 63 62 -1.59
2017-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP * Call 37,500 86
2017-08-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP * 35,256 45,745 29.75 81 94 16.05
2017-05-15 13F-HR DEUTSCHE BANK AG\ * 22,563 0 -100.00 40 0 -100.00
2017-02-15 13F-HR Lombard Odier Asset Management (USA) Corp * 0 0
2017-07-26 13F-HR NEA Management Company, LLC * 3,888,888 3,888,888 0.00 8,944 7,972 -10.87
2017-08-14 13F-HR ORBIMED ADVISORS LLC * 2,018,900 1,799,700 -10.86 4,643 3,689 -20.55
2017-08-14 13F-HR A.R.T. Advisors, LLC * 0 23,800 0 48

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CUSIP: N01045108