SecurityADVM / Adverum Biotechnologies, Inc. (00773U108)
SVP, CFO, Interim Pres and CEOPATTERSON LEONE D
IndustryBiological Products, Except Diagnostic Substances (Biotech)
Institutional Owners108
Institutional Shares39,193,714 - 62.52%
Common Shares Outstanding62,694,074 shares (as of 2018-06-30)
Institutional Value$ 758,460,000 USD

Institutional Stock Ownership and Shareholders

ADVM / Adverum Biotechnologies, Inc. Institutional Ownership

Adverum Biotechnologies, Inc. (NASDAQ:ADVM) has 108 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 39,193,714 shares. Largest shareholders include Adage Capital Partners GP LLC, Renaissance Technologies LLC, BlackRock Inc., JP Morgan Chase & Co, Vanguard Group Inc, Citadel Advisors Llc, Driehaus Capital Management Llc, Highbridge Capital Management Llc, Dimensional Fund Advisors Lp, and Alkeon Capital Management Llc.
Adverum Biotechnologies, Inc. (NASDAQ:ADVM) ownership structure shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-08-01 13F-HR Connor, Clark & Lunn Investment Management Ltd. 171,750 161,650 -5.88 996 857 -13.96
2018-08-16 13F-HR/A COWEN GROUP, INC. 0 70,000 0 371
2018-08-14 13F-HR Invesco Ltd. 73,046 39,127 -46.44 424 207 -51.18
2018-07-25 13F-HR BNP PARIBAS ARBITRAGE, SA Call 250 132,500
2018-09-18 13F-HR/A NORTHERN TRUST CORP 99,838 579,244 480.18 579 3,070 430.22
2018-08-14 13F-HR BRIDGEWAY CAPITAL MANAGEMENT INC 189,200 189,200 0.00 1,097 1,003 -8.57
2018-08-14 13F-HR TWO SIGMA INVESTMENTS LLC 17,223 370,959 2,053.86 100 1,966 1,866.00
2018-08-14 13F-HR DRIEHAUS CAPITAL MANAGEMENT LLC 1,870,939 1,990,096 6.37 10,851 10,548 -2.79
2018-08-14 13F-HR ALKEON CAPITAL MANAGEMENT LLC 1,495,097 1,570,097 5.02 8,672 8,321 -4.05
2018-08-02 13F-HR VICTORY CAPITAL MANAGEMENT INC 163,580 154,740 -5.40 949 820 -13.59
2018-08-14 13F-HR Atika Capital Management LLC 195,000 0 -100.00 1,131 0 -100.00
2018-08-14 13F-HR Sabby Management, LLC 198,964 27,263 -86.30 1,154 144 -87.52
2018-08-10 13F-HR DIMENSIONAL FUND ADVISORS LP 1,179,192 1,606,407 36.23 6,839 8,514 24.49
2018-08-14 13F-HR Voya Investment Management LLC 20,214 107
2018-08-14 13F-HR NEXTHERA CAPITAL LP 501,183 0 -100.00 2,907 0 -100.00
2018-08-08 13F-HR AMERICAN INTERNATIONAL GROUP INC 0 35,467 0 188
2018-08-13 13F-HR Axa 39,800 164,293 312.80 231 871 277.06
2018-08-06 13F-HR SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) 480,000 480,000 0.00 2,784 2,544 -8.62
2018-08-14 13F-HR MORGAN STANLEY 388,124 139,211 -64.13 2,251 738 -67.21
2018-08-15 13F-HR Metlife Investment Advisors, Llc 28,341 150
2018-08-07 13F-HR SG Americas Securities, LLC 0 10,775 0 57
2018-08-10 13F-HR FEDERATED INVESTORS INC /PA/ 1,150 1,150 0.00 7 6 -14.29
2018-08-14 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 0 120,948 0 641
2018-08-15 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 0 20,015 0 106,080
2018-08-14 13F-HR VANGUARD GROUP INC 1,817,377 2,203,334 21.24 10,540 11,678 10.80
2018-08-10 13F-HR Tibra Equities Europe Ltd 108,061 0 -100.00 627 0 -100.00
2018-08-14 13F-HR Adage Capital Partners GP LLC 3,500,000 4,000,000 14.29 20,300 21,200 4.43
2018-08-14 13F-HR STATE STREET CORP 46,532 872,503 1,775.06 270 4,625 1,612.96
2018-08-14 13F-HR DEUTSCHE BANK AG\ 254,638 309,392 21.50 1,476 1,639 11.04
2018-08-15 13F-HR Verition Fund Management LLC 14,662 0 -100.00 85 0 -100.00
2018-07-18 13F-HR Fny Investment Advisers, Llc 5,000 26
2018-08-14 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC 2,100,000 1,661,986 -20.86 12,180 8,809 -27.68
2018-08-14 13F-HR/A CITADEL ADVISORS LLC Put 18,000 16,500 -8.33 104 87 -16.35
2017-02-10 13F-HR BlackRock Advisors LLC 11,531 12,128 5.18 47 35 -25.53
2018-08-13 13F-HR Ameritas Investment Partners, Inc. 0 4,398 0 23
2018-08-14 13F-HR PANAGORA ASSET MANAGEMENT INC 7,655 9,877 29.03 44 52 18.18
2018-08-13 13F-HR BlueMountain Capital Management, LLC 15,713 83
2018-08-14 13F-HR Jacobi Capital Management LLC 200 200 0.00 1 1 0.00
2018-09-06 13F-HR Exane Asset Management 50,000 265,000
2018-08-13 13F-HR Weiss Asset Management LP 14,596 11,204 -23.24 85 59 -30.59
2018-10-03 13F-HR Rhenman & Partners Asset Management AB 153,965 153,965 0.00 816 931 14.09
2017-02-10 13F-HR BlackRock Investment Management, LLC 109,597 109,597 0.00 450 318 -29.33
2018-08-14 13F-HR/A CITADEL ADVISORS LLC 1,374,678 2,050,353 49.15 7,973 10,866 36.28
2018-08-14 13F-HR BARCLAYS PLC 95,883 22,164 -76.88 556 117 -78.96
2018-07-24 13F-HR ACADIAN ASSET MANAGEMENT LLC 50,603 0 -100.00 293 0 -100.00
2018-08-10 13F-HR Hartford Financial Management Inc. 4,500 0 -100.00 26 0 -100.00
2018-08-13 13F-HR PRINCIPAL FINANCIAL GROUP INC 0 40,361 0 214
2018-08-14 13F-HR Man Group plc 1,306,048 895,249 -31.45 7,575 4,745 -37.36
2018-08-01 13F-HR ALGERT GLOBAL LLC 72,980 82,310 12.78 423 436 3.07
2018-08-14 13F-HR FLAGSHIP HARBOR ADVISORS, LLC 200 1
2018-07-30 13F-HR SIMPLEX TRADING, LLC Put 18 1 -94.44 3 0 -100.00
2018-08-13 13F-HR FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. 20,000 20,000 0.00 116 106 -8.62
2018-07-17 13F-HR Edge Wealth Management LLC 250 0 -100.00 1 0 -100.00
2018-08-14 13F-HR ARDSLEY ADVISORY PARTNERS 100,000 110,000 10.00 580 583 0.52
2017-02-13 13F-HR VHCP Management, LLC 1,102,735 1,102,735 0.00 4,532 3,198 -29.44
2018-08-10 13F-HR VIRTUS ETF ADVISERS LLC 143,951 763
2018-08-14 13F-HR PDT Partners, LLC 385,700 209,598 -45.66 2,237 1,111 -50.34
2018-08-09 13F-HR BlackRock Inc. 692,792 3,307,449 377.41 4,019 17,528 336.13
2018-02-14 13F-HR NUMERIC INVESTORS LLC 269,400 249,700 -7.31 983 874 -11.09
2018-08-08 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 0 113,677 0 603
2018-08-10 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 0 43,800 0 232
2018-08-14 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC 4,000 0 -100.00 23 0 -100.00
2018-08-14 13F-HR DEERFIELD MANAGEMENT CO 422,000 0 -100.00 2,448 0 -100.00
2018-08-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 73,000 18,900 -74.11 423 100 -76.36
2018-08-10 13F-HR BROWN ADVISORY INC 15,985 15,658 -2.05 93 83 -10.75
2018-08-14 13F-HR AQR CAPITAL MANAGEMENT LLC 0 34,772 0 184
2018-07-25 13F-HR BNP PARIBAS ARBITRAGE, SA 6 23,695 394,816.67 35 125,584 358,711.43
2018-08-14 13F-HR/A CITADEL ADVISORS LLC Call 0 19,800 0 105
2018-08-13 13F-HR Advisor Group, Inc. 2,000 2,000 0.00 12 11 -8.33
2018-08-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 35,100 60,600 72.65 204 321 57.35
2018-08-14 13F-HR TEACHERS ADVISORS INC 0 104,510 0 554
2018-08-14 13F-HR JP Morgan Chase & Co 1,997,407 2,552,320 27.78 11,585 13,527 16.76
2018-08-14 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,241 43,575 3,411.28 7 232 3,214.29
2018-08-14 13F-HR Redmile Group, LLC 22,236 22,236 0.00 129 118 -8.53
2018-07-27 13F-HR PIEDMONT INVESTMENT ADVISORS LLC 945 5
2018-08-13 13F-HR Renaissance Technologies LLC 3,731,577 21,643
2018-08-14 13F-HR Polar Capital LLP 400,000 400,000 0.00 2,320 2,120 -8.62
2018-08-14 13F-HR BOOTHBAY FUND MANAGEMENT, LLC 133,031 23,717 -82.17 772 126 -83.68
2018-08-14 13F-HR Castle Hook Partners LP 577,778 821,680 42.21 3,351 4,355 29.96
2018-08-13 13F-HR ALLIANCEBERNSTEIN L.P. 0 10,800 0 57
2018-08-13 13F-HR PIONEER INVESTMENT MANAGEMENT INC 12,400 66
2018-08-14 13F-HR CREDIT SUISSE AG/ 0 15,568 0 82
2018-08-10 13F-HR CITIGROUP INC 2,284 10,665 366.94 6 57 850.00
2018-08-08 13F-HR Russell Investments Group, Ltd. 22,700 20,700 -8.81 132 110 -16.67
2018-08-14 13F-HR Parallax Volatility Advisers, L.P. Call 20,000 50,000 150.00 116 265 128.45
2018-08-15 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 36,200 36,200 0.00 210 192 -8.57
2018-08-14 13F-HR D. E. Shaw & Co., Inc. 32,722 87,449 167.25 190 463 143.68
2018-08-13 13F-HR GROUP ONE TRADING, L.P. 18,008 0 -100.00 104 0 -100.00
2018-08-10 13F-HR Artal Group S.A. 400,000 400,000 0.00 2,320 2,120 -8.62
2018-08-14 13F-HR GEODE CAPITAL MANAGEMENT, LLC 281,354 459,595 63.35 1,631 2,435 49.29
2018-08-14 13F-HR Squarepoint Ops LLC 29,642 0 -100.00 172 0 -100.00
2017-02-10 13F-HR BlackRock Fund Advisors 1,194,090 758,714 -36.46 4,908 2,200 -55.18
2018-08-14 13F-HR Jefferies Group LLC 14,900 0 -100.00 86 0 -100.00
2018-08-14 13F-HR JACOBS LEVY EQUITY MANAGEMENT, INC 69,891 82,754 18.40 405 439 8.40
2018-08-13 13F-HR Stratos Wealth Partners, LTD. 150 0 -100.00 1 0 -100.00
2018-08-14 13F-HR MILLENNIUM MANAGEMENT LLC 1,668,299 155,216 -90.70 9,676 823 -91.49
2018-08-14 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC Call 400,000 0 -100.00 2,320 0 -100.00
2018-10-18 13F-HR MIZUHO SECURITIES USA INC. 8,500 10,000 17.65 45,050 60,500 34.30
2018-08-20 13F-HR/A Casdin Capital, LLC 300,000 0 -100.00 1,740 0 -100.00
2018-08-14 13F-HR Rock Springs Capital Management LP 900,000 900,000 0.00 5,220 4,770 -8.62
2017-05-15 13F-HR R&F Capital Advisors LP 16,558 45
2018-08-10 13F-HR Legal & General Group Plc 0 8,110 0 43
2017-08-14 13F-HR NUMERIC INVESTORS LLC 1,087,967 559,150 -48.61 2,938 1,398 -52.42
2018-10-12 13F-HR BANK OF MONTREAL /CAN/ 387 376 -2.84 2 2 0.00
2018-08-13 13F-HR GROUP ONE TRADING, L.P. Put 36,100 0 -100.00 209 0 -100.00
2018-08-14 13F-HR BANK OF AMERICA CORP /DE/ 19,053 9,522 -50.02 111 51 -54.05
2018-08-14 13F-HR Sabby Management, LLC Call 944 3,705 292.48 548 1,964 258.39
2018-08-14 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0 83,319 0 442
2018-08-14 13F-HR BlueCrest Capital Management Ltd 159,162 0 -100.00 923 0 -100.00
2018-08-14 13F-HR ELEMENT CAPITAL MANAGEMENT LLC 103,900 0 -100.00 603 0 -100.00
2018-07-30 13F-HR/A Virtu Financial LLC 20,123 0 -100.00 117 0 -100.00
2018-07-20 13F-HR Creative Planning 12,933 22,870 76.83 75 121 61.33
2018-08-07 13F-HR Trexquant Investment LP 31,644 0 -100.00 184 0 -100.00
2018-08-14 13F-HR UBS Group AG 2,573 13,973 443.06 15 74 393.33
2018-08-03 13F-HR Cable Hill Partners, LLC 3,000 3,500 16.67 16 19 18.75
2018-08-13 13F-HR OXFORD ASSET MANAGEMENT 270,811 211,792 -21.79 1,571 1,130 -28.07
2018-08-14 13F-HR Tower Research Capital LLC (TRC) 7,608 188 -97.53 44 1 -97.73
2018-08-06 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 15,880 84
2018-08-13 13F-HR BOGLE INVESTMENT MANAGEMENT L P /DE/ 31,732 29,053 -8.44 184 154 -16.30
2018-08-14 13F-HR Cubist Systematic Strategies, LLC 45,245 13,531 -70.09 262 72 -72.52
2018-05-15 13F-HR Iguana Healthcare Management, LLC 200,000 200,000 0.00 700 1,160 65.71
2018-08-14 13F-HR GOLDMAN SACHS GROUP INC 634,545 0 -100.00 3,680 0 -100.00
2018-10-05 13F-HR FOX RUN MANAGEMENT, L.L.C. 15,100 0 -100.00 80 0 -100.00
2018-08-14 13F-HR PERCEPTIVE ADVISORS LLC 80,845 80,845 0.00 469 428 -8.74
2018-08-14 13F-HR RTW INVESTMENTS, LLC 175,208 176,372 0.66 1,016 935 -7.97
2018-08-15 13F-HR JANE STREET GROUP, LLC 10,108 0 -100.00 59 0 -100.00
2018-08-07 13F-HR IFP Advisors, Inc 6,000 6,000 0.00 35 32 -8.57
2018-08-01 13F-HR WELLS FARGO & COMPANY/MN 6,000 12,668 111.13 35 67 91.43
2018-08-14 13F-HR TWO SIGMA ADVISERS, LP 127,700 220,800 72.91 741 1,170 57.89
2018-08-13 13F-HR GROUP ONE TRADING, L.P. Call 131,400 74,000 -43.68 762 392 -48.56
2017-02-10 13F-HR BlackRock Institutional Trust Company, N.A. 457,325 478,837 4.70 1,880 1,389 -26.12
2018-08-14 13F-HR Alyeska Investment Group, L.P. 90,999 0 -100.00 528 0 -100.00
2018-08-13 13F-HR PRIMECAP MANAGEMENT CO/CA/ 503,400 503,400 0.00 2,920 2,668 -8.63
2018-08-14 13F-HR DRW Securities, LLC 25,000 40,000 60.00 145 212 46.21
2018-08-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 534,312 0 -100.00 3,099 0 -100.00
2018-07-30 13F-HR SIMPLEX TRADING, LLC 39,932 0 -100.00 231 0 -100.00
2018-08-14 13F-HR Alambic Investment Management, L.P. 50,413 0 -100.00 292 0 -100.00
2018-08-10 13F-HR ClariVest Asset Management LLC 58,200 58,700 0.86 337 311 -7.72
2018-08-06 13F-HR RHUMBLINE ADVISERS 0 55,068 0 292
2018-08-07 13F-HR Monarch Partners Asset Management LLC 36,915 45,915 24.38 214 243 13.55
2018-08-08 13F-HR Private Capital Group, Llc 500 2

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CUSIP: 00773U108