SecurityADSK / Autodesk, Inc. (052769106)
Institutional Owners649 (31 N-Q Owners)
Institutional Shares216,901,293 - 98.95% (ex. N-Q)
Common Shares Outstanding219,192,248 shares (as of 2017-07-31)
Institutional Value$ 225,854,876,000 USD (ex. N-Q)

Institutional Stock Ownership and Shareholders

ADSK / Autodesk, Inc. Institutional Ownership

Autodesk, Inc. (NASDAQ:ADSK) has 649 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 216,901,293 shares. Largest shareholders include FMR LLC / Fidelity, Vanguard Group Inc, BlackRock Inc., Loomis Sayles & Co L P, Clearbridge Investments, LLC, State Street Corp, Capital Research Global Investors, UBS Group AG, Viking Global Investors LP, and Principal Financial Group Inc.
Autodesk, Inc. (NASDAQ:ADSK) ownership structure shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

Embed this chart! (it updates automatically)
<a href="https://fintel.io/so/us/adsk"><img src="https://images.fintel.io/us-adsk-so.png" alt="ADSK / Autodesk, Inc. Institutional Ownership"><a>

File DateFormInvestor Opt Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-05-10 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 151,405 148,134 -2.16 15,851 18,627 17.51
2018-04-27 13F-HR JACOBS & CO/CA 2,192 2,192 0.00 229 275 20.09
2018-05-07 13F-HR ETRADE Capital Management LLC 11,338 11,208 -1.15 1,189 1,408 18.42
2018-05-11 13F-HR CITIGROUP INC Put 62,400 240,300 285.10 6,541 30,177 361.35
2018-04-26 13F-HR Segantii Capital Management Ltd 57,500 0 -100.00 6,028 0 -100.00
2018-05-01 13F-HR Centerstar Asset Management, Llc 498
2018-04-20 13F-HR BB&T CORP 101,738 103,421 1.65 10,665 12,987 21.77
2018-05-15 13F-HR/A OLD MISSION CAPITAL LLC 6,804 0 -100.00 713 0 -100.00
2018-02-09 13F-HR RidgeWorth Capital Management LLC 128,992 101,905 -21.00 14,481 10,683 -26.23
2018-04-10 13F-HR Andra AP-fonden 24,700 31,400 27.13 2,589 3,943 52.30
2018-02-27 N-Q Franklin Custodian Funds (see advisory)
2018-05-14 13F-HR Oz Management LP 0 1,165,584 0 146,374
2018-02-28 N-Q Vanguard Morgan Growth Fund (see advisory)
2018-05-10 13F-HR TORONTO DOMINION BANK 93,189 117,161 25.72 9,768 14,709 50.58
2018-02-14 13F-HR Magnetar Financial LLC 3,764 0 -100.00 423 0 -100.00
2018-05-11 13F-HR Cnb Bank 19 0 -100.00 2 0 -100.00
2018-05-09 13F-HR Oakworth Capital, Inc. 22 67 204.55 2 8 300.00
2018-05-02 13F-HR Parkside Financial Bank & Trust 197 223 13.20 21 28 33.33
2018-05-15 13F-HR ELEMENT CAPITAL MANAGEMENT LLC 39,326 4,939
2018-05-02 13F-HR Migdal Insurance & Financial Holdings Ltd. 8,069 1,013
2018-05-08 13F-HR Neuberger Berman Group LLC 1,458,687 1,444,218 -0.99 152,914 181,365 18.61
2018-05-15 13F-HR Graticule Asia Macro Advisors LLC Call 65,100 8,175
2018-05-15 13F-HR Zurich Insurance Group Ltd/FI 31,346 43,687 39.37 3,286 5,486 66.95
2018-05-08 13F-HR Advisornet Financial, Inc 50 50 0.00 5 6 20.00
2018-05-02 13F-HR RHUMBLINE ADVISERS 397,424 392,101 -1.34 41,662 49,240 18.19
2018-05-04 13F-HR SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) 283 451 59.36 30 57 90.00
2018-05-15 13F-HR Blue Pool Management Ltd. 42,800 44,500 3.97 4,487 5,588 24.54
2018-05-14 13F-HR/A CITADEL ADVISORS LLC Call 320,000 513,400 60.44 33,546 64,473 92.19
2018-05-04 13F-HR Swiss National Bank 732,299 633,499 -13.49 76,767 79,555 3.63
2018-05-10 13F-HR DUBUQUE BANK & TRUST CO 0 8 0 1
2018-05-15 13F-HR Melvin Capital Management LP Call 1,634,500 0 -100.00 171,345 0 -100.00
2018-05-15 13F-HR BANK OF AMERICA CORP /DE/ Put 140,000 5,000 -96.43 14,676 628 -95.72
2018-05-02 13F-HR Global X Management CO LLC 4,533 5,617 23.91 475 705 48.42
2018-04-30 13F-HR ATRIA INVESTMENTS LLC 3,158 2,527 -19.98 331 317 -4.23
2018-05-15 13F-HR Kaizen Advisory, Llc 214 214 0.00 22 27 22.73
2018-05-08 13F-HR/A Main Street Research LLC 4,200 4,200 0.00 440 527 19.77
2018-05-15 13F-HR PEAK6 Investments, L.P. Call 397,900 240,600 -39.53 41,712 30,215 -27.56
2018-02-08 13F-HR PineBridge Investments, L.P. 463 19,126 4,030.89 52 2,005 3,755.77
2018-05-10 13F-HR GUARDIAN LIFE INSURANCE CO OF AMERICA 74 63 -14.86
2018-05-14 13F-HR WESTFIELD CAPITAL MANAGEMENT CO LP 387,194 330,780 -14.57 40,590 41,539 2.34
2018-05-01 13F-HR Plante Moran Financial Advisors, LLC 103 105 1.94 11 13 18.18
2018-05-14 13F-HR ITHAKA GROUP LLC 87,995 85,718 -2.59 9,225 10,764 16.68
2018-05-09 13F-HR BANQUE PICTET & CIE SA 4,000 0 -100.00 419 0 -100.00
2018-02-15 13F-HR Bb&t Investment Services, Inc. 9,066 11,742 29.52 1,019 1,230 20.71
2018-05-10 13F-HR FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. 169,804 157,975 -6.97 17,802 19,838 11.44
2018-02-14 13F-HR Oribel Capital Management, LP 96,520 0 -100.00 10,836 0 -100.00
2018-05-04 13F-HR Campbell & CO Investment Adviser LLC 1,970 247
2018-05-14 13F-HR Allianz Asset Management AG Put 200,200 109,300 -45.40 20,987 13,726 -34.60
2018-02-09 13F-HR Baird Financial Group, Inc. 7,061 6,613 -6.34 793 693 -12.61
2018-05-09 13F-HR COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 19,606 19,710 0.53 2,055 2,475 20.44
2018-05-15 13F-HR Cubist Systematic Strategies, LLC 18,490 18,788 1.61 1,938 2,359 21.72
2018-05-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 3,763 4,981 32.37 395 624 57.97
2018-02-14 13F-HR Pine River Capital Management L.P. 1,967 0 -100.00 221 0 -100.00
2018-04-25 13F-HR PICTET ASSET MANAGEMENT LTD 834,312 1,155,564 38.51 87,461 145,116 65.92
2018-05-11 13F-HR BNP PARIBAS ARBITRAGE, SA 65,724 39,194 -40.37 6,889,847 4,921,983 -28.56
2018-04-20 N-Q Volumetric Fund Inc (see advisory)
2018-04-20 13F-HR Varma Mutual Pension Insurance Co 250,000 320,000 28.00 26,207 40,185 53.34
2018-05-14 13F-HR Itau Unibanco Holding S.A. 416 0 -100.00 44 0 -100.00
2018-05-01 13F-HR NEW YORK STATE TEACHERS RETIREMENT SYSTEM 303,505 303,572 0.02 31,816 38,123 19.82
2018-04-19 13F-HR Asset Dedication, LLC 809 809 0.00 85 102 20.00
2018-05-11 13F-HR SOMA EQUITY PARTNERS LP Call 150,000 150,000 0.00 15,725 18,837 19.79
2018-05-11 13F-HR HAP Trading, LLC Call 0 16,500 0 94
2018-05-15 13F-HR JANA PARTNERS LLC 1,265,082 158,869
2018-02-14 13F-HR ProShare Advisors LLC 98,210 134,702 37.16 11,025 14,121 28.08
2018-04-06 13F-HR Carroll Financial Associates, Inc. 173 173 0.00 18 21 16.67
2018-02-12 13F-HR Pacad Investment Ltd. 300 0 -100.00 34 0 -100.00
2018-05-07 13F-HR/A Redmond Asset Management, LLC 6,890 13,903 101.79 722 1,746 141.83
2018-05-15 13F-HR AQR CAPITAL MANAGEMENT LLC 294,985 64,781 -78.04 30,923 8,135 -73.69
2018-05-10 13F-HR JP Morgan Chase & Co Call 70,000 0 -100.00 7,338 0 -100.00
2018-05-15 13F-HR Advisors Asset Management, Inc. 29,687 41,607 40.15 3,112 4,888 57.07
2018-05-11 13F-HR CHILTON INVESTMENT CO LLC 2,000 0 -100.00 210 0 -100.00
2018-05-15 13F-HR Graham Capital Management, L.P. 8,693 1,092
2018-05-14 13F-HR WESTWOOD HOLDINGS GROUP INC 30,819 3,870
2018-04-10 13F-HR Curbstone Financial Management Corp 8,775 16,750 90.88 920 2,103 128.59
2018-05-14 13F-HR Wealthcare Advisory Partners LLC 208 208 0.00 22 26 18.18
2018-05-18 13F-HR/A ROYAL BANK OF CANADA Call 0 210,000 0 26,372
2018-05-10 13F-HR Sand Hill Global Advisors, LLC 2,147 1,608 -25.10 225 202 -10.22
2018-05-14 13F-HR PROFUND ADVISORS LLC 18,168 19,790 8.93 1,905 2,485 30.45
2018-05-10 13F-HR GAMBLE JONES INVESTMENT COUNSEL 61,834 69,458 12.33 6,482 8,723 34.57
2018-04-11 13F-HR First Capital Advisors Group, LLC. 172 22
2018-02-14 13F-HR PEAK6 Investments, L.P. 179,522 0 -100.00 20,153 0 -100.00
2018-05-14 13F-HR HENDERSON GROUP PLC 218,364 247,587 13.38 22,891 31,093 35.83
2018-05-15 13F-HR Melvin Capital Management LP 1,374,489 1,758,992 27.97 144,088 220,894 53.30
2018-05-09 13F-HR IFP Advisors, Inc 1,290 1,338 3.72 135 168 24.44
2018-05-09 13F-HR NORTHERN TRUST CORP 2,538,835 2,492,417 -1.83 266,147 312,998 17.60
2018-05-14 13F-HR COMMONWEALTH BANK OF AUSTRALIA 2,095 1,813 -13.46 218 226 3.67
2018-05-15 13F-HR CAPITAL FUND MANAGEMENT S.A. 45,268 0 -100.00 4,745 0 -100.00
2018-05-10 13F-HR FRED ALGER MANAGEMENT INC 1,705,316 1,859,654 9.05 178,768 233,535 30.64
2018-05-14 13F-HR UNITED SERVICES AUTOMOBILE ASSOCIATION 674,950 672,844 -0.31 70,755 84,496 19.42
2018-05-14 13F-HR PAX WORLD MANAGEMENT LLC 1,914 2,213 15.62 201 278 38.31
2018-05-16 13F-HR/A GROUP ONE TRADING, L.P. Put 19,100 55,400 190.05 2,002 6,957 247.50
2018-01-26 N-Q VANGUARD WORLD FUND (see advisory)
2018-05-10 13F-HR BESSEMER GROUP INC 350 350 0.00 37 44 18.92
2018-04-16 13F-HR IFC Holdings Incorporated/FL 2,605 0 -100.00 270 0 -100.00
2018-02-08 13F-HR Exane Asset Management 450 0 -100.00 50,517 0 -100.00
2018-05-07 13F-HR STATE OF WISCONSIN INVESTMENT BOARD 298,286 226,335 -24.12 31,269 28,423 -9.10
2018-05-07 13F-HR Zweig-DiMenna Associates LLC 0 42,693 0 5,361
2018-04-12 13F-HR Valeo Financial Advisors, Llc 383 921 140.47 40 116 190.00
2018-03-01 N-Q Sei Institutional Managed Trust (see advisory)
2018-05-07 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 737,267 769,557 4.38 77,288 96,641 25.04
2018-02-14 13F-HR Zions Bancorporation 117 0 -100.00 13 0 -100.00
2018-04-13 13F-HR Calamos Advisors LLC 39,743 41,707 4.94 4,166 5,238 25.73
2018-05-10 13F-HR Municipal Employees' Retirement System of Michigan 5,660 5,660 0.00 593 711 19.90
2018-02-14 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ 770,427 562,147 -27.03 86,488 58,930 -31.86
2018-05-15 13F-HR Marshall Wace North America L.P. 0 73,571 0 9,239
2018-02-13 13F-HR Meiji Yasuda Asset Management Co Ltd. 2,656 2,656 0.00 298 278 -6.71
2018-04-27 13F-HR Retirement Systems of Alabama 106,222 105,226 -0.94 11,135 13,214 18.67
2018-05-18 13F-HR CIBC World Markets Inc. 8,860 0 -100.00 929 0 -100.00
2018-05-15 13F-HR WOLVERINE TRADING, LLC 0 9,757 0 1,225
2018-05-15 13F-HR We Are One Seven, Llc 96 99 3.12 10 12 20.00
2018-04-26 13F-HR SIMPLEX TRADING, LLC Put 436 1,107 153.90 353 396 12.18
2018-05-14 13F-HR ASCEND CAPITAL, LLC 462,043 206,406 -55.33 48,435 25,920 -46.48
2018-05-15 13F-HR Krilogy Financial LLC 18 18 0.00 2 2 0.00
2018-05-09 13F-HR Smith, Salley & Associates 4,601 3,668 -20.28 482 461 -4.36
2018-05-01 13F-HR Westpac Banking Corp 12,316 12,316 0.00 1,291,087 1,546,644 19.79
2018-05-11 13F-HR State of Tennessee, Treasury Department 56,704 74,704 31.74 5,944 9,381 57.82
2018-02-12 13F-HR BROWN ADVISORY INC 23,518 23,121 -1.69 2,640 2,424 -8.18
2018-04-23 13F-HR FIRST TRUST ADVISORS LP 723,581 572,159 -20.93 75,853 71,852 -5.27
2018-02-13 13F-HR CREDIT AGRICOLE S A 207,436 0 -100.00 23,286 0 -100.00
2018-02-28 N-Q Vanguard Malvern Funds (see advisory)
2018-03-28 N-Q Legg Mason Partners Equity Trust (see advisory)
2018-04-16 13F-HR Crossmark Global Holdings, Inc. 16,447 16,916 2.85 1,724 2,124 23.20
2018-05-14 13F-HR Hudson Bay Capital Management LP 0 2,500 0 314
2018-04-18 13F-HR Integral Derivatives, LLC Call 11,000 0 -100.00 1,153 0 -100.00
2018-03-29 N-Q Aim Investment Funds (invesco Investment Funds) (see advisory)
2018-05-15 13F-HR GOLDMAN SACHS GROUP INC Call 282,500 163,300 -42.19 29,614 20,507 -30.75
2018-03-29 N-Q Vanguard Trustees' Equity Fund (see advisory)
2018-04-18 13F-HR E&G Advisors, LP 1,800 226
2018-05-15 13F-HR JANE STREET GROUP, LLC Put 49,300 52,400 6.29 5,168 6,580 27.32
2018-05-15 13F-HR SCOPUS ASSET MANAGEMENT, L.P. Call 200,000 25,116
2018-04-30 13F-HR SIGMA INVESTMENT COUNSELORS INC 2,070 2,065 -0.24 217 259 19.35
2018-02-14 13F-HR Pacer Advisors, Inc. 8,095 11,538 42.53 909 1,210 33.11
2018-05-08 13F-HR Wallington Asset Management, LLC 30,990 30,810 -0.58 3,249 3,869 19.08
2018-05-15 13F-HR PointState Capital LP Call 21,400 25,000 16.82 2,243 3,140 39.99
2018-05-14 13F-HR Capital Analysts, Inc. 100 0 -100.00 10 0 -100.00
2018-05-11 13F-HR LOOMIS SAYLES & CO L P 10,670,160 10,633,958 -0.34 1,118,553 1,335,412 19.39
2018-05-01 13F-HR Centerstar Asset Management, Llc Put 45
2018-05-17 13F-HR DISCIPLINED GROWTH INVESTORS INC /MN 1,458,342 1,370,604 -6.02 152,878 172,120 12.59
2018-05-03 13F-HR STEPHENS INC /AR/ 20,139 20,263 0.62 2,111 2,545 20.56
2018-04-25 13F-HR TRUE Private Wealth Advisors 2,134 2,156 1.03 223 270 21.08
2018-05-11 13F-HR Cutler Group LP 20,154 12,422 -38.36 2,112 1,559 -26.18
2018-05-14 13F-HR Hudson Bay Capital Management LP Put 15,000 1,884
2018-04-10 13F-HR Addison Capital Co 3,769 3,268 -13.29 395 410 3.80
2018-04-19 13F-HR Janney Montgomery Scott LLC 39,466 49,460 25.32 4,137 6,211 50.13
2018-05-15 13F-HR HBK INVESTMENTS L P 266,800 301,800 13.12 27,969 37,900 35.51
2018-05-16 13F-HR Private Capital Group, Llc 171 174 1.75 18 22 22.22
2018-05-03 13F-HR DekaBank Deutsche Girozentrale 19,336 30,609 58.30 2,215 3,959 78.74
2018-05-14 13F-HR Connor, Clark & Lunn Investment Management Ltd. 16,925 9,425 -44.31 1,774 1,184 -33.26
2018-05-03 13F-HR Jacobi Capital Management LLC 363 363 0.00 40 45 12.50
2018-05-16 13F-HR/A GROUP ONE TRADING, L.P. 27,323 43,483 59.14 2,864 5,461 90.68
2018-05-15 13F-HR AMP Capital Investors Ltd 88,042 52,473 -40.40 9,230 6,534 -29.21
2018-05-15 13F-HR WOLVERINE TRADING, LLC Put 0 133,100 0 16,715
2018-04-25 13F-HR FIRST INTERSTATE BANK 7,247 6,539 -9.77 760 821 8.03
2018-05-09 13F-HR BlackRock Inc. 16,813,275 16,317,695 -2.95 1,762,536 2,049,175 16.26
2018-05-15 13F-HR SHELTON CAPITAL MANAGEMENT 18,121 20,272 11.87 1,900 2,546 34.00
2018-05-09 13F-HR CIGNA INVESTMENTS INC /NEW 7,933 7,827 -1.34 831 983 18.29
2018-05-14 13F-HR/A CITADEL ADVISORS LLC 4,135,405 2,714,262 -34.37 433,514 340,857 -21.37
2018-02-14 13F-HR Folger Hill Asset Management LP 13,400 0 -100.00 1,504 0 -100.00
2018-04-30 13F-HR Truewealth Llc 347 202 -41.79 36 25 -30.56
2018-04-20 13F-HR LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA 20 20 0.00 2 3 50.00
2018-04-26 13F-HR FineMark National Bank & Trust 46,886 45,721 -2.48 4,915 5,742 16.83
2018-05-15 13F-HR Capital World Investors 1,526,088 1,531,788 0.37 159,980 192,362 20.24
2018-05-07 13F-HR ING GROEP NV 2,220 2,599 17.07 233 326 39.91
2018-05-11 13F-HR CITIGROUP INC Call 366,200 301,000 -17.80 38,389 37,799 -1.54
2018-05-14 13F-HR Meiji Yasuda Life Insurance Co 7,600 954
2018-05-07 13F-HR FIDUCIARY TRUST CO 7,517 4,342 -42.24 788 545 -30.84
2018-01-30 N-Q Shelton Funds (see advisory)
2018-05-15 13F-HR CAXTON ASSOCIATES LP 0 58,800 0 7,384
2018-02-28 N-Q Vanguard Quantitative Funds / (see advisory)
2018-04-12 13F-HR CITY HOLDING CO 47 47 0.00 5 6 20.00
2018-04-18 13F-HR OAKBROOK INVESTMENTS LLC 371,574 370,074 -0.40 38,952 46,474 19.31
2018-05-08 13F-HR US BANCORP \DE\ 36,419 37,777 3.73 3,818 4,744 24.25
2018-05-15 13F-HR HONKAMP KRUEGER FINANCIAL SERVICES INC /ADV 65 8
2018-05-02 13F-HR HL FINANCIAL SERVICES LLC 4,619 5,119 10.82 484 643 32.85
2018-05-15 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 347,482 335,661 -3.40 36,427 42,152 15.72
2018-05-14 13F-HR BB&T SECURITIES, LLC 29,516 45,716 54.89 3,094 5,740 85.52
2018-02-14 13F-HR D. E. Shaw & Co., Inc. Put 24,300 0 -100.00 2,728 0 -100.00
2018-03-05 13F-HR/A NORGES BANK 1,412,809 1,493,574 5.72 122,166 156,571 28.16
2018-02-14 13F-HR Gideon Capital Advisors, Inc. 0 3,489 0 366
2018-02-13 13F-HR WEXFORD CAPITAL LP 22,487 0 -100.00 2,524 0 -100.00
2018-05-14 13F-HR Nuveen Asset Management, LLC 202,039 161,493 -20.07 21,180 20,280 -4.25
2018-05-15 13F-HR Antipodean Advisors LLC 102,000 28,000 -72.55 10,693 3,516 -67.12
2018-05-09 13F-HR Liberty Mutual Group Asset Management Inc. 8,736 8,736 0.00 916 1,097 19.76
2018-05-09 13F-HR/A Meadow Creek Investment Management LLC 7,756 7,672 -1.08 813 964 18.57
2018-05-11 13F-HR STIFEL FINANCIAL CORP 138,645 188,610 36.04 14,531 23,694 63.06
2018-05-15 13F-HR SRS Investment Management, LLC 21,200 65,947 211.07 2,222 8,282 272.73
2018-04-23 13F-HR Kiley Juergens Wealth Management, Llc 348 0 -100.00 36 0 -100.00
2018-05-15 13F-HR FIFTH THIRD BANCORP 15,474 21,198 36.99 1,622 2,662 64.12
2018-01-30 13F-HR MYCIO WEALTH PARTNERS, LLC 2,500 0 -100.00 281 0 -100.00
2018-02-14 13F-HR GLG LLC Call 50,000 5,242
2018-05-15 13F-HR CAPITAL FUND MANAGEMENT S.A. Put 2,400 12,900 437.50 252 1,620 542.86
2018-05-15 13F-HR Bank of New York Mellon Corp 1,591,638 1,537,661 -3.39 166,852 193,098 15.73
2018-05-09 13F-HR FEDERATED INVESTORS INC /PA/ 3,534 3,858 9.17 370 485 31.08
2018-05-15 13F-HR GUGGENHEIM CAPITAL LLC 558,680 467,760 -16.27 58,566 58,742 0.30
2018-05-14 13F-HR IHT Wealth Management, LLC 83 1,031 1,142.17 9 127 1,311.11
2018-04-18 13F-HR Creative Planning 10,855 10,496 -3.31 1,138 1,318 15.82
2018-02-07 13F-HR Pinkerton Retirement Specialists, LLC 20 0 -100.00 2 0 -100.00
2018-02-28 N-Q Pacific Funds Series Trust (see advisory)
2018-02-12 13F-HR BLOCKHOUSE CAPITAL MANAGEMENT LP 66,200 0 -100.00 7,432 0 -100.00
2018-05-10 13F-HR Norinchukin Bank, The 22,592 20,182 -10.67 2,368 2,534 7.01
2018-05-03 13F-HR DE BURLO GROUP INC 1,600 200
2018-05-09 13F-HR Silvant Capital Management Llc 55,236 6,936
2018-05-15 13F-HR Schonfeld Strategic Advisors LLC 0 13,463 0 1,691
2018-05-03 13F-HR ZEKE CAPITAL ADVISORS, LLC 6,430 8,761 36.25 674 1,100 63.20
2018-05-15 13F-HR Mana Advisors Llc 4,919 618
2018-05-09 13F-HR Gulf International Bank (UK) Ltd 63,419 62,552 -1.37 6,648 7,855 18.16
2018-04-18 13F-HR Louisiana State Employees Retirement System 13,300 13,500 1.50 1,394 1,695 21.59
2018-05-15 13F-HR TWO SIGMA SECURITIES, LLC Call 19,900 65,300 228.14 2,086 8,200 293.10
2018-02-14 13F-HR Dynamic Capital Management Ltd 14,449 0 -100.00 1,622 0 -100.00
2018-05-15 13F-HR BALYASNY ASSET MANAGEMENT LLC Call 65,000 0 -100.00 6,814 0 -100.00
2018-05-02 13F-HR FTB Advisors, Inc. 260 257 -1.15 28 32 14.29
2018-05-15 13F-HR Polar Capital LLP 37,935 0 -100.00 3,976 0 -100.00
2018-05-15 13F-HR Pomelo Capital LLC Put 90,000 0 -100.00 10,103 0 -100.00
2018-02-13 13F-HR Skye Global Management Lp 198,000 20,757
2018-05-14 13F-HR WEALTHCARE CAPITAL MANAGEMENT LLC 106 106 0.00 11 13 18.18
2018-05-15 13F-HR Lunia Capital Lp 101,509 12,748
2018-03-30 N-Q Franklin Strategic Series (see advisory)
2018-02-01 13F-HR Nationwide Fund Advisors 404,441 0 -100.00 45,403 0 -100.00
2018-05-04 13F-HR M&T BANK CORP 25,541 24,588 -3.73 2,677 3,088 15.35
2018-05-15 13F-HR Squarepoint Ops LLC 24,100 71,207 195.46 2,526 8,942 254.00
2018-05-15 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC Put 4,700 0 -100.00 491 0 -100.00
2018-05-01 13F-HR Centerstar Asset Management, Llc Call 0
2018-05-02 13F-HR Daiwa Securities Group Inc. 5,923 6,550 10.59 621 823 32.53
2018-04-10 13F-HR Chevy Chase Trust Holdings, Inc. 190,008 186,258 -1.97 19,919 23,390 17.43
2018-05-04 13F-HR BBVA COMPASS BANCSHARES, INC 102,760 100,675 -2.03 10,772 12,643 17.37
2018-05-15 13F-HR PUTNAM INVESTMENTS LLC 3,317 3,317 0.00 348 417 19.83
2018-05-15 13F-HR Rafferty Asset Management, LLC 13,586 11,949 -12.05 1,424 1,501 5.41
2018-05-15 13F-HR Walleye Trading LLC Call 56,800 50,600 -10.92 5,950 6,354 6.79
2018-05-07 13F-HR Kentucky Retirement Systems 13,517 11,495 -14.96 1,417 1,444 1.91
2018-05-07 13F-HR AMERICAN INTERNATIONAL GROUP INC 94,121 95,053 0.99 9,867 11,937 20.98
2018-05-04 13F-HR Warren Averett Asset Management, LLC 197 0 -100.00 21 0 -100.00
2018-05-15 13F-HR Parallax Volatility Advisers, L.P. Call 28,500 302,500 961.40 2,988 37,988 1,171.35
2018-05-15 13F-HR GOLDMAN SACHS GROUP INC 2,658,557 2,512,202 -5.51 278,697 315,482 13.20
2018-05-11 13F-HR Omnia Family Wealth, LLC 177 177 0.00 19 22 15.79
2018-05-11 13F-HR GSA CAPITAL PARTNERS LLP 5,177 5,758 11.22 543 723 33.15
2018-05-11 13F-HR Mitsubishi UFJ Trust & Banking Corp 395,574 424,200 7.24 41,468 53,271 28.46
2018-04-06 13F-HR PRIVATE ASSET MANAGEMENT INC 42,752 42,304 -1.05 4,482 5,313 18.54
2018-05-08 13F-HR TIVERTON ASSET MANAGEMENT LLC 3,707 3,634 -1.97 389 457 17.48
2018-04-23 13F-HR CAPROCK Group, Inc. 2,687 2,327 -13.40 311 292 -6.11
2018-05-14 13F-HR ALLIANCEBERNSTEIN L.P. 345,411 342,221 -0.92 36,209 42,976 18.69
2018-05-09 13F-HR TRILLIUM ASSET MANAGEMENT, LLC 97,974 94,728 -3.31 10,271 11,896 15.82
2018-05-02 13F-HR MEAG MUNICH ERGO KAPITALANLAGEGESELLSCHAFT MBH 23,324 17,100 -26.68 2,465 2,121 -13.96
2018-05-14 13F-HR Mosaic Family Wealth, LLC 599 329 -45.08 63 41 -34.92
2018-05-14 13F-HR LAZARD ASSET MANAGEMENT LLC 498,200 792,910 59.15 52,226 99,573 90.66
2018-04-19 13F-HR American Research & Management Co. 100 100 0.00 10 13 30.00
2018-05-09 13F-HR Findlay Park Partners LLP 1,186,355 1,700,339 43.32 124,366 213,529 71.69
2018-03-01 N-Q Causeway Capital Management Trust (see advisory)
2018-05-15 13F-HR VANGUARD GROUP INC 22,250,636 22,466,665 0.97 2,332,534 2,821,364 20.96
2018-02-14 13F-HR FORESTERS INVESTMENT MANAGEMENT COMPANY, INC. 2,534 0 -100.00 284 0 -100.00
2018-05-09 13F-HR KBC Group NV 218,896 304,542 39.13 22,947 38,244 66.66
2018-05-15 13F-HR BANK OF NOVA SCOTIA 34,251 28,028 -18.17 3,590 3,518 -2.01
2018-04-19 13F-HR KANAWHA CAPITAL MANAGEMENT LLC 2,000 2,000 0.00 210 251 19.52
2018-05-09 13F-HR GAMCO INVESTORS, INC. ET AL 7,380 927
2018-05-11 13F-HR Quantbot Technologies LP 0 38,820 0 4,875
2018-05-14 13F-HR NOMURA ASSET MANAGEMENT CO LTD 28,508 29,253 2.61 2,988 3,674 22.96
2018-05-15 13F-HR BANK OF AMERICA CORP /DE/ Call 100,000 0 -100.00 10,483 0 -100.00
2018-02-16 13F-HR/A Commonwealth Equity Services, Inc 6,833 6,062 -11.28 689 681 -1.16
2018-05-15 13F-HR KEYBANK NATIONAL ASSOCIATION/OH 5,188 5,315 2.45 544 667 22.61
2018-05-15 13F-HR Homrich & Berg 6,915 0 -100.00 725 0 -100.00
2018-05-15 13F-HR PANAGORA ASSET MANAGEMENT INC 8,746 8,673 -0.83 917 1,089 18.76
2018-05-15 13F-HR Moore Capital Management, LP Call 25,000 3,140
2018-05-08 13F-HR NF Trinity Capital (Hong Kong) Ltd 48,000 50,400 5.00 5,032 6,329 25.78
2018-05-15 13F-HR Lombard Odier Asset Management (Switzerland) SA 0 2,366 0 297
2018-05-04 13F-HR FFCM LLC 360 0 -100.00 38 0 -100.00
2018-04-13 13F-HR Verde Servicos Internacionais S.A. 73,424 9,220
2018-05-08 13F-HR SIGNATUREFD, LLC 0 522 0 66
2018-05-09 13F-HR/A JNBA Financial Advisors 18 18 0.00 2 2 0.00
2018-05-14 13F-HR Lodge Hill Capital, LLC Put 60,000 7,535
2018-05-11 13F-HR TDAM USA INC. 6,787 7,107 4.71 711 892 25.46
2018-05-11 13F-HR Russell Investments Group, Ltd. 575,163 654,456 13.79 60,403 81,994 35.74
2018-05-15 13F-HR Nelson, Van Denburg & Campbell Wealth Management Group, LLC 8,023 6,435 -19.79 841 808 -3.92
2018-04-30 13F-HR CIBC Asset Management Inc 27,565 27,255 -1.12 2,890 3,423 18.44
2018-05-15 13F-HR CAPITAL FUND MANAGEMENT S.A. Call 23,700 16,900 -28.69 2,484 2,122 -14.57
2018-05-15 13F-HR A.R.T. Advisors, LLC 0 10,700 0 1,343
2018-05-11 13F-HR DIMENSIONAL FUND ADVISORS LP 325,783 314,233 -3.55 34,153 39,461 15.54
2018-02-14 13F-HR BRIDGEWAY CAPITAL MANAGEMENT INC 226,400 0 -100.00 25,416 0 -100.00
2018-05-01 13F-HR Clear Harbor Asset Management, LLC 6,005 6,005 0.00 630 754 19.68
2018-04-20 13F-HR Cable Hill Partners, LLC 1,018 819 -19.55 114 103 -9.65
2018-01-24 13F-HR HOWE & RUSLING INC 88 88 0.00 10 9 -10.00
2018-05-02 13F-HR WELLS FARGO & COMPANY/MN 1,064,641 1,071,299 0.63 111,605 134,533 20.54
2018-02-09 13F-HR Mountain Capital Investment Advisors, Inc 370 0 -100.00 42 0 -100.00
2018-04-24 13F-HR G&s Capital Llc 733 346 -52.80 77 43 -44.16
2018-05-03 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 972 842 -13.37 102 106 3.92
2018-05-15 13F-HR Lombard Odier Asset Management (Europe) Ltd 2,505 2,079 -17.01 263 261 -0.76
2018-05-02 13F-HR FDx Advisors, Inc. 6,827 4,822 -29.37 716 606 -15.36
2018-05-15 13F-HR TWO SIGMA INVESTMENTS LLC Call 3,000 15,000 400.00 314 1,884 500.00
2018-02-14 13F-HR CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 37,855 41,210 8.86 4,249 4,319 1.65
2018-05-03 13F-HR AMERICAN CENTURY COMPANIES INC 1,969,109 741,048 -62.37 206,422 93,061 -54.92
2018-05-15 13F-HR BLAIR WILLIAM & CO/IL 11,540 9,605 -16.77 1,210 1,206 -0.33
2018-05-18 N-Q State Farm Variable Product Trust (see advisory)
2018-01-24 13F-HR FNY Partners Fund LP Call 11 0 -100.00 1 0 -100.00
2018-04-25 13F-HR Sumitomo Mitsui Asset Management Company, LTD 14,874 13,788 -7.30 1,559 1,731 11.03
2018-05-15 13F-HR Tower Research Capital LLC (TRC) 2,072 366 -82.34 217 46 -78.80
2018-05-02 13F-HR Financial Engines Advisors L.L.C. 24 0 -100.00 3 0 -100.00
2018-05-11 13F-HR Patten Group, Inc. 4,915 4,885 -0.61 515 613 19.03
2018-05-07 13F-HR MACROVIEW INVESTMENT MANAGEMENT LLC 0 120 0 15
2018-05-15 13F-HR CSS LLC/IL Put 5,000 628
2018-05-15 13F-HR Metlife Investment Advisors, Llc 67,820 66,287 -2.26 7,110 8,324 17.07
2018-05-15 13F-HR SCOPUS ASSET MANAGEMENT, L.P. 530,200 66,583
2018-04-05 13F-HR RAYMOND JAMES TRUST N.A. 7,995 7,325 -8.38 838 920 9.79
2018-04-04 13F-HR BURNS J W & CO INC/NY 5,880 5,880 0.00 616 738 19.81
2018-05-14 13F-HR UBS OCONNOR LLC 74,864 0 -100.00 7,848,000 0 -100.00
2018-05-04 13F-HR VICTORY CAPITAL MANAGEMENT INC 3,464 3,401 -1.82 363 427 17.63
2018-05-11 13F-HR MACQUARIE GROUP LTD 1,700 400 -76.47 12,707 50 -99.61
2018-05-04 13F-HR Stephens Investment Management Group LLC 45,667 43,295 -5.19 4,787 5,437 13.58
2018-04-27 13F-HR Hudock Capital Group, LLC 30 30 0.00 3 3 0.00
2018-04-26 13F-HR SIMPLEX TRADING, LLC Call 826 1,087 31.60 642 1,124 75.08
2018-05-11 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 39,425 42,009 6.55 4,133 5,276 27.66
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 123,426 2,857 -97.69 12,939 359 -97.23
2018-05-02 13F-HR NuWave Investment Management, LLC 4,930 3,516 -28.68 517 446 -13.73
2018-04-24 13F-HR HARTFORD INVESTMENT MANAGEMENT CO 47,093 43,678 -7.25 4,937 5,485 11.10
2018-05-15 13F-HR PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 279,249 207,417 -25.72 29,274 26,047 -11.02
2018-05-14 13F-HR Gryphon Financial Partners Llc 369 379 2.71 38 48 26.32
2018-05-15 13F-HR VISTA EQUITY PARTNERS MANAGEMENT, LLC 75,626 224,201 196.46 7,928 28,155 255.13
2018-05-14 13F-HR DRW Securities, LLC 3,072 0 -100.00 322 0 -100.00
2018-04-13 13F-HR Lenox Wealth Advisors, Inc. 38 159 318.42 4 20 400.00
2018-05-21 13F-HR Winton Capital Group Ltd 158,472 197,015 24.32 16,613 24,741 48.93
2018-05-15 13F-HR White Elm Capital, LLC 215,800 194,715 -9.77 22,622 24,453 8.09
2018-05-11 13F-HR Cutler Group LP Put 19,200 10,000 -47.92 95 43 -54.74
2018-02-14 13F-HR SOROS FUND MANAGEMENT LLC 2,800 0 -100.00 314 0 -100.00
2018-05-11 13F-HR CAISSE DE DEPOT ET PLACEMENT DU QUEBEC 16,290 13,190 -19.03 1,708 1,656 -3.04
2018-04-18 13F-HR Cornerstone Advisors, Inc. 771 659 -14.53 81 83 2.47
2018-05-15 13F-HR EARNEST PARTNERS LLC 553,392 555,846 0.44 58,012 69,803 20.33
2018-05-22 13F-HR AMALGAMATED BANK 27,369 29,750 8.70 2,869 3,736 30.22
2018-05-15 13F-HR TWO SIGMA INVESTMENTS LLC 0 168,586 0 21,171
2018-01-26 N-Q Vanguard Admiral Funds (see advisory)
2018-05-15 13F-HR Capital Bank & Trust Co 64 64 0.00 7 8 14.29
2018-05-04 13F-HR MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 538,780 523,354 -2.86 56,481 65,722 16.36
2018-02-13 13F-HR Garelick Capital Partners, LP 103,835 156,318 50.54 11,657 16,387 40.58
2018-05-15 13F-HR Advisor Group, Inc. 10,974 8,612 -21.52 1,150 1,082 -5.91
2018-04-30 13F-HR SHINE INVESTMENT ADVISORY SERVICES INC 243 195 -19.75 25 24 -4.00
2018-04-18 13F-HR WealthTrust-Arizona, LLC 608 493 -18.91 64 62 -3.12
2018-05-14 13F-HR Dynamic Technology Lab Private Ltd 0 13,804 0 1,733
2018-04-25 13F-HR BRIDGES INVESTMENT MANAGEMENT INC 1,691 212
2018-05-15 13F-HR PIONEER INVESTMENT MANAGEMENT INC 259,022 278,752 7.62 27,154 35,005 28.91
2018-05-15 13F-HR EMINENCE CAPITAL, LP 1,914,900 1,426,752 -25.49 200,739 179,172 -10.74
2018-05-15 13F-HR Sciencast Management LP 0 2,773 0 368
2018-05-15 13F-HR SECOR Capital Advisors, LP 0 3,056 0 384
2018-04-19 13F-HR Northeast Financial Consultants Inc 6,975 6,830 -2.08 731 857 17.24
2018-01-25 13F-HR UNDERHILL INVESTMENT MANAGEMENT LLC 5,540 0 -100.00 622 0 -100.00
2018-05-11 13F-HR SEI INVESTMENTS CO 141,903 27,688 -80.49 14,818 3,477 -76.54
2018-04-17 13F-HR FORTE CAPITAL LLC /ADV 21,965 24,078 9.62 2,302 3,024 31.36
2018-05-07 13F-HR Robeco Institutional Asset Management B.V. 13,822 11,281 -18.38 1,450 1,416 -2.34
2018-02-14 13F-HR Frontier Wealth Management LLC 2,063 0 -100.00 232 0 -100.00
2018-04-06 13F-HR Cerebellum Gp, Llc 1,110 1,320 18.92 116 166 43.10
2018-05-15 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC Call 5,100 0 -100.00 532 0 -100.00
2018-04-30 13F-HR GREENLEAF TRUST 254 0 -100.00 27 0 -100.00
2018-02-09 13F-HR Arizona State Retirement System 63,585 66,369 4.38 7,138 6,957 -2.54
2018-05-07 13F-HR SYNOVUS FINANCIAL CORP 18,764 19,684 4.90 1,967 2,472 25.67
2018-02-14 13F-HR Natixis Asset Management 10,657 0 -100.00 1,196 0 -100.00
2018-05-15 13F-HR RBF Capital, LLC 10,000 10,000 0.00 1,048 1,256 19.85
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 785,000 1,099,100 40.01 82,292 138,025 67.73
2018-05-03 13F-HR WRAPMANAGER INC 15,736 15,559 -1.12 1,650 1,954 18.42
2018-05-16 13F-HR ASSETMARK, INC 265 99 -62.64 28 12 -57.14
2018-05-09 13F-HR Twin Tree Management, LP 0 31,829 0 3,997
2018-05-11 13F-HR First Allied Advisory Services, Inc. 5,392 4,726 -12.35 563 599 6.39
2018-02-14 13F-HR Nissay Asset Management Corp /japan/ /adv 29,381 3,080
2018-02-14 13F-HR MORGAN STANLEY 451,309 456,972 1.25 50,665 47,904 -5.45
2018-05-14 13F-HR NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC 49,510 40,093 -19.02 5,190 5,035 -2.99
2018-04-24 13F-HR Parkwood LLC 46,459 0 -100.00 4,870 0 -100.00
2018-02-14 13F-HR BlueMountain Capital Management, LLC 29,223 0 -100.00 3,281 0 -100.00
2018-05-15 13F-HR WOLVERINE TRADING, LLC Call 0 161,500 0 20,281
2018-05-15 13F-HR Utah Retirement Systems 38,615 38,615 0.00 4,048 4,850 19.81
2018-05-07 13F-HR Crewe Advisors Llc 100 0 -100.00 10 0 -100.00
2018-04-17 13F-HR BENJAMIN F. EDWARDS & COMPANY, INC. 300 340 13.33 31 43 38.71
2018-05-15 13F-HR STEADFAST CAPITAL MANAGEMENT LP 937,539 1,187,874 26.70 98,282 149,173 51.78
2018-05-10 13F-HR IRIDIAN ASSET MANAGEMENT LLC/CT 1,876,485 1,247,511 -33.52 196,712 156,662 -20.36
2018-05-11 13F-HR CULLEN/FROST BANKERS, INC. 71,228 8,944
2018-05-10 13F-HR MCF Advisors LLC 50 0 -100.00 5 0 -100.00
2018-05-01 13F-HR Sumitomo Mitsui Trust Holdings, Inc. 583,798 652,803 11.82 61,200 81,979 33.95
2018-04-24 13F-HR Rehmann Capital Advisory Group 516 65
2018-05-11 13F-HR OMERS ADMINISTRATION Corp 0 19,200 0 2,411
2018-04-24 13F-HR Tarbox Group, Inc. 211 211 0.00 22 26 18.18
2018-02-13 13F-HR Axa 2,694 0 -100.00 303 0 -100.00
2018-05-15 13F-HR Crestline Management, LP 13,000 0 -100.00 1,363 0 -100.00
2018-05-14 13F-HR MAPLELANE CAPITAL, LLC 400,001 300,000 -25.00 41,932 37,674 -10.15
2018-05-15 13F-HR UNITED CAPITAL FINANCIAL ADVISERS, LLC 21,897 20,836 -4.85 2,295 2,617 14.03
2018-05-09 13F-HR Sustainable Growth Advisers, LP 2,757,360 2,914,321 5.69 289,054 365,980 26.61
2018-04-24 13F-HR Baystate Wealth Management LLC 30 30 0.00 4 4 0.00
2018-04-10 13F-HR Gradient Investments LLC 14 0 -100.00 1 0 -100.00
2018-05-15 13F-HR Clearbridge Investments, LLC 10,270,116 9,881,501 -3.78 1,076,616 1,240,919 15.26
2018-02-14 13F-HR TEACHERS ADVISORS INC 369,440 379,036 2.60 41,473 39,734 -4.19
2018-04-26 13F-HR SIMPLEX TRADING, LLC 27,112 0 -100.00 2,842 0 -100.00
2018-05-15 13F-HR Junto Capital Management LP 137,792 17,304
2018-05-11 13F-HR Baldwin Investment Management, LLC 10,115 10,115 0.00 1,060 1,270 19.81
2018-05-14 13F-HR DIAM Co., Ltd. 312,786 311,594 -0.38 32,793 39,130 19.32
2018-05-09 13F-HR ENVESTNET ASSET MANAGEMENT INC 93,938 32,742 -65.15 9,848 4,115 -58.21
2018-04-25 13F-HR Raab & Moskowitz Asset Management LLC 4,674 586
2018-04-24 13F-HR McAdam, LLC 26 3
2018-04-16 13F-HR Raymond James Financial Services Advisors, Inc. 11,722 13,302 13.48 1,229 1,670 35.88
2018-05-03 13F-HR BRIGHTON JONES LLC 5,704 5,805 1.77 598 729 21.91
2018-05-07 13F-HR PIER 88 INVESTMENT PARTNERS LLC 4,823 0 -100.00 506 0 -100.00
2018-02-14 13F-HR Lodge Hill Capital, LLC 235,000 0 -100.00 26,381 0 -100.00
2018-05-14 13F-HR Dai-Ichi Life Insurance Company, Ltd 54,873 44,873 -18.22 5,752 5,635 -2.03
2018-05-15 13F-HR UBS Group AG Put 98,114 206,991 110.97 10,285 25,994 152.74
2018-05-01 13F-HR BERKSHIRE ASSET MANAGEMENT LLC/PA 5,982 5,982 0.00 627 751 19.78
2018-04-20 13F-HR FIRST MANHATTAN CO 275 52 -81.09 28 6 -78.57
2018-05-15 13F-HR CAPTRUST FINANCIAL ADVISORS 175 1,116 537.71 18 137 661.11
2018-05-15 13F-HR Nokota Management, LP 228,800 0 -100.00 23,985 0 -100.00
2018-04-10 13F-HR NISA INVESTMENT ADVISORS L.L.C. 44,799 45,199 0.89 4,696 5,580 18.82
2018-05-15 13F-HR CLEARARC CAPITAL INC 5,589 5,621 0.57 586 706 20.48
2018-05-15 13F-HR Omega Advisors Inc. 168,400 162,400 -3.56 17,653 20,394 15.53
2018-05-14 13F-HR Bayesian Capital Management, LP 0 13,700 0 1,720
2018-05-08 13F-HR RIVERHEAD CAPITAL MANAGEMENT LLC 2,840 2,835 -0.18 298 356 19.46
2018-04-30 13F-HR TCI Wealth Advisors, Inc. 251 239 -4.78 26 30 15.38
2018-05-15 13F-HR BRITISH COLUMBIA INVESTMENT MANAGEMENT CORP 107,506 105,854 -1.54 11,270 13,293 17.95
2018-05-21 13F-HR MASSMUTUAL TRUST CO FSB/ADV 6,594 6,455 -2.11 691,249 810,619 17.27
2018-02-14 13F-HR GLG Partners LP Call 5,000 524
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 1,285,700 1,145,400 -10.91 134,780 143,839 6.72
2018-04-12 13F-HR Integrated Investment Consultants, LLC 268 373 39.18 30 47 56.67
2018-05-15 13F-HR Adage Capital Partners GP LLC 234,400 293,300 25.13 24,572 36,833 49.90
2018-02-12 13F-HR Achmea Investment Management B.V. 2,730 0 -100.00 306 0 -100.00
2018-05-15 13F-HR Ferris Capital, Llc 0 901 0 113
2018-05-01 13F-HR TWIN CAPITAL MANAGEMENT INC 15,800 0 -100.00 1,656 0 -100.00
2018-05-15 13F-HR UBS Group AG Call 5,019,000 4,849,900 -3.37 526,142 609,050 15.76
2018-05-15 13F-HR GV Financial Advisors 15 2
2018-05-03 13F-HR Bedel Financial Consulting, Inc. 87 11
2018-05-11 13F-HR Cutler Group LP Call 16,800 13,800 -17.86 1 96 9,500.00
2018-04-23 13F-HR Mainstreet Investment Advisors Llc 6,594 6,455 -2.11 691 811 17.37
2018-05-02 13F-HR SENTRY INVESTMENT MANAGEMENT LLC 2,932 0 -100.00 307 0 -100.00
2018-05-14 13F-HR Tekne Capital Management, LLC 0 295,905 0 37,160
2018-05-15 13F-HR Pacific Grove Capital LP 61,910 42,000 -32.16 6,490 5,274 -18.74
2018-05-08 13F-HR Aperio Group, LLC 114,306 123,061 7.66 11,983 15,454 28.97
2018-04-09 13F-HR MARSHWINDS ADVISORY CO 21,200 21,200 0.00 2,222 2,662 19.80
2018-05-10 13F-HR AMF Pensionsforsakring AB 25,657 3,222
2018-02-14 13F-HR TIEDEMANN WEALTH MANAGEMENT, LLC 17,660 0 -100.00 738 0 -100.00
2018-05-10 13F-HR First Personal Financial Services 946 484 -48.84 99 61 -38.38
2018-02-09 13F-HR Proficio Capital Partners LLC 222 213 -4.05 25 22 -12.00
2018-05-10 13F-HR Ford Financial Group, Inc. 21 0 -100.00 2 0 -100.00
2018-01-29 13F-HR/A BAILARD, INC. 4,900 0 -100.00 299 0 -100.00
2018-05-15 13F-HR SEGALL BRYANT & HAMILL, LLC 2,597 2,597 0.00 272 326 19.85
2018-05-11 13F-HR TD ASSET MANAGEMENT INC 70,749 68,554 -3.10 7,417 8,609 16.07
2018-05-15 13F-HR Discovery Capital Management, LLC 132,400 422,000 218.73 13,879 52,995 281.84
2018-02-12 13F-HR Carillon Tower Advisers, Inc. 270,054 28,310
2018-05-04 13F-HR WETHERBY ASSET MANAGEMENT INC 3,742 4,007 7.08 393 503 27.99
2018-05-04 13F-HR Pathway Financial Advisors Llc 826 826 0.00 87 104 19.54
2018-04-30 13F-HR EXANE DERIVATIVES 1,899 878 -53.77 199,014 111,118 -44.17
2018-05-03 13F-HR Wellington Shields Capital Management, LLC 3,500 0 -100.00 367 0 -100.00
2018-05-14 13F-HR K2 PRINCIPAL FUND, L.P. 7,500 0 -100.00 786 0 -100.00
2018-05-15 13F-HR Virtus Investment Advisers, Inc. 9,342 0 -100.00 979 0 -100.00
2018-05-08 13F-HR Douglass Winthrop Advisors, LLC 2,270 5,740 152.86 238 721 202.94
2018-05-14 13F-HR RAYMOND JAMES & ASSOCIATES 812,510 822,654 1.25 85,175 103,309 21.29
2018-05-15 13F-HR JACOBS LEVY EQUITY MANAGEMENT, INC 7,020 0 -100.00 736 0 -100.00
2018-05-08 13F-HR Bt Investment Management Ltd 3,789 4,469 17.95 397,201 561,217 41.29
2018-05-15 13F-HR Graticule Asia Macro Advisors LLC 656,522 82,446
2018-05-08 13F-HR State of New Jersey Common Pension Fund D 82,900 182,900 120.63 8,690 22,969 164.32
2018-04-30 13F-HR Advantus Capital Management Inc 22,273 22,473 0.90 2,335 2,822 20.86
2018-05-22 13F-HR/A Summit Trail Advisors, Llc 12,432 14,507 16.69 1,419 1,266 -10.78
2018-05-14 13F-HR Icon Wealth Partners, Llc 3,880 3,607 -7.04 407 453 11.30
2018-05-15 13F-HR STATE STREET CORP 8,125,993 7,773,760 -4.33 851,852 976,232 14.60
2018-05-15 13F-HR CREDIT SUISSE AG/ Put 0 111,600 0 14,015
2018-05-15 13F-HR Natixis 12,795 24,033 87.83 1,341 3,018 125.06
2018-05-10 13F-HR Avestar Capital, Llc 707 819 15.84 60 88 46.67
2018-04-13 13F-HR National Pension Service 193,046 198,473 2.81 20,237 24,924 23.16
2018-04-18 13F-HR/A Livforsakringsbolaget Skandia, Omsesidigt 2,985 2,985 0.00 313 375 19.81
2018-05-11 13F-HR Delpha Capital Management, Llc 9,317 1,170
2018-05-10 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 530,068 491,698 -7.24 55,567 61,747 11.12
2018-05-11 13F-HR Fortis Advisors, LLC 69 9
2018-04-11 13F-HR V Wealth Management,LLC 3,457 3,119 -9.78 362 383 5.80
2018-04-23 13F-HR Highstreet Asset Management Inc. 100 13
2018-02-05 13F-HR TOKIO MARINE ASSET MANAGEMENT CO LTD 1,948 0 -100.00 219 0 -100.00
2018-05-14 13F-HR HMI Capital, LLC 679,220 85,296
2018-05-01 13F-HR Hanson McClain, Inc. 3 2 -33.33 0 0
2018-05-14 13F-HR Lazarus Management Co LLC 2,324 292
2018-05-10 13F-HR Employees Retirement System of Texas 11,000 11,000 0.00 1,153 1,381 19.77
2018-02-14 SC 13G/A Soroban Capital Partners LP 11,241,366 0 -100.00
2018-02-14 13F-HR Vident Investment Advisory, LLC 114,102 174,407 52.85 12,809 18,283 42.74
2018-05-14 13F-HR SEVEN EIGHT CAPITAL, LLC 44,531 97,431 118.79 4,668 12,235 162.10
2018-05-15 13F-HR HPM Partners LLC 3,994 4,029 0.88 419 506 20.76
2018-04-27 13F-HR ENTERPRISE FINANCIAL SERVICES CORP 0 19 0 2
2018-02-14 13F-HR Integral Derivatives, LLC 4,729 0 -100.00 531 0 -100.00
2018-05-15 13F-HR CREDIT SUISSE AG/ Call 45,500 19,400 -57.36 4,770 2,436 -48.93
2018-04-18 13F-HR Sonora Investment Management, LLC 280 280 0.00 29,352 35,162 19.79
2018-04-20 13F-HR FIRST QUADRANT L P/CA 4,700 4,700 0.00 493 590 19.68
2018-04-11 13F-HR DnB Asset Management AS 21,128 22,828 8.05 2,214,848 2,866,740 29.43
2018-05-15 13F-HR HOPLITE CAPITAL MANAGEMENT, L.P. 809,878 804,446 -0.67 84,900 101,022 18.99
2018-05-15 13F-HR Point72 Asset Management, L.P. 370,743 102,892 -72.25 38,865 12,921 -66.75
2018-05-15 13F-HR Balentine LLC 1,058 0 -100.00 111 0 -100.00
2018-05-15 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 41,028 52,380 27.67 4,301 6,577,880 152,838.39
2018-02-14 13F-HR Hitchwood Capital Management LP 200,000 0 -100.00 22,452 0 -100.00
2018-05-14 13F-HR NOMURA HOLDINGS INC Put 869,900 869,900 0.00 91,219 91,219 0.00
2018-04-30 13F-HR Glassman Wealth Services 44 36 -18.18 5 5 0.00
2018-05-15 13F-HR CREDIT SUISSE AG/ 673,598 954,115 41.64 70,612 119,818 69.69
2018-05-15 13F-HR TWO SIGMA SECURITIES, LLC 1,989 12,049 505.78 209 1,513 623.92
2018-05-01 13F-HR PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 39,089 36,827 -5.79 4,098 4,625 12.86
2018-05-07 13F-HR Manchester Capital Management LLC 480 480 0.00 50 60 20.00
2018-05-10 13F-HR QUADRANT CAPITAL GROUP LLC 62 65 4.84 3 6 100.00
2018-05-11 13F-HR SOMA EQUITY PARTNERS LP 450,000 518,000 15.11 47,174 65,050 37.89
2018-05-17 13F-HR Legal & General Group Plc 961,604 1,015,296 5.58 100,805 127,477 26.46
2018-05-04 13F-HR First Long Island Investors, LLC 3,143 3,143 0.00 329 395 20.06
2018-03-15 N-Q Madison Funds (see advisory)
2018-04-12 13F-HR Legacy Financial Advisors, Inc. 176 176 0.00 18 23 27.78
2018-02-21 13F-HR/A APG Asset Management N.V. 168,214 166,873 -0.80 18,884 14,568 -22.86
2018-05-15 13F-HR Parallax Volatility Advisers, L.P. Put 0 48,100 0 6,040
2018-04-30 13F-HR Skandinaviska Enskilda Banken AB (publ) 37,322 38,414 2.93 3,912 4,824 23.31
2018-02-14 13F-HR/A Nicholas Investment Partners, LP 57,281 0 -100.00 6,430 0 -100.00
2018-04-30 13F-HR PARNASSUS INVESTMENTS /CA 1,800,000 1,700,000 -5.56 188,694 213,486 13.14
2018-03-27 N-Q PRINCIPAL FUNDS INC (see advisory)
2018-05-15 13F-HR TIGER GLOBAL MANAGEMENT LLC 2,160,523 2,255,523 4.40 226,488 283,249 25.06
2018-04-11 13F-HR GOFEN & GLOSSBERG LLC /IL/ 2,662 2,662 0.00 279 334 19.71
2018-05-15 13F-HR ARDSLEY ADVISORY PARTNERS 0 4,500 0 565
2018-05-04 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 289,625 286,914 -0.94 30,361 36,031 18.68
2018-01-29 N-Q Consulting Group Capital Markets Funds (see advisory)
2018-05-15 13F-HR WADDELL & REED FINANCIAL INC 795,962 938,984 17.97 83,441 117,917 41.32
2018-05-15 N-Q Parnassus Funds (see advisory)
2018-05-21 13F-HR Mcilrath & Eck, Llc 21 21 0.00 2 3 50.00
2018-04-12 13F-HR GATEWAY INVESTMENT ADVISERS LLC 38,739 38,007 -1.89 4,061 4,773 17.53
2018-02-14 13F-HR GLG LLC 11,374 21,374 87.92 1,277 2,241 75.49
2018-04-23 13F-HR Financial Architects, Inc 409 1,509 268.95 43 189 339.53
2018-04-27 N-Q Wells Fargo Master Trust (see advisory)
2018-02-13 13F-HR Renaissance Technologies LLC 867,768 0 -100.00 97,416 0 -100.00
2018-05-15 13F-HR Hilltop Holdings Inc. 2,335 293
2018-05-15 13F-HR Sterling Capital Management LLC 7,127 6,188 -13.18 747 777 4.02
2018-05-14 13F-HR BRANDYWINE MANAGERS, LLC 7,210 7,210 0.00 756 905 19.71
2018-05-03 13F-HR QUANTRES ASSET MANAGEMENT Ltd 24,700 8,500 -65.59 2,589 1,067 -58.79
2018-04-13 13F-HR BANK OF MONTREAL /CAN/ 116,841 127,584 9.19 12,247 16,022 30.82
2018-04-20 13F-HR SIT INVESTMENT ASSOCIATES INC 45,104 50,635 12.26 4,728 6,359 34.50
2018-05-15 13F-HR Alta Park Capital, LP 19,700 2,474
2018-02-14 13F-HR BOKF, NA 3,365 3,449 2.50 377 361 -4.24
2018-05-14 13F-HR AMERIPRISE FINANCIAL INC 1,469,210 1,175,088 -20.02 154,018 147,546 -4.20
2018-05-11 13F-HR Sigma Planning Corp 3,362 422
2018-05-15 13F-HR Paloma Partners Management Co 8,315 19,364 132.88 872 2,432 178.90
2018-02-20 13F-HR Tuttle Tactical Management LLC 12,360 0 -100.00 1,387 0 -100.00
2018-05-15 13F-HR Alyeska Investment Group, L.P. 165,032 0 -100.00 17,300 0 -100.00
2018-05-15 13F-HR Tourbillon Capital Partners, L.P. 785,400 98,631
2018-05-10 13F-HR NGAM ADVISORS, L.P. 818,217 805,962 -1.50 85,773 101,213 18.00
2018-05-15 13F-HR BARCLAYS PLC Put 198,400 34,400 -82.66 20,799 4,320 -79.23
2018-05-18 13F-HR Xact Kapitalforvaltning AB 29,394 32,614 10.95 3,081 4,096 32.94
2018-04-25 13F-HR Supplemental Annuity Collective Trust of NJ 0 2,000 0 251
2018-05-18 13F-HR TRUST CO OF VERMONT 4,071 4,071 0.00 427 511 19.67
2018-04-09 13F-HR Polaris Wealth Advisers, LLC 21,627 29,198 35.01 2,267 3,667 61.76
2018-05-15 13F-HR Contour Asset Management LLC 0 76,065 0 9,552
2018-04-04 13F-HR CENTRAL TRUST Co 3,252 3,252 0.00 341 408 19.65
2018-05-14 13F-HR K2 PRINCIPAL FUND, L.P. Call 15,000 0 -100.00 1,572 0 -100.00
2018-05-15 13F-HR Standard Life Aberdeen Plc 38,988 38,112 -2.25 4,087 4,786 17.10
2018-05-14 13F-HR Laurion Capital Management LP Call 82,500 0 -100.00 8,648 0 -100.00
2018-05-14 13F-HR AVIVA PLC 115,444 105,825 -8.33 12,102 13,290 9.82
2018-05-11 13F-HR LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0 7,343 0 922
2018-05-11 13F-HR CITIGROUP INC 116,551 143,098 22.78 12,219 17,971 47.07
2018-01-25 13F-HR Harvest Fund Management Co., Ltd 96 0 -100.00 11 0 -100.00
2018-05-08 13F-HR Tyers Asset Management LLC 4,432 4,384 -1.08 465 551 18.49
2018-04-24 13F-HR NEW MEXICO EDUCATIONAL RETIREMENT BOARD 21,057 20,857 -0.95 2,207 2,619 18.67
2018-05-10 13F-HR Elkfork Partners LLC 6,094 6,028 -1.08 639 757 18.47
2018-05-15 13F-HR PDT Partners, LLC 271,100 240,047 -11.45 28,419 30,145 6.07
2018-05-15 13F-HR Walleye Trading LLC 124,313 100,077 -19.50 13,032 12,568 -3.56
2018-04-12 13F-HR Sicart Associates LLC 5,000 1,700 -66.00 524 213 -59.35
2018-05-10 13F-HR/A Fisher Asset Management, LLC 212,468 193,106 -9.11 22,273 24,250 8.88
2018-05-07 13F-HR EATON VANCE MANAGEMENT 33,285 25,825 -22.41 3,489 3,243 -7.05
2018-05-01 13F-HR OPPENHEIMER & CO INC 3,276 3,291 0.46 344 414 20.35
2018-05-07 13F-HR FJARDE AP-FONDEN /FOURTH SWEDISH NATIONAL PENSION FUND 56,138 57,240 1.96 5,885 7,188 22.14
2018-05-04 13F-HR/A GRANDFIELD & DODD, LLC 181,767 175,349 -3.53 19,055 22,020 15.56
2018-04-10 13F-HR Lourd Capital, LLC 2,692 0 -100.00 282 0 -100.00
2018-05-15 13F-HR Delek Group, Ltd. 1,260 0 -100.00 132 0 -100.00
2018-04-30 13F-HR Assenagon Asset Management S.A. 31,154 0 -100.00 3,266 0 -100.00
2018-05-15 13F-HR Walleye Trading LLC Put 49,100 14,000 -71.49 5,144 1,758 -65.82
2018-05-11 13F-HR Fiera Capital Corp 5,600 5,600 0.00 587 703 19.76
2018-05-18 13F-HR/A ROYAL BANK OF CANADA Put 27,000 0 -100.00 2,830 0 -100.00
2018-05-11 13F-HR OPPENHEIMER FUNDS INC 125,523 419,669 234.34 13,158 52,701 300.52
2018-05-15 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 323,776 305,564 -5.62 33,941 38,373 13.06
2018-05-14 13F-HR SANDERS MORRIS HARRIS INC. 8,500 7,000 -17.65 891 879 -1.35
2018-04-18 13F-HR/A FNY Managed Accounts LLC 4,212 0 -100.00 441 0 -100.00
2018-04-26 13F-HR Ifg Advisory, Llc 4,801 5,704 18.81 503 716 42.35
2018-05-08 13F-HR PACIFIC HEIGHTS ASSET MANAGEMENT LLC 108,000 107,000 -0.93 11,322 13,437 18.68
2018-05-03 13F-HR Bancorpsouth Bank 7,250 7,250 0.00 760 910 19.74
2018-05-09 13F-HR Nippon Life Global Investors Americas, Inc. 20,080 17,650 -12.10 2,105 2,217 5.32
2018-05-10 13F-HR FRANKLIN RESOURCES INC 2,756,612 2,573,267 -6.65 288,982 323,154 11.82
2018-05-14 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 600 928 54.67 63 117 85.71
2018-04-30 13F-HR EVERENCE CAPITAL MANAGEMENT INC 4,626 4,626 0.00 485 581 19.79
2018-05-15 13F-HR GEODE CAPITAL MANAGEMENT, LLC 2,430,659 2,517,713 3.58 254,303 315,448 24.04
2018-05-10 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 474,154 445,373 -6.07 49,706 55,930 12.52
2018-05-15 13F-HR Southpoint Capital Advisors LP 1,200,000 150,696
2018-04-20 13F-HR STRS OHIO 5,007 6,723 34.27 524 844 61.07
2018-04-20 13F-HR Seacrest Wealth Management, Llc 2,059 2,095 1.75 216 263 21.76
2018-05-08 13F-HR ClariVest Asset Management LLC 6 6 0.00 1 1 0.00
2018-02-05 13F-HR THOMPSON DAVIS & CO., INC. 187 0 -100.00 21 0 -100.00
2018-02-13 13F-HR Simmons Bank 5,075 5,075 0.00 570 532 -6.67
2018-05-07 13F-HR Focused Wealth Management, Inc 100 100 0.00 10 13 30.00
2018-05-15 13F-HR Atika Capital Management LLC 72,000 45,500 -36.81 7,548 5,714 -24.30
2018-04-24 13F-HR Perennial Advisors, LLC 305 305 0.00 32 38 18.75
2018-05-09 13F-HR EAGLE ASSET MANAGEMENT INC 396,961 433,728 9.26 41,923 54,467 29.92
2018-05-15 13F-HR Contour Asset Management LLC Call 0 453,900 0 57,001
2018-02-13 SC 13G/A FMR LLC / Fidelity 26,573,101 22,809,481 -14.16
2018-05-03 13F-HR SG Americas Securities, LLC 25,269 51,614 104.26 2,649 6,482 144.70
2018-05-15 13F-HR TWO SIGMA INVESTMENTS LLC Put 0 10,000 0 1,256
2018-02-14 13F-HR CAPSTONE INVESTMENT ADVISORS, LLC 9,405 0 -100.00 1,055 0 -100.00
2018-04-20 13F-HR TEXAS PERMANENT SCHOOL FUND 59,838 56,913 -4.89 6,273 7,147 13.93
2018-05-03 13F-HR ADVISOR PARTNERS LLC 6,100 6,141 0.67 703 771 9.67
2018-05-01 13F-HR WHITTIER TRUST CO 561 561 0.00 59 70 18.64
2018-05-16 13F-HR/A GROUP ONE TRADING, L.P. Call 67,600 58,100 -14.05 7,087 7,296 2.95
2018-05-15 13F-HR Luxor Capital Group, LP 0 571,772 0 71,803
2018-05-15 13F-HR PEAK6 Investments, L.P. Put 57,100 14,500 -74.61 5,986 1,821 -69.58
2018-05-11 13F-HR HSBC HOLDINGS PLC Call 0 1,300 0 163
2018-04-26 13F-HR BP PLC 23,000 0 -100.00 2,411 0 -100.00
2018-04-17 13F-HR Calton & Associates, Inc. 53 0 -100.00 6 0 -100.00
2018-04-10 13F-HR ROCKLAND TRUST CO 2,360 0 -100.00 247 0 -100.00
2018-04-27 13F-HR CAMBRIDGE TRUST CO 7,014 6,764 -3.56 735 849 15.51
2018-05-14 13F-HR L & S Advisors Inc 0 4,842 0 608
2018-05-15 13F-HR QS Investors, LLC 5,393 5,593 3.71 565 702 24.25
2018-02-14 13F-HR CLINTON GROUP INC 5,621 0 -100.00 631 0 -100.00
2018-05-15 13F-HR Wellington Management Group LLP 2,736,259 2,560,996 -6.41 286,840 321,610 12.12
2018-05-15 13F-HR Point72 Asset Management, L.P. Call 148,800 0 -100.00 15,599 0 -100.00
2018-05-15 13F-HR SALEM INVESTMENT COUNSELORS INC 9,625 0 -100.00 1,009 0 -100.00
2018-05-09 13F-HR GABELLI FUNDS LLC 51,000 6,405
2018-05-15 13F-HR DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 23,400 21,100 -9.83 2,453 2,650 8.03
2018-05-15 13F-HR Edge Advisors, Llc 11 11 0.00 1 1 0.00
2018-05-15 13F-HR Capital Research Global Investors 5,731,878 6,516,735 13.69 600,873 818,372 36.20
2018-05-10 13F-HR Mirae Asset Global Investments Co., Ltd. 35,275 40,608 15.12 3,699 5,099 37.85
2018-04-18 13F-HR REGIONS FINANCIAL CORP 49,396 46,628 -5.60 5,178 5,855 13.07
2018-05-15 13F-HR Voya Investment Management LLC 126,808 125,815 -0.78 13,293 15,800 18.86
2018-04-19 13F-HR State of Alaska, Department of Revenue 22,608 26,398 16.76 2,367 3,312 39.92
2018-05-15 13F-HR YorkBridge Wealth Partners, LLC 742 714 -3.77 81 94 16.05
2018-05-09 13F-HR Transamerica Financial Advisors, Inc. 264 264 0.00 28 34 21.43
2018-05-10 13F-HR Stratos Wealth Partners, LTD. 1,365 1,073 -21.39 143 135 -5.59
2018-05-15 13F-HR Gotham Asset Management, LLC 2,248 282
2018-05-03 13F-HR/A Parametrica Management Ltd 7,031 883
2018-05-02 13F-HR Mitsubishi UFJ Asset Management Co., Ltd. 37,846 33,747 -10.83 4,140 4,238 2.37
2018-05-15 13F-HR Capital Planning Advisors, LLC 5,118 9,515 85.91 537 1,195 122.53
2018-05-11 13F-HR HSBC HOLDINGS PLC 170,533 154,138 -9.61 17,876 19,358 8.29
2018-05-08 13F-HR Penserra Capital Management LLC 3,150 3,420 8.57 330 429 30.00
2018-05-14 13F-HR NORDEA INVESTMENT MANAGEMENT AB 98,800 242,331 145.27 10,357 30,432 193.83
2018-05-08 13F-HR BURNEY CO/ 20,402 19,772 -3.09 2,139 2,483 16.08
2018-05-11 13F-HR TD Capital Management LLC 160 160 0.00 17 20 17.65
2018-05-11 13F-HR Teza Capital Management LLC 18,556 2,330
2018-05-14 13F-HR NOMURA HOLDINGS INC Call 2,047,100 215,016
2018-05-09 13F-HR OPPENHEIMER ASSET MANAGEMENT INC. 34,932 39,635 13.46 3,921 4,978 26.96
2018-05-15 13F-HR Point72 Asia (Hong Kong) Ltd 511 0 -100.00 54 0 -100.00
2018-05-14 13F-HR NOMURA HOLDINGS INC 353,564 37,704
2018-05-15 13F-HR CAPITAL INTERNATIONAL LTD /CA/ 9,768 9,768 0.00 1,024 1,227 19.82
2018-04-19 13F-HR Versant Capital Management, Inc 19 19 0.00 1 2 100.00
2018-04-04 13F-HR DAVENPORT & Co LLC 0 356,481 0 44,766,884
2018-02-12 13F-HR ARK Investment Management LLC 25,564 128,998 404.61 2,577 13,523 424.76
2018-05-04 13F-HR Quantitative Systematic Strategies LLC 3,684 10,197 176.79 386 1,281 231.87
2018-05-14 13F-HR PRINCIPAL FINANCIAL GROUP INC 4,157,093 4,107,044 -1.20 435,789 515,763 18.35
2018-05-15 13F-HR OLD MUTUAL CUSTOMISED SOLUTIONS (PROPRIETARY) LTD 10,465 10,465 0.00 1,097 1,314 19.78
2018-05-14 13F-HR BROWN BROTHERS HARRIMAN & CO 486 441 -9.26 51 55 7.84
2018-05-15 13F-HR Falcon Edge Capital LP 143,800 101,800 -29.21 15,075 12,784 -15.20
2018-02-09 13F-HR HAP Trading, LLC 43,014 0 -100.00 4,829 0 -100.00
2018-02-14 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC 641,526 706,146 10.07 72,018 74,025 2.79
2018-05-15 13F-HR TWO SIGMA SECURITIES, LLC Put 7,900 86,700 997.47 828 10,888 1,214.98
2018-05-03 13F-HR CONNING INC. 5,236 5,256 0.38 549 660 20.22
2018-05-18 13F-HR/A ROYAL BANK OF CANADA 392,306 493,331 25.75 41,124 61,952 50.65
2018-05-07 13F-HR BNP Paribas Investment Partners S.A. 8,264 34,713 320.05 866 4,359 403.35
2018-02-12 13F-HR Cipher Capital LP 15,888 6,266 -60.56 1,784 657 -63.17
2018-04-12 13F-HR EXXONMOBIL INVESTMENT MANAGEMENT INC /TX 34,853 33,721 -3.25 3,654 4,235 15.90
2018-02-14 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 478,083 439,345 -8.10 53,670 46,057 -14.18
2018-05-08 13F-HR INVESTMENT HOUSE LLC 47,945 48,475 1.11 5,026 6,087 21.11
2018-05-15 13F-HR TLP GROUP LLC 205 0 -100.00 21 0 -100.00
2018-02-13 13F-HR NIPPON LIFE INSURANCE CO 10,677 0 -100.00 1,199 0 -100.00
2018-05-02 13F-HR HANSEATIC MANAGEMENT SERVICES INC 163 0 -100.00 17 0 -100.00
2018-05-15 13F-HR American Financial Network Advisory Services Llc 88 0 -100.00 9 0 -100.00
2018-05-15 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC 95,555 3,884 -95.94 10,017 488 -95.13
2018-04-17 13F-HR HERMES INVESTMENT MANAGEMENT LTD 2,413 303
2018-05-15 13F-HR Ameritas Investment Partners, Inc. 8,870 8,539 -3.73 932 1,072 15.02
2018-05-14 13F-HR RAMPART INVESTMENT MANAGEMENT COMPANY, LLC 0 8,014 0 1,006
2018-05-14 13F-HR Evercore Wealth Management, LLC 700 0 -100.00 73 0 -100.00
2018-02-12 13F-HR Allen Investment Management LLC 4,428 0 -100.00 497 0 -100.00
2018-05-11 13F-HR DOMINI SOCIAL INVESTMENTS LLC 2,403 2,367 -1.50 252 297 17.86
2018-05-17 13F-HR Atlantic Trust Group, LLC 145,249 205,361 41.39 15,227 25,790 69.37
2018-05-03 13F-HR Trexquant Investment LP 2,483 0 -100.00 260 0 -100.00
2018-02-09 13F-HR Virtu Financial LLC 8,262 8,181 -0.98 927 858 -7.44
2018-01-16 13F-HR NEXT Financial Group, Inc 539 0 -100.00 64 0 -100.00
2018-05-04 13F-HR PRUDENTIAL FINANCIAL INC 300,512 243,108 -19.10 31,502 30,530 -3.09
2018-05-10 13F-HR JP Morgan Chase & Co 1,201,255 1,084,167 -9.75 125,926 136,150 8.12
2018-04-30 13F-HR Dorsey Wright & Associates 36,122 0 -100.00 3,787 0 -100.00
2018-05-14 13F-HR Columbus Hill Capital Management, L.P. 203,442 25,548
2018-05-15 13F-HR SILVERCREST ASSET MANAGEMENT GROUP LLC 2,512 2,512 0.00 263 315 19.77
2018-02-13 13F-HR PRIMECAP MANAGEMENT CO/CA/ 15,100 1,583
2018-05-14 13F-HR CANADA PENSION PLAN INVESTMENT BOARD 156,886 80,910 -48.43 16,446 10,161 -38.22
2018-05-15 13F-HR Darsana Capital Partners LP 1,850,000 2,175,000 17.57 193,936 273,137 40.84
2018-02-15 13F-HR STONE RUN CAPITAL, LLC 57,074 57,024 -0.09 6,407 5,978 -6.70
2018-05-11 13F-HR Gemmer Asset Management LLC 291 291 0.00 31 37 19.35
2018-04-26 13F-HR CWM, LLC 338 451 33.43 35 57 62.86
2018-05-08 13F-HR LS Investment Advisors, LLC 5,398 5,080 -5.89 566 638 12.72
2018-05-15 13F-HR D. E. Shaw & Co., Inc. Call 25,800 10,000 -61.24 2,705 1,256 -53.57
2018-02-14 13F-HR Acorn Wealth Advisors, Llc 107 12
2018-05-15 13F-HR VOLORIDGE INVESTMENT MANAGEMENT, LLC 0 296,047 0 37,178
2018-02-14 13F-HR AHL Partners LLP 7,211 6,966 -3.40 810 730 -9.88
2018-05-11 N-Q Ultra Series Fund (see advisory)
2018-05-11 13F-HR Mitsubishi UFJ Securities Holdings Co., Ltd. 270 270 0.00 28 34 21.43
2018-05-14 13F-HR ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 675,981 87,900 -87.00 70,863 11,038 -84.42
2018-04-30 13F-HR GILDER GAGNON HOWE & CO LLC 834,649 827,446 -0.86 87,496 103,911 18.76
2018-05-14 13F-HR/A CITADEL ADVISORS LLC Put 397,300 655,000 64.86 41,649 82,255 97.50
2018-05-08 13F-HR Parallel Advisors, LLC 1,059 933 -11.90 111 117 5.41
2018-02-09 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 1,313,033 1,332,392 1.47 147,401,085 139,674,653 -5.24
2018-04-30 13F-HR HUNTINGTON NATIONAL BANK 10,688 10,664 -0.22 1,120 1,339 19.55
2018-05-01 13F-HR WEDBUSH SECURITIES INC 1,980 1,721 -13.08 208 216 3.85
2018-05-10 13F-HR Drexel Morgan & Co. 3,648 3,648 0.00 382 458 19.90
2018-05-15 13F-HR Brenner West Capital Advisors, LLC 380,015 295,125 -22.34 39,837 37,062 -6.97
2018-05-02 13F-HR DUPONT CAPITAL MANAGEMENT Corp 901 0 -100.00 94 0 -100.00
2018-05-14 13F-HR MASON STREET ADVISORS, LLC 30,532 30,683 0.49 3,201 3,853 20.37
2018-02-13 13F-HR Ally Financial Inc. 0 5,000 0 524
2018-05-15 13F-HR Moore Capital Management, LP 16,407 0 -100.00 1,720 0 -100.00
2018-05-15 13F-HR UBS Group AG 606,277 639,698 5.51 63,556 80,332 26.40
2018-03-29 N-Q Ishares Trust (see advisory)
2018-05-04 13F-HR LMR Partners LLP 30,829 30,829 0.00 3,232 3,232 0.00
2018-04-09 13F-HR CONTRAVISORY INVESTMENT MANAGEMENT, INC. 59 0 -100.00 6 0 -100.00
2018-05-03 13F-HR STRATEGY ASSET MANAGERS LLC 25,487 0 -100.00 2,672 0 -100.00
2018-05-09 13F-HR Korea Investment CORP 266,154 425,601 59.91 27,901 53,447 91.56
2018-05-07 13F-HR Johnson Financial Group, Inc. 27 0 -100.00 3 0 -100.00
2018-02-12 13F-HR Artisan Partners Limited Partnership 199,169 0 -100.00 22,359 0 -100.00
2018-05-09 13F-HR Private Advisor Group, LLC 5,265 0 -100.00 585 0 -100.00
2018-05-08 13F-HR THRIVENT FINANCIAL FOR LUTHERANS 8,869 62,556 605.33 930 7,855 744.62
2018-03-29 N-Q Vanguard International Equity Index Funds (see advisory)
2018-02-08 13F-HR Global Financial Private Capital, LLC 2,463 0 -100.00 276 0 -100.00
2018-05-02 13F-HR Paulson Wealth Management Inc. 56 0 -100.00 6 0 -100.00
2018-05-11 13F-HR ISTHMUS PARTNERS, LLC 336 32 -90.48 35 4 -88.57
2018-04-26 13F-HR JFS WEALTH ADVISORS, LLC 26 3
2018-05-15 13F-HR Cider Mill Investments LP 52,000 6,530
2018-05-09 13F-HR Personal Capital Advisors Corp 17,482 12,110 -30.73 1,833 1,521 -17.02
2018-05-11 13F-HR Parisi Gray Wealth Management 622 769 23.63 67 96 43.28
2018-04-06 13F-HR Rathbone Brothers plc 150,000 18,837
2018-05-10 13F-HR BRINKER CAPITAL INC 33,671 42,221 25.39 3,530 5,302 50.20
2018-05-09 13F-HR EULAV Asset Management 6,000 0 -100.00 629 0 -100.00
2018-05-09 13F-HR LATEEF INVESTMENT MANAGEMENT, L.P. 428,114 410,308 -4.16 44,879 51,526 14.81
2018-02-28 N-Q Wells Fargo Funds Trust (see advisory)
2018-02-14 13F-HR Meritage Group LP 2,243,728 2,182,446 -2.73 251,881 228,786 -9.17
2018-01-30 13F-HR Elite Wealth Management, LLC Put 118 0 -100.00 0 0
2018-04-09 13F-HR EASTERN BANK 2,087 2,087 0.00 219 262 19.63
2018-05-11 13F-HR D L CARLSON INVESTMENT GROUP INC 4,000 4,000 0.00 419 502 19.81
2018-05-11 13F-HR TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 21,800 24,800 13.76 2,285 3,114 36.28
2018-05-08 13F-HR STATE TREASURER STATE OF MICHIGAN 64,220 64,820 0.93 6,732 8,140 20.92
2018-04-23 13F-HR Advisory Services Network, LLC 8,353 2,525 -69.77 876 317 -63.81
2018-05-03 13F-HR COMMERCE BANK 14,201 14,122 -0.56 1,489 1,773 19.07
2018-04-23 13F-HR World Asset Management Inc 19,153 14,301 -25.33 2,008 1,796 -10.56
2018-05-15 13F-HR Verition Fund Management LLC 0 12,302 0 1,545
2018-05-02 13F-HR Trellus Management Company, LLC 5,000 5,900 18.00 524 741 41.41
2018-04-12 13F-HR OREGON PUBLIC EMPLOYEES RETIREMENT FUND 51,848 52,020 0.33 5,435 6,533 20.20
2018-05-11 13F-HR Caldera Capital, LLC 7,689 0 -100.00 806 0 -100.00
2018-05-22 13F-HR NBT BANK N A /NY 2,279 2,319 1.76 239 291 21.76
2018-02-14 13F-HR Sachem Head Capital Management LP 350,000 0 -100.00 39,291 0 -100.00
2018-05-07 13F-HR HOURGLASS CAPITAL, LLC 4,300 4,300 0.00 451 540 19.73
2018-05-15 13F-HR BARCLAYS PLC 264,464 307,708 16.35 27,721 38,641 39.39
2018-05-15 13F-HR HighTower Advisors, LLC 15,085 15,002 -0.55 1,584 1,892 19.44
2018-05-18 13F-HR HUNTINGTON ASSET ADVISORS, INC. 0 409 0 51
2018-05-10 13F-HR PUBLIC SECTOR PENSION INVESTMENT BOARD 65,619 12,223 -81.37 6,879 1,535 -77.69
2018-05-09 13F-HR Venturi Wealth Management, LLC 2,555 2,167 -15.19 268 272 1.49
2018-05-15 13F-HR PointState Capital LP 2,093,241 2,294,647 9.62 219,434 288,162 31.32
2018-02-14 13F-HR BOOTHBAY FUND MANAGEMENT, LLC 23,786 4,394 -81.53 2,670 461 -82.73
2018-05-08 13F-HR TEACHER RETIREMENT SYSTEM OF TEXAS 54,517 43,680 -19.88 5,715 5,485 -4.02
2018-04-27 13F-HR TELEMUS CAPITAL, LLC 365 0 -100.00 38 0 -100.00
2018-05-09 13F-HR FAIRFIELD, BUSH & CO. 6,000 6,000 0.00 629 753 19.71
2018-02-13 13F-HR FDO Partners, LLC 3,974 3,032 -23.70 446 318 -28.70
2018-05-15 13F-HR ETF MANAGERS GROUP, LLC 710 810 14.08 76 99 30.26
2018-05-14 13F-HR MONETA GROUP INVESTMENT ADVISORS LLC 3 0 -100.00 0 0
2018-05-08 13F-HR Waratah Capital Advisors Ltd. 4,230 531
2018-04-19 13F-HR Glaxis Capital Management, LLC 10,510 34,060 224.07 1,102 4,277 288.11
2018-05-15 13F-HR JANE STREET GROUP, LLC 113,978 30,197 -73.51 11,948 3,792 -68.26
2018-05-14 13F-HR Laurion Capital Management LP Put 280,000 75,000 -73.21 29,352 9,419 -67.91
2018-05-01 13F-HR COOKSON PEIRCE & CO INC 23,889 0 -100.00 2,504 0 -100.00
2018-04-20 13F-HR Steward Partners Investment Advisory, Llc 493 925 87.63 51 116 127.45
2018-05-03 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 123,971 129,293 4.29 12,996 16,237 24.94
2018-05-07 13F-HR Kentucky Retirement Systems Insurance Trust Fund 5,821 5,043 -13.37 610 633 3.77
2018-02-09 13F-HR SUNTRUST BANKS INC 12,238 14,097 15.19 1,373 1,476 7.50
2018-02-14 13F-HR Banco Santander, S.A. 368,400 0 -100.00 41,357 0 -100.00
2018-04-13 13F-HR Selz Capital LLC 154,000 0 -100.00 16,144 0 -100.00
2018-04-17 13F-HR Impax Asset Management LTD 91,025 418,906 360.21 9,542 52,606 451.31
2018-05-15 13F-HR DEUTSCHE BANK AG\ Call 8,217 2,976 -63.78 861 373 -56.68
2018-05-14 13F-HR Allianz Asset Management AG Call 28,900 14,700 -49.13 3,030 1,846 -39.08
2018-05-01 13F-HR WHITTIER TRUST CO OF NEVADA INC 990 990 0.00 104 124 19.23
2018-05-04 13F-HR Sandy Spring Bank 79 79 0.00 8 10 25.00
2018-05-15 13F-HR Virtue Capital Management, Llc 1,920 0 -100.00 201 0 -100.00
2018-04-26 13F-HR Ballentine Partners, LLC 3,863 3,926 1.63 405 493 21.73
2018-05-15 13F-HR Viking Global Investors LP 4,094,027 4,645,519 13.47 429,177 583,384 35.93
2018-05-09 13F-HR Candriam Luxembourg S.C.A. 78,646 119,996 52.58 8,244 15,070 82.80
2018-04-25 13F-HR UMB BANK N A/MO 2,175 2,185 0.46 228 275 20.61
2018-04-16 13F-HR Ledyard National Bank 455 455 0.00 48 57 18.75
2018-05-15 13F-HR Jabre Capital Partners S.A. 0 11,700 0 1,469
2018-05-14 13F-HR Allianz Asset Management AG 119,195 174,678 46.55 12,495 21,936 75.56
2018-05-03 13F-HR MACKAY SHIELDS LLC 36,895 4,633
2018-05-15 13F-HR Invesco Ltd. 2,109,821 2,070,249 -1.88 221,172 259,981 17.55
2018-04-30 13F-HR REILLY FINANCIAL ADVISORS, LLC 332 332 0.00 35 42 20.00
2018-04-27 13F-HR LOS ANGELES CAPITAL MANAGEMENT & EQUITY RESEARCH INC 125,155 125,542 0.31 13,120 15,766 20.17
2018-05-11 13F-HR MML INVESTORS SERVICES, LLC 3,455 2,846 -17.63 362 357 -1.38
2018-05-11 13F-HR Mutual of America Capital Management LLC 26,435 28,152 6.50 2,771 3,535 27.57
2018-05-11 13F-HR Quadrature Capital LTD 0 60,784 0 7,633
2018-04-26 13F-HR Winslow, Evans & Crocker, Inc. 100 110 10.00 10,380 13,690 31.89
2018-05-01 13F-HR COMMERZBANK AKTIENGESELLSCHAFT /FI 26,302 35,553 35.17 2,757 4,465 61.95
2018-05-14 13F-HR Perigon Wealth Management, LLC 200 202 1.00 21 25 19.05
2018-05-15 13F-HR D. E. Shaw & Co., Inc. 76,474 542,927 609.95 8,017 68,181 750.46
2018-05-15 13F-HR BARCLAYS PLC Call 336,900 121,800 -63.85 35,317 15,296 -56.69
2018-05-15 13F-HR MILLENNIUM MANAGEMENT LLC 648,395 515,308 -20.53 67,971 64,712 -4.79
2018-05-15 13F-HR GLENMEDE TRUST CO NA 3,430 3,430 0.00 358 358 0.00
2018-05-15 13F-HR Jefferies Group LLC 33,369 76,607 129.58 3,498 9,620 175.01
2018-05-15 13F-HR Quantitative Investment Management, LLC 0 229,400 0 28,808
2018-04-04 13F-HR Summit Financial Group Inc 6,000 6,000 0.00 629 753 19.71
2018-05-15 13F-HR SCGE MANAGEMENT, L.P. 155,000 0 -100.00 16,249 0 -100.00
2018-02-09 13F-HR Alexandria Capital, LLC 10 0 -100.00 1 0 -100.00
2018-04-17 13F-HR Legacy Advisors, Llc 175 0 -100.00 18 0 -100.00
2018-05-11 13F-HR CIBC WORLD MARKETS CORP 63,163 34,746 -44.99 6,621 4,363 -34.10
2018-05-15 13F-HR PRUDENTIAL PLC 2,000 2,500 25.00 210 314 49.52
2018-03-26 N-Q Legg Mason Etf Investment Trust (see advisory)
2018-05-15 13F-HR BALYASNY ASSET MANAGEMENT LLC 634,807 681,457 7.35 66,547 85,577 28.60
2018-05-15 13F-HR Parallax Volatility Advisers, L.P. 12,753 0 -100.00 1,337 0 -100.00
2018-05-11 13F-HR DELTEC ASSET MANAGEMENT LLC 8,000 0 -100.00 839 0 -100.00
2018-05-14 13F-HR Laurion Capital Management LP 114,831 630 -99.45 12,037 79 -99.34
2018-05-04 13F-HR BABSON CAPITAL MANAGEMENT LLC 4,604 4,604 0.00 483 578 19.67
2018-05-15 13F-HR NN Investment Partners Holdings N.V. 16,874 19,902 17.94 1,770 2,499 41.19
2018-05-15 13F-HR Shannon River Fund Management LLC 61,000 164,084 168.99 6,395 20,606 222.22
2018-05-15 13F-HR Palestra Capital Management LLC 573,000 613,000 6.98 60,068 76,981 28.16
2018-05-18 N-Q State Farm Mutual Fund Trust (see advisory)
2018-05-10 13F-HR SMITHFIELD TRUST CO 385 0 -100.00 40 0 -100.00
2018-01-26 N-Q Vanguard Scottsdale Funds (see advisory)
2018-05-07 13F-HR Sawtooth Asset Management, Inc. 2,499 2,604 4.20 262 327 24.81
2018-04-30 13F-HR Global Thematic Partners, LLC 396,025 49,732
2018-05-14 13F-HR Veritable, L.P. 8,584 8,597 0.15 900 1,080 20.00
2018-05-14 13F-HR Commonwealth Equity Services, Llc. 6,165 6,011 -2.50 646 754 16.72
2018-05-09 13F-HR Tredje AP-fonden 20,611 18,791 -8.83 2,161 2,360 9.21
2018-01-26 N-Q Brinker Capital Destinations Trust (see advisory)
2018-05-11 13F-HR Mn Services Vermogensbeheer B.V. 30,859 30,859 0.00 2,694 3,875 43.84
2018-03-29 N-Q Winton Diversified Opportunities Fund (see advisory)
2018-02-13 13F-HR Breakline Capital Llc 43,700 4,581
2018-05-15 13F-HR TWO SIGMA ADVISERS, LP 0 231,300 0 29,047
2018-05-07 13F-HR Massey, Quick & Co., LLC 59 59 0.00 7 7 0.00
2018-04-02 13F-HR KSA CAPITAL MANAGEMENT, LLC Put 10,000 0 -100.00 1,048 0 -100.00
2018-05-15 13F-HR Lombard Odier Asset Management (USA) Corp 75,000 75,000 0.00 7,862 9,419 19.80
2018-04-18 13F-HR Independence Bank Of Kentucky 104 13
2018-04-17 13F-HR FARMERS & MERCHANTS INVESTMENTS INC 84 84 0.00 9 11 22.22
2018-02-13 13F-HR Focused Wealth Management, Inc Call 2,400 0 -100.00 23 0 -100.00
2018-05-10 13F-HR IBM Retirement Fund 5,069 4,577 -9.71 581 575 -1.03
2018-05-15 13F-HR/A LOGAN CAPITAL MANAGEMENT INC 3,000 3,000 0.00 314 377 20.06
2018-05-08 13F-HR STEVENS CAPITAL MANAGEMENT LP 0 54,668 0 6,865
2018-05-10 13F-HR IFM Investors Pty Ltd 5,523 6,117 10.76 579 768 32.64
2018-05-15 N-Q Parnassus Income Funds (see advisory)
2018-05-14 13F-HR MAPLELANE CAPITAL, LLC Call 400,000 0 -100.00 41,932 0 -100.00
2018-05-15 13F-HR Man Group plc 23,773 2,985
2018-05-01 13F-HR COMERICA BANK 106,983 106,037 -0.88 12,506 14,032 12.20
2018-05-04 13F-HR D.A. DAVIDSON & CO. 89,146 91,412 2.54 9,345 11,480 22.85
2018-05-09 13F-HR Glen Harbor Capital Management LLC 9,418 9,316 -1.08 987 1,170 18.54
2018-05-15 13F-HR BANK OF AMERICA CORP /DE/ 3,883,974 3,947,477 1.64 407,157 495,724 21.75
2018-04-27 13F-HR Cedar Capital, LLC 2,444 4,142 69.48 256 520 103.13
2018-05-15 13F-HR DEUTSCHE BANK AG\ 359,999 235,348 -34.63 37,735 29,552 -21.69
2018-05-14 13F-HR Shell Asset Management Co 12,469 12,469 0.00 1,307 1,566 19.82
2018-05-15 13F-HR DEUTSCHE BANK AG\ Put 0 313 0 39
2018-05-15 13F-HR JANE STREET GROUP, LLC Call 743,200 941,400 26.67 77,910 118,221 51.74
2018-05-15 13F-HR GOLDMAN SACHS GROUP INC Put 52,100 21,600 -58.54 5,462 2,713 -50.33
2018-05-15 13F-HR LPL Financial LLC 66,897 71,758 7.27 7,013 9,011 28.49
2018-04-17 13F-HR RELIANCE TRUST CO OF DELAWARE 16,963 16,867 -0.57 1,778 2,118 19.12

Form N-Q Advisory - Experimental Feature Here!

We have recently started to include coverage of N-Q filers in our ownership database. N-Q forms are unstructured and difficult for machines to parse into accurate financial data.

However, Because of the large number of these institutions and this difficulty in tracking their positions, they represent a significant, yet hidden, market force. In an effort to widen our ownership coverage and provide greater transparency, we are testing various ways to expose these owners in an accurate manner. This early version of the crawler simply identifies mentions of companies in the N-Q forms.

Limitations:

  • We only list underlying securities (the ordinary shares), even though the actual security held might be a derivative or a related bond issue. For example, although the institution is shown on this security page ( ADSK / Autodesk, Inc. ), the institution may actually own a related security such as a preferred share or a bond. To find out the exact security, click on the institution link and then follow the link to the actual "N-Q".
  • We only list fund sponsors as institutions, even though the security might be held within a fund operated by the listed institution.. For example, the institution listed in the table as the owner is probably a sponsor of a family of ETFs or mutual funds. If so, then this security is owned by a fund or several funds within the family, and not directly owned by the listed institution. The crawler is not yet able to place these holdings within the individual funds. Atain, you must review the actual filing to see the detail.

These limitations are significant but we believe that the increased transparency outweights the limitations. Future revisions of the crawler will resolve these limitations. Use this information at your own risk!

Related Articles

ANTH: Anthera Pharmaceuticals Analysis and Research Report

2018-05-21 - Asif

Overview Anthera Pharmaceuticals, Inc. is a biopharmaceutical company focused on advancing the development and commercialization of innovative medicines that benefit patients with unmet medical needs. The company currently have two compounds in development, Sollpura and blisibimod. The company licensed Sollpura from Eli Lilly & Co (“Eli Lilly”) in July 2014. Sollpura is a novel non-porcine investigational Pancreatic Enzyme Replacement Therapy (“PERT”) intended for the treatment of patients with Exocrine Pancreatic Insufficiency (“EPI”), often seen in patients with cystic fibrosis and other conditions. The company licensed blisibimod from Amgen, Inc. (“Amgen”) in December 2007. Blisibimod targets B-cell activating factor, or BAFF, which has been shown to be elevated in a variety of B-cell mediated autoimmune diseases, including Immunoglobulin A nephropathy, or IgA nephropathy. Sollpura The exocrine pancreas is responsible for synthesis and secretion of digestive en...

AGEN: Agenus Inc Analysis and Research Report

2018-05-21 - Asif

Business Agenus is a clinical-stage immuno-oncology (“I-O”) company dedicated to becoming a leader in the discovery and development of innovative combination therapies and committed to bringing effective medicines to patients with cancer. The company's business is designed to drive success in I-O through speed, innovation, and effective combination therapies. Agenus has assembled fully integrated capabilities from novel target discovery, antibody generation, cell line development, and good manufacturing practice (“GMP”) manufacturing together with a comprehensive portfolio consisting of antibody-based therapeutics, adjuvants and cancer vaccine platforms. The company leverage its immune biology platforms to identify effective combination therapies for development and have developed productive partnerships to advance its innovation. The company believe the next generation of cancer treatment will build on clinically validated antibodies targeting CTLA-4 and PD-1 combined wi...

SQ: Square Analysis and Research Report

2018-05-21 - Asif

Business The company started Square in February 2009 to enable businesses (sellers) to accept card payments, an important capability that was previously inaccessible to many businesses. However, sellers also need innovative solutions to thrive, and Square has since expanded to provide additional products and services to give these businesses access to the same tools as large businesses. This approach aligns with its purpose of economic empowerment, as everything the company do should give sellers accessible, affordable tools to grow their businesses and participate in the economy. Square is a cohesive commerce ecosystem that helps its sellers start, run, and grow their businesses. The company combine sophisticated software with affordable hardware to enable sellers to turn mobile and computing devices into powerful payment and point-of-sale solutions. Square has high seller acceptance rates and fast onboarding, while maintaining low risk and fraud losses as a result of its a...

Related News Stories

The 10 Fastest-Growing Stocks to Invest In Right Now | InvestorPlace

10h investorplace
It’s not technically summer yet, but there’s little doubt we’re already in the summer doldrums… the slowest period of the year for stocks. This year’s mid-year malaise has been made even sleepier by the fact that investors aren’t entirely sure how the Fed’s going to handle persistent inflation. Never even mind the lingering fears of a potential trade war. (239-0)

Is the Options Market Predicting a Spike in Autodesk (ADSK) Stock?

15h zacks
Investors in Autodesk, Inc. (ADSK - Free Report) need to pay close attention to the stock based on moves in the options market lately. That is because the May 25, 2018 $138.00 Call had some of the highest implied volatility of all equity options today. (52-0)

Can Autodesk (ADSK) Maintain its Earnings Streak in Q1?

2018-05-21 zacks
Autodesk Inc. (ADSK - Free Report) is set to report fiscal first-quarter 2019 results on May 24. (99-0)

Target, Hewlett Packard Enterprise and More Earnings Coming This Week

2018-05-20 247wallst
The U.S. broad markets took a small step back this week, as the main part of earnings season has come to a close. Although most companies already have reported earnings, there are a few Dow stocks coming this week and a handful of retailers to look out for. (96-0)

Printing body parts in hospital shows 3D tech's growing reach

2018-05-03 reuters
NEW YORK (Reuters) - Three-dimensional printers are letting doctors in Minnesota make simulated body parts in a hospital and a Brooklyn startup create rocket engines designed to put satellites into orbit, executives said Thursday at an event hosted by General Electric Co. (38-0)

CUSIP: 052769106