Stock Institutional Ownership and Shareholders

SecurityADRO / Aduro Biotech, Inc. (00739L101)
President and CEOISAACS STEPHEN T
Institutional Owners94
Institutional Shares44,449,006
Outstanding Shares75,167,334 (as of 2017-09-30)
Institutional Value$ 436,673,000 USD

Aduro Biotech, Inc. (NASDAQ:ADRO) has 94 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 44,449,006 shares. Largest shareholders include Wellington Management Group Llp, Morningside Venture (VI) Investments Ltd, Harvard Management Co Inc, BlackRock Inc., Vanguard Group Inc, FMR LLC / Fidelity Management & Research, State Street Corp, Oppenheimer Funds Inc, Deutsche Bank Ag\, and Baillie Gifford & Co.



Aduro Biotech, Inc. (NASDAQ:ADRO) ownership summary shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev Shares Current Shares Change
(Percent)
Prev Value (x$1000) Current Value (x$1000) Change
(Percent)
2017-11-13 13F-HR ASCEND CAPITAL, LLC 101,261 1,077
2017-11-03 13F-HR BNP PARIBAS ARBITRAGE, SA 4,511 5,825 29.13 51,425 62,036 20.63
2017-11-03 13F-HR Swiss National Bank 50,300 50,300 0.00 573 536 -6.46
2017-11-15 13F-HR Ameritas Investment Partners, Inc. 3,574 3,574 0.00 41 43 4.88
2017-11-14 13F-HR Vident Investment Advisory, LLC 107,057 109,815 2.58 1,220 1,170 -4.10
2017-10-20 13F-HR BAILLIE GIFFORD & CO 422,700 553,090 30.85 4,819 5,891 22.25
2017-10-17 13F-HR Cutler Group LP 4,000 3,100 -22.50 45 33 -26.67
2017-11-13 13F-HR PATHSTONE FAMILY OFFICE, LLC 28 0 -100.00 0 0
2017-11-07 13F-HR OAK RIDGE INVESTMENTS LLC 680,899 432,050 -36.55 7,762 4,601 -40.72
2017-11-14 13F-HR Point72 Asset Management, L.P. 0 96,100 0 1,023
2017-07-21 13F-HR Quantitative Systematic Strategies LLC 13,617 0 -100.00 145 0 -100.00
2017-11-13 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 106,153 107,341 1.12 1,210 1,143 -5.54
2017-08-14 13F-HR BALYASNY ASSET MANAGEMENT LLC 78,600 0 -100.00 845 0 -100.00
2017-08-14 13F-HR CLOUGH CAPITAL PARTNERS L P 298,900 0 -100.00 3,213 0 -100.00
2017-11-08 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 13 13 0.00 0 0
2017-11-13 13F-HR ProShare Advisors LLC 39,483 45,009 14.00 450 479 6.44
2017-11-09 13F-HR JP MORGAN CHASE & CO 372,348 365,948 -1.72 4,244 3,989 -6.01
2017-11-14 13F-HR DRW Securities, LLC 10,000 107
2017-11-13 13F-HR FEDERATED INVESTORS INC /PA/ 1,754 1,958 11.63 20 21 5.00
2017-11-14 13F-HR UBS Group AG 1,318 32,205 2,343.47 15 343 2,186.67
2017-11-13 13F-HR CITIGROUP INC 269 31,620 11,654.65 3 337 11,133.33
2017-11-14 13F-HR Itau Unibanco Holding S.A. 3,718 1,426 -61.65 42 48 14.29
2017-11-09 13F-HR Legal & General Group Plc 10,359 10,828 4.53 118 116 -1.69
2017-11-14 13F-HR VANGUARD GROUP INC 2,511,995 2,765,384 10.09 28,637 29,452 2.85
2017-11-14 13F-HR PDT Partners, LLC 50,000 50,459 0.92 570 537 -5.79
2017-11-08 13F-HR D.A. DAVIDSON & CO. 300 0 -100.00 3 0 -100.00
2017-11-06 13F-HR Bank of New York Mellon Corp 141,799 175,642 23.87 1,616 1,871 15.78
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 69,700 62,700 -10.04 795 668 -15.97
2017-10-23 13F-HR FOX RUN MANAGEMENT, L.L.C. 0 11,900 0 127
2017-11-14 13F-HR GEODE CAPITAL MANAGEMENT, LLC 291,419 316,297 8.54 3,322 3,368 1.38
2017-11-14 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 33,964 35,230 3.73 388 375 -3.35
2017-10-13 13F-HR Daiwa SB Investments Ltd. 14,050 14,050 0.00 160 160 0.00
2017-11-13 13F-HR BLAIR WILLIAM & CO/IL 213,595 221,030 3.48 2,435 2,354 -3.33
2017-11-13 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 72,166 69,133 -4.20 823 736 -10.57
2017-11-15 13F-HR GROUP ONE TRADING, L.P. 0 1,100 0 12
2017-11-14 13F-HR Point72 Asia (Hong Kong) Ltd 112 1
2017-11-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 10,300 10,200 -0.97 117 109 -6.84
2017-11-13 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 165,338 174,478 5.53 1,885 1,859 -1.38
2017-11-14 13F-HR UNITED SERVICES AUTOMOBILE ASSOCIATION 168,995 173,265 2.53 1,927 1,845 -4.26
2017-11-01 13F-HR STATE OF WISCONSIN INVESTMENT BOARD 31,000 31,000 0.00 353 330 -6.52
2017-11-14 13F-HR Clearbridge Investments, LLC 224,101 223,586 -0.23 2,555 2,381 -6.81
2017-11-01 13F-HR First Personal Financial Services 2,188 2,188 0.00 25 23 -8.00
2017-11-14 13F-HR BlackRock Inc. 3,391,670 3,659,222 7.89 38,665 38,970 0.79
2017-11-14 13F-HR BANK OF AMERICA CORP /DE/ 12,286 22,632 84.21 140 241 72.14
2017-10-17 13F-HR Cutler Group LP Put 2,000 0 -100.00 0 0
2017-11-09 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 2,692 2,692 0.00 30 29 -3.33
2017-11-13 13F-HR FMR LLC / Fidelity Management & Research 2,201,759 2,142,459 -2.69 25,100 22,817 -9.10
2017-11-13 13F-HR WELLINGTON MANAGEMENT GROUP LLP 9,675,019 10,015,982 3.52 110,295 106,671 -3.29
2017-11-13 13F-HR/A-1 NORGES BANK 209,177 209,177 0.00 2,366 2,483 4.95
2017-11-06 13F-HR RHUMBLINE ADVISERS 44,889 45,529 1.43 512 485 -5.27
2017-11-14 13F-HR Voya Investment Management LLC 18,935 18,935 0.00 216 202 -6.48
2017-11-14 13F-HR ROYAL BANK OF CANADA 1,876 7,653 307.94 22 82 272.73
2017-10-27 13F-HR Cable Hill Partners, LLC 750 8
2017-11-14 13F-HR MORGAN STANLEY 165,298 211,857 28.17 1,884 2,256 19.75
2017-11-22 13F-HR Chicago Partners Investment Group LLC 2,550 1,275 -50.00 30 14 -53.33
2017-11-14 13F-HR Cubist Systematic Strategies, LLC 0 1,200 0 13
2017-08-14 13F-HR Ghost Tree Capital, LLC 800,000 0 -100.00 8,600 0 -100.00
2017-11-06 13F-HR DekaBank Deutsche Girozentrale 36,200 36,200 0.00 414 409 -1.21
2017-11-06 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 51,200 45,400 -11.33 584 484 -17.12
2017-11-14 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC 25,770 0 -100.00 294 0 -100.00
2017-11-13 13F-HR TEACHERS ADVISORS INC 72,472 75,746 4.52 826 807 -2.30
2017-09-15 SC 13D/A Morningside Venture (VI) Investments Ltd 19,805,532 9,305,532 -53.02
2017-11-14 13F-HR Piermont Capital Management LLC 30,800 0 -100.00 351 0 -100.00
2017-10-17 13F-HR Cutler Group LP Call 1,000 500 -50.00 0 0
2017-10-20 13F-HR MEEDER ASSET MANAGEMENT INC 1,041 237 -77.23 12 3 -75.00
2017-11-14 13F-HR MILLENNIUM MANAGEMENT LLC 55,022 287,450 422.43 627 3,061 388.20
2017-10-25 13F-HR SIMPLEX TRADING, LLC Call 57 223 291.23 8 6 -25.00
2017-11-14 13F-HR STATE STREET CORP 684,699 1,431,659 109.09 7,808 15,247 95.27
2017-07-31 13F-HR Candriam Luxembourg S.C.A. 57,500 0 -100.00 618 0 -100.00
2017-08-14 13F-HR Schonfeld Strategic Advisors LLC 25,091 0 -100.00 270 0 -100.00
2017-11-14 13F-HR SPRINGBOK CAPITAL MANAGEMENT, LLC 0 93 0 1
2017-11-07 13F-HR SG Americas Securities, LLC 0 15,707 0 167
2017-11-08 13F-HR Artal Group S.A. 100,000 200,000 100.00 1,140 2,130 86.84
2017-11-13 13F-HR OPPENHEIMER FUNDS INC 816,183 815,914 -0.03 9,304 8,689 -6.61
2017-11-03 13F-HR JENNISON ASSOCIATES LLC 79,727 0 -100.00 909 0 -100.00
2017-11-13 13F-HR NORTHERN TRUST CORP 453,115 470,936 3.93 5,166 5,016 -2.90
2017-11-14 13F-HR Rock Springs Capital Management LP 415,000 415,000 0.00 4,731 4,420 -6.57
2017-11-14 13F-HR CREDIT SUISSE AG/ 14,831 38,490 159.52 169 409 142.01
2017-11-14 13F-HR BARCLAYS PLC 21,621 59,421 174.83 246 634 157.72
2017-11-14 13F-HR JACOBS LEVY EQUITY MANAGEMENT, INC 15,200 17,550 15.46 173 187 8.09
2017-11-09 13F-HR Trexquant Investment LP 0 16,471 0 175
2017-11-14 13F-HR FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. 20,351 0 -100.00 232 0 -100.00
2017-10-31 13F-HR Foundry Partners, LLC 111,067 110,743 -0.29 1,266 1,179 -6.87
2017-11-14 13F-HR Crestline Management, LP 109,951 0 -100.00 1,253 0 -100.00
2017-11-14 13F-HR NEXTHERA CAPITAL LP 155,000 0 -100.00 1,767 0 -100.00
2017-11-07 13F-HR Russell Investments Group, Ltd. 35,769 11,633 -67.48 408 124 -69.61
2017-11-09 13F-HR WELLS FARGO & COMPANY/MN 34,439 72,854 111.55 392 776 97.96
2017-10-27 13F-HR VICTORY CAPITAL MANAGEMENT INC 1,051 1,051 0.00 12 11 -8.33
2017-10-16 13F-HR BANK OF MONTREAL /CAN/ 1,156 899 -22.23 13 10 -23.08
2017-11-06 13F-HR Advisor Group, Inc. 0 41 0 0
2017-11-14 13F-HR DEUTSCHE BANK AG\ 492,877 698,782 41.78 5,616 7,440 32.48
2017-10-13 13F-HR NISA INVESTMENT ADVISORS L.L.C. 1,020 1,020 0.00 12 11 -8.33
2017-11-14 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 26,961 26,961 0.00 307 287 -6.51
2017-11-14 13F-HR ZACKS INVESTMENT MANAGEMENT 0 11,049 0 118
2017-11-08 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 0 7,200 0 77
2017-10-17 13F-HR Creative Planning 13,050 10,900 -16.48 149 116 -22.15
2017-11-09 13F-HR AMERICAN INTERNATIONAL GROUP INC 25,256 27,297 8.08 288 291 1.04
2017-11-14 13F-HR PANAGORA ASSET MANAGEMENT INC 897 0 -100.00 10 0 -100.00
2017-11-13 13F-HR Renaissance Technologies LLC 253,700 430,900 69.85 2,892 4,589 58.68
2017-11-14 13F-HR A.R.T. Advisors, LLC 16,000 55,400 246.25 182 590 224.18
2017-11-14 13F-HR BVF INC/IL 300,000 184,764 -38.41 3,420 1,968 -42.46
2017-11-14 13F-HR GOLDMAN SACHS GROUP INC 221,076 193,028 -12.69 2,520 2,056 -18.41
2017-11-13 13F-HR RAYMOND JAMES & ASSOCIATES 23,649 23,449 -0.85 270 250 -7.41
2017-11-09 13F-HR HARVARD MANAGEMENT CO INC 6,518,100 69,418
2017-12-14 13F-HR/A-1 PARAMETRIC PORTFOLIO ASSOCIATES LLC 28,123 26,732 -4.95 321 285 -11.21
2017-11-14 13F-HR TUDOR INVESTMENT CORP ET AL 0 16,706 0 178
2017-11-13 13F-HR ALLIANCEBERNSTEIN L.P. 46,300 46,300 0.00 528 493 -6.63
2017-11-13 13F-HR Allianz Asset Management AG 48,405 516
2017-10-25 13F-HR SIMPLEX TRADING, LLC Put 0 5 0 0
2017-11-14 13F-HR Tower Research Capital LLC (TRC) 900 28 -96.89 10 0 -100.00
2017-11-14 13F-HR VIRTUS ETF ADVISERS LLC 27,878 30,685 10.07 318 327 2.83
2017-11-03 13F-HR ALPS ADVISORS INC 63,106 73,481 16.44 719 783 8.90
2017-10-23 13F-HR Nationwide Fund Advisors 23,112 23,112 0.00 263 246 -6.46
CUSIP: 00739L101