SecurityABX / Barrick Gold Corp. (067901108)
Institutional Owners485
Institutional Shares628,540,348
Institutional Value$ 23,835,495,000 USD

Institutional Stock Ownership and Shareholders

ABX / Barrick Gold Corp. Institutional Ownership

Barrick Gold Corp. (NYSE:ABX) has 485 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 628,540,348 shares. Largest shareholders include Van Eck Associates Corp, Flossbach Von Storch Ag, First Eagle Investment Management, LLC, Franklin Resources Inc, Vanguard Group Inc, Majedie Asset Management Ltd, Royal Bank Of Canada, Ashler Capital Llc, Connor, Clark & Lunn Investment Management Ltd., and BlackRock Group LTD.
Barrick Gold Corp. (NYSE:ABX) ownership structure shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-07-31 13F-HR HUSSMAN STRATEGIC ADVISORS, INC. 650,000 800,000 23.08 8,092 10,504 29.81
2018-08-06 13F-HR Partnervest Advisory Services LLC 1,500 0 -100.00 19 0 -100.00
2018-08-07 13F-HR Marathon Capital Management 10,000 10,000 0.00 124 131 5.65
2018-05-11 13F-HR CITIGROUP INC Put 1,747,000 1,296,200 -25.80 25,349 16,135 -36.35
2018-08-06 13F-HR Tradewinds Capital Management, LLC 1,177 1,177 0.00 15 15 0.00
2018-08-10 13F-HR Highstreet Asset Management Inc. 129,590 107,739 -16.86 1,614 1,415 -12.33
2018-08-07 13F-HR SG Americas Securities, LLC Put 6,456,700 6,650,200 3.00 11,870 7,263 -38.81
2018-08-06 13F-HR TORONTO DOMINION BANK 3,161,934 7,729,036 144.44 39,365 103,335 162.50
2017-08-07 13F-HR Geneva Advisors, LLC 16,236 16,236 0.00 308 258 -16.23
2017-08-08 13F-HR Airain ltd 0 366,524 0 5,831
2018-08-14 13F-HR Game Creek Capital, Lp 25,000 25,000 0.00 311 328 5.47
2018-08-03 13F-HR STATE OF WISCONSIN INVESTMENT BOARD 899,586 940,726 4.57 11,199 12,350 10.28
2018-08-14 13F-HR GOLDMAN SACHS GROUP INC 5,414,961 7,093,932 31.01 67,417 93,144 38.16
2018-08-03 13F-HR Fusion Family Wealth LLC 1,000 1,000 0.00 12 13 8.33
2018-08-13 13F-HR Flinton Capital Management LLC 3,052 3,052 0.00 38 40 5.26
2018-07-09 13F-HR Polaris Wealth Advisers, LLC 1,000 0 -100.00 12 0 -100.00
2018-08-13 13F-HR SCHWARTZ INVESTMENT COUNSEL INC 80,000 80,000 0.00 996 1,050 5.42
2018-08-02 13F-HR Atlantic Trust Group, LLC 17,297 15,494 -10.42 215 203 -5.58
2018-08-14 13F-HR GUARDIAN CAPITAL ADVISORS LP 20,864 19,164 -8.15 346 321 -7.23
2018-10-12 13F-HR Chessman Wealth Strategies Ria 350 4
2018-08-14 13F-HR/A CITADEL ADVISORS LLC Put 5,093,500 4,142,100 -18.68 63,414 54,386 -14.24
2018-08-10 13F-HR Tyers Asset Management LLC 2,398 2,398 0.00 30 31 3.33
2018-08-14 13F-HR Candriam Luxembourg S.C.A. 89,486 24,646 -72.46 1,114 324 -70.92
2018-08-14 13F-HR Jump Trading, LLC Call 57,700 39,900 -30.85 718 524 -27.02
2017-02-10 13F-HR BlackRock Fund Advisors 888,620 864,955 -2.66 15,746 13,822 -12.22
2018-08-13 13F-HR TOCQUEVILLE ASSET MANAGEMENT L.P. 162,127 175,474 8.23 2,018 2,304 14.17
2018-08-14 13F-HR ARGENTIERE CAPITAL AG 89,430 0 -100.00 1,113 0 -100.00
2016-11-14 13F-HR EDMOND DE ROTHSCHILD ASSET MANAGEMENT (FRANCE) 119,000 112,000 -5.88 2,533 1,977 -21.95
2018-08-13 13F-HR CoreCommodity Management, LLC 76,143 89,385 17.39 948 1,174 23.84
2018-07-19 13F-HR BENJAMIN F. EDWARDS & COMPANY, INC. 5,273 5,273 0.00 66 69 4.55
2018-08-13 13F-HR First Eagle Investment Management, LLC 35,547,520 36,642,585 3.08 442,567 481,117 8.71
2018-08-10 13F-HR Shell Asset Management Co 1,097,624 971,324 -11.51 13,664 12,752 -6.67
2018-08-13 13F-HR Lyons Wealth Management, LLC. 14,900 196
2018-08-14 13F-HR Squarepoint Ops LLC 0 794,579 0 10,433
2017-04-07 13F-HR CT Financial Advisors LLC 1,000 1,000 0.00 15,980 18,990 18.84
2018-07-31 13F-HR Marathon Asset Management LLP 5,814,999 6,243,331 7.37 72,398 81,979 13.23
2018-07-17 13F-HR ESSEX INVESTMENT MANAGEMENT CO LLC 182,482 123,990 -32.05 2,272 1,628 -28.35
2018-10-15 13F-HR Winslow, Evans & Crocker, Inc. 7,500 0 -100.00 100 0 -100.00
2018-07-24 13F-HR Unigestion Holding Sa 25,500 335
2018-10-12 13F-HR BANK OF MONTREAL /CAN/ 14,211,980 11,587,318 -18.47 186,603 128,387 -31.20
2018-08-14 13F-HR Wellington Management Group LLP 7,401,773 7,849,335 6.05 92,146 103,052 11.84
2018-08-14 13F-HR ROCKSHELTER CAPITAL MANAGEMENT LLC 50,280 48,980 -2.59 626 643 2.72
2018-08-01 13F-HR WELLS FARGO & COMPANY/MN 920,310 1,121,208 21.83 11,458 14,721 28.48
2018-08-10 13F-HR Avestar Capital, Llc 270 408 51.11 4 4 0.00
2018-08-14 13F-HR CREDIT SUISSE AG/ Call 1,800,000 535,000 -70.28 22,410 7,025 -68.65
2018-07-20 13F-HR BENNICAS & ASSOCIATES, INC. 13,408 13,408 0.00 167 176 5.39
2018-07-25 13F-HR OLD SECOND NATIONAL BANK OF AURORA 300 300 0.00 4 4 0.00
2018-08-14 13F-HR GOLDMAN SACHS GROUP INC Call 545,800 244,900 -55.13 6,795 3,216 -52.67
2018-07-19 13F-HR HUNTINGTON NATIONAL BANK 2,056 2,898 40.95 26 38 46.15
2018-08-03 13F-HR Engineers Gate Manager LP 176,965 15,300 -91.35 2,203 201 -90.88
2018-08-13 13F-HR Laurion Capital Management LP 643,084 721,974 12.27 8,006 9,480 18.41
2018-08-14 13F-HR DIAM Co., Ltd. 160,022 160,022 0.00 1,992 2,032 2.01
2018-08-14 13F-HR Jefferies Group LLC Call 368,200 271,400 -26.29 4,584 3,563 -22.27
2018-08-13 13F-HR OPPENHEIMER FUNDS INC 1,266,000 1,466,000 15.80 15,762 19,249 22.12
2018-08-08 13F-HR Hanson & Doremus Investment Management 800 800 0.00 10 11 10.00
2018-08-13 13F-HR WOLVERINE TRADING, LLC Call 271,500 271,500 0.00 3,380 3,380 0.00
2018-10-11 13F-HR Monument Capital Management 300 3
2018-08-14 13F-HR CAXTON ASSOCIATES LP Call 0 1,000,000 0 13,130
2018-08-10 13F-HR DIMENSIONAL FUND ADVISORS LP 2,640,928 6,285,904 138.02 32,880 82,534 151.02
2018-02-14 13F-HR NUMERIC INVESTORS LLC 15,200 0 -100.00 245 0 -100.00
2018-08-14 13F-HR DEUTSCHE BANK AG\ Call 4,084 84 -97.94 50 1 -98.00
2018-08-07 13F-HR SG Americas Securities, LLC 3,845,561 2,711,248 -29.50 47,877 35,599 -25.64
2018-07-26 13F-HR ADIRONDACK TRUST CO 360 360 0.00 5 5 0.00
2018-08-14 13F-HR ETRADE Capital Management LLC 14,577 16,006 9.80 181 210 16.02
2017-07-27 13F-HR Spot Trading L.l.c. Put 133,900 2,130
2018-10-12 13F-HR BUTENSKY & COHEN FINANCIAL SECURITY, INC 64,017 49,837 -22.15 841 552 -34.36
2018-08-14 13F-HR CREDIT SUISSE AG/ 10,424,171 9,469,201 -9.16 129,782 124,330 -4.20
2018-07-18 13F-HR HIGHLAND CAPITAL MANAGEMENT, LLC 44,803 44,803 0.00 558 588 5.38
2018-08-14 13F-HR WOLVERINE ASSET MANAGEMENT LLC Call 50,000 60,600 21.20 622 795 27.81
2018-08-14 13F-HR PEAK6 Investments, L.P. Put 1,644,100 2,243,500 36.46 20,469 29,457 43.91
2018-08-06 13F-HR Partnervest Advisory Services LLC Call 21,000 0 -100.00 0 0
2018-07-31 13F-HR Front Row Advisors Llc 181 84 -53.59 2 1 -50.00
2018-07-23 13F-HR DUNCKER STREETT & CO INC 1,000 0 -100.00 12 0 -100.00
2018-08-01 13F-HR ASSETMARK, INC 418 4,085 877.27 5 54 980.00
2018-08-14 13F-HR CAPITAL INTERNATIONAL SARL 1,997,400 2,008,400 0.55 24,868 26,370 6.04
2018-08-14 13F-HR CI INVESTMENTS INC. 312,762 0 -100.00 3,894 0 -100.00
2018-07-12 13F-HR Community Bank, N.A. 590 395 -33.05 7 5 -28.57
2018-08-14 13F-HR ROYAL BANK OF CANADA 26,177,524 18,327,812 -29.99 325,910 240,643 -26.16
2018-08-08 13F-HR Russell Investments Group, Ltd. 3,501,891 1,752,504 -49.96 43,586 22,889 -47.49
2018-08-13 13F-HR Wealthcare Advisory Partners LLC 839 807 -3.81 10 11 10.00
2018-08-10 13F-HR Cutler Group LP Put 386,800 388,200 0.36 1,346 1,042 -22.59
2018-07-23 13F-HR FARMERS & MERCHANTS INVESTMENTS INC 84 84 0.00 1 1 0.00
2018-08-10 13F-HR Ashler Capital Llc 10,267,171 18,297,749 78.22 127,826 240,249 87.95
2018-08-14 13F-HR Centaurus Financial, Inc. 846 11
2018-08-09 13F-HR Oxbow Advisors, LLC 108,208 108,811 0.56 1,347 1,429 6.09
2018-08-13 13F-HR CNA FINANCIAL CORP 150,595 150,595 0.00 1,875 1,977 5.44
2018-01-25 13F-HR Concannon Wealth Management, LLC 10,000 10,000 0.00 161 145 -9.94
2017-01-23 13F-HR CenterStar Fund, LLC 0.00 134 269 100.75
2018-09-20 13F-HR Rehmann Capital Advisory Group 28 28 0.00 0 368
2018-08-09 13F-HR Abbot Financial Management, Inc. Call 1,000 13
2017-02-10 13F-HR BlackRock Advisors LLC 972,355 1,765,630 81.58 17,230 28,215 63.76
2018-08-10 13F-HR ENVESTNET ASSET MANAGEMENT INC 1,439 1,587 10.28 18 21 16.67
2018-08-08 13F-HR US BANCORP \DE\ 114,555 117,252 2.35 1,426 1,540 7.99
2018-08-10 13F-HR Compagnie Odier SCA 53,925 60,325 11.87 671 794 18.33
2018-08-13 13F-HR COMMONWEALTH BANK OF AUSTRALIA 156,523 217,407 38.90 1,942 2,852 46.86
2018-08-14 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 4,101,787 4,027,678 -1.81 51,068 52,884 3.56
2017-07-10 13F-HR CAPSTONE ASSET MANAGEMENT CO 72,065 70,705 -1.89 1,369 1,125 -17.82
2018-08-06 13F-HR Sonora Investment Management, LLC 1,000 1,000 0.00 12,450 13 -99.90
2018-08-13 13F-HR Allianz Asset Management AG 2,183,345 2,148,345 -1.60 27,180 28,205 3.77
2018-08-10 13F-HR BROWN ADVISORY INC 46,199 26,465 -42.72 575 347 -39.65
2018-08-01 13F-HR Wagner Wealth Management, Llc 1,000 0 -100.00 12 0 -100.00
2018-08-14 13F-HR UBS Group AG 3,706,290 2,883,397 -22.20 46,143 37,859 -17.95
2018-08-14 13F-HR Invesco Ltd. 3,021,218 1,005,052 -66.73 37,613 13,197 -64.91
2017-05-15 13F-HR Amici Capital, LLC 337,030 0 -100.00 5,386 0 -100.00
2018-08-09 13F-HR STEVENS CAPITAL MANAGEMENT LP 0 120,490 0 1,582
2018-08-13 13F-HR PRINCIPAL FINANCIAL GROUP INC 532,756 551,357 3.49 6,633 7,239 9.14
2018-08-14 13F-HR WOLVERINE ASSET MANAGEMENT LLC Put 150,000 237,600 58.40 1,867 3,119 67.06
2018-08-07 13F-HR Trexquant Investment LP 0 17,057 0 224
2018-08-13 13F-HR Stratos Wealth Partners, LTD. 6,571 0 -100.00 82 0 -100.00
2018-10-10 13F-HR Lourd Capital, LLC 0 13,617 0 151
2018-08-01 13F-HR SYNOVUS FINANCIAL CORP 967 967 0.00 12 13 8.33
2018-08-10 13F-HR Acorn Wealth Advisors, Llc 145 0 -100.00 2 0 -100.00
2017-02-10 13F-HR BlackRock Investment Management, LLC 15,250 15,250 0.00 270 244 -9.63
2018-08-14 13F-HR Adage Capital Partners GP LLC 8,667,062 3,967,062 -54.23 107,905 52,088 -51.73
2018-08-10 13F-HR Investors Research Corp 23,175 23,175 0.00 289 304 5.19
2018-08-09 13F-HR Timber Hill LLC 20,580 20,580 0.00 256 270 5.47
2018-08-14 13F-HR CMT Capital Markets Trading GmbH Put 150,100 150,100 0.00 1,869 1,971 5.46
2018-08-13 13F-HR GROUP ONE TRADING, L.P. 825,124 293,153 -64.47 10,273 3,849 -62.53
2018-08-10 13F-HR CITIGROUP INC Put 1,296,200 1,697,700 30.98 16,135 22,289 38.14
2018-08-10 13F-HR Reilly Herbert Faulkner III 345,263 347,213 0.56 4,299 4,559 6.05
2018-08-14 13F-HR CMT Capital Markets Trading GmbH Call 184,700 176,700 -4.33 2,300 2,320 0.87
2018-08-14 13F-HR ZACKS INVESTMENT MANAGEMENT 479,587 480,651 0.22 5,971 6,311 5.69
2018-07-27 13F-HR Advisory Services Network, LLC 430 430 0.00 5 5 0.00
2018-08-14 13F-HR JP Morgan Chase & Co 2,267,710 2,887,814 27.34 28,233 37,916 34.30
2018-08-14 13F-HR BALYASNY ASSET MANAGEMENT LLC 82,900 80,300 -3.14 1,032 1,054 2.13
2018-08-14 13F-HR D. E. Shaw & Co., Inc. Call 36,400 89,200 145.05 453 1,171 158.50
2018-08-14 13F-HR FRANKLIN RESOURCES INC 30,425,510 34,803,694 14.39 378,798 456,971 20.64
2018-08-09 13F-HR Bollard Group LLC 14,315 14,340 0.17 178 188 5.62
2018-08-10 13F-HR Neuburgh Advisers LLC 3,706 3,706 0.00 46 49 6.52
2018-08-13 13F-HR Neuberger Berman Group LLC 37,261 37,583 0.86 464 494 6.47
2018-08-09 13F-HR Fore Capital, Llc Call 60,000 0 -100.00 747 0 -100.00
2018-08-14 13F-HR BARCLAYS PLC 2,543,151 1,503,154 -40.89 31,661 19,736 -37.66
2018-08-13 13F-HR Quantbot Technologies LP 0 94,489 0 1,240
2018-08-02 13F-HR Oldfield Partners LLP 7,138,271 5,990,771 -16.08 88,889 78,707 -11.45
2018-08-13 13F-HR Axa 227,097 215,841 -4.96 2,827 2,834 0.25
2018-04-18 13F-HR/A FNY Partners Fund LP 30,600 0 -100.00 442 0 -100.00
2018-08-13 13F-HR First City Capital Management, Inc. 0 12,284 0 161
2018-08-13 13F-HR CIBC WORLD MARKETS CORP 503,724 213,212 -57.67 6,271 2,799 -55.37
2018-08-15 13F-HR Krilogy Financial LLC 615 0 -100.00 8 0 -100.00
2018-08-13 13F-HR HONKAMP KRUEGER FINANCIAL SERVICES INC /ADV Call 400 0 -100.00 0 0
2017-07-27 13F-HR Spot Trading L.l.c. 22,028 350
2018-08-14 13F-HR Empyrean Capital Partners, LP 114,000 1,497
2018-08-13 13F-HR Majedie Asset Management Ltd 17,220,115 19,111,957 10.99 214,390 250,940 17.05
2018-08-14 13F-HR Mana Advisors Llc 21,851 0 -100.00 272 0 -100.00
2018-08-14 13F-HR WOLVERINE ASSET MANAGEMENT LLC 93,415 92,537 -0.94 1,163 1,215 4.47
2018-08-14 13F-HR TWO SIGMA SECURITIES, LLC Call 239,200 140,200 -41.39 2,978 1,841 -38.18
2018-08-14 13F-HR Freestone Capital Holdings, LLC 418,953 437,869 4.52 5,216 5,749 10.22
2018-08-10 13F-HR Pacad Investment Ltd. 0 38,500 0 489
2018-08-14 13F-HR HighTower Advisors, LLC 237,515 253,727 6.83 2,940 3,324 13.06
2018-08-01 13F-HR G&s Capital Llc 650 650 0.00 8 9 12.50
2018-08-14 13F-HR Polar Asset Management Partners Inc. Call 174,900 0 -100.00 2,807 0 -100.00
2018-08-14 13F-HR Old West Investment Management, LLC 168,206 684,972 307.22 2,094 8,993 329.47
2018-08-14 13F-HR MEITAV DASH INVESTMENTS LTD 18,541 13,500 -27.19 231 171 -25.97
2018-08-14 13F-HR BlueCrest Capital Management Ltd Call 309,100 700,000 126.46 3,848 9,191 138.85
2018-10-12 13F-HR Livingston Group Asset Management CO (operating as Southport Capital Management) 0 610 0 7
2018-08-14 13F-HR Voya Investment Management LLC 139,370 48,930 -64.89 1,735 642 -63.00
2018-07-30 13F-HR MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 37,041 22,879 -38.23 461 300 -34.92
2018-07-13 13F-HR Truewealth Llc 331 141 -57.40 4 2 -50.00
2018-08-14 13F-HR TWO SIGMA INVESTMENTS LLC Put 112,400 18,800 -83.27 1,399 247 -82.34
2018-08-13 13F-HR EVERGREEN CAPITAL MANAGEMENT LLC 150,375 148,075 -1.53 1,872 1,944 3.85
2018-08-14 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC 242,500 0 -100.00 3,019 0 -100.00
2018-08-14 13F-HR CI INVESTMENTS INC. Call 145,557 213,537 46.70 5,374 4,281 -20.34
2018-08-14 13F-HR Arete Wealth Advisors, LLC 267,280 39,849 -85.09 3,328 523 -84.28
2018-07-30 13F-HR/A Virtu Financial LLC 0 31,552 0 414
2018-08-08 13F-HR Providence Capital Advisors, Llc 25 25 0.00 0 0
2018-08-14 13F-HR BANK OF AMERICA CORP /DE/ Call 1,031,800 834,100 -19.16 12,845 10,952 -14.74
2018-08-13 13F-HR RAYMOND JAMES & ASSOCIATES Call 17,500 17,900 2.29 12 9 -25.00
2018-07-25 13F-HR BESSEMER GROUP INC 1,500 1,370 -8.67 19 18 -5.26
2018-08-15 13F-HR PLATINUM INVESTMENT MANAGEMENT LTD 586,595 586,595 0.00 7,303 7,702 5.46
2018-02-14 13F-HR AHL Partners LLP 955,921 836,130 -12.53 15,381 12,099 -21.34
2018-08-14 13F-HR CAPITAL INTERNATIONAL INC /CA/ 111,100 111,100 0.00 1,383 1,459 5.50
2018-08-14 13F-HR D. E. Shaw & Co., Inc. Put 2,458,900 1,939,700 -21.12 30,613 25,468 -16.81
2018-08-13 13F-HR KOCH INDUSTRIES INC 115,066 0 -100.00 1,433 0 -100.00
2018-07-17 13F-HR Legacy Financial Advisors, Inc. 699 699 0.00 8 9 12.50
2018-09-18 13F-HR/A NORTHERN TRUST CORP 1,040,275 1,183,805 13.80 12,951 15,545 20.03
2018-08-14 13F-HR QS Investors, LLC 22,921 22,921 0.00 285 301 5.61
2018-08-14 13F-HR Jefferies Group LLC Put 1,254,800 1,223,900 -2.46 15,622 16,070 2.87
2018-08-15 13F-HR CASTLEARK MANAGEMENT LLC 92,500 92,500 0.00 1,152 1,215 5.47
2018-08-14 13F-HR D. E. Shaw & Co., Inc. 984,811 773,977 -21.41 12,261 10,162 -17.12
2018-07-30 13F-HR Winthrop Partners - Wny, Llc 200 200 0.00 2,536 2,626 3.55
2018-08-14 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC Put 1,799,900 0 -100.00 22,409 0 -100.00
2018-08-14 13F-HR UNITED CAPITAL FINANCIAL ADVISERS, LLC 0 11,579 0 147
2018-08-14 13F-HR Walleye Trading LLC Call 281,000 65,900 -76.55 3,498 865 -75.27
2018-08-13 13F-HR Mitsubishi UFJ Securities Holdings Co., Ltd. 2,400 0 -100.00 30 0 -100.00
2017-08-14 13F-HR NUMERIC INVESTORS LLC 21,300 21,000 -1.41 404 334 -17.33
2018-08-07 13F-HR Twin Tree Management, LP Call 352,200 0 -100.00 4,385 0 -100.00
2017-02-10 13F-HR BlackRock Group LTD 27,151,429 17,042,206 -37.23 481,123 272,334 -43.40
2018-08-13 13F-HR TLP GROUP LLC 1,660 0 -100.00 21 0 -100.00
2018-07-20 13F-HR Steward Partners Investment Advisory, Llc 400 400 0.00 4 5 25.00
2018-07-19 13F-HR FRED ALGER MANAGEMENT INC 298 0 -100.00 4 0 -100.00
2018-08-14 13F-HR CAPITAL FUND MANAGEMENT S.A. Put 219,600 218,000 -0.73 2,734 2,862 4.68
2018-08-14 13F-HR Sciencast Management LP 50,609 0 -100.00 661 0 -100.00
2018-05-11 13F-HR CITIGROUP INC Call 1,609,400 1,778,100 10.48 23,352 22,132 -5.22
2018-08-10 13F-HR LOEWS CORP Call 100,000 100,000 0.00 1,245 1,313 5.46
2018-08-10 13F-HR ARIEL INVESTMENTS, LLC 690,291 689,855 -0.06 8,594 9,058 5.40
2018-08-14 13F-HR BlueCrest Capital Management Ltd 68,289 0 -100.00 850 0 -100.00
2018-08-14 13F-HR Marshall Wace North America L.P. 17,172 0 -100.00 214 0 -100.00
2018-07-13 13F-HR Creative Financial Designs Inc /adv 1,057 1,058 0.09 13 14 7.69
2018-08-14 13F-HR Lombard Odier Asset Management (USA) Corp Call 60,000 0 -100.00 747 0 -100.00
2018-08-10 13F-HR Investec Asset Management LTD 1,436,227 1,760,705 22.59 17,881 23,117 29.28
2018-07-20 13F-HR MCF Advisors LLC 682 1,364 100.00 8 17 112.50
2018-08-14 13F-HR NGAM ADVISORS, L.P. 23,248 305
2018-08-14 13F-HR Orbis Allan Gray Ltd 2,726,048 2,969,247 8.92 33,939 38,986 14.87
2018-08-10 13F-HR MUFG Americas Holdings Corp 1,500 4,600 206.67 19 60 215.79
2018-07-30 13F-HR Parallel Advisors, LLC 1,755 821 -53.22 22 10 -54.55
2018-08-20 13F-HR Atlantic Trust, LLC 0 100 0 1
2018-08-20 13F-HR MASSMUTUAL TRUST CO FSB/ADV 720 61 -91.53 8,964 801 -91.06
2018-08-06 13F-HR FTB Advisors, Inc. 483 483 0.00 5 6 20.00
2018-08-06 13F-HR Mcilrath & Eck, Llc 300 300 0.00 4 4 0.00
2018-08-14 13F-HR GOLDMAN SACHS GROUP INC Put 731,100 560,500 -23.33 9,102 7,359 -19.15
2018-08-09 13F-HR CIBC Asset Management Inc 2,921,276 4,837,174 65.58 36,338 63,555 74.90
2017-01-23 13F-HR CenterStar Fund, LLC Put 67
2018-08-10 13F-HR HSBC HOLDINGS PLC Call 789,500 295,000 -62.63 9,821 3,873 -60.56
2018-08-10 13F-HR O'SHAUGHNESSY ASSET MANAGEMENT, LLC 700,933 700,933 0.00 8,726 9,137 4.71
2018-10-15 13F-HR Nikko Asset Management Americas, Inc. 914,831 584,268 -36.13 12,012 6,491 -45.96
2018-08-13 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC 522,759 733,925 40.39 6,508 9,636 48.06
2018-07-17 13F-HR DORCHESTER WEALTH MANAGEMENT Co 55,782 53,783 -3.58 694 705 1.59
2018-08-13 13F-HR BOKF, NA 31,487 413
2018-08-14 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ 5,933,065 10,236,351 72.53 73,867 134,403 81.95
2018-08-17 13F-HR/A NOMURA HOLDINGS INC 26,770 184,254 588.29 333 2,420 626.73
2018-08-15 13F-HR Lingohr & Partner Asset Management GmbH 23,800 23,800 0.00 296 313 5.74
2018-08-10 13F-HR Summit Trail Advisors, Llc 17,168 0 -100.00 17 0 -100.00
2018-07-27 13F-HR CULLEN/FROST BANKERS, INC. 50,243 42,190 -16.03 626 554 -11.50
2018-08-10 13F-HR Pictet North America Advisors SA 105,065 65,000 -38.13 1,308 853 -34.79
2018-08-13 13F-HR Mn Services Vermogensbeheer B.V. 181,380 181,380 0.00 2,911 3,132 7.59
2018-08-14 13F-HR Jefferies Group LLC 150,673 483,779 221.08 1,876 6,352 238.59
2018-08-14 13F-HR Walleye Trading LLC 501,793 181,412 -63.85 6,247 2,382 -61.87
2018-08-14 13F-HR Virtue Capital Management, Llc 915 0 -100.00 12 0 -100.00
2018-07-26 13F-HR Plante Moran Financial Advisors, LLC 854 854 0.00 11 11 0.00
2018-08-14 13F-HR Telemetry Investments, L.L.C. 15,000 15,000 0.00 187 197 5.35
2018-04-18 13F-HR Integral Derivatives, LLC 38,685 38,621 -0.17 560 481 -14.11
2017-08-11 13F-HR FT Options LLC Put 33,500 0 -100.00 24 0 -100.00
2018-08-14 13F-HR Parallax Volatility Advisers, L.P. Put 2,385,000 1,124,900 -52.83 29,694 14,770 -50.26
2018-08-14 13F-HR EDMOND DE ROTHSCHILD HOLDING S.A. 188,090 185,100 -1.59 2,342 2,422 3.42
2018-08-14 13F-HR Parallax Volatility Advisers, L.P. 1,573,313 668,349 -57.52 19,588 8,775 -55.20
2018-07-19 13F-HR EXANE DERIVATIVES Call 1,000 0 -100.00 6,500 0 -100.00
2018-08-14 13F-HR JP Morgan Chase & Co Put 3,227,900 2,875,400 -10.92 40,187 37,754 -6.05
2018-07-26 13F-HR FIRST INTERSTATE BANK 2,200 2,200 0.00 27 29 7.41
2018-10-09 13F-HR Guidant Wealth Advisors 140 140 0.00 1 1 0.00
2018-08-10 13F-HR STEPHENS INC /AR/ 37,344 36,652 -1.85 465 481 3.44
2018-07-17 13F-HR MEAG MUNICH ERGO KAPITALANLAGEGESELLSCHAFT MBH 208,581 65,673 -68.51 2,575 843 -67.26
2018-08-14 13F-HR SIGNATUREFD, LLC 5,437 6,455 18.72 68 85 25.00
2018-08-02 13F-HR Wellington Shields & Co., LLC 76,000 0 -100.00 946 0 -100.00
2018-05-11 13F-HR CITIGROUP INC 2,079,759 2,036,135 -2.10 30,178 25,346 -16.01
2018-08-13 13F-HR BlueMountain Capital Management, LLC 0 60,195 0 790
2018-08-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 6,658,090 6,726,165 1.02 82,893 88,315 6.54
2018-10-04 13F-HR CENTRAL TRUST Co 100 350 250.00 1 4 300.00
2018-08-14 13F-HR TWO SIGMA INVESTMENTS LLC Call 182,400 27,100 -85.14 2,271 356 -84.32
2018-10-15 13F-HR Greenline Partners, Llc 554,379 568,519 2.55 7,279 6,319 -13.19
2016-11-14 13F-HR Central Square Management LLC Put 114,100 68,400 -40.05 2,436 1,212 -50.25
2018-08-09 13F-HR Paradigm Financial Advisors, LLC 27,334 27,334 0.00 340 358 5.29
2018-08-13 13F-HR Korea Investment CORP 1,583,830 1,384,930 -12.56 19,717 18,182 -7.79
2018-08-03 13F-HR Financial Architects, Inc 6,100 6,100 0.00 76 80 5.26
2018-08-14 13F-HR DekaBank Deutsche Girozentrale 360,793 360,999 0.06 4,466 4,595 2.89
2017-07-06 13F-HR Independent Portfolio Consultants, Inc. 2,090 1,620 -22.49 40 26 -35.00
2018-08-08 13F-HR FLOSSBACH VON STORCH AG Call 2,500 2,800 12.00 3,113 3,676 18.09
2018-07-30 13F-HR ANTIPODES PARTNERS Ltd 4,167,156 4,095,675 -1.72 51,881 53,776 3.65
2018-08-13 13F-HR Laurion Capital Management LP Call 340,000 340,000 0.00 4,234 4,465 5.46
2018-08-15 13F-HR JANE STREET GROUP, LLC Put 308,600 0 -100.00 3,842 0 -100.00
2018-07-30 13F-HR SIMPLEX TRADING, LLC Call 403 95 -76.43 30 124 313.33
2018-08-13 13F-HR OREGON PUBLIC EMPLOYEES RETIREMENT FUND 472,020 0 -100.00 5,876 0 -100.00
2018-08-09 13F-HR Private Advisor Group, LLC 27,371 25,961 -5.15 341 341 0.00
2018-07-24 13F-HR Global Thematic Partners, LLC 10,284 10,284 0.00 128 135 5.47
2018-08-13 13F-HR AMP Capital Investors Ltd 368,281 363,426 -1.32 4,566 4,772 4.51
2018-08-10 13F-HR HSBC HOLDINGS PLC Put 422,400 405,000 -4.12 5,254 5,317 1.20
2018-10-11 13F-HR North Star Investment Management Corp. 712 712 0.00 9 8 -11.11
2018-08-02 13F-HR Chevy Chase Trust Holdings, Inc. 0 2,424 0 32
2018-10-12 13F-HR BANK OF MONTREAL /CAN/ Put 571,600 421,600 -26.24 7,505 4,671 -37.76
2018-10-10 13F-HR Uncommon Cents Investing Llc 83,425 82,325 -1.32 1,095 912 -16.71
2018-08-16 13F-HR Global X Management CO LLC 59,852 449,565 651.13 745 5,903 692.35
2018-08-03 13F-HR Seacrest Wealth Management, Llc 973 1,186 21.89 12 16 33.33
2018-08-14 13F-HR Capital Markets Trading Uk Llp Put 988,900 831,400 -15.93 12,312 10,916 -11.34
2018-07-16 13F-HR WELCH & FORBES LLC 50,973 49,273 -3.34 634 647 2.05
2018-08-14 13F-HR Holistic Financial Partners 377 0 -100.00 5 0 -100.00
2018-07-11 13F-HR GATEWAY INVESTMENT ADVISERS LLC 29,474 31,018 5.24 367 407 10.90
2018-08-02 13F-HR Cheyne Capital Management (UK) LLP 25,000 25,000 0.00 311 328 5.47
2018-08-14 13F-HR Patriot Financial Group Insurance Agency, LLC 2,312 1,305 -43.56 29 17 -41.38
2018-08-14 13F-HR Gotham Asset Management, LLC 571,825 531,491 -7.05 7,119 6,978 -1.98
2018-08-10 13F-HR HSBC HOLDINGS PLC 2,335,874 1,257,511 -46.17 29,055 16,494 -43.23
2018-08-14 13F-HR Moors & Cabot, Inc. 0 13,070 0 174
2018-08-13 13F-HR Advisor Group, Inc. 24,375 25,313 3.85 303 332 9.57
2018-08-07 13F-HR Quad-cities Investment Group, Llc 400 5
2018-08-14 13F-HR Paloma Partners Management Co Put 11,800 65,400 454.24 147 859 484.35
2018-08-06 13F-HR QCI ASSET MANAGEMENT INC/NY 6,250 6,250 0.00 78 82 5.13
2018-08-08 13F-HR Point View Wealth Management, Inc. 78,896 77,521 -1.74 982 1,018 3.67
2018-08-08 13F-HR FLOSSBACH VON STORCH AG 42,523,724 48,397,134 13.81 529,420 635,457 20.03
2018-08-14 13F-HR UBS Group AG Call 68,615 409,500 496.81 854 5,377 529.63
2018-08-14 13F-HR Cipher Capital LP 67,805 86,913 28.18 844 1,141 35.19
2018-08-06 13F-HR STRS OHIO 1,297,500 1,297,500 0.00 16,153 17,036 5.47
2018-08-03 13F-HR AlphaMark Advisors, LLC 100 100 0.00 1 1 0.00
2018-08-03 13F-HR WEDBUSH SECURITIES INC 19,288 25,246 30.89 240 331 37.92
2018-10-10 13F-HR Cordasco Financial Network 106 106 0.00 1 1 0.00
2018-08-14 13F-HR Her Majesty the Queen in Right of the Province of Alberta as represented by Alberta Investment Management Corp 3,829,100 2,447,500 -36.08 61,457 42,268 -31.22
2017-01-23 13F-HR CenterStar Fund, LLC Call 2
2018-08-14 13F-HR Kopernik Global Investors, LLC 4,653,947 4,728,330 1.60 57,942 62,083 7.15
2018-08-07 13F-HR Van Hulzen Asset Management, LLC 12,400 12,400 0.00 154 163 5.84
2018-08-14 13F-HR BARCLAYS PLC Call 552,400 455,000 -17.63 6,877 5,974 -13.13
2018-08-14 13F-HR Tower Research Capital LLC (TRC) 694 34,670 4,895.68 9 455 4,955.56
2018-08-13 13F-HR WOLVERINE TRADING, LLC Put 372,100 372,100 0.00 4,633 4,633 0.00
2018-08-08 13F-HR AMERICAN CENTURY COMPANIES INC 2,007,412 2,137,412 6.48 24,992 28,064 12.29
2018-08-13 13F-HR Mandatum Life Insurance Co Ltd 0 1,070 0 14
2017-02-10 13F-HR BlackRock Institutional Trust Company, N.A. 2,261,998 2,463,759 8.92 40,083 39,371 -1.78
2018-08-14 13F-HR CAXTON ASSOCIATES LP 0 700,000 0 9,191
2017-08-11 13F-HR FT Options LLC 13,510 0 -100.00 257 0 -100.00
2018-08-14 13F-HR AMERIPRISE FINANCIAL INC 70,490 71,492 1.42 877 938 6.96
2018-10-09 13F-HR NEXT Financial Group, Inc 0 300 0 3
2018-10-12 13F-HR PITTENGER & ANDERSON INC 1,270 0 -100.00 17 0 -100.00
2018-07-30 13F-HR Aperio Group, LLC 586,269 736,741 25.67 7,299 9,673 32.53
2018-08-10 13F-HR GABELLI FUNDS LLC 1,797,091 1,919,752 6.83 22,374 25,206 12.66
2017-01-13 13F-HR MetLife Securities, Inc 17,940 15,699 -12.49 318 251 -21.07
2018-08-08 13F-HR PINNACLE ASSOCIATES LTD 22,055 22,655 2.72 275 297 8.00
2018-08-03 13F-HR THOMPSON DAVIS & CO., INC. 1,008 1,008 0.00 13 13 0.00
2018-08-08 13F-HR QUADRANT CAPITAL GROUP LLC 1,726 4,549 163.56 18 52 188.89
2018-08-13 13F-HR Laurion Capital Management LP Put 900,000 900,000 0.00 11,206 11,818 5.46
2018-08-14 13F-HR FLAGSHIP HARBOR ADVISORS, LLC 1,486 19
2018-07-16 13F-HR Bristol Advisors, LLC Call 23,200 9
2018-08-09 13F-HR BANQUE PICTET & CIE SA 129,786 89,721 -30.87 1,616 1,178 -27.10
2018-08-14 13F-HR Paloma Partners Management Co Call 15,200 61,400 303.95 189 806 326.46
2018-08-14 13F-HR ROYAL BANK OF CANADA Call 307,300 1,100 -99.64 3,826 14 -99.63
2018-07-25 13F-HR BNP PARIBAS ARBITRAGE, SA Call 1,989,700 24,370 -98.78 24,771,765 31,997,810 29.17
2018-08-15 13F-HR SALEM INVESTMENT COUNSELORS INC 260 0 -100.00 3 0 -100.00
2018-10-10 13F-HR CLINTON GROUP INC 369,447 0 -100.00 4,850,839 0 -100.00
2018-08-14 13F-HR SUMITOMO MITSUI FINANCIAL GROUP, INC. 0 2,000 0 25
2018-08-14 13F-HR FIFTH THIRD BANCORP 1,100 1,400 27.27 14 18 28.57
2018-07-16 13F-HR Bristol Advisors, LLC Put 23,200 2
2018-08-13 13F-HR BB&T SECURITIES, LLC Call 32,000 30,500 -4.69 398 400 0.50
2018-08-02 13F-HR Genovese Burford & Brothers Wealth & Retirement Plan Management, LLC 300 300 0.00 4 4 0.00
2018-08-07 13F-HR LEVIN CAPITAL STRATEGIES, L.P. 728,065 715,430 -1.74 9,064 9,394 3.64
2018-08-13 13F-HR Talara Capital Management, LLC 181,249 190,835 5.29 2,257 2,506 11.03
2018-08-08 13F-HR 10-15 ASSOCIATES, INC. 363,770 364,180 0.11 4,529 4,782 5.59
2018-08-10 13F-HR OPPENHEIMER & CO INC 92,774 78,638 -15.24 1,156 1,033 -10.64
2018-08-02 13F-HR Blume Capital Management, Inc. 300 0 -100.00 3 0 -100.00
2018-10-15 13F-HR FIRST MANHATTAN CO 3,916 3,417 -12.74 51 37 -27.45
2018-08-14 13F-HR CREDIT SUISSE AG/ Put 2,996,100 1,015,000 -66.12 37,301 13,327 -64.27
2018-08-13 13F-HR CIBC WORLD MARKETS CORP Call 800,000 800,000 0.00 9,960 10,504 5.46
2018-10-09 13F-HR Addison Capital Co 12,202 12,152 -0.41 160 135 -15.62
2018-08-01 13F-HR PCJ Investment Counsel Ltd. 1,139,748 1,138,218 -0.13 14,189 14,943 5.31
2018-08-10 13F-HR LOEWS CORP 918,005 918,005 0.00 11,429 12,053 5.46
2018-08-14 13F-HR AQR CAPITAL MANAGEMENT LLC 1,468,529 1,573,593 7.15 18,282 20,660 13.01
2018-08-14 13F-HR CAPITAL GUARDIAN TRUST CO 628,800 579,300 -7.87 7,829 7,606 -2.85
2018-08-17 13F-HR/A NOMURA HOLDINGS INC Put 100,000 0 -100.00 1,447 0 -100.00
2018-08-10 13F-HR RIVERHEAD CAPITAL MANAGEMENT LLC 1,900 1,900 0.00 24 25 4.17
2018-08-14 13F-HR JP Morgan Chase & Co Call 940,500 980,500 4.25 11,709 12,874 9.95
2018-07-30 13F-HR SIMPLEX TRADING, LLC Put 435 424 -2.53 156 556 256.41
2018-08-10 13F-HR Cutler Group LP Call 65,700 78,000 18.72 9 22 144.44
2018-07-23 13F-HR BerganKDV Wealth Management, LLC 1,000 13
2018-08-13 13F-HR Bridgewater Associates, LP 157,876 507,501 221.46 1,965 6,663 239.08
2018-08-14 13F-HR Natixis 244,234 15,600 -93.61 3,041 205 -93.26
2018-08-14 13F-HR Resources Investment Advisors, Inc. 5,501 7,689 39.77 68 101 48.53
2018-08-07 13F-HR Northern Cross, LLC 396,869 0 -100.00 4,941 0 -100.00
2018-07-11 13F-HR TRUST CO OF VERMONT 900 900 0.00 11 12 9.09
2018-08-13 13F-HR Baird Financial Group, Inc. 19,095 16,520 -13.49 238 217 -8.82
2017-05-01 13F-HR Spot Trading L.L.C Put 230,600 163,500 -29.10 3,685 3,105 -15.74
2018-08-14 13F-HR Paloma Partners Management Co 41,230 103,438 150.88 514 1,358 164.20
2018-10-10 13F-HR/A SANDERS MORRIS HARRIS INC. 215,500 205,500 -4.64 2,829 2,277 -19.51
2018-07-27 13F-HR ENTERPRISE FINANCIAL SERVICES CORP 611 848 38.79 8 11 37.50
2018-08-10 13F-HR ONTARIO TEACHERS PENSION PLAN BOARD 0 16,434 0 216
2018-08-01 13F-HR Connor, Clark & Lunn Investment Management Ltd. 17,981,863 17,644,954 -1.87 223,858 231,653 3.48
2018-08-14 13F-HR Capital Markets Trading Uk Llp 103,961 113,730 9.40 1,294 1,493 15.38
2018-10-05 13F-HR FOX RUN MANAGEMENT, L.L.C. 10,017 0 -100.00 132 0 -100.00
2018-08-07 13F-HR SG Americas Securities, LLC Call 405,700 200,000 -50.70 75 16 -78.67
2018-08-03 13F-HR Boston Partners 10,079,418 9,927,911 -1.50 125,489 130,354 3.88
2018-08-13 13F-HR WOLVERINE TRADING, LLC 233,133 233,133 0.00 2,903 2,903 0.00
2018-08-13 13F-HR BB&T SECURITIES, LLC 32,248 25,935 -19.58 401 340 -15.21
2018-08-14 13F-HR Alpha Omega Wealth Management LLC 2,000 26
2018-08-14 13F-HR Cubist Systematic Strategies, LLC 0 122,228 0 1,605
2018-08-14 13F-HR PRUDENTIAL PLC 7,786,695 7,420,678 -4.70 96,944 97,434 0.51
2018-08-08 13F-HR Cypress Capital Management LLC (WY) 0 21,865 0 287
2018-08-15 13F-HR JANE STREET GROUP, LLC 473,267 393,019 -16.96 5,892 5,160 -12.42
2018-05-11 13F-HR HSBC HOLDINGS PLC Put 396,000 422,400 6.67 5,730 5,254 -8.31
2018-08-14 13F-HR AE Wealth Management LLC 10,094 10,667 5.68 126 140 11.11
2018-08-09 13F-HR GSA CAPITAL PARTNERS LLP 16,602 0 -100.00 207 0 -100.00
2018-08-14 13F-HR Capital Innovations LLC 49,700 57,030 14.75 618 749 21.20
2018-08-06 13F-HR Cedar Wealth Management, LLC 24,704 24,704 0.00 308 324 5.19
2018-08-02 13F-HR JENNISON ASSOCIATES LLC 15,368 28,508 85.50 191 374 95.81
2018-08-10 13F-HR Canal Insurance CO 100,000 100,000 0.00 1,245 1,313 5.46
2018-07-24 13F-HR Janney Montgomery Scott LLC 28,965 30,603 5.66 361 402 11.36
2018-08-10 13F-HR CITIGROUP INC Call 1,778,100 1,973,700 11.00 22,132 25,912 17.08
2018-08-13 13F-HR VAN ECK ASSOCIATES CORP 58,477,437 52,593,728 -10.06 728,044 690,556 -5.15
2018-07-19 13F-HR JAMES INVESTMENT RESEARCH INC 693,320 669,993 -3.36 8,631 8,797 1.92
2018-07-25 13F-HR BNP PARIBAS ARBITRAGE, SA Put 3,166,700 22,048 -99.30 39,425,415 28,949,024 -26.57
2018-08-08 13F-HR Ausdal Financial Partners, Inc. Call 25,000 25,000 0.00 4 2 -50.00
2018-07-26 13F-HR Advisornet Financial, Inc 433 433 0.00 5 6 20.00
2018-08-03 13F-HR VIRGINIA RETIREMENT SYSTEMS ET AL 34,500 350,000 914.49 429 4,595 971.10
2018-07-26 13F-HR Lenox Wealth Management, Inc. 270 270 0.00 3 4 33.33
2018-08-16 13F-HR/A BANK OF NOVA SCOTIA 3,258,679 3,537,566 8.56 40,562 46,260 14.05
2018-05-11 13F-HR HSBC HOLDINGS PLC Call 131,600 789,500 499.92 1,904 9,821 415.81
2018-10-16 13F-HR FIRST HAWAIIAN BANK 59 1
2018-07-25 13F-HR BNP PARIBAS ARBITRAGE, SA 2,358,698 995,627 -57.79 29,365,790 13,072,583 -55.48
2018-07-20 13F-HR Creative Planning 47,669 22,377 -53.06 593 294 -50.42
2018-08-14 13F-HR LPL Financial LLC 153,980 221,472 43.83 1,917 2,908 51.70
2018-08-13 13F-HR Asset Dedication, LLC 760 760 0.00 9 10 11.11
2018-07-30 13F-HR Ballew Advisors, Inc 2,375 2,379 0.17 30 31 3.33
2018-08-10 13F-HR HENDERSON GROUP PLC 1,307,040 308,817 -76.37 16,271 4,057 -75.07
2018-08-01 13F-HR AVIVA PLC 594,333 585,398 -1.50 7,391 7,659 3.63
2017-02-07 13F-HR FIRST NEW YORK SECURITIES LLC /NY 5,500 0 -100.00 97,460 0 -100.00
2018-08-13 13F-HR Marino, Stram & Associates Llc 2,019 2,088 3.42 25 27 8.00
2018-08-09 13F-HR West Family Investments, Inc. 582,197 582,197 0.00 7,248 7,644 5.46
2018-08-13 13F-HR GROUP ONE TRADING, L.P. Put 1,574,900 961,000 -38.98 19,608 12,618 -35.65
2018-08-09 13F-HR Arlington Capital Management, Inc. 16,532 0 -100.00 206 0 -100.00
2018-08-10 13F-HR LOEWS CORP Put 200,000 200,000 0.00 2,490 2,626 5.46
2018-08-10 13F-HR Proficio Capital Partners LLC 880 1,007 14.43 11 13 18.18
2018-08-14 13F-HR One Wealth Advisors, Llc 291 291 0.00 4 4 0.00
2018-08-13 13F-HR CONTINENTAL ADVISORS LLC Call 450,000 280,000 -37.78 5,603 3,676 -34.39
2018-08-13 13F-HR HAP Trading, LLC Put 15,600 34,600 121.79 39 57 46.15
2018-07-17 13F-HR Signature Wealth Management Group 100 100 0.00 1 1 0.00
2018-08-14 13F-HR STATE STREET CORP 1,044,776 1,196,761 14.55 13,007 15,714 20.81
2018-08-13 13F-HR GoodHaven Capital Management, LLC 1,631,420 1,631,265 -0.01 20,311 21,419 5.46
2018-07-26 13F-HR OLD NATIONAL BANCORP /IN/ 15,769 15,249 -3.30 196 201 2.55
2018-08-14 13F-HR Jump Trading, LLC Put 65,900 15,900 -75.87 820 209 -74.51
2018-08-01 13F-HR COMERICA BANK 110,722 68,718 -37.94 1,475 870 -41.02
2018-07-30 13F-HR First Capital Advisors Group, LLC. 268 0 -100.00 3 0 -100.00
2018-08-16 13F-HR/A BANK OF NOVA SCOTIA Call 0 20,000 0 263
2018-10-15 13F-HR TOTH FINANCIAL ADVISORY CORP Call 200 0 -100.00 3 0 -100.00
2018-08-13 13F-HR PIONEER INVESTMENT MANAGEMENT INC 1,738,263 2,098,576 20.73 21,641 27,556 27.33
2017-08-18 13F-HR WFG Advisors, LP Call 10,000 4
2018-08-03 13F-HR Cable Hill Partners, LLC 286 286 0.00 4 4 0.00
2018-08-10 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 34,400 32,156 -6.52 429 422 -1.63
2018-07-31 13F-HR Commonwealth Equity Services, Llc. 109,768 360,638 228.55 1,366 4,735 246.63
2018-08-13 13F-HR Covington Capital Management 17,850 17,850 0.00 222 234 5.41
2018-07-26 13F-HR REGIONS FINANCIAL CORP 1,300 640 -50.77 16 8 -50.00
2018-08-14 13F-HR Lombard Odier Asset Management (USA) Corp Put 1,000,000 13,130
2018-08-14 13F-HR/A CITADEL ADVISORS LLC 5,225,300 3,928,359 -24.82 65,055 51,580 -20.71
2018-08-14 13F-HR Man Group plc 43,547 24,432 -43.90 542 321 -40.77
2018-08-07 13F-HR Convergence Investment Partners, LLC 386 0 -100.00 5 0 -100.00
2018-08-22 13F-HR Mount Yale Investment Advisors, Llc 5,366 5,394 0.52 67 71 5.97
2018-07-27 13F-HR Burt Wealth Advisors 159 159 0.00 2 2 0.00
2018-08-13 13F-HR Simmons Bank 17,100 18,475 8.04 212 241 13.68
2018-08-10 13F-HR Mosaic Family Wealth, LLC 685 685 0.00 9 9 0.00
2018-07-30 13F-HR SIMPLEX TRADING, LLC 0 22,563 0 296
2017-07-27 13F-HR Spot Trading L.l.c. Call 46,600 741
2018-10-04 13F-HR West Oak Capital, LLC 1,000 0 -100.00 13,130 0 -100.00
2018-08-15 13F-HR SENTINEL TRUST CO LBA 271,100 151,425 -44.14 3,375 1,988 -41.10
2018-08-15 13F-HR Pin Oak Investment Advisors Inc 65 65 0.00 1 1 0.00
2018-08-02 13F-HR/A ALPS ADVISORS INC 591,724 596,422 0.79 7,367 7,831 6.30
2018-10-03 13F-HR Centre Asset Management, LLC 0 628,180 0 6,960
2018-08-13 13F-HR PICTET ASSET MANAGEMENT LTD 397 397 0.00 5 5 0.00
2018-08-14 13F-HR BROWN BROTHERS HARRIMAN & CO 204 204 0.00 3 3 0.00
2018-08-13 13F-HR Hilton Capital Management, LLC 200 3
2017-10-31 13F-HR Barrington Strategic Wealth Management Group LLC 73,555 73,116 -0.60 1,170 1,176 0.51
2018-08-02 13F-HR Fiera Capital Corp 449,323 341,801 -23.93 5,589 4,491 -19.65
2017-08-11 13F-HR FT Options LLC Call 13,700 0 -100.00 4 0 -100.00
2018-08-02 13F-HR Sigma Planning Corp 11,387 10,008 -12.11 142 131 -7.75
2018-08-13 13F-HR CONTINENTAL ADVISORS LLC 219,500 200,000 -8.88 2,733 2,626 -3.92
2018-07-05 13F-HR Gulf International Bank (UK) Ltd 358,535 374,745 4.52 4,460 4,927 10.47
2018-08-13 13F-HR HAP Trading, LLC 92,074 0 -100.00 1,146 0 -100.00
2018-05-11 13F-HR HSBC HOLDINGS PLC 3,173,726 2,335,874 -26.40 45,958 29,055 -36.78
2018-08-13 13F-HR ALLIANCEBERNSTEIN L.P. 366,138 396,837 8.38 4,558 5,210 14.30
2018-10-11 13F-HR World Asset Management Inc 34,960 29,697 -15.05 459 329 -28.32
2018-08-03 13F-HR BOSTON FINANCIAL MANGEMENT INC /MA 23,000 24,000 4.35 286 315 10.14
2017-02-10 13F-HR BlackRock Japan Co. Ltd 1,110,220 1,187,191 6.93 19,673 18,971 -3.57
2018-08-09 13F-HR BlackRock Inc. 3,330,771 3,342,272 0.35 41,468 43,884 5.83
2018-08-14 13F-HR CAPITAL INTERNATIONAL LTD /CA/ 121,242 121,242 0.00 1,509 1,592 5.50
2018-10-10 13F-HR ARROW FINANCIAL CORP 300 300 0.00 4 3 -25.00
2018-08-09 13F-HR Cumberland Partners Ltd 0 50,200 0 666
2018-08-10 13F-HR Cambridge Investment Research Advisors, Inc. 54,154 61,740 14.01 674 811 20.33
2018-08-06 13F-HR Belpointe Asset Management Llc 10,000 0 -100.00 125 0 -100.00
2018-08-03 13F-HR SEI INVESTMENTS CO 2,103 7,408 252.26 26 97 273.08
2018-08-13 13F-HR Westside Investment Management, Inc. 595 595 0.00 7,508 7,806 3.97
2018-08-09 13F-HR Bay Colony Advisory Group, Inc D/b/a Bay Colony Advisors 1,102 14
2017-02-15 13F-HR OLD MISSION CAPITAL, LLC 45,417 726
2018-10-03 13F-HR/A Sound Income Strategies, Llc 5 0
2018-08-14 13F-HR Apriem Advisors 0 3,300 0 43
2018-08-14 13F-HR State of Tennessee, Treasury Department 918,079 918,079 0.00 11,426 12,052 5.48
2017-02-10 13F-HR Pyrrho Capital Management, LP 92,000 1,470
2018-08-14 13F-HR VANGUARD GROUP INC 29,834,717 30,968,523 3.80 371,443 406,617 9.47
2018-08-08 13F-HR KEYBANK NATIONAL ASSOCIATION/OH 12,387 12,257 -1.05 154 161 4.55
2018-04-18 13F-HR Integral Derivatives, LLC Put 189,000 36,100 -80.90 2,735 449 -83.58
2017-08-14 13F-HR I.G. INVESTMENT MANAGEMENT, LTD. 183,500 131,358 -28.42 3,484 2,090 -40.01
2018-08-08 13F-HR Contrarius Investment Management Ltd 2,607,759 1,519,695 -41.72 32,467 19,954 -38.54
2018-08-10 13F-HR Cutler Group LP 331,944 361,581 8.93 4,132 4,747 14.88
2018-08-14 13F-HR Strategic Global Advisors, LLC 33,660 442
2018-08-13 13F-HR GROUP ONE TRADING, L.P. Call 697,500 466,400 -33.13 8,684 6,124 -29.48
2018-10-12 13F-HR Perkins Coie Trust Co 38 38 0.00 0 0
2017-08-14 13F-HR Cantab Capital Partners LLP 24,738 20,385 -17.60 470,000 324,000 -31.06
2017-05-01 13F-HR Spot Trading L.L.C 151,171 0 -100.00 2,416 0 -100.00
2017-03-16 13F-HR ISRAEL DISCOUNT BANK OF NEW YORK /GFN 241 4
2018-08-13 13F-HR APG Asset Management N.V. 8,742,285 6,937,922 -20.64 88,492 78,014 -11.84
2018-08-10 13F-HR SENTRY INVESTMENT MANAGEMENT LLC 221,854 0 -100.00 2,762 0 -100.00
2018-08-14 13F-HR Ionic Capital Management LLC Put 42,500 0 -100.00 529 0 -100.00
2018-08-01 13F-HR BNP Paribas Investment Partners S.A. 30,419 30,419 0.00 379 399 5.28
2018-09-27 13F-HR/A UNITED SERVICES AUTOMOBILE ASSOCIATION 299,465 299,796 0.11 3,728 3,936 5.58
2018-07-31 13F-HR TD ASSET MANAGEMENT INC 9,733,388 9,315,511 -4.29 121,172 122,300 0.93
2018-08-08 13F-HR Private Capital Group, Llc 274 1,021 272.63 3 13 333.33
2018-07-17 13F-HR JNBA Financial Advisors 2,805 2,805 0.00 35 37 5.71
2018-08-07 13F-HR Twin Tree Management, LP 823,133 103,030 -87.48 10,248 1,353 -86.80
2018-07-17 13F-HR Kistler-Tiffany Companies, LLC 206 206 0.00 3 3 0.00
2018-08-07 13F-HR IFP Advisors, Inc 10,437 7,150 -31.49 130 94 -27.69
2018-08-07 13F-HR Twin Tree Management, LP Put 1,151,000 54,500 -95.26 14,330 716 -95.00
2018-08-14 13F-HR BARCLAYS PLC Put 1,965,000 1,260,600 -35.85 24,464 16,551 -32.35
2018-08-02 13F-HR HUDSON CANYON INVESTMENT COUNSELORS LLC 7,650 2,050 -73.20 95 27 -71.58
2018-08-15 13F-HR JANE STREET GROUP, LLC Call 83,200 22,300 -73.20 1,036 293 -71.72
2018-08-09 13F-HR MCCLAIN VALUE MANAGEMENT LLC 149,815 149,525 -0.19 1,865 1,963 5.25
2018-08-14 13F-HR Cetera Advisor Networks LLC 14,042 14,042 0.00 171 185 8.19
2018-07-31 13F-HR Crossmark Global Holdings, Inc. 74,915 46,875 -37.43 933 615 -34.08
2018-08-14 13F-HR Jump Trading, LLC 32,018 8,217 -74.34 399 108 -72.93
2018-08-14 13F-HR Magnetar Financial LLC 0 12,304 0 162
2018-02-13 13F-HR Portfolio Strategies Inc 200 200 0.00 3 3 0.00
2018-08-13 13F-HR FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. 36,367 35,867 -1.37 452 471 4.20
2018-08-14 13F-HR Capital Research Global Investors 4,902,545 2,741,473 -44.08 61,060 36,002 -41.04
2018-08-10 13F-HR ING GROEP NV 174,559 134,897 -22.72 2,173 1,771 -18.50
2018-08-06 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 362,914 302,713 -16.59 4,518 3,974 -12.04
2018-08-13 13F-HR HONKAMP KRUEGER FINANCIAL SERVICES INC /ADV 1,535 0 -100.00 19 0 -100.00
2018-07-27 13F-HR/A WHITTIER TRUST CO 1,303 1,303 0.00 16 17 6.25
2018-07-26 13F-HR BB&T CORP 11,484 12,516 8.99 143 165 15.38
2018-08-13 13F-HR Fort Point Capital Partners, LLC Call 10,000 0 -100.00 124 0 -100.00
2018-08-13 13F-HR RAYMOND JAMES & ASSOCIATES 428,074 436,295 1.92 5,330 5,729 7.49
2018-08-14 13F-HR DEUTSCHE BANK AG\ Put 4,019 5,019 24.88 50 65 30.00
2018-08-14 13F-HR DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 1,382,393 883,898 -36.06 16,915 11,608 -31.37
2018-08-14 13F-HR STIFEL FINANCIAL CORP 376,853 363,388 -3.57 4,674 4,768 2.01
2018-10-04 13F-HR HOLLENCREST SECURITIES LLC 90,250 90,250 0.00 1,185 1,000 -15.61
2018-07-18 13F-HR REILLY FINANCIAL ADVISORS, LLC 2,958 2,756 -6.83 37 36 -2.70
2018-10-04 13F-HR Horrell Capital Management, Inc. 500 500 0.00 7 6 -14.29
2018-08-14 13F-HR Capital Markets Trading Uk Llp Call 477,800 412,400 -13.69 5,949 5,415 -8.98
2018-08-02 13F-HR Wellington Shields Capital Management, LLC 48,400 0 -100.00 603 0 -100.00
2018-08-03 13F-HR COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 43,222 0 -100.00 538 0 -100.00
2018-08-10 13F-HR GAMCO INVESTORS, INC. ET AL 104,630 104,630 0.00 1,303 1,374 5.45
2018-08-13 13F-HR IHT Wealth Management, LLC 805 0 -100.00 10 0 -100.00
2018-08-10 13F-HR Compagnie Odier SCA Call 500 0
2018-08-15 13F-HR Argent Trust Co 20,500 20,500 0.00 255 269 5.49
2018-08-13 13F-HR EARNEST PARTNERS LLC 181 181 0.00 2 2 0.00
2018-08-14 13F-HR/A CITADEL ADVISORS LLC Call 723,600 926,500 28.04 9,009 12,165 35.03
2018-08-07 13F-HR Oakworth Capital, Inc. 2,600 2,600 0.00 35 34 -2.86
2018-08-10 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 408,030 0 -100.00 5,080 0 -100.00
2018-07-20 13F-HR Cornerstone Wealth Management, LLC 10,130 146,793 1,349.09 129 11,188 8,572.87
2018-07-25 13F-HR JFS WEALTH ADVISORS, LLC 500 500 0.00 6 7 16.67
2018-08-23 13F-HR/A SCHRODER INVESTMENT MANAGEMENT GROUP 1,146,122 857,372 -25.19 14,269 10,889 -23.69
2018-07-31 13F-HR Ruffer LLP 3,744,890 3,503,814 -6.44 47,232 46,023 -2.56
2018-07-24 13F-HR WETHERBY ASSET MANAGEMENT INC 12,738 12,951 1.67 159 170 6.92
2018-08-13 13F-HR HAP Trading, LLC Call 18,300 313,100 1,610.93 5 230 4,500.00
2018-07-30 13F-HR Raymond James Financial Services Advisors, Inc. 45,120 48,722 7.98 562 640 13.88
2018-08-03 13F-HR Close Asset Management Ltd 4,510 4,510 0.00 57 57 0.00
2018-08-14 13F-HR UBS Group AG Put 3,786,100 1,586,500 -58.10 47,137 20,831 -55.81
2018-08-14 13F-HR PEAK6 Investments, L.P. 452,776 473,547 4.59 5,637 6,218 10.31
2018-08-14 13F-HR 1832 Asset Management L.P. 3,105 2,350 -24.32 39 29 -25.64
2018-08-13 13F-HR BLAIR WILLIAM & CO/IL 12,495 11,680 -6.52 156 153 -1.92
2018-08-14 13F-HR CIGNA INVESTMENTS INC /NEW 15,167 15,167 0.00 189 198 4.76
2018-08-14 13F-HR WHITEBOX ADVISORS LLC 10,601 10,601 0.00 132 139 5.30
2018-08-13 13F-HR MACKENZIE FINANCIAL CORP 2,919,961 2,228,328 -23.69 36,354 29,258 -19.52
2018-02-08 13F-HR Independence Trust CO 20,500 20,500 0.00 330 297 -10.00
2018-07-20 13F-HR LS Investment Advisors, LLC 490 490 0.00 6 6 0.00
2018-10-12 13F-HR Gemmer Asset Management LLC 8,233 8,283 0.61 108 92 -14.81
2018-08-13 13F-HR Glen Harbor Capital Management LLC 1,744 1,744 0.00 22 23 4.55
2018-08-14 13F-HR TWO SIGMA INVESTMENTS LLC 1,272,443 2,513,766 97.55 15,842 33,006 108.34
2018-08-14 13F-HR ROYAL BANK OF CANADA Put 3,416,700 6,503,100 90.33 42,538 85,386 100.73
2018-07-10 13F-HR Osborn Rohs Williams & Donohoe Ltd 11,950 11,950 0.00 149 157 5.37
2018-08-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 8,484,200 7,936,700 -6.45 105,628 104,209 -1.34
2018-08-01 13F-HR WELLS FARGO & COMPANY/MN Call 60,300 110,300 82.92 5 20 300.00
2018-08-14 13F-HR AFAM CAPITAL, INC. 174,474 170,931 -2.03 2,172 2,244 3.31
2018-09-17 13F-HR Strategic Wealth Advisors Group,Inc. 117,410 0 -100.00 1,461 0 -100.00
2018-08-14 13F-HR HIGHBRIDGE CAPITAL MANAGEMENT LLC Call 21,400 0 -100.00 267 0 -100.00
2018-08-15 13F-HR Focused Wealth Management, Inc 100 0 -100.00 1 0 -100.00
2018-08-13 13F-HR Financial Strategy Network, LLC 10,000 10,000 0.00 125 131 4.80
2018-07-31 13F-HR REGENTATLANTIC CAPITAL LLC 14,608 12,748 -12.73 182 167 -8.24
2018-08-10 13F-HR Legal & General Group Plc 5,101,921 5,031,235 -1.39 63,501 66,051 4.02
2018-08-14 13F-HR OLD MUTUAL CUSTOMISED SOLUTIONS (PROPRIETARY) LTD 13,074 13,074 0.00 166 172 3.61
2018-08-06 13F-HR HL FINANCIAL SERVICES LLC 31,175 31,805 2.02 388 418 7.73
2018-08-10 13F-HR INSIGHT 2811, INC. 32,016 33,714 5.30 399 443 11.03
2017-05-15 13F-HR Amici Capital, LLC Call 442,700 0 -100.00 7,074 0 -100.00
2018-08-14 13F-HR Banco Santander, S.A. 10,632 140
2018-07-19 13F-HR EXANE DERIVATIVES 234,886 0 -100.00 2,906,917 0 -100.00
2018-08-14 13F-HR BANK OF AMERICA CORP /DE/ 3,519,374 2,532,571 -28.04 43,817 33,253 -24.11
2018-07-31 13F-HR CWM, LLC 599 314 -47.58 7 4 -42.86
2018-08-13 13F-HR SPRING CREEK CAPITAL LLC 79,388 1,042
2018-02-16 13F-HR/A Commonwealth Equity Services, Inc 95,028 94,624 -0.43 1,512 1,523 0.73
2018-08-01 13F-HR Sumitomo Mitsui Trust Holdings, Inc. 4,013,041 4,233,733 5.50 49,922 55,623 11.42
2018-08-14 13F-HR TWO SIGMA SECURITIES, LLC 158,994 181,983 14.46 1,979 2,389 20.72
2018-10-12 13F-HR BANK OF MONTREAL /CAN/ Call 410,000 97,500 -76.22 5,384 1,080 -79.94
2018-08-09 13F-HR GAM Holding AG 229,602 750,470 226.86 2,858 9,855 244.82
2018-08-07 13F-HR IFP Advisors, Inc Call 500 7
2018-08-10 13F-HR COMMERZBANK AKTIENGESELLSCHAFT /FI 10,597,655 9,213,511 -13.06 131,941 120,973 -8.31
2018-08-10 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 4,104,602 4,009,802 -2.31 51,105 52,714 3.15
2018-08-14 13F-HR Parallax Volatility Advisers, L.P. Call 530,000 678,400 28.00 6,598 8,908 35.01
2018-08-15 13F-HR GLENMEDE TRUST CO NA 2,510 3,392 35.14 36 45 25.00
2018-10-11 13F-HR Gradient Investments LLC 320 0 -100.00 4 0 -100.00
2018-08-13 13F-HR Archford Capital Strategies, LLC 0 1,025 0 13
2018-07-31 13F-HR TELEMUS CAPITAL, LLC 79,722 76,955 -3.47 992 1,010 1.81
2018-07-31 13F-HR MACROVIEW INVESTMENT MANAGEMENT LLC 100 100 0.00 1 1 0.00
2018-07-24 13F-HR Cribstone Capital Management, LLC 455 455 0.00 6 6 0.00
2018-08-09 13F-HR Abbot Financial Management, Inc. 9,077 119
2018-08-14 13F-HR GUGGENHEIM CAPITAL LLC 456,729 398,350 -12.78 5,685 5,230 -8.00
2018-08-14 13F-HR SPROTT INC. 28,577 64,625 126.14 355 848 138.87
2018-08-14 13F-HR MILLENNIUM MANAGEMENT LLC 27,324 119,966 339.05 340 1,575 363.24
2018-08-01 13F-HR Hudock Capital Group, LLC 2,708 2,708 0.00 33 35 6.06
2018-08-14 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 158,900 160,992 1.32 1,978,305 2,113,825 6.85
2018-08-14 13F-HR PUBLIC SECTOR PENSION INVESTMENT BOARD 1,710,486 1,146,186 -32.99 21,294 15,048 -29.33
2018-08-08 13F-HR/A MERIDIAN INVESTMENT COUNSEL INC. 64,403 64,403 0.00 802 846 5.49
2017-08-18 13F-HR WFG Advisors, LP 19,701 27,552 39.85 374 438 17.11
2018-08-08 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 3,100 3,100 0.00 39 41 5.13
2018-05-08 13F-HR Willingdon Wealth Management 600 7
2018-08-14 13F-HR DEUTSCHE BANK AG\ 3,489,907 5,543,019 58.83 43,444 72,775 67.51
2018-08-02 13F-HR SHINE INVESTMENT ADVISORY SERVICES INC 9,648 9,648 0.00 120 127 5.83
2018-08-01 13F-HR KEATING INVESTMENT COUNSELORS INC 656,775 642,350 -2.20 8,177 8,434 3.14
2018-10-10 13F-HR Hexavest Inc. 2,606,170 279,259 -89.28 34,219 3,093 -90.96
2018-08-14 13F-HR GEODE CAPITAL MANAGEMENT, LLC 919,785 922,747 0.32 11,341 12,019 5.98
2018-07-24 13F-HR ROTHSCHILD INVESTMENT CORP /IL 44,975 46,175 2.67 560 606 8.21
2018-08-06 13F-HR RIVER & MERCANTILE ASSET MANAGEMENT LLP 550,000 550,000 0.00 6,845 7,223 5.52
2018-07-19 13F-HR EXANE DERIVATIVES Put 2,500 0 -100.00 143,000 0 -100.00
2018-08-02 13F-HR Scheer, Rowlett & Associates Investment Management Ltd. 3,074,254 2,835,478 -7.77 38,272 37,226 -2.73
2018-08-14 13F-HR BANK OF AMERICA CORP /DE/ Put 1,014,100 1,089,100 7.40 12,626 14,300 13.26
2018-07-17 13F-HR WealthTrust-Arizona, LLC 400 400 0.00 5 5 0.00
2018-08-07 13F-HR CANADA PENSION PLAN INVESTMENT BOARD 1,326,080 565,980 -57.32 16,509 7,431 -54.99
2018-08-14 13F-HR TWO SIGMA ADVISERS, LP 2,807,575 2,522,275 -10.16 34,954 33,117 -5.26
2018-07-19 13F-HR PRENTISS SMITH & CO INC 2,800 2,800 0.00 35 37 5.71
2018-10-02 13F-HR FOUNDATION RESOURCE MANAGEMENT INC 428,137 429,045 0.21 5,621 4,754 -15.42
2018-08-02 13F-HR D.A. DAVIDSON & CO. 18,080 16,080 -11.06 225 211 -6.22
2018-08-10 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 4,001 3,680 -8.02 50 48 -4.00
2018-08-22 13F-HR/A Advisors Asset Management, Inc. 5,758 5,411 -6.03 66 71 7.58
2018-08-14 13F-HR Valeo Financial Advisors, Llc 0 800 0 8
2018-02-15 13F-HR Bb&t Investment Services, Inc. 557 557 0.00 12 12 0.00
2018-08-14 13F-HR TWO SIGMA SECURITIES, LLC Put 569,800 390,200 -31.52 7,094 5,123 -27.78
2018-08-13 13F-HR PROFUND ADVISORS LLC 121,842 148,511 21.89 1,517 1,950 28.54
2016-11-14 13F-HR EDMOND DE ROTHSCHILD (SUISSE) S.A. 125,180 125,770 0.47 2,672 2,228 -16.62
2018-08-10 13F-HR CREDIT AGRICOLE S A 74,000 74,800 1.08 921 983 6.73
2018-07-31 13F-HR ASA Gold & Precious Metals Ltd 1,125,000 1,125,000 0.00 14,006 14,771 5.46
2018-08-13 13F-HR Renaissance Technologies LLC 2,386,699 29,714
2018-07-19 13F-HR Sicart Associates LLC 31,085 30,785 -0.97 387 404 4.39
2018-08-13 13F-HR Patten Group, Inc. 160 160 0.00 2 2 0.00
2018-08-14 13F-HR CMT Capital Markets Trading GmbH 25,298 72,250 185.60 315 949 201.27
2018-08-14 13F-HR PEAK6 Investments, L.P. Call 458,100 409,100 -10.70 5,703 5,371 -5.82
2018-08-14 13F-HR Capital International Investors 6,062,050 6,070,952 0.15 75,473 79,712 5.62
2018-08-14 13F-HR MORGAN STANLEY 6,136,872 6,006,783 -2.12 76,404 78,869 3.23
2018-05-11 13F-HR Sentry Investments Corp. 0 198,105 0 2,466
2018-08-14 13F-HR Walleye Trading LLC Put 799,400 635,300 -20.53 9,953 8,341 -16.20
2018-04-18 13F-HR Integral Derivatives, LLC Call 27,000 0 -100.00 391 0 -100.00
2018-10-05 13F-HR OPTIMUM INVESTMENT ADVISORS 126 126 0.00 2 1 -50.00
2018-08-14 13F-HR Clearbridge Investments, LLC 100,060 104,060 4.00 1,246 13,663 996.55
2018-08-14 13F-HR CSS LLC/IL 20,901 20,901 0.00 260 274 5.38
2018-08-10 13F-HR CITIGROUP INC 2,036,135 1,084,466 -46.74 25,346 14,236 -43.83
2018-10-03 13F-HR CHELSEA COUNSEL CO 36,407 34,808 -4.39 453 457 0.88
2018-10-10 13F-HR Endurance Wealth Management, Inc. 176 176 0.00 2 2 0.00
2018-07-23 13F-HR Brave Asset Management Inc 36,555 36,555 0.00 455 480 5.49
2018-10-10 13F-HR Fruth Investment Management 10,381 10,381 0.00 136 115 -15.44
2018-08-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 40,328 40,328 0.00 503 503 0.00
2017-01-31 13F-HR Trutina Financial LLC 78,840 78,755 -0.11 1,397 1,259 -9.88
2018-08-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 3,240,600 2,846,600 -12.16 40,345 37,376 -7.36
2018-07-18 13F-HR Cornerstone Advisors, Inc. 586 730 24.57 7 10 42.86
2018-08-13 13F-HR/A JUPITER ASSET MANAGEMENT LTD 6,419,133 7,831,133 22.00 79,918 102,823 28.66
2018-08-09 13F-HR Edgestream Partners, L.P. 136,596 78,583 -42.47 1,701 1,032 -39.33
2018-08-13 13F-HR Vantage Investment Advisors, LLC 100 0 -100.00 1 0 -100.00
2018-07-17 13F-HR Edge Wealth Management LLC 4,905 4,905 0.00 61 64 4.92
2018-10-10 13F-HR Kiley Juergens Wealth Management, Llc 1,000 1,000 0.00 13 11 -15.38
2018-08-14 13F-HR Ionic Capital Management LLC 17,000 0 -100.00 212 0 -100.00
2017-05-01 13F-HR Spot Trading L.L.C Call 193,300 86,000 -55.51 3,089 1,633 -47.13
2018-08-10 13F-HR M&T BANK CORP 44,073 42,609 -3.32 549 560 2.00
2018-10-12 13F-HR Rathbone Brothers plc 40,098 46,098 14.96 526 510 -3.04
2016-11-14 13F-HR Edmond de Rothschild (Europe) 11,700 11,700 0.00 250 207 -17.20
2018-08-10 13F-HR Cheviot Value Management, LLC 52,367 688
2017-08-14 13F-HR Fore Research & Management, LP 0 25,000 0 397
2018-08-13 13F-HR SCOTIA CAPITAL INC. 247,397 242,783 -1.87 3,078 3,013 -2.11
2018-07-25 13F-HR Elephas Investment Management Ltd 1,354,500 1,354,500 0.00 16,864 17,785 5.46
2018-08-08 13F-HR FDx Advisors, Inc. 19,086 0 -100.00 238 0 -100.00
2018-08-08 13F-HR CIBC World Markets Inc. 13,035,282 10,883,502 -16.51 162,289 142,900 -11.95
2018-08-02 13F-HR KORNITZER CAPITAL MANAGEMENT INC /KS 51,625 25,225 -51.14 643 331 -48.52

Related News Stories

7 Stocks to Buy and Hold Through Any Market Selloff

14h investorplace
Last week’s market collapse made headlines throughout the world. Even my professional associates who aren’t necessarily investment-savvy asked for my thoughts and guidance. After years of robust returns, the thought of a widespread correction is jarring. Nevertheless, you still want to keep your wits about you, as this is an ideal time to consider which stocks to buy. (55-1)

Metals And Miners - Don't Miss Act 2!

2018-10-15 seekingalpha
High-confidence setup and timing suggest that investors in the mining sector brush off their buy list.

Chile environmental court orders Barrick to close Pascua-Lama gold mine

2018-10-13 reuters
SANTIAGO (Reuters) - Chile’s environmental court on Friday ordered Canada’s Barrick Gold Corp to definitively close the Chilean side of its stalled Pascua-Lama mining project, a final procedural step that draws a line under a long-running saga.

The S&P 500 Fall And Its Effect On The Precious Metals Sector

2018-10-13 seekingalpha
A strengthening dollar has an inverse effect on gold and silver and the associated precious metals producers, so gold bugs have suffered accordingly.

CANADA STOCKS-Healthcare, energy stocks pull TSX lower

2018-10-11 reuters
Oct 11 (Reuters) - Canadian stocks fell on Thursday, weighed down by a more than 2 percent drop in healthcare and energy stocks amid a broad based sell-off in global equities.

CUSIP: 067901108