SecurityAB / AllianceBernstein Holding L.P. (01881G106)
Institutional Owners191 (17 N-Q Owners)
Institutional Shares26,124,592 - 26.76% (ex. N-Q)
Common Shares Outstanding97,643,743 shares (as of 2018-03-31)
Institutional Value$ 1,960,679,000 USD (ex. N-Q)

Institutional Stock Ownership and Shareholders

AB / AllianceBernstein Holding L.P. Institutional Ownership

AllianceBernstein Holding L.P. (NYSE:AB) has 191 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 26,124,592 shares. Largest shareholders include Axa Financial Inc, American Century Companies Inc, Bank Of America Corp /de/, Meiji Yasuda Life Insurance Co, Morgan Stanley, Franklin Resources Inc, Wells Fargo & Company/mn, Goldman Sachs Group Inc, FMR LLC / Fidelity, and JP Morgan Chase & Co.
AllianceBernstein Holding L.P. (NYSE:AB) ownership structure shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

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File DateFormInvestor Opt Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-05-11 13F-HR KNOTT DAVID M 50,500 50,500 0.00 1,265 1,356 7.19
2018-02-27 N-Q GABELLI EQUITY SERIES FUNDS INC (see advisory)
2018-05-02 13F-HR FTB Advisors, Inc. 900 900 0.00 23 24 4.35
2018-05-11 13F-HR Sigma Planning Corp 21,053 27,925 32.64 527 750 42.31
2018-05-18 13F-HR CIBC World Markets Inc. 53,161 1,427
2018-05-08 13F-HR THOMPSON SIEGEL & WALMSLEY LLC 40,000 40,000 0.00 1,002 1,074 7.19
2018-05-09 13F-HR GAMCO INVESTORS, INC. ET AL 184,995 166,095 -10.22 4,634 4,460 -3.75
2018-05-15 13F-HR UBS Group AG 441,176 427,027 -3.21 11,052 11,466 3.75
2018-02-09 13F-HR Mountain Capital Investment Advisors, Inc 528 0 -100.00 13 0 -100.00
2018-05-15 13F-HR Philadelphia Financial Management of San Francisco, LLC 409,554 359,338 -12.26 10,259 9,648 -5.96
2018-05-01 13F-HR WHITTIER TRUST CO OF NEVADA INC 165 165 0.00 4 4 0.00
2018-05-09 13F-HR IFP Advisors, Inc 14,202 3,206 -77.43 356 86 -75.84
2018-05-11 13F-HR FORESTERS INVESTMENT MANAGEMENT COMPANY, INC. 509,000 514,500 1.08 12,750 13,814 8.35
2017-12-28 N-Q Fidelity Puritan Trust (see advisory)
2018-05-15 13F-HR We Are One Seven, Llc 1,399 1,399 0.00 35 38 8.57
2018-05-15 13F-HR People's United Financial, Inc. 11,498 0 -100.00 288 0 -100.00
2018-05-03 13F-HR Jacobi Capital Management LLC 1,000 1,000 0.00 27 26 -3.70
2018-05-15 13F-HR Keystone Financial Group 9,026 12,239 35.60 241 319 32.37
2018-05-15 13F-HR BARCLAYS PLC 0 74 0 2
2018-05-14 13F-HR/A CITADEL ADVISORS LLC 8,060 0 -100.00 202 0 -100.00
2018-02-09 13F-HR Virtu Financial LLC 23,550 32,073 36.19 572 803 40.38
2018-04-23 13F-HR Advisory Services Network, LLC 510 517 1.37 13 14 7.69
2018-05-10 13F-HR FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. 29,766 63,960 114.88 746 1,717 130.16
2018-02-13 13F-HR KOCH INDUSTRIES INC 10,993 275
2018-04-17 13F-HR Legacy Advisors, Llc 16 16 0.00 0 0
2018-05-14 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 2,095 2,095 0.00 52 56 7.69
2018-05-07 13F-HR SYNOVUS FINANCIAL CORP 0 3,729 0 100
2018-05-11 13F-HR SCHRODER INVESTMENT MANAGEMENT GROUP 70,389 1,890
2018-04-10 13F-HR Crow Point Partners, LLC 5,564 5,564 0.00 140 149 6.43
2018-04-17 13F-HR BENJAMIN F. EDWARDS & COMPANY, INC. 900 900 0.00 23 24 4.35
2018-04-17 13F-HR New England Research & Management, Inc. 79,278 40,049 -49.48 1,986 1,075 -45.87
2018-05-03 13F-HR AMERICAN CENTURY COMPANIES INC 2,552,999 2,506,788 -1.81 63,953 67,307 5.24
2018-05-04 13F-HR MCKINLEY CAPITAL MANAGEMENT LLC /DELAWARE 73,651 65,244 -11.41 1,845 1,752 -5.04
2018-02-12 13F-HR PINNACLE ASSOCIATES LTD 9,750 0 -100.00 237 0 -100.00
2018-02-14 13F-HR MORGAN STANLEY 1,181,767 1,514,470 28.15 28,716 37,938 32.11
2018-04-26 13F-HR DELTA ASSET MANAGEMENT LLC/TN 15,465 15,465 0.00 388 415 6.96
2018-04-16 13F-HR Raymond James Financial Services Advisors, Inc. 65,897 64,871 -1.56 1,651 1,742 5.51
2018-05-15 13F-HR GLENMEDE TRUST CO NA 2,000 2,000 0.00 50 50 0.00
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 36,400 15,497 -57.43 912 416 -54.39
2018-04-05 13F-HR Edge Wealth Management LLC Call 1,002 0 -100.00 1 0 -100.00
2018-05-14 13F-HR Renaissance Technologies LLC 386,300 273,643 -29.16 9,677 7,347 -24.08
2018-05-10 13F-HR JP Morgan Chase & Co 465,073 608,967 30.94 11,650 16,351 40.35
2018-05-15 13F-HR HighTower Advisors, LLC 90,229 92,035 2.00 2,261 2,471 9.29
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 154,900 162,500 4.91 3,880 4,363 12.45
2018-05-11 13F-HR CHEMICAL BANK 14,000 14,000 0.00 351 376 7.12
2018-02-23 N-Q Legg Mason Global Asset Management Trust (see advisory)
2018-05-10 13F-HR Taylor Hoffman Wealth Management 2,500 0 -100.00 63 0 -100.00
2018-01-24 N-Q Capitol Series Trust (see advisory)
2018-01-16 13F-HR NEXT Financial Group, Inc 200 0 -100.00 5 0 -100.00
2018-05-15 13F-HR Krasney Financial LLC 47,961 46,610 -2.82 1,201 1,251 4.16
2018-04-02 N-Q 360 Funds (see advisory)
2018-05-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 78,062 100,858 29.20 1,955 2,709 38.57
2018-05-15 13F-HR Ancora Advisors, LLC 8,100 8,100 0.00 203 218 7.39
2018-05-14 13F-HR Pin Oak Investment Advisors Inc 50 50 0.00 1 1 0.00
2018-05-04 13F-HR D.A. DAVIDSON & CO. 111,495 111,308 -0.17 2,793 2,989 7.02
2018-05-15 13F-HR PEAK6 Investments, L.P. Call 0 15,000 0 403
2018-04-25 SC 13D/A AXA FINANCIAL INC 3,756,520 3,756,520 0.00
2018-05-11 13F-HR GSA CAPITAL PARTNERS LLP 50,357 0 -100.00 1,261 0 -100.00
2018-05-14 13F-HR/A CITADEL ADVISORS LLC Call 34,600 26,300 -23.99 867 706 -18.57
2018-04-25 13F-HR PEOPLES FINANCIAL SERVICES CORP. 1,000 750 -25.00 25 20 -20.00
2018-05-09 13F-HR GABELLI SECURITIES, INC. 8,000 0 -100.00 200 0 -100.00
2018-05-16 13F-HR/A GROUP ONE TRADING, L.P. Call 36,900 38,700 4.88 924 1,039 12.45
2018-05-10 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 187,813 192,728 2.62 4,705 5,175 9.99
2018-05-08 13F-HR LS Investment Advisors, LLC 500 500 0.00 13 13 0.00
2018-05-15 13F-HR Krilogy Financial LLC 619 639 3.23 15 17 13.33
2018-05-09 13F-HR ENVESTNET ASSET MANAGEMENT INC 351 0 -100.00 9 0 -100.00
2018-05-01 13F-HR WEDBUSH SECURITIES INC 11,430 307
2018-05-15 13F-HR Marshall Wace North America L.P. 27,551 31,650 14.88 690 850 23.19
2018-05-10 13F-HR Stratos Wealth Partners, LTD. 25,169 25,405 0.94 630 682 8.25
2018-04-25 13F-HR FIRST INTERSTATE BANK 670 670 0.00 17 18 5.88
2018-05-14 13F-HR AMERIPRISE FINANCIAL INC 53,537 61,264 14.43 1,341 1,645 22.67
2018-03-29 N-Q Advisors' Inner Circle Fund Iii (see advisory)
2018-04-20 13F-HR FIRST MANHATTAN CO 130,400 130,400 0.00 3,266 3,501 7.20
2018-05-02 13F-HR DREMAN VALUE MANAGEMENT, L L C 13,038 13,038 0.00 327 350 7.03
2018-05-15 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 3,120 2,779 -10.93 78 74 -5.13
2018-05-03 13F-HR Aviance Capital Partners, LLC 32,309 32,243 -0.20 809 865 6.92
2018-05-03 13F-HR QCI ASSET MANAGEMENT INC/NY 2,500 3,000 20.00 63 81 28.57
2018-05-09 13F-HR Cambridge Investment Research Advisors, Inc. 30,829 49,948 62.02 772 1,341 73.70
2018-02-09 13F-HR BlackRock Inc. 100 0 -100.00 2 0 -100.00
2018-04-05 13F-HR WHALEROCK POINT PARTNERS, LLC 14,700 14,700 0.00 368 395 7.34
2018-02-09 13F-HR Royce & Associates LLC 419,173 404,830 -3.42 10,186 10,141 -0.44
2018-05-02 13F-HR WELLS FARGO & COMPANY/MN 1,100,495 1,073,186 -2.48 27,568 28,815 4.52
2018-03-26 N-Q Goldman Sachs Trust (see advisory)
2018-01-26 N-Q Templeton Global Smaller Companies Fund (see advisory)
2018-04-19 13F-HR Endurance Wealth Management, Inc. 47,575 43,725 -8.09 1,192 1,174 -1.51
2018-02-14 13F-HR National Planning Corp 10,207 0 -100.00 248 0 -100.00
2018-05-09 13F-HR Cetera Advisor Networks LLC 9,009 9,006 -0.03 227 241 6.17
2018-04-19 13F-HR Janney Montgomery Scott LLC 69,770 67,332 -3.49 1,748 1,808 3.43
2018-05-11 13F-HR SEI INVESTMENTS CO 157,903 163,403 3.48 3,956 4,387 10.89
2018-05-09 13F-HR GABELLI FUNDS LLC 283,000 272,418 -3.74 7,089 7,314 3.17
2018-03-28 N-Q Valued Advisers Trust (see advisory)
2018-04-20 13F-HR Steward Partners Investment Advisory, Llc 2,200 59
2018-05-15 13F-HR SALEM INVESTMENT COUNSELORS INC 1,539 0 -100.00 50 0 -100.00
2018-04-12 13F-HR Advocacy Wealth Management Services, LLC 3,150 3,150 0.00 79 85 7.59
2018-05-15 13F-HR BANK OF AMERICA CORP /DE/ 1,670,367 1,739,832 4.16 41,843 46,714 11.64
2018-05-15 13F-HR GEODE CAPITAL MANAGEMENT, LLC 34,480 26,600 -22.85 863 714 -17.27
2018-05-08 13F-HR US BANCORP \DE\ 8,594 7,844 -8.73 215 210 -2.33
2018-04-26 13F-HR Sadoff Investment Management LLC 248,950 248,025 -0.37 6,236 6,659 6.78
2018-02-02 13F-HR Fiduciary Group LLC 9,428 9,728 3.18 229 244 6.55
2018-05-15 13F-HR Chiron Investment Management, LLC 2,448 4,297 75.53 61 115 88.52
2018-05-14 13F-HR Evercore Wealth Management, LLC 1,000 0 -100.00 25 0 -100.00
2018-05-15 13F-HR LEUTHOLD GROUP, LLC 0 18,556 0 498
2018-05-15 13F-HR FIFTH THIRD BANCORP 1,000 1,000 0.00 25 27 8.00
2018-02-02 13F-HR Texan Capital Management 64,110 62,810 -2.03 1,558 1,573 0.96
2018-02-07 13F-HR Penserra Capital Management LLC 1,188 0 -100.00 28 0 -100.00
2018-05-15 13F-HR Walleye Trading LLC Call 33,100 0 -100.00 829 0 -100.00
2018-04-10 13F-HR TRUST DEPARTMENT MB FINANCIAL BANK N A 25,000 25,000 0.00 626 671 7.19
2018-02-08 13F-HR ADVISORY RESEARCH INC 11,220 11,220 0.00 273 281 2.93
2018-05-15 13F-HR CAPTRUST FINANCIAL ADVISORS 800 800 0.00 20 21 5.00
2018-05-15 13F-HR Advisor Group, Inc. 17,521 19,791 12.96 439 531 20.96
2018-05-14 13F-HR Meiji Yasuda Life Insurance Co 1,588,000 1,588,000 0.00 39,779 42,638 7.19
2018-04-26 13F-HR Winslow, Evans & Crocker, Inc. 100 100 0.00 2,506 2,686 7.18
2018-04-16 13F-HR HIGHLAND CAPITAL MANAGEMENT, LLC 20,281 23,998 18.33 508 644 26.77
2018-05-11 13F-HR First Allied Advisory Services, Inc. 28,734 24,918 -13.28 722 670 -7.20
2018-05-04 13F-HR M&T BANK CORP 117,729 120,729 2.55 2,949 3,242 9.94
2018-05-09 13F-HR NORTHERN TRUST CORP 8,945 45,123 404.45 224 1,211 440.63
2018-05-04 13F-HR MISSION WEALTH MANAGEMENT, LLC 205
2018-05-07 13F-HR PARSONS CAPITAL MANAGEMENT INC/RI 11,400 8,400 -26.32 286 226 -20.98
2018-04-23 13F-HR Diligent Investors, LLC 8,363 8,363 0.00 209 225 7.66
2018-05-15 13F-HR PEAK6 Investments, L.P. Put 19,100 5,000 -73.82 478 134 -71.97
2018-05-07 13F-HR Spectrum Management Group, Inc. 1,000 0 -100.00 25 0 -100.00
2018-05-16 13F-HR Foundry Partners, LLC 381,390 406,581 6.61 9,554 10,917 14.27
2018-05-15 13F-HR Walleye Trading LLC Put 40,500 0 -100.00 1,014 0 -100.00
2018-05-15 13F-HR GV Financial Advisors 3,341 90
2018-03-01 N-Q Trust For Advised Portfolios (see advisory)
2018-04-24 13F-HR Rehmann Capital Advisory Group 96 3
2018-02-16 13F-HR/A Commonwealth Equity Services, Inc 52,858 62,233 17.74 1,250 1,512 20.96
2018-05-01 13F-HR WHITTIER TRUST CO 250 0 -100.00 6 0 -100.00
2018-05-14 13F-HR ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 275,028 454,715 65.33 6,889 12,209 77.22
2018-05-14 13F-HR Commonwealth Equity Services, Llc. 57,849 54,189 -6.33 1,449 1,454 0.35
2018-04-20 13F-HR Seacrest Wealth Management, Llc 900 900 0.00 23 24 4.35
2018-04-30 13F-HR TCI Wealth Advisors, Inc. 2,500 55 67 21.82
2018-04-17 13F-HR Sawyer & Company, Inc 3,560 3,560 0.00 89 96 7.87
2018-05-01 13F-HR AMERICAN NATIONAL INSURANCE CO /TX/ 0 7,900 0 212
2018-05-15 13F-HR Bank of New York Mellon Corp 12,044 15,698 30.34 301 422 40.20
2018-05-08 13F-HR KARPAS STRATEGIES LLC 15,475 15,475 0.00 388 416 7.22
2018-05-15 13F-HR Voya Financial Advisors, Inc. 14,538 12,721 -12.50 365 335 -8.22
2018-05-15 13F-HR DEUTSCHE BANK AG\ 433,136 278,100 -35.79 10,850 7,466 -31.19
2018-04-25 13F-HR Bridgecreek Investment Management, LLC 163,825 161,825 -1.22 4,104 4,345 5.87
2018-05-10 13F-HR First Personal Financial Services 25 27 8.00
2018-04-24 13F-HR Mercer Capital Advisers, Inc. 300 300 0.00 8 8 0.00
2018-04-24 N-Q American Century Strategic Asset Allocations Inc (see advisory)
2018-04-26 13F-HR SIMPLEX TRADING, LLC Put 49 92 87.76 5 5 0.00
2018-02-09 13F-HR ROBERTS GLORE & CO INC /IL/ 10,571 0 -100.00 257 0 -100.00
2018-05-15 13F-HR UNITED CAPITAL FINANCIAL ADVISERS, LLC 178,100 181,100 1.68 4,470 4,863 8.79
2018-04-30 13F-HR Skandinaviska Enskilda Banken AB (publ) 583,900 583,900 0.00 14,627 15,678 7.19
2018-04-20 N-Q Graniteshares Etf Trust (see advisory)
2018-05-17 13F-HR Atlantic Trust Group, LLC 400 541 35.25 10 15 50.00
2018-01-17 13F-HR Cutler Group LP Put 3,100 0 -100.00 2 0 -100.00
2018-05-14 13F-HR ALLIANCEBERNSTEIN L.P. 32,690 32,690 0.00 819 878 7.20
2017-12-28 N-Q American Century Growth Funds, Inc. (see advisory)
2018-05-11 13F-HR CITIGROUP INC 15,821 20,434 29.16 396 549 38.64
2018-04-26 13F-HR Global Trust Asset Management, Llc 100 100 0.00 3 3 0.00
2018-05-11 13F-HR MUHLENKAMP & CO INC 11,150 0 -100.00 279 0 -100.00
2018-05-07 13F-HR Blue Fin Capital, Inc. 29,645 36,365 22.67 743 976 31.36
2018-05-15 13F-HR RBF Capital, LLC 30,000 30,000 0.00 752 806 7.18
2018-04-26 13F-HR BIRINYI ASSOCIATES INC 14,250 14,250 0.00 357 383 7.28
2018-02-14 13F-HR Bramshill Investments, Llc 90,558 0 -100.00 2,201 0 -100.00
2018-04-02 N-Q American Beacon Funds (see advisory)
2018-05-09 13F-HR OPTIMUM INVESTMENT ADVISORS 4,455 120
2018-05-18 13F-HR/A ROYAL BANK OF CANADA 95,310 94,665 -0.68 2,387 2,542 6.49
2018-02-12 13F-HR ADVANTAGE INVESTMENT MANAGEMENT, LLC 1,000 0 -100.00 24 0 -100.00
2018-04-26 13F-HR MERITAGE PORTFOLIO MANAGEMENT 142,975 141,605 -0.96 3,581 3,802 6.17
2018-04-02 13F-HR CACTI ASSET MANAGEMENT LLC 62,600 62,600 0.00 1,568 1,650 5.23
2018-02-22 N-Q American Century Capital Portfolios Inc (see advisory)
2018-05-15 13F-HR NN Investment Partners Holdings N.V. 174,500 151,100 -13.41 4,371 4,057 -7.18
2018-05-15 13F-HR LMM LLC 50,000 50,000 0.00 1,252 1,343 7.27
2018-04-23 13F-HR FLAGSHIP HARBOR ADVISORS, LLC 8,254 216
2018-05-15 13F-HR JANE STREET GROUP, LLC 16,234 0 -100.00 407 0 -100.00
2018-05-14 13F-HR Allianz Asset Management AG 536,812 536,812 0.00 13,447 14,413 7.18
2018-04-16 13F-HR Ledyard National Bank 500 500 0.00 13 13 0.00
2018-05-03 13F-HR American Asset Management Inc. 7,772 209
2018-02-13 13F-HR WADE G W & INC 9,046 0 -100.00 220 0 -100.00
2018-04-20 13F-HR Gateway Advisory, LLC 31,674 0 -100.00 793 0 -100.00
2018-04-16 13F-HR BALDWIN BROTHERS INC/MA 18,300 18,300 0.00 458 491 7.21
2018-05-10 13F-HR BEACH INVESTMENT COUNSEL INC/PA 20,625 20,625 0.00 517 554 7.16
2018-05-04 13F-HR Khp Capital, Llc 18,763 18,763 0.00 470,000 504,000 7.23
2018-04-26 13F-HR SIMPLEX TRADING, LLC 128 0 -100.00 3 0 -100.00
2018-04-18 13F-HR REGIONS FINANCIAL CORP 350 350 0.00 9 9 0.00
2018-05-16 13F-HR Private Capital Group, Llc 301 490 62.79 12 13 8.33
2018-05-11 13F-HR STIFEL FINANCIAL CORP 261,673 224,450 -14.23 6,575 6,019 -8.46
2018-05-07 13F-HR PARADIGM ASSET MANAGEMENT CO LLC 23,400 21,700 -7.26 586,170 582,645 -0.60
2018-04-17 13F-HR Guinness Asset Management Ltd 13,940 13,940 0.00 349 374 7.16
2018-05-15 13F-HR QS Investors, LLC 9,220 8,535 -7.43 231 229 -0.87
2018-04-26 13F-HR DUNCKER STREETT & CO INC 15,665 15,665 0.00 392 421 7.40
2018-05-10 13F-HR Bridgeworth, LLC 14,450 379
2018-04-30 13F-HR ROPES WEALTH ADVISORS LLC 2,000 2,000 0.00 50 54 8.00
2018-05-11 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 15,460 17,306 11.94 388 466 20.10
2018-04-26 13F-HR SIMPLEX TRADING, LLC Call 343 230 -32.94 7 0 -100.00
2018-03-27 N-Q Transamerica Funds (see advisory)
2018-05-14 13F-HR IHT Wealth Management, LLC 7,996 8,012 0.20 213 209 -1.88
2018-05-03 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 525 0 -100.00 13 0 -100.00
2018-04-06 13F-HR Kistler-Tiffany Companies, LLC 925 925 0.00 23 25 8.70
2018-05-15 13F-HR BALYASNY ASSET MANAGEMENT LLC 191,466 0 -100.00 4,796 0 -100.00
2018-04-25 13F-HR OLD SECOND NATIONAL BANK OF AURORA 1,000 1,952 95.20 25 52 108.00
2018-05-15 13F-HR SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC 36,400 977
2018-05-14 13F-HR SRS Capital Advisors, Inc. 7,287 6,281 -13.81 182 168 -7.69
2018-05-15 13F-HR Interval Partners, LP 65,000 86,814 33.56 1,628 2,331 43.18
2018-04-23 13F-HR PERKINS CAPITAL MANAGEMENT INC 31,850 45,700 43.49 798 1,227 53.76
2018-04-19 13F-HR Baker Ellis Asset Management LLC 9,000 10,000 11.11 225 269 19.56
2018-05-04 13F-HR Formidable Asset Management, LLC 16,685 17,685 5.99 418 475 13.64
2018-05-09 13F-HR KAMES CAPITAL plc 69,241 1,856
2018-04-18 13F-HR Creative Planning 17,597 15,118 -14.09 441 406 -7.94
2018-05-02 13F-HR GROESBECK INVESTMENT MANAGEMENT CORP /NJ/ 122,231 122,231 0.00 3,062 3,282 7.18
2018-03-01 N-Q First Investors Equity Funds (see advisory)
2018-04-25 13F-HR Seminole Management Co., Inc. 239,399 506,603 111.61 5,997 13,602 126.81
2018-05-18 13F-HR Moors & Cabot, Inc. 55,584 52,693 -5.20 1,402 1,415 0.93
2018-04-13 13F-HR BANK OF MONTREAL /CAN/ 417,400 417,660 0.06 10,456 11,214 7.25
2018-04-27 13F-HR ROTHSCHILD INVESTMENT CORP /IL 57,550 52,070 -9.52 1,442 1,398 -3.05
2018-05-15 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 177,600 68,700 -61.32 4,449 1,845 -58.53
2018-05-15 13F-HR GOLDMAN SACHS GROUP INC 684,048 907,148 32.61 17,135 24,357 42.15
2018-05-03 13F-HR Zions Bancorporation 2,000 2,000 0.00 50 54 8.00
2018-05-10 13F-HR FRANKLIN RESOURCES INC 1,371,373 1,329,873 -3.03 34,353 35,707 3.94
2018-04-13 13F-HR North Star Investment Management Corp. 600 1,833 205.50 15 49 226.67
2018-05-15 13F-HR BLAIR WILLIAM & CO/IL 12,399 10,439 -15.81 311 280 -9.97
2018-05-14 13F-HR/A CITADEL ADVISORS LLC Put 0 11,200 0 301
2018-04-18 13F-HR Sonora Investment Management, LLC 8,640 10,325 19.50 216,432 277,226 28.09
2018-05-14 13F-HR UBS OCONNOR LLC 216,767 0 -100.00 5,430,000 0 -100.00
2018-02-12 13F-HR FMR LLC / Fidelity 730,041 733,452 0.47 17,740 18,373 3.57
2018-05-16 13F-HR/A GROUP ONE TRADING, L.P. Put 15,300 19,900 30.07 383 534 39.43
2018-02-13 SC 13G/A MANULIFE FINANCIAL CORP 6,337,900 2,920 -99.95
2018-05-12 13F-HR Hillsdale Investment Management Inc. 32,500 14,300 -56.00 814 384 -52.83
2018-05-08 13F-HR Parallel Advisors, LLC 0 29 0 1
2018-05-15 13F-HR Tower Research Capital LLC (TRC) 21,933 0 -100.00 549 0 -100.00
2018-05-15 13F-HR PEAK6 Investments, L.P. 5,838 0 -100.00 146 0 -100.00
2018-05-15 13F-HR Williams Jones & Associates LLC 58,300 58,300 0.00 1,460 1,565 7.19
2018-04-12 13F-HR CITY HOLDING CO 1,000 1,000 0.00 25 27 8.00
2018-05-14 13F-HR RAYMOND JAMES & ASSOCIATES 44,309 42,667 -3.71 1,110 1,146 3.24
2018-05-15 13F-HR LPL Financial LLC 67,611 56,552 -16.36 1,694 1,518 -10.39
2018-05-11 13F-HR Financial Advocates Investment Management 10,086 0 -100.00 253 0 -100.00
2018-04-12 13F-HR Valeo Financial Advisors, Llc 750 750 0.00 19 20 5.26

Form N-Q Advisory - Experimental Feature Here!

We have recently started to include coverage of N-Q filers in our ownership database. N-Q forms are unstructured and difficult for machines to parse into accurate financial data.

However, Because of the large number of these institutions and this difficulty in tracking their positions, they represent a significant, yet hidden, market force. In an effort to widen our ownership coverage and provide greater transparency, we are testing various ways to expose these owners in an accurate manner. This early version of the crawler simply identifies mentions of companies in the N-Q forms.

Limitations:

  • We only list underlying securities (the ordinary shares), even though the actual security held might be a derivative or a related bond issue. For example, although the institution is shown on this security page ( AB / AllianceBernstein Holding L.P. ), the institution may actually own a related security such as a preferred share or a bond. To find out the exact security, click on the institution link and then follow the link to the actual "N-Q".
  • We only list fund sponsors as institutions, even though the security might be held within a fund operated by the listed institution.. For example, the institution listed in the table as the owner is probably a sponsor of a family of ETFs or mutual funds. If so, then this security is owned by a fund or several funds within the family, and not directly owned by the listed institution. The crawler is not yet able to place these holdings within the individual funds. Atain, you must review the actual filing to see the detail.

These limitations are significant but we believe that the increased transparency outweights the limitations. Future revisions of the crawler will resolve these limitations. Use this information at your own risk!

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