SecurityAB / AllianceBernstein Holding L.P. (01881G106)
Chairman and CEO, SCB LLCvan Brugge Robert P
Institutional Owners192
Form N-Q Owners16
Institutional Shares25,973,014 - 26.93% (ex. N-Q)
Shares Outstanding96,461,989 shares (as of 2017-12-31) (ex. N-Q)
Institutional Value$ 7,254,931,000 USD (ex. N-Q)

Institutional Stock Ownership and Shareholders

AllianceBernstein Holding L.P. (NYSE:AB) has 192 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 25,973,014 shares. Largest shareholders include Axa Financial Inc, American Century Companies Inc, Bank Of America Corp /de/, Meiji Yasuda Life Insurance Co, Morgan Stanley, Franklin Resources Inc, Wells Fargo & Company/mn, FMR LLC / Fidelity, Goldman Sachs Group Inc, and Skandinaviska Enskilda Banken AB (publ).

AllianceBernstein Holding L.P. (NYSE:AB) ownership summary shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

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File DateFormInvestor Opt Prev Shares Current Shares Change
(Percent)
Prev Value (x$1000) Current Value (x$1000) Change
(Percent)
2018-01-02 13F-HR CACTI ASSET MANAGEMENT LLC 62,600 62,600 0.00 1,521 1,568 3.09
2018-02-07 13F-HR Sigma Planning Corp 16,866 21,053 24.83 410 527 28.54
2018-02-07 13F-HR Penserra Capital Management LLC 1,188 0 -100.00 28 0 -100.00
2017-11-17 13F-HR Archford Capital Strategies, LLC 4,926 0 -100.00 98 0 -100.00
2018-02-12 13F-HR CITIGROUP INC 20,898 15,821 -24.29 508 396 -22.05
2018-02-09 13F-HR CITADEL ADVISORS LLC Call 26,400 34,600 31.06 642 867 35.05
2018-02-09 13F-HR Keystone Financial Group 9,026 241
2017-09-27 N-Q Northern Lights Fund Trust (see advisory)
2018-02-05 13F-HR Jacobi Capital Management LLC 1,000 1,000 0.00 25 27 8.00
2018-02-13 13F-HR Allianz Asset Management AG 536,812 536,812 0.00 13,045 13,447 3.08
2018-02-14 13F-HR PEAK6 Investments, L.P. 0 5,838 0 146
2018-02-14 13F-HR Bramshill Investments, Llc 90,558 0 -100.00 2,201 0 -100.00
2018-02-02 13F-HR GABELLI FUNDS LLC 307,000 283,000 -7.82 7,460 7,089 -4.97
2017-11-14 13F-HR Parallax Volatility Advisers, L.P. 458 0 -100.00 11 0 -100.00
2018-02-09 13F-HR BlackRock Inc. 100 0 -100.00 2 0 -100.00
2018-02-12 13F-HR Krasney Financial LLC 47,301 47,961 1.40 1,149 1,201 4.53
2018-02-14 13F-HR National Planning Corp 10,207 0 -100.00 248 0 -100.00
2018-01-09 13F-HR New England Research & Management, Inc. 74,778 79,278 6.02 1,817 1,986 9.30
2017-10-12 13F-HR V Wealth Management,LLC 100 0 -100.00 2 0 -100.00
2018-01-10 13F-HR SIMPLEX TRADING, LLC Put 64 49 -23.44 3 5 66.67
2018-01-29 13F-HR Seminole Management Co., Inc. 75,705 239,399 216.23 1,840 5,997 225.92
2018-02-13 13F-HR Meiji Yasuda Life Insurance Co 1,588,000 1,588,000 0.00 38,588 39,779 3.09
2018-02-13 13F-HR Hillsdale Investment Management Inc. 32,500 32,500 0.00 790 814 3.04
2017-11-03 13F-HR SMITHFIELD TRUST CO 500 0 -100.00 12 0 -100.00
2018-02-02 13F-HR Seacrest Wealth Management, Llc 900 23
2018-02-09 13F-HR Royce & Associates LLC 419,173 404,830 -3.42 10,186 10,141 -0.44
2018-01-16 13F-HR TRUST DEPARTMENT MB FINANCIAL BANK N A 25,000 25,000 0.00 608 626 2.96
2018-02-12 13F-HR Atlantic Trust Group, LLC 400 10
2018-02-13 13F-HR Moors & Cabot, Inc. 55,088 55,584 0.90 1,335 1,402 5.02
2018-01-26 13F-HR Blue Fin Capital, Inc. 29,708 29,645 -0.21 721 743 3.05
2018-02-09 13F-HR CITADEL ADVISORS LLC 0 8,060 0 202
2018-02-14 13F-HR IHT Wealth Management, LLC 7,985 7,996 0.14 199 213 7.04
2018-02-09 13F-HR Chiron Investment Management, LLC 2,448 61
2017-10-24 13F-HR TCI Wealth Advisors, Inc. 75 55 -26.67
2018-02-09 13F-HR ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 15,346 275,028 1,692.18 373 6,889 1,746.92
2018-02-13 SC 13G/A MANULIFE FINANCIAL CORP 6,337,900 2,920 -99.95
2017-11-14 13F-HR CHEMICAL BANK 14,000 14,000 0.00 331 340 2.72
2018-01-17 13F-HR OLD SECOND NATIONAL BANK OF AURORA 1,000 25
2018-02-12 13F-HR DREMAN VALUE MANAGEMENT, L L C 13,038 13,038 0.00 317 327 3.15
2018-01-25 13F-HR Foundry Partners, LLC 369,235 381,390 3.29 8,972 9,554 6.49
2018-02-09 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 11,960 15,460 29.26 290 388 33.79
2018-02-14 13F-HR MORGAN STANLEY 1,181,767 1,514,470 28.15 28,716 37,938 32.11
2018-02-08 13F-HR WELLS FARGO & COMPANY/MN 697,998 1,100,495 57.66 16,962 27,568 62.53
2018-02-09 13F-HR Stratos Wealth Partners, LTD. 25,574 25,169 -1.58 621 630 1.45
2017-11-13 13F-HR ENVESTNET ASSET MANAGEMENT INC 435 352 -19.08 10 8 -20.00
2018-02-13 13F-HR ALLIANCEBERNSTEIN L.P. 34,043 32,690 -3.97 827 819 -0.97
2018-01-10 13F-HR SIMPLEX TRADING, LLC Call 266 343 28.95 9 7 -22.22
2018-01-24 13F-HR BALDWIN BROTHERS INC/MA 18,300 18,300 0.00 445 458 2.92
2018-02-09 13F-HR CITADEL ADVISORS LLC Put 8,500 0 -100.00 207 0 -100.00
2018-02-13 13F-HR UNITED CAPITAL FINANCIAL ADVISERS, LLC 178,100 178,100 0.00 4,328 4,470 3.28
2017-11-07 13F-HR Cambridge Investment Research Advisors, Inc. 20,293 20,960 3.29 480 509 6.04
2018-02-14 13F-HR LMM LLC 50,000 50,000 0.00 1,215 1,252 3.05
2018-02-14 13F-HR Advisor Group, Inc. 14,340 17,521 22.18 348 439 26.15
2018-02-14 13F-HR Interval Partners, LP 0 65,000 0 1,628
2018-02-12 13F-HR AMERIPRISE FINANCIAL INC 39,112 53,537 36.88 951 1,341 41.01
2018-01-16 13F-HR NEXT Financial Group, Inc 200 0 -100.00 5 0 -100.00
2017-09-14 13F-HR/A-1 ASSETMARK, INC 962 0 -100.00 22 0 -100.00
2018-02-09 13F-HR Tower Research Capital LLC (TRC) 30,482 21,933 -28.05 741 549 -25.91
2018-02-02 13F-HR PARSONS CAPITAL MANAGEMENT INC/RI 11,700 11,400 -2.56 284 286 0.70
2018-02-02 13F-HR Texan Capital Management 64,110 62,810 -2.03 1,558 1,573 0.96
2018-02-13 13F-HR KNOTT DAVID M 50,500 50,500 0.00 1,227 1,265 3.10
2017-11-14 13F-HR Parallax Volatility Advisers, L.P. Put 2,000 0 -100.00 47 0 -100.00
2017-10-27 13F-HR Beach Investment Management, LLC. 24,625 0 -100.00 582 0 -100.00
2017-11-14 13F-HR Walleye Trading LLC 5,889 0 -100.00 139 0 -100.00
2017-08-17 N-Q Trust For Advised Portfolios (see advisory)
2017-08-28 N-Q American Century Capital Portfolios Inc (see advisory)
2018-02-05 13F-HR Sonora Investment Management, LLC 4,310 8,640 100.46 104,733 216,432 106.65
2018-02-14 13F-HR UBS OCONNOR LLC 176,700 216,767 22.68 4,294,000 5,430,000 26.46
2018-02-13 13F-HR JP Morgan Chase & Co 456,134 465,073 1.96 11,107 11,650 4.89
2018-02-02 13F-HR Global Trust Asset Management, Llc 100 3
2018-02-14 13F-HR GSA CAPITAL PARTNERS LLP 18,013 50,357 179.56 438 1,261 187.90
2018-02-09 13F-HR FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. 29,766 746
2018-01-26 N-Q Templeton Global Smaller Companies Fund (see advisory)
2018-01-29 13F-HR MERITAGE PORTFOLIO MANAGEMENT 146,080 142,975 -2.13 3,550 3,581 0.87
2018-02-06 13F-HR M&T BANK CORP 115,729 117,729 1.73 2,812 2,949 4.87
2018-01-25 13F-HR Mercer Capital Advisers, Inc. 300 300 0.00 7 8 14.29
2018-02-14 13F-HR Williams Jones & Associates LLC 58,600 58,300 -0.51 1,424 1,460 2.53
2018-02-14 13F-HR GOLDMAN SACHS GROUP INC 696,078 684,048 -1.73 16,914 17,135 1.31
2018-02-13 13F-HR ROPES WEALTH ADVISORS LLC 2,000 2,000 0.00 49 50 2.04
2018-02-09 13F-HR Virtu Financial LLC 23,550 32,073 36.19 572 803 40.38
2018-02-13 13F-HR Evercore Wealth Management, LLC 1,000 1,000 0.00 24 25 4.17
2017-12-28 N-Q Fidelity Puritan Trust (see advisory)
2017-11-29 N-Q Gabelli Investor Funds Inc (see advisory)
2017-11-06 13F-HR Spot Trading L.l.c. Put 18,600 11,000 -40.86 440 267 -39.32
2018-01-31 13F-HR NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 2,095 2,095 0.00 51 52 1.96
2018-02-14 13F-HR STIFEL FINANCIAL CORP 251,595 261,673 4.01 6,116 6,575 7.50
2018-01-19 13F-HR Winslow, Evans & Crocker, Inc. 100 100 0.00 2,430 2,506 3.13
2018-02-08 13F-HR Cetera Advisor Networks LLC 0 9,009 0 227
2018-02-14 13F-HR DEUTSCHE BANK AG\ 252,600 433,136 71.47 6,138 10,850 76.77
2018-02-13 13F-HR KOCH INDUSTRIES INC 10,993 275
2018-02-09 13F-HR Raymond James Financial Services Advisors, Inc. 66,436 65,897 -0.81 1,614 1,651 2.29
2018-02-14 13F-HR FORESTERS INVESTMENT MANAGEMENT COMPANY, INC. 397,500 509,000 28.05 9,659 12,750 32.00
2018-02-14 13F-HR Ancora Advisors, LLC 8,400 8,100 -3.57 205 203 -0.98
2018-02-07 13F-HR LS Investment Advisors, LLC 500 500 0.00 12 13 8.33
2017-12-28 N-Q American Century Growth Funds, Inc. (see advisory)
2018-02-15 13F-HR Financial Advocates Investment Management 10,086 253
2018-02-07 13F-HR Spectrum Management Group, Inc. 1,000 1,000 0.00 24 25 4.17
2018-02-09 13F-HR Valeo Financial Advisors, Llc 750 750 0.00 18 19 5.56
2018-02-12 13F-HR Skandinaviska Enskilda Banken AB (publ) 300,000 583,900 94.63 7,290 14,627 100.64
2018-02-12 13F-HR FMR LLC / Fidelity 730,041 733,452 0.47 17,740 18,373 3.57
2017-11-14 13F-HR Lenox Wealth Management, Inc. 2,000 0 -100.00 47 0 -100.00
2018-02-12 13F-HR NN Investment Partners Holdings N.V. 186,900 174,500 -6.63 4,542 4,371 -3.76
2017-10-27 N-Q Etf Series Solutions (see advisory)
2018-01-11 13F-HR Kistler-Tiffany Companies, LLC 925 925 0.00 22 23 4.55
2018-02-09 13F-HR THOMPSON SIEGEL & WALMSLEY LLC 40,000 40,000 0.00 972 1,002 3.09
2017-11-03 13F-HR SYMONS CAPITAL MANAGEMENT INC 20,105 0 -100.00 476 0 -100.00
2018-02-14 13F-HR Zions Bancorporation 2,000 2,000 0.00 49 50 2.04
2018-01-25 13F-HR FTB Advisors, Inc. 900 900 0.00 22 23 4.55
2018-02-13 13F-HR FIRST INTERSTATE BANK 670 670 0.00 16 17 6.25
2018-01-26 13F-HR Legacy Advisors, Llc 16 16 0.00 0 0
2018-02-07 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 525 525 0.00 13 13 0.00
2018-02-14 13F-HR HighTower Advisors, LLC 89,236 90,229 1.11 2,171 2,261 4.15
2018-02-12 13F-HR Commonwealth Equity Services, Llc. 57,849 1,449
2018-02-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 36,400 36,400 0.00 885 912 3.05
2018-02-14 13F-HR BLAIR WILLIAM & CO/IL 12,899 12,399 -3.88 313 311 -0.64
2018-02-14 13F-HR/A-1 Taylor Hoffman Wealth Management 2,500 63
2018-02-08 13F-HR ADVISORY RESEARCH INC 11,220 11,220 0.00 273 281 2.93
2017-11-14 13F-HR 22NW, LP 19,900 0 -100.00 471 0 -100.00
2018-01-30 13F-HR Baker Ellis Asset Management LLC 6,500 9,000 38.46 158 225 42.41
2018-02-12 13F-HR ADVANTAGE INVESTMENT MANAGEMENT, LLC 1,000 0 -100.00 24 0 -100.00
2018-01-17 13F-HR Cutler Group LP Put 3,100 0 -100.00 2 0 -100.00
2018-02-02 13F-HR AMERICAN CENTURY COMPANIES INC 2,459,958 2,552,999 3.78 59,777 63,953 6.99
2018-02-09 13F-HR GROUP ONE TRADING, L.P. Call 30,200 36,900 22.19 734 924 25.89
2018-02-09 13F-HR Gateway Advisory, LLC 31,674 793
2018-02-14 13F-HR People's United Financial, Inc. 13,733 11,498 -16.27 334 288 -13.77
2017-11-29 N-Q Gabelli Asset Fund (see advisory)
2018-01-16 13F-HR BANK OF MONTREAL /CAN/ 417,400 417,400 0.00 10,142 10,456 3.10
2018-02-14 13F-HR FRANKLIN RESOURCES INC 1,411,517 1,371,373 -2.84 34,300 34,353 0.15
2018-01-24 N-Q Capitol Series Trust (see advisory)
2018-02-16 13F-HR/A-1 Commonwealth Equity Services, Inc 52,858 62,233 17.74 1,250 1,512 20.96
2017-09-28 N-Q Goldman Sachs Trust (see advisory)
2018-02-13 13F-HR WADE G W & INC 9,046 0 -100.00 220 0 -100.00
2018-02-15 13F-HR JANE STREET GROUP, LLC 0 16,234 0 407
2018-01-30 13F-HR Ledyard National Bank 500 13
2018-02-14 13F-HR Marshall Wace North America L.P. 0 27,551 0 690
2018-02-08 13F-HR Advisory Services Network, LLC 506 510 0.79 12 13 8.33
2017-11-08 13F-HR Bdo Wealth Advisors, Llc 156 0 -100.00 4 0 -100.00
2017-11-02 13F-HR/A-1 LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA 90 0 -100.00 2 0 -100.00
2017-11-09 13F-HR OPPENHEIMER & CO INC 10,650 0 -100.00 252 0 -100.00
2018-02-12 13F-HR Khp Capital, Llc 18,763 470,000
2018-02-07 13F-HR WHITTIER TRUST CO OF NEVADA INC 165 165 0.00 4 4 0.00
2018-02-09 13F-HR GROUP ONE TRADING, L.P. Put 12,500 15,300 22.40 304 383 25.99
2017-11-29 N-Q First Investors Life Series Funds (see advisory)
2018-02-14 13F-HR NORTHERN TRUST CORP 0 8,945 0 224
2018-02-14 13F-HR FIFTH THIRD BANCORP 0 1,000 0 25
2018-02-06 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 191,870 187,813 -2.11 4,662 4,705 0.92
2018-02-09 13F-HR ROBERTS GLORE & CO INC /IL/ 10,571 0 -100.00 257 0 -100.00
2017-09-28 N-Q Valued Advisers Trust (see advisory)
2017-11-06 13F-HR Spot Trading L.l.c. Call 106,600 9,700 -90.90 2,521 236 -90.64
2018-01-11 13F-HR North Star Investment Management Corp. 600 600 0.00 15 15 0.00
2018-01-16 13F-HR WHALEROCK POINT PARTNERS, LLC 14,700 368
2018-01-23 13F-HR DUNCKER STREETT & CO INC 15,665 15,665 0.00 380 392 3.16
2017-08-29 N-Q First Investors Equity Funds (see advisory)
2018-02-12 13F-HR Diligent Investors, LLC 8,363 8,363 0.00 203 209 2.96
2017-08-18 N-Q GABELLI EQUITY SERIES FUNDS INC (see advisory)
2018-02-06 13F-HR Sadoff Investment Management LLC 255,750 248,950 -2.66 6,215 6,236 0.34
2018-02-15 13F-HR SRS Capital Advisors, Inc. 7,156 7,287 1.83 173 182 5.20
2018-02-14 13F-HR Voya Financial Advisors, Inc. 14,630 14,538 -0.63 356 365 2.53
2017-11-15 13F-HR WOLVERINE TRADING, LLC Put 26,800 0 -100.00 624 0 -100.00
2017-11-15 13F-HR WOLVERINE TRADING, LLC 12,385 0 -100.00 289 0 -100.00
2018-01-29 13F-HR/A-1 BEACH INVESTMENT COUNSEL INC/PA 20,625 20,625 0.00 501 517 3.19
2018-01-22 13F-HR FIRST MANHATTAN CO 130,400 130,400 0.00 3,168 3,266 3.09
2018-01-17 13F-HR Edge Wealth Management LLC Call 1,002 1
2018-02-14 13F-HR QS Investors, LLC 9,220 231
2018-02-07 13F-HR WHITTIER TRUST CO 250 250 0.00 6 6 0.00
2018-02-14 13F-HR PEAK6 Investments, L.P. Put 21,000 19,100 -9.05 510 478 -6.27
2018-01-23 13F-HR ROTHSCHILD INVESTMENT CORP /IL 59,500 57,550 -3.28 1,446 1,442 -0.28
2018-02-14 13F-HR CAPTRUST FINANCIAL ADVISORS 0 800 0 20
2018-02-14 13F-HR UBS Group AG 245,712 441,176 79.55 5,971 11,052 85.09
2018-02-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 140,800 154,900 10.01 3,421 3,880 13.42
2018-02-15 13F-HR GLENMEDE TRUST CO NA 2,000 2,000 0.00 48 50 4.17
2018-02-14 13F-HR BANK OF AMERICA CORP /DE/ 1,743,567 1,670,367 -4.20 42,369 41,843 -1.24
2018-01-10 13F-HR SIMPLEX TRADING, LLC 0 128 0 3
2018-01-26 13F-HR PERKINS CAPITAL MANAGEMENT INC 31,850 798
2018-01-18 13F-HR Endurance Wealth Management, Inc. 47,575 47,575 0.00 1,156 1,192 3.11
2018-02-14 13F-HR Walleye Trading LLC Call 78,300 33,100 -57.73 1,903 829 -56.44
2018-02-08 13F-HR First Allied Advisory Services, Inc. 28,815 28,734 -0.28 696 722 3.74
2018-02-12 13F-HR PINNACLE ASSOCIATES LTD 9,750 0 -100.00 237 0 -100.00
2018-02-14 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 64,608 78,062 20.82 1,570 1,955 24.52
2018-02-02 13F-HR US BANCORP \DE\ 8,594 8,594 0.00 209 215 2.87
2018-02-14 13F-HR RAYMOND JAMES & ASSOCIATES 39,790 44,309 11.36 967 1,110 14.79
2017-11-15 13F-HR WOLVERINE TRADING, LLC Call 14,600 0 -100.00 340 0 -100.00
2018-01-24 13F-HR IFP Advisors, Inc 14,615 14,202 -2.83 355 356 0.28
2018-01-24 13F-HR KARPAS STRATEGIES LLC 15,475 15,475 0.00 376 388 3.19
2017-11-03 13F-HR Sandy Spring Bank 200 0 -100.00 5 0 -100.00
2018-01-11 13F-HR Sawyer & Company, Inc 3,560 89
2018-02-14 13F-HR Janney Montgomery Scott LLC 78,701 69,770 -11.35 1,912 1,748 -8.58
2018-02-02 13F-HR Fiduciary Group LLC 9,428 9,728 3.18 229 244 6.55
2017-12-13 SC 13D/A AXA FINANCIAL INC 2,515,537 3,756,519 49.33
2018-02-08 13F-HR D.A. DAVIDSON & CO. 95,353 111,495 16.93 2,317 2,793 20.54
2018-02-02 13F-HR GAMCO INVESTORS, INC. ET AL 198,524 184,995 -6.81 4,824 4,634 -3.94
2017-08-18 13F-HR WFG Advisors, LP 5,083 6,311 24.16 116 149 28.45
2018-02-13 13F-HR GEODE CAPITAL MANAGEMENT, LLC 34,480 863
2018-02-12 13F-HR BIRINYI ASSOCIATES INC 14,250 14,250 0.00 346 357 3.18
2018-02-08 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 3,215 3,120 -2.95 78 78 0.00
2018-02-08 13F-HR MCKINLEY CAPITAL MANAGEMENT LLC /DELAWARE 75,919 73,651 -2.99 1,845 1,845 0.00
2018-01-17 13F-HR CITY HOLDING CO 1,000 1,000 0.00 24 25 4.17
2018-01-29 13F-HR Guinness Asset Management Ltd 12,640 13,940 10.28 307 349 13.68
2018-02-09 13F-HR Mountain Capital Investment Advisors, Inc 528 0 -100.00 13 0 -100.00
2018-02-14 13F-HR Walleye Trading LLC Put 43,800 40,500 -7.53 1,064 1,014 -4.70
2018-02-14 13F-HR Philadelphia Financial Management of San Francisco, LLC 285,524 409,554 43.44 6,938 10,259 47.87
2017-10-26 13F-HR Acrospire Investment Management LLC 598 0 -100.00 14 0 -100.00
2018-02-14 13F-HR MUHLENKAMP & CO INC 12,050 11,150 -7.47 293 279 -4.78
2018-01-17 13F-HR Creative Planning 18,339 17,597 -4.05 446 441 -1.12
2018-02-13 13F-HR Aviance Capital Partners, LLC 33,939 32,309 -4.80 825 809 -1.94
2018-02-09 13F-HR PARADIGM ASSET MANAGEMENT CO LLC 20,200 23,400 15.84 490,860 586,170 19.42
2018-02-08 13F-HR SEI INVESTMENTS CO 151,903 157,903 3.95 3,691 3,956 7.18
2018-02-14 13F-HR BALYASNY ASSET MANAGEMENT LLC 11,700 191,466 1,536.46 284 4,796 1,588.73
2018-01-10 13F-HR Crow Point Partners, LLC 5,564 5,564 0.00 135 140 3.70
2018-01-17 13F-HR BENJAMIN F. EDWARDS & COMPANY, INC. 900 900 0.00 22 23 4.55
2018-01-26 13F-HR HIGHLAND CAPITAL MANAGEMENT, LLC 16,500 20,281 22.92 401 508 26.68
2018-01-17 13F-HR PEOPLES FINANCIAL SERVICES CORP. 1,000 1,000 0.00 24 25 4.17
2018-02-16 13F-HR We Are One Seven, Llc 1,399 35
2018-01-12 13F-HR Advocacy Wealth Management Services, LLC 3,150 3,150 0.00 77 79 2.60
2018-02-05 13F-HR QCI ASSET MANAGEMENT INC/NY 1,500 2,500 66.67 36 63 75.00
2018-02-02 13F-HR GABELLI SECURITIES, INC. 0 8,000 0 200
2018-02-13 13F-HR Formidable Asset Management, LLC 0 16,685 0 418
2018-02-16 13F-HR SALEM INVESTMENT COUNSELORS INC 1,539 1,539 0.00 52 50 -3.85
2018-02-14 13F-HR RBF Capital, LLC 30,000 30,000 0.00 729 752 3.16
2018-02-14 13F-HR Krilogy Financial LLC 606 619 2.15 15 15 0.00
2018-02-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 263,800 177,600 -32.68 6,410 4,449 -30.59
2018-02-09 13F-HR SCHRODER INVESTMENT MANAGEMENT GROUP 10,789 10,789 0.00 263 270 2.66
2018-02-06 13F-HR Bridgecreek Investment Management, LLC 171,775 163,825 -4.63 4,174 4,104 -1.68
2018-02-13 13F-HR Renaissance Technologies LLC 222,300 386,300 73.77 5,402 9,677 79.14
2017-10-26 N-Q American Century Strategic Asset Allocations Inc (see advisory)
2018-02-07 13F-HR GROESBECK INVESTMENT MANAGEMENT CORP /NJ/ 122,231 122,231 0.00 2,970 3,062 3.10
2018-01-25 13F-HR First Personal Financial Services 24 25 4.17
2018-02-14 13F-HR PEAK6 Investments, L.P. Call 1,200 0 -100.00 29 0 -100.00
2018-02-09 13F-HR Bank of New York Mellon Corp 12,244 12,044 -1.63 298 301 1.01
2018-02-14 13F-HR LPL Financial LLC 62,838 67,611 7.60 1,527 1,694 10.94
2018-01-18 13F-HR REGIONS FINANCIAL CORP 350 9
2017-11-14 13F-HR BARCLAYS PLC 829 0 -100.00 20 0 -100.00
2018-02-14 13F-HR ROYAL BANK OF CANADA 97,139 95,310 -1.88 2,359 2,387 1.19
2018-01-23 13F-HR DELTA ASSET MANAGEMENT LLC/TN 16,185 15,465 -4.45 393 388 -1.27

Form N-Q Advisory - Experimental Feature Here!

We have recently started to include coverage of N-Q filers in our ownership database. N-Q forms are unstructured and difficult for machines to parse into accurate financial data.

However, Because of the large number of these institutions and this difficulty in tracking their positions, they represent a significant, yet hidden, market force. In an effort to widen our ownership coverage and provide greater transparency, we are testing various ways to expose these owners in an accurate manner. This early version of the crawler simply identifies mentions of companies in the N-Q forms.

Limitations:

  • We only list underlying securities (the ordinary shares), even though the actual security held might be a derivative or a related bond issue. For example, although the institution is shown on this security page ( AB / AllianceBernstein Holding L.P. ), the institution may actually own a related security such as a preferred share or a bond. To find out the exact security, click on the institution link and then follow the link to the actual "N-Q".
  • We only list fund sponsors as institutions, even though the security might be held within a fund operated by the listed institution.. For example, the institution listed in the table as the owner is probably a sponsor of a family of ETFs or mutual funds. If so, then this security is owned by a fund or several funds within the family, and not directly owned by the listed institution. The crawler is not yet able to place these holdings within the individual funds. Atain, you must review the actual filing to see the detail.

These limitations are significant but we believe that the increased transparency outweights the limitations. Future revisions of the crawler will resolve these limitations. Use this information at your own risk!

CUSIP: 01881G106