SecurityAAOI / Applied Optoelectronics, Inc. (03823U102)
President and CEOLin Chih-Hsiang (Thompson)
IndustrySemiconductors and Related Devices
Institutional Owners186
Institutional Shares16,211,241 - 82.30%
Common Shares Outstanding19,697,996 shares (as of 2018-06-30)
Institutional Value$ 3,469,095,000 USD

Institutional Stock Ownership and Shareholders

AAOI / Applied Optoelectronics, Inc. Institutional Ownership

Applied Optoelectronics, Inc. (NASDAQ:AAOI) has 186 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 16,211,241 shares. Largest shareholders include BlackRock Inc., Maverick Capital Ltd, Vanguard Group Inc, Wellington Trust Co NA, Maplelane Capital, Llc, Discovery Capital Management, LLC, State Street Corp, Susquehanna International Group, Llp, State of Tennessee, Treasury Department, and BlackRock Fund Advisors.
Applied Optoelectronics, Inc. (NASDAQ:AAOI) ownership structure shows current positions in the company by institutions and funds, as well as latest changes in position size. Major shareholders can include individual investors, mutual funds, hedge funds, or institutions. The Schedule 13D indicates that the investor holds more than 5% of the company and intends to actively pursue a change in business strategy. Schedule 13G indicates a passive investment of over 5%. Green rows indicate new positions. Red rows indicate closed positions. Click the link icon to see the full transaction history.

File DateFormInvestor Opt Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
($1000)
Current Value
($1000)
Change
(Percent)
2018-08-14 13F-HR Centaurus Financial, Inc. 919 41
2018-08-14 13F-HR MORGAN STANLEY 739,969 129,822 -82.46 18,544 5,830 -68.56
2017-01-30 13F-HR GRAY FINANCIAL GROUP /GA /ADV /ADV 20,748 18,055 -12.98 460,813 423 -99.91
2018-08-01 13F-HR Malaga Cove Capital, LLC 66,216 65,594 -0.94 1,659 2,945 77.52
2018-07-23 13F-HR MIZUHO SECURITIES USA INC. Put 30,300 0 -100.00 242 0 -100.00
2018-05-04 13F-HR Financial Gravity Companies, Inc. 4,131 4,624 11.93 134 143 6.72
2018-08-10 13F-HR GREAT WEST LIFE ASSURANCE CO /CAN/ 24,256 24,256 0.00 608 1,089 79.11
2018-07-27 13F-HR Advisory Services Network, LLC 0 1,000 0 40
2018-08-14 13F-HR MASON STREET ADVISORS, LLC 5,410 5,654 4.51 136 254 86.76
2018-08-15 13F-HR JANE STREET GROUP, LLC 14,393 9,681 -32.74 361 435 20.50
2018-08-01 13F-HR WELLS FARGO & COMPANY/MN 45,255 87,652 93.68 1,135 3,936 246.78
2018-07-09 13F-HR Centerstar Asset Management, Llc Put 71 3 -95.77
2018-08-13 13F-HR OPPENHEIMER FUNDS INC 9,552 4,797 -49.78 239 215 -10.04
2018-08-10 13F-HR Cutler Group LP 12,398 18,410 48.49 310 826 166.45
2018-08-13 13F-HR/A Koshinski Asset Management, Inc. 7,145 321
2018-02-12 13F-HR Hutchin Hill Capital, LP 24,200 0 -100.00 1,565 0 -100.00
2018-08-14 13F-HR TUDOR INVESTMENT CORP ET AL 9,753 0 -100.00 244 0 -100.00
2018-08-14 13F-HR CAPITAL FUND MANAGEMENT S.A. Call 0 42,700 0 1,917
2018-08-14 13F-HR Brasada Capital Management, Lp 200 0 -100.00 5 0 -100.00
2018-08-10 13F-HR Quantitative Investment Management, LLC 185,600 43,500 -76.56 4,651 1,953 -58.01
2018-08-07 13F-HR Arizona State Retirement System 30,776 28,516 -7.34 771 1,280 66.02
2018-07-05 13F-HR West Oak Capital, LLC 100 100 0.00 2,506 4,490 79.17
2018-08-03 13F-HR THOMPSON DAVIS & CO., INC. 1,250 0 -100.00 31 0 -100.00
2018-08-14 13F-HR PUBLIC SECTOR PENSION INVESTMENT BOARD 12,179 12,179 0.00 305 547 79.34
2018-07-06 13F-HR Versant Capital Management, Inc 151 122 -19.21 3 5 66.67
2018-08-10 13F-HR Cambridge Investment Research Advisors, Inc. 0 8,306 0 373
2018-07-31 13F-HR CWM, LLC 800 36
2018-08-10 13F-HR Tyers Asset Management LLC 2,352 2,352 0.00 59 106 79.66
2018-08-14 13F-HR State of Tennessee, Treasury Department 730,511 596,291 -18.37 18,307 26,774 46.25
2018-05-11 13F-HR CITIGROUP INC Call 10,900 23,200 112.84 412 581 41.02
2018-08-13 13F-HR RAYMOND JAMES & ASSOCIATES 211,104 210,311 -0.38 5,290 9,443 78.51
2018-08-06 13F-HR HL FINANCIAL SERVICES LLC 50,328 54,454 8.20 1,261 2,445 93.89
2018-08-14 13F-HR Squarepoint Ops LLC 0 23,610 0 1,060
2018-08-09 13F-HR GSA CAPITAL PARTNERS LLP 0 24,554 0 1,102
2018-08-09 13F-HR ALPINE WOODS CAPITAL INVESTORS, LLC 31,170 31,170 0.00 781 1,400 79.26
2018-07-13 13F-HR BANK OF MONTREAL /CAN/ 278,182 203,883 -26.71 6,971 9,154 31.32
2018-08-22 13F-HR PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 8,584 0 -100.00 215 0 -100.00
2018-08-15 13F-HR JANE STREET GROUP, LLC Call 0 11,600 0 521
2018-08-13 13F-HR Flinton Capital Management LLC 2,856 2,856 0.00 72 128 77.78
2018-08-14 13F-HR THRIVENT FINANCIAL FOR LUTHERANS 12,694 13,431 5.81 318 603 89.62
2018-08-14 13F-HR JP Morgan Chase & Co 174,040 37,668 -78.36 4,362 1,692 -61.21
2018-08-14 13F-HR HANSEATIC MANAGEMENT SERVICES INC 29 1
2018-07-23 13F-HR TOTH FINANCIAL ADVISORY CORP 0 24,808 0 1,114
2018-08-14 13F-HR HighTower Advisors, LLC 70,017 68,749 -1.81 1,760 3,088 75.45
2018-08-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP 756,651 266,077 -64.83 18,962 11,947 -37.00
2018-08-10 13F-HR Cutler Group LP Put 24,300 22,100 -9.05 755 569 -24.64
2018-07-31 13F-HR GILDER GAGNON HOWE & CO LLC 10,859 16,475 51.72 272 740 172.06
2018-07-26 13F-HR TCI Wealth Advisors, Inc. 24 24 0.00 1 1 0.00
2018-08-14 13F-HR J. Goldman & Co LP 18,500 0 -100.00 464 0 -100.00
2018-08-14 13F-HR Resources Investment Advisors, Inc. 300 300 0.00 8 13 62.50
2018-08-10 13F-HR UNITED SERVICES AUTOMOBILE ASSOCIATION 23,285 22,833 -1.94 584 1,025 75.51
2018-08-17 13F-HR/A NOMURA HOLDINGS INC Call 175,000 0 -100.00 4,355 0 -100.00
2018-08-08 13F-HR AMERICAN INTERNATIONAL GROUP INC 11,976 14,555 21.53 300 654 118.00
2018-08-14 13F-HR PEAK6 Investments, L.P. 1,447 914 -36.83 36 41 13.89
2018-02-14 13F-HR GOLDMAN CAPITAL MANAGEMENT INC 104,700 83,850 -19.91 6,771 3,171 -53.17
2018-08-14 13F-HR GOLDMAN SACHS GROUP INC 141,450 107,201 -24.21 3,544 4,813 35.81
2018-08-07 13F-HR Van Hulzen Asset Management, LLC 8,843 397
2018-08-14 13F-HR CAPITAL FUND MANAGEMENT S.A. 90,136 0 -100.00 2,259 0 -100.00
2018-08-10 13F-HR Meadow Creek Investment Management LLC 1,344 1,344 0.00 34 60 76.47
2018-07-26 13F-HR Advisornet Financial, Inc 108 5
2018-08-14 13F-HR STATE STREET CORP 650,681 665,521 2.28 16,309 29,878 83.20
2018-08-03 13F-HR VIRGINIA RETIREMENT SYSTEMS ET AL 13,600 0 -100.00 341 0 -100.00
2018-07-18 13F-HR NISA INVESTMENT ADVISORS L.L.C. 200 200 0.00 5 9 80.00
2018-08-01 13F-HR SYNOVUS FINANCIAL CORP 9,885 447
2018-07-30 13F-HR Raymond James Financial Services Advisors, Inc. 47,616 50,685 6.45 1,193 2,276 90.78
2017-11-14 13F-HR/A AFFINITY WEALTH MANAGEMENT 3,450 4,148 20.23 213 268 25.82
2017-05-01 13F-HR Spot Trading L.L.C Call 0 12,400 0 696
2017-02-10 13F-HR BlackRock Institutional Trust Company, N.A. 414,727 417,849 0.75 9,211 9,794 6.33
2018-08-14 13F-HR D. E. Shaw & Co., Inc. Put 15,000 15,000 0.00 376 674 79.26
2018-08-14 13F-HR TWO SIGMA INVESTMENTS LLC Call 15,000 6,800 -54.67 376 305 -18.88
2018-08-13 13F-HR WOLVERINE TRADING, LLC 9,295 9,295 0.00 233 233 0.00
2018-08-15 13F-HR Metlife Investment Advisors, Llc 8,622 8,622 0.00 216 387 79.17
2018-08-14 13F-HR BARCLAYS PLC Call 5,800 9,200 58.62 145 413 184.83
2018-08-03 13F-HR Parkside Financial Bank & Trust 0 14 0 1
2018-05-02 13F-HR DREMAN VALUE MANAGEMENT, L L C 6,407 6,407 0.00 242 161 -33.47
2018-08-14 13F-HR PECONIC PARTNERS LLC 1,000 1,000 0.00 25 45 80.00
2018-08-10 13F-HR CREDIT AGRICOLE S A 20,000 32,000 60.00 502 1,436 186.06
2018-08-14 13F-HR Newtyn Management, LLC 52,337 0 -100.00 1,312 0 -100.00
2018-08-10 13F-HR CITIGROUP INC 4,031 22,091 448.03 101 991 881.19
2018-08-01 13F-HR NEW YORK STATE TEACHERS RETIREMENT SYSTEM 24,311 24,408 0.40 609 1,096 79.97
2018-07-25 13F-HR BNP PARIBAS ARBITRAGE, SA 51,040 35,059 -31.31 1,279,062 1,574,149 23.07
2018-08-14 13F-HR PEAK6 Investments, L.P. Put 8,000 8,000 0.00 200 359 79.50
2018-08-02 13F-HR VICTORY CAPITAL MANAGEMENT INC 3,602 24,842 589.67 90 1,115 1,138.89
2018-08-14 13F-HR DEUTSCHE BANK AG\ 22,091 55,666 151.98 552 2,498 352.54
2018-08-14 13F-HR MILLENNIUM MANAGEMENT LLC 0 17,541 0 788
2018-07-27 13F-HR Eqis Capital Management, Inc. 34,889 28,386 -18.64 874 1,275 45.88
2018-08-14 13F-HR/A CITADEL ADVISORS LLC Call 227,600 222,700 -2.15 5,704 9,999 75.30
2018-08-14 13F-HR CREDIT SUISSE AG/ 34,370 32,000 -6.90 861 1,437 66.90
2018-08-14 13F-HR Brandywine Global Investment Management, LLC 204,786 198,916 -2.87 5,132 8,932 74.05
2018-08-13 13F-HR Advisor Group, Inc. 2,102 5,807 176.26 53 260 390.57
2018-08-13 13F-HR MAPLELANE CAPITAL, LLC Put 0 850,000 0 38,165
2017-02-08 13F-HR Geduld E E 15,000 0 -100.00 333 0 -100.00
2018-08-14 13F-HR MANUFACTURERS LIFE INSURANCE COMPANY, THE 14,355 14,086 -1.87 360 633 75.83
2018-08-10 13F-HR CITIGROUP INC Put 7,100 8,100 14.08 178 364 104.49
2018-08-01 13F-HR COMERICA BANK 20,257 20,647 1.93 641 979 52.73
2018-08-14 13F-HR Alyeska Investment Group, L.P. 174,814 0 -100.00 4,381 0 -100.00
2018-08-06 13F-HR Bowling Portfolio Management LLC 27,901 0 -100.00 699 0 -100.00
2018-08-09 13F-HR Gradient Investments LLC 1 0 -100.00 0 0
2018-08-10 13F-HR Cutler Group LP Call 14,600 31,400 115.07 13 117 800.00
2018-09-18 13F-HR/A NORTHERN TRUST CORP 217,790 224,674 3.16 5,458 10,088 84.83
2018-08-14 13F-HR BRIDGEWAY CAPITAL MANAGEMENT INC 117,700 105,000 -10.79 2,950 4,715 59.83
2018-02-14 13F-HR GLG Partners LP 2,750 5,500 100.00 178 208 16.85
2018-08-14 13F-HR Walleye Trading LLC Put 4,900 21,700 342.86 123 974 691.87
2018-08-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Call 228,600 472,800 106.82 5,729 21,229 270.55
2018-08-15 13F-HR CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 43,935 38,100 -13.28 1,101 1,711 55.40
2018-08-10 13F-HR PNC FINANCIAL SERVICES GROUP, INC. 7,767 6,333 -18.46 195 284 45.64
2018-07-20 13F-HR Steward Partners Investment Advisory, Llc 195 30 -84.62 4 1 -75.00
2018-08-14 13F-HR PRICE T ROWE ASSOCIATES INC /MD/ 5,197 233
2018-08-10 13F-HR RIVERHEAD CAPITAL MANAGEMENT LLC 2,185 2,185 0.00 55 98 78.18
2018-08-13 13F-HR Axa 22,500 0 -100.00 564 0 -100.00
2018-08-14 13F-HR Polar Asset Management Partners Inc. Call 50,000 2,245
2017-05-01 13F-HR Spot Trading L.L.C Put 0 33,700 0 1,892
2018-08-08 13F-HR LSV ASSET MANAGEMENT 87,900 23,300 -73.49 2,202 1,046 -52.50
2018-07-18 13F-HR Fny Investment Advisers, Llc Call 12 0
2017-05-01 13F-HR Spot Trading L.L.C 53,000 13,792 -73.98 1,242 774 -37.68
2018-07-11 13F-HR Ledyard National Bank 540 540 0.00 14 24 71.43
2018-08-13 13F-HR WOLVERINE TRADING, LLC Call 129,700 129,700 0.00 3,250 3,250 0.00
2018-08-13 13F-HR 6 Meridian 6,181 278
2018-08-14 13F-HR Financial Gravity Wealth, Inc. 4,624 4,190 -9.39 143 178 24.48
2018-08-01 13F-HR Taylor Frigon Capital Management LLC 84,029 64,547 -23.18 2,106 2,898 37.61
2018-07-26 13F-HR FIRST INTERSTATE BANK 6,000 6,000 0.00 150 269 79.33
2018-08-13 13F-HR GROUP ONE TRADING, L.P. Put 117,400 154,700 31.77 2,942 6,946 136.10
2018-08-10 13F-HR FEDERATED INVESTORS INC /PA/ 28,489 0 -100.00 714 0 -100.00
2018-08-14 13F-HR Nokomis Capital, L.L.C. Put 0 65,200 0 2,927
2018-07-23 13F-HR TEXAS PERMANENT SCHOOL FUND 12,910 12,636 -2.12 324 567 75.00
2018-08-10 13F-HR Neuburgh Advisers LLC 1,848 1,848 0.00 46 83 80.43
2017-07-27 13F-HR Spot Trading L.l.c. Call 95,900 5,926
2018-08-14 13F-HR Parallax Volatility Advisers, L.P. 2,130 937 -56.01 53 42 -20.75
2018-02-16 13F-HR/A Commonwealth Equity Services, Inc 3,497 226
2018-08-08 13F-HR Private Capital Group, Llc 5 5 0.00 0 0
2018-08-14 13F-HR VANGUARD GROUP INC 1,097,567 1,107,631 0.92 27,505 49,733 80.81
2018-07-13 13F-HR BANK OF MONTREAL /CAN/ Put 104,100 47,100 -54.76 2,609 2,115 -18.93
2018-08-14 13F-HR UBS ASSET MANAGEMENT AMERICAS INC 0 9,400 0 422,060
2018-08-09 13F-HR Mutual of America Capital Management LLC 1,500 1,122 -25.20 38 50 31.58
2018-08-14 13F-HR AQR CAPITAL MANAGEMENT LLC 107,161 55,763 -47.96 2,685 2,504 -6.74
2018-08-14 13F-HR LOGAN CAPITAL MANAGEMENT INC 28,422 43,509 53.08 713 1,953 173.91
2018-08-14 13F-HR D. E. Shaw & Co., Inc. 0 5,546 0 249
2018-08-14 13F-HR GUGGENHEIM CAPITAL LLC 225,410 30,424 -86.50 5,650 1,366 -75.82
2018-08-14 13F-HR/A CITADEL ADVISORS LLC 49,148 0 -100.00 1,232 0 -100.00
2018-08-13 13F-HR GROUP ONE TRADING, L.P. Call 348,100 345,800 -0.66 8,723 15,526 77.99
2017-07-10 13F-HR CAPSTONE ASSET MANAGEMENT CO 3,280 203
2017-01-18 13F-HR WALL STREET ASSOCIATES 98,900 51,812 -47.61 2,197 1,214 -44.74
2018-07-30 13F-HR/A Virtu Financial LLC 6,507 292
2018-08-10 13F-HR Legal & General Group Plc 36,119 38,522 6.65 886 1,698 91.65
2017-07-27 13F-HR Spot Trading L.l.c. Put 80,200 4,956
2018-08-06 13F-HR STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 10,062 10,922 8.55 252 490 94.44
2018-08-14 13F-HR BARCLAYS PLC Put 5,900 102,000 1,628.81 148 4,580 2,994.59
2018-07-30 13F-HR SIMPLEX TRADING, LLC 15,454 0 -100.00 387 0 -100.00
2018-08-13 13F-HR Stone Ridge Asset Management LLC 5,500 247
2018-05-09 13F-HR OPTIMUM INVESTMENT ADVISORS 5,550 700 -87.39 210 18 -91.43
2018-08-13 13F-HR Oz Management LP 92,700 95,000 2.48 2,323 4,266 83.64
2018-08-13 13F-HR WOLVERINE TRADING, LLC Put 95,800 95,800 0.00 2,401 2,401 0.00
2017-02-10 13F-HR BlackRock Investment Management, LLC 70,144 69,300 -1.20 1,558 1,624 4.24
2018-08-07 13F-HR IPG Investment Advisors LLC 12,000 538,800
2018-07-20 13F-HR LS Investment Advisors, LLC 7,111 7,113 0.03 178 319 79.21
2018-07-30 13F-HR SIMPLEX TRADING, LLC Call 438 803 83.33 25 3,605 14,320.00
2018-08-03 13F-HR SEI INVESTMENTS CO 30 49 63.33 1 2 100.00
2018-08-14 13F-HR Man Group plc 9,304 0 -100.00 233 0 -100.00
2018-08-06 13F-HR Sonora Investment Management, LLC 200 200 0.00 5,012 9 -99.82
2018-07-26 13F-HR REGIONS FINANCIAL CORP 79 25 -68.35 2 1 -50.00
2018-08-17 13F-HR/A NOMURA HOLDINGS INC 18,600 41,988 125.74 463 1,885 307.13
2018-07-25 13F-HR Elephas Investment Management Ltd 23,400 1,051
2018-08-06 13F-HR Zurcher Kantonalbank (Zurich Cantonalbank) 1,434 1,434 0.00 36 64 77.78
2018-08-14 13F-HR TEACHERS ADVISORS INC 33,574 36,271 8.03 841 1,629 93.70
2018-08-10 13F-HR Massey, Quick & Co., LLC 600 300 -50.00 15 13 -13.33
2018-08-10 13F-HR CITIGROUP INC Call 23,200 34,400 48.28 581 1,545 165.92
2018-07-23 13F-HR MIZUHO SECURITIES USA INC. 30,300 0 -100.00 759 0 -100.00
2018-08-14 13F-HR Discovery Capital Management, LLC 831,804 37,348
2018-08-10 13F-HR NEW YORK STATE COMMON RETIREMENT FUND 28,201 20,600 -26.95 707 925 30.83
2018-08-13 13F-HR Stratos Wealth Partners, LTD. 250 0 -100.00 6 0 -100.00
2018-07-27 13F-HR PIEDMONT INVESTMENT ADVISORS LLC 0 4,548 0 204
2018-05-11 13F-HR CITIGROUP INC Put 17,200 7,100 -58.72 651 178 -72.66
2018-08-01 13F-HR TrueNorth, Inc. 1 0
2018-08-14 13F-HR Polar Asset Management Partners Inc. 118,361 5,314
2018-08-14 13F-HR TIAA CREF INVESTMENT MANAGEMENT LLC 44,153 40,930 -7.30 1,106 1,838 66.18
2018-08-10 13F-HR OPPENHEIMER & CO INC 10,000 13,200 32.00 251 593 136.25
2018-08-02 13F-HR INVESTMENT COUNSELORS OF MARYLAND LLC 565,710 529,362 -6.43 14,177 23,768 67.65
2018-08-03 13F-HR Seacrest Wealth Management, Llc 869 570 -34.41 22 26 18.18
2018-08-14 13F-HR CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 28,532 28,720 0.66 715 1,290 80.42
2018-08-15 13F-HR METROPOLITAN LIFE INSURANCE CO/NY 6,205 6,205 0.00 155,497 278,604 79.17
2018-08-14 13F-HR MAVERICK CAPITAL LTD 1,914,835 85,976
2018-07-10 13F-HR State of Alaska, Department of Revenue 6,272 6,332 0.96 157 284 80.89
2018-08-09 13F-HR Swiss National Bank 32,000 32,000 0.00 802 1,437 79.18
2018-05-11 13F-HR CITIGROUP INC 17,040 4,031 -76.34 644 101 -84.32
2018-08-14 13F-HR GEODE CAPITAL MANAGEMENT, LLC 171,799 190,773 11.04 4,305 8,565 98.95
2018-08-08 13F-HR BRONFMAN E.L. ROTHSCHILD, L.P. 33 45 36.36 1 2 100.00
2018-08-06 13F-HR RHUMBLINE ADVISERS 44,469 45,887 3.19 1,114 2,060 84.92
2018-07-30 13F-HR SIMPLEX TRADING, LLC Put 758 309 -59.23 607 1,387 128.50
2018-08-09 13F-HR PineBridge Investments, L.P. 0 3,698 0 166
2018-08-13 13F-HR TT INTERNATIONAL 61,987 0 -100.00 1,553,394 0 -100.00
2018-08-13 13F-HR BLOOM TREE PARTNERS, LLC 312,565 0 -100.00 7,833 0 -100.00
2018-07-18 13F-HR Louisiana State Employees Retirement System 8,600 8,800 2.33 216 395 82.87
2018-08-15 13F-HR LADENBURG THALMANN FINANCIAL SERVICES INC 9,960 9,960 0.00 250 250 0.00
2018-08-13 13F-HR PRINCIPAL FINANCIAL GROUP INC 186,911 152,532 -18.39 4,684 6,849 46.22
2018-08-14 13F-HR AMERIPRISE FINANCIAL INC 101,843 108,820 6.85 2,552 4,887 91.50
2018-08-13 13F-HR Oz Management LP Put 99,500 98,600 -0.90 2,493 4,427 77.58
2018-08-13 13F-HR PRUDENTIAL FINANCIAL INC 32,460 33,260 2.46 813 1,493 83.64
2018-08-14 13F-HR SUSQUEHANNA INTERNATIONAL GROUP, LLP Put 951,800 597,700 -37.20 23,852 26,837 12.51
2018-07-18 13F-HR Westpac Banking Corp 20,930 0 -100.00 524,506 0 -100.00
2018-08-13 13F-HR TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 8,777 8,777 0.00 220 394 79.09
2018-08-14 13F-HR LPL Financial LLC 24,405 18,141 -25.67 612 815 33.17
2018-08-14 13F-HR Walleye Trading LLC Call 88,000 29,800 -66.14 2,205 1,338 -39.32
2018-08-14 13F-HR Voya Investment Management LLC 17,745 7,684 -56.70 445 345 -22.47
2018-08-10 13F-HR GLOBEFLEX CAPITAL L P 11,300 13,000 15.04 283 584 106.36
2017-02-09 SC 13G Wellington Trust Co NA 1,099,714
2018-08-14 13F-HR ROYAL BANK OF CANADA 6,417 10,915 70.10 160 490 206.25
2018-08-13 13F-HR PIONEER INVESTMENT MANAGEMENT INC 0 34,200 0 1,536
2018-08-08 13F-HR SCHWAB CHARLES INVESTMENT MANAGEMENT INC 90,317 100,798 11.60 2,264 4,526 99.91
2018-07-31 13F-HR Crossmark Global Holdings, Inc. 13,930 14,850 6.60 349 667 91.12
2018-08-14 13F-HR BARCLAYS PLC 19,206 134,721 601.45 481 6,049 1,157.59
2018-08-14 13F-HR/A CITADEL ADVISORS LLC Put 155,200 189,600 22.16 3,889 8,513 118.90
2018-08-14 13F-HR Tower Research Capital LLC (TRC) 0 1 0 0
2017-02-10 13F-HR BlackRock Fund Advisors 462,603 542,348 17.24 10,274 12,713 23.74
2018-08-02 13F-HR Atlantic Trust Group, LLC 80 80 0.00 2 4 100.00
2018-08-15 13F-HR Krilogy Financial LLC 2,325 0 -100.00 58 0 -100.00
2018-07-19 13F-HR BENJAMIN F. EDWARDS & COMPANY, INC. 2,654 2,648 -0.23 67 119 77.61
2018-07-18 13F-HR Fny Investment Advisers, Llc 5,250 235
2018-07-20 13F-HR Creative Planning 19,665 4,835 -75.41 493 217 -55.98
2018-07-25 13F-HR BOURNE LENT ASSET MANAGEMENT INC 19,775 19,775 0.00 496 888 79.03
2018-08-14 13F-HR Sterneck Capital Management, LLC 8,000 8,000 0.00 200 359 79.50
2018-08-10 13F-HR North Growth Management Ltd. 335,000 242,000 -27.76 8,405 10,884 29.49
2018-08-14 13F-HR CAPITAL FUND MANAGEMENT S.A. Put 8,700 391
2018-08-09 13F-HR BlackRock Inc. 2,555,397 2,827,109 10.63 64,037 126,935 98.22
2018-08-13 13F-HR PARAMETRIC PORTFOLIO ASSOCIATES LLC 19,084 20,507 7.46 478 921 92.68
2018-08-10 13F-HR DIMENSIONAL FUND ADVISORS LP 305,094 359,689 17.89 7,646 16,150 111.22
2018-08-14 13F-HR BANK OF AMERICA CORP /DE/ 37,352 39,021 4.47 937 1,752 86.98
2018-08-14 13F-HR HighTower Advisors, LLC Call 0 4,200 0 11
2018-08-13 13F-HR Ameritas Investment Partners, Inc. 1,515 1,515 0.00 38 68 78.95
2018-08-02 13F-HR FIRST TRUST ADVISORS LP 36,291 0 -100.00 909 0 -100.00
2018-07-19 13F-HR Municipal Employees' Retirement System of Michigan 9,800 8,990 -8.27 245 404 64.90
2018-08-13 13F-HR Laurion Capital Management LP 14,532 0 -100.00 364 0 -100.00
2018-08-15 13F-HR JANE STREET GROUP, LLC Put 13,300 5,500 -58.65 333 247 -25.83
2018-07-13 13F-HR Creative Financial Designs Inc /adv 18 18 0.00 0 1
2018-08-14 13F-HR Invesco Ltd. 88,835 218,178 145.60 2,226 9,796 340.07
2018-08-13 13F-HR ALLIANCEBERNSTEIN L.P. 23,400 21,800 -6.84 586 979 67.06
2018-08-02 13F-HR/A ALPS ADVISORS INC 16,292 15,560 -4.49 408 699 71.32
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2018-08-13 13F-HR Allianz Asset Management AG 0 50,115 0 2,250
2018-08-10 13F-HR Employees Retirement System of Texas 50,000 50,000 0.00 1,253 2,245 79.17
2018-08-03 13F-HR Engineers Gate Manager LP 0 4,501 0 202
2018-08-08 13F-HR US BANCORP \DE\ 15 45 200.00 0 2
2018-08-07 13F-HR SG Americas Securities, LLC 38,329 4,768 -87.56 961 214 -77.73
2018-08-07 13F-HR IFP Advisors, Inc 1,400 1,350 -3.57 35 61 74.29
2017-02-10 13F-HR BlackRock Advisors LLC 8,606 8,669 0.73 191 203 6.28
2018-08-14 13F-HR UBS Group AG 39,484 51,288 29.90 989 2,303 132.86
AAOI : Applied Optoelectronics Stock Analysis and Research Report

2017-10-02 - Asif

Applied Optoelectronics is a leading, vertically integrated provider of fiber-optic networking products, primarily for four networking end-markets: internet data center, cable television, or CATV, fiber-to-the-home, or FTTH, and telecommunication, or telecom. The company design and manufacture a range of optical communications products at varying levels of integration, from components, subassemblies and modules to complete turn-key equipment. In designing products for its customers, Applied Optoelectronics begins with the fundamental building blocks of lasers and laser components. From these foundational products, the company design and manufacture a wide range of products to meet its customers’ needs and specifications, and such products differ from each other by their end market, intended use and level of integration. The company primarily focused on the higher-performance segments within all four of its target markets, which increasingly demand faster connectivity and innovat...

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RIGL: Rigel Pharmaceuticals Analysis and Research Report

2018-09-18 - Asif

Overview Rigel Pharmaceuticals is a biotechnology company dedicated to discovering, developing and providing novel small molecule drugs that significantly improve the lives of patients with immune and hematologic disorders, cancer and rare diseases. The company's pioneering research focuses on signaling pathways that are critical to disease mechanisms. The company's first FDA-approved product is TAVALISSE™ (fostamatinib disodium hexahydrate), an oral spleen tyrosine kinase (SYK) inhibitor, for the treatment of adult patients with chronic immune thrombocytopenia who have had an insufficient response to a previous treatment. The company's current clinical programs include Phase 2 studies of fostamatinib in autoimmune hemolytic anemia and IgA nephropathy, and a Phase 1 study for its IRAK program. In addition, Rigel Pharmaceuticals has product candidates in development with partners BerGenBio AS, Daiichi Sankyo, and Aclaris Therapeutics. Since inception, Rigel Pharmaceuticals h...

EKSO: Ekso Bionics Holdings Analysis and Research Report

2018-09-18 - Asif

Overview The company design, develop and sell exoskeleton technology to augment human strength, endurance and mobility. The company's exoskeleton technology serves multiple markets and can be used both by able-bodied users as well as by persons with physical disabilities. Ekso Bionics has sold, rented or leased devices that (a) enable individuals with neurological conditions affecting gait (stroke and spinal cord injury) to rehabilitate and to walk again and (b) allow industrial workers to perform heavy duty work for extended periods. Today, its medical exoskeleton, Ekso GT, is used as a rehabilitation tool to allow physicians and therapists to rehabilitate patients who have suffered a stroke or spinal cord injury. With its unique features designed specifically for hospitals and its proprietary SmartAssist software, Ekso GT allows for the early mobilization of patients, with high step count and high dosage treatments. The intent is to allow the patient’s central nervous syst...

AGRX: Agile Therapeutics Analysis and Research Report

2018-09-18 - Asif

Overview Agile Therapeutics is a forward-thinking women’s healthcare company dedicated to fulfilling the unmet health needs of today’s women. Twirla® and its other current potential product candidates are designed to provide women with contraceptive options that offer greater convenience and facilitate compliance. The company's lead product candidate, Twirla, also known as AG200-15, is a once-weekly prescription contraceptive patch that is at the end of Phase 3 clinical development. Since its inception in 1997, Agile Therapeutics has devoted substantial resources to developing Twirla, building its intellectual property portfolio, business planning, raising capital and providing general and administrative support for these operations. The company incurred research and development expenses of $14.4 million, $20.9 million and $25.6 million during the years ended December 31, 2017, 2016 and 2015, respectively. The company incurred research and development expenses of $2.4 milli...

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