News and Filings Feed

CEF Weekly: Nuveen Floating Rate Income Fund In Focus

2016-09-18 seekingalpha
CEF Weekly Review: On average, the 13 closed-end fund (CEF) types registered a share price increase of 1.2% for the week ending 2/3/12. The high-low spread (average percentage price change difference between the highest and lowest fund types) registered this week was broad +4.6% versus +2.2% the previous week. On an aggregate unweighted basis, the weekly average price change for the approximately 600 CEFs in the GrowthIncome database was also up 1.

Look Out For In-Kind Tender Offer Problems At This Closed-End Fund

2016-09-02 seekingalpha
LCM, a closed-end fund, has proposed a 32.5% prorated self-tender offer with payment in-kind using slices of its portfolio.

Advent/Claymore Enhanced Growth & Income Fund SHAREHOLDER PROPOSAL

2016-04-28 sec.gov
ex991to13da106290060_042816.htm Exhibit 99.1   Proposal   RESOLVED, that the shareholders of Advent/Claymore Enhanced Growth & Income Fund (“LCM”) hereby request that the Board of Trustees of LCM (the “Board”) take the necessary steps to declassify the Board so that all trustees are elected on an annual basis.  Such declassification shall be completed in a manner that does not affect the unexpired terms of the previously elected trustees.

Advent/Claymore Enhanced Growth & Income Fund AMENDMENT NO. 1 TO THE SCHEDULE 13D (Activist Acquisition of More Than 5% of Shares)

2016-04-28 sec.gov
sc13da106290060_04282016.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 1)1 Advent/Claymore Enhanced Growth & Income Fund (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 00765E104 (CUSIP Number)   ADAM W.

Advent/Claymore Enhanced Growth & Income Fund EXHIBIT 1

2016-04-26 sec.gov
EXHIBIT 1 JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k) The undersigned acknowledge and agree that the foregoing statement on Schedule 13D is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13D shall be filed on behalf of each of the undersigned without the necessity of filing additional joint filing agreements. The undersigned acknowledge that each shall be responsible for the timely filing of such amendments, and for the completene

Advent/Claymore Enhanced Growth & Income Fund SABA CAPITAL MANAGEMENT, L.P. (Activist Acquisition of More Than 5% of Shares)

2016-04-26 sec.gov
  SECURITIES AND EXCHANGE COMMISSION   Washington, D.C. 20549       SCHEDULE 13D   Under the Securities Exchange Act of 1934 (Amendment No. [__])*   Advent/Claymore Enhanced Growth & Income Fund (Name of Issuer)   Common Stock, $0.001 par value per share (Title of Class of Securities)   00765E104 (CUSIP Number)   Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention: Michael D'Angelo (212) 542-4635   with a copy to:   Eleazer Klein, Esq.

Advent/Claymore Enhanced Growth & Income Fund CERTIFICATIONS

2016-03-29 sec.gov
ex99cert.htm CERTIFICATIONS I, Tracy V. Maitland, certify that:   1. I have reviewed this report on Form N-Q of Advent/Claymore Enhanced Growth & Income Fund;   2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report;   3.

Advent/Claymore Enhanced Growth & Income Fund LCM (Quarterly Schedule of Portfolio Holdings)

2016-03-29 sec.gov
gug63791-nq.htm UNITED STATES  SECURITIES AND EXCHANGE COMMISSION Washington, DC  20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number      811-21504   Advent/Claymore Enhanced Growth & Income Fund (Exact name of registrant as specified in charter) 1271 Avenue of the Americas, 45th Floor, New York, NY 10020 (Address of principal executive offices) (Zip code)   Robert White  1271 Avenue of the Americas, 45th Floor N

Advent/Claymore Enhanced Growth & Income Fund Form SC 13G (Acquisition of More Than 5% of Shares)

2016-02-12 sec.gov
Saba Capital Management, L.P.: Form SC 13G - Filed by newsfilecorp.com UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. __)* Advent/Claymore Enhanced Growth & Income Fund (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 00765E104 (CUSIP Number) January 29, 2016 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule p

Advent/Claymore Enhanced Growth & Income Fund SC 13G (Passive Acquisition of More Than 5% of Shares)

2016-02-11 sec.gov
Saba Capital Management, L.P.: Form SC 13G - Filed by newsfilecorp.com UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. __)* Advent/Claymore Enhanced Growth & Income Fund (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 00765E104 (CUSIP Number) January 29, 2016 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule p

Advent/Claymore Enhanced Growth & Income Fund Form EX-99.1

2016-02-05 sec.gov
ex991to13d06290060_02012016.htm Exhibit 99.1   JOINT FILING AGREEMENT   In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including additional amendments thereto) with respect to the shares of Common Stock, $0.001 par value, of Advent/Claymore Enhanced Growth & Income Fund, a Delaware statutory trust.

Advent/Claymore Enhanced Growth & Income Fund Form SC 13D (Acquisition of More Than 5% of Shares)

2016-02-05 sec.gov
sc13d06290060_02012016.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No.  )1 Advent/Claymore Enhanced Growth & Income Fund (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 00765E104 (CUSIP Number)   ADAM W.

Advent/Claymore Enhanced Growth & Income Fund JOINT FILING AGREEMENT

2016-02-01 sec.gov
ex991to13d06290060_02012016.htm Exhibit 99.1   JOINT FILING AGREEMENT   In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including additional amendments thereto) with respect to the shares of Common Stock, $0.001 par value, of Advent/Claymore Enhanced Growth & Income Fund, a Delaware statutory trust.

Advent/Claymore Enhanced Growth & Income Fund SCHEDULE 13D (Activist Acquisition of More Than 5% of Shares)

2016-02-01 sec.gov
sc13d06290060_02012016.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No.  )1 Advent/Claymore Enhanced Growth & Income Fund (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 00765E104 (CUSIP Number)   ADAM W.

Advent/Claymore Enhanced Growth & Income Fund Form EX-99.1

2016-01-27 sec.gov
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the completeness or accuracy of the information concerning the other persons making the filing, unless such pers

Advent/Claymore Enhanced Growth & Income Fund Form SC 13G/A (Acquisition of More Than 5% of Shares)

2016-01-27 sec.gov
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 7)* Advent/Claymore Enhanced Growth & Income Fund ------------------------------------------------ (Name of Issuer) Common ------------------------------ (Title of Class of Securities) 00765E104 -------------- (CUSIP Number) December 31, 2015 ------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Ch

Advent/Claymore Enhanced Growth & Income Fund JOINT FILING AGREEMENT

2016-01-26 sec.gov
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the completeness or accuracy of the information concerning the other persons making the filing, unless such pers

Advent/Claymore Enhanced Growth & Income Fund AMENDED SCHEDULE 13G (Passive Acquisition of More Than 5% of Shares)

2016-01-26 sec.gov
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 7)* Advent/Claymore Enhanced Growth & Income Fund ------------------------------------------------ (Name of Issuer) Common ------------------------------ (Title of Class of Securities) 00765E104 -------------- (CUSIP Number) December 31, 2015 ------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Ch

Advent/Claymore Enhanced Growth & Income Fund Form SC 13G/A (Acquisition of More Than 5% of Shares)

2016-01-16 sec.gov
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 5)* Advent/Claymore Enhanced Growth & Income Fund ------------------------------------------------------- (NAME OF ISSUER) Common Stock ------------------------------------------------------- (TITLE OF CLASS OF SECURITIES) 00765E104 ------------------------------------------------------- (CUSIP NUMBER) December 31, 2015 ------------------------------------

Advent/Claymore Enhanced Growth & Income Fund AMENDED SCHEDULE 13G - FINAL (Passive Acquisition of More Than 5% of Shares)

2016-01-15 sec.gov
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 5)* Advent/Claymore Enhanced Growth & Income Fund ------------------------------------------------------- (NAME OF ISSUER) Common Stock ------------------------------------------------------- (TITLE OF CLASS OF SECURITIES) 00765E104 ------------------------------------------------------- (CUSIP NUMBER) December 31, 2015 ------------------------------------

Advent/Claymore Enhanced Growth & Income Fund Form N-CSR

2016-01-09 sec.gov
gug63316.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549   FORM N-CSR   CERTIFIED SHAREHOLDER REPORT OF REGISTERED MANAGEMENT INVESTMENT COMPANIES   Investment Company Act file number 811-21504    Advent/Claymore Enhanced Growth & Income Fund (Exact name of registrant as specified in charter)   1271 Avenue of the Americas, 45th Floor, New York, NY 10020 (Address of principal executive offices) (Zip code)   Robert White, Treasurer 1271 Avenue of the Americas, 45th Floo

Advent/Claymore Enhanced Growth & Income Fund Form EX-99.77B ACCT LTTR

2015-12-31 sec.gov
Report of Independent Registered Public Accounting Firm To the Board of Trustees and Shareholders of Advent/Claymore Enhanced Growth and Income Fund In planning and performing our audit of the financial statements of Advent/Claymore Enhanced Growth and Income Fund (the Fund) as of and for the year ended October 31, 2015, in accordance with the standards of the Public Company Accounting Oversight Board (United States), we considered the Funds internal control over financial reporting, including c

Advent/Claymore Enhanced Growth & Income Fund Form NSAR-B

2015-12-31 sec.gov
PAGE 1 000 B000000 10/31/2015 000 C000000 0001278460 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 Advent Claymore Enhanced Growth & Income Fund 001 B000000 811-21504 001 C000000 2124821600 002 A000000 1271 AVENUE OF THE AMERICAS, 45TH FLOOR 002 B000000 NEW YORK 002 C000000 NY 002 D010000 10020 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 N 007 B000000 0 008 A000001 ADVENT CAPITAL MANAGEMENT, LLC 008 B000001 A

Advent/Claymore Enhanced Growth & Income Fund 3D/A (Activist Acquisition of More Than 5% of Shares)

2015-09-10 sec.gov
SCHEDULE 13D/A DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT 9/9/15 1. NAME OF REPORTING PERSON Bulldog Investors, LLC 2. CHECK THE BOX IF MEMBER OF A GROUP a[ ] b[] 3. SEC USE ONLY 4. SOURCE OF FUNDS WC 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) AND 2(e) [] 6. CITIZENSHIP OR PLACE OF ORGANIZATION DE ___________________________________________________________ 7.

InsiderInsights.com Daily Round Up 7/16/15: Alliance New York Municipal Income Fund, Atlas Energy, Ryman Hospitality Properties

2015-07-17 seekingalpha
Tables of the top insider purchases and sales filed with the SEC on 7/16/15, based on dollar value.Dollar values often do not equate with significance when it comes to insider trades.Proprietary Insid


CUSIP: 00765E104