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GROW / U.S. Global Investors, Inc. 10-Q (Quarterly Report)

2018-02-16 sec.gov
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549      FORM 10-Q     ☒  Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended December 31, 2017 OR ☐  Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from ____________ to ____________.   Commission File Number 0-13928   U.

U.S. Global Investors, Inc. 2018 Q2 - Results - Earnings Call Slides

2018-02-16 seekingalpha
The following slide deck was published by U.S. Global Investors, Inc. in conjunction with their 2018 Q2 earnings call. (14-0)

U.S. Global Investors' (GROW) CEO Frank Holmes on Q2 2018 Results - Earnings Call Transcript

2018-02-16 seekingalpha
U.S. Global Investors, Inc (NASDAQ:GROW) Q2 2018 Earnings Conference Call February 15, 2018 8:30 AM ET (15-0)

GROW / U.S. Global Investors, Inc. 8-K (Current Report)

2018-02-15 sec.gov
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C.  20549     FORM 8-K     CURRENT REPORT Pursuant to Section 13 Or 15(d) Of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 15, 2018   U.S. GLOBAL INVESTORS, INC. (Exact name of registrant as specified in its charter) Texas 0-13928 74-1598370 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification No.

GROW / U.S. Global Investors, Inc. / FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD - US GLOBAL INVESTORS (Passive Investment)

2018-02-12 sec.gov
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 U.S. GLOBAL INVESTORS -------------------------------------------------- (NAME OF ISSUER) CLASS A COMMON STOCK -------------------------------------------------- (TITLE OF CLASS OF SECURITIES) 902952100 -------------------------------------------------- (CUSIP NUMBER) January 31, 2018 -------------------------------------------------- (DATE OF EVENT WHICH REQUIRES FILING

GROW / U.S. Global Investors, Inc. / FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD - US GLOBAL INVESTORS (Passive Investment)

2018-02-12 sec.gov
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 U.S. GLOBAL INVESTORS -------------------------------------------------- (NAME OF ISSUER) CLASS A COMMON STOCK -------------------------------------------------- (TITLE OF CLASS OF SECURITIES) 902952100 -------------------------------------------------- (CUSIP NUMBER) January 31, 2018 -------------------------------------------------- (DATE OF EVENT WHICH REQUIRES FILING

AUG / Auryn Resources Inc. - Stock Institutional Ownership and Shareholders - Fintel.io

2018-02-08 fintel.io
Auryn Resources Inc. (AMEX:AUG) has 27 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 17,970,470 shares. Largest shareholders include Goldcorp Inc, Ingalls & Snyder Llc, Van Eck Associates Corp, U S Global Investors Inc, Royal Bank Of Canada, Intact Investment Management Inc., Agf Investments Inc. (33-1)

GSS / Golden Star Resources Ltd. - Stock Institutional Ownership and Shareholders - Fintel.io

2018-02-06 fintel.io
Golden Star Resources Ltd. (AMEX:GSS) has 77 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 126,199,175 shares. Largest shareholders include Van Eck Associates Corp, Franklin Resources Inc, Sentry Investments Corp., Oppenheimer Funds Inc, Renaissance Technologies LLC, United Services Automobile Association, Picton Mahoney Asset Management, Intact Investment Management Inc. (38-0)

GSV / Gold Standard Ventures Corp. - Stock Institutional Ownership and Shareholders - Fintel.io

2018-02-01 fintel.io
Gold Standard Ventures Corp. (AMEX:GSV) has 43 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 57,259,542 shares. Largest shareholders include BlackRock Inc., Van Eck Associates Corp, American Century Companies Inc, FMR LLC / Fidelity, Oppenheimer Funds Inc, Ingalls & Snyder Llc, Mackenzie Financial Corp, D. (46-0)

GROW / U.S. Global Investors, Inc. / Royce & Associates LLC - 3G/A (Passive Investment)

2018-01-24 sec.gov
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information statement pursuant to Rules 13d-1 and 13d-2 Under the Securities Exchange Act of 1934 (Amendment No.26) U.S. Global Investors, Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 902952100 (CUSIP Number) Date of Event Which Requires Filing of this Statement: December 31, 2017 *The remainder of this cover page shall be filled out for a reporting person's initial filing on this f

GROW / U.S. Global Investors, Inc. / Royce & Associates LLC - 3G/A (Passive Investment)

2018-01-24 sec.gov
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information statement pursuant to Rules 13d-1 and 13d-2 Under the Securities Exchange Act of 1934 (Amendment No.26) U.S. Global Investors, Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 902952100 (CUSIP Number) Date of Event Which Requires Filing of this Statement: December 31, 2017 *The remainder of this cover page shall be filled out for a reporting person's initial filing on this f

KLDX / Klondex Mines Ltd. - Stock Institutional Ownership and Shareholders - Fintel.io

2018-01-23 fintel.io
Klondex Mines Ltd. (AMEX:KLDX) has 99 institutional investors and shareholders that have filed 13D/G or 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 109,337,635 shares. Largest shareholders include Van Eck Associates Corp, Sentry Investments Corp., U S Global Investors Inc, Wellington Management Group Llp, BlackRock Inc., Formula Growth Ltd, Oppenheimer Funds Inc, Deutsche Bank Ag\, State Street Corp, and Bank Of Montreal /can/. (73-5)

GROW / U.S. Global Investors, Inc. PP

2018-01-22 sec.gov
UNITED STATES OF AMERICA BEFORE THE SECURITIES AND EXCHANGE COMMISSION Application for an Order (i) under Section 6(c) of the Investment Company Act of 1940 (the “1940 Act”) for an exemption from Sections 2(a)(32), 5(a)(1), 22(d), and 22(e) of the 1940 Act and Rule 22c-1 under the 1940 Act, (ii) under Sections 6(c) and 17(b) of the 1940 Act for an exemption from Sections 17(a)(1) and (a)(2) of the 1940 Act, and (iii) under Section 12(d)(1)(J) of the 1940 Act for an exemption from Sections 12(d)(

GROW / U.S. Global Investors, Inc. PP

2018-01-22 sec.gov
UNITED STATES OF AMERICA BEFORE THE SECURITIES AND EXCHANGE COMMISSION Application for an Order (i) under Section 6(c) of the Investment Company Act of 1940 (the “1940 Act”) for an exemption from Sections 2(a)(32), 5(a)(1), 22(d), and 22(e) of the 1940 Act and Rule 22c-1 under the 1940 Act, (ii) under Sections 6(c) and 17(b) of the 1940 Act for an exemption from Sections 17(a)(1) and (a)(2) of the 1940 Act, and (iii) under Section 12(d)(1)(J) of the 1940 Act for an exemption from Sections 12(d)(

GROW / U.S. Global Investors, Inc. / FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD - U.S. GLOBAL INVESTORS (Passive Investment)

2018-01-12 sec.gov
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 U.S. GLOBAL INVESTORS -------------------------------------------------- (NAME OF ISSUER) CLASS A COMMON STOCK -------------------------------------------------- (TITLE OF CLASS OF SECURITIES) 902952100 -------------------------------------------------- (CUSIP NUMBER) December 31, 2017 -------------------------------------------------- (DATE OF EVENT WHICH REQUIRES FILIN


CUSIP: 902952100