|Security||OXLCN / Oxford Lane Capital Corp.|
Stock Insider Trading (from SEC Form 4)
Oxford Lane Capital Corp. insider trades are listed in the following table, followed by a table containing the full transaction history. Insiders are officers, directors, or significant investors in a company. In general, it is generally illegal for insiders to make trades in their companies based on specific, non-public information. This does not mean it is illegal for them to make any trades in their own companies. However, they must report all trades to the SEC via a Form 4.
OXLCN / Oxford Lane Capital Corp. insiders include Ashenfelter Mark Jeffrey, Frantz Leroy Scott, ROSENTHAL SAUL B, and Shin David S..
Shin David S.
Frantz Leroy Scott
ROSENTHAL SAUL B
Ashenfelter Mark Jeffrey
Click the link icon to see the full transaction history. Transactions reported as part of a 10b-5 automatic trading plan will have an X in the column marked 10b-5.
|4||Shin David S.||P||D||10.1171||2,000||2,000||20,234|
|4||Frantz Leroy Scott By Trust||P||I||25.2022||-11,750||650,384||16,391,108|
|4||Frantz Leroy Scott||J||D||25.07||-200,000||638,634|
|4||ROSENTHAL SAUL B||P||D||9.79||20,000||152,222||1,490,253|
|4||Frantz Leroy Scott||P||D||25.00||200,000||838,634||20,965,850|
|4||Ashenfelter Mark Jeffrey||P||D||12.5184||2,500||15,000||187,776|
- Open market or private purchase of non-derivative or derivative security
- Open market or private sale of non-derivative or derivative security
- Grant, award, or other acquisition of securities from the company (such as an option)
- Conversion of derivative
- Sale or transfer of securities back to the company
- Payment of exercise price or tax liability using portion of securities received from the company
- Gift of securities by or to the insider
- Equity swaps and similar hedging transactions
- Exercise or conversion of derivative security received from the company (such as an option)
- A transaction voluntarily reported on Form 4
- Other (accompanied by a footnote describing the transaction)
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