SecurityOXLCN / Oxford Lane Capital Corp.
Total Insiders4
Total Directors3
Total Officers1

Stock Insider Trading (from SEC Form 4)

Oxford Lane Capital Corp. insider trades are listed in the following table, followed by a table containing the full transaction history. Insiders are officers, directors, or significant investors in a company. In general, it is generally illegal for insiders to make trades in their companies based on specific, non-public information. This does not mean it is illegal for them to make any trades in their own companies. However, they must report all trades to the SEC via a Form 4.

OXLCN / Oxford Lane Capital Corp. insiders include Ashenfelter Mark Jeffrey, Frantz Leroy Scott, ROSENTHAL SAUL B, and Shin David S..

Insider Roster

Insider Dir Off 10% Shares Owned
Shin David S. Director
X 2,000
Frantz Leroy Scott 10% Owner
X 650,384
ROSENTHAL SAUL B President, Director
X X 152,222
Ashenfelter Mark Jeffrey Director
X

Transaction History

Click the link icon to see the full transaction history. Transactions reported as part of a 10b-5 automatic trading plan will have an X in the column marked 10b-5.

Tran
Date
Form Insider Code 10b-5 Direct Share
Price
Shares
Changed
Remaining
Shares
Post Value
2018-02-27 4 Shin David S. P D 10.1171 2,000 2,000 20,234
2017-08-07 4 Frantz Leroy Scott By Trust P I 25.2022 -11,750 650,384 16,391,108
2017-07-14 4 Frantz Leroy Scott J D 25.07 -200,000 638,634
2017-06-22 4 ROSENTHAL SAUL B P D 9.79 20,000 152,222 1,490,253
2017-06-14 4 Frantz Leroy Scott P D 25.00 200,000 838,634 20,965,850
2015-08-20 4 Ashenfelter Mark Jeffrey P D 12.5184 2,500 15,000 187,776
P
Open market or private purchase of non-derivative or derivative security
S
Open market or private sale of non-derivative or derivative security
A
Grant, award, or other acquisition of securities from the company (such as an option)
C
Conversion of derivative
D
Sale or transfer of securities back to the company
F
Payment of exercise price or tax liability using portion of securities received from the company
G
Gift of securities by or to the insider
K
Equity swaps and similar hedging transactions
M
Exercise or conversion of derivative security received from the company (such as an option)
V
A transaction voluntarily reported on Form 4
J
Other (accompanied by a footnote describing the transaction)

Related News Stories

Grannies Beat Geezers In Total Return, While Income Factory Cash Distribution Reaches 12%

2018-10-15 seekingalpha
In what's turned into a topsy-turvy market, our Savvy Senior Income Factory continues to pump out cash, most recently at a 12% rate.

The Brown Bag Portfolio September Review: Doubling Down On Main Street Capital

2018-10-02 seekingalpha
I’ve been writing about the Brown Bag Portfolio for just over a year, although I’ve been working on it for two. It started July 5th, 2016, when I opened a brokerage account with $150. It wasn’t a meaningful amount, but it was an incredibly meaningful action. It was at that point, on that day, that I chose to stop living in the moment and set about enacting a plan for the future.

Hey You, Dividend Investor, Are You Doing It Wrong?

2018-10-01 seekingalpha
Investing for Immediate income outperforms more conservative established investment within a 35 to 38-year time frame - longer than most find themselves actively investing or retired. I recast my projects and fine-tuned the process due to concerns about the previously included ETF.

Your Monthly Paid Dividends From 87 All Cap U.S. Equities And 80 Funds For October

2018-10-01 seekingalpha
October's U.S. Exchange monthly-paid dividends; upsides; net gains: 1. Stocks by yield >0.5% (87); 2. Stocks by price upside (30); 3. Closed-End Investment Companies, Exchange-Traded Funds and Notes (CEICs/ETFs/ETNs) by yield (80). (6-0)

Jane's August Dividend Increases And Income Tracker - Retirement Accounts

2018-09-28 seekingalpha
This is the sixth month I have officially tracked dividend income (in an article) for Jane's Traditional and Roth IRA Accounts. Her dividend income totaled $689.45. (107-0)